Anaemia prevalence and risk factors among children aged 6 to 23 months in rural China

Hong Kong Med J 2023 Oct;29(5):432–42 | Epub 1 Aug 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE (HEALTHCARE IN MAINLAND CHINA)
Anaemia prevalence and risk factors among children aged 6 to 23 months in rural China
L Zeng, MA, BA; W Zheng, MSc, BSc; Q Gao, PhD, MEcon; N Qiao, PhD, LLM; K Du, MEcon; A Yue, PhD, MEcon
Center for Experimental Economics in Education, Shaanxi Normal University, Xi’an, China
 
Corresponding author: Dr Q Gao (gqiufeng820@163.com)
 
 Full paper in PDF
 
Abstract
Introduction: Anaemia is a global public health problem among children. However, few studies have examined anaemia prevalence and risk factors among Chinese children of different ages, particularly in poor rural areas. This study investigated these two aspects among children aged 6 to 23 months in poor rural areas of China.
 
Methods: This cross-sectional study included 1132 children aged 6 to 23 months in three prefectures of the Qinba Mountains area. A finger prick blood test for haemoglobin and anaemia was conducted, along with household surveys of socio-demographic characteristics, illness characteristics, and feeding practices. Multiple linear and logistic regression analyses were used to determine predictors of anaemia.
 
Results: Overall, 42.6% of children in the study displayed anaemia. Children aged 6 to 11 months had the highest anaemia prevalence (53.6%). Anaemia risk factors differed among age-groups and throughout the overall sample. Bivariate and multivariable regression results showed that continued breastfeeding, any history of formula feeding, and consumption of iron-rich or iron-fortified foods were associated with anaemia prevalence. However, continued breastfeeding and any history of formula feeding had the greatest impact across age-groups (both P<0.05).
 
Conclusion: Anaemia remains a severe public health problem among children aged 6 to 23 months in rural China. Healthy feeding practices, nutritional health knowledge, and nutrition improvement projects are needed to reduce the burden of anaemia among children in rural areas of China.
 
 
New knowledge added by this study
  • The prevalence of anaemia among rural children was higher in the Qinba Mountains area than in the central and eastern areas of China.
  • Anaemia prevalence varied among age-groups, and the lowest prevalence was observed in children aged 18 to 23 months.
  • Continued breastfeeding, any history of formula feeding, and consumption of iron-rich or iron-fortified foods were associated with anaemia prevalence among children in rural China.
Implications for clinical practice or policy
  • The government should more closely monitor anaemia among children in rural areas and introduce relevant policies to address this issue.
  • Healthy feeding practices, nutritional health knowledge, and nutrition improvement projects are needed to reduce the burden of anaemia among children in rural China.
 
 
Introduction
Anaemia is a global health issue that affects one-quarter of the world’s population; it is particularly prevalent among preschool-aged children in developing countries.1 Approximately 47.4% of preschool-aged children worldwide display anaemia.1 There are three categories of factors associated with anaemia: inherited disorders, infectious diseases, and micronutrient deficiencies.2 3 Among these factors, iron deficiency is the most common cause,4 especially in China.5 There is evidence that iron deficiency anaemia affects developmental potential in children.6 7
 
Anaemia prevalence among children in China, particularly in poor rural areas, is higher than that in developed countries.2 3 In the United States and the Netherlands, the rate is <10%.2 The rate in urban areas of China is <20%,8 9 whereas the prevalence in rural areas is more than double that in urban areas.10 11 12 Thus, there is a need for considerable effort from the Chinese Government to ensure that regional anaemia prevalence among children aged <5 years are below 10% by 2030.13
 
Few studies have examined factors associated with anaemia among children of different ages, particularly in poor rural areas of China. Previous studies have shown that anaemia may be associated with the demographic, social, and health characteristics of children and their families.14 15 16 17 Feeding practices have also been associated with anaemia in children.1 18 19 20 However, few studies have extensively analysed anaemia prevalence and associated factors among children of different ages in rural China.16 21 22 For example, one study explored risk factors for anaemia in children aged 0 to 5 months and those aged 6 to 36 months; however, the age ranges were excessively broad.14 In another study exploring risk factors for anaemia in children aged <36 months, stratified according to age, relatively few potential associated factors (eg, socio-demographic and illness characteristics) were considered; there was no consideration of other potential associated factors, such as complementary feeding.18
 
This study was therefore conducted to explore anaemia prevalence and risk factors among children aged 6 to 23 months in poor rural areas of China; analyses were performed focusing on the overall sample and with stratification according to age. Therefore, we established three objectives: to examine anaemia prevalence among children in the study area; to identify socio-demographic and illness characteristics associated with anaemia in children; and to explore feeding practices associated with anaemia in children.
 
Methods
Sample selection
This study was conducted in 22 nationally designated poverty-stricken counties (all of which are now out of poverty) within three prefectures in the Qinba Mountains area of northwest China. By the end of 2015 in the survey year, the total population of the sample area was 8 464 200, including a rural population of 4 716 100 (55.7%). The per capita income was 20 939 yuan, which was less than half of the national per capita income (42 359 yuan) in the same period in China.23 Sample villages and households were selected in two stages. First, from each of the 22 counties, all townships (ie, the middle level of administration between county and village) that met the criteria were selected to participate in the study, with two exceptions: the township in each county containing the county government (which represents the level of county development), as well as townships containing <800 people. In total, 115 of 400 townships were included in this study. Second, in each sample township, we selected random villages with ≥10 children. All children in our target age range (6-23 months) were enrolled in the study, including premature but not congenitally abnormal children; thus, we included 1694 children and their households. Because one prefecture did not survey feeding practices, the corresponding analysis only included 1210 participants from the other two sample prefectures. In total, 1132 participants (children and their households) fully completed the survey (response rate of 93.6%).
 
Data collection
Survey data were collected in three waves in November 2015, April 2016, and February 2017. After identification of the primary caregiver responsible for a child’s diet and care, well-trained enumerators collected information through one-on-one questionnaire interviews with the primary caregiver.
 
First, specific components of socio-demographic and illness characteristics were recorded in the survey. The socio-demographic characteristics included the child’s age, sex, gestational age, and birth order; the primary caregiver’s identity; maternal education and age; and whether the family received social security support (ie, government welfare for the lowest income families nationwide). Illness characteristics comprised any history of fever, cold, or diarrhoea in the previous 2 weeks.
 
Second, detailed information regarding the child’s feeding practices was collected via dietary recall, using a series of questions based on the ‘Indicators for assessing infant feeding practices’ compiled by the World Health Organization (WHO).24 The following definitions were used: continued breastfeeding, proportion of children aged 6 to 23 months who had received breast milk during the previous day; any history of formula feeding, proportion of children who had ever been formula-fed; minimum dietary diversity, proportion of children aged 6 to 23 months who had consumed ≥4 of the 7 food groups under WHO’s classification24 during the previous day; minimum meal frequency, proportion of children aged 6 to 23 months who consumed a meal at a standard frequency during the previous day, considering their breastfeeding status (two times for breastfed infants aged 6 to 8 months, three times for breastfed children aged 9 to 23 months, and four times for non-breastfed children aged 6 to 23 months); minimum acceptable diet, proportion of children aged 6 to 23 months who consumed a meal that met standards for minimum dietary diversity and minimum meal frequency during the previous day; and consumption of iron-rich or iron-fortified foods, proportion of children who consumed iron-rich or iron-fortified foods specifically designed for children aged 6 to 23 months during the previous day.
 
Third, each child’s haemoglobin (Hb) concentration and anaemia status were assessed by trained nurses from the Xi’an Jiaotong University, who performed tests on fingertip blood samples collected from all children. These analyses were performed using the HemoCue Hb201 haemoglobin analyser (HemoCue Inc, Ängelholm, Sweden), which is accurate, rapid, and convenient for children in remote rural areas.11 15 21 25 Its measurement accuracy is 1 g/L.18 We confirmed that the sample villages’ altitudes were below 1000 m; therefore, no adjustments to measured Hb concentrations were required. Anaemia status was determined according to Hb concentration and divided into four categories: non-anaemic, Hb concentration ≥110 g/L; mild, 100-109 g/L; moderate, 70-99 g/L; and severe, <70 g/L.26 Children with severe anaemia were referred to a local hospital for treatment.
 
Statistical analysis
Statistical analysis was performed using STATA version 15.0 (Stata Corporation, College Station [TX], United States). The children’s socio-demographic and illness characteristics, feeding practices, and anaemia statuses were summarised using descriptive statistics. In bivariate analyses, P values for differences in mean Hb concentration between subgroups were estimated using t tests. The Pearson Chi squared test was also used to compare categorical variables between anaemia and non-anaemia groups. Multiple linear regression analyses were performed to identify covariates that were significantly associated with Hb concentration. Multiple logistic regression analysis was used to identify predictors of anaemia. The threshold for statistical significance was set at P<0.05.
 
Results
Socio-demographic characteristics, illness characteristics, and feeding practices
Table 1 presents the socio-demographic and illness characteristics of the 1132 children. Of these, 51.0% were boys, 5.2% were born prematurely, and more than half were first-born (54.9%). Additionally, more than half of the primary caregivers (68.9%) were the children’s mothers; the remaining primary caregivers were the children’s grandmothers. Less than one-quarter of the children’s mothers (22.5%) had >9 years of education, and more than half of them (59.4%) were aged ≤28 years. Social security support was received by 11.9% of the participating families. Approximately half of the children (55.6%) had been sick (with fever, cold, or diarrhoea) in the previous 2 weeks.
 

Table 1. Detailed socio-demographic characteristics, illness characteristics, and feeding practices
 
Table 1 also presents the feeding practices of the children; notably, 29.8% and 86.6% of the children had continued breastfeeding and any history of formula feeding, respectively. With respect to complementary feeding, most children (80.9%) consumed iron-rich or iron-fortified foods; however, approximately 65.0% and 44.2% of the children met the standard requirements for minimum dietary diversity and meal frequency, respectively. Moreover, only 19.9% of the children met the standard requirement for a minimum acceptable diet. All children were divided into three age-groups: 6 to 11 months (n=343), 12 to 17 months (n=472), and 18 to 23 months (n=317).
 
Prevalence of haemoglobin concentration and anaemia
Table 2 presents the children’s Hb concentrations and anaemia prevalence; the mean and standard deviation of their Hb concentration was 110.95 ± 0.42 g/L. Overall, 42.6% of the children had anaemia, including 21.6% with mild anaemia, 20.1% with moderate anaemia, and 0.8% with severe anaemia. A similar pattern was observed upon stratification according to age: few children had severe anaemia, and approximately one-quarter of children displayed mild or moderate anaemia in 6 to 11 months and 12 to 17 months age-groups.
 

Table 2. Prevalence of haemoglobin concentrations and anaemia prevalence
 
As age increased across the groups (from 6-11 months to 12-17 months, and then to 18-23 months), the mean Hb concentration increased, whereas anaemia prevalence decreased. The mean and standard deviation Hb concentrations in the three groups (from youngest to oldest) were 106.85 ± 0.72 g/L, 111.10 ± 0.64 g/L, and 115.18 ± 0.78 g/L, respectively. Furthermore, children aged 6 to 11 months had the highest anaemia prevalence (53.6%), followed by children aged 12 to 17 months (43.4%) and then children aged 18 to 23 months (29.3%).
 
Bivariate analysis of socio-demographic and illness characteristics
Table 3 shows the bivariate associations of Hb concentration/anaemia prevalence with the children’s socio-demographic and illness characteristics, stratified according to age. Among children aged 12 to 17 months, birth order and health status were significantly associated with Hb concentration/anaemia prevalence; however, the associations were not statistically significant in the other two age-groups or the overall sample. Among children aged 12 to 17 months, Hb concentrations were significantly higher in first-born children than in non-first-born children (P=0.020). Moreover, among children aged 12 to 17 months, children who had been sick in the previous 2 weeks were more likely to display anaemia, compared with children who had not been sick (P=0.029).
 

Table 3. Prevalence of haemoglobin concentrations and anaemia, stratified according to socio-demographic and illness characteristics
 
A similar trend was observed regarding the relationship of Hb concentration/anaemia prevalence with the primary caregiver; however, the only statistically significant result was observed in the overall sample. In summary, the Hb concentration was lower (P=0.003) and anaemia prevalence was higher (P=0.001) among children whose primary caregiver was their mother, compared with children who had a different primary caregiver. Furthermore, in the overall sample and all age-groups, there were no significant binary associations between the Hb concentration/anaemia prevalence and variables such as sex, premature birth, maternal education and age, or receipt of social security support.
 
Bivariate analysis of feeding practice variables
Table 4 shows the bivariate associations of Hb concentration/anaemia prevalence with feeding practices. The associations varied among age-groups and in the overall sample. Children with any history of formula feeding had higher Hb concentrations and lower rates of anaemia, compared with children who had never received formula (both P<0.001); these differences were statistically significant in all age-groups. Children who had continued breastfeeding displayed lower Hb concentrations and higher rates of anaemia, compared with children who had stopped breastfeeding (both P<0.001); these differences were statistically significant among children aged 12 to 17 months (both Hb concentration and anaemia prevalence) and 18 to 23 months (anaemia prevalence only).
 

Table 4. Prevalence of haemoglobin concentrations and anaemia, stratified according to feeding practices
 
Additionally, observable complementary food–related variables were significantly associated with Hb concentration and anaemia prevalence. In the overall sample, children with feeding practices that met the minimum requirements for dietary diversity had significantly higher Hb concentrations (P<0.001) and lower rates of anaemia (P=0.005), compared with children whose feeding practices did not meet those requirements. Children with feeding practices that met the minimum meal frequency requirements had higher Hb concentrations (P=0.018), compared with children whose feeding practices did not meet those requirements. Regarding the consumption of iron-rich or iron-fortified foods, a significant positive association with Hb concentration and a significant negative association with anaemia prevalence was observed among children aged 12 to 17 months and in the overall sample (both P<0.001).
 
Multivariable analysis of socio-demographic and illness characteristics, and feeding practice variables
The results of multivariable analysis of the relationship between Hb concentration and anaemia prevalence are presented in Table 5. The initial multivariable model included variables related to socio-demographic and illness characteristics, continued breastfeeding, and any history of formula feeding; the results showed that Hb concentrations were significantly higher in first-born children (P=0.031) and significantly lower in children of younger mothers (P=0.032), but no factors were significantly associated with anaemia prevalence. Any history of formula feeding was positively associated with Hb concentration (P=0.031) and negatively associated with anaemia prevalence (odds ratio [OR]=0.59, 95% confidence interval [CI]=0.41-0.86; P=0.006), whereas continued breastfeeding was significantly negatively associated with Hb concentration (P=0.001) and positively associated with anaemia prevalence (OR=1.50, 95% CI=1.07-2.11; P=0.019). A subsequent multivariable model included socio-demographic and illness characteristics, as well as complementary food–related variables; the results showed that Hb concentration remained positively associated with first-born-child status (P=0.025) and younger maternal age (P=0.032), whereas consumption of iron-rich or iron-fortified foods was negatively associated with anaemia prevalence (OR=0.66, 95% CI=0.46-0.94; P=0.021). The final multivariable model included all variables; the results showed that continued breastfeeding was positively associated with anaemia prevalence (OR=1.75, 95% CI=1.21-2.51; P=0.003), whereas any history of formula feeding was negatively associated with anaemia prevalence (OR=0.57, 95% CI=0.38-0.87; P=0.010).
 

Table 5. Multivariable analysis of haemoglobin concentrations and anaemia prevalence
 
Discussion
In this analysis of 1132 children aged 6 to 23 months in a poor rural area of China, we found that the anaemia prevalence was high in the overall sample, although it varied among age-groups. Bivariate analysis of socio-demographic characteristics, illness characteristics, and feeding practices revealed diverse risk factors among age-groups and in the overall sample. Additionally, multivariable analysis showed that feeding practice–related variables were risk factors for anaemia prevalence. Compared with complementary food–related variables, continued breastfeeding and any history of formula feeding had much greater impacts across age-groups.
 
Anaemia prevalence among children in rural China
Our findings revealed that 42.6% of children in the overall sample displayed anaemia, and anaemia prevalence among children in rural China varied according to age. According to WHO guidelines, anaemia prevalence exceeding 40% is a ‘severe public health problem’.26 Previous studies revealed anaemia prevalence among children in rural areas of central China (29.7%) and eastern China (24.2%)21 27; the prevalence was higher among children in our sample, indicating that urgent attention is needed regarding anaemia among children in rural areas of western China. Furthermore, our results showed that anaemia prevalence decreased with increasing age, consistent with previous reports.8 15 17 28 We found that anaemia prevalence was lower among children aged 18 to 23 months than among those aged 6 to 11 months or 12 to 17 months; this may have been related to the successful inclusion of complementary foods after 12 months of age. There is evidence that increasing iron intake from various foods contributes to a slow decrease in anaemia prevalence.26 Overall, our findings imply substantial differences in anaemia prevalence according to age; thus, analyses of anaemia in children, along with its risk factors, should consider the effect of age (in months).
 
Bivariate and multivariable analyses of risk factors of anaemia
Our bivariate analysis showed significant differences in risk factors for low Hb concentration and anaemia prevalence among children in the overall sample and in each age-group. These findings were consistent with the results of other studies regarding anaemia among children in China.21 22 In particular, a study of children aged 6 to 23 months showed that complementary feeding practices meeting the minimum dietary diversity requirement were negatively associated with anaemia prevalence among children aged 12 to 17 months; however, the association was not statistically significant among children aged 6 to 11 months or 18 to 23 months. Additionally, complementary feeding practices meeting the minimum meal frequency requirement were negatively associated with anaemia prevalence in all age-groups.22 Therefore, we conclude that the risk factors for anaemia prevalence in children differ according to age.
 
Our results also indicated that socio-demographic and illness characteristics were associated with anaemia prevalence among children in poor rural areas of China, consistent with previous findings.11 17 Specifically, birth order and a history of illness in the previous 2 weeks were statistically significant risk factors for anaemia in children aged 12 to 17 months. Regarding health status, previous studies revealed that anaemia is positively associated with a history of recurrent illness, such as diarrhoea or fever.11 19 We found that children who had been sick in the previous 2 weeks were more likely to display anaemia, presumably because they experienced a loss of appetite and had poor intestinal nutrient absorption.27 The child’s relationship with their primary caregiver was significantly associated with Hb concentration and anaemia prevalence in the overall sample. Previous studies showed greater dependence on breast milk among children whose primary caregiver was their mother; this dependence may lead to anaemia. Thus, the provision of adequate nutrition via complementary food is recommended.29
 
Bivariate and multivariable analyses showed that feeding practices (continued breastfeeding, any history of formula feeding, and consumption of iron-rich or iron-fortified foods) were associated with anaemia prevalence in poor rural areas of China. However, continued breastfeeding and any history of formula feeding had greater impacts on specific age-groups. Children who had continued breastfeeding displayed significantly lower Hb concentrations and higher rates of anaemia, both in the overall sample and among children aged 12 to 17 months or 18 to 23 months. These findings are consistent with the results of previous studies.30 31 32 Although the importance of breastfeeding for children before the age of 2 is widely recognised, empirical studies have shown that prolonged breastfeeding (ie, beyond 6 months of age) is positively associated with anaemia in children aged <2 years.31 32 Increases in total breastfeeding duration are associated with decreases in iron stores, implying late introduction or poor quality of complementary foods in children, as well as maternal anaemia.31 33 Accordingly, although there remains a need to encourage breastfeeding, careful monitoring of maternal and infant anaemia should be implemented, along with timely introduction of appropriate complementary foods to infants by 6 months of age; maternal diets and nutritional supplementation should also be improved.33 Children with any history of formula feeding had a higher Hb concentration and lower anaemia prevalence in each age-group, as well as the overall sample, consistent with previous findings.11 19 34 Formula feeding protects against anaemia in children, presumably because most commercially available formulas are fortified with micronutrients (eg, iron).27 Children with any history of formula feeding would have received additional iron, which have may helped to improve their anaemia status.11 Therefore, high-iron formulas are recommended for infants aged >6 months.35
 
In the overall sample, children with feeding practices that minimum dietary diversity standards and children who consumed iron-rich or iron-fortified foods were less likely to display anaemia. These results are consistent with the findings of studies in other rural areas of China.16 20 22 Regarding minimum dietary diversity, the WHO recommends that children aged 6 to 23 months receive a variety of foods to ensure that their nutrient requirements are met.36 A child’s needs with respect to the type and quantity of complementary foods increase with monthly age.37 Other studies have shown that the addition of complementary food in moderate amounts protects against anaemia.18 30 After 6 months of age, sources of iron for anaemia prevention are mainly derived from complementary foods.19 20 22 The consumption of iron-rich foods can reduce the risk of anaemia by improving iron storage and subsequent Hb production.19 The results of some studies have highlighted the importance of high-energy foods rich in iron, including beans, dark green leafy vegetables, meat, and viscera. These foods constitute sources of haem iron, which has better bioavailability.18 Therefore, caregivers should receive information concerning the importance of iron-rich complementary foods before they begin introducing complementary foods to their children.37
 
However, there is evidence that many children in rural China do not meet the standards for complementary feeding recommended by the WHO.18 22 24 Family income level substantially impacts nutritional intake.20 Although formula and complementary foods are widely available, they may not be prioritised in poor rural households.22 Because parents in such households often lack nutritional knowledge, they may assume that nutrient deficiency is unlikely; this belief can lead to inappropriate feeding in many children.20 Therefore, active intervention is needed; effective communication methods should be established to provide nutritional health knowledge and social support for family nutrition.
 
Limitations
This study had several important limitations. First, we could not determine whether seasonal or temporal factors were associated with anaemia. Although we had some seasonal and temporal data regarding the three survey waves, key information was unavailable; thus, we could not confirm the findings of Luo et al.11 Second, although previous studies indicated that anaemia during pregnancy is a risk factor for anaemia in children,38 39 the present study lacked data regarding maternal anaemia during pregnancy; thus, we could not explore this relationship. Third, we only assessed any history of formula feeding, rather than ongoing formula feeding, which may have led to inaccurate results. Additional studies are needed to address these limitations.
 
Conclusion
Anaemia remains a severe public health problem among children aged 6 to 23 months in rural China. Continued breastfeeding was significantly positively associated with anaemia prevalence, whereas any history of formula feeding and the consumption of iron-rich or iron-fortified foods were significantly negatively associated with anaemia prevalence. Although we could not make causal inferences on the basis of findings in this cross-sectional study, our analysis provided key information concerning factors associated with anaemia prevalence among children of various ages in rural China; these findings will help to guide clinical practice and support policy formulation.
 
Author contributions
Concept or design: L Zeng, W Zheng, Q Gao.
Acquisition of data: K Du, A Yue.
Analysis or interpretation of data: L Zeng, Q Gao.
Drafting of the manuscript: W Zheng, A Yue, Q Gao.
Critical revision of the manuscript for important intellectual content: Q Gao, N Qiao.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We thank the enumerators for their contribution to data collection.
 
Funding/support
This research was supported by the 111 Project (Grant No.: B16031), the National Social Science Foundation of China (Grant No.: 22BGL212), the National Natural Science Foundation of China (Grant No.: 72203134), and the Special Project of Philosophy and Social Science Research in Shaanxi Province (Grant No.: 2023QN0058). The funders had no role in study design, data collection/analysis/interpretation, or manuscript preparation.
 
Ethics approval
This study protocol was approved by the Sichuan University Institutional Review Board of China (Protocol ID: 2013005-01). All caregivers of the children under investigation provided oral informed consent before participating in this study.
 
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36. World Health Organization. Indicators for assessing infant and young child feeding practices: definitions and measurement methods. 2021. Available from: https://www.who.int/publications/i/item/9789240018389. Accessed 20 Sep 2021.
37. Lu P, Wang J, Jiang W, et al. Feeding status of 0~23-month-old infants in poor rural areas of Gansu Province from 2018 to 2019 [in Chinese]. Wei Sheng Yan Jiu 2020;49:731-43.
38. Wang L. Investigation on risk factors of iron deficiency anemia in infants [in Chinese]. Chin J Woman Child Health Res 2017;(S4):434-5.
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Cutaneous manifestations, viral load, and prognosis among hospitalised patients with COVID-19: a cohort study

Hong Kong Med J 2023 Oct;29(5):421–31 | Epub 19 Oct 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Cutaneous manifestations, viral load, and prognosis among hospitalised patients with COVID-19: a cohort study
Christina SM Wong, MRCP, FRCP1 #; Ivan FN Hung, MD, FRCP2 #; Mike YW Kwan, MSc (Applied Epidemiology), FHKAM (Paediatrics)3; Martin MH Chung, MRCP, FHKAM (Medicine)1; Mandy WM Chan, MRCP, FHKAM (Medicine)1; Adrian KC Cheng, MRCP, FHKAM (Medicine)1; YM Lau, MB, BS, MRCP1; CK Yeung, MD, FRCP1; Henry HL Chan, PhD, FRCP1; CS Lau, MD, FRCP4
1 Division of Dermatology, Department of Medicine, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
2 Division of Infectious Diseases, Department of Medicine, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
3 Paediatric Infectious Disease Unit, Department of Paediatrics and Adolescent Medicine, Princess Margaret Hospital, Hong Kong SAR, China
4 Division of Rheumatology and Clinical Immunology, Department of Medicine, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
# Equal contribution
 
Corresponding author: Prof Christina SM Wong (wongsm11@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Various cutaneous manifestations have been reported as symptoms of coronavirus disease 2019 (COVID-19), which may facilitate early clinical diagnosis and management. This study explored the incidence of cutaneous manifestations among hospitalised patients with COVID-19 and investigated its relationships with viral load, co-morbidities, and outcomes.
 
Methods: This retrospective study included adult patients admitted to a tertiary hospital for COVID-19 from July to September 2020. Clinical information, co-morbidities, viral load (cycle threshold [Ct] value), and outcomes were analysed.
 
Results: In total, 219 patients with confirmed COVID-19 were included. Twenty patients presented with new onset of rash. The incidence of new rash was 9.1% (95% confidence interval=6.25%-14.4%). The most common manifestations were maculopapular exanthem (n=6, 42.9%, median Ct value: 24.8), followed by livedo reticularis (n=4, 28.6%, median Ct value: 21.3), varicella-like lesions (n=2, 14.3%, median Ct value: 19.3), urticaria (n=1, 7.1%, median Ct value: 14.4), and acral chilblain and petechiae (n=1, 7.1%, median Ct value: 33.1). The median Ct values for patients with and without rash were 22.9 and 24.1, respectively (P=0.58). There were no significant differences in mortality or hospital stay between patients with and without rash. Patients with rash were more likely to display fever on admission (P<0.01). Regardless of cutaneous manifestations, patients with older age, hypertension, and chronic kidney disease stage ≥3 had significantly higher viral load and mortality (P<0.05).
 
Conclusion: This study revealed no associations between cutaneous manifestation and viral load or clinical outcomes. Older patients with multiple co-morbidities have risks of high viral load and mortality; they should be closely monitored.
 
 
New knowledge added by this study
  • Patients with coronavirus disease 2019 (COVID-19) could display various cutaneous manifestations. The incidence of new rash in our cohort was 13.6%. The most common manifestation attributed to COVID-19 was maculopapular exanthem, followed by livedo reticularis.
  • Informal extrapolation of our results to the general population in Hong Kong suggested that 0.91% solely involve rash presentation; these patients would remain undiagnosed without severe acute respiratory syndrome coronavirus 2 testing. This lack of diagnosis is a potential health threat and could facilitate viral spread.
Implications for clinical practice or policy
  • Rash is self-limiting in patients with COVID-19, potentially because of a more robust immune response among patients with rash.
  • Older patients with multiple co-morbidities should undergo early screening and receive close monitoring if they develop symptoms of COVID-19; early treatment beginning at symptom onset can improve clinical outcomes.
 
 
Introduction
Coronavirus disease 2019 (COVID-19), caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), was first identified in December 2019 in Wuhan, Hubei, China.1 2 According to World Health Organization Coronavirus (COVID-19) data, as of 7 May 2022, 188 countries and territories had reported more than 510.2 million cumulative confirmed cases and more than 6.23 million deaths3; in Hong Kong, there were 330 670 confirmed cases and 9308 (2.81%) deaths.4 Common symptoms of COVID-19 include fever, sore throat, cough, malaise, dyspnoea, and anosmia or aguesia.1 Although most people have mild symptoms, some develop acute respiratory distress syndrome, which may lead to cytokine storm, multiorgan failure, septic shock, and even death.5
 
There is evidence that rash is an early symptom or the only symptom in patients who are ‘asymptomatic’ or paucisymptomatic.6 7 8 9 Early detection of this ‘silent’ sign and corresponding diagnosis are important for epidemiologic management because asymptomatic or paucisymptomatic cases may function as sources of community spread. Various dermatologic manifestations of COVID-19 have been reported including maculopapular eruption, urticarial eruption, livedo reticularis, pernio/chilblain, vasculitis, vesicular eruption, and papulo-necrotic eruption.10 11 12 13 14 15 The incidences of cutaneous manifestations in patients with COVID-19 have varied among case series (from 0.2% to 20.4%10 11 12 13), possibly because of the under-recognition of asymptomatic or paucisymptomatic cases.
 
The spread of SARS-CoV-2 mainly involves droplets; it can also occur via direct contact and is speculated to occur through faecal excretion.2 The primary target of SARS-CoV-2 is the upper respiratory mucosa, where angiotensin-converting enzyme 2 (ACE2) serves as a functional receptor for viral spikes and eventual viral entry into host cells. Gene expression of the SARS-CoV-2 cellular receptor ACE2 has been demonstrated in multiple human tissues, including skin and adipose tissue.16 17 18 Therefore, the proposed mechanisms by which SARS-CoV-2 affect cutaneous tissues include direct attacks on epidermal basal cells and vascular endothelial cells (possibly targeting ACE2 expressed on skin keratinocytes) and indirect impacts through the antiviral inflammatory response.16 17 18
 
There is speculation that patients with rash occurrence may have a better prognosis because they display better antiviral immunity.19 Early in the COVID-19 pandemic, little was known about relationships among cutaneous manifestations, viral load, co-morbidities, and clinical outcomes. A recent systematic review showed inconclusive results about the relationship between COVID-19 severity and viral load; however, it suggested that older age and higher SARS-CoV-2 viral load were directly related.20 Likewise, some rashes such as maculopapular rash and chilblain-like lesions were found to be strongly associated with paucisymptomatic disease course and lower severity of COVID-19 while skin changes such as acro-ischaemia, livedo reticularis and purpura may be useful indicators of higher severity of COVID-19.21 22 In 2020, according to the Public Health Ordinance of Hong Kong, all patients with SARS-CoV-2–positive test results were hospitalised for quarantine, regardless of symptoms.4 Here, we explored the incidences and patterns of clinical and cutaneous manifestations among hospitalised patients with confirmed COVID-19, then investigated associations with viral load, co-morbidities, and prognosis.
 
Methods
This retrospective cohort study was conducted from 1 July to 30 September 2020 in an acute tertiary hospital, Queen Mary Hospital (ie, a major public hospital within one of seven hospital clusters) serving one-fifth of the population of 7.5 million in Hong Kong. Electronic hospital records were used to identify adult patients aged ≥18 years who were admitted during the study period for suspected COVID-19.
 
The flow of patient recruitment is illustrated in Figure 1. Patients included in this study were adults with laboratory confirmation of COVID-19 by real-time reverse transcription polymerase chain reaction (rRT-PCR) assay from a nasopharyngeal swab. Clinical information was collected from electronic clinical photographs of patients who had provided informed consent to receive treatment. A physical examination was performed by a dermatologist within 48 hours of rash onset to confirm clinical signs; follow-up was conducted monthly until 3 months after discharge. Rashes were considered COVID-19–related if they were new, could not be explained by the patient’s previous or pre-existing skin conditions or an alternative diagnosis (eg, drug eruption or other viral exanthem of varicella, parvovirus, enterovirus, influenza, parainfluenza, adenovirus, or respiratory syncytial virus detected in nasopharyngeal swab [performed as clinically indicated and excluded]), occurred along with the SARS-CoV-2–positive rRT-PCR test results, and resolved when other symptoms improved.
 

Figure 1. Patient recruitment
 
Clinical and laboratory data
Clinical and laboratory data, including patient demographics, initial COVID-19 viral load according to cycle threshold (Ct) value, treatment received, co-morbidities (diabetes mellitus, hypertension, and chronic kidney disease [CKD]), and pre-existing skin diseases, were retrieved from electronic medical records for analysis. For the detection of viral nucleic acids, rRT-PCR is considered a gold standard diagnostic assay. The Ct value refers to the number of rRT-PCR cycles needed to amplify viral RNA to a detectable level; it is inversely related to viral load.23 Thus, the Ct value can indicate the relative quantity of viral RNA in a specimen (lower Ct values reflect greater quantities of viral RNA). In this study, Ct values of <26, 26-30, and ≥31 were regarded as high, intermediate, and low viral load, respectively.24 25
 
Statistical analysis
Continuous variables were expressed as medians (interquartile ranges) or means (± standard deviations), as appropriate. The Mann-Whitney U test and Kruskal-Wallis test were used to compare median values between two groups and among ≥3 groups, respectively. Categorical variables, expressed as proportions, were compared using the Chi squared test or Fisher’s exact test, as appropriate.
 
To identify factors independently associated with outcomes, variables with P values <0.1 in univariate analyses were subsequently entered into binary logistic regression multivariate analyses; odds ratios (ORs) and 95% confidence intervals (CIs) were calculated. All statistical analyses were performed using SPSS (Windows version 26.0; IBM Corp, Armonk [NY], United States). Two-tailed P values <0.05 were considered statistically significant.
 
Results
From 1 July to 30 September 2020, 414 patients with suspected COVID-19 were admitted to our hospital. This study included 219 patients who had SARS-CoV-2–positive rRT-PCR results in analyses of nasopharyngeal swab samples (from 213 recovered patients and six patients who had died). One hundred and ninety-five patients were excluded because of non–COVID-19 diagnosis, unconfirmed status, non-Asian ethnicity, or refusal to consent (Fig 1).
 
The mean patient age was 54.7 ± 17.5 years (range, 18-99), the male-to-female ratio was approximately 1:1, and 90.4% of the patients were Chinese (Table 1). The mean duration of hospitalisation was 9.87 ± 6.99 days and the overall mortality rate was 2.7%. The mean SARS-CoV-2 rRT-PCR Ct values for nasopharyngeal swab on admission was 24.2 ± 7.1. The median time to the first post-discharge visit was 38 days (range, 28-42) and the median duration of follow-up was 14 weeks (range, 13.1-15.5).
 

Table 1. Characteristics of patients with nasopharyngeal swab–confirmed coronavirus disease 2019 (n=219)
 
Clinical presentation of coronavirus disease 2019
The three most frequent symptoms were upper respiratory symptoms: cough (51.5%), fever (42.5%), and sputum production (27.8%). Among the 219 patients with positive SARS-CoV-2 test results, 58 (26.5%) were asymptomatic and had undergone compulsory SARS-CoV-2 testing in accordance with the Public Health Ordinance. Of the 58 patients, 75.9% reported contact with identifiable index cases, such as household members, domestic helpers, or work colleagues.
 
Cutaneous manifestations of coronavirus disease 2019
Twenty patients presented with new rash. The incidence of new rash was 9.1% in this 3-month study period (95% CI=6.25%-14.4%). At the time of this study, there were no biomarkers or diagnostic tests for COVID-19–related cutaneous manifestations. Any new cutaneous manifestation not attributable to a previous/pre-existing skin disease or alternative diagnosis was considered COVID-19–related. Upon review by a dermatologist, six patients were diagnosed with localised urticarial eruptions after interferon injection treatment; 6.4% of patients (14/219) displayed various forms of COVID-19–related rash (Fig 2 and Table 2).
 

Figure 2. Cutaneous manifestations in patients with coronavirus disease 2019. (a) Urticarial eruptions. A 60-year-old man had tender urticarial plaques on the abdomen after interferon injection. (b) Maculopapular exanthem. A 40-year-old woman presented with maculopapular eruptions on the trunk as well as urticarial plaques on the right abdomen secondary to interferon injection. (c) Petechiae. A 37-year-old woman presented with petechial rash on the thighs. (d-f) A 59-year-old man presented with symmetrical erythematous vesicular papules on his extremities and back. (g) A 59-year-old woman presented with reticular erythema on the bilateral lower legs
 

Table 2. Characteristics of patients with confirmed coronavirus disease 2019 and cutaneous manifestations (n=14)
 
The most common manifestations were maculopapular exanthem (n=6, 42.9%, median Ct value: 24.8), followed by livedo reticularis (n=4, 28.6%, median Ct value: 21.3), varicella-like lesions (n=2, 14.3%, median Ct value: 19.3), urticaria (n=1, 7.1%, median Ct value: 14.4), and acral chilblain and petechiae (n=1, 7.1%, median Ct value: 33.1) [Fig 2]. The median Ct values for patients with and without rash were 22.9 and 24.1, respectively (P=0.58). The timing of symptom onset ranged from day 1 to day 9 (median, 4; mean, 4.28 ± 2.26). Skin symptoms were the sole symptoms in two patients with COVID-19 (0.91%), highlighting the importance of carefully evaluating patients who only display initial cutaneous symptoms or signs.
 
Outcomes and prognostic factors
Characteristics of patients with confirmed coronavirus disease 2019: rash vs no rash
Compared with patients without rash, patients with rash were more likely to exhibit fever (OR=5.73; P=0.008) and display pulmonary infiltrates on chest X-ray (OR=5.06; P=0.013). Among patients with pulmonary infiltrates (n=19), four of them had rash. The episodes of desaturation requiring supplemental oxygen were less common in patients with rash (25%, 1/4) than in those without (93.3%, 14/15; OR=0.02, 95% CI=0.001-0.49; P=0.02). Furthermore, among these 19 patients with pulmonary infiltrates, systemic corticosteroids were less frequently required by patients with rash (25%, 1/4) than by those without (73.3%, 11/15; OR=0.12, 95% CI=0.01-1.53; P=0.10), but it was not statistically significant. There were no significant differences in age, sex, co-morbidities or Ct values between patients with and without rash. The estimated glomerular filtration rate (eGFR) was slightly lower in older patients without rash (P=0.024); 10.2% of these patients had CKD stage ≥3. In terms of outcomes, patients with and without rash had mortalities of 0.0% and 2.9%, respectively (P=0.97). The length of hospitalisation was similar in both groups (Table 3).
 

Table 3. Characteristics of patients with confirmed coronavirus disease 2019: rash vs no rash
 
Characteristics of patients with coronavirus disease 2019: co-morbidities and viral load
Patients aged ≥70 years had a significantly higher viral load (as reflected by a lower Ct value), compared with those aged <70 years (mean Ct value: 21.97 vs 24.65, P=0.03). Regardless of age, patients with hypertension and CKD stage ≥3 had a significantly higher viral load and lower initial Ct value on admission (OR=2.65, 95% CI=1.08-6.45 and OR=3.65, 95% CI=1.18-11.3, respectively; both P<0.05).
 
All six patients who died were men; their mean age was 87.0 ± 7.3 years. The rates of hypertension, diabetes mellitus, a glycated haemoglobin level of ≥6.5%, CKD stage ≥3, and higher viral load (ie, lower Ct value on admission) were significantly greater among patients who died than among those who survived (Table 4). Older age, hypertension, and low eGFR were associated with a higher risk of mortality (all P<0.05) [Table 5].
 
 

Table 4. Comparison of characteristics between patients with coronavirus disease 2019 who died (mortality group) and those who recovered (recovered group)
 

Table 5. Multiple Cox regression of all-cause mortality in patients with coronavirus disease 2019 (n=219)
 
Treatment received
Treatment varied in this cohort because there was no standard of care in the early days of the COVID-19 pandemic. Symptomatic treatment was administered to 53 patients (24.2%); 166 patients (75.8%) received early treatment within the first week of symptom onset, including interferon beta-1b and ribavirin, which were administered based on the results of a triple therapy clinical study.21 Emollients and topical corticosteroids of mild to moderate potency (1% hydrocortisone cream and 0.1% mometasone furoate cream) were prescribed for symptomatic relief.
 
Follow-up and dermatological outcome
During follow-up, we observed that urticarial eruption after interferon injection resolved within 10 to 14 days upon completion of treatment. With respect to COVID-19–related skin eruptions, most lesions (maculopapular exanthem, livedo reticularis, and urticaria) were self-limiting and spontaneously resolved without specific treatment; there were no severe sequelae. Two patients with varicella-like lesions had mild post-inflammatory hyperpigmentation without scarring.
 
Discussion
Cutaneous manifestations of the COVID-19 pandemic have been gaining increasing attention because they may be useful in the early diagnosis of COVID-19, triage of patients with SARS-CoV-2–positive test results, and risk stratification. There is speculation that the mechanism involves the direct action of SARS-CoV-2 on tissues, the complement/interferon-driven immune response, and the coagulation system; alternatively, it involves nonspecific skin symptoms of systemic viral infection.16 17 22 26 27 28 Although more investigations are needed, it is possible that some symptoms are clinical signs of milder COVID-19, whereas others are indicators of more severe clinical illness.
 
Maculopapular exanthem: the most common cutaneous manifestation
Our study showed that patients with confirmed COVID-19 could display various cutaneous manifestations. The most common manifestation attributed to COVID-19 was maculopapular exanthem, followed by livedo reticularis. Because most skin lesions were transient and self-limiting, skin biopsy was only performed in one patient. In that 40-year-old female patient, skin biopsy of the left trunk revealed low to moderate numbers of perivascular lymphocytes and histiocytes, as well as sparse eosinophils, in the superficial dermis; focal parakeratosis was present in the epidermis. There was no evidence of vasculitis or interfacial changes. These findings were compatible with maculopapular exanthem.
 
In previous reports, erythema multiforme–like lesions, chilblain-like acral eruptions, and livedo erythema were identified in children and young adult patients with asymptomatic or mild disease.26 28 29 In contrast, maculopapular rash and acro-ischaemic lesions were often observed among adult patients with more severe disease. Among our patients who presented with rash, there were no instances of mortality; the duration of hospitalisation was similar regardless of rash status. The results of a previous study has suggested that the cutaneous manifestation is the only manifestation of COVID-19 in some patients30; thus, careful documentation of any cutaneous symptoms during the COVID-19 pandemic may be necessary for early recognition and diagnosis.30 Additionally, urticaria with fever has diagnostic implications because this combination may be an early symptom of subsequently confirmed SARS-CoV-2 infection.19 In our cohort, patients with cutaneous manifestations were more likely to present with fever. Although most of our patients had symptoms other than rash alone, two patients (0.9%) presented with rash only (one with urticaria and one with maculopapular exanthem); the clinical significance of these symptoms should not be ignored. Informal extrapolation of these results to the general population in Hong Kong suggested that 2477 cases (2/219; ie, 0.91% × 272 235 confirmed cases)4 solely involve rash presentation; these patients would remain undiagnosed if they did not undergo SARS-CoV-2 testing. This lack of diagnosis is a potential health threat and could facilitate viral spread.
 
Incidence of cutaneous manifestations
In our cohort, the incidence of new rash was 13.6%. In the study by Guan et al31 in China, the prevalence of rash was much lower in patients with COVID-19 (0.2%; 2/1099). In that study, patients with rash may have been underdiagnosed because patients with suspected COVID-19 were managed by general practitioners or hospitalists who had less familiarity with cutaneous manifestations.31 In contrast, our patients underwent prompt assessment by in-hospital dermatologists to detect cutaneous manifestations. In an Italian study, the prevalence of rash presentation was much higher (20.4%),13 presumably because asymptomatic patients were excluded through a lack of testing. However, if we exclude the 58 asymptomatic patients in our cohort (all of whom underwent compulsory testing in accordance with the Public Health Ordinance), the incidence of new rash in our study was 16.7% (95% CI=14.5-18.8), which remains lower than the incidence in the Italian study. We speculate that this difference is related to the early initiation of combined treatment (ribavirin and interferon beta-1b) in our cohort, which may modify or halt the SARS-CoV-2–induced inflammatory process.21 Importantly, the genomic characteristics of SARS-CoV-2 spread are under investigation worldwide; this approach helps identify transmission routes in various regions. In a case series in the United States, SARS-CoV-2 genomes in one region were predominantly associated with isolates that originated in Europe (>80%), similar to the distributions of viral strains in other regions in the United States32; a smaller subgroup of SARS-CoV-2 genomes displayed similarity to strains that originated in Asia (15%), indicating multiple sources of viral spread within the community.32 Differences in the prevalences of cutaneous manifestations may represent variations in SARS-CoV-2 genomic characteristics among regions; in Hong Kong, a cosmopolitan city with many travellers from mainland China and other countries, the prevalences of cutaneous manifestations may be the result of viral strains from all provinces of China as well as Europe and other regions. Further studies are needed concerning genomic variations and clinical manifestations.
 
Prognostic factors
In terms of viral load and prognosis, higher viral load on admission was significantly associated with greater mortality in patients with older age, history of hypertension, and CKD stage ≥3. Univariate analysis showed that the risk of mortality was the greatest among patients with older age, hypertension, higher glycated haemoglobin level, and renal impairment. Multivariate Cox regression analysis confirmed that older age, hypertension, and low eGFR were significantly associated with greater mortality risk.
 
Conversely, patients with renal impairment were less likely to present with rash, suggesting that the immune response is weaker in patients with renal impairment. However, the length of hospitalisation was similar regardless of cutaneous manifestations; the presence of cutaneous manifestations was not associated with other co-morbidities. There was no clear association between Ct values and rash occurrence. Additional studies with larger sample sizes may be necessary to explore the relationship between rash subtype and viral load.
 
Rash as immunological response
The results of a previous study suggested that cutaneous manifestations of COVID-19 were related to immunological responses rather than the direct results of viral invasion17; cutaneous manifestations may be an early sign of immunological responses elsewhere in the body, similar to pulmonary infiltrates secondary to cytokine storm. The present study showed that the incidence of pulmonary infiltrates was considerably higher among patients with rash (28.6%) than among those without (7.3%) [Table 3]; conversely, patients with rash were less likely to display further deterioration, such as oxygen desaturation and a requirement for oxygen supplementation (P=0.016). Only one patient with rash (25%) received dexamethasone, whereas multiple patients without rash required such treatment (73.3%) [P=0.11]. Another explanation is that, overall, patients with rash tended to seek medical attention earlier than those without, which would increase the likelihood of prompt treatment. A previous study has indicated that patients with cutaneous manifestations may have a better prognosis because those patients develop a more robust immune response.17
 
In patients with new pulmonary infiltrates as well as evidence of respiratory decompensation/failure (eg, desaturation and/or tachypnoea), systemic corticosteroids have been used to prevent tissue destruction from cytokine storm after other causes had been ruled out. In this context, patients receiving systemic corticosteroids had more severe disease that involved evidence or features of respiratory decompensation and carried a greater risk of mortality.
 
In the present study, after the exclusion of patients with nosocomial/secondary bacterial pneumonia, heart failure, or pulmonary changes related to prior disease, 19 patients (8.7%) had new pulmonary infiltrates on admission. All 19 patients received interferon beta-1b and ribavirin treatment; 12 patients received dexamethasone (daily dosage range, 6-8 mg; mean duration, 8.63 ± 2.53 days) [Table 4]. Among the 12 patients receiving dexamethasone, five patients (41.7%) died despite the use of systemic corticosteroids, together with empirical antibiotics, interferon beta-1b, and ribavirin; in contrast, only one death (14.3%) occurred among seven patients receiving interferon beta-1b and ribavirin without corticosteroids (OR=4.28, 95% CI=0.38-47.6; P=0.23). The mean interval from symptom onset to systemic corticosteroid initiation was shorter among patients who recovered than among those who died (5.14 ± 2.14 days vs 8.61 ± 2.30 days; P=0.0026). These results suggest that the early use of systemic corticosteroids may lead to a better survival outcome.
 
Mortality
Although no deaths occurred among patients with cutaneous manifestations, the mortality rate did not significantly differ from the rate of 2.9% among patients without rash. Most patients received treatment within the first week after diagnosis of COVID-19 (according to detection of SARS-CoV-2–specific immunoglobulin G within 14 days after symptom onset; mean, 7.71 ± 3.05 days; range, 4-13), which may have improved disease outcomes and shortened hospitalisation. These findings highlighted the importance of early treatment beginning at symptom onset (ie, in the first week) and supported the use of interferon therapy described in a previous report.21
 
Limitations
First, this study had a small number of patients. Second, there was potential selection bias because only hospitalised patients with SARS-CoV-2–positive test results were included in the analysis; patients with COVID-19 who did not undergo screening or seek medical consultation were not diagnosed, and thus they were excluded from the study. Third, Ct value analysis was not conducted according to rash subtype and severity because of the limited number of patients. Fourth, some viral laboratory tests (eg, test for human herpesvirus 6) were not routinely available in our hospital, which may have hindered the interpretation of possible causes of rash or the identification of coexisting infections. Nevertheless, most other possible viral infections were excluded from this study. Additional studies with larger sample sizes and comparisons with treatment outcomes are needed.
 
Conclusion
This study did not demonstrate direct relationships among rash, viral load, and mortality. Furthermore, cutaneous manifestations may be early signs of immunological responses (similar to pulmonary infiltrates). Patients with older age, hypertension, and renal impairment have greater mortality risk and higher viral load. These high-risk groups should be prioritised in early screening and vaccination efforts to avoid poor clinical outcomes.
 
Author contributions
Concept or design: CSM Wong, IFN Hung.
Acquisition of data: CSM Wong, MMH Chung, MWM Chan, AKC Cheng, YM Lau.
Analysis or interpretation of data: CSM Wong, IFN Hung. Drafting of the manuscript: CSM Wong, IFN Hung, CK Yeung, HHL Chan.
Critical revision of the manuscript for important intellectual content: CSM Wong, IFN Hung, MYW Kwan, CK Yeung, HHL Chan, CS Lau.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors declare no conflicts of interest.
 
Acknowledgement
The authors thank all patients for their participation.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref No.: UW20-725) and was conducted in full compliance with the ICH E6 guideline for Good Clinical Practice and the principles of the Declaration of Helsinki. Appropriate patient consent was obtained for clinical information and images to be publicly reported. All participants’ clinical data and reports were deidentified to maintain anonymity.
 
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19. Rahimi H, Tehranchinia Z. A comprehensive review of cutaneous manifestations associated with COVID-19. Biomed Res Int 2020;2020:1236520. Crossref
20. Dadras O, Afsahi AM, Pashaei Z, et al. The relationship between COVID-19 viral load and disease severity: a systematic review. Immun Inflamm Dis 2022;10:e580. Crossref
21. Hung IF, Lung KC, Tso EY, et al. Triple combination of interferon beta-1b, lopinavir-ritonavir, and ribavirin in the treatment of patients admitted to hospital with COVID-19: an open-label, randomised, phase 2 trial. Lancet 2020;395:1695-704. Crossref
22. Wollina U, Karadağ AS, Rowland-Payne C, Chiriac A, Lotti T. Cutaneous signs in COVID-19 patients: a review. Dermatol Ther 2020;33:e13549. Crossref
23. Infectious Diseases Society of America; Association for Molecular Pathology. IDSA and AMP joint statement on the use of SARS-CoV-2 PCR cycle threshold (Ct) values for clinical decision-making. Available from: https://www.idsociety.org/globalassets/idsa/public-health/covid-19/idsa-amp-statement.pdf. Accessed 12 Apr 2022.
24. Aranha C, Patel V, Bhor V, Gogoi D. Cycle threshold values in RT-PCR to determine dynamics of SARS-CoV-2 viral load: an approach to reduce the isolation period for COVID-19 patients. J Med Virol 2021;93:6794-7. Crossref
25. Cevik M, Tate M, Lloyd O, Maraolo AE, Schafers J, Ho A. SARS-CoV-2, SARS-CoV, and MERS-CoV viral load dynamics, duration of viral shedding, and infectiousness: a systematic review and meta-analysis. Lancet Microbe 2021;2:e13-22. Crossref
26. Genovese G, Moltrasio C, Berti E, Marzano AV. Skin manifestations associated with COVID-19: current knowledge and future perspectives. Dermatology 2021;237:1-12. Crossref
27. Bastard P, Rosen LB, Zhang Q, et al. Autoantibodies against type I IFNs in patients with life-threatening COVID-19. Science 2020;370:eabd4585. Crossref
28. Chua GT, Wong JS, Lam I, et al. Clinical characteristics and transmission of COVID-19 in children and youths during 3 waves of outbreaks in Hong Kong. JAMA Netw Open 2021;4:e218824. Crossref
29. Chua GT, Wong JS, Chung J, et al. Paediatric multisystem inflammatory syndrome temporally associated with SARS-CoV-2: a case report. Hong Kong Med J 2022;28:76-8. Crossref
30. Leung TY, Chan AY, Chan EW, et al. Short- and potential long-term adverse health outcomes of COVID-19: a rapid review. Emerg Microbes Infect 2020;9:2190-9. Crossref
31. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med 2020;382:1708-20. Crossref
32. Zhang W, Govindavari JP, Davis BD, et al. Analysis of genomic characteristics and transmission routes of patients with confirmed SARS-CoV-2 in southern California during the early stage of the US COVID-19 pandemic. JAMA Netw Open 2020;3:e2024191. Crossref

Telemedicine acceptance by older adults in Hong Kong during a hypothetical severe outbreak and after the COVID-19 pandemic: a cross-sectional cohort survey

Hong Kong Med J 2023 Oct;29(5):412–20 | Epub 5 Oct 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Telemedicine acceptance by older adults in Hong Kong during a hypothetical severe outbreak and after the COVID-19 pandemic: a cross-sectional cohort survey
Maxwell CY Choi1; SH Chu, MB, ChB1; LL Siu1; Anakin Gajy Tse, MB, ChB1; Justin CY Wu, MD, FRCP2,3; H Fung, MB, BS, FHKAM (Community Medicine)3,4; Billy CF Chiu, MB, BS, MPH3; Vincent CT Mok, MD, FRCP5
1 Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Division of Gastroenterology and Hepatology, Department of Medicine and Therapeutics, Prince of Wales Hospital, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
3 CUHK Medical Centre, Hong Kong SAR, China
4 The Jockey Club School of Public Health and Primary Care, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
5 Division of Neurology, Department of Medicine and Therapeutics, Prince of Wales Hospital, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof Vincent CT Mok (vctmok@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Telemedicine services worldwide have experienced unprecedented growth since the early days of the coronavirus disease 2019 (COVID-19) pandemic. Multiple studies have shown that telemedicine is an effective alternative to conventional in-person patient care. This study explored the public perception of telemedicine in Hong Kong, specifically among older adults who are most vulnerable to COVID-19.
 
Methods: Medical students from The Chinese University of Hong Kong conducted in-person surveys of older adults aged ≥60 years. Each survey collected socio-demographic information, medical history, and concerns regarding telemedicine use. Univariate and multivariate logistic regression analyses were conducted to identify statistically significant associations. The primary outcomes were acceptance of telemedicine use during a hypothetical severe outbreak and after the COVID-19 pandemic.
 
Results: There were 109 survey respondents. Multivariate logistic regression analyses revealed that the expectation of government subsidies for telemedicine services was the strongest common driver and the only positive independent predictor of telemedicine use during a hypothetical severe outbreak (P=0.016) and after the COVID-19 pandemic (P=0.003). No negative independent predictors of telemedicine use during a hypothetical severe outbreak were identified. Negative independent predictors of telemedicine use after the COVID-19 pandemic included older age and residence in the New Territories (both P=0.001).
 
Conclusions: Government support, such as telemedicine-specific subsidies, will be important for efforts to promote telemedicine use in Hong Kong during future severe outbreaks and after the COVID-19 pandemic. Robust dissemination of information regarding the advantages and disadvantages of telemedicine for the public, especially older adults, is needed.
 
 
New knowledge added by this study
  • Older age and residence in the New Territories were negative predictors of telemedicine use during a hypothetical severe outbreak and after the coronavirus disease 2019 (COVID-19) pandemic.
  • The expectation of government support (eg, subsidies) is a positive predictor of telemedicine use during a hypothetical severe outbreak and after the COVID-19 pandemic.
Implications for clinical practice or policy
  • Telemedicine carries minimal risk of disease transmission and may serve as a powerful addition to conventional in-person consultation, but it will not completely replace conventional consultation methods.
  • Government support, such as telemedicine-specific subsidies and public education, will help encourage telemedicine use in Hong Kong.
 
 
Introduction
In 2020, the coronavirus disease 2019 (COVID-19) pandemic caused many healthcare services worldwide to experience a decline in patient numbers because of cancellations related to a fear of disease transmission.1 This decline led to increasing interest in the expansion of telemedicine services (ie, the practice of medicine over a distance through telecommunication systems2) as a potential solution to address gaps in healthcare delivery and minimise the risk of COVID-19 transmission.3
 
Despite the availability of numerous virtual technological solutions, Hong Kong has not experienced significant progress towards the widespread implementation and promotion of telemedicine.4 Therefore, exploration of the factors contributing to the relative underutilisation of telemedicine by older adults in Hong Kong will help to identify current limitations of the healthcare system, while facilitating future implementation of telemedicine.
 
The primary objectives of this study were to examine the main concerns that older adults have towards telemedicine and then evaluate telemedicine use in two hypothetical scenarios: during a severe outbreak while under lockdown, and after the COVID-19 pandemic. In this study, ‘severe outbreak’ was defined as a sudden increase in disease frequency within a limited geographic area, which requires public health interventions (eg, a government-imposed lockdown involving temporary restrictions on travel and social interactions, along with quarantine measures)5; ‘after the COVID-19 pandemic’ was defined as the expected new norm (ie, endemic COVID-19 requiring regular vaccines, with societal adaptation to seasonal deaths and complications in the absence of lockdowns, masks, or social distancing).6
 
This study specifically explored perception of telemedicine among older adults because they have the highest risk of severe COVID-197 8 and may experience the greatest benefit from telemedicine use.
 
Methods
Study design and participants
This study consisted of an online survey completed by a cohort of older adults in Hong Kong. The survey was conducted from 8 October to 15 November 2020, between the third and fourth waves of COVID-19 in the city.9 10 Medical student volunteers from The Chinese University of Hong Kong were recruited to facilitate data collection from older adults in their families. Considering the overall need for social distancing, we assumed that random in-person visits to older adults carried a high risk of disease transmission.11 Therefore, we chose to survey close relatives of medical students living in the same household; this approach was expected to reduce the risk of disease transmission among medical students and participants.11
 
In total, 59 medical student volunteers were recruited in September 2020. To ensure standardisation of the survey protocol, a mandatory virtual training course was conducted via Zoom on 28 September 2020, which included a detailed written survey guide to help the volunteers to facilitate the survey.
 
This study adhered to the STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) guidelines.
 
Procedures
The survey targeted older adults (aged ≥60 years) in Hong Kong. The closest caretakers were allowed to complete the survey on behalf of older adults who had health-related difficulty expressing themselves.12 This completion-by-proxy approach was used because such caretakers regularly accompany older adults to medical appointments and are likely to have a good overall understanding of those older adults’ healthcare needs. The survey was completed and submitted online; consent was obtained from each participant before the start of the survey, and all surveys were facilitated by trained medical student volunteers.
 
The survey consisted of multiple-choice questions that addressed five factors with important effects on the perception of telemedicine among older adults: (1) socio-demographic characteristics, including age, gender, education level, number of cohabitants in the same household, employment status, and residential area; (2) medical history, including types of chronic illnesses, frequency and difficulty of visiting regular doctors in public and private sectors, numbers and types of prescribed medications, and private health insurance enrolment status; (3) domestic support for telemedicine use, including digital device availability and internet access; (4) acceptance of telemedicine use in two scenarios (ie, during a hypothetical severe outbreak and after the COVID-19 pandemic); and (5) telemedicine-associated values, concerns, and expectations (eg, concerns about effectiveness and satisfaction). With respect to the acceptance of telemedicine use in two scenarios, respondents were informed that telemedicine is mainly used during follow-up for chronic medical conditions or when visiting a doctor who is familiar with the patient and their medical history; it is rarely used to visit an unfamiliar doctor for a new or acute medical condition.
 
Statistical analysis
Data analysis was performed using SPSS (Windows version 26.0; IBM Corp, Armonk [NY], United States). The cohort survey responses were first thematically classified into four main categories, namely demographics, home characteristics, medical history, and telemedicine-related factors. The two main primary outcome variables in our study were dichotomous variables concerning acceptance of telemedicine use: during a hypothetical severe outbreak and after the COVID-19 pandemic.
 
Univariate logistic regression analysis was conducted to identify predictors of telemedicine use during a hypothetical severe outbreak and after the COVID-19 pandemic, respectively. Multivariate logistic regression analysis was performed using variables that were statistically significant in univariate analysis. To avoid variable overfitting, for acceptance of telemedicine use during a hypothetical severe outbreak, only variables with P values <0.05 in univariate analysis were included in multivariate analysis; for acceptance of telemedicine use after the pandemic, only variables with P values <0.01 in univariate analysis were included in multivariate analysis. Continuous data were reported as mean ± standard deviation.
 
Results
Cohort characteristics
Of the 109 respondents surveyed by 59 medical student volunteers, 93.6% were older adults, whereas 6.4% were caretakers who completed the survey on behalf of an older adult they cared for. The detailed characteristics of the cohort are shown in Table 1. The mean respondent age was 72.7 ± 10 years; most respondents were women (57.8%) and had at least completed secondary education (68.8%). In terms of household characteristics, 44.0% of the respondents lived in the New Territories and the mean size of each household was 2.9 ± 1.5 members. Although most respondents had access to both the internet (93.6%) and digital devices (91.7%), none had previously used telemedicine; thus, they were unable to indicate which type of telemedicine they would prefer.
 

Table 1. Cohort characteristics (n=109)
 
The survey also collected detailed information about the respondents’ medical histories. In terms of disease epidemiology, the most common chronic disease types were cardiovascular (52.3%), metabolic/endocrine (29.4%), and musculoskeletal (20.2%); the mean number of medications taken was 2 ± 2. Most respondents regularly consulted one to three doctors in both the public (54.1%) and private sectors (57.8%), but fewer than half of the respondents had private medical insurance coverage (41.3%). In terms of telemedicine, most respondents valued avoiding hospital or clinic environments because of the potential for disease transmission (67.0%); they also expected that government subsidies13 would increase their likelihood of using telemedicine (64.2%).
 
Furthermore, nearly half of the respondents worried that telemedicine use would lead to reduced effectiveness and lower satisfaction (45.9%); however, fewer than half of the respondents valued maintaining the doctor-patient relationship (17.4%) or reducing waiting time (30.3%).
 
Stratification of survey data according to acceptance of telemedicine use revealed that 89 respondents (81.7%) would accept telemedicine during a hypothetical severe outbreak; after the COVID-19 pandemic, 43 respondents (39.4%) would accept telemedicine. The characteristics of respondents who would and would not accept telemedicine during a hypothetical severe outbreak and after the pandemic are presented in the online supplementary Appendix.
 
Factors affecting telemedicine use during a hypothetical severe outbreak
Multivariate logistic regression analysis (Table 2) showed that the expectation of government subsidies for telemedicine services was the only positive independent predictor of telemedicine use during a hypothetical severe outbreak (adjusted odds ratio [aOR]=5.043, 95% confidence interval [CI]=1.353-18.795; P=0.016). No negative independent predictors of telemedicine use during a hypothetical severe outbreak were identified.
 

Table 2. Factors affecting telemedicine use during a hypothetical severe outbreak
 
Factors affecting telemedicine use after the coronavirus disease 2019 pandemic
Multivariate logistic regression analysis (Table 3) showed that the expectation of government subsidies for telemedicine services was the strongest common driver and the only positive independent predictor of telemedicine use after the pandemic (aOR=6.068, 95% CI=1.882-19.563; P=0.003). However, there were two negative independent predictors of telemedicine use after the pandemic: older age (aOR=0.897, 95% CI=0.842-0.956; P=0.001) and residence in the New Territories rather than on Hong Kong Island (aOR=0.109, 95% CI=0.029-0.405; P=0.001).
 

Table 3. Factors affecting telemedicine use after the coronavirus disease 2019 (COVID-19) pandemic
 
Discussion
Interpretation of results
In this study, multivariate logistic regression analysis revealed no negative independent predictors of reduced telemedicine use during a hypothetical severe outbreak. This result may be explained by the fear of COVID-19 within the Hong Kong population, which has prompted citizens to avoid public transport and practise social distancing.14 Because many Hong Kong citizens experienced the severe acute respiratory syndrome epidemic in March 2003, they remain fearful of unknown infectious diseases.15 Considering that telemedicine carries minimal risk of disease transmission compared with conventional in-person consultation,16 it is clearly valuable in epidemic and pandemic scenarios; however, studies thus far have shown that telemedicine is less effective than hands-on procedures (eg, physical examination or postoperative care).17 Nonetheless, rapid technological advancements may soon overcome these limitations. Therefore, it is reasonable to infer that the characteristics and benefits of telemedicine outweigh its limitations during severe outbreaks, including epidemic and pandemic scenarios.
 
In both ‘severe outbreak’ and ‘after COVID-19 pandemic’ scenarios, the expectation of government subsidies for telemedicine services was the strongest common driver of telemedicine use; it was also the only statistically significant positive independent predictor of telemedicine use after the COVID-19 pandemic. For example, the Elderly Health Care Voucher Scheme launched in Hong Kong in 2009 was intended to provide financial incentives for older adults to seek healthcare services in the private sector, thereby alleviating strain within the public healthcare system. Thus far, this scheme has contributed to positive uptake of telemedicine in the private sector.13 Therefore, to encourage use of telemedicine services during the pandemic, we propose extending telemedicine-specific subsidies to older adults.
 
Furthermore, the role of government support in promoting telemedicine use should be emphasised and expanded. For example, Hong Kong’s older adults could receive subsidies to purchase essential digital devices for telemedicine consultations, such as webcams and remote monitoring devices. Indeed, a study in Australia showed that government support for healthcare, such as the reduction of insurance reimbursement restrictions, has been a key factor in the country’s increased use of telemedicine.18 Moreover, public education regarding telemedicine and digital health overall should be conducted to address patient misconceptions and clarify expectations regarding telemedicine. It is important to emphasise that the use of telemedicine does not imply that patients should discontinue follow-up. Further education concerning the format (eg, video calls and use of digital health applications), effectiveness (ie, limited physical examination), and other aspects of telemedicine is strongly recommended because these were the most important concerns among the respondents in the current study.
 
There were two statistically significant negative independent predictors of telemedicine use after the COVID-19 pandemic: older age and residence in the New Territories. For older adults, a lack of technological competency is an important challenge when adapting to a new mode of consultation. Older adults often struggle with unfamiliar technology, which may ultimately prevent many of them from using telemedicine. To help older adults adopt new technologies, telemedicine systems should be designed with the goal of maximum user-friendliness.19 For example, easy-to-navigate interfaces and simple instructions with larger display fonts may help increase older adults’ willingness to use telemedicine for chronic illness follow-up after the COVID-19 pandemic.
 
With respect to older adults who live in the New Territories, a relatively more rural part of Hong Kong, the digital infrastructure necessary to provide telemedicine services may be less robust than the infrastructure on Hong Kong Island and in Kowloon. Indeed, the New Territories has the largest number of high-poverty areas in Hong Kong, which may be associated with low socio-economic status and limited education leading to lower healthcare utilisation.20 Poverty also has an effect on hospital access, such that the New Territories generally displays the least hospital access among all regions of Hong Kong; however, considering the long travel distances to hospitals and clinics, telemedicine may be very beneficial for residents in this region.20 Overall, telemedicine accessibility in Hong Kong remains a major concern that requires further investigation.
 
Strengths
To our knowledge, this is the first study in Hong Kong to comprehensively examine concerns about telemedicine implementation among older adults, both during a hypothetical severe outbreak and after the COVID-19 pandemic. The use of telemedicine as a novel approach to patient consultations may serve as an important component of an effective geriatric healthcare system during the pandemic and could even be implemented as a powerful addition to in-person consultation during clinical practice after the pandemic.21
 
Additionally, the mandatory training course for medical student volunteers and detailed explanation of each question ensured adequate quality control, as well as a full understanding of telemedicine, during the completion of each survey. The training course also ensured uniformity during survey delivery, thereby minimising the potential for confirmation or observer bias that could arise from unstandardised survey delivery styles among different volunteers. A survey guide was explicitly introduced in the training course; it included a detailed rationale of the study as well as key points to consider with each survey question.
 
Limitations
Because the survey only included the responses of family members of medical students, selection and inter-observer biases were possible. However, these biases were counterbalanced by the comprehensive training course to achieve uniformity during survey delivery. Retrospective analysis of the study results did not suggest that the respondents favoured telemedicine; thus, we concluded that the potential for selection bias was negligible.
 
This study also had a relatively small sample size because of pandemic-associated social distancing restrictions. For example, the cohort did not involve citizens residing on the outlying islands of Hong Kong. These areas, with their remote locations and limited hospital access,20 may have a greater need for telemedicine. Therefore, caution is needed when generalising our findings to populations outside of Hong Kong. Furthermore, this study was performed before the formal introduction of a COVID-19 vaccination programme, which has been shown to greatly influence the attitude of the general public towards health-seeking behaviours.22 Therefore, this study may not be fully representative of the current pandemic situation in Hong Kong.
 
Future studies
This study primarily focused on older adults. Future studies should investigate the acceptance of telemedicine among younger adults (aged <60 years), adolescents, and children. Future studies could also compare the perspectives of caretakers and older adults themselves on a larger scale to determine whether concerns differ among stakeholders.
 
Conclusion
This study examined concerns among older adults regarding the use of telemedicine, both during a hypothetical severe outbreak while under lockdown, and after the COVID-19 pandemic. The findings indicated that government support was a key driver of telemedicine use in Hong Kong under both scenarios. After the pandemic, telemedicine-specific subsidies and public education will be essential for efforts to overcome telemedicine hesitancy that arises from technological inconveniences related to age and geographic location.
 
In the future, government support via telemedicine-specific subsidies will be a key driver of telemedicine use in Hong Kong, both during a severe outbreak and after the COVID-19 pandemic. The continued use of telemedicine after the pandemic requires telemedicine systems that are designed to ensure maximal age-friendliness. However, telemedicine should be used in combination with conventional in-person consultation rather than as a replacement for such consultation.
 
Author contributions
Concept or design: JCY Wu, H Fung, BCF Chiu, VCT Mok.
Acquisition of data: MCY Choi, SH Chu, LL Siu, AG Tse.
Analysis or interpretation of data: MCY Choi, SH Chu, LL Siu, AG Tse.
Drafting of the manuscript: MCY Choi, SH Chu, LL Siu, AG Tse, VCT Mok.
Critical revision of the manuscript for important intellectual content: MCY Choi.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank Mr Brian Yiu from the Division of Neurology, Department of Medicine and Therapeutics, The Chinese University of Hong Kong for aid with statistical analysis. The authors also thank all medical student volunteers from The Chinese University of Hong Kong for assisting with in-person surveys.
 
Declaration
This work was posted on medRxiv as a registered online preprint (https://www.medrxiv.org/content/10.1101/2021.07.15.21260346v1).
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval for the study protocol was obtained from the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref No.: 2020.536). This research was performed in accordance with the Declaration of Helsinki and consent was obtained from each participant before the start of the survey.
 
References
1. Wong SY, Zhang D, Sit RW, et al. Impact of COVID-19 on loneliness, mental health, and health service utilisation: a prospective cohort study of older adults with multimorbidity in primary care. Br J Gen Pract 2020;70:e817-24. Crossref
2. World Medical Association. WMA statement on the ethics of telemedicine. 2018. Available from: https://www.wma.net/policies-post/wma-statement-on-the-ethics-of-telemedicine/. Accessed 6 Apr 2021.
3. Lau C. Telemedicine in the time of COVID-19 and beyond. MIMS Respirology. 2020. Available from: https://specialty.mims.com/topic/telemedicine-in-the-time-of-covid-19-and-beyond. Accessed 16 Jun 2021.
4. Legislative Council, Hong Kong SAR Government. Development of telehealth services. ISE14/20-21. 2020. Available from: https://www.legco.gov.hk/research-publications/ english/essentials-2021ise14-development-of-telehealth-services.htm. Accessed 6 Apr 2021.
5. Reintjes R, Zanuzdana A. Outbreak investigations. In: Krämer A, Kretzschmar M, Krickeberg K, editors. Modern Infectious Disease Epidemiology. New York: Springer; 2010: 159-76. Crossref
6. Phillips N. The coronavirus is here to stay—here’s what that means. Nature 2021;590:382-4. Crossref
7. Mok VC, Pendlebury S, Wong A, et al. Tackling challenges in care of Alzheimer’s disease and other dementias amid the COVID-19 pandemic, now and in the future. Alzheimers Dement 2020;16:1571-81. Crossref
8. Centers for Disease Control and Prevention, United States Government. COVID-19 risks and information for older adults. 2023. Available from: https://www.cdc.gov/aging/covid19/index.html#:~:text=Older%20adults%20are%20more%20likely,very%20sick%20from%20COVID%2D19 . Accessed 25 Sep 2023.
9. Wong MC, Wong EL, Huang J, et al. Acceptance of the COVID-19 vaccine based on the health belief model: a population-based survey in Hong Kong. Vaccine 2021;39:1148-56. Crossref
10. Chan WM, Ip JD, Chu AW, et al. Phylogenomic analysis of COVID-19 summer and winter outbreaks in Hong Kong: an observational study. Lancet Reg Health West Pac 2021;10:100130. Crossref
11. Chauhan V, Galwankar S, Arquilla B, et al. Novel coronavirus (COVID-19): leveraging telemedicine to optimize care while minimizing exposures and viral transmission. J Emerg Trauma Shock 2020;13:20-4. Crossref
12. Reinhard SC, Given B, Petlick NH, Bemis A. Supporting family caregivers in providing care. In: Hughes RG, editor. Patient Safety and Quality: An Evidence-Based Handbook for Nurses. Rockville (MD): Agency for Healthcare Research and Quality (US); 2008: 341-404.
13. Yam CH, Wong EL, Fung VL, Griffiths SM, Yeoh EK. What is the long term impact of voucher scheme on primary care? Findings from a repeated cross sectional study using propensity score matching. BMC Health Serv Res 2019;19:875. Crossref
14. Sit SM, Lam TH, Lai AY, Wong BY, Wang MP, Ho SY. Fear of COVID-19 and its associations with perceived personal and family benefits and harms in Hong Kong. Transl Behav Med 2021;11:793-801. Crossref
15. Choi EP, Hui BP, Wan EY. Depression and anxiety in Hong Kong during COVID-19. Int J Environ Res Public Health 2020;17:3740. Crossref
16. Kadir MA. Role of telemedicine in healthcare during COVID-19 pandemic in developing countries. Telehealth Med 2020;5:1-5. Crossref
17. Williams AM, Bhatti UF, Alam HB, Nikolian VC. The role of telemedicine in postoperative care. Mhealth 2018;4:11. Crossref
18. Thomas EE, Haydon HM, Mehrotra A, et al. Building on the momentum: sustaining telehealth beyond COVID-19. J Telemed Telecare 2022;28:301-8. Crossref
19. Narasimha S, Madathil KC, Agnisarman S, et al. Designing telemedicine systems for geriatric patients: a review of the usability studies. Telemed J E Health 2017;23:459-72. Crossref
20. Guo Y, Chang SS, Sha F, Yip PS. Poverty concentration in an affluent city: geographic variation and correlates of neighborhood poverty rates in Hong Kong. PLoS One 2018;13:e0190566. Crossref
21. Grossman Z, Chodick G, Reingold SM, Chapnick G, Ashkenazi S. The future of telemedicine visits after COVID-19: perceptions of primary care pediatricians. Isr J Health Policy Res 2020;9:53. Crossref
22. Wang K, Wong EL, Ho KF, et al. Change of willingness to accept COVID-19 vaccine and reasons of vaccine hesitancy of working people at different waves of local epidemic in Hong Kong, China: repeated cross-sectional surveys. Vaccines (Basel) 2021;9:62. Crossref

User perceptions of COVID-19 telemedicine testing services, disease risk, and pandemic preparedness: findings from a private clinic in Hong Kong

Hong Kong Med J 2023 Oct;29(5):404–11 | Epub 12 Oct 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
User perceptions of COVID-19 telemedicine testing services, disease risk, and pandemic preparedness: findings from a private clinic in Hong Kong
Kevin KC Hung, FHKCEM, FHKAM (Emergency Medicine)1,2,3; Emily YY Chan, MD1,2,3,4; Eugene SK Lo, MPH2,3; Zhe Huang, MPH2,3; Justin CY Wu, MD3,5; Colin Alexander Graham, MD1,2,3
1 Accident and Emergency Medicine Academic Unit, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Collaborating Centre for Oxford University and CUHK for Disaster and Medical Humanitarian Response, The Chinese University of Hong Kong, Hong Kong SAR, China
3 Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
4 Nuffield Department of Medicine, University of Oxford, Oxford, United Kingdom
5 CUHK Medical Centre, Hong Kong SAR, China
 
Corresponding author: Prof Emily YY Chan (emily.chan@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: During the coronavirus disease 2019 (COVID-19) pandemic, telemedicine has been regarded as a method for providing safe access to healthcare. Here, we explored the experiences of individuals using telemedicine in Hong Kong during the COVID-19 pandemic to understand their risk perceptions and preparedness measures.
 
Methods: We conducted a cross-sectional online survey of telemedicine users of private clinic–based COVID-19 testing services from 6 April to 11 May 2020. All users were invited to complete an anonymous online survey regarding COVID-19 risk perception and preparedness measures. The results of the survey were compared with the findings of a previous territory-wide survey.
 
Results: In total, 141 of 187 telemedicine users agreed to participate; the response rate was 75.4%. Of the participants, 95.1% (116/122) believed that telemedicine consultations were useful. Nearly half of the participants (49.0%) agreed or strongly agreed that telemedicine consultations were appropriate during the COVID-19 pandemic. Most participants believed that telemedicine consultations could perform the functions of ‘health protection, promotion and disease prevention’ (73.6%) and ‘diagnosis’ (64.0%). Concerning the choice of telemedicine provider, almost all participants (99.2%) were willing to consult medical doctors; more than half of the participants (54.1%) were willing to consult registered nurses, but only 13.1% were willing to consult non-clinical staff who had been trained to provide telemedicine services.
 
Conclusions: The use of telemedicine for screening and patient education can be encouraged during the COVID-19 pandemic in Hong Kong.
 
 
New knowledge added by this study
  • Telemedicine use in Hong Kong was limited before the pandemic, but telemedicine users had high satisfaction with coronavirus disease 2019 (COVID-19) testing services.
  • Most participants believed that the telemedicine consultations could perform the functions of ‘health protection, promotion and disease prevention’ and ‘diagnosis’.
  • Among telemedicine users, the preferred channels of infectious disease information were the internet or mobile applications as well as personal sources (eg, family, friends, or healthcare professionals).
Implications for clinical practice or policy
  • Telemedicine users in this study were relatively young; previous reports suggest that these users are less likely to use healthcare in the absence of telemedicine and less likely to have a follow-up visit in any setting, compared with patients who visit a clinic for a similar condition. The use of telemedicine services might provide opportunities for healthcare access that are not otherwise available.
  • Additional training for telemedicine providers might be needed to improve the quality and scope of telemedicine services.
  • The use of telemedicine for screening and patient education can be encouraged during the COVID-19 pandemic in Hong Kong and elsewhere.
 
 
Introduction
In the early days of the coronavirus disease 2019 (COVID-19) pandemic, telemedicine was recommended as a solution to provide safe access to healthcare.1 In 2020, the World Health Organization reported that most global health authorities regarded telemedicine as a potential method to provide services for patients with non-communicable diseases.2 For example, in a national survey of healthcare providers in Germany, approximately 60% of participants reported routine or partial use of telemedicine during the COVID-19 pandemic.3 In the US in 2020, telemedicine was used for COVID-19 screening, monitoring of patients with positive COVID-19 test results, management of chronic diseases, and virtual monitoring and follow-up.4 Telemedicine reduces patient travel costs and improves access, while reducing the use of personal protective equipment and the risk of COVID-19 transmission. In China, ‘internet hospitals’ offered essential medical support to the public during the early days of the COVID-19 pandemic.5
 
However, from a patient perspective, there are limitations and barriers to the use of telemedicine. A qualitative study conducted in Hong Kong in 20166 revealed that patient concerns included technical and logistical issues (eg, difficulty in accessing and using computers), limited personal interactions (eg, lack of in-person physical examinations and risk of incorrect diagnosis related to poor communication), concerns regarding cybersecurity and safety, and problems with prescriptions (eg, distrust of local community pharmacies). In 2020, clinical guidelines were published concerning the performance of remote primary care assessments and treatments for patients with suspected COVID-19 in the United Kingdom.7 During the COVID-19 pandemic, a digital health ecosystem may benefit the healthcare system, as well as the broader population (eg, through tracking and communication strategies) and research and health technology sectors (eg, online activity monitoring and digital support for isolation and quarantine situations).8
 
Telemedicine consists of remote healthcare service delivery by healthcare professionals for diagnosis, treatment, and prevention efforts, as well as research and continuing education.9 The fundamental goal of telemedicine is to increase access to care, thereby serving populations that otherwise would not receive timely medical evaluation and treatment. Research concerning telemedicine effectiveness has been controversial.10 11 12 13 14 A previous systematic review found that many studies showed no difference between telemedicine and usual care, and there remains limited evidence concerning the cost-effectiveness of telemedicine.10 With respect to chronic disease management via telemedicine, another review found publication bias and a tendency to report only short-term outcomes.11 Moreover, a Cochrane review revealed improved control of blood glucose among patients with diabetes using telemedicine, compared with patients receiving in-person care; conversely, the care modality did not affect health outcomes among patients with heart failure.12 Regarding the impacts and costs of telemedicine services, economic analyses have been problematic because of complex and unpredictable collaborative achievement processes13; generalisability has been limited by poor quality and low reporting standards.14 There is a need to focus on patient perspectives and telemedicine innovations.
 
In 2020, the health system in Hong Kong was considerably impacted by COVID-19 transmission risk and public health responses.15 During the early days of the COVID-19 pandemic, the number of in-person medical consultations decreased worldwide.16 17 In the Netherlands, the use of telemedicine offset this decrease.17 Before the COVID-19 pandemic, telemedicine was not widely used in Hong Kong6 18; user perspectives concerning the role of telemedicine during the COVID-19 pandemic and future pandemics require investigation. This study of telemedicine users in Hong Kong explored their perceptions of telemedicine use during the COVID-19 pandemic, their perceptions of disease risk, and their COVID-19 preparedness measures. We hypothesised that telemedicine users have distinct perceptions of risk, compared with the general public; we sought to determine the effects of such differences on the delivery of health services.
 
Methods
We conducted a cross-sectional online survey from 6 April to 11 May 2020. Participants in this study were users of COVID-19 testing services provided by The Chinese University of Hong Kong (CUHK) Medical Clinic,19 a multispecialty clinic offering specialist consultations, health screenings, vaccinations, and COVID-19 testing services.
 
Testing services and recruitment procedure
All service users completed a telemedicine consultation, followed by COVID-19 testing. The consultation, delivered using a standard telephone, focused on assessment of the user’s COVID-19 risk prior to the time of testing. Users were offered a deep throat saliva test for COVID-19 detection. After the telemedicine consultation and COVID-19 test, all users were invited to complete an anonymous online survey within 1 month for service evaluation and data collection.
 
Survey design
The online survey consisted of 24 questions regarding telemedicine services, COVID-19 risk perception, and preparedness measures in Hong Kong. The survey specifically focused on reasons for using CUHK telemedicine and testing services, user perceptions and attitudes regarding telemedicine consultations, user perceptions and attitudes regarding the COVID-19 pandemic and prevention, and user characteristics (eg, age and sex). Questions about user perceptions and attitudes regarding the current COVID-19 pandemic and prevention were phrased in a manner identical to a previous study,20 allowing direct comparison with survey results from a study focused on the Hong Kong general public. The survey was pilot tested and subsequently modified to ensure content validity. Most questions included ‘yes’ or ‘no’ answers and a 5-point Likert scale. Written consent to take part in the study was obtained from all participants before they began the survey.
 
Statistical analysis
Descriptive statistics were reported for participant characteristics, perceptions, and attitudes regarding telemedicine consultations. Perceptions and attitudes regarding the COVID-19 pandemic and prevention were recorded in a manner that allowed comparison with the results of a prior COVID-19–focused telephone survey of the Hong Kong general public.20 The prior telephone survey—a cross-sectional, population-based landline telephone survey using a computerised random-digit dialling method—included 765 adult Hong Kong residents during the period from 22 March to 1 April 2020. The participants in that study were representative of Hong Kong Census population data with respect to age, sex, marital status, and residential district, although they had higher levels of education and household income.20 Chi squared tests were used for comparisons between the prior survey and the present survey. The threshold of statistical significance was set at 0.05. All statistical analyses were conducted using SPSS (Windows version 21.0; IBM Corp, Armonk [NY], US).
 
Results
Among 187 telemedicine users of COVID-19 testing services at the CUHK Medical Clinic, we identified 150 responses to the online survey during the period from 6 April to 11 May 2020. In total, 141 telemedicine users (response rate of 75.4%) were willing to participate in this study. Table 1 shows the participants’ characteristics. Notably, 56.1% were men, over half (50.7%) were aged 18 to 24 years (all participants were aged <65 years), most (59.4%) lived in private housing, and most (65.4%) resided in the New Territories. The most common reason for COVID-19 testing was a work-related requirement (56.7%, 80/141), followed by recent international travel (39.7%, 56/141); 14.9% (21/141) of the participants sought testing because of concerns about the spread of COVID-19. Overall, 14.2% (20/141) of the participants had either been in close contact with a confirmed case or suspected that they had symptoms of COVID-19.
 

Table 1. Characteristics of telemedicine users in this study
 
Perceptions of telemedicine consultations
In total, 95.1% (116/122) participants believed that COVID-19 telemedicine consultations were useful. Most participants believed that telemedicine consultations could perform the functions of ‘health protection, promotion and disease prevention’ (73.6%) and ‘diagnosis’ (64.0%) [Fig 1]. Concerning the choice of telemedicine provider, almost all participants (99.2%) would accept medical doctors; more than half of the participants (54.1%) would accept trained nurses, but only 13.1% would accept non-clinical staff who had been trained to provide telemedicine services.
 

Figure 1. Functions that survey participants believed telemedicine consultations could perform (n=125)
 
Nearly half of the participants (49.0%) agreed or strongly agreed that telemedicine consultations were appropriate during the COVID-19 pandemic (Fig 2). More than half (61.0%) of the participants reported satisfaction with telemedicine consultations (‘agree’ or ‘strongly agree’) and services provided by clinic staff (73.8% responded ‘agree’ or ‘strongly agree’). However, only 36.2% agreed or strongly agreed that service quality was identical between telemedicine consultations and in-person consultations.
 

Figure 2. Participant responses concerning whether telemedicine consultations were appropriate during the coronavirus disease 2019 pandemic (n=141)
 
Household capacity for potential coronavirus disease 2019–related quarantine
Household capacities for potential COVID-19—related quarantine were compared between telemedicine users in this study and respondents in the prior Hong Kong general public telephone survey20 (Table 2). Telemedicine users reported having less space at home, fewer masks, fewer gloves, and less detergent for potential quarantine situations, compared with respondents in the Hong Kong general public telephone survey (all P<0.05).
 

Table 2. Household preventative measures for coronavirus disease 2019
 
In response to the question ‘How many designated caregivers are appropriate for each isolated/quarantined person?’, telemedicine users were less likely to answer correctly (limit to one main carer, 8.1%), compared with respondents in the Hong Kong general public telephone survey (51.3%)20 [P<0.001, Chi squared with continuity correction].
 
Perceptions of coronavirus disease 2019 preparedness
Most telemedicine users (76.4%) believed that household prevention could prevent COVID-19; approximately 67% of them believed that they had sufficient knowledge to manage COVID-19—related health risks. These percentages were higher than the percentages in the Hong Kong general public telephone survey20 (Table 3). Additionally, >80% of telemedicine users believed that Hong Kong had achieved better control of COVID-19, compared with other major cities.
 

Table 3. Comparison of telemedicine users and the Hong Kong general public in terms of coronavirus disease 2019 (COVID-19)–related perceptions and communication channels
 
Regarding their main channel for infectious disease information, approximately 64% of participants were using the internet or mobile applications, whereas 24% were using television; these percentages differed from the Hong Kong general public telephone survey, in which 56.5% of respondents used the internet or mobile applications and 36.2% used television20 (P<0.001). Overall, telemedicine users preferred their main channel for infectious disease information to be the internet or mobile applications and personal sources (eg, family, friends, or healthcare professionals).
 
Discussion
This study demonstrated high satisfaction with telemedicine consultations among users and revealed that users considered telemedicine to be appropriate during the COVID-19 pandemic. Despite the perception that telemedicine users have sufficient knowledge to manage health risks from COVID-19, when responses were compared between telemedicine users and the Hong Kong general public, we found that household preventative measures were inadequate among telemedicine users.
 
Acceptance of telemedicine
Most of our telemedicine users did not agree that quality was identical between telemedicine consultations and in-person consultations. This perspective possibly resulted from the provision of telemedicine consultations via telephone without a video component; moreover, the users might not have been familiar with the concept of telemedicine consultation. Indeed, a 2014 nationwide survey in the US revealed that only 15% of family physicians reported using telemedicine in the previous year; barriers included a lack of training, a lack of reimbursement, the cost of equipment, and potential liability issues.21 Furthermore, Schwamm22 has described telemedicine as a disruptive technology that may threaten traditional healthcare delivery. Obstacles to the expansion of telemedicine in the US include state-level statutes that require the clinician to be located in the same state as the patient and to have previously completed an in-person consultation with that patient.23 Similar regulatory requirements exist in Hong Kong.24
 
Various studies in the US have detected increasing uptake of telemedicine, particularly in primary care.25 26 27 28 29 A study of telemedicine users in a large commercially insured population in the US from 2005 to 2017 showed that the mean age was 38.3 years; on average, users of primary care telemedicine were younger than users of telemental healthcare and more likely to reside in urban areas.25 A study regarding Teladoc, one of the largest telemedicine providers in the US, revealed that Teladoc users were younger and less likely to have used healthcare before the introduction of Teladoc; they were also less likely to have a follow-up visit in any setting, compared with patients who visited a clinic for a similar condition.26 These findings are consistent with our observations that most telemedicine users were young; they also suggest that the use of telemedicine services can provide opportunities for healthcare access that are not otherwise available.
 
Household preparations for coronavirus disease 2019
Intriguingly, although more telemedicine users agreed that household preparation could prevent COVID-19, they were less likely to believe that their household preventative measures were adequate, compared with respondents in the Hong Kong general public telephone survey.20 This disparity may be attributed to differences in participant characteristics: telemedicine users in this study were younger (51% aged 18-24 years, vs 9% in the Hong Kong general public20), were male (56% vs 47%20), and were living in the New Territories (65% vs 51%20). Telemedicine users were also more likely to use the internet (64% vs 57%20) as the main channel for infectious disease information and to prefer using the internet for such information (62% vs 54%20). These findings have important implications for the use of telemedicine to fill gaps in health promotion and disease prevention. Wu et al30 found that secondary cases from household transmission of COVID-19 were common in Zhuhai, China, and one-third of these secondary cases were asymptomatic. Sufficient household preparation measures are needed to limit the spread of COVID-19.31
 
Future use of telemedicine in Hong Kong
Telemedicine in Hong Kong had a ‘late start’ (in 1994); in 1998, Hjelm32 predicted that the telemedicine would be rapidly implemented in Hong Kong. However, in the December 2019 version of the Ethical Guidelines on Practice of Telemedicine by the Medical Council of Hong Kong, it was noted that telemedicine in Hong Kong has not fully developed.24 Despite the obvious convenience benefit and reduced risk of COVID-19 transmission, the guidelines remind practitioners that they remain fully responsible for legal and ethical obligations during telemedicine consultations.24 Furthermore, the guidelines mention that standards of care to protect patients are applicable during in-person and telemedicine consultations; practitioners should familiarise themselves with the World Medical Association Statement on the Ethics of Telemedicine.33
 
Training and patient assessment guidelines for healthcare practitioners are urgently needed, considering the unique circumstances surrounding the use of telemedicine, such as technology (eg, technical limitations of virtual consultations, including assessments), patient education and informed consent, cybersecurity, and other concerns.6 These guidelines would ensure that the same standards of telemedicine consultations can be implemented, as described by the Medical Council of Hong Kong.
 
Limitations
The present study focused on 141 telemedicine users of a single private clinic providing deep throat saliva polymerase chain reaction tests for detection of severe acute respiratory syndrome coronavirus 2; thus, the study participants may not be representative of all telemedicine users in Hong Kong. Responder bias may have affected the results (the response rate was 75.4%), but it was not possible to compare participants with individuals who refused to participate. Furthermore, the recent experience of a telemedicine consultation may have biased participants’ responses in favour of telemedicine.
 
Concerning the comparison of COVID-19 risk perception and preparedness measures, methodological discrepancies between the online survey of telemedicine users and the telephone survey of the Hong Kong general public may have led to differences in responses, particularly with respect to including younger and more computer-literate individuals in the online survey. Although the present study was conducted from 6 April to 11 May 2020 (after a surge of COVID-19 cases in Hong Kong), the Hong Kong general public telephone survey used for comparison was conducted from 22 March to 1 April 2020 (during a surge in COVID-19 cases).20 The difference in data collection periods may have contributed to different perceptions of COVID-19 preparedness. Various physical distancing measures were implemented during the COVID-19 surge (from late March to early April), which may also have contributed to differences between the telephone survey and online survey cohorts.
 
Finally, because of sample size limitations and problems with representativeness, the findings of the study may be restricted to understanding views regarding telemedicine consultations among participants in the present study. However, factors such as young age, residence in private housing, and residence in the New Territories may have contributed to response bias; because no information was collected concerning occupation, education level, income, or ethnicity, we could not control for bias related to these factors.
 
Conclusion
In this study, telemedicine users in Hong Kong agreed that telemedicine consultations were appropriate during the COVID-19 pandemic. Participants agreed that telemedicine consultations could perform the functions of health protection, promotion, disease prevention, and diagnosis. The use of telemedicine for screening and patient education can be encouraged during the COVID-19 pandemic in Hong Kong.
 
Author contributions
Concept or design: KKC Hung, EYY Chan, JCY Wu.
Acquisition of data: KKC Hung, JCY Wu, CA Graham.
Analysis or interpretation of data: KKC Hung, EYY Chan, ESK Lo, Z Huang.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: KKC Hung.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong (Ref No.: SBRE-19-730). Patients were treated in accordance with the tenets of the Declaration of Helsinki and provided written informed consent for all treatments and procedures, as well as publication of their anonymised data.
 
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Risks and impacts of thromboembolism in patients with pancreatic cancer

Hong Kong Med J 2023 Oct;29(5):396–403 | Epub 4 Oct 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Risks and impacts of thromboembolism in patients with pancreatic cancer
Landon L Chan, MB, ChB1 #; KY Lam, LMCHK, FHKAM (Medicine)2 #; Daisy CM Lam, MB, BS, FHKAM (Radiology)1; YM Lau, MB, BS, FHKAM (Medicine)1; L Li, MB, BS, FHKAM (Medicine)1; Kelvin KC Ng, MB, BS, PhD3; Raymond SY Tang, MD4; Stephen L Chan, MD, FHKAM (Medicine)1,5
1 Sir Yue-kong Pao Centre for Cancer, Department of Clinical Oncology, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Department of Medicine, United Christian Hospital, Hong Kong SAR, China
3 Department of Surgery, The Chinese University of Hong Kong, Hong Kong SAR, China
4 Institute of Digestive Disease, Department of Medicine and Therapeutics, The Chinese University of Hong Kong, Hong Kong SAR, China
5 State Key Laboratory of Translational Oncology, The Chinese University of Hong Kong, Hong Kong SAR, China
# Equal contribution
 
Corresponding author: Prof Stephen L Chan (chanlam_stephen@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Patients with pancreatic cancer have a high risk of thromboembolism (TE), which may increase mortality. Most relevant studies have been conducted in Western populations. We investigated risk factors for TE in a predominantly Chinese population of patients with pancreatic cancer, along with effects of TE on overall survival.
 
Methods: This retrospective cohort study included patients diagnosed with exocrine pancreatic cancer in Prince of Wales Hospital in Hong Kong between 2010 and 2015. Data regarding patient demographics, World Health Organization performance status, stage, treatment, TE-related information, and time of death (if applicable) were retrieved from electronic medical records. Univariate and multivariable logistic regression analyses were performed to identify risk factors for TE. Survival analyses were performed using Kaplan-Meier analysis and Cox proportional hazards regression.
 
Results: In total, 365 patients were included in the study. The overall incidence of TE (14.8%) was lower than in Western populations. In univariate logistic regression analysis, stage IV disease and non-head pancreatic cancer were significantly associated with TE (both P=0.01). Multivariable logistic regression analysis showed that stage IV disease was a significant risk factor (odds ratio=1.08, 95% confidence interval [CI]=1.00-1.17; P=0.046). Median overall survival did not significantly differ between patients with and without TE (4.88 months vs 7.80 months, hazard ratio=1.08, 95% CI=0.80-1.49; P=0.58) and between patients with TE who received anticoagulation treatment or not (5.63 months vs 4.77 months, hazard ratio=0.72, 95% CI=0.40-1.29; P=0.27).
 
Conclusion: The incidence of TE was low in our Chinese cohort. Stage IV disease increased the risk of TE. Overall survival was not affected by TE or its treatment.
 
 
New knowledge added by this study
  • The incidence of thromboembolic events in patients with pancreatic cancer was lower in our Chinese cohort than in previous studies involving Western populations.
  • Stage IV disease was associated with a greater risk of thromboembolism.
  • In patients with pancreatic cancer, overall survival was not affected by thromboembolism or its treatment.
Implications for clinical practice or policy
  • Differences in the incidence and treatment outcomes of thromboembolism between Western and Chinese populations of patients with pancreatic cancer are highlighted.
  • Low-molecular-weight heparin and direct oral anticoagulants are valid options for the treatment of thromboembolism in patients with pancreatic cancer. Treatment decisions should include patient preference, bleeding risk, patient renal function, and life expectancy.
  • Patients with poor general condition (eg, World Health Organization performance status score of 3 to 4) or life expectancy <3 months should not receive anticoagulation treatment for thromboembolism.
 
 
Introduction
The association between malignancy and thromboembolism (TE) was first described more than 100 years ago as ‘migratory thrombophlebitis’, commonly found in patients with visceral cancer.1 Indeed, TE is a common complication in patients with cancer and the second most common cause of death among such patients.2
 
Although the association between TE and pancreatic cancer is well established, its effects on overall survival remain unclear. The results of studies conducted in Western countries generally support the notion that TE is associated with worse overall survival.3 4 For example, a recent large retrospective study in France demonstrated a statistically significant decrease in overall survival of 2.9 months among patients with TE, compared with patients who did not exhibit TE.3 In contrast, studies involving Asian populations tend to show similar overall survival in patients with and without TE.5 6 7 Furthermore, among the published retrospective studies concerning the incidence of TE in Asian patients with pancreatic cancer, very few data have focused on the impact of TE in Chinese patients with pancreatic cancer.
 
In this study, we aimed to investigate the incidence of TE among patients with pancreatic cancer in our centre, where >99% of patients are Chinese; explore risk factors associated with the development of TE; and assess the prognostic impact of TE.
 
Methods
Design
This retrospective study included patients with a histological diagnosis of exocrine pancreatic cancer who were treated at the Department of Clinical Oncology of Prince of Wales Hospital in Hong Kong between 2010 and 2015; eligible patients were identified by a review of electronic medical records. If histological findings were unavailable because of the clinician’s decision to omit biopsy evaluation, patients were identified using clinical diagnoses based on radiological findings and substantial elevation of the level of serum marker carbohydrate antigen 19-9 (CA 19-9) (ie, >500 IU/mL). Patients were excluded if they had an atypical clinical presentation (eg, normal CA 19-9 level) or histological findings of non-exocrine pancreatic malignancies, such as neuroendocrine tumour or metastatic disease.
 
Study procedures
The following data were extracted from each patient’s electronic and physical medical records: (1) demographics (sex and age); (2) World Health Organization (WHO) performance status score (0: able to perform normal activities without restriction; 1: ambulatory and able to perform light work with limitations on strenuous activities; 2: ambulatory [>50% of waking hours] and capable of self-care but unable to perform any work activities; 3: symptomatic and in a chair or bed for >50% of the day but not bedridden; 4: completely disabled [bedridden] and unable to perform any self-care); (3) disease stage (according to the seventh edition of the American Joint Committee on Cancer tumour-node-metastasis staging system); (4) site of disease (head, neck, body, or tail); (5) CA 19-9 level at diagnosis; and (6) initial treatment (surgery, chemoradiotherapy, chemotherapy, or supportive care). Any occurrences of TE (venous, arterial, or both) were recorded from the time of diagnosis until death or last follow-up; the site of thrombosis (lung, lower limb, multiple, or other) and type of anticoagulation treatment were also recorded. After data entry, all patient data were verified by two authors (LL Chan and KY Lam) under the supervision of the corresponding author (SL Chan). Each patient’s survival status was last updated on 31 October 2019.
 
Statistical analyses
Patient factors (eg, age, sex, WHO performance status, and initial treatment), tumour-related factors (eg, histological diagnosis status, CA 19-9 level at diagnosis, stage, and site) and TE-related factors (eg, type and site) were summarised as numbers and percentages for categorical variables, and as medians and interquartile ranges for continuous variables. The Wilcoxon rank-sum test and Chi squared test were used to identify variables associated with the development of TE. Variables that displayed statistical significance in univariate analysis were included in multivariable analysis. Age and sex were included in multivariable analysis as adjustment variables because they are known risk factors for the development of TE in patients with cancer, as well as standard clinical variables commonly included in such analyses.8 9 10 Kaplan-Meier survival analysis and Cox proportional hazards regression analysis were performed to evaluate the relationship between overall survival and TE. P values <0.05 were considered statistically significant. All analyses were performed with R version 3.5.1.11
 
Results
Study population
In total, 365 patients (217 [59.5%] men and 148 [40.5%] women; median age, 65 years [interquartile range=57-72]) were included in the study; baseline characteristics are summarised in Table 1. Of these patients, 268 (73.4%) had WHO performance status score of 0 to 1, whereas 97 (26.6%) scored 2 to 4. Furthermore, 219 patients (60.0%) had a histologically confirmed diagnosis; the remaining 146 patients (40.0%) were diagnosed by radiological and serological modalities. In terms of tumour staging, 171 patients (46.8%) had stage I to III disease; 194 patients (53.2%) had stage IV disease. The tumour location was at the pancreatic head in 203 patients (55.6%) and other sites (neck, body, or tail) in 162 patients (44.4%). Initial treatment was surgery in 78 patients (21.4%), chemotherapy or chemoradiotherapy in 153 patients (41.9%), and supportive care in 134 patients (36.7%). Additional details are provided in Table 1.
 

Table 1. Patient demographic data
 
Risk of thromboembolism
Among the 54 patients (14.8%) who developed TE, 32 (59.3%) had venous TE, 18 (33.3%) had arterial TE, and four (7.4%) had both. Lower limbs were the most common sites of thrombosis, with 55.6% of all thromboembolic events. Furthermore, three patients (5.6%) had pulmonary embolism. These findings are summarised in Table 2.
 

Table 2. Distribution of thromboembolic events (n=54)
 
Predictors and prognosis of thromboembolism
In univariate analysis, non-head pancreatic cancer (P=0.01) and stage IV disease (P=0.01) were significantly associated with TE. Other factors such as age at diagnosis, sex, WHO performance status, elevated CA 19-9 level at diagnosis, and initial treatment were not significantly associated with TE (Table 1). Multivariable analysis showed that stage IV disease was a significant risk factor (odds ratio=1.08, 95% confidence interval [CI]=1.00-1.17; P=0.046) [Table 3]. Median overall survival times in patients with and without TE were 4.88 months and 7.80 months, respectively (Fig 1); the difference between groups was not statistically significant (hazard ratio =1.08, 95% CI=0.80-1.49; P=0.58). Among patients with TE, median overall survival was not affected by anticoagulation treatment (no anticoagulation=4.77 months vs anticoagulation=5.63 months, hazard ratio=0.72, 95% CI=0.40-1.29; P=0.27) [Fig 2].
 

Table 3. Multivariable analysis of risk factors for thromboembolism
 

Fig 1. Kaplan-Meier survival curves for patients with and without events of thromboembolism (TE) [P=0.58]
 

Fig 2. Kaplan-Meier survival curves for patients with thromboembolic events who did and did not receive anticoagulation treatment (P=0.27)
 
Discussion
In the present study, approximately 15% of patients with pancreatic cancer developed TE. Lower limbs were the most frequent sites of TE, and venous TE was the most common type. In univariate analysis, both the site (non-head) and stage (IV) of disease were significantly associated with TE; multivariable analysis revealed that stage IV disease was a significant risk factor for TE.
 
There is considerable evidence of an association between pancreatic cancer and TE. In the first case series describing the relationship between TE and cancer, the incidence of TE was 60% in patients with pancreatic cancer, whereas it was 15% to 30% among patients with other malignancies.12 Several pathological processes have been implicated in this association.13 First, pancreatic cancer is characterised by high expression levels of tissue factor, which triggers the extrinsic coagulation pathway leading to thrombin formation. Second, the release of tumour-associated microvesicles promotes hypercoagulability and activates platelet aggregation. Third, the establishment of neutrophil extracellular traps secondary to neutrophil activation generates a matrix for platelet and tumour-associated microvesicle adhesion, resulting in blood clot formation.
 
Thromboembolism incidence of around 15% in our cohort is similar to that reported in other studies of Asian populations5 6 7 but lower than that in most Western populations (Table 4).3 4 14 The figures ranged from 20% to 40% in Western populations and 8% to 18% in Asian populations. Consistent with the findings in other studies of Asian populations, we observed no difference in overall survival between patients with and without TE. However, the literature suggests that, in Western populations, overall survival is affected by TE (Table 4).
 

Table 4. Recent studies of thromboembolism incidence in patients with pancreatic cancer
 
Taken together, these findings support the hypothesis that TE incidences and outcomes are influenced by genetic and environmental differences between Western and Asian populations. For example, genetic variants in the clotting cascade (eg, factor V Leiden and thrombin gene G20210A) reportedly increase the risk of TE.15 These variants are much more prevalent in Western populations than in Asian populations.16 The resulting relative hypercoagulability may be one of the main reasons for the higher background incidence of TE in Western populations than in Asian populations.17 Another factor that may contribute to the difference in TE incidence between the two populations is obesity, an established risk factor for TE that is more common in Western populations.18
 
With respect to TE and pancreatic cancer prognosis, survival appears to be inherently longer in Western populations than in Asian populations (Table 4). Considering the aggressive nature of pancreatic cancer, it is possible that patients with shorter survival (eg, patients in Asian populations) do not live long enough to benefit from treatment of TE, whereas patients with longer survival (eg, patients in Western populations) experience a survival benefit from treatment of TE. Indeed, in a recent systematic review regarding the treatment outcomes of FOLFIRINOX and gemcitabine plus nab-paclitaxel in patients with pancreatic cancer, Lee et al19 showed that, compared with Asian populations, Western populations experienced a greater survival benefit from FOLFIRINOX (ie, standard treatment for metastatic pancreatic cancer) but a smaller survival benefit from gemcitabine plus nab-paclitaxel (which was not available to our patients during the present study). Therefore, a reasonable assumption is that anticoagulation can prolong survival in Western populations among patients treated with FOLFIRINOX. Further studies are needed to determine whether any subgroup of Asian patients with pancreatic cancer can benefit from the treatment of TE.
 
In univariate analysis, both non-head pancreatic cancer and metastatic disease were associated with the development of TE. However, in multivariable analysis, the association with non-head pancreatic cancer disappeared; metastatic disease was the sole risk factor for TE. This is not surprising—non-head pancreatic cancer is often detected at a late stage because clinical symptoms (eg, biliary obstruction) do not occur until the tumour becomes quite large. Therefore, the association of TE with non-head pancreatic cancer is mainly related to the advanced stage of disease. This finding is also consistent with the results of previous studies in which non-head pancreatic cancer was frequently detected at a later stage of disease.3 20
 
In the present study, we found that metastatic disease was a risk factor for TE, which is consistent with the results of previous studies.20 21 22 23 The underlying pathophysiological mechanisms involve multiple factors. For example, an advanced stage of disease is often associated with a higher tumour burden and bulky metastases, which can compress blood vessels and inhibit blood flow. Higher tumour burden can also affect WHO performance status, resulting in decreased mobility and bedridden status.
 
During the present study, most of our patients received low-molecular-weight heparin (LMWH) as treatment for cancer-associated TE, based on the results of the 2003 CLOT (Comparison of Low-molecular-weight heparin versus Oral anticoagulant Therapy for the Prevention of Recurrent Venous Thromboembolism in Patients with Cancer) trial in which LMWH demonstrated superior efficacy in preventing recurrent TE compared with coumarins (eg, warfarin) while maintaining a similar risk of bleeding.24 Recent studies have shown that direct oral anticoagulants (DOACs) such as edoxaban25 and apixaban26 are non-inferior to LMWH as secondary prophylaxis for TE with similar safety profiles. Accordingly, both LMWH and DOACs are valid options for the treatment of TE in patients with pancreatic cancer. This approach is consistent with the latest National Comprehensive Cancer Network 2021 guidelines.27 Although LMWH and DOACs demonstrate similar efficacy in preventing recurrent TE, other factors to consider in drug selection include baseline renal function, patient preference, ease of administration, risk of bleeding (eg, by tumour infiltration into the upper gastrointestinal tract), and availability of antidotes that can reverse anticoagulation.
 
Considering the overall poor prognosis of pancreatic cancer and the lack of an overall survival benefit associated with anticoagulation treatment of TE, factors such as quality of life should be considered when deciding whether to initiate or discontinue anticoagulation treatment. It is important to have clear discussions with patients regarding the risks and benefits of anticoagulation, particularly during the management of aggressive malignancies such as pancreatic cancer, where the life expectancy is often only months or weeks. Anticoagulation treatment, such as LMWH, may cause subcutaneous injection–related discomfort and carries an increased risk of bleeding, but the therapeutic effects of anticoagulation may relieve symptoms of TE (eg, calf swelling and dyspnoea). In a retrospective study of 128 patients with cancer-associated venous TE, Napolitano et al28 analysed the effects of anticoagulation on quality of life using the EORTC-C30 questionnaire; they found that long-term LMWH was not associated with worse quality of life. However, patients approaching the end of life often prefer to minimise their medication intake.29 In our clinic, we tend not to administer anticoagulation treatment if a patient’s life expectancy is <3 months or whose WHO status score is 3 to 4. This approach is consistent with the patient populations in recent clinical trials comparing the efficacies of DOACs and LMWH in the treatment of cancer-associated TE; patients with poor WHO performance status and short life expectancy were excluded from those trials.25 26
 
Limitations
This study had a few limitations. First, its retrospective nature may have permitted bias related to missing data and the possibility of asymptomatic TE. However, TE tends to be symptomatic in patients with cancer; thus, it is unlikely that events were missed. Additionally, analyses of symptomatic TE are more relevant to real-world clinical practice. Second, the overall survival time of patients in the present study was worse than the survival times reported in randomised clinical trials of patients with metastatic pancreatic cancer.30 31 This discrepancy may have occurred because our study cohort was representative of real-world patients who more frequently have reduced liver function and worse WHO performance status. It may also be related to the absence of more effective chemotherapy (eg, nab-paclitaxel) during the study period.
 
Conclusion
In conclusion, this study demonstrated that the incidence of TE was around 15% in Chinese patients with pancreatic cancer. Notably, the presence of TE was not associated with worse overall survival, and metastatic disease increased the risk of TE.
 
Author contributions
Concept or design: LL Chan, KY Lam, SL Chan.
Acquisition of data: All authors.
Analysis or interpretation of data: LL Chan, DCM Lam, KY Lam, SL Chan.
Drafting of the manuscript: LL Chan, SL Chan.
Critical revision of the manuscript for important intellectual content: All authors.
 
Conflicts of interest
The authors have no conflicts of interest to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study protocol was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref No.: 2016.730). Informed patient consent was waived by the Committee due to the retrospective nature of the research.
 
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Twenty-eight–day mortality among patients with severe or critical COVID-19 in Hong Kong during the early stages of the pandemic

Hong Kong Med J 2023 Oct;29(5):383–95 | Epub 28 Sep 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Twenty-eight–day mortality among patients with severe or critical COVID-19 in Hong Kong during the early stages of the pandemic
Abram JY Chan, MB, BS, FHKAM (Medicine)1; KC Lung, MB, BS, FRCP1; Judianna SY Yu, MB, BS, FHKAM (Medicine)2; HP Shum, MB, BS, MD3; TY Tsang, MB, ChB, FRCP4
1 Department of Medicine, Pamela Youde Nethersole Eastern Hospital, Hong Kong SAR, China
2 Department of Medicine and Geriatrics, Ruttonjee and Tang Shiu Kin Hospitals, Hong Kong SAR, China
3 Intensive Care, Pamela Youde Nethersole Eastern Hospital, Hong Kong SAR, China
4 Department of Medicine and Geriatrics, Princess Margaret Hospital, Hong Kong SAR, China
 
Corresponding author: Dr Abram JY Chan (cjy548@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: In 2020, patients with critical coronavirus disease 2019 (COVID-19) had a 28-day mortality rate of 30% to 50% worldwide; outcomes among such patients in Hong Kong were unknown. This study investigated 28-day mortality and corresponding risk factors among patients with severe or critical COVID-19 in Hong Kong.
 
Methods: This retrospective cohort study included adult patients with severe or critical COVID-19 who were admitted to three public hospitals in Hong Kong from 22 January to 30 September 2020. Demographics, comorbidities, symptoms, treatment, and outcomes were examined.
 
Results: Among 125 patients with severe or critical COVID-19, 15 (12.0%) died within 28 days. Overall, the median patient age was 64 years; 48.0% and 54.4% of patients had hypertension and obesity, respectively. Respiratory samples were confirmed severe acute respiratory syndrome coronavirus 2 RNA–positive after a median of 3 days. The most common presenting symptom was fever (80.0% of patients); 45.6% and 32.8% of patients received care in intensive care unit and required mechanical ventilation, respectively. In logistic regression analysis comparing 28-day survivors and non-survivors, factors associated with greater 28-day mortality were older age (odds ratio [OR] per 1-year increase in age=1.12, 95% confidence interval [CI]=1.04-1.21; P=0.002), history of stroke (OR=15.96, 95% CI=1.65-154.66; P=0.017), use of renal replacement therapy (OR=15.32, 95% CI=2.67- 87.83; P=0.002), and shorter duration of lopinavirritonavir treatment (OR per 1-day increase=0.82, 95% CI=0.68-0.98; P=0.034).
 
Conclusion: The 28-day mortality rate among patients with severe or critical COVID-19 in Hong Kong was 12.0%. Older age, history of stroke, use of renal replacement therapy, and shorter duration of lopinavir-ritonavir treatment were independent predictors of 28-day mortality.
 
 
New knowledge added by this study
  • The 28-day mortality rate among patients with severe or critical coronavirus disease 2019 (COVID-19) was lower in this study than in other studies.
  • Older age, history of stroke, use of acute renal replacement therapy, and shorter duration of lopinavir-ritonavir were independent predictors of 28-day mortality among patients with severe or critical COVID-19.
Implications for clinical practice or policy
  • The risk of COVID-19-related mortality is greater among patients who are older, have a history of stroke, require acute renal replacement therapy, and have a shorter course of lopinavir-ritonavir.
  • Future studies with larger sample sizes, focused on viral and host factors such as spike gene mutations and interferon-1 immunity status, may help optimise prognosis prediction.
 
 
Introduction
Because of its close geographical proximity to mainland China, Hong Kong was one of the first regions outside of the Mainland to be affected by the severe acute respiratory syndrome (SARS) and coronavirus disease 2019 (COVID-19) epidemics.1 Since 2020, Hong Kong experienced an initial epidemic wave of imported COVID-19 cases and spillover effects, as well as subsequent epidemic waves of imported COVID-19 cases and associated local transmission.
 
The COVID-19 epidemic has resulted in millions of deaths worldwide. By late 2020, there had been multiple country-level analyses in other regions; however, there were limited data concerning outcomes among patients with severe or critical COVID-19 in Hong Kong.2 This study analysed 28-day mortality in these patients and explored risk factors for mortality among them during the first several months of the COVID-19 pandemic.
 
Methods
Study design and data collection
This retrospective multi-centre cohort study included all adult patients aged ≥18 years with severe or critical COVID-19 who were admitted to the medical wards or intensive care units (ICUs) of three public acute hospitals in Hong Kong from 22 January to 30 September 2020. The three hospitals were Pamela Youde Nethersole Eastern Hospital, Princess Margaret Hospital, and Ruttonjee and Tang Shiu Kin Hospitals.
 
Patients were diagnosed with COVID-19 if their respiratory samples contained severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) RNA, according to reverse transcription polymerase chain reaction (RT-PCR) analysis. Respiratory samples included nasopharyngeal aspirate, nasopharyngeal swab, nasopharyngeal aspirate or swab paired with throat swab, or deep throat saliva. Coronavirus disease 2019 grade was considered mild, severe, or critical, in accordance with the guidelines of the Chinese Center for Disease Control and Prevention.3 Severe COVID-19 was characterised by dyspnoea, respiratory rate of ≥30 breaths/minute, blood oxygen saturation <94%, ratio of arterial oxygen partial pressure to fractional inspired oxygen (P/F ratio) <300, and/or a 50% increase in lung infiltrates within 2 days.3 Critical COVID-19 was characterised by respiratory failure, septic shock, and/or multiple organ dysfunction or failure.3
 
Hong Kong experienced three epidemic waves during the study period.4 The first epidemic wave, from mid-January to early March 2020, occurred after travellers from mainland China arrived in Hong Kong during the Chinese New Year. The second epidemic wave occurred when Hong Kong residents returned from overseas during the Easter Holiday, from mid-March to May 2020. The third epidemic wave extended from early July until late September 2020; disease transmission may have originated among commercial airline crews.4 Cases were classified as imported or local by the Centre for Health Protection within the Department of Health. Medical comorbidities were defined according to the International Classification of Diseases, Tenth Revision. Comorbidities were selected based on the STOP-COVID (Study of the Treatment and Outcomes in Critically Ill Patients With COVID-19) in the US, which analysed critical COVID-19 cases at 65 ICUs.5
 
All medical records and data from the Clinical Management System of Hospital Authority and Clinical Information System (IntelliVue Clinical Information Portfolio; Philips Medical, Amsterdam, Netherlands) used by the ICUs were retrospectively reviewed. Upper respiratory tract infection (URI)–related symptoms included cough, rhinorrhoea, and sore throat. For patients admitted to the ICU, disease grade on admission was determined using the APACHE IV (Acute Physiology and Chronic Health Evaluation IV) score and the SOFA (Sequential Organ Failure Assessment) score. For patients requiring mechanical ventilatory support, disease grade was determined by the P/F ratio on the day of intubation. Blood test parameters included minimum lymphocyte count, maximum C-reactive protein level, maximum lactate dehydrogenase (LDH) level, and maximum alanine aminotransferase level. Clinical outcome data included the use of oxygen supplementation, mechanical ventilation, vasopressor or inotrope, renal replacement therapy (RRT), extracorporeal membrane oxygenation, and cardiopulmonary resuscitation, as well as mortality and length of stay in the ICU and hospital. Patients were followed up until death or 31 March 2021, whichever occurred earlier.
 
The primary outcome was 28-day mortality. Secondary outcomes included length of stay and mortality in the ICU and hospital, duration of oxygen supplementation and mechanical ventilatory support, and time to viral clearance or time to development of antibodies against SARS-CoV-2. Viral clearance was defined as the collection of two consecutive respiratory samples at least 24 hours apart that were both SARS-CoV-2–negative, according to RT-PCR analysis. Cycle threshold (Ct) value indicated the number of RT-PCR cycles required to amplify the viral RNA to a detectable level; this value was inversely related to viral load.6 Minimum Ct values were recorded to determine maximum viral load. Each patient’s blood was collected and qualitatively tested for antibodies against SARS-CoV-2 (ie, antibodies to SARS-CoV-2 nucleoprotein) using the Abbott SARS-CoV-2 Immunoglobulin G assay. Patients were generally released from isolation when they met the requirement for viral clearance or when they displayed serum antibodies, in accordance with recommendations from the Scientific Committee on Emerging and Zoonotic Diseases under the Centre for Health Protection within the Department of Health.7
 
Statistical analysis
The clinical characteristics and outcomes of patients with severe or critical COVID-19 were compared between 28-day survivors and non-survivors. Subgroup analysis was performed among patients who received ICU care between 28-day survivors and non-survivors; it was also performed among patients whose laboratory reports provided information regarding viral load (ie, Ct values) in respiratory samples. The frequencies of these characteristics and outcomes were expressed as medians ± interquartile ranges (IQRs) or as numbers of patients and corresponding percentages.
 
Based on the population of patients with COVID-19 (n=5080) in Hong Kong on 29 September 2020, where 351 patients had ever displayed serious or critical disease, the prevalence of outcome factors in this patient population was 6.9%. Using a confidence limit of 5% and a design effect of 2, the sample sizes required to achieve statistical powers of 80% and 90% were 84 patients and 138 patients, respectively.
 
For univariate analyses, the Pearson Chi squared test or Fisher’s exact test was used to compare categorical variables; the Mann-Whitney U test was used to compare continuous variables. Variables with a P value of <0.1 in univariate analyses were included in subsequent multivariable analyses. Independent predictors of 28-day mortality were assessed by logistic regression analysis using a forward stepwise approach. Considering the potential for unstable or extreme estimates because of the small sample sizes in subgroup analyses, logistic regression was not performed. All statistical analyses were performed using SPSS (Windows version 23.0; IBM Corp, Armonk [NY], US).
 
Results
Study population
From 22 January to 30 September 2020, 1312 adult patients with COVID-19 were admitted to Princess Margaret Hospital, Pamela Youde Nethersole Eastern Hospital, and Ruttonjee and Tang Shiu Kin Hospitals. In total, 125 patients had severe or critical COVID-19.
 
Baseline characteristics
The median age was 64 years (IQR=57-75); 69.6% of the patients were men and 93.6% were Chinese (Table 1). In total, 68.8% of the patients were admitted in the third epidemic wave and 86.4% acquired COVID-19 in Hong Kong. Almost half of the patients had hypertension or obesity (48.0% and 54.4%, respectively); 27.2% of patients had diabetes mellitus, and 21.6% had ever smoked. The median duration of symptoms before respiratory samples were confirmed SARS-CoV-2–positive was 3 days. The most common presenting symptom was fever (80.0%), followed by URI-related symptoms (64.8%). Overall, 5.6% of the patients were asymptomatic before their positive test result.
 

Table 1. Characteristics and outcomes of patients with severe or critical coronavirus disease 2019 in Hong Kong
 
Interventions
As shown in Table 1, 60% to 80% of patients received lopinavir-ritonavir, ribavirin, interferon beta-1b, or corticosteroids. Nearly half of the patients (48.8%) received anticoagulation treatment; <20% received remdesivir, tocilizumab, or convalescent plasma. More than 80% of the patients received antibiotics during hospitalisation. In total, 45.6% of the patients received ICU care. One patient received non-invasive ventilation, 41 patients (32.8%) received mechanical ventilation, and 11 patients (8.8%) received prone ventilation. Only one patient required extracorporeal membrane oxygenation. Approximately one-fourth of the patients required vasopressor support; 14 patients (11.2%) received acute RRT.
 
Outcomes
Fifteen patients (12%) died within 28 days (Table 1). Four additional patients died during hospitalisation; thus, the overall hospital mortality rate among patients with severe or critical COVID-19 was 15.2%. The median hospital length of stay was 21.8 days (IQR=15-31.8) and the median duration of oxygen supplementation was 7 days (IQR=4-12.5).
 
Comparison between 28-day survivors and non-survivors
Twenty-eight–day non-survivors were older than 28-day survivors (84 years [IQR=71-86] vs 62 years [IQR=56-71.3]; P<0.001) and more frequently had a history of ischaemic heart disease (26.7% vs 5.5%; P=0.019) or stroke (26.7% vs 4.5%; P=0.012). Moreover, non-survivors had a shorter duration of symptoms before RT-PCR confirmation of SARS-CoV-2 positivity in respiratory samples (1 day [IQR=1-2] vs 3 days [IQR=1-6]; P=0.014); fewer non-survivors displayed URI-related symptoms (33.3% vs 69.1%; P=0.010). Non-survivors had a higher maximum C-reactive protein level (209 mg/L [IQR=82-248] vs 103 mg/L [IQR=63.6-153.5]; P=0.031); they more frequently received mechanical ventilation (66.7% vs 28.2%; P=0.006), acute RRT (40.0% vs 7.3%; P=0.002), and vasopressor support (66.7% vs 19.1%; P<0.001). Finally, non-survivors received a shorter duration of lopinavir-ritonavir treatment (1 day [IQR=0-2] vs 6 days [IQR=0.75-11]; P=0.007) [Table 1].
 
Independent predictors of 28-day mortality
Logistic regression analysis revealed that age (odds ratio [OR] per 1-year increase in age=1.12, 95% confidence interval [CI]=1.04-1.21; P=0.002), history of stroke (OR=15.96, 95% CI=1.65-154.66; P=0.017), use of acute RRT (OR=15.32, 95% CI=2.67-87.83; P=0.002), and lopinavir-ritonavir duration (OR per 1-day increase=0.82, 95% CI=0.68-0.98; P=0.034) were independent predictors of 28-day mortality (Table 2).
 

Table 2. Independent predictors of 28-day mortality according to logistic regression analysis
 
Subgroup analysis of intensive care unit patients
Comparison between 28-day survivors and nonsurvivors
Among the 57 patients admitted to the ICU, nine died; the ICU mortality rate was 15.8% (Table 3). The median ICU length of stay was 9.6 days (IQR=4.6-14.9). Univariate analysis demonstrated that 28-day non-survivors were older; more frequently had a history of ischaemic heart disease or stroke; had a shorter duration of symptoms; less frequently presented with URI-related symptoms; more frequently received mechanical ventilation, acute RRT, and vasopressor support; and received a shorter course of lopinavir-ritonavir treatment. Other significant differences between non-survivors and survivors were the minimum lymphocyte count (0.32 × 109/L [IQR=0.17-0.4] vs 0.4 × 109/L [IQR=0.3-0.6]; P=0.042), maximum LDH level (706 U/L [IQR=492.2-5255.5] vs 474.5 U/L [IQR=406.3-616]; P=0.043), anticoagulation duration (8 days [IQR=3- 10] vs 12.5 days [IQR=7.5-26.8]; P=0.045), APACHE IV score upon ICU admission (83 [IQR=64.5-98] vs 54.5 [IQR=46-61.8]; P<0.001), and SOFA score upon ICU admission (10 [IQR=5.5-13] vs 4 [IQR=3-5.8]; P=0.001).
 

Table 3. Clinical characteristics and outcomes among patients who received care in intensive care unit compared between 28-day survivors and non-survivors
 
P/F ratio and duration of ventilation
The median P/F ratio on the day of intubation was 94.1 (IQR=81.9-117.7) for patients with COVID-19 requiring mechanical ventilation, and the median duration of ventilation for all ICU patients with COVID-19 was 8.5 days (IQR=5-18); these values were similar between survivors and non-survivors (Table 3).
 
Subgroup analysis of cycle threshold values
As shown in Table 4, 28-day non-survivors were older and more frequently had a history of ischaemic heart disease or stroke; fewer of them had URI-related symptoms (36.4% vs 68.8%; P=0.010). Non-survivors more frequently received mechanical ventilation (81.8% vs 29.9%; P=0.001), acute RRT (45.5% vs 7.8%; P=0.004), and vasopressor support (81.8% vs 23.4%; P<0.001); they received a shorter course of lopinavir-ritonavir treatment (1 day [IQR=0-2] vs 6 days [IQR=0.75-11]; P=0.010). Additionally, non-survivors had a lower minimum lymphocyte count (0.37 × 109/L [IQR=0.16-0.4] vs 0.49 × 109/L [IQR=0.3-0.7], P=0.041) and lower minimum Ct value (15.1 [IQR=12.6-18.5] vs 19 [IQR=16.4-22.9]; P=0.004).
 

Table 4. Clinical characteristics and outcomes among patients with available cycle threshold values compared between 28-day survivors and non-survivors
 
Other viral parameters
Among the 125 patients with severe or critical COVID-19, 38 underwent regular monitoring of viral load via RT-PCR analysis of respiratory samples for SARS-CoV-2 RNA; viral clearance was achieved within a median of 26 days (IQR=19-35). Among the 79 patients with access to antibody testing, a median of 14 days (IQR=10-18) was elapsed between the first positive RT-PCR result and the emergence of antibodies against SARS-CoV-2.
 
Discussion
Outcomes compared with international data
In this cohort of Hong Kong patients with severe or critical COVID-19, the 28-day mortality rate was 12.0%; it was 15.8% among such patients who were admitted to the ICU. In 2020, higher mortality rates were observed among cohorts in the US (35.4% in the STOP-COVID cohort5), Italy (ICU and hospital mortality rates of 48.8% and 53.4%, respectively8), and China (28-day mortality of 38.7% among severely and critically ill patients9). Patient baseline characteristics were similar across the cohorts—the median age was 60 to 70 years and the most common comorbidity was hypertension (40%-50%).5 8 9 The proportion of patients requiring mechanical ventilation varied across cohorts, ranging from 67% to 87% in the US5 and Italian8 cohorts, whereas it was 30% in the Chinese cohort.9 Overall, 70.2% of patients in our ICU subgroup received mechanical ventilation, which is comparable with the percentages in the US5 and Italy.8 The P/F ratio in our cohort was similar to the ratio in the STOP-COVID (median, 94.1 vs 124),5 reflecting moderate to severe hypoxaemia. Extracorporeal membrane oxygenation was required by <3% of patients in our cohort and the three comparison cohorts. In addition to patient factors, non-patient factors (eg, ICU bed availability and patient-to–hospital staff ratio) may affect quality of care and patient outcomes. Among hospitals of the Department of Veterans Affairs in the US, COVID-19 mortality was significantly greater when ICU demand exceeded 75%.10 Hospitals in the US with fewer ICU beds and nurses per COVID-19 case also had greater mortality.11 The relatively low prevalence, limited local transmission, and better ICU availability in Hong Kong may have contributed to the lower mortality rate observed in this study.
 
Independent predictors of 28-day mortality
In our cohort, older age, history of stroke, use of acute RRT, and shorter duration of lopinavir-ritonavir treatment were independent predictors of 28-day mortality. Across studies in 2020, older age was commonly identified as a risk factor for COVID-19 mortality.5 8 9 A history of stroke was also identified as a significant risk factor for COVID-19 mortality in a large cohort study in China; higher neutrophil and interleukin-6 levels were observed in patients with a history of stroke, possibly because of a stronger inflammatory response to COVID-19.12 In an American cohort, the hospital mortality rate was 50% among patients who developed acute kidney injury, and the highest mortality risk was present in patients requiring dialysis.13 In 2020, the mechanism of acute kidney injury was speculated to involve direct viral invasion of renal tissue, considering post-mortem findings in China.14 Such injury was closely related to respiratory failure; in another American cohort, the median time from mechanical ventilation to the initiation of acute RRT was 0.3 hour.15
 
A shorter duration of lopinavir-ritonavir was identified as a risk factor in our cohort. Lopinavir-ritonavir was originally a protease inhibitor for the treatment of human immunodeficiency virus infection.16 In 2020, this repurposed drug was included in treatment recommendations in Hong Kong, where it effectively reduced viral load when used in combination with ribavirin and/or interferon beta-1b16; however, there was no difference in mortality between treatment and control groups as no patient died during the study.16 Two Chinese cohorts did not show significant outcome differences when using lopinavir-ritonavir,17 consistent with interim results from the World Health Organization Solidarity trial.18 Lopinavir-ritonavir treatment has been associated with gastrointestinal upset and liver dysfunction. Our findings may differ from the results of other cohort studies because, in the present study, lopinavir-ritonavir treatment was not administered to patients with severe liver dysfunction or to those who were presumably unable to tolerate side-effects because of their illness. In contrast, up to 80% of the ICU patients in an American cohort received hydroxychloroquine and/or azithromycin,5 despite doubtful efficacy and significant arrhythmia risk with QT prolongation.19 The selection of antiviral treatment may partly explain the differences in mortality among cohorts.
 
Other risk factors based on univariate analysis
Regarding viral load, univariate analysis in our cohort showed that lower minimum Ct values were associated with greater 28-day mortality. In a study at Cornell in the US,6 the SARS-CoV-2 viral load on admission independently predicted the risks of intubation and mortality. In a Brazilian cohort, Ct values of <25 were associated with greater mortality.21 The implications of Ct values may become clearer if patients with mild disease are analysed together.
 
Lymphopenia on admission has been associated with worse outcomes in terms of ICU care requirement and mortality,22 presumably because of the cytokine storm phenomenon and the infection of T cells by SARS-CoV-2,19 which infection of T cells by SARS-CoV-2 was confirmed both in vitro and by flow cytometry and immunofluorescence studies.20 In the present study, the minimum lymphocyte count was significantly lower among 28-day non-survivors in both subgroups. Multi-centre COVID-19 studies have shown that an elevated LDH level is associated with a six-fold increase in the likelihood of severe disease and a 16-fold increase in the likelihood of mortality.24 In the present study, although univariate analysis showed that the maximum LDH level was associated with greater 28-day mortality in the overall cohort, it was not an independent predictor in logistic regression; this finding may have been influenced by the sample size.
 
Strengths
To our knowledge, this large study was the first investigation in Hong Kong concerning the clinical characteristics and outcomes of patients with severe or critical COVID-19; it included three public acute hospitals and covered three waves of the COVID-19 pandemic in Hong Kong. This study also explored the impacts of viral parameters and treatment modalities on 28-day mortality.
 
Limitations
First, this retrospective study in Hong Kong may have been subject to confounding factors and selection bias. The results may not be generalisable to patients with COVID-19 worldwide. Second, this study lacked information concerning viral parameters (eg, specific SARS-CoV-2 strains or mutations). Third, although some studies showed that inborn errors in type 1 interferon immunity and autoantibodies to type 1 interferons were associated with critical COVID-19,25 26 this study did not explore such factors because patient immunity data were unavailable. Fourth, the use of remdesivir was limited; most treatment courses were solely available to patients enrolled in studies by the pharmaceutical company concerned. Finally, other novel treatment options, including antivirals such as nirmatrelvir/ritonavir and molnupiravir, anti-inflammatory agents such as baricitinib and tocilizumab, and neutralising monoclonal antibodies against SARS-CoV-2, were not available or introduced during the study period. Fifth, the sample size of this study did not reach the statistical powers of 90% and may then not be of high enough power.
 
Conclusion
In this Hong Kong cohort, the 28-day mortality among patients with severe or critical COVID-19 was 12.0%. Age, history of stroke, use of RRT, and shorter course of lopinavir-ritonavir treatment were associated with greater 28-day mortality. In the future, larger studies with a focus on viral and host factors (eg, mutations in SARS-CoV-2 spike genes and interferon-1 immunity status) could improve prognosis prediction.
 
Author contributions
All authors contributed to the concept or design of the study, acquisition of data, analysis or interpretation of data, drafting of the manuscript, and critical revision of the manuscript for important intellectual content. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank the guidance and support of the following seniors and colleagues: Dr KK Chan from the Department of Medicine of Pamela Youde Nethersole Eastern Hospital, Dr Jenny YY Leung and Dr Alwin WT Yeung from the Department of Medicine and Geriatrics of Ruttonjee and Tang Shiu Kin Hospitals, and Dr Dominic HK So from Intensive Care of Princess Margaret Hospital.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study protocol was approved by the Hong Kong East Cluster Research Ethics Committee (Ref No.: HKECREC—2020-115) and the Kowloon West Cluster Research Ethics Committee (Ref No.: KW/EX-21-005 [155-05]). The requirement for written informed patient consent was waived by both Committees due to the retrospective nature of the research.
 
References
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3. Wu Z, McGoogan JM. Characteristics of and important lessons from the coronavirus disease 2019 (COVID-19) outbreak in China: summary of a report of 72 314 cases from the Chinese Center for Disease Control and Prevention. JAMA 2020;323:1239-42. Crossref
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5. Gupta S, Hayek SS, Wang W, et al. Factors associated with death in critically ill patients with coronavirus disease 2019 in the US. JAMA Intern Med 2020;180:1436-47. Crossref
6. Magleby R, Westblade LF, Trzebucki A, et al. Impact of severe acute respiratory syndrome coronavirus 2 viral load on risk of intubation and mortality among hospitalized patients with coronavirus disease 2019. Clin Infect Dis 2021;73:e4197-205. Crossref
7. Scientific Committee on Emerging and Zoonotic Diseases, Centre for Health Protection, Hong Kong SAR Government. Updated consensus recommendations on criteria for releasing confirmed COVID-19 patients from isolation (July 29, 2020). Available from: https://www.chp.gov.hk/files/pdf/updated_consensus_recommendations_on_criteria_for_releasing_confirmed_covid19_patients_from_isolation29july2020.pdf. Accessed 1 Oct 2020.
8. Grasselli G, Greco M, Zanella A, et al. Risk factors associated with mortality among patients with COVID-19 in intensive care units in Lombardy, Italy. JAMA Intern Med 2020;180:1345-55. Crossref
9. Yang X, Yu Y, Xu J, et al. Clinical course and outcomes of critically ill patients with SARS-CoV-2 pneumonia in Wuhan, China: a single-centered, retrospective, observational study. Lancet Respir Med 2020;8:475-81. Crossref
10. Bravata DM, Perkins AJ, Myers LJ, et al. Association of intensive care unit patient load and demand with mortality rates in US Department of Veterans Affairs hospitals during the COVID-19 pandemic. JAMA Netw Open 2021;4:e2034266. Crossref
11. Janke AT, Mei H, Rothenberg C, Becher RD, Lin Z, Venkatesh AK. Analysis of hospital resource availability and COVID-19 mortality across the United States. J Hosp Med 2021;16:211-4. Crossref
12. Qin C, Zhou L, Hu Z, et al. Clinical characteristics and outcomes of COVID-19 patients with a history of stroke in Wuhan, China. Stroke 2020;51:2219-23. Crossref
13. Chan L, Chaudhary K, Saha A, et al. AKI in hospitalized patients with COVID-19. J Am Soc Nephrol 2021;32:151-60. Crossref
14. Su H, Yang M, Wan C, et al. Renal histopathological analysis of 26 postmortem findings of patients with COVID-19 in China. Kidney Int 2020;98:219-27. Crossref
15. Hirsch JS, Ng JH, Ross DW, et al. Acute kidney injury in patients hospitalized with COVID-19. Kidney Int 2020;98:209-18. Crossref
16. Hung IF, Lung KC, Tso EY, et al. Triple combination of interferon beta-1b, lopinavir-ritonavir, and ribavirin in the treatment of patients admitted to hospital with COVID-19: an open-label, randomised, phase 2 trial. Lancet 2020;395:1695-704. Crossref
17. Wong CK, Wan EY, Luo S, et al. Clinical outcomes of different therapeutic options for COVID-19 in two Chinese case cohorts: a propensity-score analysis. EClinicalMedicine 2021;32:100743. Crossref
18. WHO Solidarity Trial Consortium; Pan H, Peto R, et al. Repurposed antiviral drugs for COVID-19—interim WHO solidarity trial results. N Engl J Med 2021;384:497-511. Crossref
19. Sanders JM, Monogue ML, Jodlowski TZ, Cutrell JB. Pharmacologic treatments for coronavirus disease 2019 (COVID-19): a review. JAMA 2020;323:1824-36. Crossref
20. Pontelli MC, Castro ÍA, Martins RB, et al. SARS-CoV-2 productively infects primary human immune system cells in vitro and in COVID-19 patients. J Mol Cell Biol 2022;14:mjac021. Crossref
21. Faíco-Filho KS, Passarelli VC, Bellei N. Is higher viral load in SARS-CoV-2 associated with death? Am J Trop Med Hyg 2020;103:2019-21. Crossref
22. Huang I, Pranata R. Lymphopenia in severe coronavirus disease-2019 (COVID-19): systematic review and meta-analysis. J Intensive Care 2020;8:36. Crossref
23. Tavakolpour S, Rakhshandehroo T, Wei EX, Rashidian M. Lymphopenia during the COVID-19 infection: what it shows and what can be learned. Immunol Lett 2020;225:31-2. Crossref
24. Henry BM, Aggarwal G, Wong J, et al. Lactate dehydrogenase levels predict coronavirus disease 2019 (COVID-19) severity and mortality: a pooled analysis. Am J Emerg Med 2020;38:1722-6. Crossref
25. Zhang Q, Bastard P, Liu Z, et al. Inborn errors of type I IFN immunity in patients with life-threatening COVID-19. Science 2020;370:eabd4570. Crossref
26. Bastard P, Rosen LB, Zhang Q, et al. Autoantibodies against type I IFNs in patients with life-threatening COVID-19. Science 2020;370:eabd4585. Crossref

Comparison of United Kingdom and United States screening criteria for detecting retinopathy of prematurity in Hong Kong

Hong Kong Med J 2023 Aug;29(4):330–6 | Epub 21 Jul 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Comparison of United Kingdom and United States screening criteria for detecting retinopathy of prematurity in Hong Kong
Lawrence PL Iu, FHKAM (Ophthalmology), MPH (HK)1; Wilson WK Yip, FHKAM (Ophthalmology)1; Julie YC Lok, FHKAM (Ophthalmology)1; Mary Ho, FHKAM (Ophthalmology)1; Leanne TY Cheung, MB, BS2; Tania HM Wu, MB, BS3; Alvin L Young, FHKAM (Ophthalmology), FRCOphth1
1 Department of Ophthalmology and Visual Sciences, Prince of Wales Hospital, Hong Kong SAR, China
2 Department of Ophthalmology, Tung Wah Eastern Hospital, Hong Kong SAR, China
3 Department of Paediatrics and Adolescent Medicine, Pamela Youde Nethersole Eastern Hospital, Hong Kong SAR, China
 
Corresponding author: Dr Lawrence PL Iu (dr.lawrenceiu@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: We examined whether the United Kingdom (UK) or the United States (US) screening criteria are more appropriate for retinopathy of prematurity (ROP) screening in Hong Kong, in terms of sensitivity for detecting type 1 ROP and the number of infants requiring screening.
 
Methods: In this retrospective cohort study, we reviewed the medical records of all infants who underwent ROP screening from 2009 to 2018 at a tertiary hospital in Hong Kong. During this period, all infants born at gestational age (GA) ≤31 weeks and 6 days or birth weight (BW) <1501 g (ie, the UK screening criteria) underwent ROP screening. We determined the number of infants requiring screening and the number of type 1 ROP cases that would have been missed if the US screening criteria (GA ≤30 weeks & 0 days or BW ≤1500 g) had been used.
 
Results: Overall, 796 infants were screened using the UK screening criteria. If the US screening criteria had been used, the number of infants requiring screening would have decreased by 21.1%; all type 1 ROP cases would have been detected (38/38, 100% sensitivity). Of the 168 infants who would not have been screened using the US screening criteria, only four of them (2.4%) had developed ROP (all maximum stage 1 only).
 
Conclusion: In our population, the use of the US screening criteria could reduce the number of infants screened without compromising sensitivity for the detection of type 1 ROP requiring treatment. We suggest narrowing the GA criterion for consistency with the US screening criteria during ROP screening in Hong Kong.
 
 
New knowledge added by this study
  • In our population, the use of the United States (US) screening criteria, instead of the United Kingdom (UK) criteria, could reduce the number of infants requiring retinopathy of prematurity (ROP) screening by 21.1%.
  • The use of the US screening criteria would have detected 100% of type 1 ROP cases over a 10-year period, compared with the UK screening criteria, indicating that the US screening criteria would not compromise sensitivity for the detection of type 1 ROP requiring treatment in Hong Kong.
Implications for clinical practice or policy
  • There is a need to consider narrowing the gestational age criterion for consistency with the US screening criteria during ROP screening in Hong Kong.
  • A review of published literature indicates that our screening outcomes considerably differ from findings in other Asian countries, suggesting that our results are not generalisable to regions outside of Hong Kong.
 
 
Introduction
Retinopathy of prematurity (ROP) is a proliferative retinal vascular disease that affects premature infants.1 Infants born at low gestational age (GA) and/or low birth weight (BW) have a risk of ROP.2 Without timely intervention, severe ROP can progress to retinal detachment and blindness. Currently, ROP is one of the leading preventable causes of childhood blindness worldwide.3
 
Successful management of ROP relies on appropriate screening for early detection of high-risk disease, along with prompt treatment to prevent disease progression and visual loss. The United Kingdom (UK) Guidelines (published in 2008 by the Royal College of Paediatrics and Child Health, the Royal College of Ophthalmologists, and the British Association of Perinatal Medicine) recommend that all infants born at GA ≤31 weeks and 6 days or BW <1501 g undergo ROP screening.4 On the other hand, the United States (US) Guidelines (published in 2013 and 2018 by the American Academy of Pediatrics, American Academy of Ophthalmology, and American Association for Pediatric Ophthalmology and Strabismus) use narrower criteria; they recommend that all infants born at GA ≤30 weeks and 0 days or BW ≤1500 g undergo ROP screening.5 6
 
In Hong Kong, many hospitals use the UK screening criteria to guide ROP detection.7 8 9 Although the UK screening criteria are appropriate for ROP detection in many countries,10 11 12 they are not universally appropriate.13 14 15 16 17 18 In India14 15 19 and China,17 18 some infants with GA and BW above the UK screening thresholds also developed severe ROP requiring treatment. Thus, there is a need to understand the epidemiology of ROP in Hong Kong and evaluate the utility of current international guidelines for ROP detection in Hong Kong infants.
 
In the Early Treatment for Retinopathy of Prematurity study,20 type 1 ROP was defined as: (1) zone I, any stage of ROP, with plus disease; (2) zone I, stage 3 ROP, without plus disease; or (3) zone II, stage 2 or 3 ROP, with plus disease. Type 1 ROP requires treatment.4 6 Although it is important not to miss any infants who develop type 1 ROP requiring treatment, it is also important to avoid unnecessarily screening a large number of infants because the ROP screening procedure is painful and distressful for premature infants; it can lead to oxygen desaturation, tachycardia, and apnea.2 21 22 There is also a need to limit the systemic absorption of dilating eye drops that may cause adverse events.23 24 An effective strategy would reduce the number of infants unnecessarily screened without missing any cases of severe ROP requiring treatment. This study was conducted to determine whether the UK or the US screening criteria are more appropriate for Hong Kong, in terms of sensitivity for detecting type 1 ROP and the number of infants requiring screening.
 
Methods
Patients
In this retrospective cohort study, we reviewed the medical records of all premature infants who underwent ROP screening between 1 January 2009 and 31 December 2018 in Prince of Wales Hospital, Hong Kong. During the study period, all infants born at GA ≤31 weeks and 6 days or BW <1501 g (ie, UK screening criteria) underwent ROP screening. Infants with GA and BW above the UK screening threshold who had a high risk of ROP because of an unstable clinical course also underwent ROP screening at the request of the attending neonatologist. Analyses were performed to determine the numbers of ROP and type 1 ROP cases that would have been detected and missed if the US screening criteria (GA ≤30 weeks & 0 days or BW ≤1500 g) had been used.
 
All infants who underwent ROP screening in Prince of Wales Hospital were included. Infants were excluded if they died or were transferred to other institutions before completion of ROP screening without a known ROP outcome. Data were recorded concerning GA, BW, most severe ROP stage, any treatment, and treatment outcome. ROP findings were classified in accordance with the International Classification of ROP25 (Table 1). Treatment was indicated for infants with type 1 ROP. If the ROP stage differed between eyes in an individual infant, the more severe ROP stage was used for analysis.
 

Table 1. International Classification of Retinopathy of Prematurity (ROP)25
 
Outcome measures and statistical analysis
The primary outcome measure was the sensitivity of the US screening criteria, compared with the UK screening criteria, for detection of type 1 ROP. The secondary outcome measure was the number of infants requiring screening.
 
R software (R version 3.6.1) was used for statistical analysis. All demographic data were expressed as medians and interquartile ranges (IQRs).
 
Results
Demographic data
Of the 857 infants who underwent ROP screening in the study period, 61 were excluded because they died or were transferred to other hospitals before the completion of ROP screening. Thus, the remaining 796 infants (404 boys [50.8%] and 392 girls [49.2%]) were included in the study. The median GA was 30 weeks and 2 days (IQR=7 weeks & 3 days; range, 23 weeks & 4 days to 37 weeks & 4 days), and the median BW was 1320 g (IQR=471; range, 470-2550).
 
Incidences of retinopathy of prematurity and type 1 retinopathy of prematurity
In total, 238 infants (29.9%) developed ROP, including 38 infants (4.8%) who developed type 1 ROP requiring treatment. The median GA and BW of infants who developed ROP were 27 weeks and 4 days (IQR=3 weeks & 0 days; range, 23 weeks & 4 days to 35 weeks & 5 days) and 943 g (IQR=366; range, 470-2550), respectively. The median GA and BW of infants who developed type 1 ROP were 26 weeks and 0.5 days (IQR=2 weeks & 2.5 days; range, 23 weeks & 4 days to 32 weeks & 0 days) and 781 g (IQR=315; range, 510-1240), respectively. Among the infants who developed type 1 ROP requiring treatment, 81.6% were extremely preterm (GA <28 weeks) infants and 100% were extremely low BW (<1000 g) infants. Of the treated infants, 13 had stage 2 ROP and 25 had stage 3 ROP. No infants had stage 4 or 5 ROP.
 
Retinopathy of prematurity cases detected using the United Kingdom screening criteria
In total, 795 infants underwent ROP screening in accordance with the UK screening criteria. One infant had a GA above the UK screening threshold; however, the infant continued to undergo screening because he was only 1 day older than the screening threshold, and the attending neonatologist concluded that he had a risk of ROP. The UK screening criteria detected all cases of ROP (n=238) and type 1 ROP requiring treatment (n=38) [Table 2].
 

Table 2. Numbers of retinopathy of prematurity (ROP) and type 1 ROP cases detected using the United Kingdom (UK) and the United States (US) screening criteria
 
Retinopathy of prematurity cases detected using the United States screening criteria
If the US screening criteria had been used, the number of infants receiving ROP screening would have decreased to 627 (21.1% reduction compared with the UK screening criteria) [Table 2]. The use of the US screening criteria would have detected 234 cases of ROP (98.3% of cases detected using the UK criteria, 234/238) and 38 cases of type 1 ROP (100% of cases detected using the UK criteria, 38/38) [Table 2]. Of the 168 infants who would not have been screened using the US screening criteria, only 4 of them (2.4%) had developed ROP (Table 3) and all cases were mild (maximum stage 1 only); all affected infants displayed spontaneous resolution of ROP without the need for treatment. No cases of type 1 ROP were missed by the US screening criteria (ie, 100% sensitivity) [Table 4].
 

Table 3. Numbers of infants with and without retinopathy of prematurity (ROP) of any severity that met the United Kingdom (UK) and the United States (US) screening criteria
 

Table 4. Numbers of infants with and without type 1 retinopathy of prematurity (ROP) that met the United Kingdom (UK) and the United States (US) screening criteria
 
Discussion
This study showed that if the US screening criteria had been used, instead of the UK screening criteria, the number of infants screened in our population would have decreased by 21.1% without missing any case of type 1 ROP requiring treatment. The number of ROP cases that would have been missed was very small (n=4), and all cases were mild (maximum stage 1).
 
Previous studies showed that many hospitals in Hong Kong follow the UK screening criteria for ROP screening7 8 9,26,27; consistent with our findings, the reported incidences of ROP and type 1 ROP in Hong Kong were 16% to 28%7 8 9 and 3.4% to 3.8%,7 8 9 respectively. In the present study, type 1 ROP mainly developed in extremely preterm infants with a median GA of 26 weeks and 0.5 days (IQR=2 weeks & 2.5 days), suggesting that low GA was an important predictor of type 1 ROP in our population. Because the GA criterion is lower in the US screening criteria (≤30 weeks & 0 days) than in the UK screening criteria (≤31 weeks & 6 days), the US screening criteria may be more appropriate for Hong Kong.
 
Our findings were also consistent with the results of a study conducted in another hospital in Hong Kong7; in that study, 12.4% of infants would not have required ROP screening if the US screening criteria had been used, rather than the UK criteria, none of those infants would have developed ROP. Our results suggest similar outcomes in different hospitals across Hong Kong.
 
In a study conducted in Shanghai in mainland China, the screening thresholds were GA of 34 weeks and BW of 2000 g. The mean GA and BW of infants requiring ROP treatment were 29.3 weeks (range, 24-35) and 1331 g (range, 750-2550), respectively17; these infants were more mature and heavier than the infants in our study. The Shanghai study showed that 9% of severe ROP cases requiring treatment would have been missed if the UK screening criteria were used; 26% would have been missed if the US screening criteria were used.17 Another study conducted in Beijing in mainland China showed that 17% of treatment-requiring ROP cases would have been missed if the UK screening criteria were used; 21% would have been missed if the US screening criteria were used.18 Therefore, despite sharing the same Chinese ethnicity, infants with severe ROP differed in maturity between Hong Kong and mainland China. This discrepancy could be the result of variations in comorbidities, perinatal risk factors, standard of neonatal healthcare, and level of supplemental oxygen therapy used. Long oxygen duration, mechanical ventilation, and high level of supplemental oxygen are known risk factors for ROP.2 Therefore, the results of our study are not generalisable to regions outside of Hong Kong.
 
There is evidence that the UK and the US screening criteria are not appropriate for many low- and middle-income countries.15 19 28 29 In North India, 17% of severe ROP cases would have been missed if the US screening criteria were used; 22% would have been missed if the UK screening criteria were used.15 In South India, 8% of treatment-requiring ROP cases would have been missed if the US screening criteria were used; all of these cases were aggressive posterior ROP.19 In Saudi Arabia, 35% of infants older than the UK screening threshold developed ROP; one infant developed severe ROP (stage 3).28 In Turkey, severe ROP developed in 3.8% of infants born at ≥32 weeks and 6.5% of infants born at ≥1500 g.29
 
Although it is important not to miss any severe ROP cases, it is also preferable to avoid missing mild ROP cases because the detection of early ROP (even mild cases) can influence decisions regarding systemic management (eg, level of supplemental oxygen), thereby reducing the rate of ROP progression. In the present study, only four cases of mild ROP would have been missed by the US screening criteria; this number was very small, compared with the 168 infants (21.1%) who could have been excluded from screening. The number of screened infants required to detect one additional case of ROP was 42 (ie, 168/4). Considering that few mild ROP cases were missed in exchange for the exclusion of a large number of infants from screening, we conclude that it is acceptable and appropriate to use the US screening criteria for ROP screening in Hong Kong.
 
Benefits from reduction in number of retinopathy of prematurity screening
There are several benefits to reducing the number of infants screened without compromising the detection of severe ROP. First, this modified approach minimises unnecessary stress and the potential for ROP screening-related adverse events among infants. Previous studies revealed significant elevation of blood pressure, increase in pulse rate, and decrease in oxygen saturation, which persisted after ROP screening.30 A significant increase in the number of apnoea events was also observed after screening.31 Approximately half of infants develop bradycardia from the oculocardiac reflex caused by scleral depression during screening.32 Second, this modified approach can reduce hospital expenses. The estimated cost of ROP screening is approximately US$230 per infant in the US33 and US$198.9 per infant in India.34 Third, the approach can reduce the length of hospitalisation related to delays in the completion of ROP screening.35 Finally, it may minimise unnecessary parental stress and anxiety. For example, one study showed that parents of infants undergoing ROP screening had significantly higher anxiety and depression scores compared with the general population.36
 
In recent decades, several ROP prediction models have been developed to improve screening sensitivity and specificity, including WINROP,37,38 ROPScore,39 CHOP ROP,40 41 CO-ROP,42 STEP-ROP, 43 and G-ROP.44 45 However, these prediction models have many limitations. First, they require the collection of postnatal data such as postnatal weight gain and insulin-like growth factor 1 level, which may not be available to ophthalmologists. Second, the mechanisms by which these predictive factors would interact to affect ROP outcome are not fully understood. Third, these models were all derived from Western countries and may not be appropriate for Asian populations.46 Finally, none of these models have been validated in Hong Kong. Considering our findings in the present study, we suggest narrowing the GA screening criterion to ≤30 weeks and 0 days, consistent with the US screening criteria; this simple and straightforward approach avoids the need for calculations required by prediction models.
 
Limitations
This study had several limitations. First, its retrospective design hindered the assessment of other risk factors (eg, supplemental oxygen level and comorbidities) that may affect ROP outcomes. Second, because of the retrospective design, we could not determine whether the use of a narrower GA screening criterion would reduce the number of screenings in real-world clinical practice. A prospective cohort study is needed to confirm our findings. Third, although the G-ROP screening criteria are more sensitive and specific than the current US screening criteria for populations in the US,44 45 we could not evaluate the suitability of G-ROP criteria in our population because we lacked data concerning postnatal weight gain. Finally, data were missing regarding infants who died or were transferred to other hospitals without a known ROP outcome. Despite these limitations, our findings are robust because the present study revealed consistent results when the same screening practices were applied to a large number of infants over a study period of 10 years.
 
Conclusion
Compared with the UK screening criteria, the US screening criteria appeared to be more appropriate for our population because they could greatly reduce the number of infants screened without compromising sensitivity for the detection of type 1 ROP. Thus, we suggest narrowing the GA criterion for consistency with the US screening criteria during ROP screening in Hong Kong. A prospective cohort study is needed to further explore the impact of changes to the screening criteria.
 
Author contributions
Concept or design: LPL Iu, WWK Yip.
Acquisition of data: LPL Iu, LTY Cheung, THM Wu.
Analysis or interpretation of data: LPL Iu, WWK Yip, JYC Lok.
Drafting of the manuscript: LPL Iu.
Critical revision of the manuscript for important intellectual content: WWK Yip, JYC Lok, M Ho, AL Young.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref No.: 2020.176) and was performed in accordance with the tenets of the Declaration of Helsinki. A waiver of obtaining patient consent has been approved by the Research Ethics Committee for this retrospective study.
 
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18. Chen Y, Li XX, Yin H, et al. Risk factors for retinopathy of prematurity in six neonatal intensive care units in Beijing, China. Br J Ophthalmol 2008;92:326-30. Crossref
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Disease-related complications in patients with metastatic hormone-sensitive prostate cancer

Hong Kong Med J 2023 Aug;29(4):324–9 | Epub 10 Jul 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Disease-related complications in patients with metastatic hormone-sensitive prostate cancer
CF Ng, FRCSEd (Urol), FHKAM (Surgery)1; Christy WH Mak, MB, ChB1; Samson YS Chan, MB, ChB1; ML Li, MNurs2; CH Leung, MPH1; Jeremy YC Teoh, MB, BS1; Peter KF Chiu, MB, ChB1; Peggy SK Chu, MB, BS2
1 Department of Surgery, SH Ho Urology Centre, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Department of Surgery, Tuen Mun Hospital, Hong Kong SAR, China
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Prostate-specific antigen-based screening for prostate cancer reportedly does not improve cancer-specific survival. However, there remain concerns about the increasing incidence of advanced disease at initial presentation. Here, we investigated the incidences and types of complications that occur during the course of disease in patients with metastatic hormone-sensitive prostate cancer (mHSPC).
 
Methods: This study included 100 consecutive patients who were diagnosed with mHSPC at five hospitals from January 2016 to August 2017. Analyses were conducted using patient data extracted from a prospectively collected database, along with information about complications and readmission obtained from electronic medical records.
 
Results: The median patient age was 74 years and the median serum prostate-specific antigen level at diagnosis was 202.5 ng/mL. Ninety-nine patients received androgen deprivation therapy; 17 of these patients also received chemotherapy. During a mean follow-up period of 32.9 months, 41 patients reported bone pain; of these patients, 21 developed pathologic fractures and eight had cord compression. Twenty-eight patients developed retention of urine; of these patients, 10 (36%) required surgery and 11 (39%) required long-term urethral catheter use. Among 15 patients who developed ureteral obstruction, four (27%) required ureteral stenting and four (27%) required long-term nephrostomy drainage. Other complications included anaemia (41%) and deep vein thrombosis (4%). Fifty-nine (59%) patients had ≥1 unplanned hospital admission during the course of disease; 16% of such patients had >5 episodes of readmission.
 
Conclusion: Among patients with mHSPC, 70% experienced disease-related complications and unplanned hospital admissions, which substantially burdened both patients and the healthcare system.
 
 
New knowledge added by this study
  • Advanced prostate cancer was associated with serious disease-related complications, which required surgical interventions and unplanned hospital admissions.
Implications for clinical practice or policy
  • The role of prostate-specific antigen-based screening in prostate cancer should be reconsidered.
  • Early prostate cancer detection may help reduce disease-related comorbidities.
  • Advances in diagnostic tools and the use of active surveillance may help to minimise the harms associated with diagnostic procedures and overtreatment of early disease.
 
 
Introduction
Prostate cancer (PCa) is the second most common cancer in men worldwide, and its incidence is rapidly increasing in Hong Kong.1 Despite increased awareness of PCa, many patients in Hong Kong are diagnosed with advanced disease involving metastasis, which does not respond to curative treatment. Previously, there was considerable interest in using serum prostate-specific antigen (PSA) for screening and early detection of PCa, with the hope that this approach would improve treatment outcomes. However, a Cochrane review showed that screening was associated with more frequent detection of localised disease, but there was no cancer-specific survival benefit; patients may even be harmed by complications associated with diagnostic and therapeutic procedures.2 Thus, the use of PSA-based screening has declined in the United States in the past decade.3 Notably, a concomitant epidemiologic shift from early to advanced disease (ie, reverse stage migration) has occurred, leading to serious concerns within the urological community.4
 
The slow progression and protracted clinical course of PCa are well-known.5 Patients with metastatic disease can survive for several years before death, which may also be caused by other medical conditions.6 However, during the course of disease, patients may experience complications related to PCa, including skeletal-related events and urinary tract complications. These complications can threaten a patient’s quality of life and lead to increased medical expenses. To our knowledge, minimal information is available regarding the course of disease (particularly complications) in patients with advanced PCa.
 
Here, we assessed the incidences of complications and unplanned hospital admissions among patients with metastatic hormone-sensitive PCa (mHSPC). This information may provide useful insights regarding the disease course and treatment needs of patients with mHSPC. It may also provide a more comprehensive understanding of the potential benefits of PSA-based screening in the management of patients with PCa.
 
Methods
The Asian Prostate Cancer (A-CaP) Study, a prospective multi-nation study designed to investigate real-world clinical management of PCa in Asia, began in January 2016. Patients with a diagnosis of PCa were recruited into the study.7 8 Clinical information was prospectively collected, including baseline patient and disease parameters, treatment received, and clinical progress. Thus far, >30 000 patients from 14 Asian countries have been recruited (based on an unpublished annual meeting report of A-CaP meeting held on 24 November 2020).
 
In Hong Kong, five hospitals (Alice Ho Miu Ling Nethersole Hospital, North District Hospital, Pok Oi Hospital, Prince of Wales Hospital, and Tuen Mun Hospital) formed the Hong Kong Prostate Cancer (HK-CaP) study group as part of the A-CaP project. Since 2016, all patients who presented to these hospitals (as an outpatient or inpatient) and received a diagnosis of PCa were recruited into the Hong Kong cohort, which currently includes >1000 cases of PCa (across all stages). In this study, we identified the first 100 consecutive patients with mHSPC (with no additional inclusion or exclusion criteria), then extracted their data from the HK-CaP database. Analyses were conducted using the extracted data, along with clinical information that had been retrospectively retrieved from electronic medical records.
 
Continuous variables are presented as medians with interquartile ranges, while categorical variables are presented as frequencies and percentages. All statistical analyses were performed using R version 3.6.2 (R Foundation for Statistical Computing, Vienna, Austria). Two-sided P values <0.05 were considered statistically significant.
 
Results
Study population
From January 2016 to August 2017, 100 consecutive patients with mHSPC were included in this study. The median age was 74 years (range, 50-93) [Table]. Overall, 17% of patients had no history of chronic disease. In contrast, 55%, 25%, 10%, and 63% of patients had pre-existing hypertension, diabetes, cerebrovascular disease, and history of smoking, respectively. The median serum PSA level at diagnosis was 202.5 ng/mL (range, 0.9-6260), and 83% of patients had abnormal findings on digital rectal examination at initial presentation. Thirteen patients (13%) had a family history of PCa. Most patients presented with symptoms, including lower urinary tract symptoms (62%), haematuria (9%), and constitutional symptoms (22%). Only 7% of patients had incidental findings of an abnormal serum PSA level during wellness screening.
 

Table. Demographic and clinical characteristics of the prostate cancer patients in the current study (n=100)
 
Most patients (95%) had histologically proven PCa; the remaining 5% of patients had a clinical diagnosis of PCa based on a high serum PSA level (219-2779 ng/mL), with or without abnormal findings on digital rectal examination. Among patients with a histological diagnosis (n=94), the proportions with International Society of Urological Pathology grades 1 to 5 were 3.2%, 7.5%, 2.2%, 19.4%, and 67.7%, respectively. Most patients had bone metastases (96%); among them, eight patients also had visceral metastases. The remaining four patients were diagnosed with non-pelvic lymph node metastases (M1a) at initial presentation (Table).
 
Treatment received
With the exception of one patient who selected watchful waiting, all patients received androgen deprivation therapy. Initial androgen deprivation therapies included luteinising hormone-releasing hormone antagonists (46 patients, 46%), luteinising hormone-releasing hormone agonists (with short-term antiandrogen treatment during flares) [28 patients, 28%], and bilateral orchidectomy (25 patients, 25%). Seventeen patients also received upfront chemotherapy for advanced disease; no patient received upfront abiraterone.
 
The mean follow-up period was 32.9 months (range, 0.3-54.2). During follow-up, 59 patients developed metastatic castration-resistant prostate cancer (mCRPC). Among these patients, older-generation antiandrogens, docetaxel, abiraterone, enzalutamide, and prednisolone alone were used by 26 (44.1%), nine (15.3%), 17 (28.8%), 18 (30.5%), and five (8.5%) patients, respectively. Thirty-two patients (32%) also received palliative radiotherapy for symptom control. Seven (11.9%) patients with mCRPC used denosumab for bone protection. The median overall survival time was 3.7 years; 33 (67.3%) patients died of PCa and 16 (32.7%) patients died of other causes, and none of these causes were cardiovascular events (Fig 1).
 

Figure 1. Overall survival and cancer-specific survival among the 100 prostate cancer patients in the current study
 
Complications
Only 30 patients (30%) had no disease-related complications. Among the observed complications, skeletal-related events were most common: 41 patients reported bone pain during follow-up. Of these 41 patients, 35 (85%) required regular analgesics, and 12 (29%) required opioid analgesics for pain control. Approximately half of the 41 patients (ie, 20 patients, 49%) required palliative radiotherapy for bony metastases. Moreover, 21 patients developed pathologic fractures, and eight patients had cord compression.
 
The second most common complication was retention of urine secondary to prostatic obstruction (28 patients, 28%). Among these 28 patients, only seven (25%) were able to discontinue urethral catheter use. Of the remaining patients, 10 (36%) required endoscopic prostatic surgery and 11 (39%) required long-term urethral catheter use.
 
Among 15 patients who developed ureteral obstruction, four (27%) required ureteral stenting and four (27%) required long-term nephrostomy drainage. The remaining seven (47%) patients received conservative management. During follow-up, 17 patients developed gross haematuria.
 
Forty-one patients (41%) developed anaemia (haemoglobin level <10 g/dL); 22 of these patients (53.7%) required transfusion. Furthermore, only four of the 41 patients received chemotherapy to manage mCRPC. Therefore, most cases of anaemia were presumably the direct result of PCa. Other complications included deep vein thrombosis (4%), psychiatric problems (adjustment disorder or depression) [4%], and suicidal ideation (1%).
 
Fifty-nine (59%) patients experienced ≥1 unplanned hospital admissions during the course of disease. The proportions of patients with 1-5, 6-10, and >10 unplanned hospital admission episodes were 43%, 10%, and 6%, respectively. The indications for these admissions included skeletal-related events (bone pain, fracture, and fall, 19%), urinary complications (haematuria, ureteric obstruction, and bladder outcome obstruction, 16%), and sepsis (urosepsis, pneumonia, and infection of other origin, 28%) [Fig 2]. At least half of the admissions were presumably the direct result of PCa, such as bone pain and urinary complications.
 

Figure 2. Indications for unplanned hospital admissions (n=59)
 
Discussion
In this prospective observational study, over a mean follow-up period of approximately 32 months, PCa-related complications occurred in 70% of 100 patients with newly diagnosed mHSPC; around 60% of these patients had unplanned hospital admissions during the course of disease. Slightly less than half of the patients died during this study period. More than two-thirds of the patients died of PCa. Also, many of the patients experienced PCa-related complications had received various treatments for their disease and complications. These real-world data provide insights concerning the natural course of disease in patients with advanced PCa; they also suggest a need to reconsider management approaches for such patients. Additionally, these data may help to evaluate the potential benefits of PSA-based screening for PCa.
 
The primary purpose of disease screening involves identifying a disease in its early or asymptomatic stages, which can allow more effective treatment and support better outcomes. Consequently, disease-related mortality and complications can be minimised, while improving patient quality of life.9 Early intervention may also help to reduce medical expenses through disease treatment at an earlier stage, rather than a later and more complex stage. Prostate cancer fulfils some of the criteria for disease screening: it is a common cancer, displays a latent disease stage, and has acceptable diagnostic tests and effective treatments.10
 
Controversies related to prostate-specific antigen–based prostate cancer screening
However, PSA-based PCa screening is among the most controversial topics in urology. In a review based on data from five randomised trials of PCa screening, no cancer-specific survival benefit was identified; moderate harm was caused by diagnostic procedures.2 Moreover, overdiagnosis and overtreatment were common; they could cause treatment-related harm. Therefore, Chou et al11 recommended against PSA-based screening. This recommendation led to a decline in the use of PSA testing during the past decade.3 As expected, the overall incidence of PCa, particularly low-risk disease, has decreased in recent years.12 Unfortunately, there has been a concomitant increase in diagnoses of advanced and higher-grade disease (ie, reverse stage migration).4 13 Furthermore, the European Randomized Study of Screening for Prostate Cancer revealed a 30% reduction in the relative risk of metastatic disease in the screened population, compared with the non-screened population.14 Therefore, PSA-based screening may at least reduce the number of patients who present with metastatic disease.
 
Potential benefits of early cancer detection
Discussions of PSA-based screening have mainly focused on survival benefits (ie, decreases in overall and cancer-specific or all-cause mortality), as well as the harms associated with screening procedures and overtreatment of low-risk disease.2 However, there has been minimal consideration of the potential advantages of screening in terms of preventing disease-related complications, as well as the negative effects of advanced disease on quality of life. Moreover, there has been little discussion regarding the potential financial implications of managing advanced PCa and its complications.
 
Rather than investigating the value of PSA-based screening, the present study was conducted to fill the gap in knowledge regarding the course of disease in patients who present with mHSPC. In our cohort, 70% of patients developed PCa-related complications (eg, bone, urinary tract, and anaemia) during the course of disease. We found that nearly 60% of patients had unplanned hospital admissions for various complications; this proportion was much greater than the observed readmission rate of 6.5% (6 of 93 patients) for localised PCa over a period of >5 years in Hong Kong.15 Therefore, early diagnosis may be the only way to minimise the incidence of PCa-related complications in patients with mHSPC.
 
Treatment-related complications
In addition to PCa-related complications, cancer treatment can cause adverse effects in patients with mHSPC. Typical androgen deprivation therapy is notorious for causing cardiovascular and metabolic complications.16 17 18 Treatments specifically for mCRPC, such as chemotherapy or next-generation androgen receptor targeting agents, are also associated with adverse effects such as febrile neutropenia, gastric distress, hypertension, and cardiac events.19 Additionally, the direct and indirect costs of treatment place additional financial burdens on patients and their families (ie, ‘financial toxicity’), impose a psychological burden, and adversely affect the quality of life of patients.20 Therefore, earlier diagnosis of PCa may help patients to avoid progression to advanced or metastatic disease, thereby reducing suffering associated with advanced disease and its treatment-related complications.
 
Limitations
This study had some limitations. First, bone-protecting agents, which are relatively expensive, are not commonly used in Hong Kong. The absence of such agents may have led to a higher rate of skeletal-related events in our patients. Second, only 17 patients received upfront chemotherapy and no patients received upfront next-generation androgen receptor–targeting agents. Thus, we could not assess whether the use of these newer treatment approaches could minimise disease-related complications. Third, we did not collect data regarding the quality of life of patients, which would help to clarify the effects of disease-related complications on patients and their families.
 
In recent years, there have been many advances in PCa diagnosis and treatment. The use of new markers for PCa, such as the Prostate Health Index,21 urinary exosomes,22 and multiparametric magnetic resonance imaging,23 has considerably improved diagnostic accuracy and reduced the need for prostate biopsy (ie, to rule out false-positives based on elevated PSA levels). The use of the transperineal route for prostate biopsy has also minimised prostate biopsy–related complications.24 In addition, active surveillance for low-risk PCa has mitigated possible harms associated with overtreatment.25 In combination, these new advances and better knowledge of the disease course will improve support for PCa screening, thereby minimising disease-related suffering.
 
Conclusion
In this observational study, 70% of patients with metastatic PCa at initial presentation had various PCa-related complications and many unplanned hospital admissions during the course of disease. Although there remains controversy concerning whether PSA-based PCa screening is beneficial for cancer-specific survival, the recent observation of reverse stage migration in PCa related to decreased PSA testing is problematic for PCa management. Advanced PCa may be associated with significant disease-related complications; it can also place an increased burden on the healthcare system by contributing to more unplanned hospital admissions. Thus, there is a need for more comprehensive assessment of the value of PSA-based PCa screening in terms of preventing disease-related morbidity and mortality. Advances in diagnostic tools and the use of active surveillance may help reduce the harms associated with diagnostic procedures and overtreatment of early disease.
 
Author contributions
Concept or design: CF Ng.
Acquisition of data: CWH Mak, SYS Chan, ML Li, CH Leung.
Analysis or interpretation of data: CWH Mak, CH Leung.
Drafting of the manuscript: CF Ng, CWH Mak.
Critical revision of the manuscript for important intellectual content: JYC Teoh, PKF Chiu, PSK Chu.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As editors of the journal, CF Ng and JYC Teoh were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Declaration
This research has been presented as oral presentation in the 25th Annual Scientific Meeting of Hong Kong Urological Association held on 25 October 2020 in Hong Kong SAR, China.
 
Funding/support
The research received support from J-CaP (Japan Study Group of Prostate Cancer) and Takeda Pharmaceutical Company Limited. The funder had no role in study design, data collection/analysis/interpretation, or manuscript preparation.
 
Ethics approval
The study protocol was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref No.: 2014.251) and registered in ClinicalTrials.gov (Identifier: NCT03344835). Informed patient consent has been waived by the Committee because of the observational nature of the study.
 
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18. Shore ND, Saad F, Cookson MS, et al. Oral relugolix for androgen-deprivation therapy in advanced prostate cancer. N Engl J Med 2020;382:2187-96. Crossref
19. Tonyali S, Haberal HB, Sogutdelen E. Toxicity, adverse events, and quality of life associated with the treatment of metastatic castration-resistant prostate cancer. Curr Urol 2017;10:169-73. Crossref
20. Rotter J, Spencer JC, Wheeler SB. Financial toxicity in advanced and metastatic cancer: overburdened and underprepared. J Oncol Pract 2019;15:e300-7. Crossref
21. Chiu PK, Ng CF, Semjonow A, et al. A multicentre evaluation of the role of the Prostate Health Index (PHI) in regions with differing prevalence of prostate cancer: adjustment of PHI reference ranges is needed for European and Asian settings. Eur Urol 2019;75:558-61. Crossref
22. Wang WW, Sorokin I, Aleksic I, et al. Expression of small noncoding RNAs in urinary exosomes classifies prostate cancer into indolent and aggressive disease. J Urol 2020;204:466-75. Crossref
23. Kasivisvanathan V, Rannikko AS, Borghi M, et al. MRI-targeted or standard biopsy for prostate-cancer diagnosis. N Engl J Med 2018;378:1767-77. Crossref
24. Chiu PK, Lo KL, Teoh JY, et al. Sectoral cancer detection and tolerability of freehand transperineal prostate biopsy under local anaesthesia. Prostate Cancer Prostatic Dis 2021;24:431-8. Crossref
25. Kinsella N, Helleman J, Bruinsma S, et al. Active surveillance for prostate cancer: a systematic review of contemporary worldwide practices. Transl Androl Urol 2018;7:83-97. Crossref

Cross-cultural translation into Chinese and psychometric evaluation of a screening tool for nocturia: the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) questionnaire

Hong Kong Med J 2023 Aug;29(4):311–21 | Epub 3 Aug 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Cross-cultural translation into Chinese and psychometric evaluation of a screening tool for nocturia: the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) questionnaire
Steffi KK Yuen, MB, BS, FRCSEd (Urol); Wendy Bower, FACP, PhD; CF Ng, MB, ChB, MD; Peter KF Chiu, MB, ChB, PhD (Erasmus); Jeremy YC Teoh, MB, BS, FRCSEd (Urol); Crystal SY Li, MBA (HSM); Hilda SW Kwok, MNurs; CK Chan, MB, ChB, FRCSEd (Urol); Simon SM Hou, MB, BS, FRCSEd (Urol)
SH Ho Urology Centre, Division of Urology, Department of Surgery, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: We conducted translation and psychometric validation of a self-administered, 22-item dichotomous response–based questionnaire to identify nocturia aetiologies and co-morbidities in adult patients.
 
Methods: The Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) questionnaire was forward- and backward-translated, then finalised using a standardised methodology. The resulting version, a Chinese version of the TANGO [TANGO (CV)], was evaluated for internal consistency, test-retest reliability, content validity, convergent validity, criterion validity, and discriminant validity via responses from 65 participants (46 men and 19 women; mean age, 67 years, range, 50-88), in comparison with other validated questionnaires and a 4-day bladder/sleep diary.
 
Results: Only 0.4% of responses were missing; 3% of participants required assistance with comprehension. The Kuder–Richardson Formula 20 (KR-20) coefficient for the whole tool was 0.711. Kappa values for individual domains and the whole tool varied from 0.871 to 0.866, indicating satisfactory test-retest reliability. There was strong agreement between the sum of positive responses to each domain and the whole tool (intra-class correlation coefficient=0.878-1.000). Modest correlations (ρ=0.4-0.6) were detected between the tool and bladder/sleep diary–based parameters for convergent validity. Criterion validity was confirmed for each domain and the whole tool [ρ=0.287-0.687]. In receiver operating characteristic analysis, the tool could distinguish patients (≥2 nocturia episodes/night) from controls (≤1 nocturia episode/night) [Youden’s J statistic=0.453, area under the curve=0.818, 95% confidence interval (CI)=0.683-0.953] and patients with significant nocturia distress from patients with mild nocturia distress (Youden’s J statistic=0.398, area under the curve=0.729, 95% CI=0.581-0.878).
 
Conclusion: The TANGO (CV) was formally cross-culturally adapted and translated. Its psychometric properties (except sensitivity to change) were validated.
 
 
New knowledge added by this study
  • A Chinese version of the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes questionnaire, a tool to screen for nocturia aetiologies and co-morbidities, has been validated.
  • The tool can be understood by patients without substantial assistance from medical staff.
  • The tool can distinguish patients with significant nocturia distress from patients with mild nocturia distress.
Implications for clinical practice or policy
  • The tool can be self-administered and used by multiple specialties in the treatment of patients with nocturia distress.
  • The aetiologies contributing to nocturia can be rapidly identified.
  • Patients can receive earlier referral to the appropriate teams/specialties to manage the underlying causes of nocturia.
 
 
Introduction
A recent population survey in Hong Kong showed that 68% of men and 67% of women aged >40 years seeking medical advice for lower urinary tract symptoms (LUTS) had ≥2 nocturia episodes/night1; these prevalences are greater than that among individuals of similar age reported in other global studies.2 Across urology clinics in Southeast Asian countries, nocturia has emerged as the most common presenting symptom (up to 88%) among men with LUTS requiring treatment3; however, at least half of these patients were dissatisfied with the results of treatment.4
 
Nocturia is no longer considered a distinct urologic disease.5 Indeed, it is related to disorders within and outside the lower urinary tract, which are associated with diminished bladder capacity, increased rate and volume of nocturnal urine production, sleep disturbance, or a combination of these symptoms.6 Thus, initial treatment is difficult and there is a need for a tool that captures relevant aetiological information earlier in the diagnostic pathway.
 
The short form of the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) is a recently developed, 22-item, dichotomous-choice, multi-dimensional, self-administered questionnaire in English with robust psychometric properties.7 8 This questionnaire covers four thematic areas regarding aetiologies and co-morbidities related to nocturia: cardiovascular or metabolic disorders, sleep/nocturnal pain/apnoea variables, urinary tract symptoms, and mental health and well-being (including falls). This study was performed to translate and cross-culturally adapt the TANGO into Chinese, ie, to produce a Chinese version of the TANGO [TANGO (CV)], then evaluate its reliability and validity for use in Hong Kong.
 
Methods
Phase I: linguistic translation
We adopted the cross-cultural translation methodology described by Sperber9 and recommended by the original authors of the TANGO.7 Six independent bilingual translators were asked to produce six forward translations (in Chinese) of each item of the TANGO, with the goal of conceptual translation; all six forward translations were back-translated to English, yielding six back-translations.
 
The six back-translations (in English) were reviewed by a panel of urologists (n=4), urology nurse specialists (n=2), and staff without a medical background (n=2) who were not involved in conducting this study, to produce a preliminary draft of each item in the translated tool. Each item in the English back-translations was compared with the original English version by ranking in terms of language comparability and the interpretation similarity using a Likert scale from 1 (extremely comparable/similar) to 7 (not at all comparable/similar). Items from the back-translations with a mean score <2.50 were retained. The forward translations (Chinese) of the retained back-translated English items were reviewed and compared in a panel consensus meeting comprising four urologists, two urology nurse specialists, and two bilingual translators. These items were used to draft the final version of the translated tool, the TANGO (CV).
 
Phase II: psychometric evaluation
After linguistic translation, a prospective psychometric evaluation study was conducted. From December 2019 to March 2020, we recruited male and female patients aged 45 to 90 years who presented to the urology clinic for management of LUTS problems and with self-reported nocturia episodes of ≥2 per night as patient group. Exclusion criteria were a history of prostatic surgery and/or prostate cancer, as well as the presence of active urinary tract infection, active cancer receiving treatment, bladder stone, neuropathic bladder, dependent daily activities (including feeding, bathing, and walking with assistance), diabetes insipidus, renal failure, pregnancy, and/or illiteracy. Healthy individuals of similar age with self-reported nocturia episode of ≤1 per night were recruited as controls.
 
After recruitment, participants completed the TANGO (CV), the Chinese version of the International Prostate Symptom Score (IPSS),10 the International Consultation on Incontinence Questionnaire Nocturia module (ICIQ-N),11 the Nocturia-Specific Quality-of-Life Questionnaire (NQoL),12 the Hong Kong Chinese version of the Overactive Bladder Symptom Score (OABSS-HKC) questionnaire,13 the Epworth Sleepiness Scale (ESS),14 and the Chinese version of the STOP-Bang questionnaire.15 Participants underwent assessment of their histories of hypertension, diabetes mellitus, hyperlipidaemia, cerebrovascular accident, ischaemic heart disease, peripheral oedema, and obstructive sleep apnoea; their responses were cross-checked with the diagnostic codes of the central registry and their previous medical records. Blood glucose, glycated haemoglobin (HbA1c), and estimated glomerular filtration rate were measured. Participants were also given bladder/sleep diaries to record the time and volume of each voiding event, along with their sleep information (times of going to bed, falling asleep, awakening from sleep, and rising from bed), for 4 consecutive days at home within 2 weeks after recruitment. Participants then returned the bladder/sleep diaries to the clinic and repeated the TANGO (CV).
 
Reliability and validity
Reliability (inter-item correlation) was determined by internal consistency based on the Kuder–Richardson Formula 20 (KR-20) coefficient, which is specifically designed for dichotomous-choice questionnaires.16 Test-retest reliability was determined using Cohen’s kappa value (κ) and the intra-class correlation coefficient (ICC) by comparing the agreement of repeat responses for each item and the congruency of the number of positive responses to the tool between recruitment and follow-up (2 weeks later). κ≥0.4 and ICC ≥0.7 were considered acceptable reliability.17
 
We examined content validity by assessing the level of missing data, which indicated acceptability and difficulty in terms of participant understanding of items within the tool. Construct validity, which reflects the theory underlying nocturia, was evaluated by comparing the number of the positive responses to each of the four domains and all four domains of the TANGO (CV) with data regarding bladder/sleep diary–based parameters, as follows:
  1. Cardiovascular/metabolic domain (Questions 1-7) was compared with the bladder diary (nocturia episodes, rate and volume of nocturnal urine output between falling asleep and awakening, and nocturnal polyuria index);
  2. Sleep-related domain (Questions 8-13) was compared with the bladder diary [sleeping time, sleep latency, sleep quality, and degree of vitality after sleep, using a scale from 0 (the worst) to 10 (the best)];
  3. LUTS domain (Questions 14-18) was compared with the bladder diary as in (1);
  4. General well-being domain (Questions 19-22) was compared with the bladder diary as in (2);
  5. The whole tool (all four domains, Questions 1-22) was compared with the abovementioned parameters.
 
Criterion validity was estimated by comparing the number of the positive responses to each of the four domains and all four domains with the responses to items on other questionnaires evaluating similar constructs, as follows:
  1. Cardiovascular/metabolic domain was compared with ESS, STOP-Bang questionnaire, ICIQ-N-4(b) and NQoL sleep/energy domain, NQoL bother/concern domain, NQoL global QoL domain, and total score of NQoL;
  2. Sleep-related domain was compared with ESS, STOP-Bang questionnaire, ICIQ-N-4(b), and NQoL;
  3. LUTS domain was compared with IPSS voiding (sum of scores of Questions 1, 3, 5, and 6), IPSS storage (sum of scores of Questions 2, 4, and 7), ICIQ-N-4(b), OABSS (total), and NQoL;
  4. General well-being domain was compared with IPSS QoL, NQoL sleep/energy domain, NQoL bother/concern domain, NQoL global QoL domain, and total score of NQoL.
 
We assumed that a correlation coefficient ρ≥0.4 was moderate and acceptable18 as evidence of construct/criterion validity.
 
For discriminant validity, receiver operating characteristic analysis, in combination with Youden’s J statistic [ie, sensitivity–(1-specificity)], was performed to explore whether the sum of positive responses to the whole tool could be used to distinguish: (1) patients from controls; and (2) patients with significant nocturia distress from patients with mild nocturia distress (Question 12 of NQoL).
 
Sample size calculation
Assuming a type I error (α) of 0.05 and type II error (1-β) of 0.8, we calculated that:
  1. a Spearman’s correlation coefficient (ρ) of 0.4 (with ρ=0.0 for the null hypothesis) required a sample size of 46 participants19;
  2. κ=0.4 for each item (with κ=0 for the null hypothesis) for the test-retest reliability of the TANGO (CV) required a minimum sample of 47 respondents.17
 
Assuming an attrition rate of 20%, approximately 60 participants (patients and controls) were needed.
 
Statistical analysis
Continuous data were reported as mean and standard deviation or median and range. Categorical data were described using frequencies and percentages. For comparisons of continuous data, Student’s t test or the Mann-Whitney U test was used, depending on the data distribution; for comparisons of categorical data, the Pearson Chi squared test or Fisher’s exact test was used. The Spearman’s correlation coefficient was used to assess associations between parametric or ordinal data and continuous data with a skewed distribution; the Pearson correlation coefficient was used to assess associations between normally distributed continuous data. SPSS Statistics (Windows version 26.0; IBM Corp, Armonk [NY], United States) was used for data analysis. P values <0.05 were considered statistically significant.
 
Results
Linguistic validation
Comparability scores for each item in the TANGO (CV) ranged from 1.38 (0.52) to 2.25 (1.28), with an overall mean score of 1.70 (0.88). Similarity scores for each item ranged from 1.00 (0.52) to 2.13 (1.36), with an overall mean score of 1.63 (0.88). The TANGO (CV) is shown in the online supplementary Table.
 
Demographic data and patient responses to the items
This study included 65 participants, which include 51 (78.5%) patients (mean age: 67 years; 35 men, 16 women) with mean self-reported nocturia episodes of 3.39 per night (standard deviation=0.98; range, 2-5) and 14 (21.5%) controls (mean age: 67 years; 11 men, three women) with mean self-reported nocturia episodes of 0.79 per night (standard deviation=0.43, range, 0-1). The demographic and baseline clinical characteristics are shown in Table 1; the bladder/sleep diary–based parameter data are shown in Table 2. The control group had fewer positive responses (median=2.33) to items in the TANGO (CV), less nocturia distress, higher functional bladder capacity during daytime and night-time, and a lower nocturnal urine excretion rate; however, control participants reported similar prevalences of medical conditions that could cause nocturia, compared with patients who experienced ≥2 nocturia episodes/night.
 

Table 1. Demographic and clinical characteristics
 

Table 2. Bladder/sleep diary–based parameters
 
All 65 participants reported that the questions in the tool were clearly presented, and they answered 99.6% of the items in the tool (total items=22 × 65=1430). Two (3%) participants required assistance with comprehension to complete the TANGO (CV). Missing responses were noted for items related to the use of antihypertensives (n=1), the diagnosis of diabetes mellitus/impaired glucose level (n=1), and unstable glucose level (n=1); three men were unable to respond to the question concerning prostate enlargement [Table 3]. In total, 41 (63%) participants reported at least one positive response (total responses=72) in the cardiovascular/metabolic domain, 48 (74%) participants reported at least one positive response (total responses=154) in the sleep-related domain, 54 (83%) participants reported at least one positive response (total responses=119) in the LUTS domain, and 21 (32%) participants reported at least one positive response (total responses=32) in the general well-being domain. The item with most positive responses was nocturia within 3 hours after going to bed (80% of participants) and the item with the fewest positive responses was the use of diuretics (0 responses) [Table 3]. Among the four thematic areas, 90% of participants had positive responses to ≥1 domain. Only three (6%) of the 51 patients with ≥2 nocturia episodes/night exhibited nocturia-related problems that were limited to a single domain.
 

Table 3. Frequency distribution of responses to each item of the TANGO (CV) [n=65]
 
Internal consistency and test-retest reliability
The KR-20 coefficients of the four domains of the TANGO (CV) were 0.354-0.615 (best in sleep-related and general well-being domains; worst in cardiovascular/metabolic domain), suggestive of fair to moderate subscale internal consistency. For the whole tool, the KR-20 coefficient was 0.711 (ie, >0.700), indicating satisfactory overall internal consistency. Kappa values were between 0.817 and 0.871 for items in each of the four domains and 0.866 for the whole tool, whereas ICCs were between 0.878 and 1.000 for the subtotal positive responses in each of the four domains and 0.972 for the whole tool; these findings indicated near-perfect test-retest reliability.
 
Construct (convergent) validity
Table 4 shows the construct (convergent) validity of the TANGO (CV). The sleep-related domain was positively correlated with sleep latency [ρ=0.471 (P<0.001)], whereas it was negatively correlated with sleep quality [ρ=-0.407 (P=0.002)] and vitality after sleep [ρ=-0.467 (P<0.001)], as reported in the bladder/sleep diary. The LUTS domain was positively correlated with the number of nocturia episodes, rate of nocturnal urine production, and volume of nocturnal urine production [ρ=0.513 (P<0.001), ρ=0.333 (P=0.016), and ρ=0.309 (P=0.026), respectively]. However, the LUTS domain was not correlated with sleep/vitality parameters. In contrast, the general well-being domain was significantly positively correlated with the rate and volume of nocturnal urine production [ρ=0.319 (P=0.018) and ρ=0.312 (P=0.021), respectively]; it was significantly negatively correlated with vitality after sleep [ρ=-0.403 (P=0.002)]. The cardiovascular/metabolic domain did not display significant correlations with the bladder/sleep diary parameters. Nonetheless, the whole tool was significantly positively correlated with the number of nocturia episodes [ρ=0.378 (P=0.006)], the rate and volume of nocturnal urine production [ρ=0.394 (P=0.004) and ρ=0.380 (P=0.006), respectively], and sleep latency very closely [ρ=0.275 (P=0.051)]; it was significantly negatively correlated with sleep quality and vitality after sleep [ρ=-0.392 (P=0.004) and ρ=-0.483 (P<0.001), respectively].
 

Table 4. Construct (convergent) validity of the TANGO (CV)
 
Criterion validity
Criterion validity was confirmed for each domain and the whole tool (ρ=0.287-0.687). Regarding criterion validity, the cardiovascular/metabolic domain was only significantly correlated with the STOP-Bang questionnaire. The sleep-related domain was not correlated with questionnaires specifically designed to assess obstructive sleep apnoea. However, this domain was strongly correlated with the IPSS, IPSS QoL, and the sleep/energy, bother/concern, and total domains of NQoL (Table 5). The LUTS domain was significantly correlated with the STOP-Bang questionnaire, IPSS, OABSS questionnaire, and NQoL; the strongest correlations involved IPSS total [ρ=0.651 (P<0.001)], OABSS [ρ=0.642 (P<0.001)], and NQoL bother/concern [ρ=0.551 (P<0.001)]. In contrast to the LUTS domain, the general well-being domain was significantly correlated with the ESS; it was also correlated with the IPSS, OABSS questionnaire, ICIQ-N-4(b) and NQoL, but these correlations were weaker than the correlations of the LUTS domain (Table 5).
 

Table 5. Criterion validity of the TANGO (CV)
 
Discriminant validity
Receiver operating characteristic analysis (Fig) showed that a cut-off of four positive responses on the TANGO (CV) could distinguish patients from controls (Youden’s J statistic=0.453; area under the curve=0.818, 95% confidence interval [CI]=0.683-0.953; odds ratio=7.81, 95% CI=2.02-30.30; sensitivity: 83%, specificity: 62%), whereas a cut-off of five positive responses could distinguish patients with significant nocturia distress from patients with mild nocturia distress (Youden’s J statistic=0.398; area under the curve=0.729, 95% CI=0.581-0.878; odds ratio=4.07, 95% CI=1.17-14.15; sensitivity: 70%, specificity: 63%).
 

Figure. Receiver operating characteristic (ROC) curves (in red) showing sensitivity (true positives) and 1-specificity (false positives) for distinguishing (a) patients from controls and (b) patients with significant nocturia distress from patients with mild nocturia distress, based on the sum of positive responses on the TANGO (CV). Cut-off values are indicated by dashed circles. Blue lines are baseline classification due to chance
 
Discussion
Current questionnaires in evaluating nocturia
The International Continence Society (ICS) defines nocturia as the need to wake at least once during the night to void. Each instance of voiding is preceded and followed by sleep.20 A recent Delphi panel convened by the ICS5 recommended using disease-specific questionnaires in the diagnostic pathway for nocturia. In English, there are a few psychometrically validated disease-specific measurement tools for nocturia: the NQoL, developed and validated by Abraham et al12; the ICIQ-N, a form of the NQoL modified from the ICIQ (https://iciq.net/iciq-nqol); and the Nocturia, Nocturnal Enuresis and Sleep-Interruption Questionnaire (NNES-Q) developed by Bing et al.21 The ICIQ-N11 is a combined questionnaire that incorporates a bladder diary–Nocturia Impact Diary.22 However, all of these tools mainly focus on the impact of nocturia on distress and quality of life in affected patients; none of them explore the aetiologies of nocturia.
 
The TANGO has emerged as a questionnaire that can capture information concerning the multifaceted nature of nocturia and identify nocturia-related co-morbidities.7 23 This tool is expected to be useful across various medical specialties to facilitate, improve, and accelerate the process of nocturia management. Thus far, the TANGO has been translated into Dutch,24 Arabic,25 and Turkish.26 However, none of these translated versions have been subjected to validity assessment using a bladder/sleep diary. To our knowledge, the present study is the first to perform such an assessment.
 
Translation and development of the TANGO (CV)
The ages of our study participants were similar to that of individuals in whom nocturia is commonly observed (>60 years). We found that the TANGO (CV) could be easily comprehended by patients visiting urology clinics, as indicated by the small percentage of missing responses (0.4%) and minimal need for assistance from medical staff (97%); these results suggested good content validity. The low rate of missing responses might be related to the dichotomous-choice nature of responses to items, which facilitated answers by participants.
 
In all, 94% of our participants with ≥2 nocturia episodes/night were affected by multiple domains of aetiological factors/nocturia-related co-morbidities; approximately 8% of patients reported experiencing falls, which is a higher percentage than in a previous study that used a nocturia-specific questionnaire (<3%).27 The distribution of aetiologies/co-morbidities of nocturia in our study was similar to the distribution reported by a Turkish group26: the LUTS domain was most commonly observed, followed by the sleep-related domain, and then the cardiovascular/metabolic domain. However, the rate of poor general well-being was lower in the present study than in the Turkish study. The simple TANGO (CV) can easily capture information concerning the multifactorial nature of nocturia that could be not elucidated by other nocturia-specific questionnaires.11 12 21 22 Thus, it will facilitate the provision of more individualised treatment for nocturia.
 
The KR-20 coefficient for the whole tool was 0.711 (>0.700), confirming the internal consistency of the whole TANGO (CV) tool. The highest domain-specific positive response correlation coefficient was observed in the sleep-related domain, implying that nocturia is closely related to impaired sleep quality and disrupted sleep architecture.
 
The high ICC value (>0.8) for each domain of nocturia-related problems confirmed the excellent test-retest reliability of the tool, in combination with the convergent validity identified in the sleep-related, LUTS, and general well-being domains of the TANGO (CV). With the exception of the cardiovascular/metabolic domain, criterion validity was also established for other domains and the whole TANGO (CV) tool; the criterion validity was the greatest in the LUTS domain, followed by the sleep-related domain and then the general well-being domain. Importantly, the original version of the TANGO7 does not provide a symptom score, although such a score is strongly recommended in European Association of Urology guidelines as a means of quantifying symptoms and distinguishing patients with mild problems from patients with severe problems.28 In this regard, a scoring system involving the various domains of the TANGO has recently been proposed to distinguish the relative contributions of nocturia aetiologies to treatment outcomes.8 In the present study, we showed that by using cut-offs of four and five positive responses, respectively, the sum of the positive responses could distinguish individuals with more nocturia episodes (≥2/night) from individuals with fewer nocturia episodes (≤1/night), and patients with significant nocturia distress (Question 12 of NQoL) from patients with mild nocturia distress (Fig). These findings confirmed the discriminatory validity of the TANGO (CV).
 
The cardiovascular/metabolic domain demonstrated suboptimal performance in terms of internal consistency, convergent, criterion, and discriminant validity. These findings might be related to selection bias in that patients with higher cardiovascular risk were not recruited [ie, there was a low positive response rate (72 of 455 potential responses, 16%)].
 
Use of the TANGO (CV) in clinical practice
The TANGO (CV) can be used to investigate common aetiologies and nocturia-related outcomes across multiple medical specialties, providing guidance for subsequent treatment. For example, positive responses to Questions 1, 2, and 3 in the cardiovascular/metabolic domain and Question 13 in the sleep-related domain may indicate that desmopressin is less appropriate or even contraindicated for the treatment of nocturia, in accordance with the recent consensus report by the ICS.5 The questionnaire can also be used as a screening tool for epidemiological studies and routine clinical work-up for nocturia. It is a simple, rapid, easily understood, and clinically meaningful tool that can help clinicians to thoroughly evaluate nocturia aetiology and related problems earlier in the clinical pathway of nocturia treatment. Moreover, it may be useful in categorising or predicting the prognosis of nocturia in adults.
 
Limitations
The limitations of the current study included the fact that about 70% of the participants were men, which may limit its utility in assessment of female patients with nocturia. Additionally, the sample size was insufficient to clarify correlations among domain variables, number of positive responses, and subtotal and total symptom scores across the various questionnaires used for validation. The inclusion of patients with more pronounced illnesses within the studied domains should be considered to clearly identify relationships among nocturia, aetiologies, lower urinary tract function, and co-morbidities, as measured by bladder/sleep diaries and validated questionnaires.
 
Conclusion
The TANGO (CV) is a multi-dimensional, self-administered, formally translated, psychometrically validated Chinese version of the TANGO. It can be used to screen for aetiologies and measure the impacts of nocturia-related problems on affected individuals, including their quality of life. The sum of positive responses to the whole tool was significantly correlated with the degree of nocturia-related distress.
 
Author contributions
Concept or design: SKK Yuen, W Bower, CF Ng.
Acquisition of data: SKK Yuen, CSY Li, HSW Kwok.
Analysis or interpretation of data: SKK Yuen, PKF Chiu, JYC Teoh.
Drafting of the manuscript: SKK Yuen, CF Ng.
Critical revision of the manuscript for important intellectual content: SKK Yuen, CF Ng, SSM Hou.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As editors of the journal, CF Ng and JYC Teoh were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Acknowledgement
We thank all staff from Lithotripsy and Uro-investigation Centre of Prince of Wales Hospital and research staff from Department of Urology of The Chinese University of Hong Kong for facilitating the data collection.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study protocol was approved by the Joint Chinese University of Hong Kong—New Territories East Cluster Clinical Research Ethics Committee (Ref No.: 2019.400), in accordance with the Declaration of Helsinki and the Good Clinical Practice guidelines. Informed consent to take part in the research was obtained from all participants.
 
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20. Hashim H, Blanker MH, Drake MJ, et al. International Continence Society (ICS) report on the terminology for nocturia and nocturnal lower urinary tract function. Neurourol Urodyn 2019;38:499-508. Crossref
21. Bing MH, Moller LA, Jennum P, Mortensen S, Lose G. Validity and reliability of a questionnaire for evaluating nocturia, nocturnal enuresis and sleep-interruptions in an elderly population. Eur Urol 2006;49:710-9. Crossref
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24. Decalf V, Everaert K, De Witte N, Petrovic M, Bower W. Dutch version of the TANGO nocturia screening tool: cross-culturally translation and reliability study in community-dwelling people and nursing home residents. Acta Clin Belg 2020;75:397-404. Crossref
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Characteristics of individuals who frequently use emergency departments in Hong Kong: a regionbased cohort study

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Characteristics of individuals who frequently use emergency departments in Hong Kong: a region-based cohort study
Peter YT Ng, MB, ChB1; CT Lui, FHKAM (Emergency Medicine), FRCEM2; CL Lau, FHKAM (Emergency Medicine), FRCEM2; HT Fung, FHKAM (Emergency Medicine), FRCEM2; CH Lai, MRCSEd, FHKAM (Emergency Medicine)1; LY Lee, FHKAM (Emergency Medicine), FRCEM1
1 Accident and Emergency Department, Tin Shui Wai Hospital, Hong Kong SAR, China
2 Accident and Emergency Department, Tuen Mun Hospital, Hong Kong SAR, China
 
Corresponding author: Dr Peter YT Ng (pyt.ng@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This study analysed the characteristics and healthcare needs of emergency department (ED) users, and identified factors that contribute to frequent ED use.
 
Methods: Using the Clinical Data Analysis and Reporting System of the Hospital Authority, we identified all patients and visits to three EDs in the New Territories West Cluster from 1 April 2018 to 31 March 2019. Individuals with 4 to 9 ED visits and ≥10 ED visits were defined as frequent users (FUs) and high-intensity users (HIUs), respectively; they were compared with normal users (NUs, 1-3 visits) in terms of demographics, underlying disease, and outcomes. Visits by these users were also compared in terms of demographics, urgency, investigations performed, nature of complaint, and admission statistics.
 
Results: In total, FUs and HIUs constituted 9% of ED users but represented 27.2% of all visits. Compared with NUs, FUs and HIUs were older, more likely to have a payment exemption, and more likely to have underlying physical and mental health disorders. Compared with NUs, FUs were more likely to require ambulance services (17.9% vs 23.9%; P<0.001), be triaged as urgent or above (31.8% vs 38.1%; P^lt;0.001), and require hospitalisation (28.5% vs 35.7%; P<0.001).
 
Conclusion: Individuals who frequently use EDs are more likely to be in poor health and require medical attention. Additional community- or ED-based support systems for discharge planning and support, along with reduced barriers to alternative sources of care, would improve health in these individuals and help reduce ED utilisation burden.
 
 
New knowledge added by this study
  • Frequent users and high-intensity users constituted 9% of emergency department (ED) users but represented 27.2% of all ED visits.
  • Frequent users had more underlying physical and mental health disorders; they were more likely to require timely medical care and hospitalisation.
Implications for clinical practice or policy
  • Interventions targeting frequent users and high-intensity users could help reduce their ED visits.
  • There are numerous potential interventions to reduce ED usage.
 
 
Introduction
Healthcare spending in Hong Kong continues to grow, as demonstrated by an 8.6% increase (to HK$69.7 billion [US$8.99 billion]) from fiscal year 2018 to fiscal year 2019.1 According to internal statistics drawn from the Clinical Data Analysis and Reporting System of the Hospital Authority (HA), the annual number of emergency department (ED) visits in all public EDs in the New Territories West Cluster increased by 11.5% (to 410 707) between 2018-19 and 2019-20. Similar trends have been observed in many industrialised countries.2 Moreover, the proportion of older adults (age ≥65 years) is projected to increase from 17.2% in 2019 to 25.1% in 2029.3 The increasing demand for ED services may result in diminished quality of care and negative outcomes for vulnerable patients.
 
Frequent ED use is often regarded as a major component of ED utilisation burden. Substantial gaps remain in research concerning individuals who frequently use EDs in Hong Kong. Efforts to understand this population and the impacts of frequent use on ED utilisation burden are needed to identify interventions that can improve healthcare delivery, both in and out of the EDs.
 
This region-based study analysed individuals who frequently used public EDs and explored specific interventions that may reduce ED visits by these patients.
 
Methods
Study setting and population
This multi-centre retrospective cohort study analysed ED visits from all acute care hospitals located within the New Territories West Cluster (serving a population of 1.14 million in 20183). During the study period, only three EDs (in Tuen Mun Hospital, Pok Oi Hospital, and Tin Shui Wai Hospital4) provided acute emergency care in this region. All three EDs are public and managed by the HA, the statutory body that manages all public hospitals in Hong Kong. In the study region, individuals who called ambulances were typically taken to one of these three EDs.
 
The study population included all patients, regardless of age, who visited any of these three EDs during the fiscal year from 1 April 2018 to 31 March 2019. Patients without acceptable identification documents were excluded.
 
Definitions
Usage classes were defined according to the total number of ED visits by an individual patient to any of the 18 public EDs in Hong Kong5 during the study period, using cut-off values commonly reported in the literature to facilitate comparison6: normal users (NUs) had ≤3 visits,6 frequent users (FUs) had 4 to 9 visits,6 and high-intensity users (HIUs) had ≥10 visits.7
 
Two additional groups were defined: non-ED users had no ED visits over a 12-month period, whereas superusers had very high numbers of ED visits (≥35 over a 12-month period, almost 1 visit every 10 days).
 
Data collection and analysis
Data were collected from the Clinical Data Analysis and Reporting System of the HA, a comprehensive electronic patient database that includes patient demographics, diagnoses, surgical records, ED visits, hospitalisation episodes, and radiological investigations from all public hospitals and most public clinics in Hong Kong. It allows episode-based and patient-based analyses according to user-defined criteria. For this study, multiple visits were linked using a unique record linkage number. Population demographic data were obtained from the 2016 Population By-census8 and other official government statistics.3 9
 
Two dimensions of analysis were performed on the three classes NUs, FUs, and HIUs: patient-based and episode-based, in which patients and individual visits were the respective units of analysis.
 
Patient-based analysis
Demographic variables were assigned based on values reported at the index visit; they included age, ethnicity (Chinese/non-Chinese), sex (male/female), institutionalisation (residency in an old-age home or not), and ED payment status (exempt or not). In Hong Kong, identity card holders and residents aged <11 years are charged HK$180 (US$23.2) per ED visit. Civil servants and their family members, individuals receiving social security assistance from the government, and individuals in vulnerable groups (low income, chronically ill, and older adults with minimal income/assets) are exempt from the requirement to pay for ED visits. To evaluate ED utilisation trends, data were retrieved regarding utilisation in the 12-month period before the study.
 
In Hong Kong, all hospital admissions and ED visits (excluding patients who leave before consultation) are coded using an appropriate International Classification of Diseases, Ninth Revision (ICD-9) diagnosis recommended by the World Health Organization.9 A list of diagnoses that represent chronic conditions with significant morbidity was compiled and classified into nine categories with reference to ICD-9 (online supplementary Appendix 1).9 All in-patient procedures, except minor bedside and clinical procedures, are also appropriately coded and classified as minor, intermediate, major, or ultra-major10; they are then divided into elective and emergency categories. These coding processes, and the processes described below, are routine procedures that undergo strict internal auditing for completeness and accuracy. This study analysed ICD-9 diagnosis codes, as well as major and ultra-major procedure records, from hospital and clinic encounters in the 5 years prior to the study period. The full list of major and ultra-major operations included in the current study is mostly based on the HA’s List of Private Services.10
 
Deaths occurring in Hong Kong were retrieved from the Hong Kong Death Register. Two-year mortality was defined as death from any cause between 1 April 2018 and 31 March 2020.
 
Episode-based analysis
Variables in the episode-based analysis included age, ambulance utilisation, triage category (in descending order of urgency: critical, emergency, urgent, semi-urgent, and non-urgent), imaging performed in ED (plain radiography and computed tomography), and visit details (to be discussed below). Admission rates and median length of stay for admitted patients were calculated.
 
For each episode, the attending specialty, trauma status, and ICD-9 diagnosis or chief complaint were recorded by the attending emergency physician. The attending specialty was regarded as the specialty to which a patient’s chief complaint belongs. Four main specialties (medicine and geriatrics, general surgery, orthopaedics, and paediatrics) were included in the data analysis. The ICD-9 diagnosis codes were grouped into musculoskeletal pain (eg, joint pain, cervicalgia, and lumbago) and minor infections (eg, acute upper respiratory tract infection). A full list of diagnoses within each of these two categories is included in online supplementary Appendix 2.9
 
Statistical analysis
Descriptive statistics were compiled for the demographic characteristics of non-ED users, NUs, FUs, and HIUs, with reference to data from the 2016 Population By-census.8 Age-specific distributions of ED visits and numbers of ED visits per capita were analysed. In the patient-based analysis, demographic and clinical characteristics of NUs, FUs, and HIUs were compared by univariate analysis with appropriate statistical tests. The episode-based analysis compared age distribution, ambulance use, triage category, investigations performed, principal diagnosis during each ED visit, and admission statistics among NUs, FUs, and HIUs. The clinical and demographic characteristics of superusers were also analysed.
 
Two models were used to identify independent predictors of FU and HIU statuses, compared with NU status and specific numbers of ED visits. Multinomial logistic regression was conducted, using the patient as the unit of analysis, to compare the FU and HIU groups with the reference group. Zero-truncated Poisson regression was performed to predict the independent association of each predictor with the number of ED visits. All bivariate predictors associated with the outcome (P<0.1) were entered into the model and used as categorical variables. Age-stratified subgroup analysis (≤17 years, 18-64 years, and ≥65 years) was performed to identify independent predictors of FU and HIU statuses in each age-group. P<0.05 was regarded as the threshold for statistical significance in all analyses. Zero-truncated Poisson regression was performed with R11 with vector generalised linear and additive model.12 All other statistical analyses were conducted using SPSS (Windows version 25.0; IBM Corp, Armonk [NY], United States).
 
Results
As shown in the Figure, the number of per capita ED visits was the highest in the youngest and oldest age-groups (0.66 for age 0-4 years and 1.02 for age ≥85 years); patients aged 10 to 54 years had a stable and low number of per capita ED visits (<0.3).
 

Figure. Age-stratified frequencies of emergency department visits (from 1 April 2018 to 31 March 2019) and emergency department visits per capita
 
During the study period, 215 862 patients with valid identity documents accessed EDs in the study region; there were 371 915 visits in total (Table 1). Frequent users and HIUs constituted small percentages of the total number of patients (8.2% and 0.8%, respectively), but they represented larger percentages of visits (21.3% and 5.9%, respectively). The total number of ED visits by a single HIU ranged from 10 to 263.
 

Table 1. Characteristics of emergency department patients by normal users, frequent users, and high-intensity users
 
Compared with NUs (median age, 47 years), FUs and HIUs were older (55 and 52 years, respectively). Frequent users and HIUs more often had underlying chronic illnesses, such as cardiac, respiratory, neurological, and gastrointestinal/hepatobiliary diseases. Mental health disorders and substance abuse were also much more prevalent among FUs and HIUs. Moreover, 23.5% and 59.0% of FUs and HIUs were FUs or HIUs in the previous year, implying habitual attendance behaviour. Frequent users and HIUs also had higher all-cause mortality rates, compared with NUs.
 
Reasons for ED visits differed among NUs, FUs, and HIUs (Table 2). Normal users were much more likely to visit the ED for an injury, whereas primary diagnoses related to musculoskeletal pain were more common in HIUs. Levels of urgency on presentation also differed among NUs, FUs, and HIUs. More visits by FUs were triaged as critical, emergency, or urgent (38.1%), compared with visits by NUs (31.8%). However, a lower percentage of visits by HIUs were triaged as urgent or above (28.6%), compared with visits by NUs; more HIUs attended EDs by calling an ambulance (HIUs: 21.2% vs NUs: 17.9%).
 

Table 2. Total emergency department visits and characteristics of visits by normal users, frequent users, and high-intensity users during the study period
 
Multinomial logistic regression and zero-truncated Poisson regression showed similar independent predictors of FU and HIU statuses (Table 3). Payment exemption and number of visits in the prior year were the strongest predictors. Residency in an old-age home was a risk factor for FU status (adjusted odds ratio [OR]=1.131) but a protective factor for HIU status (adjusted OR=0.48). Non-Chinese ethnicity, pre-existing systemic diseases including cardiac, respiratory, gastrointestinal/hepatobiliary and renal, mental health disorders, and substance abuse were risk factors for frequent ED use. Age-stratified analysis (Table 4) showed similar predictors among the three groups. Respiratory diseases and gastrointestinal/hepatobiliary diseases were prevalent in paediatric FUs; neurological diseases and mental health disorders were prevalent in both paediatric FUs and paediatric HIUs. Non-Chinese ethnicity was a risk factor for FU and HIU statuses among patients aged <18 years (adjusted ORs=1.949 and 2.107, respectively), but it was not associated with ED use in older patients (age >64 years).
 

Table 3. Predictors of frequent user and high-intensity user statuses (with normal user status as reference) according to multinomial logistic regression and predictors of emergency department visit number according to zero-truncated Poisson regression
 

Table 4. Age-stratified patient-based prediction of frequent user and high-intensity user statuses (with normal user status as reference) according to multinominal logistic regression
 
Superusers had particularly high prevalences of mental health disorders (26.9%) and gastrointestinal/hepatobiliary diseases (36.5%) [Table 5]. Many of their visits were less serious or complex, compared with visits by NUs, FUs, and HIUs. Only 9.4% of visits by superusers required the use of ambulance services. Most visits by superusers were triaged as semi-urgent or non-urgent (90.9%). Musculoskeletal pain and minor infections represented 54.3% of the principal diagnoses for superusers.
 

Table 5. Demographic and clinical characteristics of superusers and their emergency department visits
 
Discussion
Frequent emergency department utilisation and health needs
The characteristics of individuals who frequently use EDs in Hong Kong have not been extensively investigated. Frequent users and HIUs constituted 9% of all ED patients and represented 27.2% of all visits. Region-based studies in developed countries have revealed similar findings.6 7 13 14 15 16 Although frequent ED use is often assumed to indicate inappropriate use, our data do not support this assumption. The health statuses and presentation conditions of FUs strongly suggest that these individuals have greater health needs than the rest of the population. Frequent users were more likely to have underlying illnesses, require ambulance services, have visits triaged as urgent or above, require hospital admission, and have a longer length of hospitalisation. In contrast, HIUs had visits triaged as less urgent, required less investigations, often attended for conditions (eg, musculoskeletal pain and minor infections) that could potentially be managed in primary care clinics, and had lower admission rates compared with both NUs and FUs. These trends were much more pronounced among superusers.
 
Improving healthcare delivery services and primary care
High percentages of visits involved musculoskeletal pain and minor infections, conditions that could potentially be managed in primary care clinics. Such visits could be related to a misunderstanding of ED function, a misperception of condition severity, or use of the ED as a substitute for unavailable forms of care. Policies to decrease ED utilisation burden should focus on improving healthcare delivery services and primary care; such policies are likely to benefit NUs with similar needs. Recent advances in information technology and the widespread use of smartphones offer many opportunities to improve information dissemination and increase accessibility to alternative sources of care.
 
Effective policies targeting ethnic minorities
Our findings suggest disproportionate use of ED services by ethnic minorities. The number of Hong Kong residents of non-Chinese ethnicity rose by 70% over a 10-year period; they constituted 8% of the total population in 2016.8 The Chinese literacy rate was <20% in some age-groups.8 More frequent ED use may result from language barriers to access of care, limited knowledge of local healthcare alternatives, or cultural differences in health-seeking behaviour. Effective policy measures targeting these populations should promote an understanding of the local healthcare system through informative advertisements about alternative services offered; measures should also reduce language barriers (eg, through translator services or the provision of online booking instructions in other languages).
 
Community-based interventions for frequent users
Frequent users constitute a sicker population requiring medical care that cannot be easily provided in primary care clinics. They need support to facilitate integration and maintenance in the community, which would reduce the need for emergency medical care at EDs. The burden placed on EDs may be reduced by developing new community-based support systems, such as enhanced coverage of community nursing services and extended service hours (eg, weekends and public holidays); dedicated multidisciplinary teams to provide rehabilitation services and caregiver training in the community; and centres for the provision of coordinated community services. Eligible geriatric patients could benefit from a holistic community geriatric care strategy triggered by an ED visit, with protocol-driven assessments in the ED to identify potentially reversible risk factors for subsequent deterioration and repeated ED visits. This strategy should include comprehensive geriatric assessment prior to ED discharge, focused on factors such as fall risk, delirium screening, and frailty assessment. In addition to physical assessments, psychosocial assessments and support may improve patient outcomes and minimise repeated ED visits. Pre-discharge care planning that empowers patients and family members to seek help from non-ED sources may also prevent repeated ED visits. Thus far, there remains uncertainty about the effectiveness of community-based interventions for people with multimorbidity because of the relatively small number of randomised controlled trials focused on this area of healthcare.17
 
Case management for patients with chronic diseases
Reformation of the chronic disease service model may improve quality of care and reduce repeated ED visits. Patient-based care, rather than disease-based care, may be beneficial. Patients with multimorbidity (especially older adults) receive medical treatment through multiple specialty or subspecialty clinics, which can result in fragmented and duplicative care. It is not uncommon for patients with chronic diseases to attend the ED for minor problems and questions about their chronic diseases because they cannot find an alternative source of medical advice. Case management helps improve outcomes in some chronic diseases.18 Efforts to strengthen the abilities of primary care clinics to function as ‘case managers’ for patients with chronic diseases may improve quality of care and reduce the number of ED visits.
 
Mental health disorders and substance abuse
In this study, mental health disorders and substance abuse were significant predictors of frequent ED use. A previous work indicated that one in seven Hong Kong residents aged 16 to 75 years has anxiety, depression, or another common mood disorder.19 The HA is the main specialist service provider for patients with mental health disorders. It provides in-patient facilities, day hospitals, specialist out-patient clinics, and community outreach services. The HA is experiencing increased demand for specialist mental health services,20 which may be causing patients to use EDs instead. Emergency department visits and readmissions for psychiatric problems may be reduced by reforming the current service model to expand community psychiatric services, with a focus on personalised care for psychiatric patients and their caregivers through a case management approach that facilitates community re-integration and strengthens recovery. Enhanced screening to identify early features of mental health disorders may allow earlier detection and treatment, thereby reducing ED utilisation. Patients and caregivers should receive education about health-seeking behaviours during instances of acute deterioration (eg, using a 24-hour psychiatric advisory hotline or undergoing urgent assessment at a psychiatric specialist out-patient clinic), rather than simply using the ED as a safety net.
 
Limitations
This study was limited to the three EDs in the New Territories West Cluster. Its findings may not be generalisable to other regions in Hong Kong with different demographics, health-seeking behaviours, and socio-economic statuses. Also, this study only investigated ED visits within a specific time period and did not consider past or future periods. Thus, it may have underestimated ED visits for patients who were born or died during the study period.
 
By reviewing diagnosis codes, we were able to include many visits and patients in the analysis; however, we could not analyse individual charts. Although coding is a routine component of hospital procedures, codes are only required for the current condition or presenting problem. Generally, coding is not mandatory for appointments at out-patient clinics. This difference in coding information may have led to underestimation of patient comorbidities. To mitigate this possibility, we examined all diagnosis codes from the past 5 years to acquire a more complete representation of underlying comorbidities.
 
Because this study excluded patients without valid identification documents, homeless persons may have been underrepresented. These individuals potentially have a heavier disease burden and a disproportionate share of frequent visits. The study may also have excluded visitors to Hong Kong and individuals who do not have residency status.
 
Conclusion
Frequent users and HIUs are a small but diverse population that represents a substantial proportion of annual ED visits. Demographic factors, economic considerations, and medical conditions all contribute to increased numbers of ED visits. Our data suggest that there are many opportunities for improvement via streamlining and enhancement of healthcare delivery to reduce ED utilisation.
 
Author contributions
Concept or design: PYT Ng, CT Lui.
Acquisition of data: PYT Ng, CT Lui.
Analysis or interpretation of data: PYT Ng, CT Lui.
Drafting of the manuscript: PYT Ng, CT Lui.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We thank Mr Chun-ho Lam, Statistical Officer at Research Assist Team of the New Territories West Cluster of Hospital Authority, Hong Kong, for his advice on the zero-truncated Poisson regression model.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the New Territories West Cluster Research Ethics Committee of Hospital Authority, Hong Kong (Ref No.: NTWC/REC/19081). Informed patient consent was waived by the Committee due to the retrospective nature of the study.
 
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