Effects of nerve sparing on erectile dysfunction and urinary incontinence in robot-assisted radical prostatectomy

Hong Kong Med J 2025;31:Epub 10 Jun 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Effects of nerve sparing on erectile dysfunction and urinary incontinence in robot-assisted radical prostatectomy
Omar WK Tsui1; Kevin CH Shing1; Aren PM Lam1; SL Ng, DNurs, MSSc2,3; Stacia Chun, BSc2,3; CF Tsang, FHKAM (Surgery), FCSHK2,3; Terence CT Lai, FHKAM (Surgery), FCSHK2,3; Rong Na, PhD2,3; HL Wong, FHKAM (Surgery), FCSHK2,3; Brian SH Ho, FHKAM (Surgery), FCSHK2,3; Ada TL Ng, FHKAM (Surgery), FCSHK2,3
1 Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
2 Division of Urology, Department of Surgery, School of Clinical Medicine, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
3 Division of Urology, Department of Surgery, Queen Mary Hospital, Hong Kong SAR, China
 
Corresponding author: Dr Brian SH Ho (hobrian@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: In 2020, there were >1.4 million new prostate cancer cases and >370 000 related deaths reported globally. Robot-assisted radical prostatectomy (RARP) is a surgical method used to eradicate localised prostate cancer. However, erectile dysfunction (ED) and urinary incontinence (UI) are common side-effects. This retrospective cohort study investigated erectile function, urinary continence, and oncological outcomes of nerve sparing (NS) in RARP.
 
Methods: In total, 431 patients who underwent RARP in our institution between January 2018 and April 2023 were recruited; all had attended postoperative follow-up. Regarding ED outcome, patients with a preoperative International Index of Erectile Function–5 (IIEF-5) score ≤7 were excluded from analysis. Patient demographics, 1-hour pad test results, IIEF-5 questionnaire results, and pathological parameters were analysed.
 
Results: Patients with bilateral NS had a higher mean postoperative IIEF-5 score after 2 months (7.60 vs 3.19 in non-NS patients, P=0.037; 7.60 vs 2.50 in unilateral NS patients, P=0.020) and 3 months (7.40 vs 2.06 in unilateral NS patients; P=0.027). They also had lower mean urine leakage volume in the 1-hour pad test after 1 month (16.40 g vs 49.44 g in non-NS patients, P<0.001; 16.40 g vs 50.82 g in unilateral NS patients, P=0.010) and 2 months (13.60 g vs 35.45 g in non-NS patients; P=0.009). No significant differences were observed in ED or UI between non-NS and unilateral or bilateral NS at 6 and 12 months. There was no correlation between positive surgical margin and NS.
 
Conclusion: Bilateral NS had significant short-term effects on early recovery of erectile function and urinary continence, relative to unilateral NS and non-NS groups, without compromising oncological outcomes.
 
 
New knowledge added by this study
  • Bilateral nerve sparing (NS) is an effective technique for improving erectile function and urinary continence within the first 3 months after surgery.
  • No significant differences in erectile dysfunction and urinary incontinence were observed 12 months after surgery.
  • Bilateral NS does not increase the risk of positive surgical margins in selected patients.
Implications for clinical practice or policy
  • Bilateral NS is a surgical approach that facilitates the early recovery of erectile function and urinary continence.
  • Bilateral NS is a safe option for oncologically suitable patients, without increasing the risk of positive surgical margins.
 
 
Introduction
Prostate cancer is one of the most common cancers in men. In 2020, there were 2315 new cases of prostate cancer diagnosed in Hong Kong, with an age-standardised incidence rate of 30.5 per 100 000 population.1 Globally, >1.4 million new prostate cancer cases and >370 000 related deaths were reported in 2020.2 Robot-assisted radical prostatectomy (RARP) is one of the most common procedures used to eradicate localised prostate cancer. However, erectile dysfunction (ED) and urinary incontinence (UI) are common side-effects of RARP.3
 
The RARP is typically performed using robotic surgical platforms, such as the da Vinci Surgical System4 which facilitates minimally invasive prostatectomy. Keyholes are created through which high-resolution, illuminated cameras and robotic arms are inserted into the peritoneal cavity, which is inflated with carbon dioxide to provide adequate space for surgery. If the tumour is small and likelihood of extracapsular extension (ECE) is low, bilateral or unilateral nerve sparing (NS) may be performed to preserve postoperative erectile5 and lower urinary tract function,6 7 while taking oncological outcomes into consideration. The decision to use an NS technique is made by the surgeon, who carefully assesses the patient’s disease characteristics, drawing on personal experience and current research evidence.8 The prostate is then dissected from the bladder and urethra, and a re-anastomosis is performed between the bladder neck and the urethra.
 
A meta-analysis of NS techniques in radical prostatectomy (including RARP) has shown that the use of NS techniques results in lower risks of ED and UI at 3- and 12-month follow-ups.9 Nerve sparing cases demonstrate superior erectile function, urinary continence, and oncological outcomes compared with non-NS cases.9 Further analyses indicated that NS is associated with fewer complications than non-NS.10 11 They also suggest that the use of NS techniques does not lead to inferior oncological outcomes.10 11 Therefore, we hypothesised that bilateral NS in RARP improves erectile function and urinary continence after surgery. Our study aimed to investigate the effects of NS RARP on the aforementioned side-effects of ED and UI in Hong Kong and provide suggestions for enhancing patient’s quality of life.
 
Methods
We retrospectively recruited 431 patients who underwent RARP in a university-based teaching hospital (our institution) between January 2018 and April 2023. We retrieved their basic demographics, relevant surgical parameters (NS approach, positive surgical margin [PSM], ECE and Gleason score), postoperative 1-hour pad test results (at 1, 2, 3, 6, and 12 months postoperatively), and pre- and postoperative International Index of Erectile Function–5 (IIEF-5) scores12 at the same time points from electronic medical records. The IIEF-5 assesses erectile function using a 5-point scale across several domains, including erectile function, orgasmic function, sexual desire, intercourse satisfaction, and overall sexual satisfaction.12 All patients attended follow-up at our institution’s urology nurse clinic and received guidance on postoperative management, including pelvic floor strengthening exercises.
 
The primary outcome of the study was to evaluate the effect of NS in RARP on postoperative ED and UI. Secondary outcomes included correlations between other factors (PSM and ECE) and functional outcomes (ED and UI); correlations between NS and PSM or ECE; and postoperative trends in ED and UI beyond 1 year.
 
Inclusion criteria comprised all patients who had undergone RARP in our institution with follow-up in our nurse clinic. Treatment via bilateral NS, unilateral NS, or non-NS RARP was performed at the surgeon’s discretion and the patient’s preferences. Exclusion criteria included incomplete data. For the ED outcome, patients with an IIEF-5 score ≤7 were excluded because this score indicates severe ED,13 and improvement beyond the preoperative baseline was not expected after NS RARP. Patient selection flowcharts for ED and UI are provided in online supplementary Figures 1 and 2, respectively.
 
R (R Foundation for Statistical Computing, Vienna, Austria) and RStudio software were used for data analysis.14 All statistical tests were two-sided and incorporated a 5% significance threshold. Cases with missing data due to loss to follow-up were excluded from analysis. Patients selected for ED and UI analysis had comparable age profiles (online supplementary Tables 1 and 2, respectively). Categorical variables were analysed using Chi squared tests or Fisher’s exact tests, depending on the observed frequencies. Continuous variables were analysed using independent sample t tests and Pearson correlations were utilised.
 
Results
Demographics
Among the 431 eligible patients included in the analysis, the mean age was 67.67 years. Regarding ED, the mean ages (±standard deviation) in the non-NS, unilateral NS, and bilateral NS groups were 65.20±4.95, 64.84±6.51, and 66.64±5.35 years, respectively, with no statistically significant differences observed (online supplementary Table 3). Concerning UI, the mean ages (±standard deviation) in the non-NS, unilateral NS, and bilateral NS groups were 66.82±5.48, 67.90±5.49, and 67.94±5.14 years, respectively, with no statistically significant differences observed (online supplementary Table 4). The mean tumour percentage was 12.85% of the total prostate volume and the mean resected prostate volume was 54.39 g. The distribution of pathological Gleason scores is shown in online supplementary Table 5. The majority of patients had a Gleason score of 7: 41.0% had a score of 3+4 (International Society of Urological Pathology [ISUP] Grade Group 2), and 23.9% had a score of 4+3 (ISUP Grade Group 3). Patients with low to intermediate risk prostate cancer, based on the National Comprehensive Cancer Network risk classification, were more likely to undergo bilateral NS operations (Table 1). Further details of NS approaches are presented in Table 1.
 

Table 1. Descriptive analysis of nerve sparing, tumour grading, and positive surgical margin of the study groups
 
Erectile dysfunction
The mean preoperative IIEF-5 score was 10.22 (n=75; online supplementary Fig 1). For the primary outcome, patients with bilateral NS had a higher mean postoperative IIEF-5 score than those without NS at 2 months (non-NS vs bilateral NS=3.19 vs 7.60, t=-2.35; P=0.037). Bilateral NS patients also had a higher mean postoperative IIEF-5 score than unilateral NS patients at 2 months (2.50 vs 7.60, t=-2.69; P=0.020) and 3 months (2.06 vs 7.40, t=-2.61; P=0.027) [Table 2]. Differences in IIEF-5 scores at 1, 6, and 12 months postoperatively were not significant among any of the groups (Table 2). Concerning the secondary outcome, younger age was associated with a higher postoperative IIEF-5 score among non-NS patients (m=-0.42; P=0.024).
 

Table 2. Comparison of erectile dysfunction between different types of nerve sparing procedures
 
With respect to postoperative penile rehabilitation, the use of phosphodiesterase type 5 inhibitors (PDE5i) was reported by 38.3%, 77.8% and 60.0% in non-NS, unilateral NS, and bilateral NS patients, respectively. Among those who did not take PDE5i, reasons included financial considerations—patients must pay out of pocket for PDE5i in Hong Kong, and a perceived lack of efficacy. Even among those who utilised PDE5i, only 38.9%, 35.7%, and 66.7% of non-NS, unilateral NS, and bilateral NS patients, respectively, reported subjective improvement in erectile function. Objective changes in IIEF-5 scores (difference between preoperative and 12-month postoperative scores) were -10.20, -17.03, and -7.67 in non-NS, unilateral NS, and bilateral NS patients, respectively. Further details can be found in online supplementary Tables 6 to 8.
 
Urinary incontinence
After initial screening and the exclusion of records with missing follow-up data, 264 patients were included in the analysis of UI following RARP (online supplementary Fig 2).
 
For the primary outcome, patients with bilateral NS had lower mean urinary leakage volume in the 1-hour pad test relative to patients without NS after 1 month (non-NS vs bilateral NS=49.44 g vs 16.40 g, t=3.92; P<0.001) and 2 months (35.45 g vs 13.60 g, t=2.67; P=0.009). Patients with bilateral NS also had lower mean urinary leakage volume than unilateral NS patients after 1 month (50.82 g vs 16.40 g, t=2.61; P=0.01). Differences in UI at 3, 6, and 12 months were not significant among the groups (Table 3). Further details comparing non-NS and unilateral NS can be found in online supplementary Tables 9 and 10.
 

Table 3. Comparison of urinary incontinence between different types of nerve sparing procedures
 
Oncological outcome
Tumour recurrence is an adverse surgical outcome of RARP that requires further oncological management. We identified patients who underwent adjuvant radiotherapy, salvage radiotherapy, or experienced cancer-related death, then stratified them according to NS group, adjusted for age and total Gleason score. Statistical analysis showed no significant differences in oncological outcomes between non-NS and bilateral NS patients (odds ratio [OR]=0.75, 95% confidence interval [95% CI]=0.39-1.27; P=0.321), as well as unilateral NS and bilateral NS patients (OR=0.78, 95% CI=0.18-2.82; P=0.720). These findings indicated that bilateral NS was neither superior nor inferior in oncological outcomes compared with unilateral and non-NS groups, consistent with literature reports.15 16
 
Other correlations
Older patients had lower postoperative IIEF-5 scores at 6 months (Pearson correlation=-0.18; P=0.013) and 12 months (Pearson correlation=-0.22; P=0.014). However, the correlations were not statistically significant at 1, 2, or 3 months postoperatively. There also was no statistically significant correlation between age and postoperative UI.
 
Patients who underwent non-NS RARP were more likely to have ≥1 positive surgical margin (Chi squared=4.2673, P=0.039, OR=0.46; 95% CI=0.22-0.91). This result was likely attributable to disease-related factors. A larger proportion of patients in the non-NS group had a higher National Comprehensive Cancer Network risk score, indicating more aggressive tumours. Distributions of patients’ NS status, tumour grading, and PSMs are shown in Table 1.
 
Discussion
Erectile dysfunction
Comparisons of postoperative IIEF-5 scores among NS groups revealed significant differences. Patients with bilateral NS exhibited higher postoperative IIEF-5 scores than those without NS at 2 months, highlighting the positive impact of bilateral NS on early erectile function recovery. Similar trends were observed when comparing bilateral NS with unilateral NS at both 2 and 3 months postoperatively. However, no significant differences in IIEF-5 scores were noted at 6 or 12 months, suggesting a convergence of outcomes beyond the initial recovery phase. A meta-analysis Nguyen et al17 on NS techniques in radical prostatectomy (including RARP) showed that NS cases had lower risks of ED at 3 and 12 months (risk ratio [RR] at 3 months=0.77; 95% CI=0.70-0.85; RR at 12 months=0.53; 95% CI=0.39-0.71). Some differences between our study (Table 2) and that of Nguyen et al17 might be attributable to the small sample size and loss to follow-up in our cohort, which may have introduced selection bias.
 
Our study also demonstrated that the bilateral NS technique was linked to better erectile function outcomes than unilateral NS, consistent with previous findings. In the study by Berg et al,18 the proportion of patients who were alive, continent, and potent was significantly greater among those with bilateral NS (67.6%) compared to unilateral NS (31.3%) [P<0.001]. Other studies also showed that bilateral NS was associated with lower risks of ED at 3 months (RR=0.80; 95% CI=0.70-0.90) and 1 year (RR=0.80; 95% CI=0.72-0.88) relative to unilateral NS.17
 
However, our study did not identify statistically significant benefits from unilateral NS in terms of ED and UI compared with non-NS. This may be due to a combination of factors, including variation in surgeons’ techniques for unilateral NS, small sample size, and relatively small absolute differences in outcomes between the unilateral and non-NS groups.
 
Further analysis also found that PDE5i therapy yielded only modest improvements in erectile function among individuals who underwent non-NS or unilateral NS procedures. Changes in IIEF-5 scores from preoperative to 12 months postoperative after PDE5i use were -10.20, -17.03 and -7.67 in non-NS, unilateral NS, and bilateral NS patients, respectively. Although approximately two-thirds of bilateral NS patients experienced improved erectile function, the limited number of patients who received PDE5i warrants caution when interpreting effects in this subgroup.
 
The relationship between age and erectile function in patients without NS was notable. Younger age was associated with higher postoperative IIEF-5 scores, emphasising the potential influence of age on postoperative erectile function recovery, consistent with international literature.19 Among older patients, postoperative ED remains an important complication. Thus, age is a key consideration when balancing quality of life and oncological control in planning surgical approaches. Surgeons should thoroughly discuss potential side-effects of ED with older patients who have concerns about sexual function prior to surgery involving NS.
 
Urinary incontinence
In terms of UI, patients with bilateral NS demonstrated lower urinary leakage volumes in the 1-hour pad test compared with those without NS at 1 and 2 months postoperatively. Similarly, bilateral NS was associated with lower urinary leakage volumes than unilateral NS at 1 month. These findings suggest that NS techniques enhance short-term UI recovery, although the differences tend to diminish over time. The benefit of NS on long-term UI recovery beyond 1 year remains uncertain.9 17 20 Choi et al20 reported findings similar to ours, indicating that bilateral NS was associated with a higher continence rate than non-NS at 4 months (P=0.043), although the differences at 12 and 24 months were not significant. Conversely, a meta-analysis by Nguyen et al17 on NS techniques in radical prostatectomy (including RARP) found that NS was associated with lower risks of UI at both 3 months (RR =0.75, 95% CI=0.65-0.85) and 12 months (RR=0.61, 95% CI=0.44-0.84). These discrepancies may be attributed to differences in study design, sample size, and baseline patient characteristics.
 
Other studies have also shown that bilateral NS is associated with a lower risk of UI at 1 year (RR=0.70, 95% CI=0.50-0.98) and lower risks of ED at 3 months (RR=0.80, 95% CI=0.70-0.90) and 1 year (RR=0.80, 95% CI=0.72-0.88) compared with unilateral NS.17 In our study, while we observed a lower risk of UI at 1 and 2 months after surgery, this difference was not statistically significant at 3 months.
 
Clinical implications and future research
Our findings have implications for surgical decision-making and patient counselling. Surgeons should consider the potential benefits of bilateral NS for early postoperative recovery of erectile function and urinary continence.21 Although our study did not demonstrate statistically significant long-term differences in these outcomes, bilateral NS has been reported to play a key role in early recovery. Contributing to improved quality of life and patient satisfaction.21 Moreover, age should be considered when evaluating erectile function outcomes in patients undergoing non-NS RARP.
 
Future research could investigate the long-term trajectories of erectile function and urinary continence, exploring factors that contribute to outcome convergence over time. Additionally, efforts to evaluate the impact of NS techniques on quality of life and patient satisfaction could offer a more comprehensive understanding of the clinical implications of these findings.
 
We also intend to further examine why patients with unilateral NS did not demonstrate better erectile function outcomes than those in the non-NS group. Notably, there was a significant difference in outcomes between the bilateral NS and non-NS groups, despite the small number of patients with bilateral NS (n=10). Therefore, we plan to conduct a detailed review of surgical records for patients with unilateral NS to determine why erectile function outcomes were not superior to those in the non-NS group.
 
This study also highlights the need for better public and patient education regarding sexual health. In Hong Kong, sexual function currently remains a major taboo topic among older individuals. Many are reluctant to discuss ED and are even more reluctant to seek medical treatment. In our study, 121 patients displayed severe preoperative ED, but none had sought medical attention. This problem is compounded by the financial barriers to treatment. In public hospitals, PDE5i is entirely self-financed, and even government employees are unable to reclaim their costs. These factors collectively create a substantial barrier for older men in Hong Kong to recognise ED as a treatable clinical condition that could improve their sexual health.
 
Strengths and limitations
To our knowledge, this is the first local retrospective cohort study in Hong Kong comparing the efficacy of NS approaches in RARP for reducing ED and UI. These findings provide valuable insights into current local RARP practices and serve as a foundation for future prospective studies.
 
However, there were several limitations, including the retrospective design, potential selection biases, single-centre setting, and inconsistency in follow-up intervals, as some patients might have attended follow-up appointments earlier or later than scheduled due to personal reasons. These factors could affect the interpretation and generalisability of the results. Furthermore, the IIEF-5 score used in this study was based on patients’ subjective self-assessment and may not accurately reflect changes in erectile function, particularly among patients without preoperative sexual activity.22
 
Conclusion
The bilateral NS technique during prostatectomy demonstrated a significant positive impact on the recovery of erectile function and urinary continence within the first 6 months postoperatively, without compromising oncological outcomes. However, the extent of this benefit appears to diminish over time, indicating the need for longer-term assessment. These findings contribute valuable insights into the role of NS in prostate cancer surgery and may inform clinical decision-making in prostate cancer management. To validate and expand upon these observations, further prospective, randomised studies with extended follow-up are warranted.
 
Author contributions
Concept or design: OWK Tsui, S Chun, BSH Ho.
Acquisition of data: OWK Tsui, KCH Shing.
Analysis or interpretation of data: OWK Tsui, KCH Shing, APM Lam, S Chun.
Drafting of the manuscript: OWK Tsui.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, BSH Ho was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Declaration
This research was presented at The Hong Kong Urological Association 28th Annual Scientific Meeting held in Hong Kong on 19 November 2023.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster, Hong Kong (Ref No.: UW-24-099). The requirement for informed patient consent was waived by the Board due to the retrospective nature of the research.
 
Supplementary material
The supplementary material was provided by the authors and some information may not have been peer reviewed. Accepted supplementary material will be published as submitted by the authors, without any editing or formatting. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by the Hong Kong Academy of Medicine and the Hong Kong Medical Association. The Hong Kong Academy of Medicine and the Hong Kong Medical Association disclaim all liability and responsibility arising from any reliance placed on the content.
 
References
1. Centre for Health Protection, Department of Health, Hong Kong SAR Government. Prostate cancer. 2025 Feb 24. Available from: https://www.chp.gov.hk/en/healthtopics/content/25/5781.html#:~:text=Prostate%20cancer%20was%20the%20fourth,per%20100%20000%20male%20population. Accessed 24 Feb 2025.
2. Wang L, Lu B, He M, Wang Y, Wang Z, Du L. Prostate cancer incidence and mortality: global status and temporal trends in 89 countries from 2000 to 2019. Front Public Health 2022;10:811044. Crossref
3. Kesch C, Heidegger I, Kasivisvanathan V, et al. Radical prostatectomy: sequelae in the course of time. Front Surg 2021;8:684088. Crossref
4. Deligiannis D, Anastasiou I, Mygdalis V, Fragkiadis E, Stravodimos K. Change of practice patterns in urology with the introduction of the Da Vinci surgical system: the Greek NHS experience in debt crisis era. Arch Ital Urol Androl 2015;87:56-61. Crossref
5. Harris CR, Punnen S, Carroll PR. Men with low preoperative sexual function may benefit from nerve sparing radical prostatectomy. J Urol 2013;190:981-6. Crossref
6. Kübler HR, Tseng TY, Sun L, Vieweg J, Harris MJ, Dahm P. Impact of nerve sparing technique on patient self-assessed outcomes after radical perineal prostatectomy. J Urol 2007;178:488-92; discussion 492. Crossref
7. Avulova S, Zhao Z, Lee D, et al. The effect of nerve sparing status on sexual and urinary function: 3-year results from the CEASAR study. J Urol 2018;199:1202-9. Crossref
8. Vis AN, van den Bergh RC, van der Poel HG, et al. Selection of patients for nerve sparing surgery in robot-assisted radical prostatectomy. BJUI Compass 2021;3:6-18. Crossref
9. Liu Y, Deng XZ, Qin J, et al. Erectile function, urinary continence and oncologic outcomes of neurovascular bundle sparing robot-assisted radical prostatectomy for high-risk prostate cancer: a systematic review and meta-analysis. Front Oncol 2023;13:1161544. Crossref
10. Furrer MA, Sathianathen N, Gahl B, et al. Oncological outcomes after attempted nerve-sparing radical prostatectomy (NSRP) in patients with high-risk prostate cancer are comparable to standard non-NSRP: a longitudinal long-term propensity-matched single-centre study. BJU Int 2024;133:53-62. Crossref
11. Takahara K, Sumitomo M, Fukaya K, et al. Clinical and oncological outcomes of robot-assisted radical prostatectomy with nerve sparing vs. non-nerve sparing for high-risk prostate cancer cases. Oncol Lett 2019;18:3896-902. Crossref
12. Díaz-Mohedo E, Meldaña Sánchez A, Cabello Santamaría F, Molina García E, Hernández Hernández S, Hita-Contreras F. The Spanish version of the International Index of Erectile Function: adaptation and validation. Int J Environ Res Public Health 2023;20:1830. Crossref
13. Yin Y, Wang K, Xu Y, et al. The impact of using donor sperm after ICSI failure in severe oligozoospermia on male mental health and erectile function. J Multidiscip Healthc 2024;17:21-8. Crossref
14. Gasparini A. comoRbidity: an R package for computing comorbidity scores. J Open Source Softw 2018;3:648. Crossref
15. Kumar A, Samavedi S, Bates AS, et al. Safety of selective nerve sparing in high-risk prostate cancer during robotassisted radical prostatectomy. J Robot Surg 2017;11:129-38. Crossref
16. Yuh B, Artibani W, Heidenreich A, et al. The role of robot-assisted radical prostatectomy and pelvic lymph node dissection in the management of high-risk prostate cancer: a systematic review. Eur Urol 2014;65:918-27. Crossref
17. Nguyen LN, Head L, Witiuk K, et al. The risks and benefits of cavernous neurovascular bundle sparing during radical prostatectomy: a systematic review and meta-analysis. J Urol 2017;198:760-9. Crossref
18. Berg KD, Thomsen FB, Hvarness H, Christensen IJ, Iversen P. Early biochemical recurrence, urinary continence and potency outcomes following robot-assisted radical prostatectomy. Scand J Urol 2014;48:356-66. Crossref
19. Tal R, Alphs HH, Krebs P, Nelson CJ, Mulhall JP. Erectile function recovery rate after radical prostatectomy: a metaanalysis. J Sex Med 2009;6:2538-46. Crossref
20. Choi WW, Freire MP, Soukup JR, et al. Nerve-sparing technique and urinary control after robot-assisted laparoscopic prostatectomy. World J Urol 2011;29:21-7. Crossref
21. Ngoo KS, Honda M, Kimura Y, et al. Longitudinal study on the impact of urinary continence and sexual function on health-related quality of life among Japanese men after robot-assisted radical prostatectomy. Int J Med Robot 2019;15:e2018. Crossref
22. Tang Z, Li D, Zhang X, et al. Comparison of the simplified International Index of Erectile Function (IIEF-5) in patients of erectile dysfunction with different pathophysiologies. BMC Urol 2014;14:52. Crossref

Fragile X syndrome: genetic and clinical profile in the Hong Kong Chinese population

Hong Kong Med J 2025;31:Epub 5 Jun 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Fragile X syndrome: genetic and clinical profile in the Hong Kong Chinese population
Candice WM Au, MB, BS, FHKAM (Paediatrics)1; HM Luk, MD, FHKAM (Paediatrics)1; Stephanie Ho, MB, ChB, FHKAM (Paediatrics)1; SW Cheng, MB, ChB, FHKAM (Paediatrics)1; Stephen TS Lam, MD, FHKAM (Paediatrics)2; Brian HY Chung, MD, FHKAM (Paediatrics)3; SC Chong, MB, BS, FHKAM (Paediatrics)4; Ivan FM Lo, MB, ChB, FHKAM (Paediatrics)1
1 Department of Clinical Genetics, Hong Kong Children’s Hospital, Hong Kong SAR, China
2 Clinical Genetics Service, The Hong Kong Sanatorium & Hospital, Hong Kong SAR, China
3 Department of Paediatrics and Adolescent Medicine, School of Clinical Medicine, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
4 Department of Paediatrics, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Dr Ivan FM Lo (dr.ivanlo@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Fragile X syndrome (FXS) is a common inherited cause of intellectual disability, and FXS testing is recommended as a first-line genetic investigation for global developmental delay or intellectual disability. This retrospective study evaluated the diagnostic yield of FXS testing and clinical features in Chinese patients in Hong Kong.
 
Methods: From 1993 to 2022, 7291 patients referred to the Clinical Genetic Service for neurodevelopmental conditions (eg, developmental delay, autism spectrum disorder, and intellectual disability) underwent FXS testing. In total, 103 individuals from 61 families were confirmed to have an FMR1 full mutation, including 59 index cases and 44 family members. Clinical features of 70 Chinese patients with FXS, including growth, neurobehavioural features, and other co-morbidities, were evaluated.
 
Results: The diagnostic yield of FXS testing was 0.8%. The median age at diagnosis for index cases was 4.1 years, with a trend towards earlier diagnosis in recent years. In 27 families (44.2%), multiple members carried a full mutation. Prenatal diagnosis was arranged in 11% of families. Developmental delay was observed in all males, compared with 45.0% of females. Intellectual disability affected 86.0% of males but only 30.0% of females. Common co-morbidities included obesity, autism spectrum disorder, attention-deficit/hyperactivity disorder, epilepsy, gastrointestinal problems, and sleep disturbances. Features such as strabismus, scoliosis, and mitral valve prolapse were rarely reported.
 
Conclusion: Fragile X syndrome is more than a pure neurodevelopmental disorder. Our findings highlight the importance of early diagnosis and subsequent management, with awareness of relevant surveillance and management guidelines.
 
 
New knowledge added by this study
  • The local diagnostic yield of fragile X syndrome in patients referred for developmental delay/intellectual disability is 0.8%. There is a temporal trend towards earlier diagnosis. This study explored the landscape of cascade screening and prenatal diagnosis in Hong Kong.
  • We examined the co-morbidity profile of patients with a full mutation in the FMR1 gene in Hong Kong. We observed a substantial number of co-morbidities beyond neurodevelopmental issues, requiring regular follow-up and surveillance.
Implications for clinical practice or policy
  • There is a need for heightened awareness of disease-specific surveillance guidelines, which may be facilitated by the development of rare disease registries.
  • Integration of structured surveillance protocols into routine care for patients with fragile X syndrome may improve early identification and management of co-morbidities, thereby enhancing long-term health outcomes.
 
 
Introduction
Fragile X syndrome (FXS; OMIM #300624), an X-linked dominant condition, is one of the most common inherited causes of intellectual disability (ID)1 2 3 and autism spectrum disorder (ASD).2 3 4 5 The prevalence of FXS is most widely regarded as 1 in 4000 for males and 1 in 8000 for females.6 7 8 9 Fragile X syndrome is within the spectrum of FMR1-related disorders,10 caused by pathogenic variants in the FMR1 (fragile X messenger ribonucleoprotein 1) gene (OMIM #309550) mapped to the chromosome Xq27.3 region, which encodes the fragile X mental retardation protein.
 
Fragile X syndrome is the first genetic disorder known to be caused by trinucleotide repeat expansions—specifically, cytosine-guanine-guanine (CGG) repeats in the 5’ untranslated region of the FMR1 gene. FMR1 alleles are categorised as normal (<45), intermediate (45-54), premutation (PM, 55-200), and full mutation (FM, >200) based on repeat size. Premutation alleles are associated with elevated levels of FMR1 messenger ribonucleic acid,10 leading to ribonucleic acid toxicity that can result in fragile X–associated tremor/ataxia syndrome, fragile X–associated primary ovarian insufficiency, or fragile X–associated neuropsychiatric disorders.10 Conversely, FXS typically results from FM with promoter region hypermethylation and histone protein deacetylation,11 12 causing transcriptional silencing.13 14 Most individuals inherit the FM from their mothers, who are PM carriers. Stability upon maternal transmission depends on the size of the PM.15
 
Characteristic signs of FXS, including prominent ears, elongated face, protruding ears, and macroorchidism, tend to evolve with age.1 4 Facial dysmorphism can vary depending on ethnic background,4 and females exhibit greater clinical variability.16 17 Most patients are not diagnosed until the age of 3 years.18 19 Fragile X syndrome is also associated with multiple medical co-morbidities, such as recurrent otitis media, mitral valve prolapse, and connective tissue problems.3
 
Clinical presentation can be further complicated by either size mosaicism or methylation mosaicism.20 Size mosaicism refers to cell populations with variably sized CGG repeats—typically the presence of PM or intermediate/normal alleles in addition to FMs. Methylation mosaicism involves both methylated and unmethylated cell populations at the FMR1 locus. Mosaicism in males with FXS has been reported in 12% to 41% of cases.21 22 23
 
While the epidemiology of FXS has been extensively studied in Western populations,6 7 8 9 the reported prevalence of FXS among Chinese patients with developmental delay or ID showed variability (ranging from 0.43% to 12.9%).24 25 Furthermore, the prevalence of medical co-morbidities remains understudied in the Chinese population.
 
In this single-centre retrospective study, we aimed to: (1) review the clinical features of FXS patients referred to the Department of Clinical Genetics of the Hospital Authority (formerly the Clinical Genetic Service of the Department of Health); (2) evaluate parameters regarding growth, medical co-morbidities, and neurobehavioural features in the Hong Kong Chinese patient population with FXS; (3) assess the diagnostic yield of FXS testing in patients with unexplained developmental delay or ID; and (4) review the diagnostic journey of such patients.
 
Methods
Patient data
Neurodevelopmental delay, ID, or ASD are the main reasons for ordering FXS testing. Over the 30-year period from 1993 to 2022, 7291 patients referred for such neurodevelopmental conditions underwent FXS molecular testing after clinical genetic evaluation. Maternal testing and further cascade testing were considered upon diagnosis in index cases.
 
Patients with FMR1 FMs were included in the initial analysis, and a retrospective chart review of printed and electronic records was performed. For analysis of clinical features among Chinese patients with FXS, individuals who self-identified as non-Chinese or had co-existing copy number variants or chromosomal structural abnormalities were excluded.
 
Molecular data
Genomic DNA was extracted from peripheral blood leucocytes using standardised methods, in accordance with the manufacturer’s instructions. Prior to 2014, polymerase chain reaction (PCR) followed by Southern blot analysis was used to identify individuals with FXS. This approach was subsequently replaced by conventional PCR that can detect (CGG)n alleles up to 90 repeats, followed by triplet-primed PCR and methylation-specific PCR using the AmplideX kit (Asuragen, Austin [TX], US), if necessary.
 
Statistical analysis
Baseline demographic characteristics were descriptively summarised. Continuous variables were reported as means and standard errors for normally distributed data, and as medians and ranges/interquartile ranges (IQRs) for non-parametrically distributed data. To assess the association between age at diagnosis and year of assessment, correlation analysis was performed using the Pearson correlation coefficient (r), with a statistical significance threshold of 5%. Prevalence proportions were used to evaluate categorical clinical characteristics. Comparisons between males and females were made using the Chi squared test or Fisher’s exact test. Statistical analysis was performed using SPSS (Windows version 26.0; IBM Corp, Armonk [NY], US).
 
Results
Patient demographics
Overall, 103 individuals from 61 families were confirmed to have an FM in the FMR1 gene. Index cases were defined as patients referred from their parent institution for their condition. Among the index cases, eight individuals came from four families, with two affected members referred separately in each family. In six other families, the consultand was an unaffected member referred due to a positive family history. Family screening identified 44 additional cases in 29 families, comprising 13 males (29.5%) and 31 females (70.5%) [Table 1].
 

Table 1. Baseline demographic characteristics (n=103)
 
Family history
Details of family history for 55 unrelated index cases and six consultands are presented in Table 2. Overall, 41 (67.2%) had a positive family history in one or more aspects.
 

Table 2. Family history (n=61)
 
Diagnosis
Of 7291 patients underwent testing, 59 index cases were identified, yielding an overall diagnostic rate of 0.8%. The sex-specific diagnostic yields were 1.0% for males and 0.3% for females. Additionally, one male and one female patient had PMs. There was an upward trend in the number of FXS tests performed (unpublished data). The median ages at diagnosis were 6.73 years (range, 1.17-52.36) among all FXS patients (including those identified through family screening) and 4.10 years (range, 1.72-26.95) when considering index cases alone. The median diagnostic lag time for index cases, defined as the time elapsed between referral and diagnosis, was 11.0 months (IQR=6.53-20.0, n=54).
 
The temporal trends in diagnosis are shown in Table 3. A weak negative correlation between age and assessment year was observed for all cases (r=-0.267, n=103; P=0.006). Regarding index cases, a moderate negative correlation was observed (r=-0.396, n=59; P=0.0019), suggesting a trend towards earlier diagnosis over time.
 

Table 3. Age at diagnosis
 
The mosaicism statuses of our patients are summarised in Table 4.
 

Table 4. Mosaicism status
 
Family cascade testing
Among the 61 families, 54 underwent maternal testing—44 were PM carriers and 10 were FM carriers. Cascade testing was conducted in other family members in 45 families (73.8%). Twenty siblings were identified as affected individuals, and maternal second-/third-degree relatives constituted another 13 cases. In 27 families (44.2%), more than one FM carrier was identified—15 families (24.6%) had two affected members, nine (14.8%) had three affected members, and three (4.9%) had four affected members. Nonetheless, 16 families (26.2%) did not proceed with further cascade testing after maternal testing. Four families (6.6%) did not undergo any family testing at all.
 
Prenatal diagnosis was arranged for 11 families (18%), involving 10 PM carriers and two FM carriers. Two male fetuses were affected by FM, and these pregnancies were terminated. One FM carrier opted for termination of pregnancy at 10 weeks of gestation despite counselling regarding the availability of prenatal diagnosis.
 
Clinical features
Seventy Chinese patients with FMR1 FM from 55 different families were included in the analysis of clinical features (Fig); details are summarised in Table 5.
 

Figure. Patient selection for analysis
 

Table 5. Clinical features (n=70)
 
The presence and severity of ID, co-morbid ASD, or attention-deficit/hyperactivity disorder were determined based on clinician reports. More than half of the male patients (54.0%) had ID of moderate or greater severity. None of the female patients had severe ID; three females had borderline intelligence not supporting a diagnosis of ID.
 
Epilepsy was diagnosed in 12 patients (17.1%). One 10-year-old boy with refractory epilepsy had high-risk medulloblastoma and completed treatment at age 6 years. He developed spasm-like attacks and possible focal seizures at age 7 years. Among the remaining patients, eight had generalised seizures, two had a mixed semiology of generalised and focal seizures, and one patient had unclear seizure semiology. The age at seizure onset ranged from 2 to 19 years, with a median of 7.0 years (IQR=3.75-8.0). Three patients experienced convulsive status epilepticus triggered by infective episodes, one required intensive care unit admission.
 
Forty-three patients (61.4%) underwent neuroimaging (magnetic resonance imaging/computed tomography of the brain), and most results were unremarkable.
 
Eight patients (five males and three females) with mosaicism were eligible for analysis of clinical features after excluding individuals with inadequate data. These patients generally had less severe ID than non-mosaic patients, although proper comparison was hindered by the small sample size.
 
Gastrointestinal conditions and sleep problems were common co-morbidities, affecting 27.1% and 31.4% of patients, respectively. Seven patients underwent echocardiography at least once; two displayed transient aortic root dilatation. Congenital anomalies identified among our patients included Pierre Robin sequence, Klippel-Trenaunay syndrome, hemifacial asymmetry, microtia, and pigmentary mosaicism. These conditions were relatively rare in the literature.
 
Discussion
Clinical features
Approximately 20% of our patients developed obesity in childhood or adolescence, which aligns with the general childhood overweight/obesity prevalence in Hong Kong (around 20%).26 However, a US study27 examining 848 families with at least one child had FXS showed that 31% of male and 15% of female children were obese. With respect to obesity alone, the frequency may be higher among our patients than in the general population, which may be attributed to physical inactivity in individuals with ID, as well as the use of psychiatric medications.
 
Five male patients (10.0%) and one female patient (5.0%) exhibited macrocephaly, and a few had suspected overgrowth syndrome upon referral. A subset of FXS patients has been reported to present with Sotos- or Prader-Willi–like phenotypes.16 This feature may pose a diagnostic challenge.
 
In our study, the frequency of developmental delay and ID was consistent with findings in other populations. Female patients displayed milder phenotypes, which is compatible with the presentation of X-linked disorders. Additionally, 48.6% of patients had a clinician-reported diagnosis of ASD. The reported prevalence of co-morbid ASD in males with FXS varies widely across studies, from 30% to 60%.3 28 The use of different instruments has been reported to cause diagnostic inconsistency; this is further complicated by the intrinsic difficulty in diagnosing ASD among individuals with ID. The frequencies of hyperactivity and attention-deficit/hyperactivity disorder in our study are similar to rates in the literature (50%-60% and 12%-23%, respectively),29 but smaller percentages of our patients displayed inattention, anxiety problems, or depression compared to the literature (74%-84% for inattention, 58%-86% for anxiety problems, and 8%-12% for depression).29 The lower rates of such conditions in our study may be due to diagnostic overshadowing. Active research is underway to identify more accurate diagnostic measures for neurobehavioural co-morbidities.28
 
Overall, 17.1% of our patients displayed epilepsy, with a predilection towards generalised seizures. This is in agreement with the work of Berry-Kravis et al,30 who characterised seizures in the largest evaluated cohort of FXS patients, although earlier case series suggested that focal onset seizures with impaired awareness were the most common semiology.30 Notably, three patients presented with convulsive status epilepticus, which is uncommon among FXS patients.
 
The presence of co-morbidities such as gastrointestinal problems, sleep disturbances, joint laxity, and pes planus was consistent with commonly observed clinical patterns in individuals with FXS. Nonetheless, only a small percentage of patients in our cohort showed strabismus or refractive errors, scoliosis, or recurrent otitis media; none exhibited joint dislocations or mitral valve prolapse (Table 5). The true prevalence of mitral valve prolapse remains unclear. Loehr et al31 reported a prevalence as high as 55% in a series of FXS patients in 1986, whereas Kidd et al3 reported a prevalence of 0.8%; some Asian studies32 33 did not identify any individuals with mitral valve prolapse.
 
A systematic approach to health supervision for FXS has been recommended by the American Academy of Pediatrics1 28 across developmental stages. To our knowledge, there are no established surveillance guidelines in Hong Kong. Ultimately, FXS is more than a purely neurodevelopmental disorder; it is important to be aware of potential multisystemic approach and provide health supervision as needed.
 
Diagnosis
Our diagnostic yield of 0.8% is consistent with a local study in 1999,34 which showed a diagnostic yield of 0.6% among 324 patients with mild ID of unspecified cause, and with a study by Chen et al (0.93%)35 that evaluated the diagnostic yield of FXS testing in 553 unrelated patients with moderate to severe ID of unknown cause in Beijing in 2015. Nonetheless, our yield is slightly lower than those reported by Mei et al (2.4%)32 and Zhong et al (2.8%),36 which were derived from relatively large-scale studies conducted in Chinese populations. Our results also revealed a slightly lower diagnostic yield compared with that of Western literature, which is around 1.5% to 2%.37 This may be explained by reported differences in the distribution of normal, PM, and FM alleles between Asian and non-Asian populations. Various studies have identified a lower prevalence of PM alleles in East Asians compared with Western populations. One study reported that the prevalence of PM and asymptomatic FM carriers in the Hong Kong Chinese pregnant population was 1 in 883,38 whereas another study showed a prevalence of 1 in 1113 among unaffected Chinese individuals.39 The reported prevalence of PM alleles in Western populations varies from 1 in 113 to 1 in 382, depending on ethnicity.39 Intriguingly, most FMR1 alleles contain 29 or 30 CGG repeats across different populations, including ours. Alternatively, the apparent difference in PM allele prevalence may be explained by the founder haplotype hypothesis, whereby various factors contribute to disparate rates of normal-to-PM transitions, including different AGG interruption patterns across populations.40 Although preliminary studies have explored an association between neurodevelopmental difficulties and PM status, findings have been inconclusive. In our cohort, only two patients referred for developmental delay exhibited PM status.
 
Our study showed a weak but statistically significant trend towards an earlier age at diagnosis, which may be attributed to increased awareness of children’s developmental needs and, consequently, an earlier age at referral. The median age at diagnosis was 4.1 years for index cases alone, and 6.73 years for all cases in our study. These values are comparable to international data where the average age at diagnosis ranges from 2.9 to 6.3 years.18 33
 
There has been debate regarding whether FXS testing should be utilised as a first-line investigation to evaluate developmental delay. However, it is a simple and inexpensive test with a short turnaround time. The availability of such a test is crucial because it aids in prompt diagnosis, facilitating further cascade testing and reproductive planning. In our study, 44.2% of families had more than one affected member. Ten female PM carriers and two FM carriers from 11 families (18%) underwent prenatal diagnosis; two pregnancies were terminated after identification of FXS status. A diagnosis in one family member may influence others’ decisions regarding pregnancy and subsequently affect pregnancy outcomes. Fragile X PM carrier screening is recommended by organisations such as the American College of Obstetricians and Gynecologists41 and the American College of Medical Genetics and Genomics42 for women with a family history suggestive of fragile X—related disorders who are either considering pregnancy or currently pregnant. Although prenatal carrier testing is free for women of childbearing age in some countries, it is currently self-financed in Hong Kong and thus not widely implemented.
 
An expedited diagnosis can facilitate the timely implementation of medical interventions. For PM carriers who exhibit increased risks of fragile X—associated primary ovarian insufficiency and fragile X—associated tremor/ataxia syndrome, anticipatory guidance and timely referrals can be provided. Furthermore, multiple targeted therapeutic agents with the potential to reverse some neurobiological aspects of the disorder (eg, mavoglurant, metformin, cannabidiol transdermal gel, acamprosate, and lovastatin) are undergoing active evaluation. Should any of these candidates be approved in the future, early diagnosis would prove even more beneficial.
 
Strengths and limitations
To our knowledge, this is the largest cohort of Chinese FXS patients reported to date. Because most FXS testing was performed at our centre, potential disease prevalence can be inferred. Our study offers a longitudinal perspective regarding the disease course and highlights areas for improvement in health supervision and management. Furthermore, we examined the landscape of cascade screening and prenatal diagnosis in our specific cultural setting.
 
However, this was a retrospective study and thus largely dependent on clinician-reported findings. The diagnostic yield may have been influenced by the secular trend of an increasing number of referrals for developmental delay. Furthermore, it was difficult to implement standardised diagnostic instruments for certain co-morbidities. Some patients had inadequate information or were lost to follow-up in the public sector. Finally, the lack of a standardised surveillance protocol for FXS contributed to potential confirmation bias.
 
Conclusion
In our study, we explored the diagnostic yield of FXS testing, as well as cascade testing and prenatal diagnosis in families with FXS in Hong Kong. Our study provides insights into the clinical features and co-morbidities of FXS in the largest cohort of Chinese patients reported to date. There has been improved awareness of children’s developmental needs, as demonstrated by a trend towards earlier diagnosis, but no local surveillance protocols exist for patients with FXS. The high prevalences of neurobehavioural and medical co-morbidities highlight the need for prompt diagnosis and structured health management. We recommend increased awareness of the multisystemic approach and targeted treatments currently under investigation, and we propose establishing rare disease registries to facilitate this process.
 
Considering the clinical utility of FXS testing in clinical and reproductive management, we believe it should continue to be included in the evaluation of patients with developmental delay or ID; its role in the diagnostic pathway should be determined by local resources.
 
Author contributions
Concept or design: CWM Au, HM Luk, IFM Lo.
Acquisition of data: CWM Au, S Ho.
Analysis or interpretation of data: CWM Au.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank the patients and their families for contributing the clinical data used in this study.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Central Institutional Review Board of Hospital Authority, Hong Kong (Ref No.: PAED-2023-061). A waiver of informed patient consent was obtained from the Board due to the retrospective nature of the research.
 
References
1. Hersh JH, Saul RA; Committee on Genetics. Health supervision for children with fragile X syndrome. Pediatrics 2011;127:994-1006. Crossref
2. Jin X, Chen L. Fragile X syndrome as a rare disease in China—therapeutic challenges and opportunities. Intractable Rare Dis Res 2015;4:39-48. Crossref
3. Kidd SA, Lachiewicz A, Barbouth D, et al. Fragile X syndrome: a review of associated medical problems. Pediatrics 2014;134:995-1005. Crossref
4. Lubala TK, Lumaka A, Kanteng G, et al. Fragile X checklists: a meta-analysis and development of a simplified universal clinical checklist. Mol Genet Genomic Med 2018;6:526-32. Crossref
5. Tassone F, Pan R, Amiri K, Taylor AK, Hagerman PJ. A rapid polymerase chain reaction–based screening method for identification of all expanded alleles of the fragile X (FMR1) gene in newborn and high-risk populations. J Mol Diagn 2008;10:43-9. Crossref
6. Coffee B, Keith K, Albizua I, et al. Incidence of fragile X syndrome by newborn screening for methylated FMR1 DNA. Am J Hum Genet 2009;85:503-14. Crossref
7. Lévesque S, Dombrowski C, Morel ML, et al. Screening and instability of FMR1 alleles in a prospective sample of 24,449 mother–newborn pairs from the general population. Clin Genet 2009;76:511-23. Crossref
8. Monaghan KG, Lyon E, Spector EB. ACMG Standards and Guidelines for fragile X testing: a revision to the disease-specific supplements to the Standards and Guidelines for Clinical Genetics Laboratories of the American College of Medical Genetics and Genomics. Genet Med 2013;15:575-86. Crossref
9. Peprah E. Fragile X syndrome: the FMR1 CGG repeat distribution among world populations. Ann Hum Genet 2012;76:178-91. Crossref
10. Spector E, Behlmann A, Kronquist K, et al. Laboratory testing for fragile X, 2021 revision: a technical standard of the American College of Medical Genetics and Genomics (ACMG). Genet Med 2021;23:799-812. Crossref
11. Coffee B, Zhang F, Warren ST, Reines D. Acetylated histones are associated with FMR1 in normal but not fragile X–syndrome cells. Nat Genet 1999;22:98-101. Crossref
12. Crawford DC, Acuña JM, Sherman SL. FMR1 and the fragile X syndrome: human genome epidemiology review. Genet Med 2001;3:359-71. Crossref
13. Chiurazzi P, Pomponi MG, Willemsen R, Oostra BA, Neri G. In vitro reactivation of the FMR1 gene involved in fragile X syndrome. Hum Mol Genet 1998;7:109-13. Crossref
14. Sutcliffe JS, Nelson DL, Zhang F, et al. DNA methylation represses FMR-1 transcription in fragile X syndrome. Hum Mol Genet 1992;1:397-400. Crossref
15. Nolin SL, Brown WT, Glicksman A, et al. Expansion of the fragile X CGG repeat in females with premutation or intermediate alleles. Am J Hum Genet 2003;72:454-64. Crossref
16. de Vries BB, Halley DJ, Oostra BA, Niermeijer MF. The fragile X syndrome. J Med Genet 1998;35:579-89. Crossref
17. Finucane B, Abrams L, Cronister A, Archibald AD, Bennett RL, McConkie-Rosell A. Genetic counseling and testing for FMR1 gene mutations: practice guidelines of the National Society of Genetic Counselors. J Genet Couns 2012;21:752-60. Crossref
18. Bailey DB Jr, Raspa M, Bishop E, Holiday D. No change in the age of diagnosis for fragile X syndrome: findings from a national parent survey. Pediatrics 2009;124:527-33. Crossref
19. Carmichael B, Pembrey M, Turner G, Barnicoat A. Diagnosis of fragile-X syndrome: the experiences of parents. J Intellect Disabil Res 1999;43:47-53. Crossref
20. Kraan CM, Godler DE, Amor DJ. Epigenetics of fragile X syndrome and fragile X–related disorders. Dev Med Child Neurol 2019;61:121-7. Crossref
21. Baker EK, Arpone M, Vera SA, et al. Intellectual functioning and behavioural features associated with mosaicism in fragile X syndrome. J Neurodev Disord 2019;11:41. Crossref
22. Meng L, Kaufmann WE, Frye RE, et al. The association between mosaicism type and cognitive and behavioral functioning among males with fragile X syndrome. Am J Med Genet A 2022;188:858-66. Crossref
23. Nolin SL, Glicksman A, Houck GE Jr, Brown WT, Dobkin CS. Mosaicism in fragile X affected males. Am J Med Genet 1994;51:509-12. Crossref
24. Liu Y, Chen Y, Zhou X, et al. Mutational analysis of FMR1 gene in autistic children of Han ethnic [in Chinese]. Chin J Child Health Care 2011;19:701-3.
25. Zhang X, Zhong J, Huo X, et al. Screening and genetic diagnosis of fragile X syndrome among children with mental retardation of unknown cause [in Chinese]. Chin J Birth Health Hered 2010;18:38-9.
26. Centre for Health Protection, Department of Health, Hong Kong SAR Government. Overweight and obesity. 2021. Available from: https://www.chp.gov.hk/en/statistics/data/10/757/5513.html. Accessed 14 Jan 2024.
27. Raspa M, Bailey DB, Bishop E, Holiday D, Olmsted M. Obesity, food selectivity, and physical activity in individuals with fragile X syndrome. Am J Intellect Dev Disabil 2010;115:482-95. Crossref
28. Kidd SA, Berry-Kravis E, Choo TH, et al. Improving the diagnosis of autism spectrum disorder in fragile X syndrome by adapting the Social Communication Questionnaire and the Social Responsiveness Scale–2. J Autism Dev Disord 2020;50:3276-95. Crossref
29. Ciaccio C, Fontana L, Milani D, Tabano S, Miozzo M, Esposito S. Fragile X syndrome: a review of clinical and molecular diagnoses. Ital J Pediatr 2017;43:39. Crossref
30. Berry-Kravis E, Filipink RA, Frye RE, et al. Seizures in fragile X syndrome: associations and longitudinal analysis of a large clinic-based cohort. Front Pediatr 2021;9:736255. Crossref
31. Loehr JP, Synhorst DP, Wolfe RR, Hagerman RJ. Aortic root dilatation and mitral valve prolapse in the fragile X syndrome. Am J Med Genet 1986;23:189-94. Crossref
32. Mei L, Hu C, Li D, et al. The incidence and clinical characteristics of fragile X syndrome in China. Front Pediatr 2023;11:1064104. Crossref
33. Charalsawadi C, Wirojanan J, Jaruratanasirikul S, Ruangdaraganon N, Geater A, Limprasert P. Common clinical characteristics and rare medical problems of fragile X syndrome in Thai patients and review of the literature. Int J Pediatr 2017;2017:9318346. Crossref
34. Pang CP, Poon PM, Chen QL, et al. Trinucleotide CGG repeat in the FMR1 gene in Chinese mentally retarded patients. Am J Med Genet 1999;84:179-83. Crossref
35. Chen X, Wang J, Xie H, et al. Fragile X syndrome screening in Chinese children with unknown intellectual developmental disorder. BMC Pediatr 2015;15:77. Crossref
36. Zhong N, Ju W, Xu W, et al. Frequency of the fragile X syndrome in Chinese mentally retarded populations is similar to that in Caucasians. Am J Med Genet 1999;84:191-4. Crossref
37. Mullegama SV, Klein SD, Nguyen DC, et al. Is it time to retire fragile X testing as a first-tier test for developmental delay, intellectual disability, and autism spectrum disorder? Genet Med 2017;19:1380-1. Crossref
38. Cheng YK, Lin CS, Kwok YK, et al. Identification of fragile X pre-mutation carriers in the Chinese obstetric population using a robust FMR1 polymerase chain reaction assay: implications for screening and prenatal diagnosis. Hong Kong Med J 2017;23:110-6. Crossref
39. Huang W, Xia Q, Luo S, et al. Distribution of fragile X mental retardation 1 CGG repeat and flanking haplotypes in a large Chinese population. Mol Genet Genomic Med 2015;3:172-81. Crossref
40. Genereux DP, Laird CD. Why do fragile X carrier frequencies differ between Asian and non-Asian populations? Genes Genet Syst 2013;88:211-24. Crossref
41. The American College of Obstetricians and Gynecologists. Carrier Screening for Genetic Conditions. Committee Opinion. Number 691. March 2017. Available from: https://www.acog.org/clinical/clinical-guidance/committee-opinion/articles/2017/03/carrier-screening-for-genetic-conditions. Accessed 25 Apr 2024.
42. Gregg AR, Aarabi M, Klugman S, et al. Screening for autosomal recessive and X-linked conditions during pregnancy and preconception: a practice resource of the American College of Medical Genetics and Genomics (ACMG). Genet Med 2021;23:1793-806. Crossref

Evaluation of the safety and efficacy of the Sentire Surgical System (C1000) for robot-assisted radical prostatectomy

Hong Kong Med J 2025;31:Epub 4 Jun 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Evaluation of the safety and efficacy of the Sentire Surgical System (C1000) for robot-assisted radical prostatectomy
CF Ng, MB, ChB, MD; CH Yee, MB, BS, MD; Peter KF Chiu, MB, ChB, PhD; Mandy HM Tam, MB, ChB, FHKAM (Surgery); Franco PT Lai, BN
SH Ho Urology Centre, Department of Surgery, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This prospective clinical study evaluated the clinical safety and efficacy of the Sentire Surgical System (C1000), a locally developed robotic surgical platform, in performing radical prostatectomy in Hong Kong.
 
Methods: This was a single-centre, single-arm study. Adult patients with a clinical diagnosis of localised prostate cancer planned for surgical treatment were invited to participate. Surgery was performed using the Sentire C1000 system following the standard approach. The primary endpoints were the conversion rate and the incidence of perioperative complications within 30 days. Secondary outcomes, including perioperative, pathological, oncological, and functional outcomes at 1 month after surgery, were also assessed.
 
Results: From August 2022 to September 2023, 20 patients were recruited. All procedures were performed without conversion. There were no intraoperative complications related to the robotic device. Minor surgical complications (Grade I-II according to the Clavien–Dindo Classification) occurred in seven patients and were managed conservatively. The mean total operative time was 184.5 minutes (standard deviation=30.0). The median estimated blood loss was 175.0 mL (interquartile range [IQR]=100.0-275.0). The median length of hospital stay was 3.0 days (IQR=2.0-4.0). Seventeen patients achieved undetectable levels of prostate-specific antigen at 1 month after surgery.
 
Conclusion: These initial results support the Sentire Surgical System (C1000), Hong Kong’s first locally developed multidisciplinary surgical robotic platform, as a safe and effective option for radical prostatectomy, with clinical performance and outcomes comparable to existing robotic systems.
 
 
New knowledge added by this study
  • The first locally developed multidisciplinary surgical robotic system demonstrated safety and efficacy outcomes comparable to those of existing robotic systems.
  • Initial clinical use in radical prostatectomy showed successful implementation, without conversion or device-related complications.
Implications for clinical practice or policy
  • This locally developed surgical robotic system may offer a more affordable option for locoregional institutes and allow more patients to benefit from robotic surgery.
  • Wider adoption of locally developed systems could reduce reliance on monopolised international platforms and promote technological self-sufficiency in surgical care.
 
 
Introduction
Over the past few decades, the widespread adoption of robotic surgical systems has revolutionised surgical management, particularly for radical prostatectomy.1 Enhanced visualisation, superior dexterity, and tremor filtration enable surgeons to maintain precision in the deep pelvis with better ergonomics. These advantages contribute to lower rates of positive surgical margins and biochemical recurrence, thereby reducing the need for salvage therapy.2 Evidence also shows that robotic surgery can significantly reduce postoperative complications and shorten the time to regain continence and potency.3
 
For the past two decades, the global market for robotic surgery has been dominated by the da Vinci Surgical System (Intuitive Surgical, Sunnyvale [CA], US). However, worldwide adoption of robotic surgery remains limited by the high costs associated with device acquisition, maintenance, and disposables. Consequently, access disparities persist worldwide, particularly exacerbating inequities in surgical care4 in low- and middle-income countries.5 Surgeons and trainees are also deprived of opportunities to acquire robotic skills, creating a bottleneck in the clinical application of advanced surgical technologies. To address this problem, a novel, high-performing yet affordable robotic surgical system is needed to expand access to the highest standards of surgical care.
 
The Sentire Surgical System (C1000) is a novel robotic surgical system developed by Cornerstone Robotics Limited (Hong Kong, China). It is the first locally developed surgical robot designed for multispecialty use. The system consists of three interconnected components: a Patient-Side Robot (PSR), a Surgeon Console, and a Vision Cart. The PSR has four robotic arms, on which an endoscope and up to three robotic surgical instruments can be mounted. The endoscope provides a high-resolution, three-dimensional image for the console surgeon. An array of instruments, including graspers, needle drivers, clip appliers, and scissors, can be installed depending on the operational requirements. The Surgeon Console includes two hand controls and a set of foot pedals, enabling surgeons to operate the surgical instruments and endoscope on the PSR, while applying energy through the surgical instruments. The Vision Cart includes a touchscreen display showing the endoscopic view for the assistant surgeon. It houses the energy source for monopolar and bipolar instruments, as well as the light and camera source for the endoscope.
 
This study aimed to evaluate the clinical safety and efficacy of the Sentire Surgical System by reporting outcomes from the first clinical trial for radical prostatectomy, as part of a multispecialty clinical study. Comparable safety and patient outcomes will provide supporting evidence for the continued development of this robotic surgical technology, facilitating its implementation and evaluation in further clinical trials.
 
Methods
Study design
This was a prospective, single-centre, single-arm study aligned with Stage 1 (Innovation) of the IDEAL (Innovation, Development, Exploration, Assessment, Long-term Study) framework.6 The study formed part of a multi-speciality clinical investigation to evaluate the safety and efficacy of the Sentire Surgical System for robot-assisted colorectal, upper gastrointestinal, and urological surgery (radical prostatectomy).
 
Study population
From August 2022 to September 2023, 20 adult men with clinically localised prostate cancer and planned radical prostatectomy were recruited. The inclusion criteria were: (1) age between 50 and 80 years; (2) clinical diagnosis of non–metastatic prostate cancer; (3) body mass index <35 kg/m2; (4) deemed suitable for minimally invasive treatment; and (5) provision of informed consent. Exclusion criteria were: (1) contraindication to general anaesthesia; (2) prior history of prostatic surgery; (3) untreated active infection; (4) uncorrected coagulopathy; (5) presence of other malignancies or distant metastases; and (6) membership in a vulnerable population.
 
Surgical procedure
All 20 robot-assisted radical prostatectomies were performed by four practising urological surgeons, each with extensive experience (>50 prior cases as chief surgeon). All participating surgeons had been trained in the use of the system and had prior experience performing procedures with the system on cadaveric and live porcine models.
 
Patient and trocar positioning
Patients were placed under general anaesthesia in the lithotomy position. A total of four robotic ports were used. First, a 10-mm endoscope port was placed supraumbilically through an open approach. After pneumoperitoneum was established, three additional 8-mm robotic ports were inserted: one on either side of the supraumbilical port, adjacent to the left mid-clavicular line at approximately the vertical level of the umbilicus, and one along the right or left anterior axillary line, about 2 cm above the anterior iliac spine. A 12-mm assistant port was inserted opposite the most lateral robotic port, mirrored across the midline. Finally, a 5-mm assistant port was inserted between the midline and either the right or left mid-clavicular line (on the same side as the 12-mm assistant port) for suction and retraction (Fig 1).
 

Figure 1. Port placement for prostatectomy
 
Docking
Following port placement, the patient was placed in the Trendelenburg position. The PSR of the Sentire Surgical System, which consists of four robotic arms extending from a central column, was positioned between the patient’s legs. Figure 2 shows photos of the operating room during radical prostatectomy.
 

Figure 2. Intraoperative images of the Sentire Surgical System (C1000) during radical prostatectomy. (a) Robotic arms docked for the procedure. (b) Assistant surgeon position. (c) Surgeon Console. (d) Anaesthesiologist position
 
Instruments
For most radical prostatectomy procedures, a 0° endoscope was used throughout. One surgeon alternated among the 0°, 30° up (for initial bladder detachment), and 30° down endoscopes (for bladder neck dissection) according to their preference. Bipolar Maryland Forceps (Cornerstone Robotics Limited, Hong Kong SAR, China) were used in the left hand, Monopolar Curved Scissors (Cornerstone Robotics Limited, Hong Kong SAR, China) in the right hand, and ExtraGrasp forceps (Cornerstone Robotics Limited, Hong Kong SAR, China) on the fourth robotic arm for traction. Left-hand and right-hand instruments were exchanged for the Large Needle Driver during vesicourethral anastomosis and other suturing tasks. The right-hand instrument could also be replaced with the Large Clip Applier for vessel ligation.
 
Operation
Each operation was performed using the standard transperitoneal anterior approach. Briefly, bladder dissection was carried out in the areolar tissue plane between the peritoneum and transversalis fascia after the peritoneum had been incised at the lateral borders of the urinary bladder. Dissection continued caudally to develop the retropubic space. Preprostatic fat was removed for enhanced anatomical localisation. Dissection of the endopelvic fascia was then performed. The dorsal venous complex was ligated according to surgeon preference. Bladder neck dissection followed, then dissection of the vas deferens and seminal vesicles. The posterior plane of the prostate was then dissected, continuing to the prostatic apex. Lateral dissection was performed next, with the degree of nerve sparing determined by preoperative erectile function, tumour location, and tumour grade. Apical dissection was performed and the urethra was then divided.
 
Haemostasis was secured by further suturing of the dorsal venous complex, if not previously completed. If indicated, pelvic lymph node dissection was performed at this stage. Posterior Rocco’s stitch reconstruction was carried out, followed by vesicourethral anastomosis with continuous sutures. After confirming watertightness, a pelvic drain was placed via the most lateral robotic port. The robot was then undocked and specimens were removed in a specimen bag through an extended camera port incision. Wounds were closed using standard techniques.
 
Study endpoints
Primary endpoints included the conversion rate and the incidence of perioperative complications within 30 days. Conversion was defined as an emergent change to a conventional laparoscopic or open approach. Intraoperative events and postoperative complications during the hospital stay and within 30 days of discharge were recorded. The severity of complications was graded according to the Clavien–Dindo Classification. Whether complications were anticipated was determined based on their consistency with the current investigational plan or consent form. In the event of postoperative complications, the relationship to the Sentire Surgical System, the surgical procedure, and the patient’s underlying condition was documented, along with actions taken and outcomes.
 
Secondary endpoints included perioperative and pathological outcomes. Perioperative outcomes included total operative time, docking time, total console time, estimated blood loss, time to resume regular activity, length of hospital stay, time of drain and removal, time of urethral catheter removal, visual analogue scale (VAS) pain scores at 14 and 30 days, and use of pads for urinary incontinence at 14 days and 30 days. Pathological outcomes included surgical margins, lymph node metastasis, tumour involvement, pathological tumour stage, number of lymph nodes harvested, and postoperative prostate-specific antigen (PSA) level.
 
Statistical analyses
Data are presented in a descriptive manner. Continuous variables are reported as means with standard deviations (SDs) or medians with interquartile ranges, whereas categorical variables are presented as percentages. All analyses were performed using SPSS (Windows version 25.0; IBM Corp, Armonk [NY], US).
 
Results
Twenty patients were enrolled in the trial, and all successfully underwent robot-assisted radical prostatectomy using the Sentire Surgical System. The mean age was 68.5 years (SD=4.1) and the mean body mass index was 24.2 kg/m2 (SD=2.8). Two patients had a history of abdominal surgery: Case 3 had undergone open appendicectomy, and Case 11 had undergone laparoscopic cholecystectomy. Seventeen patients underwent radical prostatectomy only, while three also underwent lymphadenectomy. The mean prostate volume was 40.7 cc (SD=17.8). Nine patients had a Gleason score of 6, nine had a score of 7, and two had a score of 8. Five patients were classified as low-risk, 11 as intermediate-risk, and four as high-risk. Two patients received neoadjuvant hormonal therapy due to concerns about prolonged waiting times during the coronavirus disease 2019 period; their mean initial PSA level dropped from 16.2 ng/mL to 2.19 ng/mL. The mean preoperative PSA level for patients who did not receive neoadjuvant therapy was 15.2 ng/mL (SD=20.8) [Table 1].
 

Table 1. Demographics of the study population (n=20)
 
All operations were completed without conversion. There were no intraoperative complications related to the robotic device. Minor surgical complications (Grade I-II) occurred in seven patients, including four cases of wound infection, one case of urinary retention, one case of prolonged anastomotic leakage, one case of bilateral lower limb rash, and one case of left loin pain. Only five of these complications—namely wound infections and prolonged anastomotic leakage—were considered related to the surgery (Table 2).
 

Table 2. Postoperative complications
 
The mean total operative time (from skin incision to closure) was 184.5 minutes, including a mean docking time of 4.2 minutes and a mean total console time of 149.7 minutes. The median estimated blood loss was 175.0 mL. Postoperatively, the median time to resumption of regular activity was 7.0 days, the median duration of drainage was 2.0 days and the median duration of urethral catheterisation was 7.0 days. The median length of hospital stay was 3.0 days. The median VAS pain score at the 14-day follow-up was 3.0, whereas at the 30-day follow-up it was 0. Pad usage for urinary incontinence was 3.5 at the 14-day follow-up and 2.0 at the 30-day follow-up (Table 3).
 

Table 3. Perioperative surgical outcomes (n=20)
 
Regarding pathological outcomes, 13 of the 20 patients (65%) had negative surgical margins, including the two who received neoadjuvant hormonal therapy. Seventeen patients (85%) had undetectable PSA levels 1 month after surgery, while two other patients (95%) achieved undetectable levels at 3 months. Among the three patients who underwent lymphadenectomy, the mean number of lymph nodes harvested was 9 (range=5-11) [Table 4].
 

Table 4. Pathological outcomes for all cases (n=20)
 
Discussion
This prospective study reports the results of the first-in-human clinical trial of the Sentire Surgical System—the first locally developed multispecialty surgical robot—used for radical prostatectomy. All 20 procedures were completed successfully, without conversions and device-related intraoperative or postoperative complications, demonstrating that this novel surgical system is safe and effective for robot-assisted radical prostatectomy.
 
Since the introduction of robotic surgery in Hong Kong in 2005, its use—particularly in urology—has steadily expanded.7 According to the latest Surgical Outcome Monitoring and Improvement Programme report (2022-2023), almost all radical prostatectomies (409 of 410 patients) were performed using robotic surgery.8 Improved outcomes have been a key factor supporting its development.9 However, the high cost of robotic systems considerably limits further expansion and popularisation. With the expiration of certain technological patents, new robotic systems are rapidly emerging worldwide.10 The development of a locally based robotic system in Hong Kong represents an important milestone for the future of robotic surgery in the region.
 
Perioperative outcomes in this trial were favourable, with a mean total operative time of 184.5 minutes, comparable to reported times in the existing literature on both laparoscopic and robotic radical prostatectomy.11 The short docking time reflected a smooth docking process. Most cases had acceptable blood loss, and no patients required transfusion, again comparable to the literature.11 Despite the higher-than-expected wound infection rate, most infections were minor and managed with simple dressing. No specific cause was identified, and these events are unlikely to be related to the robotic system. Postoperative hospital stay was also short, with satisfactorily low VAS pain scores. Early functional outcomes, specifically pad usage for urinary incontinence, were also satisfactory (Table 3).
 
Short-term oncological outcomes also support the system’s efficacy, such that 65% of patients achieved a negative surgical margin and 85% and 95% of patients showed no PSA persistence (PSA level ≥0.1 ng/mL) at 30 days and 3 months after surgery, respectively—results that are comparable to the literature.12 In the three cases where lymphadenectomy was performed, the mean lymph node yield was 9, which is considered optimal for balancing the biochemical recurrence-free rate and complication risk.13 These findings indicate that the system can achieve oncological outcomes in radical prostatectomy comparable to those of established robotic systems.
 
Compared with our previously reported outcomes using other robotic systems,14 the performance of the current system was highly comparable. The mean operative time and hospital stay were 184.5 minutes/3.1 days (Sentire C1000), 225.8 minutes/3.3 days,14 (da Vinci S), and 223.7 minutes/3.0 days,14 (da Vinci SP). These results not only demonstrate that the Sentire C1000 offers performance comparable to existing robotic systems but also confirm the ease of surgical transition. A key factor enabling this transition is the similarity of the robotic control interface—including hand controls and foot pedals, allowing surgeons to adopt the new system more readily and apply their existing robotic experience. This is akin to driving different brands of cars, where consistent interfaces such as the steering wheel and pedals enable smooth adaptation. As a result, most new robotic systems adopt similar interface designs to support seamless integration by experienced surgeons. Moreover, the PSR has a similar arm configuration and setup to the da Vinci system, which also helps both surgeons and nursing staff adapt to the setup.
 
As this is the initial report of the Sentire Surgical System’s clinical use in radical prostatectomy, further clinical studies are warranted to evaluate its performance across a broader range of procedures.
 
Conclusion
Our findings indicate that the Sentire Surgical System (C1000) is a safe and effective robotic platform for radical prostatectomy. Its successful performance in this first-in-human experience supports ongoing development and broader application of this novel surgical robotic system.
 
Author contributions
Concept or design: CF Ng.
Acquisition of data: CH Yee, PKF Chiu, MHM Tam, FPT Lai.
Analysis or interpretation of data: FPF Lai.
Drafting of the manuscript: CF Ng, FPF Lai.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, CF Ng was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank the support from the operating theatre staff in Prince of Wales Hospital.
 
Funding/support
The research was supported by Cornerstone Robotics Limited for equipment and research fund. The funder had no role in the study design, data collection/analysis/interpretation, or manuscript preparation.
 
Ethics approval
The research was approved by the Joint Chinese University of Hong Kong—New Territories East Cluster Clinical Research Ethics Committee, Hong Kong (Ref No.: CREC 2021.472). It was registered on www.ClinicalTrials.gov (Ref No.: NCT05151835). Written informed consent was obtained from all patients for the publication of this research and the accompanying images.
 
References
1. Ng AT, Tam PC. Current status of robot-assisted surgery. Hong Kong Med J 2014;20:241-50. Crossref
2. Okegawa T, Omura S, Samejima M, et al. Laparoscopic radical prostatectomy versus robot-assisted radical prostatectomy: comparison of oncological outcomes at a single center. Prostate Int 2020;8:16-21. Crossref
3. Allan C, Ilic D. Laparoscopic versus robotic-assisted radical prostatectomy for the treatment of localised prostate cancer: a systematic review. Urol Int 2016;96:373-8. Crossref
4. Bansal E, Kunaprayoon S, Zhang LP. Opportunities for global health diplomacy in transnational robotic telesurgery. AMA J Ethics 2023;25:E624-36. Crossref
5. Mehta A, Cheng Ng J, Andrew Awuah W, et al. Embracing robotic surgery in low- and middle-income countries: potential benefits, challenges, and scope in the future. Ann Med Surg (Lond) 2022;84:104803. Crossref
6. IDEAL Collaboration. The IDEAL Framework. Available from: https://www.ideal-collaboration.net/the-ideal-framework/. Accessed 26 May 2025.
7. Chan SY, Hou SM, Wong WS, Ng CF. Robotic urological surgery: prospects for Hong Kong. Surg Pract 2007;11:154-8. Crossref
8. Surgical Outcomes Monitoring and Improvement Programme (SOMIP) report. Volume Fifteen: July 2022—June 2023. Hospital Authority, Hoong Kong SAR Government; 2024.
9. Lo KL, Ng CF, Lam CN, Hou SS, To KF, Yip SK. Short-term outcome of patients with robot-assisted versus open radical prostatectomy: for localised carcinoma of prostate. Hong Kong Med J 2010;16:31-5.
10. Marchegiani F, Siragusa L, Zadoroznyj A, et al. New robotic platforms in general surgery: what’s the current clinical scenario? Medicina (Kaunas) 2023;59:1264. Crossref
11. Novara G, Ficarra V, Rosen RC, et al. Systematic review and meta-analysis of perioperative outcomes and complications after robot-assisted radical prostatectomy. Eur Urol 2012;62:431-52. Crossref
12. Wu S, Lin SX, Cornejo KM, et al. Clinicopathological and oncological significance of persistent prostate-specific antigen after radical prostatectomy: a systematic review and meta-analysis. Asian J Urol 2023;10:317-28. Crossref
13. Zhang X, Zhang G, Wang J, Bi J. Different lymph node dissection ranges during radical prostatectomy for patients with prostate cancer: a systematic review and network meta-analysis. World J Surg Oncol 2023;21:80. Crossref
14. Ng CF, Teoh JY, Chiu PK, et al. Robot-assisted single-port radical prostatectomy: a phase 1 clinical study. Int J Urol 2019;26:878-83. Crossref

Roles of unmet supportive care needs, supportive cancer care service disruptions, and COVID-19–related perceptions in psychological distress among recently diagnosed breast cancer survivors in Hong Kong

Hong Kong Med J 2025;31:Epub 21 May 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Roles of unmet supportive care needs, supportive cancer care service disruptions, and COVID-19–related perceptions in psychological distress among recently diagnosed breast cancer survivors in Hong Kong
Nelson CY Yeung, PhD1; Stephanie TY Lau, BSSc1; Winnie WS Mak, PhD2; Cecilia Cheng, PhD3; Emily YY Chan, PhD1; Judy YM Siu, PhD4; Polly SY Cheung, PhD5
1 The Jockey Club School of Public Health and Primary Care, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Department of Psychology, The Chinese University of Hong Kong, Hong Kong SAR, China
3 Department of Psychology, The University of Hong Kong, Hong Kong SAR, China
4 Department of Applied Social Sciences, Faculty of Health and Social Sciences, The Hong Kong Polytechnic University, Hong Kong SAR, China
5 Hong Kong Breast Cancer Foundation, Hong Kong SAR, China
 
Corresponding author: Prof Nelson CY Yeung (nelsonyeung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Receiving a cancer diagnosis and living with breast cancer can be particularly stressful during pandemic situations. This study examined how cancer care service disruptions, unmet supportive care needs (SCNs), and coronavirus disease 2019 (COVID-19)–related perceptions were associated with psychological distress among Hong Kong breast cancer survivors (BCS) during the COVID-19 pandemic.
 
Methods: A total of 209 female BCS diagnosed since January 2020 (ie, the start of the COVID-19 pandemic in Hong Kong) were recruited from the Hong Kong Breast Cancer Registry to complete a cross-sectional survey measuring the aforementioned variables.
 
Results: Multivariable logistic regression analysis indicated that unmet physical/daily living needs (odds ratio [OR]=1.03; P=0.002), unmet psychological needs (OR=1.06; P<0.001), and perceived severity of COVID-19–related health consequences in BCS (OR=1.67; P=0.02) were significantly associated with moderate-to-severe psychological distress. However, cancer treatment/supportive care service disruptions, fear of COVID-19, and unmet SCNs in patient care/health system information/sexual domains were not significant contributors (P=0.77-0.89).
 
Conclusion: Half of the BCS in Hong Kong experienced substantial psychological distress during the pandemic. Survivors with higher levels of unmet SCNs in physical/daily living and psychological domains, as well as those with greater perceived severity of COVID-19–related health consequences, were more likely to experience moderate-to-severe psychological distress. These findings suggest that efforts to address specific unmet SCNs and risk perceptions are important for reducing psychological distress among BCS during pandemic situations.
 
 
New knowledge added by this study
  • At least 50% of breast cancer survivors (BCS) in Hong Kong experienced a moderate-to-severe level of psychological distress during the coronavirus disease 2019 (COVID-19) pandemic.
  • Unmet needs in physical/daily living and psychological domains were associated with moderate-to-severe psychological distress among local BCS.
  • Perceived COVID-19 severity, but not fear of COVID-19, was associated with moderate-to-severe psychological distress among local BCS.
Implications for clinical practice or policy
  • To address the physical and psychological needs of BCS, healthcare providers should consider how telemedicine services can provide remote support for symptom management and psychological counselling.
  • The provision of up-to-date educational materials can help alleviate distress and risk perceptions related to COVID-19.
 
 
Introduction
The coronavirus disease 2019 (COVID-19) pandemic has had a broad public health impact on global populations. Pandemic-control measures (eg, social distancing regulations and changes in hospital services) have affected both the general population and individuals with chronic diseases (including cancer survivors).1 A recent meta-analysis found that 53.9% of cancer patients (n=27 590) experienced high levels of distress during the COVID-19 pandemic2; breast cancer survivors (BCS) reported highest prevalence of post-traumatic stress symptoms (52.3%) among all groups of cancer patients.2 In Hong Kong, 40% of cancer survivors reported feeling anxious and depressed during COVID-19.3 However, factors associated with psychological distress among local BCS during the pandemic have been understudied.
 
After completion of active treatment, BCS require a range of supportive cancer care services for rehabilitation. To prioritise resources for managing COVID-19, some oncology services were postponed in Hong Kong.4 Among a heterogeneous sample of cancer survivors in Hong Kong,3 <10% reported that the COVID-19 pandemic had affected their hospital treatments or follow-ups. Despite this low prevalence, the potential negative impacts of such disruptions on cancer survivors’ well-being should not be ignored. A systematic review found that delays or changes in treatment plans were associated with high levels of psychological distress, above and beyond the contributions of other socio-demographic factors.5 Similarly, BCS in the United Kingdom who experienced disrupted oncology services reported worse emotional well-being.6 In China, a 3-week treatment delay was significantly associated with increased psychological symptoms among BCS.7 Based on these findings, we speculated that cancer treatment and supportive care service disruptions would be associated with greater psychological distress among BCS in Hong Kong.
 
Given that cancer survivors are more aware of the risks of infection compared with the general population,8 their emotional reactions and perceptions towards COVID-19 also contribute to their well-being. Due to the rapidly changing pandemic situations caused by different variants of the COVID-19 virus, cancer survivors tend to experience fear of contracting COVID-19 and express concerns about the severity of its negative health impacts on cancer prognosis.9 10 Based on a review of 51 studies (19.5% conducted in Asia), COVID-19–related fear and worries were associated with psychological distress among cancer survivors.11 However, a recent study in Hong Kong showed that 49.7% of cancer survivors did not feel worried about contracting COVID-19,3 and they did not consider themselves to experience more negative consequences of contracting COVID-19 compared with the general population.12 Whether COVID-19–related fear and risk perceptions are associated with psychological distress among BCS in Hong Kong has yet to be explored.
 
The COVID-19 pandemic has led to unmet supportive care needs (SCNs) among BCS. According to Fitch’s Supportive Care Needs Framework,13 a medical diagnosis affects people’s abilities to meet their own needs across life domains; unmet needs may result in worse adjustment outcomes. It is common for cancer survivors to report physical, psychological, social, and health system–related unmet needs during COVID-19.14 A longitudinal survey of Asian and Asian American cancer survivors revealed a significant increase in psychological and healthcare access needs during COVID-19.15 In Hong Kong, higher levels of unmet SCNs were identified in the health system/information, psychological, and patient care/support domains among cancer survivors during COVID-19.3 In Australia, unmet SCNs were associated with greater psychological distress among haematological and gynaecological cancer survivors.16 However, research examining the associations between unmet SCNs and BCS’ psychological distress has been sparse.
 
This study examined factors associated with psychological distress among Hong Kong BCS during COVID-19. We hypothesised that different domains of unmet SCNs, disruptions in cancer treatment and supportive cancer care services, increased fear of COVID-19, and a stronger belief that COVID-19 would cause more severe health consequences for BCS (compared with the general population) were associated with greater psychological distress.
 
Methods
Prospective participants were recruited from the Hong Kong Breast Cancer Registry, the most representative monitoring system for BCS in Hong Kong.17 Based on the cancer registry data, those fulfilling the inclusion criteria were invited to participate in a cross-sectional survey. Breast cancer survivors eligible for the study were required to be: ≥18 years old, diagnosed with stages 0 to III cancer since January 2020, in active treatment, able to read Chinese and communicate in Cantonese, and able to provide informed consent.
 
Among 946 BCS contacted, 409 were unreachable, 23 were ineligible, and 227 were uninterested in the study. With verbal consent given over the phone, those who were eligible and interested in the study (n=287) received a mail package enclosing a cover letter explaining the study details, a consent form, a questionnaire packet, a stamped return envelope, and a thank-you card. After they had provided consent, participants completed the survey at home. Participants were compensated with supermarket vouchers (worth HK$100) for their time upon returning the completed survey. The study was conducted between June and December 2022. Overall, 209 completed surveys were returned (from 287 sent), yielding a completion rate of 72.8%.
 
Measurement
Psychological distress
The one-item National Comprehensive Cancer Network Distress Thermometer was used to assess participants’ psychological distress over the past week.18 On an 11-point Likert scale, the thermometer ranged from 0 (no distress) to 10 (extreme distress).19 A higher score indicated a higher level of psychological distress. A cut-off point of ≥4 indicated moderate-to-severe distress.20 The Chinese version of the Distress Thermometer has demonstrated reliability and validity among Chinese cancer patients.21
 
Cancer treatment and supportive cancer care service disruptions during coronavirus disease 2019
Participants’ experiences of any postponement or cancellation of various types of cancer treatments (eg, surgery and adjuvant therapies) and supportive cancer care services (eg, psychological counselling and peer support groups) during COVID-19 were measured (no=0, yes=1).
 
Supportive care needs
The Chinese version of the 34-item Short-Form Supportive Care Needs Questionnaire was used to measure five domains of SCNs (namely, physical/daily living, psychological needs, patient care and support, sexuality, and health system/information needs) over the past month. On a five-point scale (no need–not applicable, no need–satisfied, low need, moderate need, high need), items were scored using standardised guidelines.22 Higher scores indicated higher levels of unmet SCNs. The scale has shown reliability and validity among Hong Kong cancer survivors.3 22
 
Fear of coronavirus disease 2019
The Chinese version of the seven-item Fear of COVID-19 Scale was adapted to measure participants’ fear of COVID-19.23 On a five-point scale (1=strongly disagree, 5=strongly agree), a higher mean score indicated greater fear of COVID-19 (eg, “My heart races or palpitates when I think about getting COVID-19”; Cronbach’s α=0.88). The scale has demonstrated reliability and validity in a Chinese general population.23
 
Perceived severity of consequences of coronavirus disease 2019 on breast cancer survivors
A single item was developed to measure participants’ perception of the severity of COVID-19 health consequences for BCS (ie, “COVID-19 can cause more severe health consequences in BCS than in the general population”). Responses were recorded on a five-point scale (1=strongly disagree, 5=strongly agree); higher scores indicated greater perceived severity.
 
Clinical and socio-demographic characteristics
Participants self-reported the following characteristics: (1) socio-demographic information; (2) treatment-related variables (surgery undergone, treatments being received or completed, and time since last treatment); and (3) breast cancer–related variables (eg, stage at diagnosis and time since diagnosis).
 
Planned analyses
Descriptive statistics and bivariate correlations among the variables were computed. Multivariable logistic regressions were used to examine associations between independent variables and moderate-to-severe levels of psychological distress (binary-coded), based on the suggested Distress Thermometer cut-off of ≥4. Simple logistic regression analysis was used to assess how individual variables (including socio-demographic/cancer-related variables, cancer treatment/supportive cancer care service disruptions, unmet SCNs, fear of COVID-19, and COVID-19 risk perception) were associated with psychological distress. Odds ratios (ORs) were obtained by separately fitting each variable against psychological distress.24 Significant variables in the simple analyses were then entered into a multivariable logistic regression model using the enter method. These analyses were performed using SPSS (Windows version 26.0; IBM Corp, Armonk [NY], US). P values <0.05 were considered statistically significant.
 
Sample size calculation
Based on prior studies regarding BCS’ psychological distress,24 25 we assumed a similar prevalence of 30% for moderate-to-severe levels of psychological distress in our target population. With α=0.05 (two-tailed) and a statistical power of 80%, a sample size of 203 would be sufficient to detect an OR of 1.56 for the key independent variables (G*Power version 3.1.2).26 The current sample size (n=209) was sufficient to detect the expected effect sizes with adequate statistical power.
 
Results
Participant characteristics
Among the 209 participants, 69.3% were aged ≤60 years. Regarding cancer-related characteristics, 4.8%, 28.7%, 41.1%, and 25.4% were diagnosed with Stage 0, Stage I, Stage II, and Stage III breast cancer, respectively. Most participants (94.3%) had undergone breast cancer surgery. Most had also received chemotherapy (72.7%) and radiotherapy (76.1%). The average time since diagnosis was 16.6 months (standard deviation=8.00). During COVID-19, 32.1% of participants had a prior diagnosis of COVID-19; 20.1% experienced cancer treatment disruptions (eg, surgery/adjuvant therapies); and 49.3% experienced supportive cancer care service disruptions (eg, psychological counselling, patient support groups). Based on a Distress Thermometer score ≥4, 50.2% of participants reported a moderate-to-severe level of psychological distress (Table 1).
 

Table 1. Participant demographic characteristics (n=209)
 
Correlations between major variables and psychological distress
Based on the correlation analysis results (Table 2), participants who had experienced supportive cancer care service disruption, perceived greater fear of COVID-19, and held a stronger belief that COVID-19 causes more severe health consequences in BCS tended to report increased psychological distress (sample correlation coefficients=0.16-0.34; all P<0.01). All five domains of unmet SCNs were associated with increased psychological distress (sample correlation coefficients=0.33-0.64; all P<0.001).
 

Table 2. Correlation coefficients among major variables (n=209)
 
Logistic regression analyses
In the simple logistic regression analyses (Table 3), no background variables showed significant associations with psychological distress; accordingly, adjustments for those variables were not included in the final multivariable regression model. On the other hand, all domains of unmet SCNs (ORs=1.03-1.07; all P<0.001), cancer supportive care service disruption (OR=1.75; P=0.05), fear of COVID-19 (OR=2.11; P=0.001), and the perception that COVID-19 causes more severe health consequences in BCS (OR=1.72; P<0.001) were associated with moderate-to-severe psychological distress (Table 4). The multivariable logistic regression results indicated that only unmet physical needs (OR=1.03; P=0.002), unmet psychological needs (OR=1.06; P<0.001), and perceived severity of COVID-19–related health consequences in BCS (OR=1.67; P=0.02) were associated with moderate-to-severe psychological distress (Table 4).
 

Table 3. Univariate logistic regression models for associations between background variables and moderate-to-severe psychological distress (n=209)
 

Table 4. Multivariable logistic regression analyses to explain psychological distress (n=209)
 
Discussion
At least 50% of BCS in Hong Kong experienced a moderate-to-severe level of distress during COVID-19. This prevalence was comparable to that of gynaecological cancer survivors in Turkey,27 but lower than that of sarcoma patients in Italy.28 Discrepancies in prevalence might be attributed to varied pandemic situations across regions, including differences in survey periods, cancer types, and specific pandemic-control measures. Future research could investigate how these factors jointly contribute to BCS’ psychological distress. Among the studied variables, multivariable logistic regression analysis revealed that higher levels of unmet SCNs in physical and psychological domains, along with a stronger belief that COVID-19 could cause more severe health consequences in BCS, were associated with greater psychological distress among BCS in Hong Kong.
 
Supportive care service disruption was associated with breast cancer survivors’ psychological distress
We found that 20.1% and 49.3% of BCS experienced cancer treatment and supportive cancer care service disruptions, respectively, during COVID-19. Only the disruption of supportive cancer care services (but not cancer treatments) demonstrated a significant univariate association with moderate-to-severe psychological distress. Previously, cancer care service disruptions during COVID-19 were associated with worse psychological outcomes among BCS in the United Kingdom,6 Canada,29 and Ireland.30 Given that disruptions of supportive cancer care services (but not cancer treatments) were positively associated with unmet SCNs, the absence of timely supportive care might make coping with and living with cancer particularly difficult during COVID-19.11 However, supportive cancer care service disruption was no longer significant in multivariable logistic regression analyses when other independent variables were considered. This finding implies that more proximal factors related to BCS’ daily lives and challenges (eg, different domains of unmet SCNs) had relatively greater prominence in explaining psychological distress among BCS in Hong Kong during COVID-19.
 
Unmet supportive care needs in relation to breast cancer survivors’ psychological distress
Breast cancer survivors in Hong Kong reported moderate levels of unmet SCNs across different domains, with the highest score in the health system/information domain and the lowest score in the sexuality domain (Table 5). These levels of unmet SCNs were comparable to those reported by other local cancer survivors in 2021.3 Our findings showed that all five domains of unmet SCNs were associated with moderate-to-severe psychological distress, but only unmet SCNs in the psychological and physical/daily living domains constituted significant contributors in the final multivariable logistic regression model (Table 4). These findings were similar to a study conducted among survivors of mixed cancer types (56.7% diagnosed within the previous year) in Turkey.31 According to that study,31 conducted during COVID-19, all domains of unmet SCNs were correlated with depression/anxiety, but only unmet SCNs in the psychological and physical/daily living domains independently contributed to depression/anxiety in the multivariable analysis. In contrast, among cancer survivors in Jordan (77% diagnosed ≥6 years prior), all domains of unmet SCNs during COVID-19 were independently associated with quality of life.32 Given that our participants were recently diagnosed BCS (with an average time since diagnosis of 16.6 months; all diagnosed after the COVID-19 pandemic began), they were still in the process of coping with the reality of the cancer diagnosis, the discomfort and side-effects of treatment, uncertainties about the future, and potential cancer recurrences. Considering the time since diagnosis, the relative contributions of SCNs in the psychological and physical/daily living domains to psychological distress were particularly strong among recently diagnosed BCS during COVID-19.
 

Table 5. Moderate or high unmet supportive care needs among breast cancer patients (n=209)
 
Coronavirus disease 2019–related risk perception was associated with psychological distress
Fear of COVID-19 was associated with greater psychological distress only in the simple analysis, but not in the multivariable regression model. Previously, fear of COVID-19 was associated with greater psychological distress among cancer survivors in the US33 and the general population in Hong Kong34 during earlier phases of the COVID-19 pandemic in 2020 to 2021. Due to Hong Kong’s unique experiences in successfully managing prior pandemics (eg, the severe acute respiratory syndrome and the H1N1 pandemics),35 pandemic fatigue (ie, a state of emotional and physical exhaustion resulting from prolonged anti-pandemic measures) was observed during the fourth and fifth waves of the pandemic in Hong Kong (2021-2022).36 Such fatigue was reflected in the lower levels of fear of COVID-19 (ie, affective and physiological states of anxiety and fear towards COVID-19) among our sample surveyed in 2022, compared with the general population surveyed in early 2021,34 using the same measurement. This finding might explain why the contribution of fear of COVID-19 to psychological distress among local BCS was weaker than expected.
 
Conversely, we found that the perceived severity of the health consequences of COVID-19 for BCS was a stronger contributor to psychological distress than fear of COVID-19. Cancer and its treatments (eg, chemotherapy) can weaken patients’ immune systems, and it is common for BCS to believe that being immunocompromised might lead to more severe health consequences if they contract COVID-19.1 Risk perception has been associated with coping behaviours. For example, a recent study found that risk perception about COVID-19 was a stronger contributor to information-seeking behaviour among the general population in Hong Kong than among their counterparts in China and Taiwan.37 We expected that this phenomenon would also be apparent among Hong Kong BCS. However, health information about COVID-19 may not always be tailored for cancer survivors or effectively communicated through local mass media,1 which could be associated with psychological distress among BCS. To alleviate such COVID-19–related risk perceptions, we recommend that health organisations tailor health information and provide counselling for cancer survivors through alternative platforms (eg, social media and online forums).
 
Limitations
This study had several limitations. First, given its cross-sectional design, it could not establish causal relationships among the variables. Cancer survivors’ risk perceptions about COVID-19 and unmet SCNs are likely to change throughout the course of their cancer journey. Future studies could utilise longitudinal designs to better understand the temporal relationships among variables and psychological distress. Second, although the Hong Kong Breast Cancer Registry is the most comprehensive registry for BCS in Hong Kong, it does not cover the entire BCS population due to its voluntary enrolment system. The generalisability of the findings to BCS in other countries with different healthcare systems and pandemic situations should be interpreted with caution. Third, other important independent variables might contribute to BCS’ psychological distress. Studies have revealed that additional daily COVID-19 stressors (eg, increased responsibilities at home and difficulties obtaining daily necessities) and coping strategies (eg, catastrophising) may play key roles in explaining psychological distress among cancer survivors.12 29 The inclusion of such variables could further improve the explanatory power of the regression model. Fourth, to reduce participant burden, we measured risk perceptions related to COVID-19 using a self-developed item. Specifically developed items are commonly used as predictors of psychological outcomes to capture nuances in the local COVID-19 context.38 However, researchers are encouraged to confirm our findings using fully validated instruments for the measurement of COVID-19 risk perceptions.
 
Implications
This study highlights the importance of addressing BCS’ unmet SCNs in the physical/daily living and psychological domains, as well as their risk perceptions of COVID-19, in relation to psychological distress during the pandemic. To address physical/daily living needs, survivors might need to engage in self-monitoring of health (eg, reporting symptoms and metrics to healthcare providers through patient portals). Psychological well-being should be regularly monitored, and communication between providers and survivors should be maintained through virtual means. In addition to information about cancer symptom management, survivors should be provided with accessible mental health services that can support them in coping with the emotional impacts of their diagnosis and treatment.39 Regarding COVID-19 risk perception, it may be beneficial to offer accurate and up-to-date educational materials explaining BCS’ risks associated with COVID-19 and how they can protect themselves. Research suggests that telehealth can empower survivors and provide strategies for coping during unprecedented times. A recent study in Iran indicated that a tele-nursing intervention—including supportive telephone calls with explanations about cancer, treatment side-effects, symptom management, and self-care—reduced unmet SCNs among Iranian cancer survivors undergoing chemotherapy.40 Researchers should explore the applicability of such service models in Hong Kong and other regions.
 
Conclusion
Half of BCS in Hong Kong experienced a moderate-to-severe level of psychological distress during COVID-19. Efforts to address unmet SCNs in the physical/daily living and psychological domains, manage risk perceptions regarding health consequences of COVID-19, and provide supportive cancer care services through alternative modes might help alleviate psychological distress among BCS in future pandemic situations.
 
Author contributions
Concept or design: All authors.
Acquisition of data: NCY Yeung, STY Lau.
Analysis or interpretation of data: NCY Yeung, STY Lau.
Drafting of the manuscript: NCY Yeung, STY Lau.
Critical revision of the manuscript for important intellectual content: NCY Yeung.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research was supported by the Health and Medical Research Fund of the Health Bureau, Hong Kong SAR Government (Ref No.: 18190061). The funder had no role in the study design, data collection/analysis/interpretation, or manuscript preparation.
 
Ethics approval
This research was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee, Hong Kong (Ref No.: 2021.286) and the Hong Kong Breast Cancer Foundation. Informed consent was obtained from all individual participants included in the study.
 
References
1. Huang J, Wang HH, Zheng ZJ, Wong MC. Impact of the COVID-19 pandemic on cancer care. Hong Kong Med J 2022;28:427-9. Crossref
2. Zhang H, Xu H, Zhang Z, Zhang Q. Efficacy of virtual reality–based interventions for patients with breast cancer symptom and rehabilitation management: a systematic review and meta-analysis. BMJ Open 2022;12:e051808. Crossref
3. Cheung DS, Takemura N, Lui HY, et al. A cross-sectional study on the unmet supportive care needs of cancer patients under the COVID-19 pandemic. Cancer Care Res Online 2022;2:e028. Crossref
4. Koczwara B. Cancer survivorship care at the time of the COVID-19 pandemic. Med J Aust 2020;213:107-8.e1. Crossref
5. Prabani KI, Damayanthi HD. Quality of life, anxiety, depression and psychological distress in patients with cancer during the COVID 19 pandemic: a systematic review. Intl Health Trends Perspect 2022;2:51-66. Crossref
6. Swainston J, Chapman B, Grunfeld EA, Derakshan N. COVID-19 lockdown and its adverse impact on psychological health in breast cancer. Front Psychol 2020;11:2033. Crossref
7. Wang Y, Yang Y, Yan C, et al. COVID-induced 3 weeks’ treatment delay may exacerbate breast cancer patient’s psychological symptoms. Front Psychol 2022;13:1003016. Crossref
8. Slivjak ET, Fishbein JN, Nealis M, Schmiege SJ, Arch JJ. Cancer survivors’ perceived vulnerability to COVID-19 and impacts on cognitive, affective, and behavioral responses to the pandemic. J Psychosoc Oncol 2021;39:366-84. Crossref
9. Glidden C, Howden K, Romanescu RG, et al. Psychological distress and experiences of adolescents and young adults with cancer during the COVID-19 pandemic: a cross-sectional survey. Psychooncology 2022;31:631-40. Crossref
10. Shay LA, Allicock M, Li A. “Every day is just kind of weighing my options.” Perspectives of young adult cancer survivors dealing with the uncertainty of the COVID-19 global pandemic. J Cancer Surviv 2022;16:760-70. Crossref
11. Muls A, Georgopoulou S, Hainsworth E, et al. The psychosocial and emotional experiences of cancer patients during the COVID-19 pandemic: a systematic review. Semin Oncol 2022;49:371-82. Crossref
12. Ng DW, Chan FH, Barry TJ, et al. Psychological distress during the 2019 coronavirus disease (COVID-19) pandemic among cancer survivors and healthy controls. Psychooncology 2020;29:1380-3. Crossref
13. Fitch MI. Supportive Care Framework [in English, French]. Can Oncol Nurs J 2008;18:6-24. Crossref
14. Legge H, Toohey K, Kavanagh PS, Paterson C. The unmet supportive care needs of people affected by cancer during the COVID-19 pandemic: an integrative review. J Cancer Surviv 2023;17:1036-56. Crossref
15. Wang K, Ma C, Li FM, et al. Patient-reported supportive care needs among Asian American cancer patients. Support Care Cancer 2022;30:9163-70. Crossref
16. Zomerdijk N, Jongenelis M, Short CE, Smith A, Turner J, Huntley K. Prevalence and correlates of psychological distress, unmet supportive care needs, and fear of cancer recurrence among haematological cancer patients during the COVID-19 pandemic. Support Care Cancer 2021;29:7755-64. Crossref
17. Hong Kong Breast Cancer Foundation. Hong Kong Breast Cancer Registry Report No. 11. 2019. Available from: https://www.hkbcf.org/en/our_research/main/468/. Accessed 26 May 2023.
18. National Comprehensive Cancer Network: Distress Thermometer Tool Translations. Available from: https://www.nccn.org/global/what-we-do/distress-thermometer-tool-translations. Accessed 10 Jul 2023.
19. Ownby KK. Use of the Distress Thermometer in clinical practice. J Adv Pract Oncol 2019;10:175-9. Crossref
20. Wood DE. National Comprehensive Cancer Network (NCCN) clinical practice guidelines for lung cancer screening. Thorac Surg Clin 2015;25:185-97. Crossref
21. Thapa S, Sun H, Pokhrel G, Wang B, Dahal S, Yu S. Performance of Distress Thermometer and associated factors of psychological distress among Chinese cancer patients. J Oncol 2020;2020:3293589. Crossref
22. Au A, Lam W, Tsang J, et al. Supportive care needs in Hong Kong Chinese women confronting advanced breast cancer. Psychooncology 2013;22:1144-51. Crossref
23. Chi X, Chen S, Chen Y, et al. Psychometric evaluation of the Fear of COVID-19 Scale among Chinese population. Int J Ment Health Addict 2022;20:1273-88. Crossref
24. Vanni G, Materazzo M, Santori F, et al. The effect of coronavirus (COVID-19) on breast cancer teamwork: a multicentric survey. In Vivo 2020;34(3 Suppl):1685-94. Crossref
25. Pang L, Yao S, Li W, Jing Y, Yin X, Cheng H. Impact of the CALM intervention on breast cancer patients during the COVID-19 pandemic. Support Care Cancer 2023;31:121. Crossref
26. Faul F, Erdfelder E, Buchner A, Lang AG. Statistical power analyses using G*Power 3.1: tests for correlation and regression analyses. Behav Res Methods 2009;41:1149-60. Crossref
27. Yavuz AD, Dolanbay M, Akyüz Çim EF, Dişli Gürler A, Cündübey CF. Analysis of distress in patients with gynecological cancers during the COVID-19 pandemic: a telephone survey. J Clin Obstet Gynecol 2022;32:93-9. Crossref
28. Onesti CE, Vari S, Minghelli D, et al. Quality of life and emotional distress in sarcoma patients diagnosed during COVID-19 pandemic: a supplementary analysis from the SarCorD study. Front Psychol 2023;14:1078992. Crossref
29. Massicotte V, Ivers H, Savard J. COVID-19 pandemic stressors and psychological symptoms in breast cancer patients. Curr Oncol 2021;28:294-300. Crossref
30. Myers C, Bennett K, Kelly C, et al. Impact of COVID-19 on health care and quality of life in women with breast cancer. JNCI Cancer Spectr 2023;7:pkad033. Crossref
31. Erdoğan Yüce G, Döner A, Muz G. Psychological distress and its association with unmet needs and symptom burden in outpatient cancer patients: a cross-sectional study. Semin Oncol Nurs 2021;37:151214. Crossref
32. Al-Omari A, Al-Rawashdeh N, Damsees R, et al. Supportive care needs assessment for cancer survivors at a comprehensive cancer center in the Middle East: mending the gap. Cancers (Basel) 2022;14:1002. Crossref
33. Caston NE, Lawhon VM, Smith KL, et al. Examining the association among fear of COVID-19, psychological distress, and delays in cancer care. Cancer Med 2021;10:8854-65. Crossref
34. Chair SY, Chien WT, Liu T, et al. Psychological distress, fear and coping strategies among Hong Kong people during the COVID-19 pandemic. Curr Psychol 2023;42:2538-57. Crossref
35. Matus K, Sharif N, Li A, Cai Z, Lee WH, Song M. From SARS to COVID-19: the role of experience and experts in Hong Kong’s initial policy response to an emerging pandemic. Humanit Soc Sci Commun 2023;10:9. Crossref
36. Leung HT, Gong W, Sit SM, et al. COVID-19 pandemic fatigue and its sociodemographic and psycho-behavioral correlates: a population-based cross-sectional study in Hong Kong. Sci Rep 2022;12:16114. Crossref
37. Liu R, Huang YC, Sun J. The media-mediated model of information seeking behavior: a proposed framework in the Chinese culture during the COVID-19 pandemic. Health Commun 2024;39:3468-79. Crossref
38. Yeung NC, Tang JL, Hui KH, Lau ST, Cheung AW, Wong EL. “The light after the storm”: psychosocial correlates of adversarial growth among nurses in Hong Kong amid the fifth wave of the COVID-19 pandemic. Psychol Trauma 2024;16:989-98. Crossref
39. Thompson CA, Overholser LS, Hébert JR, Risendal BC, Morrato EH, Wheeler SB. Addressing cancer survivorship care under COVID-19: perspectives from the cancer prevention and control research network. Am J Prev Med 2021;60:732-6. Crossref
40. Ebrahimabadi M, Rafiei F, Nejat N. Can tele-nursing affect the supportive care needs of patients with cancer undergoing chemotherapy? A randomized controlled trial follow-up study. Support Care Cancer 2021;29:5865-72. Crossref

Impact of iron deficiency on attention among school-aged adolescents in Hong Kong

Hong Kong Med J 2025 Apr;31(2):139–47 | Epub 9 Apr 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Impact of iron deficiency on attention among school-aged adolescents in Hong Kong
YT Cheung, PhD1; Dorothy FY Chan, MB, ChB2; CK Lee, MB, BS, MD3; WC Tsoi, MB, ChB3; CW Lau, MB, ChB3; Jennifer NS Leung, MB, BS3; Jason CC So, MB, BS4; Stella TY Tsang, PhD5; Chris LP Wong, PhD6; Yvonne YL Chu, MB7; CK Li, MB, BS, MD7
1 School of Pharmacy, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Department of Paediatrics, Prince of Wales Hospital, Hong Kong SAR, China
3 Hong Kong Red Cross Blood Transfusion Service, Hospital Authority, Hong Kong SAR, China
4 Department of Pathology, Hong Kong Children’s Hospital, Hong Kong SAR, China
5 Department of Pathology, Hong Kong Molecular Pathology Diagnostic Centre, Hong Kong SAR, China
6 Amber Medical Group Limited, Hong Kong SAR, China
7 Department of Paediatrics, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof CK Li (ckli@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Adolescence is a critical period for higher-order cognitive function development. The adverse effects of low iron reserves on attention are particularly relevant to school-aged students. Based on our previous study identifying a 11.1% prevalence of iron deficiency (ID) among Chinese school-aged adolescents aged 16 to 19 years in Hong Kong, the present study examined the association between iron status and attention outcomes in these adolescents.
 
Methods: This cross-sectional study recruited 523 adolescents (65.0% female; mean age=17.5 years) from 16 local schools. Serum ferritin levels and complete blood counts were measured. Iron deficiency was defined as serum ferritin concentration <15 μg/L. The Conners Continuous Performance Test Third Edition was administered to assess impairments in three attention domains, namely, sustained attention, inattention, and impulsivity. Multivariable analyses, conducted both for the overall cohort and stratified by sex, were used to evaluate the associations between serum ferritin levels and attention outcomes, adjusting for fatigue and dietary patterns.
 
Results: In the overall cohort, a lower serum ferritin concentration was significantly associated with sustained attention impairment (risk ratio [RR]=0.825, 95% confidence interval [95% CI]=0.732-0.946; P=0.040). Among female participants, those with sustained attention impairment had significantly lower serum ferritin concentrations than those with intact attention function (median=40.0 μg/L; interquartile range [IQR]=18.8-52.1 vs median=48.5 μg/L; IQR=21.8-73.8; P=0.038). Multivariable analysis showed a similar trend, though the association was not statistically significant (RR=0.954, 95% CI=0.904-1.005; P=0.073). Among male adolescents, iron reserves were not significantly associated with attention outcomes.
 
Conclusion: These findings highlight the importance of timely ID screening and correction in school-aged adolescents, particularly among female adolescents.
 
 
New knowledge added by this study
  • The prevalence of iron deficiency among Chinese school-aged adolescents aged 16 to 19 years in Hong Kong is 11.1%.
  • Lower serum ferritin reserves were associated with sustained attention impairment in the overall cohort.
Implications for clinical practice or policy
  • The consequences of low iron reserves on health and functional outcomes should be emphasised among school-aged adolescents.
  • Adolescents with low ferritin concentrations should receive counselling on the consumption of iron-rich foods and iron supplementation.
  • Future research should evaluate the effects of iron supplementation on functional outcomes.
 
 
Introduction
Adolescence marks a critical stage of physical growth, lean body mass development, and pubertal maturation. These biological and physiological changes increase the demand for micronutrients. In particular, iron deficiency (ID) remains a global public health concern.1 Iron deficiency is the most common nutritional deficiency and the leading cause of iron deficiency anaemia (IDA). Because dietary intake is the primary source of iron for most individuals, inadequate dietary iron intake is the main cause of IDA, particularly in adolescents, who are more likely to have poor dietary patterns.2 The Global Burden of Disease 2020 report estimated that approximately 60% of the total global burden of anaemia in 2019 arose from inadequate dietary iron intake.3 Consequently, ID was identified as the most important cause of anaemia-related disability.3 4
 
In addition to its essential role in haemoglobin synthesis, iron is a key element in brain metabolism and is vital for multiple cellular processes, including neurotransmitter synthesis, neuron myelination, and mitochondrial function.5 Studies in young children have demonstrated that ID during early life adversely affects psychomotor development, concentration, memory, and learning ability.6 7 Notably, the attention domain has received considerable research interest because iron plays a crucial role in the regulation of dopaminergic activity, which is implicated in the pathogenesis and symptoms of attention-deficit hyperactivity disorder (ADHD). Some studies have detected lower ferritin concentrations in children diagnosed with ADHD than in non-ADHD controls.8 9 However, many cognitive studies regarding ID have involved children aged ≤15 years.8 10 Few population-based studies have examined the effect of iron status on cognitive outcomes in adolescents and young adults, and no such studies have been conducted in Chinese populations.
 
Our previous study11 reported a prevalence of 11.1% for ID among Chinese school-aged adolescents aged 16 to 19 years in Hong Kong, with ID and IDA affecting 17.1% and 10.9% of girls, respectively, while no male participants were affected More than one-third of these adolescents reported regularly skipping at least one meal per day.11 Notably, lower serum ferritin concentrations were observed in adolescents who skipped meals, reported infrequent intake of iron-rich foods, or had heavy menstrual bleeding.11 Consistent with findings from other studies, poor iron reserves were associated with greater self-reported fatigue, reduced physical functioning, and worse school performance.11 Adolescence represents the second most critical period for the development of higher-order cognitive functions, including attention, self-control, and executive function. The adverse effects of low iron reserves on attention span and attentiveness are particularly relevant to upper secondary students in Hong Kong, who are expected to excel academically and prepare for the Hong Kong Diploma of Secondary Education Examination, the city’s university entrance examination. This study aimed to examine the association between iron status and attention outcomes among school-aged adolescents in Hong Kong.
 
Methods
This cross-sectional study recruited healthy adolescent students through the Hong Kong Red Cross Blood Transfusion Service blood donation campaigns at 16 secondary schools between October 2020 and December 2021. The detailed methodology was described in our previous report,11 which aimed to identify the risk factors of ID and IDA in this cohort to facilitate future association studies on health and functional outcomes. In the present study, the dataset was used to delineate the impact of iron reserves on performance-based attention functioning, which is distinct from the self-reported daily functioning outcomes presented in the previous report.11
 
Study population
Students eligible for this study were aged ≥16 years and had agreed to participate in blood donation screening. Students were excluded if they exhibited signs or symptoms of an active infection, reported a history of anaemia, or were receiving treatment for anaemia. Students who did not pass the blood donation screening were still permitted to participate in the study.
 
Prevalences of iron deficiency and iron deficiency anaemia
A serum ferritin concentration <15 μg/L was considered indicative of ID in both male and female participants, based on the World Health Organization definition.12 Iron deficiency anaemia was defined as the presence of both ID and anaemia. In accordance with the recommendations of the World Health Organization, anaemia was defined as a haemoglobin concentration <12 g/dL in female participants and <13 g/dL in male participants.13 All assays were conducted on the same day in the Department of Pathology Laboratory at Hong Kong Children’s Hospital. The specifications of the instruments and tests have been reported in our prior study.11
 
Attention outcomes
Before blood donation, participants completed the Conners Continuous Performance Test Third Edition (CPT-III), a validated assessment commonly used in clinical and research settings to evaluate attention.14 The CPT-III requires 14 minutes to complete and generates specific CPT attention measures (online supplementary Tables 1 to 3). Raw scores for each CPT measure were converted into T-scores based on normative samples (mean=50, standard deviation [SD]=10). Each CPT measure was classified as indicating no/mild (T-score within <1 SD), moderate (T-score within 1-2 SDs), or severe (T-score within >2 SDs) impairment.
 
Based on the CPT-III manual and the clinical discretion of a developmental specialist (the second author), attention measures were categorised into three clinically relevant attention domains of interest,14 namely, sustained attention impairment (inability to maintain attention), inattention (inability to focus or concentrate), and impulsivity (difficulty with response inhibition).
 
Covariates
Fatigue, a recognised risk factor for diminished neurocognitive function, is associated with ID.11 15 Participants completed the PedsQL Multidimensional Fatigue Scale, which has been validated in young adults up to 25 years of age.16 Each item was scored on a 100-point reverse scale, where lower scores indicated more severe fatigue. The Traditional Chinese version of the PedsQL Multidimensional Fatigue Scale has demonstrated good internal consistency, reliability, and content validity in the Chinese population.17 18
 
We previously reported that dietary patterns are associated with iron reserves in Hong Kong adolescents.11 All participants self-reported their dietary patterns, including meal-skipping habits (breakfast, lunch, or dinner) and the frequency of consuming common iron-rich foods, namely, seafood, meat, iron-fortified cereal, leafy vegetables, beans, nuts, dried fruits, and eggs.11
 
Statistical analyses
The demographic and haematological characteristics of the cohort, along with their attention outcomes, were summarised using descriptive analysis.
 
The primary outcome was attention impairment. Serum ferritin concentration was used as the predictor of interest, rather than a comparison of attention outcomes between participants with and without ID or IDA, considering that clinical thresholds for diagnosing ID and IDA may not be applicable when evaluating the effect of iron on functional outcomes. Even if an adolescent is not clinically diagnosed with ID or IDA, a low-to-normal ferritin concentration may affect functional outcomes; previous studies have shown that the impact of ID on neurodevelopment may occur before ID manifests as clinical anaemia.19 20 The Mann-Whitney U test was utilised to compare serum ferritin concentrations between participants with normal attention function (ie, those who did not exhibit impairment in any of the three attention domains) and those with moderate or severe impairment in sustained attention, inattention, or impulsivity.
 
Multivariable analysis using a log-binomial regression model was conducted, with serum ferritin concentration, fatigue, dietary pattern, and dietary iron intake as predictors. Models were adjusted for age and sex. Risk ratios (RRs) and 95% confidence intervals (95% CIs) were calculated.
 
Given that previous studies have shown a positive association between iron reserves and functional outcomes regardless of sex,8 15 20 21 we first conducted all analyses in the overall cohort. Subsequently, analyses were performed separately for male and female participants.
 
The significance threshold was set at P<0.05. All statistical analyses were performed using SAS 9.4 (SAS Institute, Cary [NC], US) and were two-tailed.
 
Results
As reported in our previous study,11 a total of 523 students were recruited (participation rate: 70%). Twenty-nine students were deferred from blood donation due to low haemoglobin concentrations but still completed the study procedures. Two-thirds of participants were female (n=340, 65.0%). The demographics of the study cohort, stratified by sex, are presented in Table 1.
 
The median ferritin concentration in male participants was 136.17 μg/L (interquartile range [IQR]=89.89-219.83; Fig a); no male participants were diagnosed with ID. Among female participants diagnosed with ID (n=58/340, 17.1%), the median haemoglobin concentration was 11.6 g/dL (IQR=11.1-12.2; Fig b). Among female participants with normal serum ferritin concentrations (n=282/340, 82.9%), the median serum ferritin concentration was 56.07 μg/L (IQR=33.82-84.11; Fig c).
 

Table 1. Demographics and dietary characteristics of participants (n=523)
 

Figure. Distribution of serum ferritin level among participants stratified by sex. (a) Male participants. (b) Female participants diagnosed with iron deficiency. (c) Female participants with normal serum ferritin concentrations
 
Attention outcomes
Overall, 249 participants (47.6%) exhibited normal function in all three attention domains. Approximately one-quarter of the participants demonstrated moderate-to-severe impairment in sustained attention (n=131/523, 25.0%), inattention (n=145/523, 27.7%), and impulsivity (n=157/523, 30.0%).
 
Among female participants with ID, the rates of moderate-to-severe impairment in sustained attention, inattention, and impulsivity were 36.2% (n=21/58), 27.6% (n=16/58), and 37.9% (n=22/58), respectively. The rates of moderate-to-severe impairment in inattention and impulsivity among female participants with IDA were numerically higher at 43.5% (n=10/23 for both domains). Among male participants, the rates of moderate-to-severe impairment in sustained attention, inattention, and impulsivity were 18.0% (n=33/183), 23.5% (n=43/183), and 22.4% (n=41/183), respectively (Table 2).
 

Table 2. Attention outcomes stratified by sex and iron deficiency status
 
Association between iron reserves and attention outcomes in the overall cohort
In the overall cohort, participants with sustained attention impairment had significantly lower serum ferritin concentrations relative to those with intact attention function (median=51.2 μg/L, IQR=27.1-106.8 vs median=73.9 μg/L, IQR=37.8-138.0; P=0.020). Although the associations were not statistically significant, trends of lower serum ferritin concentrations were also observed in participants with impulsivity impairment (median=68.1 μg/L, IQR=29.0-114.8 vs median=73.9 μg/L, IQR=37.8-138.0; P=0.067) and inattention impairment (median=69.9 μg/L, IQR=32.0-110.8 vs median=73.9 μg/L, IQR=37.8-138.0; P=0.142) relative to those with intact attention function.
 
Pooled analysis of the overall cohort, adjusted for age and sex, showed a significant association between lower serum ferritin concentration and sustained attention impairment (RR=0.825, 95% CI=0.732-0.946; P=0.040), suggesting that each 10 μg/L increase in serum ferritin concentration was associated with a 17.6% decrease in the risk of sustained attention impairment. A higher level of fatigue was associated with impairment in sustained attention (RR=0.772, 95% CI=0.652-0.926; P=0.004), inattention (RR=0.824, 95% CI=0.733-0.942; P=0.016), and impulsivity (RR=0.792, 95% CI=0.683-0.922; P=0.004). Serum ferritin concentration was not significantly associated with risks of impairment in inattention or impulsivity (Table 3).
 

Table 3. Factors associated with attention impairment stratified by sex and overall cohort
 
Association between iron reserves and attention outcomes stratified by sex
Female participants with sustained attention impairment had marginally lower serum ferritin concentrations relative to those with intact attention function (median=40.0 μg/L, IQR=18.8-52.1 vs median=48.5 μg/L, IQR=21.8-73.8; P=0.038). Although the associations were not statistically significant, trends for lower serum ferritin concentrations were also observed in participants with impulsivity impairment (median=43.0 μg/L, 95% CI=19.5-63.2 vs median=48.5 μg/L, IQR=21.8-73.8; P=0.071) relative to those with intact attention function. No significant difference was observed for inattention impairment. Additionally, no significant association was detected between iron reserves and attention impairment in male participants.
 
Multivariable analysis revealed that the association between iron reserves and sustained attention impairment in female participants was attenuated and not statistically significant (RR=0.954, 95% CI=0.904-1.005; P=0.073). A higher level of fatigue was associated with an increased risk of sustained attention impairment (RR=0.793, 95% CI=0.652-0.964; P=0.021). Among male participants, iron reserves did not affect attention outcomes, but fatigue was associated with impulsivity impairment (RR=0.712, 95% CI=0.548-0.942; P=0.018). Dietary patterns were not significantly associated with attention outcomes in either male or female participants (Table 3).
 
Discussion
In the overall cohort, a lower serum ferritin concentration was associated with a higher risk of sustained attention impairment, consistent with previous reports that iron reserves play an essential role in functional performance in adolescents.6 7 8 21 When the analysis was stratified by sex, a similar but modest association between low iron reserves and sustained attention impairment was observed in female school-aged adolescents. This finding is supported by studies regarding the neurobiology of attention-related developmental disorders associated with ID.6 7 9 10 A meta-analysis of 10 studies, comprising 2191 healthy children and 1196 children with ADHD, showed that serum ferritin concentrations were 0.4-fold lower in children with ADHD than in those without developmental disorders.8 Iron deficiency may be associated with disruptions in monoamine synthesis and monoamine signal transduction, which manifest as attention deficits.10 22 Adequate iron intake and iron stores may, therefore, be important factors influencing the onset of attention problems in the developing brain. This finding should be prospectively validated in larger cohorts with a comprehensive assessment of cognitive domains beyond attention. However, from a developmental perspective, sustained attention is closely related to performance on targeted assessments, such as mathematical fluency and reading comprehension, as well as broader academic measures in national standardised examinations.23 24 This relationship is particularly relevant because the Hong Kong educational system is well known for its examination-dominated culture. Most examinations range from 2 to 3 hours, requiring students to maintain a high level of sustained attention. Therefore, these findings may have long-term implications for students’ academic success. Future research should investigate the effects of ID and IDA on subsequent academic achievement in Hong Kong adolescents.
 
Evidence regarding the effectiveness of iron supplementation in terms of improving neurocognitive function in children and adolescents has been inconclusive. Furthermore, iron supplements are associated with gastrointestinal symptoms and constipation, which contribute to non-adherence, particularly in adolescents.25 A systematic review of 14 randomised controlled trials indicated that iron supplementation improved attention and intelligence quotient in anaemic older children and adults.26 However, these effects were inconsistent across studies; they were influenced by socio-economic factors, participant age, and the clinical thresholds used to define ID and IDA.20 25 26 The benefits for cognitive development in older adolescents remain uncertain and warrant further investigation.26
 
In this study, we found that students who reported higher levels of fatigue were more likely to have worse attention outcomes. We also previously reported that lower serum ferritin concentrations are associated with self-reported fatigue in adolescents.11 Evidence supporting the role of iron supplementation in fatigue reduction is more consistent than its effects on cognitive function in young adults, particularly among non-anaemic menstruating women with low ferritin concentrations.21 27 Notably, iron supplementation has been associated with reductions in subjective measures of fatigue among non-anaemic iron-deficient adults.21 The present findings suggest that ID correction in adolescents could reduce fatigue levels, which may indirectly improve attention outcomes. Using a serum ferritin concentration threshold of 15 μg/L to diagnose clinical ID, some researchers have demonstrated that iron supplementation can improve fatigue and physical performance among individuals with serum ferritin concentrations at the lower end of the normal range (30-50 μg/L).21 Collectively, the known health risks of ID, including impaired physical growth, fatigue, and reduced fitness in adolescents, underscore the need to educate students about maintaining a balanced diet with adequate iron intake. Adolescents with low ferritin concentrations should receive counselling focused on the consumption of iron-rich foods and iron supplementation to alleviate fatigue, even in the absence of documented anaemia.
 
Dietary patterns and self-reported intake of iron-rich foods were not directly associated with attention outcomes in the multivariate analysis, likely because neurocognitive function is a multifactorial and complex phenotype influenced by both nutritional and non-nutritional factors. Additionally, we did not use a comprehensive measure of dietary iron intake. However, we previously showed that skipping at least one meal per day or exhibiting low dietary iron intake was associated with lower iron reserves.11 Iron deficiency prevention in adolescents requires effective management of knowledge gaps related to food nutrition, dieting, and body image. Collectively, these findings highlight the importance of developing nutrition education programmes to encourage proactive adoption of dietary and other nutrition-related behaviours that promote health and well-being.
 
Limitations
Despite the relatively large cohort of school-aged adolescents and the well-characterised haematological assessments, this study had several important limitations. First, the participation rate in the blood donation programme was affected by the coronavirus disease 2019 pandemic and school closures. This change in participation rate may have introduced sampling bias because students with worse health statuses may have been more likely to decline blood donation. Second, we only assessed attention measures in this study. It was not feasible to administer a full neurocognitive test battery, which typically requires >1 hour, in a school-based environment with limited time, space, and supervisory personnel. Future studies should include a more comprehensive evaluation of neurocognitive function. Finally, we did not evaluate factors potentially associated with the causes of anaemia and cognitive function, such as markers of socio-economic status, family functioning, living environment, and physical activity.28 29 Nevertheless, our findings regarding the association between iron status and attention outcomes provide valuable local population data and guidance for future iron supplementation initiatives.
 
Conclusion
Lower serum ferritin concentrations and self-reported fatigue were associated with an increased risk of sustained attention impairment among school-aged adolescents in Hong Kong. The potential health consequences of ID without anaemia, particularly its effects on physical well-being and school performance, should be effectively communicated to the Hong Kong population, especially to female adolescents. Dietary interventions should target
 
Author contributions
Concept or design: All authors.
Acquisition of data: CK Lee, WC Tsoi, CW Lau, JNS Leung, STY Tsang, CLP Wong, YYL Chu, CK Li.
Analysis of data: YT Cheung, DFY Chan.
Interpretation of data: All authors.
Drafting of the manuscript: YT Cheung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank the principals and staff of the participating schools, as well as Mr Calvin Lam from Department of Paediatrics of The Chinese University of Hong Kong for assistance with data collection.
 
Declaration
Part of the results was presented at the Joint Annual Scientific Meeting 2022 (hybrid meeting) of The Hong Kong Paediatric Society, Hong Kong College of Paediatricians, Hong Kong Paediatric Nurses Association, and Hong Kong College of Paediatric Nursing in Hong Kong on 26 September 2022.
 
Funding/support
This research was funded by the Health and Medical Research Fund, the former Food and Health Bureau, Hong Kong SAR Government (Ref No.: 17180441). The funder had no role in study design, data collection, analysis, interpretation, or manuscript preparation.
 
Ethics approval
This research was approved by the Joint Chinese University of Hong Kong—New Territories East Cluster Clinical Research Ethics Committee, Hong Kong (Ref No.: 2019.107). Participants aged ≥18 years provided written informed consent, whereas those aged <18 years provided written assent along with informed consent from a parent or legal guardian.
 
Supplementary material
The supplementary material was provided by the authors and some information may not have been peer reviewed. Accepted supplementary material will be published as submitted by the authors, without any editing or formatting. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by the Hong Kong Academy of Medicine and the Hong Kong Medical Association. The Hong Kong Academy of Medicine and the Hong Kong Medical Association disclaim all liability and responsibility arising from any reliance placed on the content.
 
References
1. Powers JM, O’Brien S, Berlan ED, Hoppin AG, editors. Iron requirements and iron deficiency in adolescents. UpToDate. Available from: https://www.uptodate.com/contents/iron-requirements-and-iron-deficiency-in-adolescents. Accessed 1 Apr 2025.
2. Camaschella C, Girelli D. The changing landscape of iron deficiency. Mol Aspects Med 2020;75:100861. Crossref
3. Safiri S, Kolahi AA, Noori M, et al. Burden of anemia and its underlying causes in 204 countries and territories, 1990-2019: results from the Global Burden of Disease Study 2019. J Hematol Oncol 2021;14:185. Crossref
4. Institute for Health Metrics and Evaluation, University of Washington. GBD results. 2020. Available from: https://vizhub.healthdata.org/gbd-results/. Accessed 6 May 2023.
5. Hare D, Ayton S, Bush A, Lei P. A delicate balance: iron metabolism and diseases of the brain. Front Aging Neurosci 2013;5:34. Crossref
6. Jáuregui-Lobera I. Iron deficiency and cognitive functions. Neuropsychiatr Dis Treat 2014;10:2087-95. Crossref
7. Pivina L, Semenova Y, Doşa MD, Dauletyarova M, Bjørklund G. Iron deficiency, cognitive functions, and neurobehavioral disorders in children. J Mol Neurosci 2019;68:1-10. Crossref
8. Wang Y, Huang L, Zhang L, Qu Y, Mu D. Iron status in attention-deficit/hyperactivity disorder: a systematic review and meta-analysis. PLoS One 2017;12:e0169145. Crossref
9. Bener A, Kamal M, Bener H, Bhugra D. Higher prevalence of iron deficiency as strong predictor of attention deficit hyperactivity disorder in children. Ann Med Health Sci Res 2014;4(Suppl 3):S291-7. Crossref
10. Tseng PT, Cheng YS, Yen CF, et al. Peripheral iron levels in children with attention-deficit hyperactivity disorder: a systematic review and meta-analysis. Sci Rep 2018;8:788. Crossref
11. Cheung YT, Chan DF, Lee CK, et al. Iron deficiency among school-aged adolescents in Hong Kong: prevalence, predictors, and effects on health-related quality of life. Int J Environ Res Public Health 2023;20:2578. Crossref
12. World Health Organization. WHO guideline on use of ferritin concentrations to assess iron status in individuals and populations. 2020. Available from: https://apps.who.int/iris/handle/10665/331505. Accessed 6 Oct 2023.
13. World Health Organization. Haemoglobin concentrations for the diagnosis of anaemia and assessment of severity. 2011 May 31. Available from: https://www.who.int/publications/i/item/WHO-NMH-NHD-MNM-11.1. Accessed 6 Oct 2023.
14. Conners CK, Sitarenios G. Conners’ Continuous Performance Test (CPT). In: Kreutzer JS, DeLuca J, Caplan B, editors. Encyclopedia of Clinical Neuropsychology. New York: Springer; 2011: 681-3. Crossref
15. Sulheim D, Fagermoen E, Sivertsen ØS, Winger A, Wyller VB, Øie MG. Cognitive dysfunction in adolescents with chronic fatigue: a cross-sectional study. Arch Dis Child 2015;100:838-44. Crossref
16. Varni JW, Limbers CA. The PedsQL Multidimensional Fatigue Scale in young adults: feasibility, reliability and validity in a university student population. Qual Life Res 2008;17:105-14. Crossref
17. Yeung NC, Lau JT, Yu X, et al. Psychometric properties of the Chinese version of the Pediatric Quality of Life Inventory 4.0 Generic Core Scales among pediatric cancer patients. Cancer Nurs 2013;36:463-73. Crossref
18. Hao Y, Tian Q, Lu Y, Chai Y, Rao S. Psychometric properties of the Chinese version of the Pediatric Quality of Life Inventory 4.0 Generic Core Scales. Qual Life Res 2010;19:1229-33. Crossref
19. Camaschella C. Iron deficiency. Blood 2019;133:30-9. Crossref
20. Hermoso M, Vucic V, Vollhardt C, et al. The effect of iron on cognitive development and function in infants, children and adolescents: a systematic review. Ann Nutr Metab 2011;59:154-65. Crossref
21. Houston BL, Hurrie D, Graham J, et al. Efficacy of iron supplementation on fatigue and physical capacity in non-anaemic iron-deficient adults: a systematic review of randomised controlled trials. BMJ Open 2018;8:e019240. Crossref
22. Kim J, Wessling-Resnick M. Iron and mechanisms of emotional behavior. J Nutr Biochem 2014;25:1101-7. Crossref
23. Gallen CL, Schaerlaeken S, Younger JW; Project iLEAD Consortium; Anguera JA, Gazzaley A. Contribution of sustained attention abilities to real-world academic skills in children. Sci Rep 2023;13:2673. Crossref
24. Schmengler H, Peeters M, Stevens GW, et al. Educational level, attention problems, and externalizing behaviour in adolescence and early adulthood: the role of social causation and health-related selection—the TRAILS study. Eur Child Adolesc Psychiatry 2023;32:809-24. Crossref
25. Finkelstein JL, Herman HS, Guetterman HM, Peña-Rosas JP, Mehta S. Daily iron supplementation for prevention or treatment of iron deficiency anaemia in infants, children, and adolescents. Cochrane Database Syst Rev 2018;2018:CD013227. Crossref
26. Falkingham M, Abdelhamid A, Curtis P, Fairweather-Tait S, Dye L, Hooper L. The effects of oral iron supplementation on cognition in older children and adults: a systematic review and meta-analysis. Nutr J 2010;9:4. Crossref
27. Vaucher P, Druais PL, Waldvogel S, Favrat B. Effect of iron supplementation on fatigue in nonanemic menstruating women with low ferritin: a randomized controlled trial. CMAJ 2012;184:1247-54. Crossref
28. Hess SY, Owais A, Jefferds ME, Young MF, Cahill A, Rogers LM. Accelerating action to reduce anemia: review of causes and risk factors and related data needs. Ann N Y Acad Sci 2023;1523:11-23. Crossref
29. Meredith WJ, Cardenas-Iniguez C, Berman MG, Rosenberg MD. Effects of the physical and social environment on youth cognitive performance. Dev Psychobiol 2022;64:e22258. Crossref

Migrant workers’ well-being after the rampant sweep of the Omicron wave in Hong Kong

Hong Kong Med J 2025 Apr;31(2):130–8 | Epub 9 Apr 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Migrant workers’ well-being after the rampant sweep of the Omicron wave in Hong Kong
Kitty KY Lai, BSc1; Hong Qiu, BSc, PhD1,2; Eliza LY Wong, MPH, PhD1,2
1 The Jockey Club School of Public Health and Primary Care, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Centre for Health Systems and Policy Research, The Jockey Club School of Public Health and Primary Care, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof Eliza LY Wong (lywong@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The impact of the coronavirus disease 2019 pandemic has rendered migrant workers a vulnerable population susceptible to psychological distress. This cross-sectional study aimed to estimate the prevalence of anxiety and examine associations of perceived social support and working conditions with anxiety among Filipina domestic workers (FDWs) after the peak of the Omicron wave in Hong Kong.
 
Methods: In total, 370 female FDWs were recruited through convenience sampling in Central, Hong Kong, during holiday gatherings from June to August 2022; social normalcy had begun to return during this period after the peak of the Omicron pandemic. Anxiety levels were assessed using the Generalised Anxiety Disorder-7 (GAD-7) scale. Perceived social support and working conditions were measured using validated instruments. Socio-demographic characteristics and health-related information were recorded for consideration as covariates.
 
Results: The estimated prevalence of anxiety (GAD-7 score ≥10) was 8.6% (95% confidence interval [CI]=5.8%-11.5%). Multivariable logistic regression demonstrated that greater satisfaction with compensation and salary (adjusted odds ratio [aOR]=0.825, 95% CI=0.728-0.935), increased free time and rest periods (aOR=0.878, 95% CI=0.780-0.987), and higher satisfaction with value orientation (aOR=0.887, 95% CI=0.796-0.989) were associated with lower anxiety risk.
 
Conclusion: Migrant workers constitute a vital workforce but are often neglected in preventive care. Based on these findings, preventive measures such as labour protection, compensation for overtime work, adequate rest periods, and improved working conditions are crucial in mitigating anxiety. This study highlights key areas for policy refinement and governmental support to enhance migrant workers’ well-being.
 
 
New knowledge added by this study
  • Overall, 8.6% of Filipina domestic workers (FDWs) experienced probable anxiety after the Omicron wave of the coronavirus disease 2019 pandemic in Hong Kong.
  • Associations between anxiety and working conditions were identified, indicating potential factors that influence the mental well-being of FDWs.
  • No significant association was observed between anxiety and perceived social support.
Implications for clinical practice or policy
  • The Hong Kong government could prioritise refining policies to support favourable working conditions for migrant workers, including negotiation of an increase in meal allowances and strict enforcement of regular working hours.
  • Non-governmental organisations could tailor psychological interventions to migrant workers to address diverse mental health needs.
 
 
Introduction
Declared a public health emergency of international concern by the World Health Organization, coronavirus disease 2019 (COVID-19) has continuously posed a threat to both physical and psychological health.1 Beginning in December 2021, the Omicron variant triggered the fifth wave of the pandemic in Hong Kong, endangering psychological well-being.1 2 Filipina domestic workers (FDWs), the primary group of migrant domestic workers, constitute >2.5% of the Hong Kong population3 and are considered a vulnerable population. Before the Hong Kong government reiterated the rights of migrant workers, many FDWs faced mistreatment, including abuse, exploitation, and illegal dismissal upon infection with severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2).4 5 6 Filipina domestic workers were susceptible to both direct and indirect consequences of the COVID-19 pandemic.
 
Migrant workers often experience poor psychosocial conditions and substandard working environments.4 5 6 7 8 However, few studies have consistently examined the well-being of FDWs.8 9 10 Anxiety, a key indicator of well-being, commonly coexists with other psychological conditions. Considering the large number of domestic workers in Hong Kong, efforts to safeguard the psychological health of this minority population are essential to prevent excessive strain on the healthcare system.11 Additionally, various aspects of working conditions should be investigated in relation to anxiety.12
 
This study aimed to estimate the prevalence of anxiety and examine its relationships with perceived social support and decent work among FDWs after the peak of the Omicron wave during the COVID-19 pandemic in Hong Kong. Insights regarding the psychosocial conditions encountered by FDWs during the aftermath of the pandemic may contribute to existing literature.
 
Methods
Study design
A cross-sectional survey, written in English, was administered between June and August 2022. The target population comprised FDWs. Eligibility criteria included age ≥18 years, ability to read and understand English, and ability to provide informed consent. Filipina domestic workers who began employment on or after 1 February 2022 in Hong Kong, as well as male FDWs, were excluded from the present study. Because the majority of FDWs are women (97.8%), the inclusion of a small sample of male FDWs could compromise representativeness.3
 
Convenience sampling was utilised. Recruitment was conducted at gathering places in Central, Hong Kong, where a large proportion of FDWs spend their days off. Data collection was performed on rest days (Sundays and statutory holidays). Support and clarifications were provided to respondents who required assistance in understanding the questions. Respondents were offered a gratuity of HK$20 in cash as a token of appreciation for their time and assistance. According to Yeung et al,10 the prevalence of anxiety among FDWs in Hong Kong at the beginning of the pandemic was 25%. With a 95% confidence interval (95% CI) and a desired margin of error of ±5%, the minimum required sample size was estimated to be 289.
 
Data collection tool and measurement
The questionnaire consisted of four sections, namely, anxiety, perceived social support, working conditions, and potential covariates (eg, socio-demographic and health-related factors). The questionnaire was developed based on validated instruments and a literature review of similar contexts.12 13 14 15 16 17
 
The Generalised Anxiety Disorder-7 (GAD-7) scale was adopted to assess anxiety levels.13 The total score ranges from 0 to 21; a threshold score of ≥10 to identify self-reported anxiety provides optimal sensitivity (89%) and specificity (82%).13 The GAD-7 has demonstrated high internal consistency in the general population (Cronbach’s alpha=0.92) and among FDWs working in Chinese regions (Cronbach’s alpha=0.80).18 19
 
The Multidimensional Scale of Perceived Social Support, using a 7-point Likert scale, was used to measure perceived social support across three domains, namely, significant others, family, and peers.14 Each domain comprises four items. We calculated a mean score for each domain ranging from 1 to 7 and a total mean score averaged from the three concerned domains to represent the total score of perceived social support. A higher score indicates a greater level of perceived social support. The authors of the scale proposed multiple approaches for interpreting perceived social support, one of which involved analysing continuous data for the three domains and the overall score.14 This scale has been validated with high internal consistency among Southeast Asian domestic workers in Hong Kong (Cronbach’s alpha=0.96).16 20
 
The Decent Work Scale was adopted to evaluate working conditions, including 15 items grouped into five components, namely, physically and interpersonally safe working conditions, access to essential healthcare support, sufficient income, adequate rest time, and alignment of working settings with social values.12 Each item scored from 1 to 7, resulting in component scores ranging from 3 to 21 and a total score ranging from 15 to 105, with higher scores indicating better working conditions. This scale has been validated with high internal consistency among the working population in the US (Cronbach’s alpha=0.86).12
 
Data analyses
Statistical analysis was performed using SPSS (Windows version 27.0; IBM Corp, Armonk [NY], US). Confidence intervals were established at the 95% level, and P values <0.05 were considered statistically significant. We computed 95% CIs for anxiety prevalence. Socio-demographic variables were compared between anxiety statuses using the Chi squared test, whereas scores for perceived social support and working conditions were compared using the independent samples t test.
 
Odds ratios (ORs) with 95% CIs were computed using a binary logistic regression model. For univariable analysis, simple logistic regression was conducted; perceived social support and working conditions constituted the main independent variables. Multivariable logistic regression analysis was performed to estimate the independent effects of these variables while adjusting for potential confounders.
 
The GAD-7 scores were categorised into four levels of anxiety severity: minimal (0-4), mild (5-9), moderate (10-14), and severe (15-21).13 We conducted sensitivity analysis using the GAD-7 score as an ordinal outcome and constructed an ordinal logistic regression model to assess the robustness of previously identified anxiety-associated factors.
 
Results
Among the 441 FDWs approached, 71 declined to participate, yielding a response rate of 83.9% (Fig 1). Primary reasons for refusal were survey length and time constraints. The distribution of GAD-7 scores was positively skewed (Fig 2). The estimated prevalence of probable anxiety (GAD-7 score ≥10) was 8.6% (95% CI=5.8-11.5). Among the 370 respondents, approximately half were aged 35 to 44 years (51.1%) and married (48.4%). Most respondents had attained a university-level education or higher (60.3%), reported a monthly income ranging from HK$4630 to HK$4999 (68.6%), and had children residing in their home country (82.7%). The proportions of respondents residing on Hong Kong Island, in Kowloon and the New Territories were evenly distributed. The median (interquartile range) duration of employment in Hong Kong was 5.0 years (interquartile range, 3.0-9.0). Most respondents had no history of COVID-19 (81.9%) and no chronic diseases (97.8%) [Table 1]. Table 2 shows that the mean scores for the three domains of perceived social support ranged from 5.5 to 5.7 out of 7, whereas the mean score for decent work was 78.1 out of 105. Among the five components of working conditions measured by the Decent Work Scale, the lowest mean score was observed for rest periods (14.1); access to healthcare had the highest mean score (17.1).
 

Figure 1. Participants’ recruitment
 

Figure 2. Distribution of Generalised Anxiety Disorder-7 scores
 

Table 1. Demographic characteristics of participants
 

Table 2. Perceived social support and working conditions among participants
 
Participants with probable anxiety had a higher proportion of chronic diseases relative to those without anxiety (9.4% vs 1.5%; P=0.024) [Table 1]. Respondents with probable anxiety reported worse perceptions of social support and working conditions; they had lower scores across all domains relative to those of respondents without anxiety (Table 2).
 
Associations of perceived social support and working conditions with anxiety
Simple logistic regression analysis indicated that one domain of perceived social support and multiple subscales of working conditions were significantly associated with anxiety (Table 3). Filipina domestic workers with higher perceived social support from significant others, better access to healthcare, greater satisfaction with compensation and salary, increased free time and rest periods, and higher satisfaction with their employer’s value orientation exhibited a lower likelihood of experiencing probable anxiety. Multivariable logistic regression analysis—adjusted for all relevant socio-demographic variables, health status, and subscales of perceived social support and working conditions—identified three variables that remained statistically significant (Table 3). Greater satisfaction with compensation and salary (adjusted odds ratio [aOR]=0.825, 95% CI=0.728-0.935), increased free time and rest periods (aOR=0.878, 95% CI=0.780-0.987), and higher satisfaction with value orientation (aOR=0.887, 95% CI=0.796-0.989) were associated with lower anxiety risk. Sensitivity analysis, which examined the four levels of anxiety as an ordinal outcome using an ordinal logistic regression model, showed that effect estimates were slightly attenuated. However, the findings confirmed the association between anxiety levels and inadequate compensation, while also identifying a history of chronic diseases as a risk factor for increased anxiety severity (Table 4).
 

Table 3. Associations of socio-demographic characteristics, health status, perceived social support, and working conditions of participants (n=370)
 

Table 4. Sensitivity analysis for the associations of socio-demographic characteristics, health status, perceived social support, and working conditions of participants (n=370)
 
Discussion
Estimated prevalence of anxiety
The observed prevalence of anxiety among FDWs was 8.6%, representing a lower proportion compared with previous studies.10 11 21 22 The Omicron variant led to an unprecedented surge in cases, which peaked in early March 2022. Compared with a local study conducted at the onset of the COVID-19 pandemic,10 the prevalence of probable anxiety among FDWs declined from 25% to 8.6%. A remarkably lower prevalence of anxiety was observed when using the official cut-off score of ≥7 for the Anxiety subscale of the Depression, Anxiety, and Stress Scale-21 Items (DASS-21-A) in both the general population of Hong Kong (14%)11 and the Philippines (38.4%).21 In Singapore, 17.5% of migrant workers exhibited probable anxiety (DASS-21-A score ≥8).22 The discrepancy in anxiety prevalence across studies may be attributed to differences in study contexts and timeframes. Although the fifth wave of COVID-19 had nearly subsided in Hong Kong during the present study period, other regions were still experiencing high caseloads. The relatively low prevalence of anxiety among FDWs may indicate the development of psychological resilience after the Omicron pandemic. Additionally, information dissemination and vaccine availability were more established compared with the second and third waves of the pandemic.10
 
In response to the fifth wave of the COVID-19 pandemic, the local government implemented comprehensive public health policies to safeguard rights and facilitate risk communication among minority populations in Hong Kong. Coronavirus disease 2019 and vaccine-related information were made available in multiple languages, including Tagalog and English, thereby improving access to formal and accurate health information for FDWs. Access to adequate and accurate health information is essential for mitigating psychological distress and reducing anxiety levels associated with the pandemic, as demonstrated by the findings of a study conducted in the Philippines.21
 
Access to COVID-19 vaccines may partially explain the findings. In Hong Kong, domestic workers were designated as a priority group for vaccination within 1 month of launching the COVID-19 vaccination programme.23 Furthermore, the initial procurement of 22.5 million vaccine doses ensured sufficient supply for the entire population, allowing domestic workers to choose between Sinovac and BioNTech vaccines at no cost. The high effectiveness of COVID-19 vaccination may have contributed to anxiety reduction. As of August 2021, the majority of sampled domestic workers (80%) had received at least one dose of COVID-19 vaccine.24 A study by McMenamin et al25 demonstrated the substantial protective effect of COVID-19 vaccines against severe or fatal outcomes (BioNTech: two doses=83.9%; three doses=97.9%). Vaccination significantly reduces the risk of severe COVID-19 complications, hospitalisation, and mortality, which may have indirectly alleviated probable anxiety among FDWs. This assumption is supported by the results of a study examining the psychological impact of COVID-19 vaccination, which revealed lower anxiety levels among vaccinated individuals.26 However, the aforementioned local10 11 20 and Singapore studies22 assessing the anxiety of migrant workers were conducted during periods when no pharmaceutical preventive measures were available. Therefore, access to COVID-19 vaccines is a plausible explanation for the lower prevalence of probable anxiety among FDWs.
 
Additionally, job security may explain the decline in probable anxiety. Some FDWs expressed concerns regarding job insecurity and experienced distress due to job loss.4 Amid increasing reports of illegal contract terminations, the government intervened to uphold FDWs’ employment rights.27 On 5 March 2022, a government spokesperson emphasised zero tolerance for employers who illegally dismissed FDWs exhibiting SARS-CoV-2 infection.27 Any violation of the Employment Ordinance and related laws was subject to prosecution and fines.27 Filipina domestic workers exhibiting SARS-CoV-2 infection or identified as close contacts of individuals with COVID-19 receive the same assistance and support as other Hong Kong citizens, including quarantine and isolation arrangements.27 Greater institutional support for their employment may have contributed to the lower prevalence of anxiety among FDWs.
 
Perceived social support and anxiety
The significant others domain of perceived social support was negatively associated with anxiety in univariable analysis but was no longer significant according to multivariable regression. Significant others are individuals that the respondents regard as special persons.12 This finding contrasts with previous studies that identified perceived social support as an essential factor in coping with psychological distress among migrant workers.8 9 This discrepancy may be attributable to the small sample size. However, the finding is consistent with results from a local study conducted in a similar context.10
 
Filipina domestic workers migrate to foreign countries to support their families’ livelihoods; they are often portrayed as resilient and independent figures by the Philippine Government. This narrative may subtly reinforce the perception among FDWs that they are the sole breadwinners responsible for their families’ well-being.28 Consequently, although FDWs may seek informal social support from significant others, their self-disclosure remains selective. Psychological concerns, in particular, may be considered sensitive topics, leading to avoidance of such discussions in an effort to protect their self-esteem. This avoidance may explain the absence of an observed association between perceived social support and anxiety.
 
Working conditions and anxiety
Another key finding was that better working conditions—including greater satisfaction with compensation and salary, increased free time and rest periods, and higher satisfaction with value orientation—were associated with a lower likelihood of probable anxiety. Working conditions are recognised as social determinants of mental health. Findings from the World Health Organization suggest that jobs offering high rewards and a greater sense of control serve as protective factors for mental well-being, thereby reinforcing the importance of favourable working conditions for employees.29 Consistent with the previous findings,30 high and regular monetary compensation was linked to lower probable anxiety in our study. According to the Occupational Wages Survey in the Philippines,30 the median monthly income was PHP13 646 (HK$1865, US$239), whereas the minimum monthly wage in Hong Kong was HK$4630 (US$594) during the study period.31 Filipina domestic workers in Hong Kong earned at least 2.48-fold more than their counterparts in the Philippines. Higher monthly earnings are often allocated toward property purchases in the Philippines, meeting family obligations, and fulfilling roles and responsibilities. Thus, greater satisfaction with compensation and salary may have contributed to lower probable anxiety among FDWs. Although this factor may explain the observed association, a qualitative study would provide deeper insights into the relationship between higher compensation and reduced psychological distress.
 
Additionally, increased free time and rest periods were associated with a lower risk of probable anxiety. An occupational health study32 established an inverse relationship between working hours and sleep duration, where anxiety and depression scores were higher among individuals working longer hours. These findings suggest that increased free time and rest periods can help reduce anxiety risk.
 
Notably, greater alignment between FDWs’ working environments and their social values was associated with lower anxiety risk. Value orientation refers to the principles an individual upholds, including ethics, morality, and attitudes toward work. In the workplace, each aspect of the working environment is interconnected with FDWs and their employers, influencing the likelihood of psychological distress. Employers are encouraged to engage in discussions with FDWs regarding working conditions—such as job demands and task restructuring—to ensure alignment in value orientation between both parties.
 
Other covariates
While chronic disease was not a statistically significant predictor of anxiety in multivariable logistic regression model, sensitivity analysis using an ordinal outcome revealed that it remained a risk factor for increased anxiety severity. Despite the inconclusive findings regarding this association, a systematic review33 indicated that a history of chronic diseases is linked to higher anxiety levels. The presence of chronic diseases has a negative impact on mental health.33
 
Limitations and strengths
Some limitations were inherent in our sampling method and study design. First, we could not establish causality. Because cross-sectional study designs provide only short-term data regarding associations, longitudinal studies are needed to examine temporal sequences and causal relationships. Second, the use of convenience sampling may introduce selection bias; therefore, generalisations of the findings to the entire FDW population should be made with caution. However, this bias is likely minimal because all FDWs were approached, and none were selectively invited based on specific characteristics; also, the demographic distribution of the sample closely resembled that of domestic workers recorded in the Hong Kong Population Census.34 The age distributions in the Census data34 and the study sample were comparable: 18-34 years (29.8% vs 27.8%), 35-44 years (48.2% vs 51.1%), and ≥45 years (22.0% vs 21.1%). Additionally, the respondents’ residence areas were evenly distributed across Hong Kong Island, Kowloon, and the New Territories. These findings suggest high representativeness and generalisability in the study sample. Furthermore, monetary incentives were provided, which may have contributed to higher-quality responses.
 
Conclusion
This study identified associations between optimal working conditions and lower probable anxiety among FDWs. The findings update the estimated prevalence of anxiety in this population and suggest that favourable working conditions may serve as protective factors. The study provides insights for the development and refinement of public health measures and occupational policies related to migrant workers, including compensation for overtime work, job security, and adequate rest periods. Psychological interventions tailored to domestic workers should be developed to address diverse mental health needs while incorporating labour protection. Regular review and refinement of occupational policies may be necessary. The Labour Department could consider conducting large-scale quantitative surveys and qualitative interviews with domestic workers to assess and accommodate their occupational needs. Future studies should aim to include domestic workers of various nationalities and other migrant worker populations.
 
Author contributions
Concept or design: KKY Lai, ELY Wong.
Acquisition of data: KKY Lai.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: KKY Lai.
Critical revision of the manuscript for important intellectual content: ELY Wong.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank Prof Marc KC Chong, Ms Annie WL Cheung and Mr Jonathan CH Ma from the Centre for Health Systems and Policy Research, The Jockey Club School of Public Health and Primary Care, The Chinese University of Hong Kong for their valuable comments on the study and support in data analysis. The authors also thank all study respondents for their valuable time in completing the questionnaires and for their contributions as migrant workers in Hong Kong.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong, Hong Kong (Ref No.: 018-22). The study was conducted in accordance with the principles of the Declaration of Helsinki. Informed consent was obtained from the participants prior to commencement of the survey.
 
References
1. Centre for Health Protection and Hospital Authority, Hong Kong SAR Government. Statistics on 5th wave of COVID- 19 (from 31 Dec 2021 up till 31 May 2022 00:00). Available from: https://www.coronavirus.gov.hk/pdf/5th_wave_statistics/5th_wave_statistics_20220531.pdf. Accessed 5 Dec 2022.
2. Xiong J, Lipsitz O, Nasri F, et al. Impact of COVID-19 pandemic on mental health in the general population: a systematic review. J Affect Disord 2020;277:55-64. Crossref
3. Census and Statistics Department, Hong Kong SAR Government. 2021 Population Census. Main Results. Available from: https://www.census2021.gov.hk/doc/pub/21c-main-results.pdf. Accessed 1 Apr 2025.
4. Chow Y. No home away from home for domestic workers terminated after contracting coronavirus amid Hong Kong’s fifth wave. Young Post. South China Morning Post; 2022 May 16. Available from: https://www.scmp.com/yp/discover/news/hong-kong/article/3177657/no-home-away-home-domestic-workers-terminated-after. Accessed 4 Dec 2022.
5. Cheung JT, Tsoi VW, Wong KH, Chung RY. Abuse and depression among Filipino foreign domestic helpers. A cross-sectional survey in Hong Kong. Public Health 2019;166:121-7. Crossref
6. Choy CY, Chang L, Man PY. Social support and coping among female foreign domestic helpers experiencing abuse and exploitation in Hong Kong. Front Commun 2022;7:1015193. Crossref
7. Sterud T, Tynes T, Mehlum IS, et al. A systematic review of working conditions and occupational health among immigrants in Europe and Canada. BMC Public Health 2018;18:770. Crossref
8. Ioannou M, Kassianos AP, Symeou M. Coping with depressive symptoms in young adults: perceived social support protects against depressive symptoms only under moderate levels of stress. Front Psychol 2019;9:2780. Crossref
9. Straiton ML, Aambø AK, Johansen R. Perceived discrimination, health and mental health among immigrants in Norway: the role of moderating factors. BMC Public Health 2019;19:325. Crossref
10. Yeung NC, Huang B, Lau CY, Lau JT. Feeling anxious amid the COVID-19 pandemic: psychosocial correlates of anxiety symptoms among Filipina domestic helpers in Hong Kong. Int J Environ Res Public Health 2020;17:8102. Crossref
11. Choi EP, Hui BP, Wan EY. Depression and anxiety in Hong Kong during COVID-19. Int J Environ Res Public Health 2020;17:3740. Crossref
12. Duffy RD, Allan BA, England JW, et al. The development and initial validation of the Decent Work Scale. J Couns Psychol 2017;64:206-21. Crossref
13. Spitzer RL, Kroenke K, Williams JB, Löwe B. A brief measure for assessing generalized anxiety disorder: the GAD-7. Arch Intern Med 2006;166:1092-7. Crossref
14. Zimet GD, Dahlem NW, Zimet SG, Farley GK. The Multidimensional Scale of Perceived Social Support. J Pers Assess 1988;52:30-41. Crossref
15. International Organization for Migration. The Determinants of Migrant Vulnerability. Geneva: United Nations; 2019. Available from: https://www.iom.int/sites/g/files/tmzbdl486/files/our_work/DMM/MPA/1-part1-thedomv.pdf. Accessed 5 Dec 2022.
16. Garabiles MR, Lao CK, Yip P, Chan EW, Mordeno I, Hall BJ. Psychometric validation of PHQ-9 and GAD-7 in Filipino migrant domestic workers in Macao (SAR), China. J Pers Assess 2020;102:833-44. Crossref
17. Mendoza NB, Mordeno IG, Latkin CA, Hall BJ. Evidence of the paradoxical effect of social network support: a study among Filipino domestic workers in China. Psychiatry Res 2017;255:263-71. Crossref
18. Yeung NC, Kan KK, Wong AL, Lau JT. Self-stigma, resilience, perceived quality of social relationships, and psychological distress among Filipina domestic helpers in Hong Kong: a mediation model. Stigma Health 2021;6:90-9. Crossref
19. Pan American Health Organization. Questionnaire to Assess the Diagnosis and Treatment of Chronic Diseases. Geneva: World Health Organization. Available from: https://www.paho.org/hq/dmdocuments/2009/cncd_mgt_questionnaire.pdf. Accessed 4 Dec 2022.
20. Leung DD, Tang EY. Correlates of life satisfaction among Southeast Asian foreign domestic workers in Hong Kong: an exploratory study. Asian Pac Migr J 2018;27:368-77. Crossref
21. Tee ML, Tee CA, Anlacan JP, et al. Psychological impact of COVID-19 pandemic in the Philippines. J Affect Disord 2020;277:379-91. Crossref
22. Saw YE, Tan EY, Buvanaswari P, Doshi K, Liu JC. Mental health of international migrant workers amidst large-scale dormitory outbreaks of COVID-19: a population survey in Singapore. J Migr Health 2021;4:100062. Crossref
23. Labour Department, Hong Kong SAR Government. Foreign domestic helpers. Vaccination priority groups to be expanded to cover people aged 30 or above. 2021 Mar 15. Available from: https://www.fdh.labour.gov.hk/en/news_detail.html?year=2021&n_id=190. Accessed 28 Mar 2025.
24. Sumerlin TS, Kim JH, Wang Z, Hui AY, Chung RY. Determinants of COVID-19 vaccine uptake among female foreign domestic workers in Hong Kong: a cross-sectional quantitative survey. Int J Environ Res Public Health 2022;19:5945. Crossref
25. McMenamin ME, Nealon J, Lin Y, et al. Vaccine effectiveness of one, two, and three doses of BNT162B2 and CoronaVac against COVID-19 in Hong Kong: a population-based observational study. Lancet Infect Dis 2022;22:1435-43. Crossref
26. Babicki M, Malchrzak W, Hans-Wytrychowska A, Mastalerz-Migas A. Impact of vaccination on the sense of security, the anxiety of COVID-19 and quality of life among polish. A nationwide online survey in Poland. Vaccines (Basel) 2021;9:1444. Crossref
27. Hong Kong SAR Government. Government’s response on situation of foreign domestic helpers affected by COVID-19 (with photos) [press release]. 2022 Mar 5. Available from: https://www.info.gov.hk/gia/general/202203/05/P2022030500399.htm. Accessed 4 Dec 2022.
28. Rich GJ. Filipina migrant domestic workers in Asia: mental health and resilience. In: Rich GJ, Jaafar JL, Barron D, editors. Psychology in Southeast Asia: Sociocultural, Clinical, and Health Perspectives. London: Routledge, Taylor & Francis Group; 2020. Crossref
29. World Health Organization. Social determinants of mental health. 2014 May 18. Available from: https://www.who.int/publications/i/item/9789241506809. Accessed 1 Apr 2025.
30. Mapa DS. Average monthly wage rates of selected occupations: 2018 and 2020 [Internet]. 2020 Occupational Wages Survey (OWS). Philippine Statistics Authority; 2022. Available from: https://psa.gov.ph/statistics/occupational-wages-survey/node/168472. Accessed 4 Dec 2022.
31. Hong Kong SAR Government. Minimum allowable wage and food allowance for foreign domestic helpers [press release]. 2021 Sep 30. Available from: https://www.info.gov.hk/gia/general/202109/30/P2021093000329.htm. Accessed 4 Dec 2022.
32. Afonso P, Fonseca M, Pires JF. Impact of working hours on sleep and mental health. Occup Med (Lond) 2017;67:377-82. Crossref
33. Clarke DM, Currie KC. Depression, anxiety and their relationship with chronic diseases: a review of the epidemiology, risk and treatment evidence. Med J Aust 2009;190:S54-60. Crossref
34. Census and Statistics Department, Hong Kong SAR Government. 2021 Population Census: Summary Results. 2022. Available from: https://www.censtatd.gov.hk/en/data/stat_report/product/B1120106/att/B11201062021XXXXB01.pdf. Accessed 4 Dec 2022.

Mask-wearing intention after the removal of the mandatory mask-wearing requirement in Hong Kong: application of the protection motivation theory and the theory of planned behaviour

Hong Kong Med J 2025 Apr;31(2):119–29 | Epub 7 Apr 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Mask-wearing intention after the removal of the mandatory mask-wearing requirement in Hong Kong: application of the protection motivation theory and the theory of planned behaviour
Tommy KC Ng, MSc1; Ben YF Fong, MPH, FHKAM (Community Medicine)1; Vincent TS Law, DBA, PMgr2; Pimtong Tavitiyaman, PhD3; WK Chiu, PhD1
1 Division of Science, Engineering and Health Studies, College of Professional and Continuing Education, Hong Kong Polytechnic University, Hong Kong SAR, China
2 Division of Social Sciences, Humanities and Design, College of Professional and Continuing Education, Hong Kong Polytechnic University, Hong Kong SAR, China
3 Division of Business and Hospitality Management, College of Professional and Continuing Education, Hong Kong Polytechnic University, Hong Kong SAR, China
 
Corresponding author: Mr Tommy KC Ng (tommy.ng@cpce-polyu.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The mandatory mask-wearing requirement, which had been in place for nearly 1000 days in Hong Kong, was lifted on 1 March 2023. Little is known about the intention to continue wearing a mask after the removal of the mandate in the city. This study aimed to examine predictors of mask-wearing intention after the mandate was lifted, using the protection motivation theory (PMT) and the theory of planned behaviour (TPB).
 
Methods: A conceptual model was developed to depict the relationships between the constructs of PMT and TPB in predicting continued mask-wearing intention after the removal of the mandate. A cross-sectional study was conducted using an online questionnaire from 8 to 20 March 2023. Partial least squares structural equation modelling was utilised to examine relationships between the constructs.
 
Results: In total, 483 responses were included in the data analysis. Perceived severity (β=0.089; P=0.017), perceived self-efficacy (β=0.253; P<0.001), subjective norms (β=0.289; P<0.001), and attitude (β=0.325; P<0.001) had significant positive effects on the intention to continue wearing a mask. In contrast, the perceived reward of maladaptive behaviours had a significant negative effect on mask-wearing intention (β=-0.071; P=0.012). Perceived vulnerability, perceived response efficacy, perceived response cost, and perceived behavioural control were not significantly associated with mask-wearing intention.
 
Conclusion: The findings indicate that attitude towards continued mask-wearing was the strongest predictor of mask-wearing intention, followed by subjective norms and perceived self-efficacy. Insights from this study may inform public health policymaking regarding mask-wearing practices in future health crises.
 
 
New knowledge added by this study
  • More than half of the respondents (53.6%) consistently wore a mask after the mandatory mask-wearing requirement had been lifted in Hong Kong.
  • Attitude towards continued mask-wearing was the strongest predictor of mask-wearing intention, followed by subjective norms and perceived self-efficacy.
Implications for clinical practice or policy
  • A high frequency of mask-wearing was observed after the mandatory mask-wearing requirement had been lifted. The progress of Hong Kong citizens in returning to pre-pandemic norms requires further evaluation.
  • The positive attitude towards mask-wearing among Hong Kong citizens suggests that they are prepared for future health crises.
 
 
Introduction
The coronavirus disease 2019 (COVID-19) pandemic has had extensive global social and health impacts. It triggered an international health and economic crisis that has profoundly altered people’s lives, perceptions, and behaviours. As of 13 March 2025, about 778 million confirmed cases of COVID-19 had caused around 7.1 million deaths worldwide.1 Various levels of non-pharmaceutical interventions, including frequent handwashing, mask-wearing, and social distancing, were implemented in most countries.2 These interventions played important roles in reducing community transmission of COVID-19.3 However, the stringent measures also led to negative consequences, such as economic slowdown, disrupted education, and increased social isolation and psychological stress.4 5 Many countries lifted non-pharmaceutical interventions while the number of cases was still increasing. In England, all COVID-19–related restrictions were lifted on 22 February 2022 under the ‘Living with COVID’ strategy,6 although the number of cases increased in subsequent months. Australia, Singapore, and Hong Kong adopted a ‘Zero-COVID’ strategy.7 In Australia, all mandatory mask-wearing requirements on public transport were lifted in mid-September 2022.8 Singapore also lifted such requirements on 9 February 2023.9 Hong Kong, a leading international business and financial centre, finally lifted all mandatory mask-wearing requirements on 1 March 2023,10 nearly 1000 days after the start of the pandemic in 2020. Since then, the city has been transitioning towards the post–COVID-19 era.
 
During the COVID-19 pandemic, many governments mandated mask-wearing in public areas. Mask-wearing behaviour was largely a response to legal restrictions and requirements. Obedience, as a form of social influence, played a role in mask adherence; individuals sought to avoid social punishment, including fines or imprisonment. Additionally, normative social influence emerged as a means of curbing the spread of COVID-19. A positive correlation was observed between social norms regarding mask-wearing and mask uptake, such that individuals were more likely to wear a mask if their friends and relatives did so.11 Furthermore, individuals’ beliefs about engaging in the right behaviour were associated with their behavioural intentions. Personal norms regarding mask-wearing were significantly associated with mask-wearing intention.12 In the post–COVID-19 era, individuals may continue mask-wearing even after governments have lifted mandatory requirements, potentially due to self-motivation for health protection. This study aimed to identify predictors of mask-wearing intentions and practices after the mandatory mask-wearing requirement had been lifted in Hong Kong by integrating the protection motivation theory (PMT) with the theory of planned behaviour (TPB). This integration provides a comprehensive framework for evaluating mask-wearing intentions by examining key factors influencing health behaviours, including perceived severity, perceived vulnerability, attitudes, and subjective norms. This approach may offer a nuanced understanding of predictors of mask-wearing intentions after the mandatory mask-wearing requirement had been lifted.
 
Protection motivation theory
Protection motivation theory has been widely used as a framework for predicting the adoption of health-protective behaviours.13 This theory assumes that the adoption of protective behaviour against health threats depends on personal motivation for self-protection. Rooted in expectancy-value theory, PMT explains the social and cognitive processes underlying protective behaviours. The theory is based on the premise that the decision to counteract a health threat is determined by threat and coping appraisal processes.14 According to PMT, two primary processes—threat appraisal and coping appraisal—determine behavioural intention. Threat appraisal consists of three components: perceived vulnerability, perceived severity, and the perceived reward of maladaptive behaviours. Perceived vulnerability refers to an individual’s assessment of the likelihood of experiencing a health threat or developing a health condition. Perceived severity concerns the perceived seriousness of potential consequences associated with the condition. Therefore, perceptions of COVID-19 severity and vulnerability to disease would significantly predict adherence to protective measures.15 Perceived reward of maladaptive behaviours refers to beliefs regarding the benefits associated with engaging in risky behaviours. Patients with COVID-19 may experience long COVID symptoms, including increased fatigue, depressive symptoms, and reduced mental acuity.16 In this context, individuals may continue wearing masks due to concerns about long-COVID severity. Thus, perceived vulnerability and perceived severity are expected to be positively associated with the intention to continue wearing a mask in the post–COVID-19 era, whereas the perceived reward of maladaptive behaviours is expected to be negatively associated with this behaviour. Three hypotheses were proposed in relation to these elements (H1 to H3 in the online supplementary Table).
 
Coping appraisal comprises perceived response efficacy, perceived self-efficacy, and perceived response cost. Perceived response efficacy refers to belief in the effectiveness of the recommended behaviour with respect to mitigating or preventing potential harm.17 Perceived self-efficacy denotes an individual’s confidence in overcoming barriers to implementing the recommended behaviour.18 Perceived response cost refers to perceived costs associated with the behaviour. Perceived response efficacy has been positively associated with social distancing behaviours, a non-pharmaceutical intervention for COVID-19, among Hong Kong adults.19 Three hypotheses were derived in relation to these elements (H4 to H6 in the online supplementary Table).
 
Theory of planned behaviour
The TPB is a well-established model for explaining health-related behavioural intentions, which are influenced by subjective norms (perceived expectations from significant others regarding the behaviour), attitude (personal feelings and beliefs about the behaviour), and perceived behavioural control (perceived ability to perform the behaviour). Individuals with a more positive attitude towards non-pharmaceutical interventions exhibit a greater intention to implement such interventions.20 Similarly, subjective norms and perceived behavioural control have demonstrated positive associations with the intention to adopt interventions against COVID-19.20 Five hypotheses were formulated in relation to these elements (H7 to H11 in the online supplementary Table).
 
Integration of protection motivation theory and theory of planned behaviour
The integration of PMT and TPB has been utilised to predict behavioural intention in various research contexts, such as adherence to COVID-19 behavioural guidelines,21 behavioural intention towards COVID-19 booster vaccination,22 and factors affecting preventive behaviours during the COVID-19 pandemic.23 In this study, the attitude component of TPB was used to assess an individual’s attitude towards continuing to wear a mask. Attitudes may be influenced by an individual’s protection motivation. A meta-analysis identified perceived importance, perceived benefits, perceived effectiveness, and perceived barriers to preventive behaviour as key attitudinal factors influencing such behaviour.24 Therefore, a conceptual model was developed to illustrate relationships between the constructs of PMT and TPB in predicting continued mask-wearing after the announcement that all mandatory mask-wearing requirements had been lifted. Fourteen hypotheses were formulated in relation to these elements (H12 to H25 in the online supplementary Table).
 
Methods
Participant recruitment
This cross-sectional study was conducted using an online questionnaire between 8 and 20 March 2023. Participants were recruited through a non-probability snowball sampling method that had been used in a previous study.3 The target sample size was determined based on the requirement that it should be 10 times the maximum number of measurement items associated with a single construct in the partial least squares path model.25 In this study, 37 items measured ten constructs, resulting in a target sample size of 370 (10 × 37). The online questionnaire was distributed via email and WhatsApp, a widely used social media platform in Hong Kong. Using the researchers’ personal social networks, eligible individuals of various ages and educational backgrounds were invited to participate. They were also encouraged to share the questionnaire link with suitable colleagues and friends. Additionally, the researchers contacted the heads of local community colleges to seek collaboration and support. Upon receiving approval from directors or presidents, the researchers sent the online questionnaire to those leaders for recruitment of eligible participants. Individuals were included in this study if they were Hong Kong residents aged ≥18 years and had access to the internet via a smartphone or computer. Participants read a statement on the survey’s background, anonymity, and participation agreement before providing consent. To prevent duplicate submissions, the prefix and first three digits of the Hong Kong Identity Card were collected and later removed prior to data analysis.
 
Measures within the questionnaire
The questionnaire, consisting of four sections, was designed to assess perceived vulnerability, perceived severity, perceived reward of maladaptive behaviours, perceived response efficacy, perceived self-efficacy, perceived response cost, attitude, perceived behavioural control, subjective norms, and intention to continue wearing a mask after the mandatory mask-wearing requirement had been lifted. The first section included two questions focused on mask-wearing frequency after the mandatory requirement had been lifted and on verification of Hong Kong residency. The second section examined respondents’ adoption of health-protective behaviours, based on PMT.26 27 The third section measured variables related to respondents’ intention to continue wearing a mask, based on TPB.3 27 All items in the second and third sections were assessed using a five-point Likert scale (1=strongly disagree to 5=strongly agree). The final section collected demographic information, such as age, gender, education level, economic status, and self-reported health status, through close-ended questions.
 
Data analysis
Partial least squares structural equation modelling was utilised to examine the conceptual framework in this study. The SmartPLS 3.0 statistical software (SmartPLS GmbH, Bönningstedt, Germany) was used to assess both the reflective measurement model and the structural model. Study reliability and validity were evaluated by assessing internal consistency and convergent validity in the reflective measurement model.25 Convergent validity was considered acceptable if the outer loadings of the measurement items exceeded 0.5 and the average variance extracted for each construct was >0.5.25 28 Internal reliability was evaluated using composite reliability, which was recommended to exceed 0.708, and Cronbach’s alpha, which should be >0.6.25 Path coefficients were assessed within the structural model. A P value <0.05 was considered significant.
 
Results
Participant characteristics
In total, 483 valid responses were included in the data analysis. Table 1 presents the participants’ demographic characteristics. The largest proportion of respondents belonged to the 18-25 age-group (28.2%), followed by the 56-65 (18.4%), the 66-75 (13.7%), and the 36-45 (13.0%) age-groups. The mean age was 43.56 years. Among the participants, 269 (55.7%) were men and 214 (44.3%) were women. Most respondents (59.0%) had attained a degree-level education or higher; more than two-fifths of respondents were employed. Additionally, approximately half of the respondents (46.6%) rated their health status as good. More than half of the respondents (53.6%) reported always wearing a mask after the mandatory mask-wearing requirement had been lifted. The median number of COVID-19 vaccine doses received was three (interquartile range=1).
 

Table 1. Participant demographic characteristics (n=483)
 
Measurement model
Table 2 presents the model reliability. Loadings >0.7 indicate a satisfactory level of item reliability.25 29 The outer loadings of all items exceeded 0.7, except for one item related to perceived behavioural control; consequently, this item was removed. Internal consistency reliability was considered satisfactory because composite reliability and Cronbach’s alpha exceeded the threshold value of 0.7. The average variance extracted for all constructs was >0.5, suggesting good convergent validity after the removal of five items: one item each from perceived severity, perceived response efficacy, perceived self-efficacy, attitude, and behavioural intention. The variance inflation factor for each item was <5, indicating no critical levels of collinearity. Table 3 depicts the results of the assessment of discriminant validity. Given the adequacy of indicator reliability, internal consistency reliability, convergent validity, and discriminant validity, evaluation of the structural model could proceed.29
 

Table 2. Construct validity and reliability of the measurement model
 

Table 3. Values of construct correlations, square roots of average variance extracted (italic font), and heterotrait-monotrait ratio of correlations (grey shades)
 
Structural model
Table 4 displays the results of direct effects in the structural model. Of the 17 hypotheses, 10 were supported based on the results generated through a bootstrapping procedure with 5000 resamples. Four constructs—perceived severity, perceived self-efficacy, subjective norms, and attitude—had significant positive effects on the intention to continue wearing a mask. In contrast, perceived reward of maladaptive behaviours had a significant negative effect on mask-wearing intention. Consequently, hypotheses H2, H3, H5, H7, and H8 were supported. However, perceived vulnerability, perceived response efficacy, perceived response cost, and perceived behavioural control were not significantly associated with the intention to continue wearing a mask. Thus, hypotheses H1, H4, H6, and H9 were not supported.
 

Table 4. Direct effects of the structural model
 
Furthermore, subjective norms, perceived severity, perceived response efficacy, and perceived self-efficacy had significant positive effects on attitude, whereas perceived reward of maladaptive behaviours had a significant negative effect on attitude. Therefore, hypotheses H10, H13, H14, H15, and H16 were supported. However, no significant relationships were observed between perceived behavioural control and attitude, perceived vulnerability and attitude, or perceived response cost and attitude. These findings did not support hypotheses H11, H12, and H17 (Table 4). The results of the structural model are depicted in the Figure.
 

Figure. Depiction of the structural model
 
Table 5 shows the results of the mediation model. Attitude had a partial mediating effect on the relationships of perceived self-efficacy, perceived reward of maladaptive behaviours, subjective norms, and perceived severity with the intention to continue wearing a mask. These results partially supported hypotheses H19, H20, H21, and H22. Additionally, attitude had a full mediating effect on the relationship between perceived response efficacy and the intention to continue wearing a mask, supporting hypothesis H24. However, no mediating effect of attitude was observed in the relationships of perceived response cost, perceived vulnerability, and perceived behavioural control with continuous behavioural intention. These results did not support hypotheses H18, H23, and H25.
 

Table 5. Mediating effects of the structural model
 
Discussion
Most respondents continued wearing masks during the 3 weeks after the mandatory mask-wearing requirement had been lifted. Perceived severity, perceived self-efficacy, subjective norms, and attitude were positively associated with the intention to continue wearing a mask, whereas the perceived reward of maladaptive behaviours was negatively associated with this intention. Perceived severity suggests that individuals were concerned about the consequences of contracting COVID-19. Given that COVID-19 had influenced daily life and behaviour for 3 years, it is understandable that perceived severity remained a motivator for continued mask-wearing as a protective measure. Furthermore, some individuals may have experienced anxiety and sought to minimise the risk of infection. Thus, the pandemic itself may have outweighed their desire to return to pre-pandemic norms.30 Additionally, perceived self-efficacy indicates that individuals with confidence in their ability to wear a mask effectively were more likely to continue doing so. Personal protective measures can reduce the risk of infectious diseases31; mask-wearing is considered a feasible and acceptable method for preventing and reducing the spread of influenza-like illnesses.32 During the COVID-19 pandemic, some studies showed that perceived severity and perceived self-efficacy were significantly associated with intentions to comply with COVID-19 preventive behaviours.17 33 34 Individuals perceived that contracting COVID-19 posed a serious threat, whereas mask-wearing remained a feasible and effective strategy for preventing transmission, even after the mandatory mask-wearing requirement had been lifted.
 
Notably, the perceived reward of maladaptive behaviours had a significant negative effect on the intention to continue wearing a mask. This finding suggests that individuals who perceived benefits from not wearing a mask were less likely to express an intention to continue mask-wearing. The decision not to wear a mask may be attributed to various factors, including concerns about social judgement, the inconveniences associated with preventive measures, and daily hassles.35 36 The prolonged COVID-19 pandemic led to pandemic fatigue, which may have contributed to a perception among some individuals that the pandemic had ended once the mandatory mask-wearing requirement was lifted, thereby reducing their motivation to continue wearing a mask.
 
Attitudes and subjective norms had significant positive effects on the intention to continue wearing a mask. This observation indicates that individuals who held a favourable attitude towards mask-wearing and perceived social pressure or influence from others to wear a mask were more likely to express an intention to continue this practice. Attitudes and subjective norms were previously identified as predictors of mask-wearing intention during the COVID-19 pandemic.3 Before the pandemic, the local population in Hong Kong exhibited a positive attitude towards mask-wearing. For example, patients and caregivers in outpatient settings generally wore face masks; protecting others was a primary motivation for this approach.37 Individuals with a positive attitude towards mask-wearing may have been influenced by government-led promotion of preventive behaviours since the severe acute respiratory syndrome epidemic in 2003, which caused mask-wearing to become a social norm within the community.38 The present findings indicate that higher levels of perceived self-efficacy, perceived reward of maladaptive behaviours, subjective norms, and perceived severity not only directly increased the intention to wear a mask but also influenced individuals’ attitudes, leading to an increased intention to continue mask-wearing. These results provide empirical evidence supporting the role of attitude as a mediator in the intention to continue wearing a mask. Thus, the relationships among perceived self-efficacy, perceived reward of maladaptive behaviours, subjective norms, perceived severity, and the intention to continue mask-wearing can also be explained by individuals’ attitudes.
 
In the present study, perceived vulnerability did not directly predict the intention to continue wearing a mask. A study also showed no significant association between perceived vulnerability and the adoption of preventive behaviours.39 A possible explanation is that the prolonged COVID-19 pandemic led individuals to consider themselves less vulnerable compared with early stages of the pandemic. The removal of government restrictions may have further reinforced the perception of reduced vulnerability to COVID-19.40 Additionally, the results of this study did not demonstrate a statistically significant direct effect between perceived response efficacy and the intention to continue wearing a mask. However, a mediating role for attitude was identified in this relationship, indicating that perceived response efficacy influenced attitude, which then determined the intention to wear a mask.
 
Implications
This study highlights the importance of understanding the predictors of mask-wearing intention after the mandatory mask-wearing requirement was lifted. A high frequency of mask-wearing was observed after the removal of the requirement. This finding has implications for future research regarding the long-term effects of habitual mask use and its impact on public health. From a practical perspective, the findings indicate that attitude towards continued mask-wearing was the strongest predictor of mask-wearing intention, suggesting that citizens are prepared for future health crises. Policymakers can utilise these insights to develop guidelines encouraging mask use during influenza seasons.
 
Limitations
This study had certain limitations. First, the sampling method relied on non-probability snowball sampling, which may affect the representativeness of the sample. Second, participation was limited to individuals with access to email and social media, leading to overrepresentation of younger and more educated individuals. Younger participants may consider themselves less likely to experience severe health consequences if they contract COVID-19. Consequently, the findings may not be generalisable to the entire population.
 
Conclusion
To our knowledge, this is one of the first studies to use an online questionnaire to identify the predictors of mask-wearing intention after the mandatory mask-wearing requirement in Hong Kong was lifted in March 2023. Attitude towards continued mask-wearing, subjective norms, and perceived self-efficacy exhibited strong positive effects on the intention to continue wearing a mask. Regarding research implications, this study provides new insights into the evaluation of Hong Kong citizens’ transition to a post-pandemic era. The high frequency of mask-wearing observed may be attributed to concerns about COVID-19 and the establishment of mask-wearing as an accepted and habitual behaviour within the local population. Furthermore, the findings suggest that Hong Kong citizens are well prepared for future health crises, such as severe acute respiratory syndrome and additional COVID-19 outbreaks. The positive attitude towards mask-wearing reflects recognition of its feasibility and effectiveness as a durable non-pharmaceutical public health intervention to reduce airborne disease transmission.
 
Author contributions
Concept or design: TKC Ng, BYF Fong.
Acquisition of data: All authors.
Analysis or interpretation of data: TKC Ng, BYF Fong.
Drafting of the manuscript: TKC Ng, BYF Fong.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Research Committee of the College of Professional and Continuing Education of Hong Kong Polytechnic University, Hong Kong (Ref No.: RC/ETH/H/133). Informed consent was obtained from all participants prior to the study and for the publication of this research.
 
Supplementary material
The supplementary material was provided by the authors and some information may not have been peer reviewed. Accepted supplementary material will be published as submitted by the authors, without any editing or formatting. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by the Hong Kong Academy of Medicine and the Hong Kong Medical Association. The Hong Kong Academy of Medicine and the Hong Kong Medical Association disclaim all liability and responsibility arising from any reliance placed on the content.
 
References
1. World Health Organization. WHO COVID-19 Dashboard. Available from: https://covid19.who.int/. Accessed 13 Mar 2025.
2. Lison A, Banholzer N, Sharma M, et al. Effectiveness assessment of non-pharmaceutical interventions: lessons learned from the COVID-19 pandemic. Lancet Public Health 2023;8:e311-7. Crossref
3. Duan Y, Shang B, Liang W, et al. Predicting hand washing, mask wearing and social distancing behaviors among older adults during the COVID-19 pandemic: an integrated social cognition model. BMC Geriatr 2022;22:91. Crossref
4. Diallo I, Ndejjo R, Leye MM, et al. Unintended consequences of implementing non-pharmaceutical interventions for the COVID-19 response in Africa: experiences from DRC, Nigeria, Senegal, and Uganda. Global Health 2023;19:36. Crossref
5. ÓhAiseadha C, Quinn GA, Connolly R, et al. Unintended consequences of COVID-19 non-pharmaceutical interventions (NPIs) for population health and health inequalities. Int J Environ Res Public Health 2023;20:5223. Crossref
6. Limb M. COVID-19: scientists and medics warn that it is too soon to lift all restrictions in England. BMJ 2022;376:o469. Crossref
7. Zhan Z, Li J, Cheng ZJ. Zero-COVID strategy: what’s next? Int J Health Policy Manag 2023;12:6757. Crossref
8. Dunstan J. Victoria to ease COVID-19 mask mandate on public transport from 11:59pm Thursday. ABC News [newspaper on the Internet]. 2022 Sep 21. Available from: https://www.abc.net.au/news/2022-09-21/victoria-mask-mandate-ends-trains-trams-buses-transport/101460606. Accessed 7 Jul 2024.
9. Lin C. Singapore relaxes COVID travel curbs, mask rules further. Reuters [newspaper on the Internet]. 2023 Feb 9. Available from: https://www.reuters.com/world/asia-pacific/singapore-relaxes-covid-travel-curbs-mask-rules-further-2023-02-09/. Accessed 7 Jul 2024.
10. Hong Kong SAR Government. Government lifts all mandatory mask-wearing requirements [press release]. 2023 Feb 28. Available from: https://www.info.gov.hk/gia/general/202302/28/P2023022800677.htm. Accessed 13 Mar 2025.
11. Barceló J, Sheen GC. Voluntary adoption of social welfare-enhancing behavior: mask-wearing in Spain during the COVID-19 outbreak. PloS One 2020;15:e0242764. Crossref
12. Lipsey NP, Losee JE. Social influences on mask-wearing intentions during the COVID-19 pandemic. Soc Pers Psychol Compass 2023;17:e12817. Crossref
13. Ezati Rad R, Mohseni S, Kamalzadeh Takhti H, et al. Application of the protection motivation theory for predicting COVID-19 preventive behaviors in Hormozgan, Iran: a cross-sectional study. BMC Public Health 2021;21:466. Crossref
14. Fischer-Preßler D, Bonaretti D, Fischbach K. A protection-motivation perspective to explain intention to use and continue to use mobile warning systems. Bus Inf Syst Eng 2022;64:167-82. Crossref
15. González-Castro JL, Ubillos-Landa S, Puente-Martínez A, Gracia-Leiva M. Perceived vulnerability and severity predict adherence to COVID-19 protection measures: the mediating role of instrumental coping. Front Psychol 2021;12:674032. Crossref
16. Bierbauer W, Lüscher J, Scholz U. Illness perceptions in long-COVID: a cross-sectional analysis in adults. Cogent Psychol 2022;9:2105007. Crossref
17. Lahiri A, Jha SS, Chakraborty A, Dobe M, Dey A. Role of threat and coping appraisal in protection motivation for adoption of preventive behavior during COVID-19 pandemic. Front Public Health 2021;9:678566. Crossref
18. Bandura A. The growing centrality of self-regulation in health promotion and disease prevention. Eur Health Psychol 2005;7:11-2.
19. Yu Y, Lau JT, Lau MM. Competing or interactive effect between perceived response efficacy of governmental social distancing behaviors and personal freedom on social distancing behaviors in the Chinese adult general population in Hong Kong. Int J Health Policy Manag 2022;11:498-507. Crossref
20. Ohnmacht T, Hüsser AP, Thao VT. Pointers to interventions for promoting COVID-19 protective measures in tourism: a modelling approach using domain-specific risk-taking scale, theory of planned behaviour, and health belief model. Front Psychol 2022;13:940090. Crossref
21. Nudelman G. Predicting adherence to COVID-19 behavioural guidelines: a comparison of protection motivation theory and the theory of planned behaviour. Psychol Health 2024;39:1689-705. Crossref
22. Zhou M, Liu L, Gu SY, et al. Behavioral intention and its predictors toward COVID-19 booster vaccination among Chinese parents: applying two behavioral theories. Int J Environ Res Public Health 2022;19:7520. Crossref
23. Khaday S, Li KW, Dorloh H. Factors affecting preventive behaviors for safety and health at work during the COVID-19 pandemic among Thai construction workers. Healthcare (Basel) 2023;11:426. Crossref
24. Liang W, Duan Y, Li F, et al. Psychosocial determinants of hand hygiene, facemask wearing, and physical distancing during the COVID-19 pandemic: a systematic review and meta-analysis. Ann Behav Med 2022;56:1174-87. Crossref
25. Hair Jr JF, Hult GT, Ringle CM, Sarstedt M. A Primer on Partial Least Squares Structural Equation Modeling (PLS-SEM). Los Angeles [CA]: Sage Publications; 2021.
26. Youn SY, Lee JE, Ha-Brookshire J. Fashion consumers’ channel switching behavior during the COVID-19: protection motivation theory in the extended planned behavior framework. Cloth Text Res J 2021;39:139-56. Crossref
27. Zhang X, Liu S, Wang L, Zhang Y, Wang J. Mobile health service adoption in China: integration of theory of planned behavior, protection motivation theory and personal health differences. Online Inf Rev 2020;44:1-23. Crossref
28. Ting MS, Goh YN, Isa SM. Determining consumer purchase intentions toward counterfeit luxury goods in Malaysia. Asia Pac Manage Rev 2016;21:219-30. Crossref
29. Sarstedt M, Ringle CM, Hair JF. Partial least squares structural equation modeling. In: Homburg C, Klarmann M, Vomberg AE, editors. Handbook of Market Research. Switzerland: Springer International Publishing; 2021: 587-632. Crossref
30. Mo PK, Yu Y, Lau MM, Ling RH, Lau JT. Time to lift up COVID-19 restrictions? Public support towards living with the virus policy and associated factors among Hong Kong general public. Int J Environ Res Public Health 2023;20:2989. Crossref
31. Masai AN, Akin L. Practice of COVID-19 preventive measures and risk of acute respiratory infections: a longitudinal study in students from 95 countries. Int J Infect Dis 2021;113:168-74. Crossref
32. Polonsky JA, Bhatia S, Fraser K, et al. Feasibility, acceptability, and effectiveness of non-pharmaceutical interventions against infectious diseases among crisis-affected populations: a scoping review. Infect Dis Poverty 2022;11:14. Crossref
33. Acar D, Kıcali ÜÖ. An integrated approach to COVID-19 preventive behaviour intentions: protection motivation theory, information acquisition, and trust. Soc Work Public Health 2022;37:419-34. Crossref
34. Kwok KO, Li KK, Chan HH, et al. Community responses during early phase of COVID-19 epidemic, Hong Kong. Emerg Infect Dis 2020;26:1575-9. Crossref
35. Lai DW, Jin J, Yan E, Lee VW. Predictors and moderators of COVID-19 pandemic fatigue in Hong Kong. J Infect Public Health 2023;16:645-50. Crossref
36. Rieger MO. To wear or not to wear? Factors influencing wearing face masks in Germany during the COVID-19 pandemic. Asian J Soc Health Behav 2020;3:50-4. Crossref
37. Ho HS. Use of face masks in a primary care outpatient setting in Hong Kong: knowledge, attitudes and practices. Public Health 2012;126:1001-6. Crossref
38. Mo PK, Lau JT. Illness representation on H1N1 influenza and preventive behaviors in the Hong Kong general population. J Health Psychol 2015;20:1523-33. Crossref
39. Zancu SA, Măirean C, Diaconu-Gherasim LR. The longitudinal relation between time perspective and preventive behaviors during the COVID-19 pandemic: the mediating role of risk perception. Curr Psychol 2024;43:12981-9. Crossref
40. Stefanczyk MM, Rokosz M, Białek M. Changes in perceived vulnerability to disease, resilience, and disgust sensitivity during the pandemic: a longitudinal study. Curr Psychol 2024;43:23412-24. Crossref

Willingness to pay and preferences for mindfulness-based interventions among patients with chronic low back pain in the Hong Kong public healthcare sector

Hong Kong Med J 2025 Apr;31(2):108–18 | Epub 14 Apr 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Willingness to pay and preferences for mindfulness-based interventions among patients with chronic low back pain in the Hong Kong public healthcare sector
Mengting Zhu, PhD1; Phoenix KH Mo, PhD1; Kailu Wang, PhD1; Hermione HM Lo, MSc1; YK Choi, PGDip2; SW Law, MSc3; Regina WS Sit1, MD
1 The Jockey Club School of Public Health and Primary Care, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Department of Family Medicine, The New Territories East Cluster, Hospital Authority, Hong Kong SAR, China
3 Department of Orthopaedics and Traumatology, Alice Ho Miu Ling Nethersole Hospital, Hong Kong SAR, China
 
Corresponding author: Prof Regina WS Sit (reginasit@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Low back pain (LBP) is a leading cause of disability worldwide. Mindfulness-based interventions (MBIs) are effective for LBP management when combined with medication and physical therapy. An understanding of patients’ willingness to pay (WTP) and preferences is needed to integrate MBIs into standard LBP care. We examined WTP and preferences for MBIs, as well as associated factors, among patients with chronic LBP in the Hong Kong public healthcare sector.
 
Methods: A cross-sectional survey was conducted in two Hong Kong public hospitals. We used the payment card method to assess patients’ WTP for MBIs and performed a discrete choice experiment to examine patients’ preferences for MBIs. Tobit regression was utilised to analyse factors associated with WTP for MBIs. Patients’ relative preferences for MBIs were estimated through a mixed logit model.
 
Results: Mean WTP for an eight-session course of MBIs was HK$258.75±508.11. Higher pain scores, monthly family income >HK$30 000, high school education, higher treatment expenses, and stronger belief in MBIs were associated with greater WTP. Patients were more likely to choose MBIs with lower costs, greater improvements in pain relief and the ability to perform daily activities, and a face-to-face delivery mode.
 
Conclusion: Patients with chronic LBP exhibited low WTP for MBIs. Strategies to improve education and awareness may enhance WTP; affordability and accessibility should be considered for individuals from diverse socio-economic backgrounds. The identified preferences provide insights for designing MBIs that align with patient needs. These findings offer valuable methodological references for other healthcare evaluations.
 
 
New knowledge added by this study
  • Patients with chronic low back pain have a low willingness to pay for mindfulness-based interventions (MBIs).
  • Individuals experiencing more severe pain and possessing greater financial capacity are more willing to pay for MBIs.
  • Patients prefer MBIs with lower costs, greater treatment effectiveness, and a face-to-face delivery mode.
Implications for clinical practice or policy
  • These findings have practical implications for the future implementation of MBIs in chronic pain management.
  • This study provides a methodological reference that could be adapted for evaluation of similar treatments in diverse international settings.
 
 
Introduction
Low back pain (LBP) is a prevalent health condition that can have disabling effects on individuals of all ages.1 This condition also imposes substantial socio-economic costs, as evidenced by studies demonstrating its impacts on healthcare systems and workforce productivity worldwide.2 3
 
Psychological treatments, particularly when combined with medication and physical therapy, are effective in managing LBP.4 Mindfulness-based interventions (MBIs; ie, evidence-based psychological approaches) have been shown to reduce pain, disability, and psychological distress associated with LBP.5 Moreover, studies have emphasised the cost-effectiveness of MBIs in reducing chronic pain–related healthcare expenses and productivity losses.6 7 Although the exact mechanisms through which MBIs alleviate pain have not been elucidated, there is evidence that they may alter pain signal processing in the brain, fostering acceptance and non-judgemental awareness. These outcomes enhance pain tolerance and reduce emotional reactivity to pain.8
 
Other commonly used social and psychotherapeutic modalities include cognitive-behavioural therapy and acceptance and commitment therapy. Cognitive-behavioural therapy targets maladaptive thought patterns and behaviours,9 whereas acceptance and commitment therapy focuses on promoting psychological flexibility despite the presence of pain.10 Mindfulness-based interventions uniquely emphasise cultivating present-moment awareness and acceptance of pain sensations.11 Key advantages of MBIs include their accessibility and cost-effectiveness: they can be efficiently delivered in group settings (either online or face-to-face), facilitating scalability for public healthcare initiatives.12 13 Moreover, they have the potential to enhance self-management skills for sustainable pain management.14 Acceptance and commitment therapy has limited empirical support and mixed results regarding its effectiveness in terms of improving pain intensity among patients with chronic pain.15 16 Cognitive-behavioural therapy is a widely used and well-researched therapeutic approach for chronic pain.12 However, it is considered suitable for one-on-one (rather than group-based) formats because it requires personalised treatment plans that address the unique needs and concerns of each patient.17 Furthermore, MBIs have demonstrated greater cost-effectiveness relative to cognitive-behavioural therapy among patients with chronic LBP.18
 
In Hong Kong, approximately 90% of specialist and inpatient care services and 30% of primary care services are provided by the public sector.19 Given the absence of universal health insurance or co-payment, the majority of chronic diseases (eg, LBP) are managed within the public healthcare system.20 The incorporation of MBIs into standard LBP treatment within this system requires an understanding of patients’ willingness to pay (WTP) and preferences. Relatively few studies have explored WTP or preferences for MBIs among patients with chronic LBP. An understanding of WTP is crucial for efforts to assess the perceived value of healthcare interventions, inform policy decisions, and guide resource allocation.21 22 Consideration of patient preferences in healthcare service decisions can improve uptake, adherence, efficiency, and patient satisfaction while reducing costs.23 24
 
This study aimed to estimate WTP and preferences for MBIs among patients with chronic LBP in the public healthcare sector and to explore factors associated with WTP and preferences for MBIs.
 
Chronic LBP is significantly influenced by psychological factors; social determinants play a crucial role in the interpretation of chronic LBP and the ways that individuals seek and receive pain treatment.25 26 The socio-psychobiological model of chronic pain represents a paradigmatic shift from the conventional biopsychosocial model.27 28 Whereas the latter model recognises the interplay of social, psychological, and biological factors, it tends to prioritise biological determinants over social and psychological aspects.27 28 In contrast, the socio-psychobiological model primarily emphasises social determinants, followed by psychological and biological factors.27 28
 
Our research, which assesses WTP and preferences for MBIs in the context of chronic LBP, aligns with the socio-psychobiological model for pain management. The examination of WTP and preferences can provide valuable insights into the socio-economic backgrounds of individuals with chronic LBP, which may strongly influence their experiences of pain and responses to pain management interventions. The findings may also clarify patients’ abilities to access and afford pain management strategies.29 This aspect is particularly important because it underscores the social dimensions of chronic pain management, highlighting disparities and barriers that may exist in pain experiences and access to effective interventions. Furthermore, MBIs constitute a psychological and group-based approach to chronic pain management, addressing both psychological and social factors emphasised within the socio-psychobiological model.12 30 These interventions provide individuals with skills to manage psychological distress linked to chronic LBP while also promoting social support and connectivity in group settings.31 32 By fostering mindfulness practices, MBIs equip individuals with coping mechanisms to navigate the psychological distress often associated with chronic LBP, while also enhancing social support and connectivity within group settings.31 32
 
Methods
Study design and setting
We conducted a prospective cross-sectional survey using convenience sampling to recruit eligible patients with chronic LBP from two Hong Kong public hospitals between September 2022 and February 2023. We utilised a discrete choice experiment (DCE) design to examine preferences for MBIs. This study adhered to the STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) guidelines.
 
Participants
The inclusion criteria for this study were age ≥18 years, chronic non-specific LBP, and the ability to speak and understand Chinese. Chronic non-specific LBP was defined as pain in the lumbosacral region, with or without sciatica, that persisted for >3 months and lacked a clearly identifiable cause or pathology based on clinical evaluation, imaging, or laboratory tests. Exclusion criteria were chronic LBP with a specific identifiable cause or pathology, such as inflammatory diseases, tumours, infections, fractures, structural abnormalities, or other spinal pathologies evident on clinical evaluation, imaging, or laboratory tests. Patients who did not provide written informed consent, were pregnant, or were <6 months postpartum or post-weaning were also excluded.
 
Sample size calculation
To determine the sample size for evaluating WTP, we used the payment card elicitation format sample size formula established by Mitchell and Carson.33 The formula is:

 

where n is the minimum required sample size, Z1-α/2 represents the desired confidence interval, Z1-β corresponds to the value for power, V denotes the coefficient of variation (ie, ratio of estimated standard deviation of WTP to estimated mean WTP), and D is the designed effect (ie, percentage difference between true WTP and mean of estimated WTP bids). For this study, assuming α=0.05, β=0.20, V=0.98 (based on a previous study evaluating WTP for reduced pain intensity among patients with chronic pain),34 and D=0.20, the calculated minimum sample size was 470, considering a 20% non-response rate.
 
To explore preferences for MBI receipt using a DCE design, we applied the rule of thumb described by Orme35 and Johnson and Orme.36 The minimum sample size required for the main effects was calculated as follows:


Under conditions of two alternatives, a maximum of four attribute levels and eight scenarios per patient, a minimum of 125 patients was required. Considering two subgroups with different characteristics and a 20% non-response rate, the adjusted minimum sample size was 312.
 
Survey data
A self-administered questionnaire was used to collect data. An onsite research assistant invited patients in the clinic waiting area to participate in the survey and was available to provide assistance if needed.
 
Independent variable
The independent variables of the study are as follows:
  1. Socio-demographic characteristics: Age, gender, education level, employment status, and personal and family income were recorded.
  2. General self-reported health status: A single-item self-rated health scale was used to assess participants’ self-rated health, with response options ranging from ‘Very good’ to ‘Very poor.’37 Studies have shown that this scale is associated with patients’ WTP for pain treatments.38 39 40 41
  3. Knowledge and usage of MBIs: Knowledge of mindfulness was assessed using two items adapted from a previous study that investigated health professionals’ and health profession students’ knowledge of and attitudes toward mindfulness.42 The items were as follows: (1) What is the extent of your knowledge of MBIs? (2) Might MBIs be useful for treating chronic pain? Usage of MBIs was determined using two items adapted from a previous study that evaluated employees’ preferences for accessing MBIs.43 The items were as follows: (1) Have you ever participated in mindfulness courses? (2) How many mindfulness sessions have you attended?
  4. Pain-related characteristics: Pain-related characteristics included pain duration, pain intensity, disability, and frequency of treatment for chronic LBP. Pain intensity was measured using an 11-point Numeric Rating Scale (NRS).44 Disability was assessed using the Roland-Morris Disability Questionnaire.45 Pain duration was determined by asking participants to report the number of months they had experienced an ongoing LBP problem. Frequency of treatment was evaluated by asking participants to report how many times they had consulted a doctor or other healthcare professional for LBP in the past 12 months.
  5. Satisfaction with current treatment: An item was adapted from a previous study that assessed treatment satisfaction in patients with osteoarthritis and LBP.46 This item asked participants to rate their satisfaction with the effectiveness of current treatment in controlling LBP.
  6. Monthly expenses on current treatment: Participants were asked to report their monthly expenses with respect to chronic LBP treatment.
 
Dependent variables
Willingness to pay and preferences for MBIs were the two dependent variables of the current study. The payment card method was used to assess WTP for MBIs.47 This approach minimises starting point bias and reduces the high rate of item non-response relative to other elicitation methods.48 To ensure that participants were familiar with MBIs, we provided an introduction using a text description and a video before each participant responded to the WTP question (online supplementary Fig). Participants were presented with a range of monetary values (HK$0 to HK$10 000) and asked to select the value that best represented the amount they would be willing to pay for MBIs. Additionally, WTP for pain reduction was evaluated using two items adapted from a previous study that assessed WTP for reductions in chronic LBP and neck pain using the payment card method.49 These items asked participants to indicate the amount they would be willing and able to pay out-of-pocket per month for their chronic LBP to be reduced by half or entirely eliminated. Participants unwilling to pay any amount were asked to specify their reasons.
 
Participants were invited to respond to eight choice sets evaluating patient preferences for MBIs. In each choice task, they were asked to select their most preferred option from two hypothetical MBIs with different attribute levels. To ensure comprehension, we included a test scenario with a dominant alternative. If participants did not choose the dominant option, research staff provided clarification. Internal validity was assessed by including a choice set with dominant pairs, in which one alternative was clearly superior across all attributes.
 
Statistical analyses
Complete-case analysis was utilised for the dependent variable of WTP for MBIs. The Tobit regression model was used to estimate the associated factors.50 This model was selected because WTP measures exhibited left-censoring (ie, a substantial proportion of zero values [46.6% of the sample]; the remaining responses indicated positive WTP for MBIs). Multicollinearity was examined using tolerance and the variance inflation factor (VIF). Continuous variables were presented as mean±standard deviation. The level of statistical significance was set at 5%.51
 
Study design
A DCE design was used in this study to examine the preferences of individuals with chronic LBP for MBIs. The DCE comprised four key steps: (1) conducting a literature review to identify conceptual attributes and levels; (2) conducting qualitative research to determine contextual attributes and levels; (3) integrating attributes and levels into choice sets, conducting pilot tests, and refining the questionnaire; and (4) collecting experimental data and performing data analysis.
 
Systematic review
A systematic review of DCEs examining patient preferences for non-surgical treatments in chronic musculoskeletal pain was conducted.52 Studies that used DCEs to evaluate patient preferences for the management of chronic musculoskeletal pain were included.
 
Qualitative research
Participants with chronic LBP were invited to discuss characteristics of MBIs they might consider valuable when deciding whether to participate in MBIs. These valued characteristics were summarised. A panel of experts from relevant fields (chronic pain, DCE methodology, and psychology) then reviewed and refined the attributes and levels, selecting six to eight attributes for inclusion.
 
Generation of choice sets, piloting, and refinement of the questionnaire
A D-efficient experimental design was used to generate choice sets, which were randomly assigned to five blocks. A pilot DCE survey was conducted to assess cognitive difficulty and questionnaire length. Twenty patients with chronic LBP participated in the pilot study; they provided feedback and suggestions for improvement.
 
Experimental data collection and data analysis
Discrete choice experiment data were collected as part of the cross-sectional survey. Respondents’ relative preferences were estimated using a mixed logit model with panel specification to adjust for correlated choices within individuals. The coefficients of four variables—‘improvement in capacity to perform daily life activities’, ‘risk of adverse events’, ‘improvement in pain relief’, and ‘out-of-pocket costs’—were assumed to be random, following a zero-bounded triangular distribution because the distribution of these random parameters should comprise only positive or negative values. ‘Out-of-pocket costs’ was specified as a continuous variable in the mixed logit model. The marginal WTP for different levels within each attribute was calculated through division of the negative estimated beta coefficient for each level by the estimated beta coefficient for ‘out-of-pocket costs’. The log-likelihood and adjusted McFadden’s pseudo–R-squared were calculated to assess model goodness of fit. Higher log-likelihood and adjusted McFadden’s pseudo–R-squared values indicate a better-fitting model.53 54 Subgroup analyses were conducted to assess preference heterogeneity across characteristics, including age, gender, family monthly income, and education.
 
Results
Participant characteristics
Of the 589 participants invited, 488 questionnaires were returned, yielding a response rate of 82.9%. The study sample had a mean age of 60.06±12.72 years; 69.5% of the participants were women. The average pain duration was 6.46±8.16 years; mean NRS and Roland-Morris Disability Questionnaire scores were 4.70±2.12 and 7.58±5.63, respectively. Participant characteristics are summarised in Table 1.
 

Table 1. Background characteristics of patients (n=488)
 
Knowledge and usage of mindfulness-based interventions
Regarding knowledge and usage of MBIs, 77.3% of participants were unfamiliar with MBIs, 84.5% were uncertain about their effectiveness in treating chronic LBP, and 94.5% had never attended an MBI session. Knowledge and usage of MBIs are summarised in Table 2.
 

Table 2. Knowledge and usage of mindfulness-based interventions among patients (n=488)
 
Willingness to pay for pain reduction and mindfulness-based interventions
The mean monthly WTP values for MBIs to reduce pain by half and to entirely eliminate pain were HK$684.68±1347.43 and HK$1102.70±1983.83, respectively. The overall mean WTP for an eightsession MBI programme was HK$258.75±508.11. Among the participants, 237 were not willing to pay for MBIs, citing reasons such as limited knowledge of MBIs, unwillingness to spend money on treatment, lack of time, and scepticism regarding MBI effectiveness (online supplementary Table 1).
 
Results of multicollinearity tests
Multicollinearity among the independent variables was assessed; all tolerance values were >0.25 and VIF values were <4, except for two similar variables (ie, usage of MBIs measured as a binary variable [‘Yes’ or ‘No’] and number of MBI sessions attended). Given that only a small number of participants had attended MBIs, the variable measuring the number of MBI sessions was selected for inclusion in the Tobit regression model (online supplementary Table 2).
 
Factors associated with willingness to pay for mindfulness-based interventions
Factors associated with WTP for MBIs are summarised in Table 3. Participants with a higher NRS score (β=81.26; P=0.003), family monthly income of ≥HK$30 000 (β=320.1; P=0.035), high school education (β=242.94; P=0.045), and higher monthly expenses on chronic LBP treatment (β=0.11; P=0.003) were more willing to pay for MBIs. Conversely, participants who did not believe in the usefulness of MBIs (β=-528.88; P=0.033) were less willing to pay for them.
 

Table 3. Factors associated with willingness to pay for mindfulness-based interventions according to Tobit regression (n=488)
 
Evaluation of patient preferences for mindfulness-based interventions
Conceptual attributes and levels identified through literature review
In total, 15 eligible studies were included.52 The attributes most frequently cited were ‘capacity to realize daily life activities’, ‘risk of adverse events’, ‘effectiveness in pain reduction’, and ‘out-of-pocket costs’, which were also ranked among the top three most important attributes. Other attributes, cited less frequently but revealing important preferences, included ‘treatment frequency’ and ‘onset of treatment efficacy’.52
 
Contextual attributes and levels identified through qualitative research
Eight patients with chronic LBP participated in this stage of developing contextual attributes through patient-public involvement. Two focus group interviews were conducted to identify contextual attributes. Valued characteristics of MBIs were summarised, including effectiveness in pain reduction, mood regulation, and sleep improvement; treatment environment; reliability of mindfulness instructors; reputation of the organisation; safety; affordability; flexibility (availability of online resources at all times); availability of follow-up courses; and a group-based course format. Three experts finalised the selection of seven attributes for inclusion (Table 4).
 

Table 4. Attributes and levels included in the final discrete choice experiment
 
Pilot study of discrete choice experiment
Only minor changes in terminology were applied to attribute levels after the pilot study. This pilot study verified the attributes and their levels, as presented in Table 4. The pilot study also indicated that most patients understood the instructions and attributes. Only minor layout adjustments were made—some participants reported that the font size was too small.
 
Factors associated with patients’ preferences for mindfulness-based interventions
After the exclusion of participants who declined to answer DCE questions due to difficulties in comprehension or unwillingness to respond (n=69, 14.1%) and those with missing DCE responses (n=4, 0.8%), the final participant count was reduced to 415. Among these participants, six (1.4%) did not pass the dominance test; thus, 409 participants were included in the analysis. The results of the DCE examining factors associated with patients’ preferences for MBIs are presented in Table 5. Participants were more likely to choose MBIs with lower out-of-pocket costs, higher levels of pain relief, and greater improvements in capacity to perform daily life activities. Face-to-face treatment modes were preferred over online formats. Regarding model fit, the log-likelihood and adjusted McFadden’s pseudo–R-squared for the mixed logit model were -1502.8 and 0.330, respectively.
 

Table 5. Factors influencing patients’ preferences for mindfulness-based interventions according to a mixed logit model (n=409)
 
Subgroup analyses
The results of subgroup analyses are presented in online supplementary Tables 3 to 6. Preferences differed substantially between age-groups, family income levels, and education levels, but showed no gender-based significant differences. Improvement in the capacity to perform daily life activities was an important attribute when selecting MBIs for older participants, those with lower family monthly income, and those with higher education level; this attribute was not important for younger participants and those with higher family monthly income and lower education level. Group size was an important attribute for younger participants and those with higher family monthly income but not for older participants or those with lower family monthly income. Younger participants and those with higher family monthly income preferred MBIs with a group size of one person, rather than 7 to 12 people. Treatment mode was an important attribute for participants with lower family monthly income and higher education level but not for those with higher family monthly income and lower education. Participants with lower family monthly income and higher education preferred face-to-face treatment over online treatment. Furthermore, participants with lower family monthly income and older age placed greater priority on out-of-pocket costs for MBIs, as indicated by substantially larger regression coefficients for out-of-pocket costs in subgroup analyses.
 
Discussion
Consistent with previous studies,34 49 we found that patients with higher pain scores, higher family income, and higher monthly expenses on LBP treatment were more willing to pay for MBIs. Comparison of WTP for MBIs in this study to a national survey on WTP for complementary and alternative medicine treatments in England55 revealed that participants in the present study had a lower WTP. One possible explanation for this discrepancy is that complementary and alternative medicine practices, such as acupuncture and herbal medicine, are more established in some cultures; MBIs are relatively new and may be less familiar to our study population.
 
In Hong Kong’s public healthcare system, physiotherapy and occupational therapy for chronic pain cost HK$80 per visit. If MBIs followed this fee structure, eight sessions would cost a total of HK$640. However, the current WTP for MBIs is HK$258.75, approximately 40% of this cost. Notably, WTP was calculated in a population with limited knowledge of MBIs. Increased awareness of their efficacy may enhance WTP, aligning it more closely with the existing fee structure.
 
Our study evaluating preferences for MBIs confirmed previous findings that chronic pain treatment preferences are significantly influenced by treatment effectiveness and out-of-pocket costs.52 56 57 However, in contrast to prior studies,52 56 57 we found that the risk of adverse events was not an attribute considered important by patients with chronic LBP during MBI selection. One possible explanation is that the risk of adverse events from psychological interventions is lower and less severe than the risk of such events associated with pharmacological or exercise-based interventions.58 59 60 Additionally, we observed that treatment mode constituted an important attribute of MBIs, consistent with investigations of exercise therapy preferences among patients with chronic pain.39
 
Our study focused on assessing WTP and preferences for MBIs in chronic LBP, following the socio-psychobiological model that prioritises social and psychological factors over biological factors.27 28 This approach provides insights into the socio-economic backgrounds of patients with chronic LBP and highlights their pain experiences and access to pain management strategies, emphasising the social dimension of chronic pain management. Mindfulness-based interventions, as a psychological and group-based approach, equip individuals with skills to manage psychological distress related to chronic LBP while fostering social support and connectivity through group interaction.
 
The current approach to chronic pain care often results in the underutilisation of high-value care (eg, psychological therapies) and overuse of low-value care, including invasive procedures and opioid medications.4 28 The adoption and implementation of a socio-psychobiological model could serve as an effective strategy for establishing pain care systems that prioritise high-value care.27 28
 
Despite the recognised value of MBIs in chronic pain management, their limited integration into clinical practice may be attributed to patients’ unfamiliarity and lack of knowledge about these interventions, coupled with insufficient investment in primary care resources. Additionally, economic incentives often favour high-volume practice models in primary care settings.28 Thus, there is an urgent need for educational initiatives to enhance awareness and knowledge of MBIs among individuals with chronic LBP, as well as increased investment in primary care resources.
 
This study provided critical insights into the integration of MBIs for chronic LBP management within the Hong Kong public healthcare system. In the context of Hong Kong’s public healthcare settings, we propose integrating MBIs as an intermediary step between primary care and specialist care for chronic LBP management. Primary care providers could identify patients experiencing psychological and social distress who may benefit from MBIs and facilitate their referral for MBI treatment. Patients whose condition does not improve after an MBI could then be referred to specialist clinics. This approach could substantially reduce waiting times for chronic LBP treatment within the Hong Kong public healthcare system.
 
Strengths and limitations
This study has several strengths. To our knowledge, it is the first investigation to assess WTP and preferences for MBIs in chronic pain management; it included a comprehensive list of independent variables covering key factors that influence WTP. Additionally, the study utilised a mixed logit model to consider preference heterogeneity within the sample. Furthermore, a rigorous systematic review and qualitative interviews informed the attributes and levels used in the DCE. However, certain limitations should be acknowledged. First, participants’ limited knowledge of MBIs may have influenced WTP and preferences. Second, participants were recruited through convenience sampling from outpatient clinics in two Hong Kong public hospitals, which may have introduced selection bias that skewed the sample composition and limited its representativeness. This limitation may affect the generalisability of the findings beyond the specific group sampled. Third, the cross-sectional design of the study precluded establishment of causal relationships between WTP and preferences for MBIs, as well as associated factors.
 
Although WTP and preferences are essential considerations for MBI implementation, they should not be the sole determinants. Factors such as cost-effectiveness, impact on quality of life, and infrastructure availability must also be considered. Further research is required to provide additional evidence for implementation within the Hong Kong public healthcare system. Nevertheless, this study established a rationale for assessing WTP and preferences for MBIs, with a methodology that can be adapted for healthcare evaluations in other countries.
 
Conclusion
This study highlights the need to increase awareness of MBIs for chronic LBP management within the public healthcare system. The findings indicate low WTP among participants, suggesting a gap in understanding and utilisation. Notably, individuals with higher pain scores, higher family income, and higher monthly LBP treatment expenses, as well as a stronger belief in MBIs, were more willing to pay for such interventions; these observations indicate targeted demand. Patient preferences favoured lower costs, face-to-face treatment, and enhanced effectiveness. These findings provide practical insights for designing patient preference–aligned MBIs and will serve as valuable references for future healthcare evaluations.
 
Author contributions
Concept or design: M Zhu, PKH Mo, RWS Sit.
Acquisition of data: M Zhu.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: M Zhu.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, RWS Sit was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee, Hong Kong (Ref. No.: 2022.279). The research was conducted in accordance with the Declaration of Helsinki. All participants provided written informed consent before completing the questionnaire.
 
Data availability
The datasets generated during and/or analysed during the current study are not publicly available due to ethics restrictions. A request for the code can be made directly to the corresponding author.
 
Supplementary material
The supplementary material was provided by the authors and some information may not have been peer reviewed. Accepted supplementary material will be published as submitted by the authors, without any editing or formatting. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by the Hong Kong Academy of Medicine and the Hong Kong Medical Association. The Hong Kong Academy of Medicine and the Hong Kong Medical Association disclaim all liability and responsibility arising from any reliance placed on the content.
 
References
1. Hoy D, March L, Brooks P, et al. The global burden of low back pain: estimates from the Global Burden of Disease 2010 study. Ann Rheum Dis 2014;73:968-74. Crossref
2. Dieleman JL, Cao J, Chapin A, et al. US health care spending by payer and health condition, 1996-2016. JAMA 2020;323:863-84. Crossref
3. Hong J, Reed C, Novick D, Happich M. Costs associated with treatment of chronic low back pain: an analysis of the UK General Practice Research Database. Spine (Phila Pa 1976) 2013;38:75-82. Crossref
4. Foster NE, Anema JR, Cherkin D, et al. Prevention and treatment of low back pain: evidence, challenges, and promising directions. Lancet 2018;391:2368-83. Crossref
5. Anheyer D, Haller H, Barth J, Lauche R, Dobos G, Cramer H. Mindfulness-based stress reduction for treating low back pain: a systematic review and meta-analysis. Ann Intern Med 2017;166:799-807. Crossref
6. Herman PM, Anderson ML, Sherman KJ, Balderson BH, Turner JA, Cherkin DC. Cost-effectiveness of mindfulness-based stress reduction versus cognitive behavioral therapy or usual care among adults with chronic low back pain. Spine (Phila Pa 1976) 2017;42:1511-20. Crossref
7. Pérez-Aranda A, D’Amico F, Feliu-Soler A, et al. Cost-utility of mindfulness-based stress reduction for fibromyalgia versus a multicomponent intervention and usual care: a 12-month randomized controlled trial (EUDAIMON study). J Clin Med 2019;8:1068. Crossref
8. Day MA, Jensen MP, Ehde DM, Thorn BE. Toward a theoretical model for mindfulness-based pain management. J Pain 2014;15:691-703. Crossref
9. Ehde DM, Dillworth TM, Turner JA. Cognitive-behavioral therapy for individuals with chronic pain: efficacy, innovations, and directions for research. Am Psychol 2014;69:153-66. Crossref
10. Hayes SC, Luoma JB, Bond FW, Masuda A, Lillis J. Acceptance and commitment therapy: model, processes and outcomes. Behav Res Ther 2006;44:1-25. Crossref
11. Zhang D, Lee EK, Mak EC, Ho CY, Wong SY. Mindfulness-based interventions: an overall review. Br Med Bull 2021;138:41-57. Crossref
12. Khoo EL, Small R, Cheng W, et al. Comparative evaluation of group-based mindfulness-based stress reduction and cognitive behavioural therapy for the treatment and management of chronic pain: a systematic review and network meta-analysis. Evid Based Ment Health 2019;22:26-35. Crossref
13. Liu Z, Jia Y, Li M, et al. Effectiveness of online mindfulness-based interventions for improving mental health in patients with physical health conditions: systematic review and meta-analysis. Arch Psychiatr Nurs 2022;37:52-60. Crossref
14. Khusid MA, Vythilingam M. The emerging role of mindfulness meditation as effective self-management strategy, part 2: clinical implications for chronic pain, substance misuse, and insomnia. Mil Med 2016;181:969-75. Crossref
15. Veehof MM, Trompetter HR, Bohlmeijer ET, Schreurs KM. Acceptance- and mindfulness-based interventions for the treatment of chronic pain: a meta-analytic review. Cogn Behav Ther 2016;45:5-31. Crossref
16. Hughes LS, Clark J, Colclough JA, Dale E, McMillan D. Acceptance and commitment therapy (ACT) for chronic pain: a systematic review and meta-analyses. Clin J Pain 2017;33:552-68. Crossref
17. Gryesten JR, Poulsen S, Moltu C, Biering EB, Møller K, Arnfred SM. Patients’ and therapists’ experiences of standardized group cognitive behavioral therapy: needs for a personalized approach. Adm Policy Ment Health 2024;51:617-33. Crossref
18. Zhang L, Lopes S, Lavelle T, et al. Economic evaluations of mindfulness-based interventions: a systematic review. Mindfulness (N Y) 2022;13:2359-78. Crossref
19. Census and Statistics Department, Hong Kong SAR Government. Thematic Household Survey Report No. 50. Jan 2013. Available from: https://www.statistics.gov.hk/pub/B11302502013XXXXB0100.pdf. Accessed 7 Apr 2025.
20. Health Bureau, Hong Kong SAR Government. The healthcare challenges in Hong Kong. 2022. Available from: https://www.primaryhealthcare.gov.hk/bp/en/supplementary-documents/challenges/. Accessed 18 Mar 2025.
21. Abbas SM, Usmani A, Imran M. Willingness to pay and its role in health economics. JBUMDC 2019;9:62-6.
22. Liu S, Yam CH, Huang OH, Griffiths SM. Willingness to pay for private primary care services in Hong Kong: are elderly ready to move from the public sector? Health Policy Plan 2013;28:717-29. Crossref
23. Krist AH, Tong ST, Aycock RA, Longo DR. Engaging patients in decision-making and behavior change to promote prevention. Stud Health Technol Inform 2017;240:284-302. Crossref
24. Ostermann J, Brown DS, de Bekker-Grob EW, Mühlbacher AC, Reed SD. Preferences for health interventions: improving uptake, adherence, and efficiency. Patient 2017;10:511-4. Crossref
25. Alhowimel A, AlOtaibi M, Radford K, Coulson N. Psychosocial factors associated with change in pain and disability outcomes in chronic low back pain patients treated by physiotherapist: a systematic review. SAGE Open Med 2018;6:2050312118757387. Crossref
26. Karran EL, Grant AR, Moseley GL. Low back pain and the social determinants of health: a systematic review and narrative synthesis. Pain 2020;161:2476-93. Crossref
27. Carr DB, Bradshaw YS. Time to flip the pain curriculum? Anesthesiology 2014;120:12-4. Crossref
28. Mardian AS, Hanson ER, Villarroel L, et al. Flipping the pain care model: a sociopsychobiological approach to high-value chronic pain care. Pain Med 2020;21:1168-80. Crossref
29. Allen-Watts K, Sims AM, Buchanan TL, et al. Sociodemographic differences in pain medication usage and healthcare provider utilization among adults with chronic low back pain. Front Pain Res (Lausanne) 2022;2:806310. Crossref
30. Majeed MH, Ali AA, Sudak DM. Mindfulness-based interventions for chronic pain: evidence and applications. Asian J Psychiatr 2018;32:79-83. Crossref
31. Smith SL, Langen WH. A systematic review of mindfulness practices for improving outcomes in chronic low back pain. Int J Yoga 2020;13:177-82. Crossref
32. Petrucci G, Papalia GF, Russo F, et al. Psychological approaches for the integrative care of chronic low back pain: a systematic review and metanalysis. Int J Environ Res Public Health 2021;19:60. Crossref
33. Mitchell RC, Carson RT. Using Surveys to Value Public Goods: The Contingent Valuation Method. New York and London: Resources for the Future; 1989.
34. Chuck A, Adamowicz W, Jacobs P, Ohinmaa A, Dick B, Rashiq S. The willingness to pay for reducing pain and pain-related disability. Value Health 2009;12:498-506. Crossref
35. Orme BK. Sample size issues for conjoint analysis studies. In: Orme BK, editor. Getting Started with Conjoint Analysis: Strategies for Product Design and Pricing Research. 4th ed. Madison [WI]: Research Publishers LLC; 1998: 57-65.
36. Johnson R, Orme B. Sawtooth Software Research Paper Series. Getting the most from CBC. WA: Sawtooth Software; 2003. Available from: https://sawtoothsoftware.com/resources/technical-papers/getting-the-most-from-cbc. Accessed 24 Mar 2025.
37. Hanmer J. Measuring population health: association of self-rated health and PROMIS measures with social determinants of health in a cross-sectional survey of the US population. Health Qual Life Outcomes 2021;19:221. Crossref
38. Copsey B, Buchanan J, Fitzpatrick R, Lamb SE, Dutton SJ, Cook JA. Duration of treatment effect should be considered in the design and interpretation of clinical trials: results of a discrete choice experiment. Med Decis Making 2019;39:461-73. Crossref
39. Cranen K, Groothuis-Oudshoorn CG, Vollenbroek-Hutten MM, IJzerman MJ. Toward patient-centered telerehabilitation design: understanding chronic pain patients’ preferences for web-based exercise telerehabilitation using a discrete choice experiment. J Med Internet Res 2017;19:e26. Crossref
40. Ferreira GE, Howard K, Zadro JR, O’Keeffe M, Lin CC, Maher CG. People considering exercise to prevent low back pain recurrence prefer exercise programs that differ from programs known to be effective: a discrete choice experiment. J Physiother 2020;66:249-55. Crossref
41. Laba TL, Brien JA, Fransen M, Jan S. Patient preferences for adherence to treatment for osteoarthritis: the MEdication Decisions in Osteoarthritis Study (MEDOS). BMC Musculoskelet Disord 2013;14:160. Crossref
42. McKenzie SP, Hassed CS, Gear JL. Medical and psychology students’ knowledge of and attitudes towards mindfulness as a clinical intervention. Explore (NY) 2012;8:360-7. Crossref
43. Lau MA, Colley L, Willett BR, Lynd LD. Employee’s preferences for access to mindfulness-based cognitive therapy to reduce the risk of depressive relapse—a discrete choice experiment. Mindfulness 2012;3:318-26. Crossref
44. Atisook R, Euasobhon P, Saengsanon A, Jensen MP. Validity and utility of four pain intensity measures for use in international research. J Pain Res 2021;14:1129-39. Crossref
45. Yamato TP, Maher CG, Saragiotto BT, Catley MJ, McAuley JH. The Roland-Morris Disability Questionnaire: one or more dimensions? Eur Spine J 2017;26:301-8. Crossref
46. Turk D, Boeri M, Abraham L, et al. Patient preferences for osteoarthritis pain and chronic low back pain treatments in the United States: a discrete-choice experiment. Osteoarthritis Cartilage 2020;28:1202-13. Crossref
47. Tian X, Yu X, Holst R. Applying the payment card approach to estimate the WTP for green food in China. In: IAMO Forum 2011; 2011 Jun 23-24; Halle, Germany; 2011: No.23.
48. Soeteman L, van Exel J, Bobinac A. The impact of the design of payment scales on the willingness to pay for health gains. Eur J Health Econ 2017;18:743-60. Crossref
49. Herman PM, Luoto JE, Kommareddi M, Sorbero ME, Coulter ID. Patient willingness to pay for reductions in chronic low back pain and chronic neck pain. J Pain 2019;20:1317-27. Crossref
50. Pavel MS, Chakrabarty S, Gow J. Assessing willingness to pay for health care quality improvements. BMC Health Serv Res 2015;15:43. Crossref
51. Kanter G, Komesu Y, Qaedan F, Rogers R. 5: Mindfulness-based stress reduction as a novel treatment for interstitial cystitis/bladder pain syndrome: a randomized controlled trial [abstract]. Am J Obstet Gynecol 2016;214(4 Suppl 1):S457-8. Crossref
52. Zhu M, Dong D, Lo HH, Wong SY, Mo PK, Sit RW. Patient preferences in the treatment of chronic musculoskeletal pain: a systematic review of discrete choice experiments. Pain 2023;164:675-89. Crossref
53. UCLA: Statistical Consulting Group. FAQ: How are the likelihood ratio, wald, and lagrange multiplier (score) tests different and/or similar? Available from: https://stats.oarc.ucla.edu/other/mult-pkg/faq/general/faqhow-are-the-likelihood-ratio-wald-and-lagrange-multiplier-score-tests-different-andor-similar/#:~:text=The%20log%20likelihood%20(i.e.%2C%20the,model%20with%20a%20likelihood%20function. Accessed 12 May 2024.
54. Hu B, Shao J, Palta M. PSEUDO-R 2 in logistic regression model. Stat Sin 2006;16:847-60.
55. Sharp D, Lorenc A, Morris R, et al. Complementary medicine use, views, and experiences: a national survey in England. BJGP Open 2018;2:bjgpopen18X101614. Crossref
56. Al-Omari B, McMeekin P, Bate A. Systematic review of studies using conjoint analysis techniques to investigate patients’ preferences regarding osteoarthritis treatment. Patient Prefer Adherence 2021;15:197-211. Crossref
57. Poder TG, Beffarat M. Attributes underlying non-surgical treatment choice for people with low back pain: a systematic mixed studies review. Int J Health Policy Manag 2021;10:201-10. Crossref
58. Ho EK, Chen L, Simic M, et al. Psychological interventions for chronic, non-specific low back pain: systematic review with network meta-analysis. BMJ 2022;376:e067718. Crossref
59. Els C, Jackson TD, Kunyk D, et al. Adverse events associated with medium- and long-term use of opioids for chronic non-cancer pain: an overview of Cochrane Reviews. Cochrane Database Syst Rev 2017;10:CD012509. Crossref
60. Geneen LJ, Moore RA, Clarke C, Martin D, Colvin LA, Smith BH. Physical activity and exercise for chronic pain in adults: an overview of Cochrane Reviews. Cochrane Database Syst Rev 2017;4:CD011279. Crossref

Filicide (child homicide by parents) in Hong Kong

Hong Kong Med J 2025 Apr;31(2):99–107 | Epub 1 Apr 2025
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Filicide (child homicide by parents) in Hong Kong
Yuen Dorothy Yee Tang, MB, BS, FHKAM (Psychiatry)1; Jessica PY Lam, MB, BS, FHKAM (Psychiatry)2; Amy CY Liu, MB, ChB, FHKAM (Psychiatry)1; Bonnie WM Siu, MB, ChB, FHKAM (Psychiatry)1
1 Department of Forensic Psychiatry, Castle Peak Hospital, Hong Kong SAR, China
2 Department of Psychiatry, Queen Mary Hospital, Hong Kong SAR, China
 
Corresponding author: Dr Yuen Dorothy Yee Tang (tyy551@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Filicide refers to an act in which a parent or stepparent kills a child. This retrospective study provides the first comprehensive analysis of filicides in Hong Kong over a 15-year period.
 
Methods: The study explored the local epidemiology, differences between maternal and paternal filicides, associated mental illnesses, and the criminal responsibility of the perpetrators.
 
Results: Among 81 filicide cases (43 female victims, 37 male victims, and 1 victim of unknown gender), the incidence rate was 0.7 per 100 000 population. Mothers were responsible for two-thirds (66.7%) of the cases, fathers for 19.8%, and the remainder involved both parents. Victims aged <1 year (n=44) were nearly equal in number to those aged between 1 and 17 years (n=41). Mental illness was diagnosed in 31.0% of the perpetrators, predominantly depression and psychotic disorders. Paternal perpetrators exhibited a higher prevalence of mental illness and were more frequently involved in filicide-suicides. One-third (33%) of perpetrators with mental illness invoked the psychiatric defence of diminished responsibility, resulting in Hospital Order sentencing. Reduced culpability due to mental illness and the application of infanticide provisions provided legal protections for mothers who killed their children aged <1 year.
 
Conclusion: Understanding the local epidemiology of filicide and the mental health conditions of perpetrators may help identify at-risk populations and develop effective intervention strategies.
 
 
New knowledge added by this study
  • The epidemiology, differences between maternal and paternal filicides, associated mental illnesses, and the criminal responsibility of the perpetrators in Hong Kong from 2003 to 2017 were explored.
  • Maternal perpetrators were disproportionately responsible for infanticides, highlighting the protective legal provisions applied to mothers who kill their children aged <1 year.
Implications for clinical practice or policy
  • Understanding the local epidemiology of filicide and the mental health conditions of perpetrators may help identify at-risk populations and develop effective intervention strategies.
  • Enhanced mental health screening and support for parents, particularly mothers of infants, could potentially prevent cases of filicide.
 
 
Introduction
Child homicide represents a rare but important global issue with devastating consequences for families and communities. The global homicide rate among children aged 0 to 17 years was 1.6 per 100 000 population in 2016,1 and approximately 95 000 children are murdered annually.2 A 2017 review by Stöckl et al3 found that the majority of child homicides were committed by a family member; parents were responsible for over half of the cases involving child victims.3
 
Filicide
Filicide refers to the act of killing one’s own child. Subcategories of filicide include neonaticide, a term introduced by Resnick4 to describe the murder of a child within the first 24 hours after birth, and infanticide, which applies when the victim is aged <1 year. Resnick4 identified various motives for filicide. In altruistic filicide, the parent believes that the act is in the child’s best interests. An acutely psychotic parent may kill a child under the influence of severe mental illness. In unwanted child filicide, a parent kills a child who is perceived as a hindrance. Accidental/fatal maltreatment describes the unintentional death of a child due to parental abuse or neglect. Spouse revenge filicide occurs when a child is killed as a means of exacting revenge upon the spouse or the other parent. Bourget and Bradford5 later emphasised the importance of the perpetrator’s gender by introducing paternal filicide as a distinct category.
 
Victim and perpetrator characteristics vary in cases of filicide. The first year of life is a critical period, and the highest risk of filicide occurs within the first 24 hours. Neonaticides are predominantly committed by mothers,6 and mothers are overrepresented across the entire spectrum of filicide.4 5 However, contradictory results have been reported.5 7 8 The gender distribution of victims also varies. Male children aged <1 year are at greater risk in high-income Western countries, such as the US9 and the UK10; the opposite trend has been observed in India and China.11 Some studies have shown that boys are overrepresented among victims,7 12 whereas others have identified comparable numbers of male and female filicide victims.13
 
Maternal and paternal perpetrators of filicide exhibit distinct characteristics.14 15 Maternal perpetrators tend to be younger and have younger victims compared with fathers.15 Younger maternal perpetrators are often poor, experience psychosocial stress, and lack family and community support, whereas older maternal perpetrators frequently have mental illnesses and lack criminal histories.13 14 16 In contrast, paternal perpetrators are more commonly driven by anger, jealousy, or marital and life discord.15 Fatal abuse and acts of retaliation are more prevalent among paternal perpetrators than among maternal perpetrators.17 Fathers are also more likely to attempt or die by suicide12 17 18 when committing filicide.14 18 Additionally, fathers typically use more violent methods to cause death.19
 
Filicide and mental illness
Pathological filicide, characterised by altruistic or actively psychotic motives, constitutes one of the most common categories of filicide.17 Psychiatric factors are involved in 36% to 85% of all filicide cases.5 16 20 21 22 Maternal perpetrators are more likely to have a history of mental illness and to exhibit symptoms at the time of the offence.22 The most frequent diagnosis among maternal perpetrators is major depressive disorder, followed by schizophrenia.5 16 20 23 Personality disorders and substance use are more often associated with paternal filicides.8
 
The criminal justice system and infanticide laws
Filicide presents unique challenges for the criminal justice system. Societal attitudes regarding parents who kill their children are often ambivalent, balancing the need for justice due to loss of innocent life against calls for mercy towards offenders who may require care rather than punishment.
 
Legal systems worldwide acknowledge that filicide should be treated differently from other forms of homicide. The UK enacted the Infanticide Act in 1922 (amended in 1938)24 to recognise the biological vulnerability of women to psychiatric illnesses during the perinatal period. The Act mandated sentences of probation and psychiatric treatment for offenders.24 By the late 20th century, 29 countries had revised penalties for infanticide to consider unique biological and psychological changes associated with childbirth.25
 
In Hong Kong, perpetrators with mental illnesses can invoke psychiatric defences, including insanity or diminished responsibility. The insanity defence is based on the M’Naghten principles, which hold that it is unjust to punish an individual for an action performed without the mental capacity to control it. The defence of diminished responsibility applies when the offender demonstrates abnormal mental function arising from a recognised medical condition, which has substantially impaired their ability to either understand the nature of their conduct, form a rational judgement, or exercise self-control (or any combination of these impairments). Perpetrators with mental illnesses who are found not guilty by reason of insanity, or who successfully raise the partial defence of diminished responsibility—thereby reducing the charge from murder to manslaughter—may be sentenced to a Hospital Order at the Correctional Services Department Psychiatric Centre (Siu Lam Psychiatric Centre [SLPC]), under Section 75 of the Criminal Procedure Ordinance26 or Section 45 of the Mental Health Ordinance,27 respectively, for psychiatric observation and management.
 
A separate legal provision exists for mothers who kill their children aged <1 year. Hong Kong has adopted the UK concept of infanticide, in which mothers experiencing vulnerability after childbirth are charged with infanticide rather than murder, under Section 47C of the Offences against the Person Ordinance.28
 
A study has shown that the local homicide rate in Hong Kong is lower than global averages (0.32 vs 6.1 victims per 100 000 population in 2017),29 but no filicide-specific data are available. The underlying hypothesis in this study was that the incidence of filicide would be lower in Hong Kong than in Western countries, consistent with the lower local homicide rate and the protective effects of cultural factors. The objectives of this study were to describe the epidemiology of filicide in Hong Kong, examine the characteristics of victims and perpetrators (including associated mental illnesses), and evaluate the local criminal justice system’s response to infanticide and other forms of filicide.
 
Methods
Data were obtained from the Hong Kong Police Force regarding child homicide cases that occurred from 2003 to 2017. These data included the age and gender of the victim, relationship of the perpetrator to the victim, mode of death, year of offence, and charges against the defendant along with corresponding outcomes and sentences. Medical records from the Hospital Authority and the SLPC of the Correctional Services Department were reviewed to determine any history of mental illness. Psychiatric diagnoses of the perpetrators, based on the International Classification of Diseases, Tenth Revision, were documented during forensic psychiatric assessments conducted by two psychiatrists, at least one of whom was a specialist. For the minority of defendants who were not sent to psychiatric hospitals or SLPC after the offences, the presence or absence of mental illness was cross-referenced using newspaper articles. Charges and sentences were verified through judgements available on the Judiciary’s official website.
 
All statistical analyses were performed using SPSS software (Windows version 21.0; IBM Corp, Armonk [NY], US). Data were analysed with descriptive statistics, including the mean, median, standard deviation, 95% confidence interval, and percentages for categorical variables. Differences between groups in demographic characteristics were assessed using t tests and univariate analysis of variance for continuous data. For nominal data, the Kruskal–Wallis and Chi squared tests were utilised.
 
Results
Epidemiology of child homicide
From 2003 to 2017, 107 child homicide victims were recorded in Hong Kong, equating to approximately 0.70 death per 100 000 population, based on a population of 1 024 000 children aged <18 years in 2010.30 Among these victims, 81 (75.7%) were killed by their parents (Fig).
 

Figure. Child homicide cases in Hong Kong from 2003 to 2017
 
Characteristics of victims and perpetrators
Among the filicide victims (n=81), 53.1% were female, 45.7% were male, and the gender of the remaining victim was unknown. There was no significant correlation between the gender of the victim and the gender of the perpetrator (χ2=0.13; P=0.82). The median age of the victims was 6 years (interquartile range [IQR]=0-8) [Table 1].
 

Table 1. Demographics of victims in infanticide and other filicide cases
 
Of the 81 filicide victims, 54 (66.7%) were killed by their mothers, 16 (19.8%) by their fathers, and 11 (13.6%) by both parents. The median age of victims varied across perpetrator groups; the paternal group victims had a median age of 7.5 years (IQR=5-10.25), compared with 0 year (IQR=0-3.5) for the maternal group and 2 years (IQR=0-5) for the parental couple group (H2=14.31; P<0.001).
 
Characteristics of infanticide and other filicide cases
Forty victims aged <1 year were killed by 44 perpetrators, and 41 victims aged ≥1 year were killed by 40 perpetrators. No significant gender differences were observed among the victims (Table 1).
 
The median age of paternal perpetrators, 43.5 years, was significantly older than the median ages of maternal and parental couple perpetrators (H2=16.50; P<0.001). The median age of offenders in the infanticide group was younger than that of offenders in the other filicide group. In the infanticide group, nine mothers (26.5%) were <20 years, and all pregnancies had been concealed. These infants were killed immediately after birth. Single offenders were more prevalent in the infanticide group, whereas married offenders were more common in the other filicide group. Biological mothers were the main perpetrators in both groups; similar to paternal and couple perpetrators, maternal perpetrators were younger in the infanticide group (Table 2). The maternal group was responsible for 40% of victims aged <4 years, compared with 7.1% in the paternal group. A higher prevalence of mental illness was identified among perpetrators, particularly mothers, in the other filicide group. Among perpetrators in the infanticide group, depression (40%) was the most common diagnosis, followed by a psychotic disorder (20%), mental and behavioural disorders due to psychoactive substance use (20%), and mental retardation (20%). The only biological father in the infanticide group was diagnosed with harmful use of alcohol. In the other filicide group, among maternal perpetrators, 25.0% had a psychotic disorder, 18.8% had depression, 6.4% had bipolar affective disorder, and the remainder had unknown diagnoses. Among paternal perpetrators, 18.0% had depression, 9.1% had a psychotic disorder, and the remainder had undocumented diagnoses.
 

Table 2. Demographics of offenders in infanticide and other filicide cases
 
Suffocation or strangulation was the most common mode of death in infanticides, occurring in 95.7% of cases with maternal perpetrators. In contrast, paternal perpetrators (100%) and couples (50%) caused death mainly by bashing, throwing, or shaking the infants. The two most common modes of death across all filicides were drug overdose or poisoning (including charcoal burning) and stabbing. Drug overdose or poisoning was most frequently performed by maternal perpetrators (36.8%) and couples (57.1%), whereas paternal perpetrators most often engaged in stabbing (57.1%).
 
Excluding the four perpetrators who died by suicide, 80.0% of perpetrators in the infanticide group faced criminal charges and were convicted. The most common convictions were concealing the birth of a child, manslaughter, and infanticide (Table 2). In the other filicide group, excluding the 18 perpetrators who died by suicide, 95.5% of perpetrators were charged and convicted; manslaughter was the most common conviction, followed by murder. Sentences significantly differed between the infanticide and other filicide groups. Noncustodial sentences were more frequent in the infanticide group than in the other filicide group. Given the higher prevalence of mental illness in the other filicide group, 33.3% (5/15) of the perpetrators were convicted of manslaughter under diminished responsibility and sentenced to a Hospital Order, compared with 6.3% in the infanticide group (Table 2). Among paternal and couple perpetrators, 80% in the infanticide group and 92.3% in the other filicide group received prison sentences, ranging from 3 to 10 years and 18 months to life imprisonment, respectively. Similar proportions of maternal perpetrators in both groups—41.0% in the infanticide group and 42.9% in the other filicide group—were imprisoned. Among maternal perpetrators in the infanticide group, all but one received prison sentences of <1 year; the exception received an 8-year sentence. In the other filicide group, maternal perpetrators received sentences of 4 to 7 years.
 
Filicide-suicide is defined as the perpetrator dying by suicide within 24 hours of committing filicide. A significantly greater proportion of filicide-suicides occurred in the other filicide group. In the infanticide group, all perpetrators were biological mothers. In contrast, within the other filicide group, half of maternal perpetrators and 66.7% of paternal perpetrators had a diagnosed mental illness. The difference in mental illness prevalence between the two groups was not statistically significant (Table 3).
 

Table 3. Characteristics of perpetrators in filicide-suicide cases (n=22)
 
Mental illness of filicide offenders
Of the 84 filicide perpetrators, 26 (31.0%) were diagnosed with mental illness. No mental illness was reported in the parental couple group. A higher prevalence of mental illness was observed among paternal perpetrators (58.3%) than among maternal perpetrators (38.0%), although the difference was not statistically significant. Depression was the most common diagnosis, followed by psychotic disorder. In cases of filicide-suicide, mental illness prevalence was higher among paternal perpetrators; this difference was not statistically significant (Table 4).
 
Excluding perpetrators who died by suicide, 41.7% of maternal perpetrators with mental illness received a Hospital Order for an unspecified period. Among the three paternal perpetrators with mental illness who did not die by suicide, only one (33.3%) was sentenced to a Hospital Order for an unspecified period.
 

Table 4. Mental illness in filicide perpetrators (n=26)
 
Discussion
The incidence of child homicide in Hong Kong, at 0.7 per 100 000 population, is lower than the global average (1.6 per 100 000 population)1 and lower than that of Asian countries with similar socio-economic status, such as South Korea (1.03 per 100 000 population).31 The protective influence of traditional Confucian cultural values may play a prominent role in Hong Kong.32 An idiom from the Sung dynasty, ‘even a vicious tiger would not eat its cubs’, continues to be taught in modern primary schools. This cultural ethos could explain why the incidence of child maltreatment in Hong Kong, at <0.14%,30 remains lower than the global rate of 0.3% to 0.4%.33 Consistent with studies worldwide,3 most child homicides in Hong Kong were perpetrated by parents. Mothers were the predominant perpetrators in filicides. The typical profile of an infanticidal perpetrator was a young, single mother who suffocated or strangled the infant. Some cases may represent neonaticides, as suggested by charges of concealing the birth of a child. Among cases involving the filicide of older children, perpetrator characteristics were more heterogeneous. Perpetrators tended to be older and married; they used methods such as overdosing, poisoning, or stabbing. The profiles of perpetrators and victims in this group also differed. The median age of maternal perpetrators was younger and their victims tended to be younger. Mothers most often caused death through overdosing or poisoning, whereas fathers were more likely to kill by stabbing.
 
Mental illness in filicides
In the present study, 31.0% of filicidal perpetrators had a diagnosed mental illness, a lower rate compared with other population studies.8 20 22 23 This discrepancy could be attributed to the lower prevalence of mental illness in Hong Kong. The Hong Kong Mental Morbidity Survey (2010-2013) revealed a 13.3% prevalence of mental disorders among Chinese adults,34 compared with 18.5% among adults in the US in 2013.35 It is also plausible that some perpetrators, especially those involved in filicide-suicide cases, had no prior contact with mental health services and may have had undiagnosed psychiatric illnesses. Mental illness prevalence was higher among paternal perpetrators than among maternal perpetrators in our filicide sample. This finding may be related to the small sample size or could reflect societal changes, such as fathers assuming greater childcare responsibilities.17 Consistent with some studies,20 22 depression was the most common diagnosis, followed by psychotic disorder.
 
Filicide-suicides
Substantial proportions of filicide perpetrators (23.0% of maternal and 34.8% of paternal) died by suicide during or after committing the act. Charcoal burning was the most common method, comparable to the frequency of jumping from height. Charcoal burning is a relatively recent suicidal method,36 which has spread as a contagious phenomenon in other Asian countries; it is often portrayed as a ‘peaceful way of dying’ and has been used during >10% of suicides in the region.37 The proportion of filicide-suicides observed in this study was lower than that reported in other studies.17 23 This difference may be related to the lower prevalence of mental illness in our sample, the relatively lower lethality of charcoal burning in Hong Kong compared with firearm use in Western countries, or the possibility that attempted suicides not resulting in death were not captured in our data. Filicide-suicide events were more frequent in cases involving older children than in infanticides, potentially due to differences in underlying motives. Half of the filicide-suicide perpetrators in the present study had a history of mental illness, suggesting that altruistic motives were involved. Depression was the most frequently diagnosed condition in these cases.18 20
 
The local law and filicides
The majority of perpetrators with mental illness were convicted of manslaughter under diminished responsibility and sentenced to a Hospital Order at SLPC for an unspecified period under Section 45 of the Mental Health Ordinance.27 No insanity pleas were recorded in our sample. Consistent with international studies,38 maternal perpetrators in Hong Kong received more lenient outcomes relative to paternal perpetrators. Some young mothers who killed their children aged <1 year were released without charge; among those convicted, a few received noncustodial sentences. In contrast, all fathers who killed their children were imprisoned, with the exception of one who was sentenced to a Hospital Order at SLPC.
 
Hong Kong developed its legislation based on the UK law, including the British Infanticide Act of 1922.21 24 Section 47C of the Offences against the Person Ordinance28 defines the offence of infanticide as follows: “Where a woman by any wilful act or omission causes the death of her child being a child under the age of 12 months but at the time of the act or omission the balance of her mind was disturbed by reason of her not having fully recovered from the effect of giving birth to the child or by reason of the effect of lactation consequent upon the birth of the child, then, notwithstanding that the circumstances were such that but for the provisions of this section the offence would have amounted to murder, she shall be guilty of infanticide, and shall be liable to be punished as if she were guilty of manslaughter.” In the present study, eight mothers who killed their children aged <1 year were convicted under the infanticide provision. There appears to be considerable application of this provision in Hong Kong; lenient noncustodial sentences are issued to mothers in such cases.
 
Limitations
First, information provided by the Police was restricted to arrest cases; thus, the study may underreport the true incidence of filicides in Hong Kong. Second, although multiple sources of information were utilised, details regarding the perpetrators’ and victims’ abuse or victimisation histories, involvement with social services, or autopsy reports were unavailable. Third, the classification of neonaticides was challenging, although charges of concealing the birth of a child may indicate the death of a victim within 24 hours of birth. Fourth, although most diagnoses of offenders with mental illnesses were accessible, the availability of psychiatric records was limited. Information for a small number of cases (<5) was obtained from newspaper reports. Sixth, the absence of critical details, such as the onset of mental illness, symptomatology, and medication adherence, impeded a thorough exploration of the relationship between mental illness and filicides. A more comprehensive approach, such as conducting psychological autopsies—particularly in filicide-suicide cases—would provide deeper insights. Finally, the sample size was insufficient to allow for robust comparisons among perpetrators in maternal, paternal, parental couple, and stepparent filicide groups.
 
Conclusion
In this study, most child homicides were perpetrated by parents; mothers committed filicide more frequently than fathers. Maternal perpetrators and their victims were younger than their counterparts in the paternal perpetrator group. Mental illness was prevalent among filicidal perpetrators of both genders, with a higher prevalence in paternal perpetrators. Filicide-suicide is a substantial problem. Psychiatrists should remain vigilant in identifying depressed or psychotic parents and in eliciting self-harm or filicidal ideations among both mothers and fathers. Social support and child protection services should be actively offered to young single mothers. In Hong Kong, a comprehensive child development service has been established since 2005,39 with the aim of identifying and intervening early in cases that involve children and mothers in need; this service seeks to improve health outcomes for children and families. However, no local policies specifically address the needs of fathers. A multidisciplinary approach involving mental health professionals and social workers is recommended to screen fathers experiencing mental illness or distress and to identify early warning signs of risk. Finally, given the high prevalence of mental illness among filicidal perpetrators, forensic psychiatrists and related professionals should maintain a high index of suspicion for the presence of mental illness when evaluating filicidal offenders.
 
Author contributions
Concept or design: All authors.
Acquisition of data: YDY Tang.
Analysis or interpretation of data: YDY Tang, JPY Lam.
Drafting of the manuscript: YDY Tang.
Critical revision of the manuscript for important intellectual content: YDY Tang.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the New Territories West Cluster Research Ethics Committee of the Hospital Authority, Hong Kong (Ref No.: NTWC/REC/19021). A waiver for informed patient consent was granted by the Committee due to the retrospective nature of the research.
 
References
1. United Nations Office on Drugs and Crime. Global Study on Homicide. Killing of Children and Young Adults. 2019. Available from: https://www.unodc.org/documents/data-and-analysis/gsh/Booklet_6new.pdf. Accessed 6 Apr 2023.
2. UNICEF. Hidden in plain sight: a statistical analysis of violence against children. New York: United Nations International Children’s Emergency Fund. 2014 Sep 4. Available from: https://data.unicef.org/resources/hidden-in-plain-sight-a-statistical-analysis-of-violence-against-children/. Accessed 6 Apr 2023.
3. Stöckl H, Dekel B, Morris-Gehring A, Watts C, Abrahams N. Child homicide perpetrators worldwide: a systematic review. BMJ Paediatr Open 2017;1:e000112. Crossref
4. Resnick PJ. Child murder by parents: a psychiatric review of filicide. Am J Psychiatry 1969;126:325-34. Crossref
5. Bourget D, Bradford JM. Homicidal parents. Can J Psychiatry 1990;35:233-8. Crossref
6. Wilson RF, Klevens J, Fortson B, Williams D, Xu L, Yuan K. Neonaticides in the United States—2008-2017. Acad Forensic Pathol 2022;12:3-14. Crossref
7. Vanamo T, Kauppi A, Karkola K, Merikanto J, Räsänen E. Intra-familial child homicide in Finland 1970-1994: incidence, causes of death and demographic characteristics. Forensic Sci Int 2001;117:199-204. Crossref
8. Bourget D, Gagné P. Paternal filicide in Québec. J Am Acad Psychiatry Law 2005;33:354-60.
9. Mariano TY, Chan HC, Myers WC. Toward a more holistic understanding of filicide: a multidisciplinary analysis of 32 years of U.S. arrest data. Forensic Sci Int 2014;236:46-53. Crossref
10. Brookman F, Nolan J. The dark figure of infanticide in England and Wales: complexities of diagnosis. J Interpers Violence 2006;21:869-89. Crossref
11. Sahni M, Verma N, Narula D, Varghese RM, Sreenivas V, Puliyel JM. Missing girls in India: infanticide, feticide and made-to-order pregnancies? Insights from hospital-based sex-ratio-at-birth over the last century. PLoS One 2008;3:e2224. Crossref
12. Dawson M. Canadian trends in filicide by gender of the accused, 1961–2011. Child Abuse Negl 2015;47:162-74. Crossref
13. Camperio Ciani AS, Fontanesi L. Mothers who kill their offspring: testing evolutionary hypothesis in a 110-case Italian sample. Child Abuse Negl 2012;36:519-27. Crossref
14. Harris GT, Hilton NZ, Rice ME, Eke AW. Children killed by genetic parents versus stepparents. Evol Hum Behav 2007;28:85-95. Crossref
15. West SG, Friedman SH, Resnick PJ. Fathers who kill their children: an analysis of the literature. J Forensic Sci 2009;54:463-8. Crossref
16. Friedman SH, Horwitz SM, Resnick PJ. Child murder by mothers: a critical analysis of the current state of knowledge and a research agenda. Am J Psychiatry 2005;162:1578-87. Crossref
17. Bourget D, Grace J, Whitehurst L. A review of maternal and paternal filicide. J Am Acad Psychiatry Law 2007;35:74-82.
18. Hatters Friedman S, Hrouda DR, Holden CE, Noffsinger SG, Resnick PJ. Filicide-suicide: common factors in parents who kill their children and themselves. J Am Acad Psychiatry Law 2005;33:496-504.
19. West SG, Hatters Friedman S. Filicide: a research update. In: Browne RC, editor. Forensic Psychiatry Research Trends. New York: Nova Science Publishers; 2007: 29-62.
20. Bourget D, Gagné P. Maternal filicide in Québec. J Am Acad Psychiatry Law 2002;30:345-51.
21. Hatters Friedman S, Resnick PJ. Child murder by mothers: patterns and prevention. World Psychiatry 2007;6:137-41.
22. Flynn SM, Shaw JJ, Abel KM. Filicide: mental illness in those who kill their children. PLoS One 2013;8:e58981. Crossref
23. Kauppi A, Kumpulainen K, Karkola K, Vanamo T, Merikanto J. Maternal and paternal filicides: a retrospective review of filicides in Finland. J Am Acad Psychiatry Law 2010;38:229-38.
24. Legislation.gov.uk. Infanticide Act 1938. Available from: https://www.legislation.gov.uk/ukpga/Geo6/1-2/36. Accessed 25 Mar 2025.
25. Oberman M. Mothers who kill: coming to terms with modern American infanticide. Am Crim L Rev 1996;34:1-110.
26. Hong Kong SAR Government. Criminal Procedure Ordinance (Cap 221). Available from: https://www.elegislation.gov.hk/hk/cap221. Accessed 17 Mar 2025.
27. Hong Kong SAR Government. Mental Health Ordinance (Cap 136). Available from: https://www.elegislation.gov.hk/hk/cap136. Accessed 6 Apr 2023.
28. Hong Kong SAR Government. Offences against the Person Ordinance (Cap 212). Available from: https://www.elegislation.gov.hk/hk/cap212. Accessed 6 Apr 2023.
29. Hong Kong Police Force. Crime statistics comparison. 2017. Available from: https://www.police.gov.hk/ppp_en/09_statistics/csc.html. Accessed 6 Apr 2023.
30. Child Fatality Review Panel, Social Welfare Department, Hong Kong SAR Government. Second report for child death cases in 2010-2011. July 2015. Available from: https://www.swd.gov.hk/storage/asset/section/655/en/fcw/CFRP2R-Eng.pdf. Accessed 6 Apr 2023.
31. Jung K, Kim H, Lee E, et al. Cluster analysis of child homicide in South Korea. Child Abuse Negl 2020;101:104322. Crossref
32. Lassi N. A Confucian theory of crime [dissertation]. University of North Dakota; 2018.
33. Stoltenborgh M, Bakermans-Kranenburg MJ, Alink LR, van IJzendoorn MH. The prevalence of child maltreatment across the globe: review of a series of meta-analyses. Child Abuse Rev 2015;24:37-50. Crossref
34. Lam LC, Wong CS, Wang MJ, et al. Prevalence, psychosocial correlates and service utilization of depressive and anxiety disorders in Hong Kong: the Hong Kong Mental Morbidity Survey (HKMMS). Soc Psychiatry Psychiatr Epidemiol 2015;50:1379-88. Crossref
35. Center for Behavioral Health Statistics and Quality, Substance Abuse and Mental Health Services Administration, US Department of Health and Human Services. Results from the 2013 National Survey on Drug Use and Health: Mental Health Findings. November 2014. Available from: https://www.samhsa.gov/data/sites/default/files/NSDUHmhfr2013/NSDUHmhfr2013.pdf. Accessed 6 Apr 2023.
36. The Hong Kong Jockey Club Centre for Suicide Research and Prevention, The University of Hong Kong. Statistics of suicide data in Hong Kong (by year). Distribution of method of suicide by age group in Hong Kong. 2020. Available from: https://www.csrp.hku.hk/statistics/. Accessed 6 Apr 2023.
37. Chang SS, Chen YY, Yip PS, Lee WJ, Hagihara A, Gunnell D. Regional changes in charcoal-burning suicide rates in East/ Southeast Asia from 1995 to 2011: a time trend analysis. PLoS Med 2014;11:e1001622. Crossref
38. Porter T, Gavin H. Infanticide and neonaticide: a review of 40 years of research literature on incidence and causes. Trauma Violence Abuse 2010;11:99-112. Crossref
39. Education Bureau, Hong Kong SAR Government. Comprehensive Child Development Service. 2021. Available from: https://www.edb.gov.hk/en/edu-system/preprimary-kindergarten/comprehensive-child-development-service/index.html. Accessed 18 Mar 2025.

Use of pronase in screening for early cancers of the upper gastrointestinal tract

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE (HEALTHCARE IN CHINA)
Use of pronase in screening for early cancers of the upper gastrointestinal tract
Zhengqi Wu, BSc1; Shihua Li, BSc2; Linzhi Lu, BSc2; Zhiyi Zhang, BSc2; Guiqi Wang, BSc, MD3; Tianyan Qin, MSc2; Guangyuan Zhao, MSc2; Jindian Liu, MSc2
1 Department of Gastroenterology, Wuwei Liangzhou Hospital, Wuwei, China
2 Department of Gastroenterology, Wuwei Tumor Hospital, Wuwei, China
3 Department of Endoscopy, Cancer Hospital, Chinese Academy of Medical Sciences, Beijing, China
 
Corresponding author: Prof Zhengqi Wu (wzqwwzl@163.com)
 
 Full paper in PDF
 
Abstract
Introduction: This study aimed to investigate the effectiveness of pronase in improving the detection rate of early cancer and enhancing visual field clarity during gastroscopy in China.
 
Methods: In total, 1450 patients who participated in an early diagnosis and treatment programme of upper gastrointestinal cancer in Wuwei, Gansu Province between 2020 and 2021 were enrolled. Cluster randomisation was utilised at the community level. All patients underwent endoscopy and biopsy. The experimental group (n=725) received pronase granules and dimethicone prior to gastroscopy; the control group (n=725) received dimethicone alone. Endoscopic visibility scores, examination durations, and lesion detection rates were recorded for both groups.
 
Results: Visibility scores for all regions of the stomach were significantly lower in the experimental group than in the control group (P<0.001). This finding remained consistent after adjustment for confounding factors in multiple linear regression analysis. The detection rate of precancerous lesions and early cancer was significantly higher in the experimental group than in the control group (77.5% vs 62.5%; P<0.001). Binary logistic regression analysis indicated that the likelihood of detecting early cancer was greater in the experimental group, with an odds ratio of 3.840 (95% confidence interval=1.204-12.241; P=0.023). Also, average gastroscopy time was significantly shorter in the experimental group than in the control group (6.52±2.51 min vs 10.03±1.23 min, t=33.81; P=0.001).
 
Conclusion: The administration of pronase prior to gastroscopy enhances visual field clarity, reduces examination time, and increases the detection rates of precancerous lesions and early cancer.
 
 
New knowledge added by this study
  • Pronase enhances visual field clarity during gastroscopy and reduces examination time.
  • Pronase can enhance diagnostic precision by minimising misdiagnoses and missed lesions.
Implications for clinical practice or policy
  • Pronase improves the detection rates of precancerous lesions and early cancer. The results provide a strong scientific foundation for using pronase in endoscopic screening during clinical diagnostic examinations.
  • The findings support adoption of pronase as a standard adjunct in gastroscopy to improve diagnostic accuracy and procedural efficiency.
 
 
Introduction
The implementation of early gastric cancer screening in community populations and performance of endoscopic examinations in high-risk groups represents a feasible, cost-effective, and efficient strategy to address the challenges of gastric cancer diagnosis and treatment in China.1 More than 80% of early-stage gastric cancer cases are identified in asymptomatic community populations aged ≥40 years. Thus, community-based screening programmes are important for increased detection of early-stage cancer. Gastroscopy remains the gold standard for diagnosing upper gastrointestinal diseases. High-quality intragastric visibility is essential for ensuring diagnostic accuracy, minimising the risks of misdiagnosis and missed diagnosis, and improving the detection of minimal-change gastric lesions. However, air bubbles and mucus in the stomach often reduce gastroscopic field visibility, leading to missed diagnoses and prolonged examination times. Pretreatment with defoaming agents and mucolytic agents enhances gastroscopic field visibility.2 Pronase, a proteolytic enzyme isolated from the culture filtrate of Streptomyces griseus, effectively cleaves the peptide bonds of glycoproteins, thereby dissolving and eliminating gastric mucus.3 This study aimed to evaluate the impact of pronase on the detection rate of precancerous lesions and early cancer, clarifying its utility in early gastric cancer screening. The findings will provide foundational evidence for the incorporation of pronase in endoscopic screening for upper gastrointestinal tract cancers and clinical diagnostic examinations.
 
Methods
Participants
This study enrolled 1450 individuals aged 40 to 70 years from a community population who participated in the 2020-2021 Upper Gastrointestinal Cancer Screening Programme in Wuwei, Gansu Province, China. The inclusion criteria were: (1) ability to cooperate with the gastroscopic procedure; (2) ability to discontinue anticoagulant medications 1 week prior to endoscopy; and (3) voluntary participation and provision of written informed consent. The exclusion criteria were: (1) contraindications to gastroscopy; (2) severe heart disease or heart failure; (3) severe respiratory disease; (4) posterior pharyngeal abscess or severe spinal deformity; (5) other serious illnesses or physical conditions that precluded tolerance of endoscopy; and (6) bleeding tendency.
 
Gastroscopy examinations
Using a random number table, all 1450 participants from the community population were randomly assigned to either an experimental group (n=725) or a control group (n=725). All participants underwent gastroscopy and tissue biopsy. In the experimental group, 1 sachet (20 000 U) of pronase (Beijing Tide Pharmaceutical, Beijing, China) and 1 g of sodium bicarbonate were dissolved in 50 to 80 mL of drinking water (20-40°C) by shaking. The solution was orally administered 15 to 30 minutes before gastroscopy (GIF-H290; Olympus, Tokyo, Japan). Dimethicone was also given orally to lubricate the cavity and remove gastric bubbles. To ensure that pronase reached all areas of the stomach, participants laid flat on a bed under a nurse’s guidance, then turned sideways three to five times. Subsequently, routine gastroscopy was performed. In the control group, participants received oral dimethicone 15 to 30 minutes before routine gastroscopy (GIF-H290).
 
The gastroscopy examinations were performed by two physicians holding the title of associate chief physician or higher, each having >10 years of experience in gastroscopy. The visibility of each part of the visual field was evaluated during the procedure; pathological examinations were conducted on tissue biopsies collected from minimal-change lesions.
 
Observation indicators
Endoscopic visibility scores were compared between the two groups. Scoring criteria were as follows4: 1 point, no mucus; 2 points, a small amount of mucus but no blurring of the visual field; 3 points, a large amount of mucus with a blurred visual field, requiring <30 mL of water for rinsing; and 4 points, very thick mucus with a blurred visual field, requiring ≥30 mL of water for rinsing. Lower scores indicated better endoscopic visibility. To minimise errors during the scoring process, each visibility score was recorded as the average of scores assigned by the two physicians who performed gastroscopy. The lesion detection rate was defined as the percentage of subjects within a group in whom lesions were identified. Gastroscopy time was measured from entry of the gastroscope into the oesophagus until its removal. Adverse reactions included nausea, vomiting, difficulty breathing, facial flushing, and other symptoms.
 
Statistical analyses
R software (version 4.0.5) was used for statistical analysis. Quantitative data were expressed as mean±standard deviation; intergroup differences were analysed using independent sample t tests. Qualitative data were expressed as frequency and percentage; intergroup differences were assessed using the Chi squared test or Fisher’s exact test. Multivariable linear regression analysis was performed to evaluate the effect of group assignment on visibility scores after adjustment for confounding factors. Differences in early cancer detection rates between the two groups were analysed using multivariable binary logistic regression analysis. All statistical tests were two-sided, and P values <0.05 were considered statistically significant.
 
Results
A summary of the baseline characteristics of the experimental and control groups is provided in Table 1. Among the 1450 patients in the cohort, 416 (28.7%) had a family history of gastrointestinal disease, 172 (11.9%) had a history of smoking, 91 (6.3%) had a history of alcohol consumption, and 335 (23.1%) had a history of gastrointestinal disease. Significant differences between the two groups were observed in the proportions of patients with a history of smoking, alcohol consumption, and gastrointestinal disease.
 

Table 1. Baseline characteristics of the study groups
 
Average visibility scores for the oesophagus, cardia, gastric fundus, gastric body, gastric antrum, gastric angle, and duodenum were significantly lower in the experimental group than in the control group (P<0.001 for all comparisons) [Table 2]. The visibility of different regions of the stomach under gastroscopy substantially differed between the two groups (Fig).
 

Table 2. Gastroscopy visibility scores of the study groups
 

Figure. Images of each part of the stomach under gastroscopy: (a) oesophagus, (b) cardia, (c) fundus, (d) corpus, and (e) duodenum. Upper and lower images show experimental and control groups, respectively
 
Effect of pronase on visibility score
Multiple linear regression analysis was performed with the visibility score for each site as the dependent variable and group assignment as the independent variable; adjustments were conducted for sex, age, marital status, education level, smoking status, alcohol consumption, history of gastrointestinal disease, and family history of gastrointestinal disease. After adjustment for these confounding factors, the visibility scores for all regions of the stomach remained significantly higher in the control group than in the experimental group (P<0.001 for all visibility scores) [Table 3].
 

Table 3. Effect of pronase on visibility score
 
Lesion and early cancer detection rates
Chi squared test analyses revealed that the detection rates of precancerous lesions (including atrophic gastritis, intestinal metaplasia, and low-grade intraepithelial neoplasia5) and early cancer were significantly higher in the experimental group than in the control group (77.5% vs 62.5%; P<0.001) [Table 4].
 

Table 4. Rates of lesion detection in the study groups
 
Multivariable binary logistic regression analysis was performed with early cancer detection as the dependent variable and group assignment as the independent variable; adjustments were conducted for sex, age, marital status, education level, smoking status, alcohol consumption, history of gastrointestinal disease, and family history of gastrointestinal disease. The likelihood of early cancer detection was significantly higher in the experimental group compared with the control group, with an odds ratio of 3.840 (95% confidence interval=1.204-12.241; P=0.023) [Table 5].
 

Table 5. Comparison of early cancer detection rates between the study groups
 
Examination time
Average gastroscopy times were 6.52±2.51 minutes in the experimental group and 10.03±1.23 minutes in the control group. Gastroscopy time significantly differed between the two groups (t=33.81; P=0.001).
 
Adverse reactions
No adverse reactions, such as nausea, vomiting, dyspnoea, or facial flushing, were reported in either group.
 
Discussion
Currently, approximately 90% of primary gastric cancers in China are diagnosed at an advanced stage.6 The prognosis of affected patients is closely related to the timing of diagnosis and treatment. Despite surgical intervention, the 5-year survival rate for patients with advanced gastric cancer remains <30%.7 After treatment, the 5-year survival rate for patients with early gastric cancer exceeds 90%, and cure may be achieved.8 However, the rates of early diagnosis and treatment of gastric cancer in China are <10%, substantially lower than rates reported in Japan (70%) and South Korea (50%).9 In Wuwei, the incidence and mortality rates of gastric cancer remain among the highest in the country; gastric cancer ranks first among malignant tumours in the city.10 Screening for upper gastrointestinal cancer is one of the most effective methods for population-level detection of early-stage cancer. Since 2010, Wuwei Tumour Hospital has implemented an upper gastrointestinal cancer screening programme (endoscopy combined with tissue biopsy) in Wuwei. Improvements in the detection rates of precancerous lesions and upper gastrointestinal cancer are key objectives of this screening initiative.
 
Gastroscopy is currently a widely used method for the clinical diagnosis and treatment of gastrointestinal diseases. A clear endoscopic field of vision is essential for accurate diagnosis and effective treatment by endoscopists. To optimise gastroscopy outcomes and enhance visibility within the stomach, bubbles and mucus must be removed. The use of pronase in combination with defoaming agents is recommended by the Consensus on Early Gastric Cancer Screening and Endoscopic Diagnosis and Treatment in China11 and the Guidelines for Endoscopic Diagnosis of Early Gastric Cancer (2019 edition) developed by the Japan Gastroenterological Endoscopy Society.12
 
Lee et al13 demonstrated that administering pronase 10 to 20 minutes before gastroscopy significantly improved the visibility of the endoscopic visual field and reduced the number of water washes required. Similarly, a multicentre randomised controlled study by Liu et al14 indicated that the combination of pronase and dimethicone significantly enhanced the visibility of the upper gastrointestinal mucosa. Pronase has also been utilised in narrow-band imaging endoscopy. A randomised controlled study by Cha et al15 compared the effects of orally administering pronase and simethicone 10 minutes before narrow-band imaging endoscopy on mucosal visibility and diagnostic performance. The results showed that mucosal visibility within the proximal stomach was significantly better in the pronase group than in the simethicone group.15 In the present study, the visibility scores for all sites in patients who received pronase were approximately 1 point, indicating minimal mucus adhesion. After adjustment for confounding factors, multiple linear regression analysis confirmed that visibility scores remained significantly lower in the pronase group than in the control group at all sites; this finding further validated the effectiveness of pronase. The present study also revealed that the average endoscopic examination time was significantly shorter (approximately 5 minutes) in the pronase group than in the control group. This reduced examination time was attributed to the near-complete absence of mucus adhesion after pronase administration, which decreased the number of rinses needed during the procedure. The shorter examination also enhanced patient comfort and increased compliance for subsequent screenings.
 
Zhang et al16 and Gao et al17 conducted retrospective analyses of 25 314 patients who underwent gastroscopy at Nanfang Hospital of Southern Medical University and 166 260 patients at Bazhong Central Hospital, revealing early cancer detection rates of 0.2% and 0.62%, respectively. Zhang et al1 performed a follow-up analysis of individuals in Liangzhou District in Wuwei who underwent upper gastrointestinal cancer screening in 2017; they observed an early cancer detection rate of 2.8%.1 In the present study, lesion detection rates for the experimental and control groups were 77.5% and 62.5%, respectively; corresponding early cancer detection rates were 3.0% and 2.1%. These percentages align with findings from the previous study in Wuwei1 and are substantially higher than those reported for other regions.16 17 The present results suggest that in Wuwei, a region displaying one of the highest incidences of upper gastrointestinal cancer in China, early cancer screening should be actively promoted. Furthermore, the detection rates of precancerous lesions and early cancer can be improved by using endoscopy combined with tissue biopsy.
 
The efficacy of pronase in improving the endoscopic visual field is well established, but studies investigating its impacts on the detection rates of precancerous lesions and early cancer have yielded inconsistent results.14 18 19 Chen et al18 conducted a randomised controlled trial that enrolled older patients undergoing gastroscopy; they found that the detection rate of minimal-change lesions was higher in the pronase group than in the control group (45.2% vs 27.5%; P<0.05).18 Lee et al19 demonstrated that the use of pronase when rinsing a lesion during endoscopy significantly increased the tissue depth of endoscopic biopsies and improved the anatomical localisation of biopsy sites, thereby enhancing the accuracy of disease diagnosis. In the present study, the detection rates of precancerous lesions and early cancer were significantly higher in the experimental group than in the control group (P<0.001). After adjustment for confounding factors, multivariable logistic regression showed that the likelihood of detecting early cancer was significantly greater in the experimental group than in the control group (odds ratio=3.840; P=0.023) [Table 5]. This finding indicates that pronase pretreatment before gastroscopy can enhance the detection rates of precancerous lesions and early cancer. The enhancement may be attributed to the clear visual field provided by pronase, which facilitates accurate selection of biopsy sites and improves recognition of minimal-change lesions. Gastroscopy physicians have substantial daily workloads and manage large numbers of patients requiring treatment. The use of pronase reduced the time required for endoscopy, potentially improving patient compliance with clinical microscopy.
 
Limitations
As an early cancer screening study, this investigation had a relatively small sample size; therefore, the findings require further validation in large-scale clinical studies. Cluster randomisation was used in this study, leading to baseline differences between groups; however, adjustments for these factors were included in the statistical analyses. The gastroscopy procedures were performed by highly skilled endoscopists. The generalisability of the findings to all endoscopists warrants additional investigation.
 
Conclusion
Pronase pretreatment before gastroscopy improves visual field clarity, reduces examination time, increases the detection rates of precancerous lesions and early cancer, and demonstrates good safety. This approach is beneficial for early cancer screening in regions with a high incidence of upper gastrointestinal cancer. The practical value of this method requires confirmation in large-scale clinical studies.
 
Author contributions
Concept or design: Z Wu, S Li, G Wang.
Acquisition of data: L Lu, G Zhao, J Liu, S Li.
Analysis or interpretation of data: T Qin.
Drafting of the manuscript: Z Zhang.
Critical revision of the manuscript for important intellectual content: Z Wu.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research was supported by the National Key Research and Development Program of China (Ref No.: 2017YFC0908302). The funder had no role in study design, data collection, analysis, interpretation, or manuscript preparation.
 
Ethics approval
This research was approved by the Medical Ethics Committee of Wuwei Cancer Hospital, Wuwei, Gansu, China (Ref No.: 2019-Ethical review-11). The trial was registered with the Chinese Clinical Trial Registry (Ref No.: ChiCTR2200064855). Informed consent was obtained from all study participants, including consent for the publication of their anonymised data and clinical photos.
 
References
1. Zhang Z, Wu Z, Lu L, et al. Analysis of the upper gastrointestinal cancer screening and follow-up results in Liangzhou District of Wuwei City from 2009 to 2017 [in Chinese]. Chin J Cancer Prev Treat 2019;23:1750-5.
2. Choi IJ. Gastric preparation for upper endoscopy. Clin Endosc 2012;45:113-4. Crossref
3. Kim GH, Cho YK, Cha JM, Lee SY, Chung IK. Effect of pronase as mucolytic agent on imaging quality of magnifying endoscopy. World J Gastroenterol 2015;21:2483-9. Crossref
4. Beg S, Ragunath K, Wyman A, et al. Quality standards in upper gastrointestinal endoscopy: a position statement of the British Society of Gastroenterology (BSG) and Association of Upper Gastrointestinal Surgeons of Great Britain and Ireland (AUGIS). Gut 2017;66:1886-99. Crossref
5. Gomceli I, Demiriz B, Tez M. Gastric carcinogenesis. World J Gastroenterol 2012;18:5164-70. Crossref
6. Committee of Laboratory Medicine of Chinese Association of Integrative Medicine. Chinese Expert Consensus on Detection Technologies for Early-stage Gastric Cancer Screening [in Chinese]. Chin J Lab Med 2023;46:347-59.
7. Katai H, Ishikawa T, Akazawa K, et al. Five-year survival analysis of surgically resected gastric cancer cases in Japan: a retrospective analysis of more than 100,000 patients from the nationwide registry of the Japanese Gastric Cancer Association (2001-2007). Gastric Cancer 2018;21:144-54. Crossref
8. Sumiyama K. Past and current trends in endoscopic diagnosis for early-stage gastric cancer in Japan. Gastric Cancer 2017;20(Suppl 1):20-7. Crossref
9. Ren W, Yu J, Zhang Z, Song Y, Li Y, Wang L. Missed diagnosis of early gastric cancer or high-grade intraepithelial neoplasia. World J Gastroenterol 2013;19:2092-6. Crossref
10. Lu L, Nie P, Zhang Z. Analysis of incidence and mortality of stomach cancer from 2011 to 2015 in Wuwei City, Gansu Province [in Chinese]. China Cancer 2020;29:677-81.
11. Chinese Society of Digestive Endoscopy; Chinese Anti-Cancer Association The Society of Tumor Endoscopy. Chinese Consensus on Screening and Endoscopic Diagnosis and Management of Early Gastric Cancer (Changsha, April 2014) [in Chinese]. Chin J Gastroenterol 2014;19:408-27.
12. Yao K, Uedo N, Kamada T, et al. Guidelines for endoscopic diagnosis of early gastric cancer. Dig Endosc 2020;32:663-98. Crossref
13. Lee GJ, Park SJ, Kim SJ, Kim HH, Park MI, Moon W. Effectiveness of premedication with pronase for visualization of the mucosa during endoscopy: a randomized, controlled trial. Clin Endosc 2012;45:161-4. Crossref
14. Liu X, Guan CT, Xue LY, et al. Effect of premedication on lesion detection rate and visualization of the mucosa during upper gastrointestinal endoscopy: a multicenter large sample randomized controlled double-blind study. Surg Endosc 2018;32:3548-56. Crossref
15. Cha JM, Won KY, Chung IK, Kim GH, Lee SY, Cho YK. Effect of pronase premedication on narrow-band imaging endoscopy in patients with precancerous conditions of stomach. Dig Dis Sci 2014;59:2735-41. Crossref
16. Zhang Q, Chen Z, Chen C, et al. Training in early gastric cancer diagnosis improves the detection rate of early gastric cancer: an observational study in China. Medicine (Baltimore) 2015;94:e384. Crossref
17. Gao Z, Liang S, Li M, et al. Clinicopathological features and trends of 1025 cases of early gastric cancer, 2006-2020 [in Chinese]. J Cancer Control Treat 2021;34:649-54.
18. Chen L, Feng Y, Wang W, Zheng P. Clinical value of pronase combined with sodium bicarbonate in gastroscopy of elderly patients [in Chinese]. Zhejiang JITCWM 2018;28:225-7.
19. Lee SY, Han HS, Cha JM, Cho YK, Kim GH, Chung IK. Endoscopic flushing with pronase improves the quantity and quality of gastric biopsy: a prospective study. Endoscopy 2014;46:747-53. Crossref

Pages