Attitudes, acceptance, and registration in relation to organ donation in Hong Kong: a cross-sectional study

Hong Kong Med J 2020 Jun;26(3):192–200  |  Epub 21 May 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Attitudes, acceptance, and registration in relation to organ donation in Hong Kong: a cross-sectional study
Jeremy YC Teoh, FRCSEd (Urol), FHKAM (Surgery)1; Becky SY Lau, BSc, MPH1; Nikki Y Far, FCOphth HK, FHKAM (Ophthalmology)2; Steffi KK Yuen, FRCSEd (Urol), FHKAM (Surgery)1; CH Yee, FRCSEd (Urol), FHKAM (Surgery)1; Simon SM Hou, FHKAM (Surgery)1; Timothy SC Teoh, FHKAM (Surgery)3; CF Ng, FRCSEd (Urol), FHKAM (Surgery)1
1 SH Ho Urology Centre, Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
2 Department of Ophthalmology and Visual Sciences, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
3 Lions Kidney Educational Centre & Research Foundation, Hong Kong
 
Corresponding author: Prof Jeremy YC Teoh (jeremyteoh@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The objective of this study was to investigate the discrepancy between individuals with positive attitudes towards organ donation and the actual number of registered organ donors in Hong Kong, and to investigate the best modalities for promoting more organ donor registrations.
 
Methods: This cross-sectional telephone survey was conducted in Hong Kong. Telephone numbers were selected randomly. Upon successful contact with a household, the eligible household member who had the most recent birthday was selected to participate in the telephone interview.
 
Results: A total of 1000 Hong Kong Chinese residents were interviewed successfully. The response rate was 53.8%. The majority of the respondents were female (68.3%) and were aged 51 to 60 years (24%) or ≥61 years (43.6%). Among the respondents, 31.3% were willing to donate their organs after death; 43.3% were indecisive, and 25.4% refused. Among those who were willing to donate organs after death, only 34.2% had registered with the Centralised Organ Donation Register (CODR). Among those who were willing to donate organs after death but had not yet registered on CODR, 52.2% said they were not determined enough to take action, 47.8% said they were too busy, 37.8% said they were too lazy, and 20.4% said they were always forgetful about registering. In all, 32.8% of the interviewees were not aware of the ways to register as a prospective organ donor. Among non-messenger social media platforms, Facebook, YouTube, and Instagram were the most commonly used. Most participants believed that Facebook and YouTube were effective for engaging audiences.
 
Conclusions: More effort should be made to facilitate organ donor registration in face-to-face settings via promotional booths and in online settings via appropriate social media platforms.
 
 
New knowledge added by this study
  • A large proportion of respondents had a positive attitude towards organ donation.
  • The majority of respondents who were positive towards organ donation lacked the determination to register as organ donors.
  • Among respondents who had registered as organ donors, most did so in person via a promotional booth.
Implications for clinical practice or policy
  • More effort should be made to proactively reach out to passive-positive donors.
  • The importance of taking action to register as a prospective organ donor must be emphasised.
  • The use of social media platforms may help engage passive-positive donors and provide immediate opportunities for online registration.
 
 
Introduction
In 2017, Hong Kong had a low organ donation ratio of 6.0 deceased donors per million population, whereas the corresponding ratios were 46.9, 32.0, and 23.1 donors per million population in Spain, the United States, and the United Kingdom, respectively.1 Among all types of solid organs, there is the greatest shortage of donated kidneys in our locality. In 2018, there were 2318 patients on the waiting list for kidney transplantation.2 However, there were only 60 kidney donations from deceased donors and 16 from living donors in the same year.2 This marked mismatch has led to not only a long average waiting time for kidney transplantation of 51 months,3 but also the accompanying costs of prolonged dialysis, increased risk of dialysis-related complications, and adverse effects on patients’ quality of life.4 5 6
 
The majority of organ donations are from deceased donors. However, without knowing the wishes of deceased potential donors, it is often difficult to counsel their family members about organ donation. Therefore, it is important to engage the general public in prospective organ donor registration. Hong Kong has a population of approximately 7.39 million, but only 284 185 individuals had registered as organ donors via the Centralised Organ Donation Register (CODR) through June 2018, corresponding to a registration rate of 3.8%.7 In contrast, 52.6% of the respondents of the Behavioural Risk Factor Survey conducted in Hong Kong reported that they were willing to donate their organs after death.8 These results suggest that most people who are willing to donate organs after death have not yet registered as prospective organ donors. These individuals represent a group of passive-positive organ donors who would potentially become prospective organ donors if successfully engaged.9
 
We conducted a local survey to investigate the underlying reasons for the discrepancy between the number of individuals willing to donate organs and the number of registered donors. We postulate that appropriate use of social media may play a role in motivating people to register as prospective organ donors. Hence, we also investigated the use of smartphones and social media platforms by Hong Kong citizens. The results will be useful for planning our future directions and strategies for promoting organ donation.
 
Methods
A cross-sectional telephone survey of the general population of Hong Kong was conducted via the service provided by the Jockey Club School of Public Health and Primary Care, The Chinese University of Hong Kong. The survey was designed after consultation with doctors, nurses, living-related organ donors, organ recipients, and patient support groups. Demographic information including age, sex, marital status, education level, occupation, religion, smoking habits, drinking habits, exercise habits, and current health status was collected. Questions focusing on the respondents’ views about organ donation and their actions taken with regard to organ donor registration were asked. Questions regarding potential misconceptions about organ donation were also asked. The respondents’ habits of using smartphones and social media platforms were also evaluated. To minimise the sampling error, telephone numbers were first selected randomly from an updated telephone directory as seed numbers. Another set of three numbers was then generated by randomising the last two digits to recruit unlisted numbers. Duplicate numbers were then screened out, and the remaining numbers were mixed in random order to become the final sample.
 
Interviews were conducted by experienced interviewers between 10:00 and 22:00 on weekdays and other periods, including weekends and public holidays, should appointments with suitable subjects be arranged. The inclusion criteria for the study were Chinese Hong Kong residents aged ≥18 years. Upon successful contact with a target household, one qualified member of the household was selected among the family members using the last-birthday random selection method (ie, the respondent aged ≥18 years in the household who had his/her birthday most recently was selected) to participate in the telephone interview. We aimed for the survey to have 1000 respondents. All results were analysed and presented descriptively.
 
Results
From 15 April 2019 to 8 May 2019, telephone numbers were sampled for the survey until 1000 valid responses from eligible individuals were received. Of 16 373 telephone numbers called, 14 514 were invalid for various reasons: 6556 were facsimile/invalid lines, 555 were non-residential lines, 1008 cut the line immediately, 6366 did not pick up the phone after three attempts, and 29 were non-Chinese persons. Among the remaining 1859 eligible individuals, 750 refused to participate in the survey, seven terminated the survey mid-way, and we failed to contact the remaining 102 after three attempted calls each. The overall response rate was 53.8% (1000/1859).
 
The majority of our respondents were female (68.3%) and within the age-group of 51 to 60 years (24%) or ≥61 years (43.6%). In total, 73.6% of the respondents did not have any religious beliefs. The vast majority of them were non-smokers (95.2%) and non-drinkers (93.1%). In all, 65.6% of the respondents exercised regularly, with 65.7% and 10.3% considering themselves “healthy” and “very healthy,” respectively (Table 1).
 

Table 1. Respondents’ demographic information
 
Table 2 shows the survey results on the respondents’ views about organ donation and their actions taken with respect to organ donor registration. Unexpectedly, a relatively large proportion of interviewees (30.6%) had never heard of CODR, and 89.1% of the respondents had never visited the CODR website. Only 31.3% of the respondents were willing to donate their organs after death, and 43.3% were indecisive, while 25.4% refused. When interviewees were asked if they would support a family member’s decision to become a prospective organ donor, 56.4% said they would be supportive, 7% would object, and 36.6% were uncertain. Looking further at the 313 respondents who were willing to become prospective organ donors, only 34.2% of them had registered on CODR, whereas 55.3% had expressed such wishes to their family members. Of those who had registered, 98.1% did so in the hope of rekindling others’ lives, 93.9% believed that their organs would become useless after death, and 44.7% were influenced by successful organ donation stories publicised by the media.
 

Table 2. Survey respondents’ views on organ donation and actions taken for organ donor registration
 
Of the 107 respondents who had registered to be prospective organ donors, 47.7% did so via organ donation promotional booths, 28% filled in the application forms and mailed them back to the Department of Health, and 24.3% registered online. Among the 206 respondents who were willing to donate organs after death but had not yet registered on CODR, 52.2% said they were not determined enough to take action, 47.8% said they were too busy, 37.8% admitted that they were too lazy to do so, 20.4% said they were always forgetful about registering, and 32.8% said they were not aware of the ways to register as a prospective organ donor.
 
A total of 687 respondents were indecisive or refused to become organ donors. In all, 30.7% hoped to keep their bodies intact after death, 7.1% refused to register because of religious beliefs, 7.1% were worried that organ donation might increase their suffering, and 6.8% worried that by agreeing with organ donation, they would receive suboptimal or inadequate medical care. In total, 22% were not keen to donate organs owing to objections from family (Table 2).
 
The questionnaire also studied potential misconceptions about organ donation (Table 3). Of the respondents, 6.6% believed that the process of organ harvesting would induce unnecessary pain to the deceased person, and 4.5% worried that organ harvesting would hinder funeral arrangements. A total of 60.6% thought that only perfectly healthy individuals could donate organs after death, 34% believed only young people could donate organs after death, and 7.6% believed that the organ recipients would always know the identity of the organ donor. Moreover, 1.7% were under the impression that there was an adequate supply of organs in Hong Kong.
 

Table 3. Survey results on the potential misconceptions about organ donation
 
Respondents were interviewed about their use of smartphones and social media platforms (Table 4). In all, 77% of the respondents often use their smartphones to access social media platforms. Among the various non-messenger types of social media platforms, Facebook, YouTube, and Instagram were the most commonly used. The majority of the respondents believed that Facebook and YouTube were effective at engaging the audience.
 

Table 4. Survey results on the use of smartphones and social media platforms
 
Discussion
There has been a great demand for organ donations in Hong Kong, yet the number of organ transplantations conducted is very small. The organ donation rate in Hong Kong is much lower than that of many European countries, perhaps because of cultural, religious, governmental, legal, and regulatory differences, as well as differences in the level of intensive care unit support and organ donation criteria.10 11 12 13 Hong Kong currently follows the opt-in approach to organ donation, as opposed to the opt-out approach, which is the standard in countries like Singapore and Spain. Although the opt-out approach may increase the availability of suitable organs for donation, there is a reasonable concern about differing views between members of the general public and the potential ethical issues related to that approach. The degree of knowledge, awareness, and attitude towards organ donation is also important for an individual to take action to become a prospective organ donor.14 More efforts should be made in these areas to improve the organ donation rate in Hong Kong.
 
In 2015, a Behavioural Risk Factor Survey with a total of 4253 respondents was conducted in Hong Kong.8 Among the respondents, 52.6% reported that they were willing to donate their organs after death, 11.3% refused to donate their organs after death, and the rest remained undecided. However, until June 2018, the registration rate in Hong Kong was only 3.8%.7 This represents a huge area of potential improvement if we are able to engage these potential organ donors successfully.
 
Our survey showed that only 34.2% of the respondents who were willing to donate their organs after death actually completed registration at CODR. A large proportion of respondents said they were too busy, too lazy, too forgetful, or simply not determined enough to take action to register at CODR. Of the respondents, 32.8% were not aware of the ways to register as a prospective organ donor. The majority of the respondents had not heard about CODR, and only 5.9% had browsed the CODR website. We need better ways to reach out to these passive-positive donors and to provide convenient methods for immediate registration after engaging them successfully. Our survey showed that the majority of the respondents use smartphones to access social media platforms every day and that Facebook, YouTube, and Instagram are the major social media platforms being used in Hong Kong. These social media platforms should be used for any organ donation promotion activities in the future.
 
Our survey showed that 47.7% of registered organ donors completed their registration via organ donation promotional booths. Face-to-face settings such as promotional booths allow the best engagement and interaction with the audience, and this definitely yields better results, especially for older adults who may not be familiar with the use of internet or social media platforms. Booths provide opportunities for educators to clarify people’s misconceptions, resolve their queries, and provide live guidance regarding their registration. Our survey reflected the effectiveness of organ donation promotion booths established by the Hong Kong government in the past. It would be worth investing more resources to set up regular and frequent promotion booths in more diverse areas owing to their promising effects.
 
Two systematic reviews and meta-analyses have been conducted to identify effective community-based interventions to increase organ donor registration.15 16 Among all studies reviewed, four randomised controlled trials demonstrated the effectiveness of an intervention based on an increase in verified organ donor registrations.17 18 19 20 The first study investigated the role of group discussions about organ donation in a church setting together with a 32-minute video featuring organ donation, organ transplantation, and the personnel involved during the whole process.17 The second study investigated the effects of a 5-minute video using an iPod Classic or iPod Touch with noise-cancelling headphones.18 The video was designed to address a number of concerns related to organ donation. The participants were then interviewed and given written information about organ donation. The third study investigated the role of a brief motivational intervention by hair stylists that encouraged organ donation.19 Hair stylists received training on communication skills, motivational interviewing, and discussion of ways to integrate organ donation into their client interaction. Each client was given a package containing organ donor registration cards. The fourth study investigated the use of the IIFF model (Immediate opportunity to register, Information, Focused engagement, and Favourable activation) to increase the rate of organ donor registration in the setting of Secretary of State branch offices.20 Participants were gathered at the Town Hall, where organ donation was discussed, and there were registration cards at the end of the session.
 
The four successful studies have common features.17 18 19 20 First, all four studies successfully engaged the public with motivational interactions.17 18 19 20 Intervention participants were 1.23- to 7.02-times more likely than comparison participants to report positive registration status.17 18 19 20 Passive-positive organ donors already have beliefs and attitudes that favour organ donation; what they need is additional motivational interactions to convert their belief into action. Second, three studies adopted a face-to-face approach in their interventions, which yielded positive results.17 19 20 This is consistent with our findings, in that we have also seen the positive effects of face-to-face promotion (ie, booths) in Hong Kong. Third, two studies used video media to provide information about organ donation and organ transplantation.17 18 Mass media alone are unlikely to produce any substantial effects, but the combination of media with motivational interaction can have synergistic effects in engaging the general public. Media intervention must also be innovative enough to attract the general public for better engagement. Fourth, three studies provided immediate opportunities for organ donor registration.18 19 20 The opportunity for organ donor registration must be immediately present following successful engagement of an individual, and it must be rapid and convenient enough for the individual to complete the process. All four studies demonstrated the effectiveness of their promotion strategies. Although it might not be suitable to duplicate and apply those interventions directly in Hong Kong due to discrepancies in promotion setting and target audience, by learning from these successful examples, we can identify the essential components of a successful organ donation promotion project.
 
Our study has several limitations. First, we only randomly selected 1000 Chinese Hong Kong residents to complete the survey, and this cannot represent the views of all Hong Kong citizens. Second, as this was a telephone survey, the majority of our respondents are aged ≥51 years. The results may not be a good reflection of the younger generation. Third, although our survey enables us to understand more about the situation of passive-positive donors in Hong Kong and the appropriate channels for engaging these potential organ donors, the exact ways to achieve audience engagement cannot be ascertained based only on the results of our survey. We intend to conduct future studies to investigate the effectiveness of social media platforms for interventions such as short videos, online challenge campaigns, online question-and-answer forums, online polling, live interviews, and live talks.
 
Conclusions
There are many passive-positive organ donors in Hong Kong. Many of those surveyed were not aware of the ways to register as prospective organ donors. The majority also lacked the determination to register as organ donors. Engaging these individuals and providing immediate opportunities for registration is necessary. Promotional booths are most effective at providing this face-to-face, and social media platforms can provide this on an online setting.
 
Author contributions
Concept or design: JYC Teoh, NY Far, SKK Yuen, BSY Lau.
Acquisition of data: JYC Teoh, NY Far, SKK Yuen, BSY Lau.
Analysis of data: JYC Teoh, NY Far, SKK Yuen, BSY Lau.
Drafting of the manuscript: JYC Teoh, NY Far.
Critical revision of the manuscript for important intellectual content: CH Yee, SSM Hou, TSC Teoh, CF Ng.
 
Conflicts of interest
As editors of the journal, JYC Teoh and CF Ng were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This survey was supported by the Health and Medical Research Fund, Health Care and Promotion Scheme (Ref: 02180248).
 
Ethics approval
The study has been approved by Survey and Behavioural Research Ethics Committee (Ref SBRE-18-241). Survey respondents provided verbal consent to participate in the telephone interview.
 
References
1. International Registry of Organ Donation and Transplantation. Donation activity charts. Available from: http://www.irodat.org/?p=database. Accessed 7 Mar 2020.
2. Department of Health, Hong Kong SAR Government. Organ donation. Statistics (milestones of Hong Kong organ transplantation). Available from: https://www. organdonation.gov.hk/eng/statistics.html. Accessed 1 Oct 2019.
3. Hospital Authority, Hong Kong SAR Government. Smart Patient. Chronic renal failure. Available from: https:// www21.ha.org.hk/smartpatient/SPW/en-US/Disease- Information/Disease/?guid=368b30e4-cc1c-4185-b673- 7dfb3ea8f74b. Accessed 1 Oct 2019.
4. Karlberg I, Nyberg G. Cost-effectiveness studies of renal transplantation. Int J Technol Assess Health Care 1995;11:611-22. Crossref
5. Whiting JF, Kiberd B, Kalo Z, Keown P, Roels L, Kjerulf M. Cost-effectiveness of organ donation: evaluating investment into donor action and other donor initiatives. Am J Transplant 2004;4:569-73. Crossref
6. Bakewell AB, Higgins RM, Edmunds ME. Quality of life in peritoneal dialysis patients: decline over time and association with clinical outcomes. Kidney Int 2002;61:239-48. Crossref
7. Surveillance and Epidemiology Branch, Centre for Health Protection, Department of Health, Hong Kong SAR Government. Registrations recorded in the centralised organ donation register. Available from: https://www. organdonation.gov.hk/eng/home.html. Accessed 1 Jun 2018.
8. Surveillance and Epidemiology Branch, Centre for Health Protection, Department of Health, Hong Kong SAR Government. Behavioural risk factor survey (April 2015). Available from: https://www.chp.gov.hk/files/pdf/ brfs_2015apr_en.pdf. Accessed 1 Oct 2019.
9. Siegel JT, Alvaro EM, Crano WD, Gonzalez AV, Tang JC, Jones SP. Passive-positive organ donor registration behavior: a mixed method assessment of the IIFF Model. Psychol Health Med 2010;15:198-209. Crossref
10. Cheung CY, Pong ML, Au Yeung SF, Chau KF. Factors affecting the deceased organ donation rate in the Chinese community: an audit of hospital medical records in Hong Kong. Hong Kong Med J 2016;22:570-5. Crossref
11. Cheung TK, Cheng TC, Wong LY. Willingness for deceased organ donation under different legislative systems in Hong Kong: population-based cross-sectional survey. Hong Kong Med J 2018;24:119-27. Crossref
12. Fan RP, Chan HM. Opt-in or opt-out: that is not the question. Hong Kong Med J 2017;23:658-60. Crossref
13. Tafran K. In search of the best organ donation legislative system for Hong Kong: further research is needed. Hong Kong Med J 2018;24:318-9. Crossref
14. Chung CK, Ng CW, Li JY, et al. Attitudes, knowledge, and actions with regard to organ donation among Hong Kong medical students. Hong Kong Med J 2008;14:278-85.
15. Deedat S, Kenten C, Morgan M. What are effective approaches to increasing rates of organ donor registration among ethnic minority populations: a systematic review. BMJ Open 2013;3:e003453. Crossref
16. Li AT, Wong G, Irving M, et al. Community-based interventions and individuals’ willingness to be a deceased organ donor: systematic review and meta-analysis. Transplantation 2015;99:2634-43. Crossref
17. Andrews AM, Zhang N, Magee JC, Chapman R, Langford AT, Resnicow K. Increasing donor designation through black churches: results of a randomized trial. Prog Transplant 2012;22:161-7. Crossref
18. Thornton JD, Alejandro-Rodriguez M, León JB, et al. Effect of an iPod video intervention on consent to donate organs: a randomized trial. Ann Intern Med 2012;156:483-90. Crossref
19. Resnicow K, Andrews AM, Beach DK, et al. Randomized trial using hair stylists as lay health advisors to increase donation in African Americans. Ethn Dis 2010;20:276-81.
20. Harrison TR, Morgan SE, King AJ, Williams EA. Saving lives branch by branch: the effectiveness of driver licensing bureau campaigns to promote organ donor registry sign-ups to African Americans in Michigan. J Health Commun 2011;16:805-19. Crossref

Awareness of fertility preservation among Chinese medical students

Hong Kong Med J 2020 Jun;26(3):184–91  |  Epub 28 May 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Awareness of fertility preservation among Chinese medical students
Elaine YL Ng, BSc1; Jeffrey KH Ip2, Diane R Mak2, Andrea YW Chan2, Jacqueline PW Chung, MB, ChB (CUHK), FHKAM (Obstetrics and Gynaecology)1
1Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Hong Kong
2Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Prof Jacqueline PW Chung (jacquelinechung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The fertility preservation (FP) services offered in Hong Kong are underutilised. There have been no previous studies on Chinese medical students to investigate the underlying reasons for this underutilisation in terms of awareness, knowledge, and attitudes towards FP and age-related fertility.
 
Methods: This was a cross-sectional survey among Chinese medical students in Hong Kong.
 
Results: The majority of participants (77.8%) were not familiar with any clinics or specialists who provide FP services. The vast majority (88.1%) underestimated female infertility at age 45 years, and 89.8% overestimated the age of male fertility decline. The students’ FP knowledge was mainly acquired from electronic media (58.4%) and medical school (57.6%). Medical students showed overwhelming support towards FP for medical reasons (97.9%) but had mixed responses about FP for elective reasons related to career development in women (58.8%). Of the participants, 80.2% agreed that the government should subsidise FP services for patients with medical reasons.
 
Conclusion: This study highlights the limited awareness and knowledge of FP among Chinese medical students. There is a strong worldwide need to increase education about and exposure to FP in the medical curriculum and improve medical students’ knowledge.
 
 
New knowledge added by this study
  • Chinese medical students tend to overestimate the success rate of in vitro fertilisation and the age of male fertility decline.
  • Chinese medical students who had completed the clinical attachments of the obstetrics and gynaecology module rotations showed significantly higher awareness of fertility preservation, reproductive techniques used, and the availability of specialty clinics than did medical students who had not completed the module.
Implications for clinical practice or policy
  • Appropriate and timely education can improve medical students’ awareness and knowledge.
  • More involvement from the public sector and enhanced facilities in terms of service provision and financial support could increase FP service utilisation.
 
 
Introduction
Chemotherapy, radiotherapy, certain medications for cancer, and some rheumatological and haematological diseases are gonadotoxic, which can jeopardise patients’ fertility, particularly that of young cancer survivors.1 With advancements in treatment, the 5-year survival rate of patients with cancer in childhood and adolescence has increased to over 80%.2 Thus, improving their quality of life and reducing their risk of infertility is an important aspect of their management plan.
 
International clinical guidelines, including the American Society of Clinical Oncology (ASCO),3 European Society for Medical Oncology (ESMO),4 and Royal College of Radiologists guidelines,5 suggest discussion of fertility preservation (FP) with patients of childhood and reproductive age during the course of cancer therapy. However, a study showed that fewer than half of oncologists routinely refer their patients to reproductive endocrinologists, and even fewer oncologists follow the guidelines, despite their willingness to discuss infertility in relation to cancer therapy.6 Moreover, a lack of awareness and related training about FP among clinicians may cause underutilisation of FP services worldwide, including in Canada, the US, and Hong Kong.7 8 9 In Hong Kong, clinicians and patients alike may consider FP as an expensive, privatised option without subsidisation.
 
In a previous cross-sectional study that evaluated the awareness, attitudes, and knowledge of FP among clinicians across different specialties in Hong Kong, only 45.6% of clinicians were familiar with FP.10 As current medical students will become our future clinicians, it is important to assess their level of understanding and awareness of fertility and FP, as this may greatly influence their future practice and consideration of appropriate interventions to improve affected patients’ outcomes. Cross-sectional studies have been conducted to assess college students’ awareness and knowledge of fertility in Canada,11 Serbia,12 and the US.13 These studies in Western populations showed knowledge inadequacy about age-related fertility decline and FP. However, to the best of our knowledge, there are no studies in a Chinese population that have aimed to investigate the awareness, knowledge gaps, and attitudes of medical students regarding fertility and FP. Therefore, the aims of this study were to evaluate the awareness of, attitudes towards, and knowledge regarding FP among Chinese medical students in Hong Kong.
 
Methods
This was a cross-sectional survey conducted from November 2018 to June 2019. The study population consisted of Chinese medical students from The Chinese University of Hong Kong. Chinese undergraduate students aged ≥18 years studying in the Medicine programme and capable of communicating in English were included. Those who were non-Chinese, under age 18 years, incapable of communicating in English, and those who refused to join the study were excluded.
 
Eligible participants were invited to complete a self-administered online survey. The online survey was sent to participants by internal mass email and social networking applications. Snowball sampling was done by encouraging medical students to send the online survey to their classmates to boost the response rate.
 
The online survey was developed on an electronic form (MyCUform). The self-administered survey included a brief explanation and was comprised of four parts: (1) baseline demographic data (Table 1); (2) awareness of FP; (3) knowledge about FP (Table 2); multiple choice questions consisting of five or six options on knowledge about fertility and FP; and (4) attitudes towards FP (Tables 3 and Table 4). It consisted of 38 questions and took approximately 15 minutes to finish. The survey was developed after reviewing the literature.14 15 16 It was assessed for logical validity by three physicians in the Department of Obstetrics and Gynaecology, who reviewed the accuracy of the contents. The survey was also piloted on a small number of doctors and medical students for content clarity and modified accordingly to incorporate the pilot participants’ feedback. The final version was then administered to the full study’s participants.
 

Table 1. Demographic data of participants (n=243)
 

Table 2. Knowledge about fertility preservation among junior and senior medical students (given 5-9 choices for each question)
 

Table 3. Attitudes towards elective freezing among junior and senior medical students
 

Table 4. Attitudes towards family planning among junior and senior medical students
 
Statistical analysis was performed using SPSS (Windows version 24.0; IBM Corp, Armonk [NY], US). Continuous data were described as means, standard deviations, and percentiles. Categorical data were summarised as frequencies and percentiles. Subgroup analyses were performed between gender and year groups, with the medical students split into junior (year 1-4) and senior (year 5-6) year groups. Junior medical students had not completed the clinical attachments of the obstetrics and gynaecology module rotation (OB-GYN), whereas senior medical students had finished the OB-GYN module in year 5. The categorical data were tested by Pearson’s Chi squared test or Fisher’s exact test to check for significant differences between groups. Results with P values of <0.05 were considered statistically significant.
 
Results
Approximately 700 Chinese medical students were approached through social networking applications and email, and 243 completed the online survey (response rate: 34.7%). Table 1 summarises the participants’ demographic data. In terms of age distribution, there was no significant difference (P=0.597) between the two groups.
 
Awareness
Overall, 71.2% (n=173) of respondents were aware of FP strategies. Despite this, 77.8% (n=189) of respondents were not familiar with any clinics or specialists who provide FP services. Senior students showed better awareness than junior students of the above items (P<0.001). The majority (86.8%, n=211) had not heard of any regulations related to FP. Gamete and embryo freezing were the most well-known FP methods, with female students being significantly more aware than male students of those methods (P<0.003).
 
The majority (71.2%, n=173) responded that they would discuss the option of FP with their patients as future doctors, even if the treatment had a <30% chance of causing infertility. If a treatment had a ≥70% chance of causing infertility, nearly all (95.5%, n=232) students would discuss FP.
 
Knowledge
Table 2 shows the results of the questions that address knowledge about fertility and FP. Overall, there were no gender differences besides the response regarding the age range of a woman’s significant fertility decline: proportionally more female students answered that item correctly (45.7% vs 38.8%; P<0.05).
 
Knowledge regarding FP was mainly acquired from electronic media (58.4%, n=142), medical school (57.6%, n=140), and medical professionals (38.7%, n=94). More senior students than junior students acquired fertility knowledge through medical school education (81.4% vs 30.7%; P<0.0001) and medical professionals (54.3% vs 21.1%; P<0.0001).
 
Most of the responding students (86.4%, n=210) wished to know more about FP, with 80.7% (n=196) of the students agreeing that there is a need to incorporate FP material into the medical curriculum.
 
Attitudes
Regarding attitudes, 94.2% (n=229) of medical students agreed that establishing one or two dedicated clinics or centres for FP counselling is necessary. Subgroup analysis indicated that more male medical students would like to have two dedicated centres (75.0% vs 68.2%, P=0.021). More senior than junior students agreed that FP should be available solely as a public service (89.1% vs 71.9%; P=0.001). Overall, 97.9% (n=238) of participants thought that practice guidelines for FP should be required. More than half of respondents (59.7%, n=145) agreed that there should be an age limit for FP. More female than male students agreed to set an age limit for FP (65.7% vs 51.5%, P=0.025).
 
Among various factors considered by medical students to determine whether to recommend FP to patients, the desire to have children (51.0%, n=124), the prognosis of cancer or a medical condition (23.5%, n=57), and time available before gonadotoxic treatment (7.4%, n=18) were the most likely considerations.
 
Most participants (80.2%, n=195) responded that the government should subsidise FP in patients undergoing gonadotoxic treatment, with senior students expressing stronger support for subsidisation than junior students (86.0% vs 73.7%; P<0.02). More than half of the responding students agreed that the government should subsidise 30% to 50% of the cost of FP procedures including sperm (79.8%, n=194) and egg freezing (80.2%, n=195), and in vitro fertilisation (IVF) [67.9%, n=165]. More senior than junior students thought that the government should subsidise >70% of the cost of IVF (34.1% vs 20.1%; P<0.02).
 
Table 3 shows the respondents’ attitudes towards elective and medical gamete and embryo freezing. More male students than female students expressed agreement with FP provision to men because of having no suitable partner (34.0% vs 22.1%; P<0.05). Table 4 illustrates attitudes towards family planning among the responding medical students. More male than female students were determined not to delay their family planning (16.5% vs 7.9%, P=0.037).
 
Discussion
With the advancement of technology, FP has become increasingly effective at enabling patients who have undergone gonadotoxic treatment to raise families. However, as shown by many previous studies on medical students’ understanding of FP, this study reflects an overall worldwide tendency towards a lack of awareness and knowledge about fertility and FP.11 12 13 To the best of our knowledge, this is the first study that has aimed to investigate the awareness, knowledge, and attitudes of Chinese medical students regarding fertility and FP, as well as identifying their knowledge gaps in the subject.
 
Awareness
The majority of Chinese medical students in Hong Kong have heard of at least one FP strategy. Senior students had significantly greater awareness than junior students of FP, reproductive techniques, and the availability of specialty clinics, likely reflecting the knowledge and exposure gained during the clinical OB-GYN module in the fifth year of study. This suggests that appropriate and timely education can improve medical students’ awareness of FP.
 
Previous studies have shown that even brief educational interventions about FP to medical students and house staff have potential benefits.13 To provide quality service, ASCO and ESMO guidelines suggest that patients with cancer be informed of their potential fertility decline and referred to FP services after treatment.3 4 Most students responded that they would refer patients to FP services even if treatment had only a low risk of infertility, but they were not familiar with the actual practice of FP, including relevant regulations and referral methods. Downloadable fact sheets on the effects of cancer treatment on fertility, available options for FP, and a list of service providers with reference costs stated should be available and accessible for proper patient education and counselling.
 
Knowledge
There are several misconceptions among medical students regarding knowledge about fertility and FP. The responding medical students tended to overestimate the age of the female fertility peak and the success rate of IVF and underestimate the risk of infertility in women at age 45 years (Table 2). Overestimation of female fertility has also been observed in overseas studies.11 12 13 17 18 Medical students have better knowledge about female fertility than male fertility. This could be explained by the fact that there have been many more studies about the concern of female fertility decline with age. As sex education programmes at the secondary and university levels mainly emphasise pregnancy prevention education rather than infertility awareness, there may be a lack of knowledge about the impact of ageing on fertility among women.11 Fertility-related knowledge should be included in the undergraduate medical curriculum and ideally be integrated in high school education as well to enhance public education on this topic. Beyond patient care, medical students’ inadequate knowledge about this topic also has great implications for their future careers and personal lives. They may delay their own family planning for career reasons without sufficient consideration of their impending fertility decline or may have a false sense of security regarding the success rate of IVF. Therefore, more education about fertility is required, which was also supported by the respondents of our study.
 
Electronic media play a significant role in the promotion of FP, especially among junior students. In contrast, medical school was the main source of FP knowledge for senior students, followed by medical professionals and electronic media. This is consistent with findings in American medical students and house staff.13 Media reports of female celebrities undergoing FP procedures, particularly egg freezing, could explain the high prevalence of student familiarity with this procedure and their lack of knowledge about other, less popular options.19 Knowledge acquisition through both the medical curriculum and electronic media have proven to be significant, particularly in people who have not received formal education about FP. This can be applied to the general public, although it poses a risk of promoting misinformation: people could be misled into having a false sense of security regarding successful childbearing late in one’s reproductive life through the use of FP methods.11 Therefore, caution should be used to ensure that materials released through the media are accurate.
 
Attitudes
Most of the responding medical students would first consider the patient’s desire when referring patients for FP, while 41.3% of physicians would consider the patient’s prognosis first.10 This finding could be explained by the medical students’ lack of medical practice experience and doctors’ awareness of resource limitations, as it has been shown that junior doctors make judgements mostly based on their own assumptions, compared with the experience-based judgements made by senior doctors.20
 
The private sector is the only current provider of FP services in Hong Kong. More male than female medical students who responded to our survey had positive attitudes towards the establishment of related facilities. The cost of freezing gametes is at least US$7800 (US$1 to HK$7.8),21 and the median monthly household income of a 1-person family in Hong Kong is US$1282.22 There are currently no gamete freezing subsidy programmes available. Such high costs are unaffordable to many patients, and especially patients with cancer are already financially burdened by their current treatment. In this regard, most medical students agreed that the government should subsidise FP services to patients undergoing gonadotoxic treatment, with more than half agreeing that 30% to 50% is a reasonable subsidy proportion.
 
There has been an increasing trend towards elective FP in recent years, which has opened up a debate about the ethicality of FP for non-medical indications and whether FP should only be provided for medical reasons. Our study reflected overwhelming support for FP for medical reasons. However, the responding medical students’ opinions were mixed regarding elective freezing for non-medical indications. Only approximately half of the respondents agreed that FP should be provided to people because they have not found a suitable partner, or because they delay family planning for the sake of career development. Despite the mixed responses regarding elective freezing, Chinese medical students from Hong Kong were more supportive of elective freezing than undergraduates and medical students from the US.23 This finding may be driven by the higher cost of FP in the US compared with that in Hong Kong.23 Indeed, elective freezing has gained popularity in recent years. Still, the greater acceptance of FP for medical reasons echoes the healthcare-related perceptions and expectations of patients in Hong Kong: fertility is not a necessity, and FP healthcare is considered a luxury as opposed to a necessity for immediate physical well-being.
 
This study’s participants were more supportive of elective freezing for women than men. This is likely because of their awareness that women’s fertility declines relatively earlier than that of men. Moreover, women in Hong Kong are expected to have a predominantly domestic and childrearing role within their families,16 largely because of deeply rooted traditional Chinese familial constructs in which women tend to take on homemaking roles. However, the male medical students who responded were also concerned about their own family planning. This study’s results show that more male than female medical students were determined not to delay their family planning or stated their intent to have gametes frozen because they had no suitable partner.
 
Most medical students agree that their future fertility is important to them. Over half of the responding medical students stated their intent to delay family planning for career development, and the majority plan to have their first child between age 30 and 34 years (the average age of residency completion is 29 years). However, few responded that they would consider undergoing FP treatments. This paradoxical response is consistent with the results of another study on Hong Kong university students that showed low inclination to seek help in the event of fertility problems compared with Western counterparts.16 The taboo of childlessness in Chinese culture may be another reason why planning and conversation are discouraged in the event of infertility.16 Thus, students may view FP techniques as drastic and unconventional, preferring natural conception. As discussed earlier, the lack of correct knowledge about age-related female fertility decline could also lead to such results. Medical training is long, potentially delaying doctors from starting families during their most fertile years. Education is beneficial not only to future patients, but also to current and future physicians’ quality of life.
 
Limitations
As a form of convenience sampling, the online survey method was chosen to efficiently distribute the survey throughout the large population of medical students. However, this inherently came with limitations, including low response rate, small sample size, selection bias, and the inability to characterise non-respondents. Ideally, students of other medical schools in Hong Kong should be included to make our study more comprehensive; however, this would be logistically difficult. Because of constraints on advertising, the study consisted of slightly more senior than junior students and more female than male respondents. Moreover, our study did not specifically ask about the educational background of students that may have influenced their knowledge. However, there was no significant difference in the age distribution between the junior and senior student groups. Information bias may have also affected the responses from students who had not completed the OB-GYN module.
 
Conclusion
In conclusion, this study revealed important aspects of FP from the perspective of Chinese medical students in Hong Kong. In particular, we highlighted that awareness and knowledge of FP are limited among medical students. There is a strong worldwide need to increase education about and exposure of FP in the curriculum to improve medical students’ knowledge. More involvement from the public sector and enhancement of facilities in terms of service provision and financial support for FP services are also needed. Given the variety of perspectives on childbearing among different cultures, this should be taken into account when doctors consider FP options for their patients and themselves. Only by increasing awareness and knowledge can more accepting attitudes towards FP arise among our doctors, allowing for better clinical outcomes and quality of life for future patients.
 
Author contributions
Concept or design: JPW Chung, EYL Ng.
Acquisition of data: All authors.
Analysis or interpretation of data: EYL Ng.
Drafting of the article: All authors.
Critical revision for important intellectual content: JPW Chung.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, JPW Chung was not involved in the peer review process of the article. Other authors have no conflicts of interest to disclose.
 
Acknowledgement
The authors would like to thank the medical students at The Chinese University of Hong Kong for their kind participation in the study.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethical approval for the study was obtained from the Survey and Behavioural Research Ethics Committee (Ref SBRE-18-168).
 
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6. Köhler TS, Kondapalli LA, Shah A, Chan S, Woodruff TK, Brannigan RE. Results from the Survey for Preservation of Adolescent Reproduction (SPARE) study: gender disparity in delivery of fertility preservation message to adolescents with cancer. J Assist Reprod Genet 2011;28:269-77. Crossref
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How are family doctors serving the Hong Kong community during the COVID-19 outbreak? A survey of HKCFP members

Hong Kong Med J 2020 Jun;26(3):176–83  |  Epub 1 Jun 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
How are family doctors serving the Hong Kong community during the COVID-19 outbreak? A survey of HKCFP members
Esther YT Yu, MB, BS, FHKAM (Family Medicine)1,2; Will LH Leung, FHKAM (Family Medicine), MScHSM (CUHK)1,3; Samuel YS Wong, MD, FHKAM (Family Medicine)1,4; Kiki SN Liu, BSc2; Eric YF Wan, PnD2,5; for the HKCFP Executive and Research Committee
1 The Hong Kong College of Family Physicians, Hong Kong
2 Department of Family Medicine and Primary Care, The University of Hong Kong, Hong Kong
3 Department of Family Medicine and Primary Health Care, Kowloon West Cluster, Hospital Authority, Hong Kong
4 The Jockey Club School of Public Health and Primary Care, The Chinese University of Hong Kong, Hong Kong
5 Department of Pharmacology and Pharmacy, The University of Hong Kong, Hong Kong
 
Corresponding author: Prof Samuel YS Wong (yeungshanwong@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This study evaluated the preparedness of family doctors during the early phase of the coronavirus disease 2019 (COVID-19) outbreak in Hong Kong.
 
Methods: All members of the Hong Kong College of Family Physicians were invited to participate in a cross-sectional online survey using a 20-item questionnaire to collect information on practice preparedness for the COVID-19 outbreak through an email followed by a reminder SMS message between 31 January 2020 and 3 February 2020.
 
Results: Of 1589 family doctors invited, 491 (31%) participated in the survey, including 242 (49%) from private sector. In all, 98% surveyed doctors continued to provide clinical services during the survey period, but reduced clinic service demands were observed in 45% private practices and 24% public clinics. Almost all wore masks during consultation and washed hands between or before patient contact. Significantly more private than public doctors (80% vs 26%, P<0.001) experienced difficulties in stocking personal protective equipment (PPE); more public doctors used guidelines to manage suspected patients. The main concern of the respondents was PPE shortage. Respondents appealed for effective public health interventions including border control, quarantine measures, designated clinic setup, and public education.
 
Conclusion: Family doctors from public and private sectors demonstrated preparedness to serve the community from the early phase of the COVID-19 outbreak with heightened infection control measures and use of guidelines. However, there is a need for support from local health authorities to secure PPE supply and institute public health interventions.
 
 
New knowledge added by this study
  • The coronavirus disease 2019 (COVID-19) outbreak in Hong Kong resulted in reduced primary care service demands and abrupt shortage of personal protective equipment (PPE) among primary care clinics.
  • The majority of surveyed Hong Kong family doctors consistently adopted facemask wearing and handwashing for infection control at their practice.
  • Public health measures including border control, quarantine, and public education were advocated as important interventions to limit the spread of COVID-19.
Implications for clinical practice or policy
  • Family doctors in Hong Kong from both public and private sectors were willing and prepared to provide firstcontact clinical service to the community during the COVID-19 outbreak.
  • Family doctors in Hong Kong needed better support from local health authorities on PPE supply, guided management of patients with COVID-19, greater availability of rapid diagnostic tests, and complementary public health interventions.
  • Better coordination between public and private sectors is crucial, to include private family doctors as part of the overall health system strategy and emergency responses, because 70% of primary care consultations take place in the private sector in Hong Kong.
 
 
Introduction
Family doctors, serving as the first point of professional contact for patients, are inevitably first to identify probable cases of coronavirus disease 2019 (COVID-19) among the many patients presenting with respiratory symptoms each day.1 Family doctors in Hong Kong have experience in dealing with the severe acute respiratory syndrome (SARS) epidemic in 20032 3 and the H1N1 pandemic in 2009.4 5 However, their preparedness in handling another outbreak of a novel infectious disease has not been explored. Furthermore, Hong Kong has a dual-track healthcare system in which 70% of primary medical care, especially acute episodic care, is provided in the private sector where practice settings and resources vary and differ from those of public clinics.6 7 8 Family doctors play a crucial role in the community to offer first contact and coordinated care for patients, and their preparedness, perceptions, and attitudes towards COVID-19 are particularly important to inform future strategies for responding to epidemics. Hence, the Hong Kong College of Family Physicians (HKCFP) conducted an online survey among its members to evaluate preparedness and to identify clinic-related challenges of private and public family doctors who were providing primary care services during the early phase of the evolving COVID-19 outbreak in Hong Kong.
 
Methods
All family doctors who are HKCFP members were invited to complete an online survey. The structured questionnaire (online supplementary Appendix 1) comprised 20 questions. Twelve closed-ended questions assessed the effects of the COVID-19 outbreak (at the time of the survey, the World Health Organization had not announced it as a pandemic) on clinical services and the preparedness of the responding family doctors, such as changes in infection control practice. An open-ended question invited respondents to express their concerns towards the COVID-19 outbreak and suggest measures that would facilitate their clinical practice. The last seven questions collected demographics of the respondents. The survey questions were modified from a previous survey for primary care doctors in Hong Kong and Canada9 10 and pilot-tested by a panel of experienced academic family doctors and HKCFP Research and Executive Committee members. Invitation e-mails and short message service reminders were sent to target participants between 31 January 2020 and 3 February 2020.
 
Descriptive statistics were used to summarise the characteristics of the respondents. Respondents were stratified by their practice sector (ie, public vs private). The differences in the effects of the COVID-19 outbreak on the clinical practices, clinic service, and infection control practices between public and private family doctors were evaluated by Pearson Chi squared test. Thematic analysis was performed on the respondents’ free comments and suggestions. The responses were reviewed independently by two investigators and consolidated into themes. Inconsistencies were resolved by discussion between the two investigators to reach consensus on a common theme. The consolidated themes from the respondents’ suggestions and concerns were further stratified by respondents’ practice sector using descriptive statistics.
 
All significance tests were two-tailed and those with a P value of <0.05 were considered statistically significant. The statistical analysis was executed by Stata (Version 16.0; StataCorp LLC, College Station [TX], US).
 
Since the survey was initially conducted to examine the needs and preparedness of frontline family doctors who are members of the HKCFP during the early phase of COVID-19 outbreak in Hong Kong, ethics approval was obtained from the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong subsequently for data analysis and presentation.
 
The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) checklist for cross-sectional studies was used in the drafting of this article.11
 
Results
Of 1589 HKCFP members invited to complete the survey, 491 (31%) provided a complete and valid response (Table 1). Of the respondents, 393 (80%) had attained higher qualifications in Family Medicine. Among the respondents, 236 (48%) worked at public primary care clinics operated by the Hospital Authority or Department of Health, and 242 (49%) worked in the private sector, half of whom were solo practitioners. The ratio of public to private sector respondents was approximately 1:1.
 

Table 1. Characteristics of respondents
 
Effects of the COVID-19 outbreak on clinical practices and regular clinic services
The vast majority of the respondents (n=482, 98%) continued to provide clinic services although most of their clinic practices (n=428, 87%) had been affected by the COVID-19 outbreak (Fig 1, online supplementary Appendix 2). Significantly a higher proportion of private than public family doctors reported reduced clinic service demands during this outbreak (n=111 [45%] vs n=60 [24%], P<0.001). Half of the surveyed family doctors adjusted non-acute consultation services and/or reduced consultation time. As of 4 February 2020, over 140 patients with suspected severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection had been encountered by 70 (14%) surveyed family doctors; one public family doctor reported a patient who was subsequently confirmed to have SARS-CoV-2 infection. Among the surveyed family doctors, 310 (63%) perceived needs for more training on how to deal with the COVID-19 outbreak. At time of the survey, to assist clinical decision making for diagnosing COVID-19, guidelines from the Centre for Health Protection or the Hospital Authority were used by public family doctors more frequently than by private family doctors (n=143 [58%] vs n=98 [40%], P<0.001). Conversely, 195 (80%) of the surveyed private family doctors encountered problems in stocking personal protective equipment (PPE).
 

Figure 1. Effects of the COVID-19 outbreak on (a) clinical practices and (b) regular clinic service of family doctors in the public and private sectors in Hong Kong
 
Changes in infection control practices in response to the COVID-19 outbreak
Nearly all respondents wore masks during consultations (n=490, 99%) and washed hands between or before patient encounter (n=486, 99%) [Fig 2 and Supplementary Appendix 2]. A greater proportion of public than private family doctors insisted patients wear masks during consultations (n=210 [85%] vs n=165 [67%], P<0.001) and routinely screened patients’ body temperatures (n=211 [86%] vs n=183 [75%], P=0.002). In contrast, a greater proportion of private than public family doctors cleaned work surfaces with antiseptics at least once a day (n=223 [91%] vs n=200 [81%], P=0.002) and installed air purifiers (n=71 [29%] vs n=35 [14%], P<0.001).
 

Figure 2. Clinic infection control practices of family doctors in the public and private sectors in Hong Kong in response to the COVID-19 outbreak
 
Suggested measures to respond to the COVID-19 outbreak
Of the respondents, 159 (32%) answered the open-ended question, among which 135 (85%) suggested measures to be instituted by government and/or local health authorities to facilitate frontline family doctors to respond to the COVID-19 outbreak (Table 2). A significant proportion of respondents (n=52, 39%) appealed to the government, health service providers and/or professional bodies for securing adequate supply of PPE, especially surgical masks, for frontline healthcare workers as well as the general public. There was a strong call (n=49, 36%) for more effective public health policy to contain the outbreak, such as border control and/or quarantine measures for returning residents and travellers to reduce imported cases. Two respondents (1.5%) had expectations for better coordination between the public and private sectors with respect to role delineation and resource allocation, for example, setting up a Primary Care Authority to maximise efficiency and effectiveness of scattered primary healthcare delivery locally. Some family doctors (n=9, 7%) advocated for the introduction of designated clinics and requested availability of rapid diagnostic tests. A few respondents (n=8, 6%) stressed the importance of public education on infection control practice and reporting accurate travel and contact history during consultation.
 

Table 2. Measures suggested by surveyed family doctors to facilitate their clinic practice during the COVID-19 outbreak
 
Concerns of Hong Kong family doctors in response to the COVID-19 outbreak
Nineteen respondents (4%) expressed personal concerns that were consolidated into six themes (Fig 3 and online supplementary Appendix 3). The major concern was the risk of SARS-CoV-2 infection, as a result of the lack of PPE, consultation with an asymptomatic patient with SARS-CoV-2 infection, or dishonest patients with unreliable history. Owing to the lack of rapid tests and/or PPE, two private family doctors (11%) worried that they would be unable to provide clinic services, resulting in public healthcare system overload. Three respondents (16%) raised concerns about the need to handle and/or clarify “fake news” (ie, misinformation).
 

Figure 3. Concerns of Hong Kong family doctors in response to the COVID-19 outbreak
 
Discussion
The vast majority of surveyed family doctors were committed to discharging their duties in the early phase of the COVID-19 outbreak despite clinical uncertainties, psychological distress arising from infectious risk to self and family, and corresponding significant effects on clinical services. Only 2% of the surveyed private family doctors had closed their clinics, compared with 8% during the SARS epidemic in 2003.9 These figures were also much lower than reported absenteeism rates of healthcare workers during influenza pandemics.12 13 14 In the 2009 H1N1 pandemic in 2009, 59% of local primary care doctors reported higher demands in clinical services.4 In contrast, in the present study, 25% of public family doctors and 45% of private family doctors reported reductions in clinical service demand. Different from an influenza outbreak when primary care doctors are tasked with providing confirmatory diagnostic tests and antiviral treatment, rapid diagnostic tests were not readily accessible in the primary care setting at time of our survey, and treatments for COVID-19 were available only in hospital settings. Patients with highly probable SARS-CoV-2 infection were sent directly to hospital isolation wards for further management. Patients suspecting themselves to have SARS-CoV-2 infection presented in large numbers to emergency departments instead of primary care clinics. Local citizens were also strongly encouraged to practise social distancing, especially avoiding areas of high contact risk, including clinics.15 Patients with other non-urgent health needs might opt to delay their clinic visits. Nevertheless, family doctors encountered probable SARS-CoV-2 infection, especially patients with milder, non-specific respiratory symptoms and with less clear travel and/or contact history. Thus, family doctors needed to remain vigilant in identifying suspected cases in the community during this period, while providing continuing care to other patients with unrelated medical conditions, mental health support for patients affected by the outbreak and educating healthy patients.
 
Although the mode of transmission of COVID-19 was not clearly understood in the early phase of outbreak, almost all surveyed family doctors readily adopted standard droplet and contact precautions, including wearing facemasks during consultation and washing hands before and/or between seeing patients as recommended by the Centre for Health Protection of Hong Kong.16 Wearing facemask during consultation became a common practice among family doctors in Hong Kong since the global outbreak of SARS.4 9 17 Conversely, hand hygiene practices of family doctors were less consistent and varied between 45% before the H1N1 influenza epidemic4 to 70% during SARS in 2003.9 In the present survey, 99% of family doctors reported washing their hands before patient encounters during the current outbreak, which has been proven more effective than facemask wearing alone in limiting the transmission of respiratory infections.18 19 The practice of other recommended infection control measures differed between public and private family doctors, reflecting practical challenges in their implementation. A particular infection control challenge for local small-sized clinics would be the required isolation of patients with suspected SARS-CoV-2 infection, where an extra single isolation room with or without negative pressure, or even a designated isolation area >1 m from the rest of the waiting area, was often unavailable.16 To protect other patients from possible cross-infection in clinics, respondents adjusted non-nonacute patient appointments, shortened consultation times to avoid crowding of patients in the clinic, or divert patients to other clinics. Despite the variations, these infection control measures might be contributory to the zero-infection rate observed among primary care providers in Hong Kong at the time of the survey.
 
Many respondents considered public health policies and interventions in response to the COVID-19 outbreak to be important. There has been an escalation of infection control responses to the COVID-19 outbreak, especially wearing of facemasks, in the healthcare20 and community settings.21 Consequently, an acute shortage of facemasks was experienced by respondents, similar to the situation observed in the US.22 Echoing the viewpoints of Australian general practitioners towards influenza pandemic management, family doctors from Hong Kong also considered that government and health authorities should be responsible for ensuring steady supply of PPE to frontline healthcare workers and/or the public.23 A few surveyed family doctors commented that they would cease to provide clinical service if PPE became unavailable, owing to the high infection risk. Moreover, a large proportion of respondents advocated for border controls and quarantine measures to limit cross-border transmission.24 Subsequently, border controls and mandatory quarantine were implemented on people arriving from mainland China in early February 2020,25 and extended to travellers from most regions around the globe in March 2020.26 These measures may have contributed to the relatively slow rise in the number of confirmed COVID-19 cases in Hong Kong.
 
Some private family doctors requested the introduction of designated fever clinics for the public, so that high-risk patients presenting with fever and/or respiratory symptoms could be diverted to a designated location and managed appropriately. Such arrangements would be particularly important for protecting the many small private clinics which lack the capacity to properly isolate high-risk patients. Designated clinics were successfully implemented in Hong Kong during the 2009 H1N1 pandemic5 and in China and the US during the current COVID-19 outbreak.1 22 Unfortunately, local citizens opposed these clinics owing to a fear of COVID-19 transmission in the neighbourhood. Instead, designated doctors were assigned to attend high-risk or febrile patients in certain public primary care clinics. However, the arrangement was not clear to the public nor frontline private family doctors and symptomatic patients continued to seek care from private family doctors. Despite repeated calls for coordinated care or clear role delineation of family doctors between public and private sectors at times of outbreak, this has still not been achieved.5 9
 
Strengths and limitations of the study
This study had two key strengths. First, our survey was conducted in the early phase of the COVID-19 outbreak, thus the survey rapidly captured the early effects of an emerging outbreak on primary care services and reflected the clinic preparedness and needs of frontline family doctors in Hong Kong. Second, our study covered family doctors from both public and private sectors, allowing for comparison between the two sectors. Possible service gaps in the current dual-track primary healthcare system could be readily identified to inform policy makers.
 
A major limitation of this study was the low response rate, attributable to the relatively short survey period. Although our response rate (31%) was lower than previous similar surveys among family doctors in Hong Kong during SARS (75%) and H1N1 pandemic (42%), the crude response rate was higher (n=491, vs 137 and 126, respectively). However, our respondents included only approximately 10% of the doctors listed in the Primary Care Directory.27 Also, only HKCFP members and fellows were targeted in this survey. Hence, the sample might not be representative of all primary care physicians in Hong Kong. Lastly, as an observational study, reporting bias existed.
 
Conclusion
Family doctors from both public and private sectors in Hong Kong reported willingness and preparedness to provide primary, continuous, and whole-person care to the community from the early phase of the COVID-19 outbreak. Despite limitations in clinic physical settings and potential for PPE shortages, most family doctors adopted standard precautions and effectively protected themselves and the public from cross-infection. Nevertheless, there is an obvious need for health authorities to improve role delineation and coordination between private and public primary care services and to provide relevant support during an outbreak, so that family doctors can continue to play their various roles in the community under the current dual-track primary healthcare system.
 
Author contributions
Concept or design: SYS Wong, EYT Yu, WLH Leung.
Acquisition of data: SYS Wong, EYT Yu, WLH Leung.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We would like to thank The Hong Kong College of Family Physicians (HKCFP) Research and Executive Committee members who have contributed to the design of questionnaire and review of the draft, including Dr Angus Chan, Dr David Chao, Dr Catherine Chen, Dr Lap-kin Chiang, Dr Billy Chiu, Dr Cecilia Fan, Dr Ho-lim Lau, Dr Jun Liang, Dr Shuk-yun Leung, Dr Lorna Ventura Ng, Professor Martin Wong, and Dr William Wong; and Miss Erica So, Miss Crystal Yung, and Miss Angel Fung who provided administrative support for the study. We would also like to thank all the participating family doctors who responded promptly to this survey.
 
Declaration
This research has not been presented in any academic conference or published previously. Part of the findings from the survey was disseminated through a local press release on 10 March 2020.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong (Ref SBRE-19-578).
 
References
1. Li DK, Zhu S. Contributions and challenges of general practitioners in China fighting against the novel coronavirus crisis. Fam Med Community Health 2020;8:e000361. Crossref
2. Zhong NS, Zheng BJ, Li YM, et al. Epidemiology and cause of severe acute respiratory syndrome (SARS) in Guangdong, People’s Republic of China, in February, 2003. Lancet 2003;362:1353-8. Crossref
3. Tsang KW, Ho PL, Ooi GC, et al. A cluster of cases of severe acute respiratory syndrome in Hong Kong. N Engl J Med 2003;348:1977-85. Crossref
4. Wong SY, Kung K, Wong MC, et al. Primary care physicians’ response to pandemic influenza in Hong Kong: a mixed quantitative and qualitative study. Int J Infect Dis 2012;16:e687-91. Crossref
5. Lee A, Chuh AA. Facing the threat of influenza pandemic—roles of and implications to general practitioners. BMC Public Health 2010;10:661. Crossref
6. Lee A. Seamless health care for chronic diseases in a dual health care system: managed care and the role of family physicians. J Manag Med 1998;12:398-405. Crossref
7. Working Party on Primary Health Care. Health for all, the way ahead: Report of the Working Party on primary health care. Hong Kong: Government Printer; 1990.
8. Wun YT, Lee A, Chan KK. Morbidity pattern in private and public sectors of family medicine/general practice in a dual health care system. Hong Kong Practitioner 1998;20:3-15. Crossref
9. Wong WC, Lee A, Tsang KK, Wong SY. How did general practitioners protect themselves, their family, and staff during the SARS epidemic in Hong Kong? J Epidemiol Community Health 2004;58:180-5. Crossref
10. Wong SY, Wong W, Jaakkimainen L, Bondy S, Tsang KK, Lee A. Primary care physicians in Hong Kong and Canada—how did their practices differ during the SARS epidemic? Fam Pract 2005;22:361-6. Crossref
11. von Elm E, Altman DG, Egger M, Pocock SJ, Gøtzsche PC, Vandenbroucke JP; STROBE Initiative. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement: guidelines for reporting observational studies. Lancet 2007;370:1453-7. Crossref
12. Balicer RD, Omer SB, Barnett DJ, Everly GS, Jr. Local public health workers’ perceptions toward responding to an influenza pandemic. BMC Public Health 2006;6:99. Crossref
13. Ehrenstein BP, Hanses F, Salzberger B. Influenza pandemic and professional duty: family or patients first? A survey of hospital employees. BMC Public Health 2006;6:311. Crossref
14. Damery S, Wilson S, Draper H, et al. Will the NHS continue to function in an influenza pandemic? A survey of healthcare workers in the West Midlands, UK. BMC Public Health 2009;9:142. Crossref
15. Fung CS, Yu EY, Guo VY, et al. Development of a Health Empowerment Programme to improve the health of working poor families: protocol for a prospective cohort study in Hong Kong. BMJ Open 2016;6:e010015. Crossref
16. Ashton LM, Hutchesson MJ, Rollo ME, Morgan PJ, Collins CE. Motivators and barriers to engaging in healthy eating and physical activity. Am J Mens Health 2017;11:330- 43. Crossref
17. Wong CK, Yip BH, Mercer S, et al. Effect of facemasks on empathy and relational continuity: a randomised controlled trial in primary care. BMC Fam Pract 2013;14:200. Crossref
18. Cowling BJ, Chan KH, Fang VJ, et al. Facemasks and hand hygiene to prevent influenza transmission in households: a cluster randomized trial. Ann Intern Med 2009;151:437- 46. Crossref
19. Aiello AE, Murray GF, Perez V, et al. Mask use, hand hygiene, and seasonal influenza-like illness among young adults: a randomized intervention trial. J Infect Dis 2010;201:491-8. Crossref
20. Cheng VC, Wong SC, Chen JH, et al. Escalating infection control response to the rapidly evolving epidemiology of the coronavirus disease 2019 (COVID-19) due to SARS-CoV-2 in Hong Kong. Infect Control Hosp Epidemiol 2020;41:493-8. Crossref
21. Leung CC, Lam TH, Cheng KK. Mass masking in the COVID-19 epidemic: people need guidance. Lancet 2020;395:945. Crossref
22. Kamerow D. Covid-19: Don’t forget the impact on US family physicians. BMJ 2020;368:m1260.Crossref
23. Shaw KA, Chilcott A, Hansen E, Winzenberg T. The GP’s response to pandemic influenza: a qualitative study. Fam Pract 2006;23:267-72. Crossref
24. Jefferson T, Foxlee R, Del Mar C, et al. Physical interventions to interrupt or reduce the spread of respiratory viruses: systematic review. BMJ 2008;336:77-80. Crossref
25. Viner R, Macfarlane A. Health promotion. BMJ 2005;330:527-9. Crossref
26. Magnussen CG, Koskinen J, Chen W, et al. Pediatric metabolic syndrome predicts adulthood metabolic syndrome, subclinical atherosclerosis, and type 2 diabetes mellitus but is no better than body mass index alone: the Bogalusa Heart Study and the Cardiovascular Risk in Young Finns Study. Circulation 2010;122:1604-11. Crossref
27. Hong Kong SAR Government. Primary Care Directory. Available from: https://apps.pcdirectory.gov.hk. Accessed 15 Mar 2020.

Brain death in children: a retrospective review of patients at a paediatric intensive care unit

Hong Kong Med J 2020 Apr;26(2):120–6  |  Epub 14 Apr 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Brain death in children: a retrospective review of patients at a paediatric intensive care unit
KL Hon, MB, BS, MD1,2; TT Tse3; CC Au, MB, BS, MRCPCH2; WS Lin3; TC Leung3; TC Chow3; CK Li, MB, BS, MD1,2; HM Cheung, MB, BS, MRCPCH1; SY Qian, MD4; Alexander KC Leung, MB, BS, MRCPC5
1 Department of Paediatrics, The Chinese University of Hong Kong, Prince of Wales Hospital, Shatin, Hong Kong
2 Department of Paediatrics and Adolescent Medicine, The Hong Kong Children’s Hospital, Kowloon Bay, Hong Kong
3 Faculty of Medicine, The Chinese University of Hong Kong, Shatin, Hong Kong
4 Pediatric Intensive Care Unit, Beijing Children’s Hospital, Capital Medical University, National Center for Children, Beijing, China
5 Department of Paediatrics, The University of Calgary and The Alberta Children’s Hospital, Calgary, Alberta, Canada
 
Corresponding author: Dr KL Hon (ehon@hotmail.com)
 
 Full paper in PDF
 
Abstract
Purpose: Among patients in paediatric intensive care units (PICUs), death is sometimes inevitable despite advances in treatment. Some PICU patients may have irreversible cessation of all brain function, which is considered as brain death (BD). This study investigated demographic and clinical differences between PICU patients with BD and those with cardiopulmonary death.
 
Methods: All children who died in the PICU at a university-affiliated trauma centre between October 2002 and October 2018 were included in this retrospective study. Demographics and clinical characteristics were compared between patients with BD and patients with cardiopulmonary death.
 
Results: Of the 2784 patients admitted to the PICU during the study period, 127 died (4.6%). Of these 127 deaths, 22 (17.3%) were BD and 105 were cardiopulmonary death. Length of PICU stay was shorter for patients with cardiopulmonary death than for patients with BD (2 vs 8.5 days, P=0.0042). The most common mechanisms of injury in patients with BD were hypoxic-ischaemic injury (40.9%), central nervous system infection (18.2%), and traumatic brain injury (13.6%). The combined proportion of accident and trauma-related injury was greater in patients with BD than in patients with cardiopulmonary death (27.3% vs 3.8%, P<0.001). Organ donation was approved by the families of four of the 22 patients with BD (18.2%) and was performed successfully in three of these four patients.
 
Conclusions: These findings emphasise the importance of injury prevention in childhood, as well as the need for education of the public regarding acceptance of BD and support for organ donation.
 
 
New knowledge added by this study
  • This 16-year retrospective study compared demographic and clinical differences between patients with brain death and patients with cardiopulmonary death in a Hong Kong paediatric intensive care unit.
  • Among 127 deaths, approximately one in five were brain death. Length of paediatric intensive care unit stay was shorter for patients with cardiopulmonary death than for patients with brain death.
  • The most common mechanisms of injury in patients with brain death were hypoxic-ischaemic injury, central nervous system infection, and traumatic brain injury. The combined proportion of accident and trauma-related injury was greater in patients with brain death than in patients with cardiopulmonary death.
  • Organ donation was approved by the families of four of the 22 patients with brain death (18.2%) and was performed successfully in three of these four patients.
Implications for clinical practice or policy
  • Family acceptance of the diagnosis of brain death may influence the length of paediatric intensive care unit stay. Without family acceptance of the diagnosis, physicians may be compelled to continue treatment for a patient with brain death.
  • Education of the general public and early dialogue between the family and the attending physician are necessary to resolve common misconceptions regarding the biological and legal statuses of patients with brain death.
  • Acceptance of the diagnosis of brain death may be associated with acceptance of organ donation and withdrawal of ventilator support, which may improve organ donation rates in Hong Kong.
 
 
Introduction
Despite advances in paediatric critical care medicine, death remains inevitable in some instances, due to various aetiologies.1 2 In paediatric critical care medicine settings, patients who would have otherwise died may be kept ‘alive’ by advanced cardiovascular and ventilatory support. Some patients on cardiopulmonary support may experience irreversible cessation of all brain function, which is regarded as brain death (BD).3 4 5 6 Because BD or cardiopulmonary death is equivalent to death, there is no obligation for the physician to provide further futile treatment.1 2 3 4 7 Nevertheless, miraculous survivals have been reported in lay media involving patients who were previously declared BD or dead, which has created a mis-informed understanding of BD.8 In this retrospective study, all patients who underwent BD assessment over a 16-year period were evaluated to determine whether survival occurred following BD assessment; the demographics of patients diagnosed with BD were compared with those of all other patients diagnosed with cardiopulmonary death at a paediatric intensive care unit (PICU). The null hypothesis was that there would be no demographic or clinical differences between patients diagnosed with BD and those diagnosed with cardiopulmonary death.
 
Methods
Study population
All children admitted to the PICU of a university-affiliated teaching hospital and trauma centre (Prince of Wales Hospital) between October 2002 and October 2018 were included in the study. The Prince of Wales Hospital provides tertiary PICU service for children, from birth to age 16 years, in the Eastern New Territories of Hong Kong. The institutional ethics committee approved this review and waived the requirement for patient consent.
 
Data collection
The demographics and clinical characteristics of deceased children were collected from the principal author’s database (KLH), in which every PICU admission was registered; data were also collected retrospectively from the Clinical Management System of the hospital. All deaths were reviewed, including those of patients with clinical evidence of BD who underwent BD assessment. Brain death was defined as irreversible loss of all functions of the brain, including the brainstem. The presence of coma, absence of brainstem reflexes, and positive apnoea test were essential findings for diagnosis of BD. The diagnosis of BD was mainly clinical and was made in accordance with the hospital’s standard protocol for paediatric patients.4 9 Patients were classified either as BD or cardiopulmonary death.
 
Statistical analysis
The demographics and clinical characteristics of these two groups of patients were summarised as median (interquartile range [IQR]) or as number (percentage), and were compared using the Chi squared test, Fisher’s exact test, or Mann-Whitney U test, as appropriate. Patient characteristics included age, sex, length of PICU stay (time from PICU admission to withdrawal of ventilator support), and diagnoses associated with PICU admissions. The GraphPad Prism 6 software (GraphPad Software, La Jolla [CA], US) and SPSS (Windows version 19.0; IBM Corp, Armonk [NY], US) were used for statistical analysis. All comparisons were two-tailed, and P values <0.05 were considered statistically significant.
 
Results
Patient characteristics
Of the 2784 children admitted to the PICU, 127 (4.6%) died in the PICU (Table 1). All but seven children were of Chinese ethnicity. There were 73 boys (57.5%) and 54 girls (42.5%); the median age was 3.2 years (IQR: 0.94-7.34 years). Most patients had not previously been admitted to the PICU (n=103, 81%), and most patients were aged >1 year (74.8%). Of the 127 patients who died, BD assessments were performed for 22 (17.3%) patients who had clinical evidence of BD; all 22 patients were diagnosed with BD. The remaining 105 (82.7%) patients were diagnosed with cardiopulmonary death.
 

Table 1. emographics and clinical characteristics of patients in the PICU with brain death and patients with cardiopulmonary death
 
Factors associated with brain death and cardiopulmonary death in patients in paediatric intensive care unit
Comparison of the two groups showed that length of PICU stay was significantly longer for patients with BD (8.5 days; IQR: 4.75-14 days) than for patients with cardiopulmonary death (2 days; IQR: 1-10 days; P=0.004). The two groups shared similar demographics. The most common diagnoses associated with death in the PICU were infections (29.1% of patients), oncological diagnoses (13.0%), and cardiovascular diagnoses (13.8%) [Table 1]. Comparison of the two groups showed that trauma (P=0.003) and intracranial events (P=0.041) were more common in patients with BD, whereas respiratory diagnoses (P=0.033) were more common in patients with cardiopulmonary death. With respect to the cause of injury, the combined proportion of accident and trauma-related injury was greater in patients with BD than in patients with cardiopulmonary death (27.3% vs 3.8%, P<0.001). Among patients with BD, the most common mechanisms of brain injury were hypoxic-ischaemic injury (eg, cardiac arrest, shock, and/or respiratory failure), central nervous system infection, and traumatic brain injury (Table 2). Organ donation was approved by the families of four of the 22 patients with BD (18.2%) and was performed successfully in three of these four patients.
 

Table 2. Causative mechanisms of injury among patients in the paediatric intensive care unit with brain death
 
Brain death in patients aged <2 years
Our local guideline for BD determination does not include patients aged <2 years. Nevertheless, we found no difference in the proportion of patients aged <2 years between the BD (n=7) and cardiopulmonary death groups (n=42) [31.8% and 40%, P=0.47]. There was a non-significant trend towards greater use of ancillary tests (eg, radionuclide cerebral perfusion scan or electroencephalography) for BD determination in patients aged <2 years, compared with patients aged >2 years (85.7% and 53.3%, P=0.19). The United Kingdom guidelines recommend that ancillary tests are not required in infants from gestational age of 37 weeks to 2 months after birth.10 None of the patients were within this age range in our study.
 
Family acceptance of the diagnosis of brain death
Family acceptance of the diagnosis of BD may have influenced the length of PICU stay in our study. Among patients with documented family acceptance of the diagnosis of BD, the time interval from BD to withdrawal of ventilator support was 0.5 days (range, 0-1.5 days; n=10). This interval was prolonged among patients with documented family resistance of the diagnosis of BD (median, 8 days; range, 5-16 days; n=5, P=0.005); three of the five patients’ families eventually accepted withdrawal of ventilator support, whereas the remaining two patients remained on ventilator support and lapsed into cardiac arrest after 16 days and 66 days.
 
Discussion
Brain death demographics and survival
Over this 16-year period, BD assessment was only performed in 22 (17.3%) patients who had clinical signs of BD; all 22 patients were confirmed to have BD. Notably, patients with BD had longer length of PICU stay and a greater combined proportion of accident and trauma-related injury, while patients with cardiopulmonary death had a greater frequency of respiratory diagnoses. In the present study, the percentage of patients with BD in the PICU was comparable to the numbers of patients with BD in two large reports (one from the US and the other from Canada; Table 3).5 6 Accident and trauma-related injury led to one in four diagnoses of BD in our study, whereas the proportions of accident and trauma-related injury, as well as traumatic brain injury, were higher in the US and Canada.
 

Table 3. Comparison of three databases describing brain death in patients in the PICU
 
Brain death and evaluation
Guidelines for BD assessment vary in terms of the numbers of examinations, numbers and types of physicians, time intervals between examinations, and use of ancillary tests.11 12 In general, if BD is suspected, two physicians (neither of whom would be involved in organ harvesting from the patient) should perform two sets of brainstem examinations, at least 6 hours apart to ensure sufficient observation time. A single apnoea test should also be performed. If the results of these tests are positive, the patient can then be declared legally and clinically BD.1 2 3 4 Before these examinations, conditions that may confound the clinical diagnosis of BD should be excluded.1 2 3 4 11 12 Absence of the pupillary reflex to direct and consensual light, as well as the absence of corneal, cough, and gag reflexes, support the clinical diagnosis of BD. The calorie test can aid in determining the integrity of the oculovestibular reflex. A positive result consists of the absence of eye deviation when ice water is irrigated into an external auditory canal. The apnoea test is performed after the second examination of brainstem reflexes; only a single apnoea test is needed. Before the apnoea test is performed, the physician must confirm that the patient is not hypothermic, is euvolemic, and has normal arterial pressure of carbon dioxide and pressure of oxygen levels. The patient should then be connected to a pulse oximeter and the ventilator should be disconnected. Concurrently, 100% O2 is delivered into the trachea at 6 L/min. A patient with BD may exhibit systolic blood pressure <90 mm Hg, significant oxygen desaturation, or cardiac arrhythmia. If respiratory movements are absent and the arterial pressure of carbon dioxide is ≥60 mm Hg, the apnoea test result is considered positive. If the patient is very unstable and an apnoea test might not be tolerated, or if the results of the apnoea test are inconclusive, physicians may opt for other neuro-diagnostic options (eg, four-vessel cerebral angiography, radionuclide cerebral perfusion scan, and/or electroencephalography). A lack of blood perfusion to the brain and lack of electrical activity would support a diagnosis of BD.
 
Implications for management of patients with brain death in the paediatric intensive care unit
The length of PICU stay was longer for patients with BD than for patients with cardiopulmonary death; this differed from the trends observed in the US and Canada (Table 3).5 6 As noted in the Results, family acceptance of the diagnosis of BD may have influenced the length of PICU stay in our study. Unfortunately, not all stakeholders understand or accept the implications of a diagnosis of BD. In our experience, the reasons for the family’s resistance might be two-fold. First, it might be emotionally difficult to accept the death of a loved one, when the child is apparently ‘breathing’ and appears physically ‘well’ when ventilatory support is provided. Second, the family might have confused persistent vegetative state with BD3 4; notably, patients with persistent vegetative state have intact brainstem function, while patients with BD have an irreversible loss of brainstem function. In such instances of confusion, families may wish to wait for the patient’s ‘miraculous revival’.1 13 14 15 16 While the acknowledgement of BD as biological death may be counterintuitive to the public, there is a need to emphasise and accept that BD is legal death.17 Thus, public education is necessary to resolve common misconceptions regarding the biological and legal statuses of patients with BD.18 Notably, among university students in Hong Kong, improved knowledge has been shown to promote acceptance of the withdrawal of ventilator support following BD.19 From a physician’s perspective, withdrawal of ventilator support for patients with BD should not be regarded as withdrawal of life support; in addition, continued use of ventilator support that allows a patient to lapse into cardiac arrest is not a suitable option. Prolonged and unnecessary treatment in the PICU prevents other critically ill patients from using the PICU service; it also constitutes ineffective use of scarce medical resources. Abuse of PICU beds is undesirable because medical resources in the public sector are extremely competitive and limited.20 Further studies regarding physician counselling skills and family acceptance of the diagnosis of BD may improve resource utilisation.
 
Medical professionals should closely monitor aetiologies that can lead to BD and consider discussions with affected patients’ families at an early stage of medical treatment. These early discussions would allow more time for families to comprehend the implications of a BD assessment and potential positive test results. In a previous study, we found that prolonged length of PICU stay was associated with a Do-Not-Attempt-Resuscitation order, which was placed in nearly half of our PICU deaths; this finding implied that patients’ families often need considerable time to accept the end-of-life decision when futility of medical treatment becomes evident.1 Family acceptance of the diagnosis of BD is critical for successful management of such situations. If family acceptance is not achieved, physicians may become involved in a conflict with the family, which results in an ethical dilemma regarding the need to continue treatment for a patient with BD. For example, one patient in the present study remained in the PICU for 66 days due to this difficult situation. Communication to identify common values and establish options based on objective criteria may resolve potential disputes and allow physicians and families to reach agreements before, during, and after BD assessment.21
 
Implications for organ donation
A practical aspect of BD assessment involves its implications for the organ donation process. Four of 22 patients’ families opted for organ donation; notably, all four families also accepted the diagnosis of BD. Successful donations of liver or kidneys were made from three patients. Acceptance of the diagnosis of BD may be associated with acceptance of organ donation and withdrawal of ventilator support.19 Support for organ donation, which was initiated by the organ transplant coordinator, had avoided potential instances of conflict. Acceptance of the diagnosis of BD could be a factor, in combination with other cultural and religious beliefs, for the lower organ donation rate than that observed in Western countries.12
 
Conclusions
In this study, one in five PICU deaths were BD. Acute hypoxic-ischaemic injury was the most common mechanism of brain injury; moreover, accident and trauma-related injuries were the cause of injury in one quarter of patients with BD. Diagnosis of BD was associated with significantly longer PICU stay. Notably, the organ donation rate was suboptimal. These findings emphasise the importance of injury prevention in childhood, as well as the need for education of the public regarding acceptance of BD and support for organ donation.
 
Author contributions
Concept or design: KL Hon.
Acquisition of data: KL Hon, CC Au, TT Tse, WS Lin, TC Leung, TC Chow.
Analysis or interpretation of data: KL Hon, CC Au, TT Tse, WS Lin, TC Leung, TC Chow, AKC Leung.
Drafting of manuscript: KL Hon, CC Au, TT Tse, WS Lin, TC Leung, TC Chow.
Critical revision of the manuscript for important intellectual content: KL Hon, CC Au, CK Li, HM Cheung, SY Qian, AKC Leung.
 
All authors have full access to the data, contribute to the study, approve the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, KL Hon was not involved in the peer review process. Other authors have no conflicts of interest to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee approved this review (CREC Ref. No. 2016.116).
 
References
1. Hon KL, Poon TC, Wong W, et al. Prolonged non-survival in PICU: does a do-not-attempt-resuscitation order matter. BMC Anesthesiol 2013;13:43. Crossref
2. Hon KL, Luk MP, Fung WM, et al. Mortality, length of stay, bloodstream and respiratory viral infections in a pediatric intensive care unit. J Crit Care 2017;38:57-61. Crossref
3. Goila AK, Pawar M. The diagnosis of brain death. Indian J Crit Care Med 2009;13:7-11. Crossref
4. Sarbey B. Definitions of death: brain death and what matters in a person. J Law Biosci 2016;3:743-52. Crossref
5. Kirschen MP, Francoeur C, Murphy M, et al. Epidemiology of brain death in pediatric intensive care units in the United States. JAMA Pediatr 2019;173:469-76. Crossref
6. Joffe AR, Shemie SD, Farrell C, Hutchison J, McCarthy-Tamblyn L. Brain death in Canadian PICUs: demographics, timing, and irreversibility. Pediatr Crit Care Med 2013;14:1-9. Crossref
7. Citerio G, Murphy PG. Brain death: the European perspective. Semin Neurol 2015;35:139-44. Crossref
8. Daoust A, Racine E. Depictions of “brain death” in the media: medical and ethical implications. J Med Ethics 2014;40:253-9. Crossref
9. Verheijde JL, Rady MY, Potts M. Neuroscience and brain death controversies: the elephant in the room. J Relig Health 2018;57:1745-63. Crossref
10. Marikar D. The diagnosis of death by neurological criteria in infants less than 2 months old: RCPCH guideline 2015. Arch Dis Child Educ Pract Ed 2016;101:186. Crossref
11. Greer DM, Varelas PN, Haque S, Wijdicks EF. Variability of brain death determination guidelines in leading US neurologic institutions. Neurology 2008;70:284-9. Crossref
12. Chua HC, Kwek TK, Morihara H, Gao D. Brain death: the Asian perspective. Semin Neurol 2015;35:152-61. Crossref
13. Al-Shammri S, Nelson RF, Madavan R, Subramaniam TA, Swaminathan TR. Survival of cardiac function after brain death in patients in Kuwait. Eur Neurol 2003;49:90-3. Crossref
14. Burkle CM, Sharp RR, Wijdicks EF. Why brain death is considered death and why there should be no confusion. Neurology 2014;83:1464-9. Crossref
15. Shewmon DA. Chronic “brain death” meta-analysis and conceptual consequences. Neurology 1998;51:1538-45. Crossref
16. López-Navidad A. Chronic “brain death”: meta-analysis and conceptual consequences. Neurology 1999;53:1369-70. Crossref
17. Truog RD, Miller FG. Changing the conversation about brain death. Am J Bioeth 2014;14:9-14. Crossref
18. Shah SK, Kasper K, Miller FG. A narrative review of the empirical evidence on public attitudes on brain death and vital organ transplantation: the need for better data to inform policy. J Med Ethics 2015;41:291-6. Crossref
19. Leung KK, Fung CO, Au CC, Chan DM, Leung GK. Knowledge and attitudes toward brain stem death among university undergraduates. Transplant Proc 2009;41:1469-72. Crossref
20. Truog RD. Brain death-too flawed to endure, too ingrained to abandon. J Law Med Ethics 2007;35:273-81. Crossref
21. Burns JP, Truog RD. Futility: a concept in evolution. Chest 2007;132:1987-93. Crossref

Comparison of single and dual latent tuberculosis screening strategies before biologic and targeted therapy in patients with rheumatic diseases: a retrospective cohort study

Hong Kong Med J 2020 Apr;26(2):111–9  |  Epub 2 Apr 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Comparison of single and dual latent tuberculosis screening strategies before biologic and targeted therapy in patients with rheumatic diseases: a retrospective cohort study
Iris Tang, MB, BS, MRCP1; Ho So, FHKAM (Medicine), MSc1; Lucas Luk, MB, BS, MRCP1; Victor Wong, MB, ChB, FHKCP1; Steve Pang, MB, BS, FHKAM (Medicine)1; Virginia Lao, MB, BS, FHKAM (Medicine)1; Ronald Yip, MB, ChB, FHKAM (Medicine)2
1 Department of Medicine and Geriatrics, Kwong Wah Hospital, Yaumatei, Hong Kong
2 Tung Wah Group Hospitals Integrated Diagnostic and Medical Centre, Yaumatei, Hong Kong
 
Corresponding author: Dr Ho So (h99097668@hotmail.com)
 
 Full paper in PDF
 
Abstract
Purpose: Before biologic and targeted synthetic disease-modifying antirheumatic drug (b/tsDMARD) treatment, latent tuberculosis infection (LTBI) screening by tuberculin skin test (TST) or interferon gamma release assay (IGRA) is recommended. However, both tests have reduced reliability in immunosuppressed patients. We investigated whether dual LTBI screening with both tests could reduce the incidence of tuberculosis.
 
Methods: Consecutive patients receiving b/tsDMARDs for rheumatic diseases in a regional hospital were recruited. All patients underwent either TST/IGRA or both. They were categorised into a single or dual testing group and were followed up for at least 6 months. Isoniazid was prescribed if any one test was positive.
 
Results: In total, 217 patients were included in this study; 121 underwent single LTBI testing and 96 underwent dual testing. Tuberculosis occurred in nine patients in the single testing group and one patient in the dual testing group (7.4% vs 1.0%, P=0.045). However, the difference was not statistically significant when follow-up duration was considered (log rank test). In total, 71 patients tested positive for LTBI with isoniazid treatment (28.9% in the single testing group and 45.8% in the dual testing group, P=0.007). Agreement between the IGRA and TST was 74.4% (Cohen’s kappa=0.413); agreement was lower in patients receiving prednisolone. Infliximab use was independently associated with tuberculosis (P=0.032). Mild isoniazid-related side-effects occurred in seven patients.
 
Conclusions: Dual LTBI testing with both TST and IGRA is effective and safe. It might be useful for patients receiving prednisolone at the time of LTBI screening, or if infliximab therapy is anticipated.
 
 
New knowledge added by this study
  • Dual latent tuberculosis infection (LTBI) screening with the tuberculin skin test and interferon gamma release assay was safe and effective for reducing the incidence of tuberculosis among patients with rheumatic diseases receiving biologic and targeted synthetic disease-modifying antirheumatic drugs in an endemic area.
  • Infliximab use was significantly associated with the development of tuberculosis.
  • The level of agreement between the tuberculin skin test and interferon gamma release assay was moderate, and may have been affected by ongoing prednisolone or leflunomide treatment at the time of LTBI screening.
Implications for clinical practice or policy
  • Dual LTBI screening should be strongly considered in patients with rheumatic diseases receiving immunosuppressants at the time of LTBI screening, when either test result is equivocal, or when use of infliximab is anticipated.
  • Patients undergoing treatment with biologic and targeted synthetic disease-modifying antirheumatic drugs should receive education regarding possible symptoms associated with tuberculosis, and should be encouraged to seek medical attention when such symptoms arise.
 
 
Introduction
Management of rheumatic diseases such as rheumatoid arthritis, psoriatic arthritis, and spondyloarthropathy has been revolutionised since the emergence of biologic and targeted synthetic disease-modifying antirheumatic drugs (b/tsDMARDs). However, evidence from various trials and registries has shown that these agents are associated with a heightened risk of tuberculosis (TB) or reactivation of latent tuberculosis infection (LTBI).1 2 3 4 Notably, a meta-analysis showed that patients receiving anti-tumour necrosis factor alpha (anti-TNF-α) exhibited a >3-fold increase in the risk of TB5; analysis of a post-marketing registry in Japan suggested that anti-interleukin-6 therapy increased the risk of TB to a similar extent.6
 
Screening for LTBI before initiation of b/tsDMARD treatment is strongly recommended universally; its importance cannot be overemphasised in TB endemic areas, such as Hong Kong.7 8 9 However, there is no gold standard screening test. Regional guidelines recommend the use of either tuberculin skin test (TST) or interferon gamma release assay (IGRA) for LTBI screening in patients with rheumatic diseases.10 The TST measures the delayed hypersensitivity response to tuberculin purified protein derivatives; however, its specificity is limited by cross-reactivity due to previous bacillus Calmette-Guérin vaccination or exposure to non-TB mycobacterium. In contrast, IGRA measures interferon gamma release by TB-specific effector T cells; this result does not exhibit cross-reactivity related to bacillus Calmette-Guérin or non-TB mycobacterium. However, both tests are known to exhibit reduced reliability in immunosuppressed patients.11 12
 
Agreement between the TST and IGRA has varied among studies. A meta-analysis showed that pooled concordances were 72% between the QuantiFERON-TB assay and TST, whereas they were 75% between the T-SPOT.TB and TST.13 Our centre in Hong Kong previously investigated the agreement between the TST and IGRA in patients with rheumatic diseases; the results showed that agreement was only fair (Cohen’s kappa=0.39).14 Therefore, we hypothesised that the use of dual testing with both IGRA and TST might improve sensitivity for detection of LTBI, thus reducing the incidence of TB in patients with rheumatic diseases receiving b/tsDMARDs. Here, we conducted a retrospective cohort study to compare the efficacy of dual testing with both TST and IGRA versus single testing in terms of reducing the incidence of TB among patients with rheumatic diseases in Hong Kong receiving b/tsDMARDs.
 
Methods
Patients
We reviewed the case records of all patients with rheumatic diseases who began receiving b/tsDMARDs in a regional rheumatology unit in Hong Kong, during the period from 1 January 2007 to 31 December 2018. The following b/tsDMARDs were included: abatacept, adalimumab, certolizumab, etanercept, golimumab, infliximab, rituximab, secukinumab, tocilizumab, tofacitinib, and ustekinumab. The following rheumatic diseases were included: rheumatoid arthritis, psoriatic arthritis, spondyloarthropathy, Behçet’s disease, adult-onset Still’s disease, and dermatomyositis. The patients had been diagnosed in accordance with the 2010 American College of Rheumatology/European League Against Rheumatism classification criteria for rheumatoid arthritis,15 the Classification Criteria for Psoriatic Arthritis,16 the Assessment of SpondyloArthritis International Society classification criteria,17 the 1990 International Study Group criteria for diagnosis of Behçet’s disease,18 the Yamaguchi criteria for adult Still’s disease,19 and Bohan and Peter’s criteria.20 Patients were included if they had undergone LTBI screening and had been followed up for at least 6 months after the initiation of therapy. Patients were excluded if their LTBI screening had been performed elsewhere, if their results were incomplete, or if they were lost to follow-up.
 
Patients underwent TST assessment alone prior to the commencement of biologic treatment before August 2013. The IGRA was available after August 2013; patients then underwent either single testing by TST or IGRA, or dual testing by both TST and IGRA for LTBI screening, at the discretion of the treating rheumatologists. Patients were divided into single testing group (TST or IGRA alone) or dual testing group (both TST and IGRA), according to the LTBI screening test they underwent prior to use of b/tsDMARDs. The following clinical data were collected: age; sex; co-morbidities including diabetes mellitus, chronic kidney/liver/lung disease, and heart failure; indication for use of b/tsDMARDs; and concurrent use of traditional DMARDs. Chest radiographs were performed for all patients; the results were considered normal if no abnormal changes were reported by the radiologists, who were blinded to the study conditions. The bacillus Calmette-Guérin vaccination status was documented if available. Patients were regularly followed up after the initiation of b/tsDMARDs; any development of active TB was recorded. Tuberculosis was defined by the 10th revision of the International Classification of Diseases, Clinical Modification (code A15-A19). All cases were confirmed by positive cultures or diagnostic pathological findings on tissue biopsy.
 
Tuberculin skin test and interferon gamma release assay protocols
Tuberculin skin tests were performed by rheumatologists in the out-patient clinic. Either 0.1 mL (two tuberculin units) of Purified Protein Derivative (PPD)-RT23 (AJ Vaccines, Demark) or 0.1 mL (five tuberculin units) of PPD-S (JHP Pharmaceuticals, US) were injected intradermally to the forearms.14 The maximal transverse diameter of the induration was measured at 48 hours after injection. The test was regarded as positive if it was ≥10 mm, as recommended in local guidelines.10 If the area of induration was between 5 mm and 9 mm in patients on high-dose immunosuppressants, the test result was considered positive at the discretion of the treating rheumatologists. For patients who underwent the IGRA test, the following data were recorded: type of assay used, test results (positive, negative, or indeterminate), and test values if available. Two types of assays were used during the study period: the QuantiFERON-TB Gold (Qiagen, Germany) and A.TB IGRA (Haikou VTI Biological Institute, China).
 
Latent tuberculosis infection treatment
Patients received isoniazid 300 mg daily for 9 months if they tested positive for LTBI. For patients with contra-indications or intolerance to isoniazid, rifampicin was used (450 mg daily for 4 months).10 Adverse events and early termination of drugs were recorded. Drug-induced liver toxicity was defined as an increase in alanine aminotransferase 5 times greater than the upper limit of normal in asymptomatic individuals, or 3 times greater than the upper limit of normal in symptomatic individuals.
 
Study outcomes
The primary outcome of this study was the incidence of TB during b/tsDMARD therapy in the single testing and dual testing groups. Secondary outcomes included factors associated with TB, agreement between the TST and IGRA results, and the safety of LTBI treatment.
 
Statistical analysis
Descriptive data are presented as frequencies, means with standard deviations, or medians with ranges, as appropriate. Comparisons between clinical variables were performed using the Chi squared test or Fisher’s exact test for categorical variables, independent-samples t test for normally distributed continuous variables, or Mann-Whitney U test for non-normally distributed continuous variables. Survival analysis with the log rank test was used to control for differences in follow-up duration. Independent variables associated with the development of TB were identified by Cox regression modelling. Results were considered statistically significant if P<0.05. Agreement between the TST and IGRA results was evaluated by Cohen’s weighted kappa statistic. Kappa values represented the following degrees of agreement: >0.6, substantial agreement; 0.41 to 0.60, moderate agreement; 0.21 to 0.40, fair agreement; and <0.21, slight agreement.
 
Results
In total, 248 patients were screened for eligibility. Thirty one patients were excluded from this study: 26 had incomplete TST or IGRA results, and five were lost to follow-up. Ultimately, 217 patients were included in the study: 121 in the single testing group and 96 in the dual testing group. The mean patient age was 53.2 years (standard deviation, 14.0 years), and 65% of included patients were women. Most patients had rheumatoid arthritis (56.7%), spondyloarthropathy (28.6%), or psoriatic arthritis (11.5%). Nearly half of the included patients (48.8%) were receiving prednisolone. Baseline clinical data were generally similar between the two groups; however, a significantly longer mean follow-up duration was observed after initiation of b/tsDMARDs in the single testing group (P<0.001), as shown in Table 1. The use of various b/tsDMARDs is also summarised in Table 1. Significantly more patients in the single testing group had ever been exposed to infliximab (P<0.001), whereas tofacitinib had been used more frequently in the dual testing group(P=0.021).
 

Table 1. Baseline demographic data of patients in single testing and dual testing groups
 
The frequencies of positive TST and IGRA test results in the single testing and dual testing groups are shown in Table 2. Two patients in the dual testing group had an inconclusive IGRA result. Isoniazid (28.9%) was administered less often in the single testing group than in the dual testing group (P=0.007). For the primary outcome, 10 of 217 (4.6%) patients developed TB during the follow-up. Significantly more patients in the single testing group developed TB, compared with patients in the dual test group (P=0.045; Table 2). However, the difference was not statistically significant when the follow-up duration was considered, using Kaplan-Meier analysis and log rank test (P=0.059) [Fig].
 

Table 2. Comparison of outcomes between single testing and dual testing groups
 

Figure. Kaplan-Meier analysis of the development of tuberculosis (TB)
 
Of the 10 patients who developed TB during b/tsDMARD treatment, three had extrapulmonary or disseminated TB (Table 3). The median time from the initiation of b/tsDMARDs to the development of TB was 12.5 months (range, 2-32 months); five cases were diagnosed within the first 12 months. The indications for b/tsDMARDs in these patients were rheumatoid arthritis (five patients), spondyloarthropathy (three patients), psoriatic arthritis (one patient), and Behçet’s disease (one patient). Age at diagnosis of TB ranged from 23 to 73 years; the median age was 61 years. Among the nine patients who developed TB in the single testing group, eight underwent TST assessment for LTBI screening, while one underwent IGRA assessment. Eight of the nine patients had negative screening test results; one patient had positive TST results and was then administered isoniazid. However, that patient had abnormal liver function test results during treatment; thus, isoniazid was switched to rifampicin. The patient then developed pulmonary TB with TB lymphadenopathy and TB psoas abscess after 32 months of treatment with infliximab. Among the seven patients who had negative TST results in the single testing group, four had borderline TST results (area of induration, 6-9 mm); three had spondyloarthropathy and were receiving sulfasalazine alone before LTBI screening, whereas the remaining patient had rheumatoid arthritis and was receiving a combination of methotrexate and leflunomide. Regarding exposure to different b/tsDMARDs among patients with TB, nine had ever received anti-TNF-α treatment. The numbers of courses of b/tsDMARDs ever received and patients who ultimately developed TB are shown in Table 4. Among these b/tsDMARDs, only infliximab was significantly associated with development of TB (P<0.001). Cox regression analysis revealed that the use of infliximab was an independent predictor of TB (hazard ratio, 4.17; P=0.032; Table 5).
 

Table 3. Summary table of cases of tuberculosis among patients with rheumatic diseases receiving b/tsDMARDs
 

Table 4. Incidences of TB associated with b/tsDMARD treatment
 

Table 5. Multivariate Cox regression analysis for development of tuberculosis
 
Levels of agreement between the TST and IGRA were calculated in subgroups of patients who received both tests and had definitive results (Table 6). Of the 94 patients, 24 (25%) had a discordant result: 18 had positive TST but negative IGRA results, while six had positive IGRA but negative TST results. The Cohen’s kappa value was 0.413 (moderate agreement); it decreased to 0.378 (fair agreement) in patients receiving any dose of prednisolone at baseline, and decreased further to 0.346 in patients receiving daily prednisolone ≥10 mg at the time of screening. Among traditional DMARDs used at the time of screening, leflunomide exhibited the lowest level of concordance (Cohen’s kappa=0.172).
 

Table 6. TST and IGRA results in the dual testing group
 
In terms of adverse events, no mortality or major morbidity were observed in relation to isoniazid treatment. Three patients (2.4%) in the single testing group and five patients (5.2%) in the dual testing group required early termination of isoniazid; this termination was most commonly related to abnormal liver function test results, which were reversible after discontinuation of isoniazid. Two cases of allergy to isoniazid were noted in the single testing group, while one case of suspected isoniazid-induced lupus was noted in the dual testing group. There were no statistically significant between-group differences in side-effect profiles and rates of early termination of isoniazid therapy.
 
Discussion
Tuberculosis remains a major complication related to use of b/tsDMARDs. Vigilant LTBI screening is needed to reduce the risk of TB reactivation. The overall prevalence of LTBI was 36.4% in this study; the test positivity rates of TST and IGRA across both groups were 33.6% and 22.5%, respectively. To the best of our knowledge, no local data are available regarding the prevalence of LTBI, because medical practitioners in Hong Kong are not required to report cases of LTBI. The estimated global burden of LTBI is 23.0%, although the prevalence of LTBI is expected to be higher in Asia.21
 
A significantly lower incidence of TB was observed in the dual testing group, which indicates that the dual test approach may be useful for prevention of TB during b/tsDMARD therapy, especially in TB endemic areas such as Hong Kong. The majority of patients in the single testing group underwent TST assessment alone. The number of IGRA-only cases in the single testing group was small; however, after 10 months of b/tsDMARD treatment, TB developed in one patient who had undergone IGRA alone. This patient was receiving prednisolone, methotrexate, and hydroxychloroquine at the time of screening; these results suggest that screening with the IGRA alone might exhibit reduced sensitivity in immunosuppressed patients. Indeed, a dual LTBI screening strategy with the TST and IGRA is described in different national guidelines.9 22
 
Nine of 10 patients with TB had received anti-TNF-α treatment before the development of TB. Multivariate analysis revealed that the use of infliximab was significantly associated with the development of TB. This association between use of infliximab and development of TB is consistent with the findings in a previous observational study in the United States.23 24 Previous studies assessing the associations of TB with infliximab, adalimumab, and etanercept also found higher TB incidence rates when patients received infliximab or adalimumab, compared with etanercept.25 26 The specific mechanisms underlying these differences in TB risk associated with the use of different anti-TNF agents are not fully understood. However, the differences may be related to the methods by which these agents neutralise TNF-α. Infliximab is a chimeric monoclonal antibody against TNF-α, which targets both soluble and membrane-bound forms of TNF-α. Similar binding activities are also exhibited by adalimumab and golimumab, which are both monoclonal antibodies against TNF-α. In contrast, etanercept is a fusion protein of the TNF-α receptor and human immunoglobulin G1 antibody, which has a much lower cytotoxicity for membrane-bound TNF-α expressing cells.27 An alternative explanation is that infliximab and adalimumab cause greater reduction in TB-responsive CD4 cells and suppression of antigen-induced interferon gamma production, when compared with etanercept; these results were demonstrated in a previous in-vitro study.28
 
In our study, the median time from initiation of b/tsDMARD treatment to the development of TB was 12.5 months, which differed from the median of 14 weeks reported by Keane et al.24 However, the majority of cases included in the report by Keane et al24 were from countries with low TB incidence, whereas TB is endemic in Hong Kong. Importantly, in Hong Kong, development of TB could result from reactivation of LTBI or from new TB infection. Therefore, it is important for rheumatologists to remain vigilant regarding the development of TB in all patients receiving b/tsDMARDs, regardless of the duration of b/tsDMARD treatment. Patients should receive education regarding possible symptoms associated with TB, and should be encouraged to seek medical attention when such symptoms arise. Regular chest X-ray surveillance should also be performed.
 
The level of agreement between the IGRA and TST was moderate in this study; discordant results were more commonly observed in patients receiving prednisolone or leflunomide at the time of screening. An immunosuppressed state has been suggested to induce a depressed T cell response, which may affect the accuracy of the tests; notably, a systematic review showed that both IGRA and TST results were significantly influenced by immunosuppressive therapy.29 In Hong Kong, local guidelines recommend a cut-off value of 10 mm for a positive TST result, whereas some experts recommend lowering the cut-off value to 5 mm in patients receiving high-dose prednisolone and/or immunosuppressants. Among the seven patients with TB in the single testing group, four had borderline TST results (area of induration, 6-9 mm). Unfortunately, we did not re-examine the results later (ie, at 72 hours), which might have enabled us to identify patients with delayed tuberculin response. Thus, TST sensitivity might have been impaired. Furthermore, both tests exhibit other limitations. The TST requires an intradermal injection and induration assessment, both of which are highly operator-dependent. The IGRA can yield a confusing indeterminate result in a considerable number of patients. Therefore, although universal dual testing might be difficult due to limited resources, its use should be strongly considered in select groups of patients. In patients with borderline TST results, additional IGRA testing might be helpful. Similarly, TST assessment should be considered if IGRA results are indeterminate.
 
Our study had a few limitations. First, the median follow-up duration was significantly longer in the single testing group. Notably, the incidence of TB during b/tsDMARD therapy was not significantly different between groups when the follow-up duration was considered, indicating that follow-up duration was an important confounder. The IGRA was only introduced in our centre in August 2013; all patients who began b/tsDMARD therapy before August 2013 only underwent single testing with the TST, which led to a longer follow-up duration in the single testing group. However, the risk of TB reactivation was highest in the first 90 days after initiation of b/tsDMARD therapy23; in the current study, the median follow-up duration of 27.5 months in the dual testing group was presumably sufficient to assess patients during that period. Second, there was a disproportionately high rate of infliximab use in the single testing group, compared with the dual group, such that infliximab use constituted an important confounder. Because of the retrospective nature of this study, all patients underwent TST assessment alone before August 2013, and infliximab was one of the first biologic agents available; this sequence of events is likely to explain the higher usage of infliximab in the single testing group. Third, the number of IGRA-only patients in this study was relatively small; therefore, we could not draw robust conclusions regarding the reliability of LTBI screening by IGRA alone, compared with dual testing. However, among the six patients who underwent IGRA assessment alone, one developed TB after 10 months of sequential tocilizumab and tofacitinib treatment, despite an initial negative screening result. Further multicentre prospective studies are needed to compare the efficacy and safety of either TST or IGRA alone with dual testing, in terms of preventing the development of TB during b/tsDMARD treatment. Lastly, some patients on immunosuppressants underwent TST assessment and exhibited borderline area of induration; these test results might have been regarded as positive at the discretion of the attending rheumatologists. The lack of a clear definition might have constituted another source of bias.
 
Conclusion
Although the difference in follow-up duration may have been a confounding factor, the results of this study suggest that dual LTBI screening with the TST and IGRA might be a useful and safe strategy to reduce the incidence of TB in patients with rheumatic diseases receiving b/tsDMARDs in an endemic area. Use of infliximab was significantly associated with development of TB. The level of agreement between the TST and IGRA was moderate; it was lower in patients receiving prednisolone or leflunomide at time of LTBI screening. Dual LTBI screening should be strongly considered in patients with rheumatic diseases receiving steroid or leflunomide treatment at the time of LTBI screening, when either test result is equivocal, or when use of infliximab is anticipated.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: I Tang, H So, R Yip.
Acquisition of data: I Tang, H So, L Luk, V Wong, S Pang, V Lao.
Analysis or interpretation of data: I Tang, H So, L Luk, V Wong, S Pang, V Lao.
Drafting of the manuscript: I Tang, H So.
Critical revision of the manuscript for important intellectual content: L Luk, V Wong, S Pang, V Lao, R Yip.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
This research was presented in the Hong Kong Hospital Authority Convention 2019, East Asian Group of Rheumatology 2019 and Annual Meeting of American College of Rheumatology 2019.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study conformed to the provisions of the Declaration of Helsinki and was approved by the Hospital Authority Research Ethics Committee (Kowloon Central/Kowloon East) (Ref KC/KE-19-0241/ER-3). The requirement for patient consent was waived by the ethics committee. The study contains no identifiable personal or medical information.
 
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External validation of a simple scoring system to predict pregnancy viability in women presenting to an early pregnancy assessment clinic

Hong Kong Med J 2020 Apr;26(2):102–10  |  Epub 2 Apr 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
External validation of a simple scoring system to predict pregnancy viability in women presenting to an early pregnancy assessment clinic
Osanna YK Wan, FHKAM (Obstetrics and Gynaecology), FHKCOG; Symphorosa SC Chan, MD, FRCOG; Jacqueline PW Chung, FHKAM (Obstetrics and Gynaecology), FHKCOG; Janice WK Kwok, BSc; Terence TH Lao, MD, FRCOG; DS Sahota, BEng, PhD
Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Dr Osanna YK Wan (osannawan@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: A scoring system combining clinical history and simple ultrasound parameters was developed to predict early pregnancy viability beyond the first trimester. The scoring system has not yet been externally validated. This study aimed to externally validate this scoring system to predict ongoing pregnancy viability beyond the first trimester.
 
Methods: This prospective observational cohort study enrolled women with singleton intrauterine pregnancies before 12 weeks of gestation. Women underwent examination and ultrasound scan to assess gestational sac size, yolk sac size, and fetal pulsation status. A pregnancy-specific viability score was derived in accordance with the Bottomley score. Pregnancy outcomes at 13 to 16 weeks were documented. Receiver-operating characteristic curve analysis was used to assess the discriminatory performance of the scoring system.
 
Results: In total, 1508 women were enrolled; 1271 were eligible for analysis. After adjustment for covariates, miscarriage (13%) was significantly associated with age ≥35 years (odds ratio [OR]=1.99, 95% confidence interval [CI]: 1.19-3.34), higher bleeding score (OR=2.34, 95% CI: 1.25-4.38), gestational age (OR=1.17, 95% CI: 1.13-1.22), absence of yolk sac (OR=4.73, 95% CI: 2.11-10.62), absence of fetal heart pulsation (OR=3.57, 95% CI: 1.87-6.84), mean yolk sac size (OR=1.25, 95% CI: 1.06-1.47), and fetal size (OR=0.82, 95% CI: 0.77-0.88). The area under the receiver operating characteristic curve was 0.91 (95% CI: 0.89-0.93). Viability score of ≥1 corresponded to a >90% probability of viable pregnancy.
 
Conclusions: The scoring system was easy to use. A score of ≥1 could be used to counsel women who have a high likelihood of viable pregnancy beyond the first trimester.
 
 
New knowledge added by this study
  • External validation of the Bottomley score was achieved and a cut-off viability score was established. Women with a viability score of ≥1 had a >90% probability that their pregnancy would be carried to beyond the first trimester.
  • Miscarriage was significantly associated with age ≥35 years, higher bleeding score, gestational age, absence of yolk sac, absence of fetal heart pulsation, mean yolk sac size, and fetal size.
  • A pregnancy with a large subchorionic haematoma (ratio of mean subchorionic haematoma diameter to gestational sac diameter >0.5) was almost two-fold more likely to miscarry, compared with other pregnancies.
Implications for clinical practice or policy
  • This scoring system allows gynaecologists to use simple clinical history and standard ultrasound measurements to predict pregnancy viability beyond the first trimester
  • This score could potentially enhance treatment of women who present with early pregnancy complications, including reassurance of viability among those with high scores and psychological preparation for miscarriage among those with low scores.
 
 
Introduction
Miscarriage is the most common early pregnancy complication, which constitutes a large burden for patients and the overall healthcare system. Approximately one in four women experiences early pregnancy loss during her lifetime; such losses have significant negative psychological and social impacts on affected women.1 2 3 4 Miscarriage has been ranked the second most common diagnosis for admissions in the past 10 years in Hong Kong.5 In-patient hospital admissions for miscarriage were considerably reduced following establishment of out-patient early pregnancy assessment clinics (EPACs) in various hospitals. Women visit EPACs to seek reassurance that their pregnancy remains viable, which may be difficult because gestational sac size and embryonic growth are not uniform6; moreover, estimates of gestational age are misleading in women with irregular menstrual periods.7 8 A score that signifies the likelihood of a viable pregnancy may be helpful for clinicians working in EPACs.9 10 This score would enable clinicians to target appropriate early psychological or clinical support, thereby minimising psychological morbidity, especially for patients with finite resources.
 
Probability models to predict pregnancy viability have been reported; these combine clinical history, sonographic assessment of gestational sac and heart pulsation, and biochemical measurements.3 9 11 12 13 However, some models cannot be utilised in initial counselling, because they require calculators or biochemical measurements which may not yet be available.9 12 13 In a recent systematic review regarding prediction of miscarriage in women with viable intrauterine pregnancy, it was found that many combinations of markers have been tested with varying diagnostic accuracy; however, no meta-analysis could be performed on combination models.14 Furthermore, the meta-analysis did not involve assessment of the proportions of women with intrauterine pregnancy of uncertain viability, and no scoring system or cut-off value could be derived for counselling.
 
The Bottomley score11 is a scoring system independent of biochemical measurements, which utilises clinical and ultrasound parameters, including maternal age, severity of bleeding, and ultrasound features (eg, mean sizes of gestational sac and yolk sac, as well as presence of fetal heart pulsation). It has been validated in comparison with more complicated probability-based models in women with intrauterine pregnancy of uncertain viability; however, the validation study was limited by small sample size and the exclusion of one third of the eligible women due to missing variables and absence of data regarding pregnancy outcomes.12 The scoring system was also limited by the absence of data regarding body mass index (BMI) and smoking status, which might affect the likelihood of viable pregnancy.11 Furthermore, ethnicity influences miscarriage risk—black women are reportedly more likely to miscarry than white women,15 whereas rates among South and East Asian women are reportedly similar to those of white women after adjustment for confounders.16 The objective of the present study was to assess and validate the Bottomley score for prediction pregnancy viability until 16 weeks of gestation in a cohort of Chinese pregnant women who presented to our hospital with threatened miscarriage or abdominal pain before 12 weeks of gestation.
 
Methods
Study design
This non-interventional prospective observational study was performed at the Prince of Wales Hospital, Hong Kong, between July 2013 and June 2015. An out-patient EPAC is available in this hospital to receive referrals of first trimester pregnant women with vaginal bleeding, abdominal pain, or both, and suspected threatened miscarriage, threatened miscarriage with uncertain viability, and/or abdominal pain complicating intrauterine pregnancy; referrals were made by general practitioners or accident and emergency medical officers. All gynaecologists at the EPAC had ≥3 years of experience in ultrasound scans, as well as in diagnosis and treatment of miscarriage.
 
Patients and clinical assessment
For this study, Chinese women aged ≥18 years with a singleton intrauterine pregnancy, referred before 12 weeks of gestation based on last menstrual period, were invited to participate. Participants provided demographic data for both standard clinical treatment and determination of the pregnancy viability score. Women were excluded if they underwent pregnancy termination, had an ectopic or multiple pregnancy, had pregnancy at an unknown location, or were diagnosed with miscarriage at the time of initial presentation. Women with intrauterine pregnancy of uncertain viability underwent a second ultrasound examination after 7 to 14 days to determine fetal viability, in accordance with published guidelines.17 18 19
 
Detailed information regarding obstetrics history and history of the current pregnancy were obtained, including abdominal pain (graded by pain score) and vaginal bleeding (assessed using a pictorial blood loss chart with number of pads used; no bleeding was regarded as a score of 0, while clots or flooding was regarded as a score of 4). Information regarding smoking status (smoker or non-smoker), alcohol intake, and BMI were collected. Smokers included women who continued to smoke, as well as those who had discontinued smoking ≤2 weeks before presentation to our hospital.20 Alcohol users included women who consumed >2 units per day, once or twice per week, in the month before and during their pregnancy.21 Body mass index was classified in accordance with international classification as underweight, normal, overweight, or obese.22
 
Ultrasound assessment
All women underwent a structured ultrasound assessment. All transvaginal ultrasound scans were performed using a GE Voluson 730 ultrasound machine (GE Healthcare, Zipf, Austria) to ascertain the location and viability of the pregnancy. Mean gestational sac diameter, mean yolk sac diameter, size of fetal pole, and presence of fetal heart pulsation were documented. The Royal College of Obstetricians and Gynaecologists guidelines17 18 and National Institute for Health and Care Excellence guidelines19 were used for diagnosis of miscarriage, intrauterine pregnancy of uncertain viability, viable pregnancy, ectopic pregnancy, or pregnancy of unknown location. In women with a history of vaginal bleeding, a hypoechoic or anechoic crescent-shaped area on ultrasound images was regarded as a subchorionic haematoma; its three-dimensional size was classified as small, medium, or large when its size ratio (relative to gestational sac size) was <0.2, 0.2-0.5, or >0.5, respectively.
 
Clinical score and patient treatment
Each pregnancy was assigned a Bottomley score based on clinical history and ultrasound parameters.11 All clinicians were blinded to the score and all women in this study were treated in accordance with our established standard clinical protocols. Pregnancies were categorised as viable or miscarriage at the repeat ultrasound scan conducted between 13 and 16 weeks of gestation, according to the presence or absence of fetal heart pulsation. Women with miscarriage were treated in accordance with current guidelines.17 19 Watchful waiting, or medical or surgical evacuation of the uterus, were offered according to each patient’s clinical condition. For medical evacuation, misoprostol 800 μg vaginally was used as first-line treatment, with follow-up assessment to check for complete evacuation. Patient treatment was not affected by participation in the study.
 
Ethics approval
Ethics approval was obtained from the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CREC-2013.348). Written informed consent was obtained from all participants.
 
Sample size calculations
Bottomley and colleagues11 reported that the areas under the receiver operating characteristic (ROC) curves of their score were 0.90 and 0.72 using a combination of history and ultrasound parameters and history alone, respectively. To determine whether the Bottomley score in our local population exceeded the discriminatory power of the history-alone model and achieved discriminatory power similar to that of the combined model, sample size analysis, using MedCalc Statistical Software version 18.5 (MedCalc Software bv, Ostend, Belgium), showed that a minimum sample size of 750 was required for a type 1 error of 1% and power of 90%, with the assumption that miscarriage occurred in one of every 10 pregnancies. The planned sample size was increased to 1500 to allow for the worst-case scenario of 50% non-participation rate and 50% loss to follow-up rate.
 
Statistical analysis
Women were divided into viable or miscarriage groups according to pregnancy outcome. Comparisons of socio-demographic and pregnancy characteristics between the two outcome groups were performed using the Chi squared test or Fisher’s exact test, where appropriate, for categorical variables; the Mann-Whitney U test with post hoc Bonferroni correction was used for comparisons of continuous variables. Adjusted odds ratios (ORs) and 95% confidence intervals (CIs) of significant predictors of miscarriage were determined by multivariate logistic regression analysis. Receiver operating characteristic curves were constructed to determine the discriminatory performance of the Bottomley score, as well as to determine the Bottomley score which predicted 90% viable pregnancies at the repeat ultrasound scan. Probit regression, with Bottomley score as the only independent predictor, was performed to estimate the probability of an ongoing viable pregnancy beyond the first trimester. Bottomley scores were truncated to a minimum value of -12 and a maximum value of 18, prior to Probit regression and ROC analyses. Patients lost to follow-up were excluded from the study. All analyses were performed using SPSS Statistics, version 20.0 (IBM Corp., Armonk [NY], United States) and MedCalc. P<0.05 was considered statistically significant.
 
Results
Patient characteristics and ultrasound measurements
Of the 1508 women invited to participate, 54 (3.6%) declined and two (0.1%) were lost to follow-up at 13 to 16 weeks of gestation (Fig 1). Table 1 summarises the socio-demographic characteristics, clinical signs and symptoms, and ultrasound measurements in the two outcome groups. The Bottomley score ranged from -41 to 24; 36 women (2.8%) had a score of ≤-12, and 64 (5.0%) had a score ≥18, while the score ranged from -12 to +1 in women with a pregnancy of uncertain viability at first assessment.
 

Figure 1. Flowchart of study recruitment and eventual pregnancy outcome after first trimester
 

Table 1. Clinical and ultrasound characteristics of women with viable pregnancy or miscarriage after the first trimester
 
Risk of miscarriage
Unadjusted and adjusted ORs for risk of miscarriage after adjusting for covariates are summarised in Table 2. Subchorionic haematoma was noted in 167 pregnancies (13.1%), including 138 (82.6%) with bleeding. Haematoma size relative to gestational sac size was significantly associated with miscarriage (χ2=70.5, P<0.05) [Tables 1 and 2]. A pregnancy with a large haematoma was nearly two-fold more likely to miscarry, compared with other pregnancies (17/160 [10.6%] vs 66/1111 [5.9%]).
 

Table 2. Results of univariate and multivariate analysis of significant maternal and ultrasound characteristics for prediction of miscarriage after the first trimester in women presenting for early pregnancy assessment
 
Predictive performance of Bottomley score
The area under the ROC curve of the discriminatory performance of the Bottomley score in all women was 0.91 (95% CI: 0.89-0.93, P<0.001). A score of ≥1 had a sensitivity of 91% (95% CI: 85.8-95.1%) and a false positive rate of 26.7% (95% CI: 24.1-29.4%). Figure 2 and Table 3 show the observed and estimated viability of a pregnancy after the first trimester, compared with the viability estimates by Bottomley et al11 at each viability score. The estimated probability of viability for a particular pregnancy, based on the Bottomley score, was determined: Probit(p) = 1.15109 + 0.17188 × score.
 

Figure 2. Title
 

Table 3. Observed and estimated likelihood of viable pregnancy beyond the first trimester in our cohort of 1271 women based on the Bottomley score, compared with likelihood reported by Bottomley et al11
 
The estimated probability of viability reported by Bottomley and colleagues11 was within the 95% CI of the estimated probability determined by our Probit(p) function if the viability score was ≥0. The area under the ROC curve of the Bottomley score in women with a pregnancy of uncertain viability at initial presentation was only 0.74 (95% CI: 0.67-0.80).
 
Discussion
To the best of our knowledge, this is the first report of independent external validation of the scoring system proposed by Bottomley et al.11 to predict early second trimester pregnancy viability in women with intrauterine pregnancy before 12 weeks of gestation. Moreover, it is the first study in a homogenous Chinese population. Our findings indicated that the Bottomley score could be used to predict the likely outcome of pregnancy, thus potentially alleviating maternal anxiety; this is particularly useful for women with symptoms of threatened miscarriage. The scoring system is simple to use and does not require a calculator (in contrast to previous models)8 11; moreover, it relies solely on information that can be readily obtained by any gynaecologist, without the need for blood tests.3 12 Women with a Bottomley score of ≥1 had a >90% probability of pregnancy viability beyond the first trimester. These women could be reassured, and further ultrasounds could be avoided. A low Bottomley score was associated with increased likelihood of miscarriage, such that half of the women with a score of -7 or -6 were expected to miscarry; this proportion reached 80% if the score was ≤-12. Proper counselling could be offered to prepare these women psychologically, thereby reducing the impact of pregnancy loss.
 
This scoring system incorporates several different variables that interact with each other. For example, a larger but empty gestational sac increases the likelihood of miscarriage, thus resulting in a lower (ie, more negative) score; however, this lower score would be counterbalanced by the presence of fetal heart pulsation and an appropriately sized yolk sac. In addition, although a negative score was unexpectedly determined for pregnancies with the presence of fetal heart pulsation, this negative score could be counterbalanced by a positive score for a larger gestational sac size.
 
Notable strengths in this study include its use of a priori determination of sample size to assess discriminatory performance. Moreover, the participation rate was high and few pregnancies were lost to follow-up. The resulting large sample size enabled assessment of discriminatory performance of the scoring system; it also allowed identification of predictors of miscarriage in our cohort of Chinese women and provided estimated sensitivities (±5%) at specific viability scores. Whereas only 10% of included patients were of Asian ethnicity in the study by Bottomley et al,11 our study was performed in a homogenous Chinese population; therefore, our findings suggest that the score is likely to be valid for various Asian populations, although further studies are necessary to validate its use in different Asian subgroups.
 
This scoring system was designed for use in all pregnant women with an intrauterine pregnancy before 12 weeks of gestation. Our analysis of the performance of this scoring system in pregnancies with uncertain viability alone also showed reasonable performance: pregnancy failure could be predicted in women with pregnancies of uncertain viability, with an area under the ROC curve of >0.5. However, this finding should be interpreted with caution, because there were only 223 women in this subgroup; our sample size was only sufficient to detect an area under the ROC curve of 0.65, assuming that the ratio of miscarriage to viability was 1:1. Of note, while the scoring system was reliable for estimation of pregnancy viability until 16 weeks of gestation, the implication of each score differed, compared with the previous study.11
 
Lastly, the miscarriage rate in this study was 13%, approximately 50% lower than the 20% to 30% rates reported by Kong et al1 and Bottomley et al.11 However, the observed rate of miscarriage among women with intrauterine pregnancy of uncertain viability at presentation was consistent with the rates observed in other studies.11 12 The relatively low overall miscarriage rate could have been due to differences in local referral practices, because some women attending our EPAC were asymptomatic, whereas women with heavy vaginal bleeding or severe abdominal pain might have been admitted directly for treatment; we were unable to ascertain how many women with early pregnancy loss were directly admitted without referral to the EPAC. We excluded women with ectopic pregnancy or pregnancy of unknown location because these women had empty uteri. By focusing on women with intrauterine pregnancy irrespective of viability, we presumed that our study would be more likely to generate useful clinical information for counselling if the model were validated. Notably, excluded women comprised only 0.9% of all women invited to participate in the study.
 
Other potential explanations for the low miscarriage rate could be differences in lifestyle factors, such as smoking and alcohol consumption, as well as incidence of obesity; in contrast to the findings in published literature,23 24 these factors were not associated with pregnancy outcome. Smoking during pregnancy is rare in Chinese women.25 Obesity is also uncommon; in the present study only 35 women (2.7%) had a BMI ≥30 kg/m2, while the median weight of 53.3 kg and median BMI of approximately 21-21.5 kg/m2 in this study were similar to the characteristics of women attending a first trimester Down syndrome screening clinic and of pregnant women enrolled in another prospective study (regarding the pelvic floor) in our centre.26 27 Lastly, the median duration of gestation at presentation to EPAC was 55 days in our study, whereas it was 50 days in the study by Bottomley et al.11 This could have contributed to our lower miscarriage rate, which decreases with gestational age.
 
Consistent with the findings of other studies, our multivariate analysis indicated that the following factors were associated with increased likelihood of miscarriage: increasing age, absence of fetal heart pulsation, heavier bleeding, and a large subchorionic haematoma. In addition to miscarriage, subchorionic haematoma increases the risk of placental abruption and preterm premature rupture of membranes.28 We previously proposed classification of the three sizes of the subchorionic haematoma, in relation to gestational sac size.29 We suggested assessment of the size of subchorionic haematoma relative to the gestational sac, rather than the mere presence or absolute size of subchorionic haematoma, in accordance with the approach used by clinicians in the United States.30 This parameter was expected to enhance prediction of miscarriage, but this hypothesis was not supported by multivariate analysis results; further studies are needed to more thoroughly investigate the usefulness of this parameter.
 
Conclusion
The results of our external validation study suggested that the scoring system would reliably predict probable pregnancy viability, despite slight differences in score implication. Application of this score could potentially enhance the treatment of women who initially present with early pregnancy complications. The cut-off value obtained in this study may be useful when counselling pregnant women. Further studies will be performed in our study centre to determine whether this externally validated scoring system could be utilised to reduce psychological morbidity by reassuring the women likely to maintain a viable pregnancy, while psychologically preparing other women for expected miscarriage.
 
Author contributions
Concept or design: OYK Wan, SSC Chan, JPW Chung.
Acquisition of data: OYK Wan, JWK Kwok
Analysis or interpretation of data: OYK Wan, JWK Kwok, DS Sahota.
Drafting of the manuscript: OYK Wan, DS Sahota, TTH Lao.
Critical revision of the manuscript for important intellectual content: OYK Wan, SSC Chan, JPW Chung, TTH Lao, DS Sahota.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, JPW Chung was not involved in the peer review process. The remaining authors have no conflicts of interest to disclose.
 
Declaration
The results from this research have been presented, in part, at the following conferences:
1. Wan O, Chan SS, Kong G. A prospective observational study to validate the reliability of the early pregnancy viability scoring system. Ultrasound Obstet Gynecol 2015;46(Suppl 1):42. (Oral presentation)
2. Kwok J, Wan O, Chan SS. Subchorionic hematoma: its size and association with early pregnancy outcome. Ultrasound Obstet Gynecol 2015;46(Suppl 1):172. (Poster presentation)
3. Wan OY, Chan SS, Kong GW. A prospective observational study to validate the reliability of the early pregnancy viability scoring system. FOCUS in O&G 2015 Congress; 2015. May 30-31; Shatin, Hong Kong. The Chinese University of Hong Kong; 2015. (Oral presentation)
4. Wan OY, Chan SS, Kong GW. External validation of an early pregnancy viability prediction model via a prospective observational study. RCOG World Congress; 2016. Jun 20-22; Birmingham: United Kingdom; 2016. (Poster presentation)
 
Funding/support
This research was supported by a research grant from the Health and Medical Research Fund of Food and Health Bureau, Hong Kong SAR (HMRF Reference: 12131091). The study sponsor was not involved in the collection, analysis, or interpretation of data, or in the writing of the manuscript.
 
Ethics approval
Ethics approval was obtained from the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CREC-2013.348). Written informed consent was obtained from all the participants.
 
References
1. Kong GW, Lok IH, Yiu AK, Hui AS, Lai BP, Chung TK. Clinical and psychological impact after surgical, medical or expectant management of first-trimester miscarriage—a randomised controlled trial. Aust N Z J Obstet Gynaecol 2013;53:170-7. Crossref
2. Lok IH, Yip AS, Lee DT, Sahota D, Chung TK. A 1-year longitudinal study of psychological morbidity after miscarriage. Fertil Steril 2010;93:1966-75. Crossref
3. Elson J, Salim R, Tailor A, Banerjee S, Zosmer N, Jurkovic D. Prediction of early pregnancy viability in the absence of an ultrasonically detectable embryo. Ultrasound Obstet Gynecol 2003;21:57-61. Crossref
4. Volgsten H, Jansson C, Darj E, Stavreus-Evers A. Women’s experiences of miscarriage related to diagnosis, duration, and type of treatment. Acta Obstet Gynecol Scand 2018;97:1491-8. Crossref
5. Hong Kong College of Obstetricians and Gynaecologists. Territory-wide Obstetrics and Gynaecology Audit Report 2009. Hong Kong College of Obstetricians and Gynaecologists; 2014.
6. Abdallah Y, Daemen A, Guha S, et al. Gestational sac and embryonic growth are not useful as criteria to define miscarriage: a multicenter observational study. Ultrasound Obstet Gynecol 2011;38:503-9. Crossref
7. Bottomley C, Bourne T. Dating and growth in the first trimester. Best Pract Res Clin Obstet Gynaecol 2009;23:439-52. Crossref
8. Doubilet PM. Should a first trimester dating scan be routine for all pregnancies? Semin Perinatol 2013;37:307-9. Crossref
9. Oates J, Casikar I, Campain A, et al. A prediction model for viability at the end of the first trimester after a single early pregnancy evaluation. Aust N Z J Obstet Gynaecol 2013;53:51-7. Crossref
10. Stamatopoulos N, Lu C, Casikar I, et al. Prediction of subsequent miscarriage risk in women who present with a viable pregnancy at the first early pregnancy scan. Aust N Z J Obstet Gynaecol 2015;55:464-72. Crossref
11. Bottomley C, Van Belle V, Kirk E, Van Huffel S, Timmerman D, Bourne T. Accurate prediction of pregnancy viability by means of a simple scoring system. Hum Reprod 2013;28:68-76. Crossref
12. Guha S, Van Belle V, Bottomley C, et al. External validation of models and simple scoring systems to predict miscarriage in intrauterine pregnancies of uncertain viability. Hum Reprod 2013;28:2905-11. Crossref
13. Ku CW, Allen JC Jr, Malhotra R, et al. How can we better predict the risk of spontaneous miscarriage among women experiencing threatened miscarriage? Gynecol Endocrinol 2015;31:647-51. Crossref
14. Pillai RN, Konje JC, Richardson M, Tincello DG, Potdar N. Prediction of miscarriage in women with viable intrauterine pregnancy—a systematic review and diagnostic accuracy meta-analysis. Eur J Obstet Gynecol Reprod Biol 2018;220:122-31. Crossref
15. Mukherjee S, Velez Edwards DR, Baird DD, Savitz DA, Hartmann KE. Risk of miscarriage among black women and white women in a U.S. prospective cohort study. Am J Epidemiol 2013;177:1271-8. Crossref
16. Khalil A, Rezende J, Akolekar R, Syngelaki A, Nicolaides KH. Maternal racial origin and adverse pregnancy outcome: a cohort study. Ultrasound Obstet Gynaecol 2013;41:278-85. Crossref
17. Royal College of Obstetricians and Gynaecologists. The Management of Early Pregnancy Loss. Green-top Guideline No 25, 2006. Available from: http://www.jsog. org/GuideLines/The_management_of_early_pregnancy_ loss.pdf. Accessed 7 Aug 2019.
18. Royal College of Obstetricians and Gynaecologists. Addendum to GTG No 25 (Oct 2006). Available from: https://www.rcog.org.uk/globalassets/documents/news/ addendum-to-gtg-no-25.pdf. Accessed 7 Aug 2019.
19. National Institute for Health and Care Excellence. Ectopic pregnancy and miscarriage: diagnosis and initial management. Clinical guideline [CG154]. Available from: https://www.nice.org.uk/Guidance/CG154. Accessed 7 Aug 2019.
20. National Institute for Health and Care Excellence. Smoking: stopping in pregnancy and after childbirth. Public Health guideline [PH26]. Available from: https://www.nice.org. uk/guidance/ph26. Accessed 7 Aug 2019.
21. National Institute for Health and Care Excellence. Antenatal care for uncomplicated pregnancies. Clinical guideline [CG62]. Available from: https://www.nice.org. uk/Guidance/CG62. Accessed 7 Aug 2019.
22. WHO Expert Consultation. Appropriate body-mass index for Asian populations and its implications for policy and intervention strategies. Lancet 2004;363:157-63. Crossref
23. Pan Y, Zhang S, Wang Q, et al. Investigating the association between prepregnancy body mass index and adverse pregnancy outcomes: a large cohort study of 536 098 Chinese pregnant women in rural China. BMJ Open 2016;6:e011227. Crossref
24. Pineles BL, Park E, Samet JM. Systematic review and metaanalysis of miscarriage and maternal exposure to tobacco smoke during pregnancy. Am J Epidemiol 2014;179:807- 23. Crossref
25. Kong GW, Tam WH, Sahota DS, Nelson EA. Smoking pattern during pregnancy in Hong Kong Chinese. Aust N Z J Obstet Gynaecol 2008;48:280-5. Crossref
26. Sahota DS, Leung WC, Chan WP, To WW, Lau ET, Leung TY. Prospective assessment of the Hong Kong Hospital Authority universal Down syndrome screening programme. Hong Kong Med J 2013;19:101-8.
27. Chan SS, Cheung RY, Yiu AK, et al. Prevalence of levator ani muscle injury in Chinese women after first delivery. Ultrasound Obstet Gynecol 2012;39:704-9. Crossref
28. Tuuli MG, Norman SM, Odibo AO, Macones GA, Cahill AG. Perinatal outcomes in women with subchorionic hematoma: a systematic review and meta-analysis. Obstet Gynecol 2011;117:1205-12. Crossref
29. Kwok J, Wan O, Chan SS. P16.02: Subchorionic hematoma: its size and association with early pregnancy outcome. Ultrasound Obstet Gynecol 2015;46(Suppl 1):172. Crossref
30. Heller HT, Asch EA, Durfee SM, et al. Subchorionic hematoma: correlation of grading techniques with first-trimester pregnancy outcome. J Ultrasound Med 2018;37:1725-32. Crossref

Patient-reported outcomes after surgery or radiotherapy for localised prostate cancer: a retrospective study

Hong Kong Med J 2020 Apr;26(2):95–101  |  Epub 2 Apr 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Patient-reported outcomes after surgery or radiotherapy for localised prostate cancer: a retrospective study
CF Ng, MB, ChB, FHKAM (Surgery); KY Kong, MB, ChB; CY Li, MB, ChB; Jennifer KT Li, MB, ChB; NY Li, MB, ChB; Brian PK Ng, MB, ChB; Steven CH Leung, MSc; Cindy YL Hong, MSc, CH Yee, MB, ChB,FHKAM (Surgery); Jeremy YC Teoh, MB, ChB, FHKAM (Surgery)
SH Ho Urology Centre, Division of Urology, Department of Surgery, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: To compare the intermediate-term outcomes and patient-reported outcomes of robot-assisted laparoscopic prostatectomy (RALP) and radical external beam radiotherapy (RT) in Chinese patients with localised prostate cancer.
 
Methods: This was a retrospective study of patients with localised prostate cancer diagnosed between 2010 and 2011 and treated with either RALP or RT. Baseline patient and disease characteristics, post-treatment complications, and latest disease status were retrospectively collected from hospital records. For assessment of patient-reported outcomes, the Chinese version of the Expanded Prostate Cancer Index Composite (EPIC) questionnaire was completed by the patients.
 
Results: Ninety three patients aged 58 to 84 years were recruited. Thirty patients were treated by RALP (32.3%), whereas 63 received RT (67.7%). The RALP group had significantly lower baseline prostate-specific antigen levels than the RT group (P<0.001). More patients who underwent RALP reported urinary incontinence (70.0% vs 3.2%, P<0.001), whereas more patients who underwent RT reported other voiding symptoms (87.3% vs 50.0%, P<0.001) and perirectal bleeding (36.5% vs 0%, P<0.001) during follow-up. Of the 85 patients who were still alive at the time of the study, 52 (61.2%) returned completed questionnaires. Patients who underwent RALP had poorer median (interquartile range) EPIC urinary summary scores than patients who underwent RT [81.5 (18.3) vs 88.9 (17.9), P=0.016]. Urinary function [75.9 (20.4) vs 93.6 (16.2), P<0.001] and incontinence [60.5 (31.8) vs 91.8 (14.5), P<0.001] were also significantly worse in the RALP group. The bowel and sexual domain scores were similar between the two groups.
 
Conclusions: We found that RALP and RT were associated with different patterns of complications and patient-reported outcomes. Urinary incontinence was much more prevalent in the patients treated surgically. This may significantly affect patients’ quality of life.
 
 
New knowledge added by this study
  • Patient-reported outcomes of treatment for localised prostate cancer in a Chinese cohort
  • Intermediate-term outcomes and complications experienced by patients, from physician assessments
  • Relationship between unplanned hospitalisation and treatment
Implications for clinical practice or policy
  • Potential combined use of patient-reported outcomes of treatment and physician consultations
  • Consideration of treatment based on complications
 
 
Introduction
In 2016, prostate cancer was the third most common type of cancer in men in Hong Kong, with 1912 new cases diagnosed.1 Increased disease awareness and the use of prostate-specific antigen (PSA) screening have increased the frequency of diagnosis of early-stage prostate cancers.2
 
While active surveillance has become increasingly common for low-risk localised prostate cancer, robot-assisted laparoscopic prostatectomy (RALP) and external beam radiotherapy (RT) remain the mainstay treatments for localised prostate cancer. Despite the effectiveness of both treatments, treatment-related adverse effects are not uncommon. Prostatectomy can result in urinary incontinence and erectile dysfunction, which can greatly affect patients’ quality of life.3 4 The adverse effects of RT include irritative voiding symptoms, radiation cystitis, and proctitis.3 4 Therefore, comparing the functional outcomes of different treatments is an important task for clinicians and patients during treatment planning. However, information about the functional and patient-reported outcomes (PROs) of RALP and RT is lacking in Asia. Therefore, in this study, we aimed to evaluate the intermediate-term functional and PROs of prostatectomy and RT for patients diagnosed with localised prostate cancer.
 
Methods
We conducted a retrospective review of the treatment outcomes of patients with localised prostate cancer diagnosed from January 2010 to December 2011 and treated by either RALP or RT at a university hospital centre in Hong Kong. As the review took place in December 2016, the follow-up period for all patients was 5 to 7 years, allowing us to measure intermediate-term outcomes.5 This cohort of patients was chosen to ensure a relatively stable group of patients with at least 5 years’ follow-up but to avoid symptoms related to disease recurrence and progression. The study was approved by the institution’s ethics committee (the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee, Ref CREC 2016.373) and conducted according to the Declaration of Helsinki.
 
Patients’ demographic characteristics, pretreatment disease characteristics, treatment outcomes, and complications were retrieved from hospital records. The patients’ quality of life was assessed using a validated PRO measure, the Expanded Prostate Cancer Index Composite (EPIC) questionnaire.6 The EPIC questionnaire has been validated as a measure of disease-specific function. The full version of the EPIC questionnaire consists of 50 questions divided into four treatment complication-related domains: urinary symptoms, bowel symptoms, sexual symptoms, and hormonal treatment-related symptoms. Each domain is further subdivided into different functional components that evaluate the severity of adverse effects and level of bother (ie, distress) related to the symptoms and adverse effects. Most of the questions are scored on a Likert scale, with the majority using a 5-point scale. The calculation of final quality of life was based on the EPIC scoring guideline; the final score ranged from 0 to 100, with higher scores representing better quality of life. A validated Chinese version of this questionnaire was used.7 Copies of the questionnaire were mailed to the patients’ home addresses in early December 2016, and the patients were given 2 weeks to complete the questionnaire. Patients who participated in the PRO segment consented to their participation in the study.
 
All of the statistical analyses were performed using IBM SPSS Statistics (Windows version 25.0; IBM Corp., Armonk [NY], United States). Personnel involved in the collection and input of EPIC data were blinded to the patients’ clinical information. The results were deemed statistically significant at a P value of <0.05. The results for the RALP and RT groups were compared using the Chi squared test, Fisher’s exact test, or Student’s t test. The EPIC scores for the two treatment arms were compared using the Mann-Whitney U test. The details of individual symptoms and their impact on quality of life were also assessed. Missing values were excluded fromanalysis.
 
Results
Patients’ baseline characteristics
Ninety three men aged 58 to 84 years were recruited to take part in the study. Eighty five of these patients were still alive during the study period, but eight died due to non-prostate cancer–related causes (RALP n=1, RT n=7). Thirty (32.3%) patients had been treated by RALP, whereas 63 (67.7%) had received RT. Fifty two patients returned the questionnaires, giving a response rate of 61.2% (Table 1).
 

Table 1. Demographics at diagnosis for 93 Chinese men with localised prostate cancer treated by radiotherapy or robot-assisted laparoscopic prostatectomy
 
The mean ages of the patients who underwent RALP and RT were 65.8±6.07 and 69.81±5.48 years, respectively, and the RALP patients were significantly younger than the RT patients (P=0.002). More than half of the patients in each group were defined as Eastern Cooperative Oncology Group category 1.
 
The pretreatment serum PSA levels of the patients who underwent RALP (9.6±4.18 ng/mL) were also significantly lower than those of the patients who underwent RT (29.44±32.03 ng/mL, P<0.001). One third of the patients in the RT (33.3%) and half of the patients in the RALP (50.0%) group were diagnosed as T1c. Sixty percent of the patients who underwent RALP and 38.1% of the patients who underwent RT had Gleason scores <7; only 23.3% of the RALP patients and 36.5% of the RT patients had scores >7. The Gleason scores for the patients who underwent RALP were lower than those for the patients who underwent RT, although the difference was not statistically significant (P=0.185). There was a trend of more patients with D’Amico high-risk cancer in the RT group than the RALP group (Table 2).
 

Table 2. Tumour characteristics and treatment outcomes of 93 Chinese men with localised prostate cancer treated by radiotherapy or robot-assisted laparoscopic prostatectomy
 
Treatment outcomes
All patients who underwent RALP achieved undetectable serum PSA levels after surgery, whereas 46.0% of the patients who underwent RT had undetectable PSA levels. During the follow-up period, 12 (19.0%) patients from the RT group and two (6.7%) patients from the RALP group developed biochemical recurrence, but this difference was statistically insignificant (P=0.213). The majority of the patients who underwent RT and had biochemical recurrence (75%) opted for androgen deprivation therapy for further treatment, whereas all RALP patients with biochemical recurrence (100%) chose salvage RT as an additional therapy. About 5% of the patients in the RT group developed metastatic disease during the follow-up period, while none in the RALP group did so (Table 3).
 

Table 3. Treatment outcomes and complications of 93 Chinese men with localised prostate cancer treated by radiotherapy or robot-assisted laparoscopic prostatectomy
 
Complications
The clinical information indicates that the majority of the patients in both groups suffered urinary symptoms to some degree during the first 3 months after treatment. However, short-term bowel dysfunction was more prevalent in the patients who underwent RT (46%) than in the patients who underwent RALP (6.7%; P<0.001).
 
Regarding intermediate-term complications reported during physician consultation, 70% of the RALP group patients reported urinary incontinence, compared with only 3.2% of the RT group patients (P<0.001). In contrast, more RT group patients (87.3%) than RALP group patients (50%) experienced lower urinary tract symptoms other than urinary incontinence (P<0.001). Furthermore, 36.5% of the RT group patients complained of perirectal bleeding, which was not reported by the RALP group patients (P<0.001). Erectile dysfunction was more prevalent in the RALP group (85.2%) than in the RT group (23.2%), with 60.9% of the RALP group patients requesting treatment for this condition (P<0.001).
 
Six (9.5%) of the patients who underwent RT had unplanned hospitalisations related to their prostate cancer or its treatment during the follow-up period. Four were due to haematuria, one was due to rectal bleeding, and one was due to acute urine retention. No unplanned hospital admissions were observed in the RALP group (Table 3).
 
Results of Expanded Prostate Index Composite questionnaire
The EPIC questionnaire was used to assess the patients’ reported outcomes with regard to their choice of treatment and their urinary, bowel, and sexual function over the 4 weeks before the survey (Table 4). The overall response rate was 61.2% (52 out of 85 patients), and the response rates for the RT group (33 out of 56, 58.9%) and the RALP group (19 out of 29, 65.5%) were similar.
 

Table 4. EPIC scores of 93 Chinese men with localised prostate cancer treated by radiotherapy or robot-assisted laparoscopic prostatectomy
 
The RALP group patients had poorer median (interquartile range) EPIC urinary summary scores (81.5 [18.3]) than the RT group patients had (88.9 [17.9]; P=0.016). Significantly poorer urinary function and incontinence results were observed in the RALP group (75.9 [20.4] and 60.5 [31.8], respectively] than in the RT group (93.6 [16.2] and 91.8 [14.5], respectively) [both P<0.001]. However, the two groups reported similar EPIC scores for urinary bother and urinary irritation/obstruction (Table 4 and Fig 1).
 

Figure 1. EPIC scores, urinary domain, of 93 Chinese men with localised prostate cancer treated by radiotherapy or robotassisted laparoscopic prostatectomy
 
The patients who underwent both RT and RALP reported good bowel function, with median EPIC bowel summary scores of 92.9 (15.6) and 92.0 (19.6), respectively. There was no statistically significant difference between the two groups in terms of either bowel function or bowel bother (Fig 2).
 

Figure 2. EPIC scores, bowel domain, of 93 Chinese men with localised prostate cancer treated by radiotherapy or robotassisted laparoscopic prostatectomy
 
Poor median EPIC sexual summary and function scores were reported by both the RT (22.4 [23.1] and 2.8 [13.4], respectively) and the RALP (31.7 [32.2] and 10.6 [32.1], respectively) groups. Although low scores on the sexual bother subscale were also reported, they were less poor than those for the function subscale. However, no significant differences were observed between the RT and RALP groups on any of the sexual function scales (Fig 3).
 

Figure 3. EPIC scores, sexual domain, of 93 Chinese men with localised prostate cancer treated by radiotherapy or robot-assisted laparoscopic prostatectomy
 
Discussion
This study was the first to investigate the PROs of treatment for localised prostate cancer in a Chinese cohort and the intermediate-term complications experienced by patients. As expected, the complication profiles and PROs differed between patients who underwent radical prostatectomy and those who received external beam RT as treatment for localised prostate cancer. Compared with the RT group, the RALP group had less bowel disturbance immediately after treatment and less rectal bleeding during follow-up. The RALP group reported more urinary incontinence during follow-up, whereas the RT group experienced a greater frequency of other urinary symptoms. In addition, more unplanned admissions (mainly due to haematuria and rectal bleeding) were observed among the RT patients. However, the PRO results showed that the two groups achieved similar scores in other domains, except that the patients who underwent RALP had significantly lower incontinence and function scores.
 
Prostate cancer is the second most commonly diagnosed cancer in men in the world and the fifth leading cause of death from cancer in men.8 Although prostate cancer has a lower overall incidence in Asia than in Western countries, its incidence in Asia is rising.9 The rapid increase in incidence has been partly related to the increased usage of serum PSA for early cancer detection, which has resulted in increased detection of earlier-stage cancers. As a result, more patients can receive treatment with curative intent. This may be one cause of the decreasing prostate cancer mortality rate in many countries.8 9
 
Currently, most Asian patients with localised prostate cancer choose active intervention as treatment; active surveillance is not commonly practised in the region.10 The two most commonly performed treatments for prostate cancer in Asia are RT and RALP. Therefore, our study focused on assessing the outcomes of these two treatment modalities. As these two treatments have similar oncological outcomes for localised cancer,11 the choice of treatment depends on other factors, such as the risk to patients associated with surgery and possible post-treatment complications. We also noticed that patients’ age and performance status may affect the choice of treatment, as in our cohort, older patients and those with more co-morbidities were more likely to choose RT than surgery. Potential treatment-related complications were also a major consideration during the decision making process.
 
Some cross-sectional12 and prospective3 13 studies have investigated the effects of different types of treatment on the PROs of patients with localised prostate cancer. In general, these studies have found that different treatments are associated with different patterns of complications. Compared with RT, RALP has been shown to have greater negative effects on sexual function and urinary incontinence, whereas RT is associated with more bowel symptoms, especially bloody stools. Interestingly, sexual function has been found to gradually decline even under active surveillance, which is related to the natural ageing process.3 Our results indicated similar patterns of complications, with more RALP group patients reporting urinary incontinence and more RT group patients reporting bloody stools during follow-up. Similar to the results of the ProtecT study,4 we found that by around 6 years (72 months) after treatment, the two treatment groups achieved similar scores for voiding symptoms, bowel bother, and bowel function. In terms of sexual function, although both treatment groups had low sexual summary and function scores, the RT group generally had lower scores than the RALP group, although the difference was statistically insignificant. This finding was inconsistent with the results of previous studies.4 However, the higher mean age and greater reported use of hormonal therapy of our RT cohort compared with our RALP cohort may have resulted in poorer sexual function. Nevertheless, the two groups’ sexual bother scores were similar, which suggests that the poorer sexual function reported by the RT group compared with the RALP group did not cause more bother to the patients.
 
There is little information available about the differences in PROs yielded by different modes of treatment for localised prostate cancer in Asian populations. Only one early report has been conducted with a Japanese population, in which urinary domain scores initially worsened after prostatectomy and brachytherapy, gradually improving later.14 Compared with other treatment modalities, external beam RT resulted in significantly lower bowel summary scores. Therefore, our study provides important information about the outcomes of treatment of localised prostate cancer, particularly the use of a relatively new treatment modality, RALP. More prospective multicentre studies would be helpful to provide more information to support patient counselling.
 
We not only investigated PROs, but also recorded symptoms/complications after treatment (ie, physician-reported outcomes) and unplanned admissions due to disease- or treatment-related complications. Although some studies have suggested that PROs are more accurate than physician-reported outcomes,15 we believed that combining the two would provide a more comprehensive picture of patients’ post-treatment course. Our findings revealed not only differences in the patterns of urinary and bowel symptoms experienced by the two groups of patients, but also a trend of more unplanned hospital admissions in the RT group than the RALP group. Most of these admissions were related to the adverse effects of RT, such as haematuria and perirectal bleeding. Along with PROs, this information is important for patient counselling.
 
The study had several limitations. The sample was relatively small and involved only local Chinese participants. Currently, data on PROs for the local population are lacking. We hope our data can help to provide some information for patients and physicians during their decision making process. Our results were quite similar to the reported PROs for localised prostate cancer in the literature. Further, Tyson et al16 suggested there is not much racial difference in PROs amongst patients with prostate cancer. Second, as data on treatment-related complications were collected retrospectively, the information about the incidence of complications may have been biased, particularly for erectile dysfunction. Further prospective studies should provide more information on this topic. Furthermore, the number of patients was unbalanced between the two groups, as more RT-treated patients were recruited. This may have reflected the clinicians’ and patients’ preference. In addition, baseline disease characteristics differed between the two groups, with more high-risk patients in the RT group than in the RALP group. Therefore, oncological outcomes were not analysed further in this study. Finally, as active surveillance has only become common clinical practice in recent years, the number of patients receiving this treatment a few years ago was small. Therefore, we did not include this treatment modality in our initial planning, and no information about this treatment was available for comparison with findings for the other treatments.
 
Conclusion
Robot-assisted laparoscopic prostatectomy and external beam RT are associated with different patterns of complications and PROs with respect to urinary, bowel, and sexual function. Our results provide valuable information for counselling patients regarding treatment choices and outcome expectations.
 
Author contributions
Concept or design: CF Ng.
Acquisition of data: KY Kong, CY Li, JKT Li, NY Li, BPK Ng.
Analysis or interpretation of data: KY Kong, CY Li, JKT Li, NY Li, BPK Ng, SCH Leung.
Drafting of the manuscript: CF Ng, SCH Leung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As editors of the journal, CF Ng and JYC Teoh were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study was conducted in accordance with good clinical practice guidelines and the Declaration of Helsinki. Ethics approval was granted by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CREC 2016.373). Informed consent was obtained from the patients when they completed the questionnaires.
 
References
1. Hong Kong Cancer Registry, Hospital Authority, Hong Kong SAR Government. Available from: http://www3. ha.org.hk/cancereg/pdf/factsheet/2016/prostate_2016. pdf. Accessed 6 Sep 2019.
2. Wong HF, Yee CH, Teoh JY, et al. Time trend and characteristics of prostate cancer diagnosed in Hong Kong (China) in the past two decades. Asian J Androl 2019;21:104-6. Crossref
3. Wallis CJ, Mahar A, Cheung P, et al. New rates of interventions to manage complications of modern prostate cancer treatment in older men. Eur Urol 2016;69:933-41. Crossref
4. Donovan JL, Hamdy FC, Lane JA, et al. Patient-reported outcomes after monitoring, surgery, or radiotherapy for prostate cancer. N Engl J Med 2016;375:1425-37. Crossref
5. Prabhu V, Lee T, McClintock TR, Lepor H. Short-, intermediate-, and long-term quality of life outcomes following radical prostatectomy for clinically localized prostate cancer. Rev Urol 2013;15:161-77.
6. Wei JT, Dunn RL, Litwin MS, Sandler HM, Sanda MG. Development and validation of the expanded prostate cancer index composite (EPIC) for comprehensive assessment of health-related quality of life in men with prostate cancer. Urology 2000;56:899-905. Crossref
7. Lee TK, Poon DM, Ng AC, et al. Cultural adaptation and validation of the Chinese version of the expanded prostate cancer index composite. Asia Pac J Clin Oncol 2018;14 Suppl 1:10-5. Crossref
8. Bray F, Ferlay J, Soerjomataram I, Siegel RL, Torre LA, Jemal A. Global cancer statistics 2018: GLOBOCAN estimates of incidence and mortality worldwide for 36 cancers in 185 countries. CA Cancer J Clin 2018;68:394-424. Crossref
9. Wong MC, Goggins WB, Wang HH, et al. Global incidence and mortality for prostate cancer: analysis of temporal patterns and trends in 36 countries. Eur Urol 2016;70:862- 74. Crossref
10. Lojanapiwat B, Lee JY, Gang Z, et al. Report of the third Asian Prostate Cancer Study Meeting. Prostate Int 2019;7:60-7. Crossref
11. Hamdy FC, Donovan JL, Lane JA, et al. 10-Year outcomes after monitoring, surgery, or radiotherapy for localized prostate cancer. N Engl J Med 2016;375:1415-24. Crossref
12. Nicolaisen M, Müller S, Patel HR, Hanssen TA. Quality of life and satisfaction with information after radical prostatectomy, radical external beam radiotherapy and postoperative radiotherapy: a long-term follow-up study. J Clin Nurs 2014;23:3403-14. Crossref
13. Barocas DA, Alvarez J, Resnick MJ, et al. Association between radiation therapy, surgery, or observation for localized prostate cancer and patient-reported outcomes after 3 years. JAMA 2017;317:1126-40 Crossref
14. Kakehi Y, Takegami M, Suzukamo Y, et al. Health related quality of life in Japanese men with localized prostate cancer treated with current multiple modalities assessed by a newly developed Japanese version of the Expanded Prostate Cancer Index Composite. J Urol 2007;177:1856- 61. Crossref
15. Gordon BE, Chen RC. Patient-reported outcomes in cancer survivorship. Acta Oncol 2017;56:166-73. Crossref
16. Tyson MD, Alvarez J, Koyama T, et al. Racial variation in patient-reported outcomes following treatment for localized prostate cancer: results from the CEASAR Study. Eur Urol 2017;72:307-14. Crossref

Visual impairment and spectacles ownership among upper secondary school students in northwestern China

Hong Kong Med J 2020 Feb;26(1):35–43  |  Epub 6 Feb 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Visual impairment and spectacles ownership among upper secondary school students in northwestern China
J Zhao, PhD1; H Guan, PhD1; K Du, PhD1; H Wang, PhD2; Matthew Boswell,MA2; Y Shi, PhD1; Scott Rozelle,PhD2; Nathan Congdon, MD3,4,5; Annie Osborn, BA1
1 Center for Experimental Economics in Education, Shaanxi Normal University, Xi'an, China
2 Freeman Spogli Institute for International Studies, Stanford University, Stanford, California, United States
3 Centre for Public Health, Queen’s University Belfast, Belfast, United Kingdom
4 Orbis International, New York, United States
5 Zhongshan Ophthalmic Center, Guangzhou, China
 
Corresponding author: Dr H Guan (hongyuguan0621@gmail.com)
 
 Full paper in PDF
 
Abstract
Purpose: To assess the prevalence of visual impairment and spectacles ownership among academic and vocational upper secondary school students in rural China.
 
Methods: This cross-sectional study included 5583 students from four academic upper secondary schools (AUSSs) and two vocational upper secondary schools (VUSSs) in Mei and Qianyang counties, Baoji Prefecture, Shaanxi Province. In March and April 2016, students underwent assessment of visual acuity (VA) and completed a questionnaire regarding spectacles use and family characteristics. Students with visual impairment (presenting VA ≤6/12 in the better eye) and students needing spectacles (uncorrected VA ≤6/12 in the better eye, which could be improved to >6/12 with refraction) were identified.
 
Results: Among 5583 students (54% boys, mean age 16.4±1.0 years) in grades 10 and grade 11 attending AUSSs (n=4549) and VUSSs (n=1034), visual impairment was detected in 4026 students. Among the AUSS students, 3425 (75%) needed spectacles; 2551 (75%) had them. Among the VUSS students, 601 (58%) needed spectacles; this proportion was significantly smaller (P=0.004), as was the proportion who had spectacles (n=212, 35%, P<0.001), compared with the AUSS students. Multivariate analysis showed that ownership of spectacles among children who needed them was associated with worse uncorrected VA (P<0.001), male sex (P<0.001), and residence in an urban area (P<0.034). Spectacles ownership was also strongly associated with AUSS education (P<0.001).
 
Conclusion: There is a high rate of unmet need in visual care among upper secondary school students. Lack of spectacles ownership among children who needed them was significantly associated with VUSS education.
 
 
New knowledge added by this study
  • This study investigated the prevalence of refractive error and rate of spectacles ownership among 5583 students in academic upper secondary schools (AUSSs) and vocational upper secondary schools (VUSSs) in northwestern rural China.
  • Visual impairment was observed in 4026 students, of whom 3425 were in AUSSs (75%) and 601 were in VUSSs (58%). Of these 4026 students, 2763 were observed to own spectacles. Among the 2763 students who owned spectacles, 2551 of those were in AUSSs (75%) and 212 were VUSSs (35%).
  • Among students who needed spectacles, a larger proportion of students in VUSSs did not own spectacles, compared with students in AUSSs.
Implications for clinical practice or policy
  • There is a high rate of unmet need in visual care among upper secondary school students in rural northwestern China.
  • China’s health and education policymakers should consider incorporating programmes that specifically address spectacles ownership and quality among rural upper secondary schools, especially among those attending vocational upper secondary schools and those with low socio-economic status.
 
 
Introduction
Half of all children with vision problems worldwide reside in China,1 and many children in rural China are visually impaired. In particular, a recent study of vision problems among primary school children in rural northwestern China showed that 24% of 9- to 11-year-old students in grades 4 and 5 of primary school had myopia.2 Among 13- to 15-year-old students in lower secondary school, half (50.4%) of all students reportedly exhibit visual impairment.3 Other studies have shown similarly high rates of myopia among children in rural China.4 5
 
Children with poor vision experience academic difficulty, such that poor vision is significantly negatively correlated with academic performance.2 Appropriate spectacles wear has been shown to increase the capacity and motivation of students to learn. In two recent randomised controlled trials in China, students who were provided free spectacles demonstrated statistically significant improvement in academic performance.3 5 Although spectacles enable non-invasive, inexpensive treatment of myopia, a significant proportion of rural Chinese children who need spectacles do not own them.6 In a sample of 18 915 students in grades 4 to 6 in rural Gansu Province, >97% of near-sighted students did not own spectacles.7 Among 9- to 11-year-old students in primary school, as few as one in six students with poor uncorrected vision owned spectacles.2 In lower secondary school, only 37% of students who needed spectacles were observed to own spectacles.
 
In addition to the outright failure to own spectacles, under-correction or the use of poorly fitted spectacles (including spectacles with refractive inaccuracy and spectacles that were not upgraded in a timely manner) may increase the burden of children with poor vision due to refractive error.6 Researchers have discovered high rates of inaccuracy in spectacles prescriptions in rural China. In a random sample of 3226 children in 15 middle schools (grades 7-10) in Guangdong Province, nearly 67% of student-owned spectacles were inaccurate. A spectacles quality-check study conducted in 33 primary schools in Shaanxi and 36 primary schools in Gansu showed that nearly half (46%) of students with spectacles had a Snellen visual acuity (VA) that was not corrected to ≥6/12.8 9
 
An understanding of vision problems among rural students in elementary and lower secondary schools is beginning to emerge in the literature; however, to the best of our knowledge, few studies have examined visual impairment and spectacles ownership among the approximately 13.5 million upper secondary school (grades 10-12) students in rural China. Empirical studies regarding spectacles quality among these students are similarly scarce. As a result, factors determining spectacles ownership and quality at this age are poorly understood. Vision problems among upper secondary school students are of particular concern in rural China because visual impairment has been shown to increase as students age through the school system; notably lower secondary school students experience higher rates of impairment and uncorrected poor vision, compared with primary school students.10 Therefore, there may be a greater need for quality vision care among upper secondary school students.
 
Furthermore, these vision problems among students in rural China are of particular concern because of China’s two-track upper secondary school system. Specifically, there are two types of upper secondary schools, academic upper secondary schools (AUSSs) and vocational upper secondary schools (VUSSs). Empirical studies comparing AUSS and VUSS students in China have shown that VUSS attendance does not lead to gains in specific skills and that it reduces general skills (relative to AUSS attendance). Moreover, VUSS students have a higher tendency to drop out.11 The primary determinant of whether a student attends an AUSS or a VUSS is that student’s performance on an entrance exam. Given that uncorrected vision in primary and middle school can lead to reduced academic performance,3 7 students without spectacles or with incorrect prescriptions may be attending VUSSs at higher rates than are consistent with their abilities. There may also exist a feedback mechanism between the skills VUSS students are likely to learn and the rates of spectacles ownership, as well as the quality of spectacles, among these students. In particular, high rates of uncorrected refractive error could mean that VUSS students experience smaller benefits from school than AUSS students; this might cause students (or their parents) to have less interest in spectacles. However, without empirical studies to assess potential links between spectacles ownership and quality in both AUSS and VUSS, there is no basis to study causal mechanisms. Understanding differences in vision and access to quality vision care in China’s upper secondary school environment can help to support future studies of this issue.
 
The overall objective of this study was to assess the prevalence of visual impairment, rate of spectacles ownership, and quality of spectacles among upper secondary school students in northwestern rural China. To fulfil this objective, there were three specific aims. First, the prevalence of refractive error, rate of spectacles ownership, and quality of spectacles were assessed in both AUSS and VUSS students. Second, the factors associated with spectacles ownership were assessed among students who had refractive errors. Finally, the association between spectacles ownership and type of upper secondary school (AUSS or VUSS) was investigated.
 
Methods
The protocol for this study was approved in full by Institutional Review Boards at Stanford University, Palo Alto, US, and the Zhongshan Ophthalmic Center, Guangzhou, China. Permission was received from the local Board of Education in each county, as well as the principals of all schools involved. The principles of the Declaration of Helsinki were followed throughout.
 
Setting
This study was carried out in Mei and Qianyang counties, both of which are located within Baoji prefecture in the southern part of Shaanxi Province. The Shaanxi Province per capita gross domestic product (GDP) was $7728 in 2015.12 Baoji prefecture ranked approximately in the middle of all prefectures within Shaanxi Province (ranked 4/10 at $7651 per year).13 The per capita GDP in Baoji prefecture is similar to the per capita GDP in Shaanxi Province. In terms of per capita GDP, Mei county and Qianyang county ranked approximately in the middle of all counties in Shaanxi Province (Mei county ranked 44/107 at $5667 per year, while Qianyang county ranked 55/107 at $5272 per year)13; therefore, the per capita GDPs of these two counties are relatively similar to the per capita GDP of Shaanxi Province ($7728). The per capita GDPs in these two counties are similar to the per capita GDPs in Ningxia Autonomous Region ($6210) and Qinghai Province ($5845).14 In addition to its average GDP, our sample area is broadly representative of poorer rural parts of northwestern China due to the scarcity of agricultural resources (cultivated land per capita of only 0.11 hectares per household, similar to the regional average).12
 
Data collection
Data for this study were collected in Mei county during March 2016, and in Qianyang county during April 2016. The study was conducted at all six upper secondary schools in Mei and Qianyang counties, including four AUSSs (3 in Mei county and 1 in Qianyang county) and two VUSSs (1 in each county). Total enrolment for the six schools was 5583 students; 4549 attended AUSSs and 1034 attended VUSSs. Access to these schools for research purposes was granted by the Board of Education of each county. All students in all grades 10 and 11 in each sample county and sample school participated in the data collection process.
 
Data were collected in two parts by enumerators, graduate students from Shaanxi Normal University who had been trained by optometrist from the Zhongshan Ophthalmic Center. In the first part of the data collection effort, enumerators administered a questionnaire to all students, regarding a number of student and household characteristics. The variables that were created from the data included spectacles ownership (defined as the ability to produce spectacles at school on the day the questionnaire was administered, following prior instructions to bring them that day), grade level, sex, urban or rural residence, school type, boarding status at school, parental migration status (both parents worked away from home this semester), and parental educational level. In the second part of the data collection effort, the survey team conducted a VA test to measure the sharpness of each student’s vision. Visual acuity was measured without refractive correction for all children, as well as with habitually worn correction for children who owned spectacles. The data collection procedure is shown in the Figure.
 

Figure. Flowchart of participants in this study
 
Visual acuity assessment
The VA assessment was conducted using Early Treatment in Diabetic Retinopathy Study Tumbling-E charts (Precision Vision, La Salle [IL], US). The chart has 14 rows of optotypes (represented by a capital letter E) with five optotypes pointing randomly in different directions in each row. The sizes of the optotypes become smaller with vertical movement downward on the chart. Visual acuity is recorded as 6/X, such that X varies between 60 (at the top of the chart) and 3 (at the bottom of the chart) when tested at a distance of 4 m.
 
The VA was measured without refractive correction for all children, as well as with habitually worn correction for children who owned spectacles. Each eye was tested separately in a well-lit, indoor area of each school. Students stood at a distance of 4 m from a Tumbling-E chart. Each student began testing from the top row (6/60). If the orientation of at least four of the five optotypes was correctly identified, the student was examined on row 4 (6/30). Failure was defined as an inability to correctly identify the orientation of at least four of the five optotypes in a given row. If one or fewer optotypes was missed on row 4, the testing resumed at row 7 (6/15) and continued to row 11 (6/6). If a student failed, the row immediately above the failed row was tested until the student identified at least four of the five optotypes in a row. The lowest row read successfully was recorded as the VA for the eye undergoing testing. If the top row was missed at 4 m, the student was progressively advanced to 1 m with progression down the chart as described above, and the VA was divided by 4. In this study, we defined normal vision as VA >6/12 in both eyes, in accordance with published definitions.4 Thus, a failed visual screening was defined as uncorrected VA ≤6/12 in either eye.
 
We also performed a subgroup analysis of students with poor vision, which was defined as uncorrected VA ≤6/12 in the better eye. The definition of visual impairment in the better eye included only binocular visual impairment. Using the VA of the better eye as a cut-off for poor vision is a common practice in clinical vision research, because the VA of the better-seeing eye is the best indication of an individual’s level of vision.4 6 15 We stratified poor vision into mild poor vision (presenting VA ≤6/12 to 6/18), moderate poor vision (presenting VA <6/18 to 6/60), and severe poor vision (presenting VA <6/60), in accordance with categories proposed in the World Health Organization International Statistical Classification of Disease 10th Revision.2
 
To calculate and compare different VA levels in this study, we used a linear scale with constant increments, logMAR (logarithm of the minimum angle of resolution).2 logMAR is one of the most commonly used continuous scales to describe VA, and uses the logarithm transformation: logMAR = log10 (1/VA). logMAR offers a relatively intuitive interpretation of VA measurement. Its scale uses constant increments of 0.1, where each increment indicates approximately one line of VA loss in the Early Treatment in Diabetic Retinopathy Study chart. Higher logMAR values indicate worse VA.2
 
Statistical methods
We first conducted a general descriptive analysis of visual impairment, spectacles ownership, and spectacles quality. We also investigated the prevalence of various baseline variables among students attending AUSSs and those attending VUSSs. Variables included logMAR VA, level of poor vision (ie, mild, moderate, or severe), school type (AUSS=1), age, grade (grade 10=1), sex (male=1), boarding status (living at school=1), residence (urban=1), parental migration status (both migrated=1), and parental education for both mother and father (completed ≥12 years of education=1).
 
Next, to explore potential factors influencing spectacles ownership, we investigated all baseline variables as predictors of ownership among students who needed spectacles, using simple and multiple logistic regression analyses. We included only students with uncorrected VA ≤6/12 in either eye in our regression analyses. To explore the relationship between spectacles ownership and the type of upper secondary school (AUSS or VUSS), we employed a second logistic regression analysis method, which controlled for VA, age, sex, urban or rural residence, parental migration status, and parental education levels; this analysis included only students with uncorrected VA ≤6/12 in either eye. All analyses were performed using Stata version 14.0 statistical software (StataCorp, College Station [TX], US). All tests were two-sided and P<0.05 was considered statistically significant.
 
Results
Among the 5583 students (54% boys, mean age 16.4±1.0 years) in grades 10 and grade 11 at four AUSSs (n=4549) and two VUSSs (n=1034), 100% completed both the questionnaire and the vision screening. Uncorrected VA of ≤6/12 was present in 4026 students (72%); of these, 3425 were in AUSSs (75% of AUSS students) and 601 were in VUSSs (58% of VUSS students). A greater proportion of AUSS students had poor vision, compared with VUSS students (P=0.004, Table 1).
 

Table 1. Comparison of baseline characteristics between students attending academic upper secondary school and those attending vocational upper secondary school
 
Among students with poor uncorrected vision, 2763 (69%) demonstrated owning spectacles. Of the students who owned spectacles, 2551 were in AUSSs (75% of students with poor vision attending AUSSs) and 212 were in VUSSs (35% of students with poor vision attending VUSSs). Among students who needed spectacles, a greater proportion of students in VUSSs did not own spectacles, compared with students in AUSSs (Table 2).
 

Table 2. Comparison of overall spectacles ownership and ownership of under-corrected or inaccurate spectacles between students attending academic upper secondary school and those attending vocational upper secondary school
 
When spectacles ownership was stratified by severity of visual impairment in the better eye, 72% of students with mild poor vision (726/1009) in AUSSs and 32% of students with mild poor vision (61/190) in VUSSs had spectacles. Of students with moderate poor vision, 95% (1148/1207) in AUSSs and 63% (95/152) in VUSSs had spectacles. Finally, of students with severe poor vision, 99% (461/468) in AUSSs and 90% (35/39) in VUSSs had spectacles (Table 2). The spectacles owned by the students were often under-corrected or exhibited refractive inaccuracy; 36% of students who had spectacles failed the VA screening while wearing their spectacles. Both AUSS and VUSS students who had spectacles were equally likely to have under-corrected vision (Table 2).
 
Simple logistic regression models for predicting spectacles ownership revealed that the following characteristics were significant predictors among students with poor vision (Table 3): worse uncorrected VA (P<0.001); AUSS attendance (P<0.001); a lower grade level (P=0.006); male sex (P<0.001); boarding at school (P=0.001); residence in an urban area (P=0.001); and both parents out-migrated for work (P=0.015). Students whose mothers had completed at least 12 years of education were also more likely to own spectacles than students whose mothers did not finish upper secondary school (P=0.006); similarly, students whose fathers completed at least 12 years of education were more likely to own spectacles (P=0.020).
 

Table 3. Logistic regression model of potential predictors of spectacles ownership among 4026 students needing spectacles
 
Multiple logistic regression analysis revealed that the following characteristics were associated with spectacles ownership: worse uncorrected VA (P<0.001); AUSS attendance (P<0.001); male sex (P<0.001); and residence in an urban area (P=0.034). In this model, age, boarding status, parental out-migration, and education status were not associated with spectacles ownership (Table 3). In the multiple logistic regression model investigating the relationship between spectacles ownership and type of upper secondary school, spectacles wear was strongly associated with AUSS attendance (P<0.001); the same result was obtained when controlling for student characteristics and parental characteristics (Table 4).
 

Table 4. Logistic regression model of spectacles ownership and type of upper secondary school among 4026 students needing spectacles
 
Discussion
Our study found a high prevalence of poor vision among upper secondary school students in rural northwestern China: nearly 72% of these students had refractive errors, which was consistent with the results of a prior analysis in which a high prevalence of poor vision was found among upper secondary school students in rural areas.15 Furthermore, rates of correction were well below poor vision prevalence rates: overall, 31% of students who needed spectacles were not wearing them in this rural northwestern Chinese cohort.
 
Furthermore, nearly 40% of the students who wore spectacles had prescriptions with under-correction or refractive inaccuracy. Thus, nearly half of students with poor vision and more than one third of all students are attending school without clear vision. This demonstrates a high rate of unmet need in visual care among upper secondary school students, which is consistent with the findings of studies from primary and lower secondary schools in rural northwestern China.2 6 16
 
Based on our results, we suspect that several factors may contribute to the low rates of spectacles ownership among rural upper secondary school students. In particular, rates of spectacles ownership were higher in students with worse uncorrected VA, which suggests that students with mild poor vision do not experience a need to correct their vision; these students or their parents may mistakenly presume that spectacles are unnecessary or associated with deteriorations in eyesight.17
 
Another factor that may affect spectacles ownership is a family’s level of income/wealth. Spectacles ownership rates were higher among students residing in urban areas, as well as among students with better-educated fathers. These factors may act as proxies for family wealth18 19; thus, our results suggest that children in a wealthier family are more likely to wear spectacles when needed. Rural students tend to be much poorer than their urban counterparts, which may explain why many do not own spectacles. Our findings are consistent with those found in the literature.2 9
 
Our results also showed that spectacles ownership was strongly associated with AUSS attendance. This finding implies involvement of several factors in spectacles ownership. One of these factors may be the expectations of academic performance for VUSS students, who have lower rates of spectacles ownership than their AUSS peers; VUSS students may have a lighter academic burden,20 which allows them to tolerate poorer vision. Their parents may also presume that they do not need spectacles. Moreover, the number of VUSS students with poor vision may also contribute to lowered academic achievements and expectations. Our results are only correlative, but future studies of causal mechanisms are needed. Furthermore, given that VUSS graduates have poorer general skills compared with AUSS graduates,20 VUSS students comprise an at-risk population that urgently requires additional investigation.
 
The overall implication of the study, similar to the findings in studies of primary school and lower secondary school,2 3 5 is that systematic implementation of vision care programmes is needed in rural Chinese schools, including upper secondary schools. There is a need to more clearly identify which students exhibit poor vision, as well as a need for programmes that provide spectacles or encourage spectacles wear among affected students. Finally, there is a need for programmes that provide high-quality spectacles.
 
This study was limited in three ways. First, the results were based on cross-sectional data, such that it was difficult to perform a causal analysis between spectacles ownership and upper secondary school educational choice. Second, data regarding school performance and spectacles ownership were not collected when students were in lower secondary school (prior to AUSS or VUSS attendance); these data might have been useful in a causal analysis. Therefore, we cannot exclude the possibility that factors specific to AUSSs (for instance, more homework leading to less time spent outdoors) might place AUSS students at greater risk of visual impairment. Furthermore, we cannot exclude the possibility that inability to afford spectacles and the lack of spectacles use prior to taking the entrance exam would result in lower overall learning, which would partially contribute to the type of upper secondary school attended; this contribution may lead to a positive correlation between VUSS attendance and poor vision. Third, the participants in this study were recruited from two counties in rural northwestern China, which limits the external validity of the findings.
 
Despite these limitations, we believe the results from this study provide compelling evidence that a number of students in rural northwestern China are not receiving adequate vision care: poorer students whose parents have less education are less likely to have spectacles when needed; VUSS students are also less likely to have spectacles when needed, compared with AUSS students. We presume that these findings will aid programme planners in targeting vulnerable populations when formulating strategies to reduce the burden of uncorrected myopia in rural China. China’s health and education policymakers should consider incorporating programmes that specifically address spectacles ownership and quality in rural upper secondary schools, especially among VUSS students and poorer students.
 
Author contributions
All authors contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: All authors.
Acquisition of data: J Zhao, H Guan, K Du, Y Shi.
Analysis or interpretation of data: J Zhao, H Guan, K Du, Y Shi.
Drafting of the article: J Zhao, H Guan, H Wang, M Boswell, AOsborn.
Critical revision for important intellectual content: H Wang, M Boswell, S Rozelle, N Congdon.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This study was supported by the 111 Project (Grant No. B16031). H Guan is funded by the National Natural Science Foundation of China, grant number 7180310.
 
Ethics approval
This study was approved by the institutional review board at Stanford University, Palo Alto, United States (Ref 52514). Permission was received from local boards of education in each region and the principals of all schools. A letter was given to children and the parents informing them of the vision screening of their child, and a receipt returned to the school to show the parent consent. The presented data are anonymised, and the risk of identification is low. This study was performed in accordance with the principles of the Declaration of Helsinki.
 
References
1. Resnikoff S, Pasolini D, Mariotti SP, Pokharel GP. Global magnitude of visual impairment caused by uncorrected refractive errors in 2004. Bull World Health Organ 2008;86:63-70. Crossref
2. Yi H, Zhang L, Ma X, et al. Poor vision among China's rural primary school students: prevalence, correlates and consequences. China Econ Rev 2015;33:247-62. Crossref
3. Nie J, Pang X, Sylvia S, Wang L, Rozelle S. Seeing is believing: experimental evidence on the impact of eyeglasses on academic performance, aspirations and dropout among junior high school students in rural China. Econ Dev Cult Change 2018. Available from: https://www. journals.uchicago.edu/doi/10.1086/700631. Accessed 12 Dec 2019.
4. He M, Zeng J, Liu Y, Xu J, Pokharel GP, Ellwein LB. Refractive error and visual impairment in urban children in Southern China. Invest Ophthalmol Vis Sci 2004;45:793-9. Crossref
5. Ma X, Zhou Z, Yi H, et al. Effect of providing free glasses on children's educational outcomes in China: cluster randomized controlled trial. BMJ 2014;349:g5740. Crossref
6. Congdon N, Wang Y, Song Y, et al. Visual disability, visual function, and myopia among rural Chinese secondary school children: the Xichang Pediatric Refractive Error Study (X-PRES)-Report 1. Invest Ophthalmol Vis Sci 2008;49:2888-94. Crossref
7. Glewwe P, Park A, Zhao M. A better vision for development: eyeglasses and academic performance in rural primary schools in China. J Dev Econ 2016;122:170-82. Crossref
8. Zhang M, Lv H, Gao Y, et al. Visual morbidity due to inaccurate spectacles among school children in rural China: the See Well to Learn Well Project, report 1. Invest Ophthalmol Vis Sci 2009;50:2011-7. Crossref
9. Zhou Z, Zeng J, Ma X, et al. Accuracy of rural refractionists in western China. Invest Ophthalmol Vis Sci 2014;55:154-61. Crossref
10. Ma Y, Congdon N, Shi Y, et al. Effect of a local vision care center on eyeglasses use and school performance in rural China: a cluster randomized clinical trial. JAMA Ophthalmol 2018;136:731-7. Crossref
11. Yi H, Li G, Li L, et al. Assessing the quality of upper- secondary vocational education and training: evidence from China. Comp Educ Rev 2018;62:199-230. Crossref
12. China Statistics Press. Shaanxi Statistical Yearbook 2015. Available from: http://www.shaanxitj.gov.cn/upload/2016/tongjinianj/2015/indexch.htm. Accessed 20 Jan 2016.
13. Baoji Statistical Yearbook 2015. Available from: http://tjj. baoji.gov.cn/plus/list.php?tid=32&TotalResult=135&Page No=3 . Accessed 22 Sep 2017.
14. National Bureau of Statistics, PRC government. China Statistical Yearbook 2015. Available from: http://data.stats. gov.cn/easyquery.htm?cn=E0103. Accessed 9 Jan 2017.
15. He M, Huang W, Zheng Y, Huang L, Ellwein LB. Refractive error and visual impairment in school children in rural southern China. Ophthalmology 2007;114:374-82.
16. Wang X, Yi H, Lu L, et al. Population prevalence of need for spectacles and spectacle ownership among urban migrant children in eastern China. JAMA Ophthalmol 2015;133:1399-406. Crossref
17. Sharma A, Congdon N, Patel M, Gilbert C. School-based approaches to the correction of refractive error in children. Surv Ophthalmol 2012;57:272-83.
18. Sutherland D, Yao S. Income inequality in China over 30 years of reforms. Camb J Reg Econ Soc 2011;4:91-105. Crossref
19. Eccles JS. Influences of parents’ education on their children’s educational attainments: the role of parent and child perceptions. Lond Rev Educ 2005;3:191-204. Crossref
20. Loyalka PK, Huang X, Zhang L, et al. The impact of vocational schooling on human capital development in developing countries: evidence from China. World Bank Econ Rev 2016;30:143-70. Crossref

Association between beta-blocker use and obesity in Hong Kong Chinese elders: a post-hoc analysis

Hong Kong Med J 2020 Feb;26(1):27–34  |  Epub 22 Jan 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Association between beta-blocker use and obesity in Hong Kong Chinese elders: a post-hoc analysis
KL Leung, BPharm, BSc1; Winnie Fong, BPharm1; Ben Freedman, MB, BS, PhD2; Beata Bajorek, PhD, BPharm3; Vivian WY Lee, PharmD, BCPS4
1 School of Pharmacy, Faculty of Medicine, The Chinese University of Hong Kong, Shatin, Hong Kong
2 Heart Research Institute, Charles Perkins Centre, University of Sydney, Sydney, Australia
3 Graduate School of Health, University of Technology Sydney, Sydney, Australia
4 Centre for Learning Enhancement And Research, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof Vivian WY Lee (vivianlee@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Studies of Caucasian populations have shown that beta-blockers may exacerbate weight gain, a risk factor for many chronic diseases. Still, beta-blockers are the most prescribed antihypertensives in the Chinese population in Hong Kong. We aimed to explore the association between beta-blocker use, hypertension, and weight status of this population.
 
Methods: A post-hoc analysis regarding body mass index (BMI) and the use of beta-blockers was performed based on the medication profile of community-dwelling older adults. Participants’ BMI, hypertension diagnosis, name, dose, frequency, route of administration of beta-blockers, and other drugs that may alter body weight were recorded.
 
Results: Of 1053 Chinese individuals aged ≥65 years (mean age 76.9±7.2 years, 80% female) from 32 elderly centres in Hong Kong, 18% (185/1053) of them consumed beta-blockers. That group also had a significantly larger proportion of obese individuals (45.9% vs 32.1%, P=0.002). After adjusting for other weight-altering drugs, beta-blockers remained a significant predictor of overweight and obesity (P=0.001). As the hypertensive population had significantly higher BMI than the normotensive population (24.3±3.6 vs 22.9±3.5, P<0.001), a sub-analysis on those with hypertension diagnosis confirmed that only the hypertensive population taking atenolol had a significantly larger population of obese individuals (BMI ≥25) compared with those who took metoprolol (58.9% vs 38.5%, P=0.03) and those who did not take any beta-blockers (58.9% vs 38.4%, P=0.007).
 
Conclusions: Our findings taken together with other guideline reservations cast doubt on whether beta-blockers, particularly atenolol, should be the major drug prescribed to older adults with hypertension.
 
 
New knowledge added by this study
  • Beta-blocker consumption is associated with obesity in Chinese older adults.
  • Hypertensive population taking atenolol had the largest portion of obesity.
  • Strong and unique association of obesity and atenolol usage.
Implications for clinical practice or policy
  • Healthcare professionals should be more vigilant concerning initiation of therapy for hypertension and ongoing surveillance of weight, such as carefully assessing baseline characteristics (including both body mass index and blood pressure status) before prescribing a beta-blocker, and regular monitoring of both parameters in hypertension treatment, particularly for patients with obesity and those who have not yet become obese if beta-blockers are prescribed.
 
 
Introduction
Hypertension is highly prevalent and a key risk factor for cardiovascular disease.1 Less well recognised by patients and health professionals alike is that some of the pharmacotherapies used to treat hypertension may adversely impact other cardiovascular risk factors by causing weight gain. More specifically, the weight gain effects of beta-adrenergic antagonists (beta-blockers) have been highlighted by many studies of Caucasian patients.2 3 4 5 Many guidelines no longer list beta-blockers as first-line antihypertensives.6 7 8 However, the 2018 hypertension guidelines published by the European Society of Cardiology and the European Society of Hypertension,9 the joint statement published in 2012 by the European Society of Hypertension and the European Association for the Study of Obesity,10 and a position paper of The Obesity Society and the American Society of Hypertension11 still advocate the use of beta-blockers in patients with both hypertension and obesity because beta-blockade is more effective in lowering blood pressure (BP) in patients with obesity than in patients who are thinner.12 In Hong Kong, two recent large database studies found that beta-blockers are still the most commonly prescribed antihypertensives, although they are used relatively less in younger patients aged <55 years.13 14 Furthermore, only 4% of Hong Kong patients have their antihypertensive treatment upgraded by changing from beta-blockers to firstline agents.15
 
The generally increasing prevalence of obesity among older adults is an important factor in drug-induced weight gain.16 Studies have shown that obesity in older people is associated with functional impairment and co-morbidity, including hypertension, type 2 diabetes, coronary heart disease, heart failure, and dementia.17 18 19 These chronic conditions, for which being overweight is a risk factor, are also worryingly increasing in prevalence.20 21 22 This renders weight management in older persons an important health issue.
 
To date, there has been a lack of research to confirm the weight gain effects of beta-blockers in non-Caucasian populations, and this is particularly germane because so many older Chinese patients with hypertension are still receiving beta-blocker therapy.
 
The objective of this study was to explore the association between beta-blocker use, hypertension, and overweight/obesity in a cohort of older Chinese people. The specific objectives were to: (1) identify the proportion of patients prescribed beta-blockers; (2) compare the body mass index (BMI) of beta-blocker users with non-users; and (3) compare the effects of different beta-blockers on BMI.
 
Methods
Study design
A post-hoc analysis was undertaken using an existing dataset comprising the medication profiles of a cohort of community-dwelling older adults in Hong Kong. The data were originally collected (July to August in 2016) for a primary study seeking to explore the relationship between diet and the prevalence of atrial fibrillation.23 The study was approved by the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong and was conducted in accordance with the Declaration of Helsinki. Written informed consent was obtained from all study participants. Confidentiality agreement forms were signed by all data collectors. STROBE reporting guidelines were implemented in this manuscript.
 
Study population
The original study cohort comprised 1665 people attending one of 32 neighbourhood elderly recreational community centres in Hong Kong. The inclusion criteria included those who were Hong Kong Chinese residents, aged ≥65 years, living in the community, and able to speak and understand Cantonese. The exclusion criteria included those with terminal health conditions and/or significant cognitive impairment that would preclude participation because of communication barriers (eg, severe mental illness, dementia).
 
Data collection
All primary study data were collected during a summer community outreach programme—a territory-wide medical outreach service in Hong Kong provided by volunteer students from the Faculty of Medicine, The Chinese University of Hong Kong. The data were originally collected via face-to-face interviews with the participants in Cantonese and recorded on paper-based questionnaires by trained volunteer students.
 
At each outreach visit, participants’ body weight, height, and BP were measured, BMI calculated, medication profile extracted, and demographic data recorded. Calculated BMIs were compared with the Asian BMI classification set by the World Health Organization, in which BMI ≥23 and ≥25 are considered as overweight and obese, respectively.24 A self-reported diagnosis of hypertension and diabetes was recorded and verified against the patient’s current medication profile. The self-reported diagnosis of hypertension was the only evidence to determine whether the patient had hypertension or not. As part of the logistics and service provided by our outreach, BP was also measured using an Omron HEM-7011TM electronic blood pressure monitor (Omron Healthcare, Kyoto Japan), which has an “A/A” performance classification under British Hypertension Society criteria (ie, indicating that at least 80% and 95% of readings are within an absolute difference of 5 to 10 mm Hg from each other, respectively25). The readings were compared against 2017 American Heart Association guidelines,6 but such readings were not used to diagnose hypertension. To ensure accuracy, for each patient, the BP measurements were repeated after 10 minutes of rest when the first reading was found to be elevated (ie, BP >120/80 mm Hg). When a beta-blocker had been prescribed, the name, dose, frequency, and route of administration of the agent were additionally recorded. The consumption of other drugs known to alter body weight was also recorded and listed in Table 1.
 

Table 1. Participants' demographics and characteristics
 
Statistical analysis
Data handling (data entry, verification, and analysis) was computerised using SPSS (Windows version 23.0; IBM Corp, Armonk [NY], United States). Only the patients with complete drug profiles and all variables recorded were included. Any incomplete drug profile or missing variables (eg, BMI) were considered missing data and were not included in the analysis. Independent samples t tests were used to compare BMI values between people taking different beta-blockers. Binary logistic regression was used to verify the contributions of various drug classes and co-morbidities on a stratified binary BMI parameter (normal and underweight vs overweight and obesity). Chi squared tests were used to detect any significant differences in the proportion of patients with high BMI across different types of beta-blockers. A P value of <0.05 was considered statistically significant.
 
Results
Participant characteristics
Among the 1665 individuals participating in the summer community outreach programme, data pertaining to 1053 were included in the analysis after screening against the inclusion and exclusion criteria. The participants’ demographics and characteristics are shown in Table 1. People taking beta-blockers were generally heavier (mean BMI 24.6±3.7 vs 23.6±3.6, P<0.001). From the perspective of BP measurement readings, around 80% of the participants (804/1053) had elevated BP measurements during the outreach visit; of these, one third (286/804) had no history of hypertension and were not on any medications likely to be used for treating hypertension. The remaining two thirds (518/804) self-reported having hypertension. From the perspective of self-reported hypertension, 81.9% of those with self-reported hypertension (513/626) had hypertensive readings, and only 6% (40/626) had normotensive readings; the remaining ones had borderline hypertensive readings (12%, 73/626).
 
Overall, 185 (18%) of the 1053 participants were using one beta-blocker. Among the range of beta-blockers used, atenolol and metoprolol were the most frequently prescribed (40% and 53%, respectively), followed by propranolol (5%) and bisoprolol (2%). Among the beta-blocker users, the majority (95%, 175/185) had a self-reported history of hypertension. In those participants with self-reported hypertension who were not using beta-blockers (n=451), the main antihypertensive agents prescribed were calcium channel blockers (71.3%), angiotensin-converting enzyme inhibitors (22.3%), angiotensin receptor blockers (12.1%), alpha-blockers (7.9%), methyldopa (4.2%), hydralazine (1.0%), and reserpine (0.2%).
 
Body mass index and beta-blocker use
Overall, 54.1% (570/1053) of the participants were overweight or obese. The summary of patients’ BMI with or without beta-blockers is summarised in Table 2. After adjusting for consumption of various weight-altering drug classes, binary logistic regression showed that beta-blockers were the only drug class that made a significant contribution to stratified BMI status (ie, classification as overweight or obese) [Table 3]. Among those prescribed beta-blockers (n=185), a significantly higher proportion was either overweight or obese compared with those who were not taking beta-blockers (n=868) [64.8% vs 51.8%, P=0.002; Table 2]. This difference is most evident when comparing the proportion of patients with obesity across beta-blocker users and non-users (45.9% vs 32.1%, respectively; P=0.002).
 

Table 2. Body mass index distribution of people who were and were not using beta-blockers
 

Table 3. Binary logistic regression analysis on body mass index status
 
Participants deemed to have hypertension (based solely on self-reported diagnosis of hypertension plus verification against medication profile, but not on BP measurement during the outreach service) had a significantly higher BMI than those who were normotensive (mean BMIs: 24.3±3.6 vs 22.9±3.5, respectively; P<0.001). Although this difference may not be clinically significant, it triggered further sub-analysis on participants with hypertension diagnosis. A sub-analysis on the patients with self-reported diagnosis of hypertension was performed to confirm the association between the use of beta-blockers and BMI (Table 4). Among these participants with self-reported diagnosis of hypertension (n=626), a significantly higher proportion of patients with obesity (BMI >25) was observed in those using atenolol compared with those taking metoprolol (58.9% vs. 38.5%, P=0.031) or those who did not use any beta-blockers (58.9% vs 38.4%, P=0.007). Those using atenolol had a significantly higher BMI than those who did not use beta-blockers (mean BMIs: 25.3±3.5 vs 24.1±3.6, P=0.01).
 

Table 4. Body mass index distribution among older Chinese adults taking different beta-blockers
 
Binary logistic regression analysis found that loop diuretics were associated with BMI reduction. However, concerning mechanism and indication, loop diuretics function by enhancing salt and water excretion and are clinically used to maintain euvolaemia or prevent volume expansion.26 In other words, it makes no significant contribution to alteration of dry body weight, which is used for BMI determination and obesity evaluation. Therefore, despite the above findings, loop diuretics were excluded from our further analysis.
 
Discussion
Our study presents preliminary findings regarding the potential real-world impact of beta-blockers on weight, noting the high proportion of community-dwelling older adults using these agents. We found a significant association between obesity/overweight with the use of beta-blockers in older Chinese adults. The difference was largely driven by the strong association between obesity and atenolol (rather than other beta-blockers). This may have important ramifications on therapeutic choice if the association is causal.
 
The potential mechanisms by which beta-blockers may induce weight gain include reduction of total energy expenditure (by 5%-10%), which may involve (1) decreased resting energy expenditure; (2) increased feelings of tiredness, with subsequent reduction of non-exercise-associated thermogenesis; (3) inhibition of lipolysis; and (4) enhancement of insulin resistance.27
 
Many studies of Caucasian populations have reported the weight gain effects of beta-blockers, being associated with a mean weight gain of 1.2 kg (range, -0.4 kg to 3.5 kg),27 which could explain our findings of 2.6 kg higher mean body weight in people taking beta-blockers (mean body weight of people who did vs did not take beta-blockers: 57.8±9.7 kg vs 55.2±9.8 kg, respectively; P=0.002 respectively), but we do not have longitudinal data to make pre-versus post-drug commencement comparisons. Several studies have compared impact on weight between selected beta-blockers and alternative antihypertensive medications, ie, atenolol versus captopril,2 metoprolol versus thiazide diuretics,3 atenolol versus chlorthalidone,4 and atenolol versus nifedipine,5 with all reporting weight gain (or reduced weight loss) in the beta-blocker treatment group. A long-term follow-up study also reported sustained weight gain in a propranolol treatment group compared with a placebo group.28
 
Despite the findings of previous studies, to date, there have been no intraclass head-to-head studies in humans regarding beta-blocker-induced weight gain. The two beta-blockers of note, atenolol and metoprolol, both being β1-selective beta-blockers, seemingly have no plausible cause that could account for such differences between them. Our study suggests that atenolol and metoprolol (the two most commonly used beta-blockers in Hong Kong13 14) may have different effects on weight. We found a significantly higher BMI and a higher proportion of patients with obesity in those taking atenolol compared with those who did not, especially among those defined as being hypertensive. This difference in obesity was also significant for the comparison with metoprolol. Patients taking metoprolol did not show any significant difference from patients who were not on any beta-blockers.
 
In our study, the mean difference in BMI between those using atenolol and no beta-blockers was about 1.2. Converting the mean BMI difference in a 60-kg woman reveals a mean body weight difference of 3.1 kg. Whether such a degree of weight gain is clinically significant in light of age-related weight gain is worthwhile to discuss. Indeed, age-related weight gain is an important factor of concern. According to a study of older Chinese adults, the median weight change from 20 years old to baseline was 11.8 kg and 11.5 kg for men and women, respectively.29 Another 10-year follow-up study also reported that a modest weight gain (2.5-5 kg) was not associated with an increase in mortality.30 Therefore, a gain of 3.1 kg alone may not be clinically significant. Yet, such a modest weight gain can be additive to physiological age-related weight gain and contribute to obesity. While age-related weight gain may not be a modifiable factor, the selection of pharmacotherapy is definitely one. Particularly, the use of beta-blockers may not actually be the best therapeutic option for hypertension management. Switching to other first-line agents that have no weight gain effects would reduce the possibilities to become obese.
 
Given our findings, it is important to note the variable recommendations around the use of beta-blockers in hypertension management. Although a number of international guidelines advocate the use of beta-blockers in patients with both obesity and hypertension,9 10 11 the 2017 American Heart Association guideline criticised atenolol for its inferior efficacy in treatment of hypertension.6 Moreover, a meta-analysis of atenolol versus other antihypertensive treatments also reported higher overall and cardiovascular mortality and more frequent strokes with atenolol treatment.31 Given these reservations about atenolol and our findings of higher prevalence of obesity in those taking atenolol, it is uncertain whether atenolol should continue to be the most-used drug for hypertension. This is relevant to many parts of the world, including Hong Kong, where atenolol appears to be the first-line therapy for hypertension in older patients and may be associated with an adverse effect on weight and BMI.
 
To the best of our knowledge, this is the first study to evaluate the association between BMI and beta-blocker use in a Chinese population. Additionally, this is the first study highlighting the intraclass differences between beta-blockers in terms of possible weight gain effects (as illustrated by the proportion of obesity), specifically in the hypertensive Chinese population. Therefore, our findings have implications for local clinical practice given the high rate of use of beta-blockers, particularly atenolol, in the older adults in Hong Kong, despite guideline recommendations.
 
In considering this study’s findings, it is important to acknowledge some of its limitations. First, given the cross-sectional nature of the study, no temporal or causal relationships can be fully assessed or confirmed. We only found an association between beta-blocker usage and obesity in hypertensive patients. We did not assess weight gain, as the term weight gain has a temporal element that should be validated with duration of drug therapy and weight changes throughout a certain period. Second, there is an issue with ‘confounding by indication’: it is possible that some study patients were obese when their antihypertensive therapy was initiated and, consequently, their physicians elected to use beta-blockers, given the recommendation by the few international consensuses and guidelines.9-12 However, since this was a post-hoc analysis based on a cross-sectional study, it is difficult to figure out the temporal sequence—whether beta-blockers were initiated because the patients were obese, or the patients became obese after taking beta-blockers. Third, the results were subject to selection bias because (a) study participation was voluntary, likely representing those who were more physically and/or socially active, and (b) those who were home-bound or had limited access to outdoor environments were not available for inclusion. Third, although the selection criteria were not designed in favour of women, the greater participation of women in our study is common in community-based investigations in Hong Kong,32 33 34 35 36 37 probably reflecting their greater participation in community-based and health-related activities.32 33 Although the self-reported diagnoses of hypertension were verified against the medication profiles, it is possible that beta-blockers were prescribed for an alternative indication, such as ischaemic heart disease.
 
Conclusions
Our study has reported a high proportion of beta-blocker use among Hong Kong older adults with hypertension. Beta-blocker users, and more specifically atenolol users, have a significantly higher BMI, as well as a higher propensity towards obesity compared with non-users. Our results can remind clinicians of the possibility that beta-blockers, particularly atenolol, may worsen weight control in hypertensive patients with obesity or cause significant weight gain in those who are not yet obese. Our findings taken together with other guideline reservations cast doubt on whether beta-blockers, particularly atenolol, should be the major drug prescribed to older adults with hypertension.
 
Author contributions
All authors contributed to the concept of study, acquisition and analysis of data, wrote the article, and had critical revision for important intellectual content. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study was approved by the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong (Ref 14610518) and was conducted in accordance with the Declaration of Helsinki. Written informed consent was obtained from all study participants. Confidentiality agreement forms were signed by all data collectors.
 
References
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4. Davis BR, Oberman A, Blaufox MD, et al. Effect of antihypertensive therapy on weight loss. The Trial of Antihypertensive Interventions and Management Research Group. Hypertension 1992;19:393-9. Crossref
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6. Whelton PK, Carey RM, Aronow WS, et al. 2017 ACC/ AHA/AAPA/ABC/ACPM/AGS/APhA/ASH/ASPC/ NMA/PCNA guideline for the prevention, detection, evaluation, and management of high blood pressure in adults: a report of the American College of Cardiology/ American Heart Association Task Force on Clinical Practice Guidelines. J Am Coll Cardiol 2018;71:e127-248. Crossref
7. National Institute of Health and Care Excellence. Hypertension in adults: diagnosis and management (Clinical Guideline 127). Available from: https://www.nice.org.uk/guidance/cg127. Accessed 5 Mar 2019.
8. National Heart Foundation of Australia. Guideline for diagnosis and management of hypertension in adults—2016. Melbourne: National Heart Foundation of Australia; 2016.Crossref
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10. Jordan J, Yumuk V, Schlaich M, et al. Joint statement of the European Association for the Study of Obesity and the European Society of Hypertension: obesity and difficult to treat arterial hypertension. J Hypertens 2012;30:1047-55. Crossref
11. Landsberg L, Aronne AJ, Beilin LJ, et al. Obesity-related hypertension: pathogenesis, cardiovascular risk, and treatment: a position paper of The Obesity Society and the American Society of Hypertension. J Clin Hypertens (Greenwich) 2013;15:14-33. Crossref
12. Dentali F, Sharma AM, Douketis JD. Management of hypertension in overweight and obese patients: a practical guide for clinicians. Curr Hypertens Rep 2005;7:330-6. Crossref
13. Wong MC, Tam WW, Cheung CS, et al. Antihypertensive prescriptions over a 10-year period in a large Chinese population. Am J Hypertens 2013;26:931-8. Crossref
14. Wong MC, Tam WW, Wang HH, et al. Predictors of the incidence of all-cause mortality and deaths due to diabetes and renal diseases among patients newly prescribed antihypertensive agents: a cohort study. Int J Cardiol 2013;168:4705-10. Crossref
15. Wong MC, Tam WW, Cheung CS, et al. Initial antihypertensive prescription and switching: a 5 year cohort study from 250,851 patients. PLoS One 2013;8:e53625. Crossref
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19. Bui AL, Horwich TB, Fonarow GC. Epidemiology and risk profile of heart failure. Nat Rev Cardiol 2011;8:30-41. Crossref
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Age, sex, and disease status as determinants of skin hydration and transepidermal water loss among children with and without eczema

Hong Kong Med J 2020 Feb;26(1):19–26  |  Epub 6 Feb 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Age, sex, and disease status as determinants of skin hydration and transepidermal water loss among children with and without eczema
KL Hon, MB, BS, MD1,2; PH Lam, MSSc, MA1; WG Ng, MPhril1; JS Kung, PhD1; NS Cheng, MNur1; ZX Lin, PhD2; CM Chow, MB, ChB3; TF Leung, MB, ChB, MD1,4
1 Department of Paediatrics, The Chinese University of Hong Kong, Shatin, Hong Kong
2 The Hong Kong Institute of Integrative Medicine, The Chinese University of Hong Kong, Shatin, Hong Kong
3 Department of Paediatrics, Prince of Wales Hospital, Shatin, Hong Kong
4 Hong Kong Hub of Paediatric Excellence, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Dr KL Hon (ehon@hotmail.com)
 
 Full paper in PDF
 
Abstract
Purpose: Skin hydration (SH) and transepidermal water loss (TEWL) are important skin biophysical parameters for assessment of childhood eczema. This study investigated whether age, sex, and disease status influence these parameters.
 
Methods: Skin hydration and TEWL were measured by Delfin MoistureMeterSC and Delfin Vapometer SWL5, respectively, among children aged ≤18 years with and without eczema. Disease status was evaluated using Scoring Atopic Dermatitis (SCORAD) and Nottingham Eczema Severity Score (NESS) clinical tools.
 
Results: Clinical scores and objective measurements were reviewed for 132 patients with eczema and 120 patients without eczema. In both sexes, SH was significantly higher among children aged ≤2 years with and without eczema than among children aged >2 years with and without eczema. Among children aged >2 years, SH was higher among girls with and without eczema than among boys with and without eczema. Regardless of age or sex, SH was lower among children with eczema than among children without eczema. Age-, sex-, and disease-related differences were not observed for TEWL. Skin hydration was negatively correlated with objective SCORAD (r=-0.418, P<0.001), overall SCORAD (r=-0.385, P<0.001), oedema/papulation (r=-0.243, P=0.041), lichenification (r=-0.363, P=0.002), dryness (r=-0.415, P<0.001), and intensity (r=-0.266, P=0.025). Transepidermal water loss was positively correlated with objective SCORAD (r=0.209, P=0.018), overall SCORAD (r=0.215, P=0.015), and lichenification (r=0.240, P=0.043). Skin hydration was negatively correlated with TEWL among children without eczema (r=-0.401, P<0.001), but not among children with eczema.
 
Conclusion: Skin hydration can be used to distinguish clinical differences in eczema based on age, sex, and disease status.
 
 
New knowledge added by this study
  • Skin hydration was lower in children with eczema than in children without eczema and generally decreased with age, especially in patients with more severe disease.
  • Among children aged >2 years, skin hydration was generally higher in girls than in boys.
  • Age-, sex-, and disease-related differences were not observed with respect to transepidermal water loss.
  • Skin hydration and transepidermal water loss both were correlated with eczema severity, as measured by the SCORAD clinical tool.
Implications for clinical practice or policy
  • Skin hydration can be used to distinguish clinical differences in eczema based on age, sex, and disease status.
  • The effects of age and sex on skin hydration should be considered in research studies and in clinical treatment of patients with eczema.
  • Caregivers for children with eczema should receive information regarding the effects of age and sex on skin hydration.
 
 
Introduction
Eczema is a prevailing childhood dermatological disease associated with skin dryness and impaired quality of life.1 2 3 4 Eczema, particularly during disease flare-ups, is typically characterised by unbearable itchiness, sleep disturbance, erythematous rash, dryness, and inflammation.1 5 6 In the clinical setting, subjective and objective assessments are used in combination to evaluate eczema disease severity.7 8
 
SCORing Atopic Dermatitis (SCORAD) is a clinical tool often used to evaluate disease severity.7 9 Eczematous areas and intensity of eczema are recorded; these are considered the objective components in SCORAD (ie, objective SCORAD). Subjective symptoms including the degree of skin itchiness and sleep disturbance due to skin itchiness are also recorded to determine the overall SCORAD assessment outcome.10 Nottingham Eczema Severity Score (NESS) is a clinical assessment tool that adopts subjective and objective approaches for evaluation of the severity of eczema.4 7 11 12 Using an assessment form, patients record their symptoms of sleep impairment due to skin itchiness in terms of the number of nights and length of the presence of eczematous symptoms within the previous 12 months; they also report the areas of eczematous skin.11 In Hong Kong, a validated Chinese version of the NESS is used.12
 
In addition to clinical scores, skin measurements including skin hydration (SH) and transepidermal water loss (TEWL) are important indicators of the barrier function of the skin.8 13 Skin hydration and TEWL measurements have been shown to correlate with eczema severity and quality of life impairment.8 13 Measurements of these non-invasive parameters may be useful in prognostic prediction of the development of eczema in infants14; these parameters have been use in Hong Kong as auxiliary tools in eczema therapeutic trials.7 8 15 16 To the best of our knowledge, there have been no studies in Hong Kong regarding the influences of age and sex on these parameters. This study aimed to compare the age and sex of Chinese children with and without eczema in terms of SH and TEWL, and to evaluate the correlations of SH and TEWL with clinical scores.
 
Methods
Patient recruitment
Chinese patients with eczema, who were aged 4 weeks to 18 years and were attending the paediatric dermatology clinic at Prince of Wales Hospital, were recruited from July 2018 to October 2018. Eczema was diagnosed in accordance with the United Kingdom working diagnosis.9 In addition, Chinese patients without eczema (eg, naevi or warts), aged 4 weeks to 18 years, were also recruited from the same paediatric dermatology clinic at Prince of Wales Hospital during the study period. Patients without eczema were defined as those who had not been clinically diagnosed with eczema in their medical history. Patients and their caregivers received an explanation of the details of the study including its aim and procedures, as well as each patient’s rights and possible risks related to involvement in the study. Written informed consent for participating in the overall study was obtained from patients or caregivers before enrolment in the study. Patients were then separated into two groups; those with a current or prior clinical diagnosis of eczema were regarded as children with eczema, while those without clinically diagnosed eczema were regarded as children without eczema. Both children with and without eczema underwent the same study measurements and received the same treatment procedures throughout the study.
 
Clinical assessment of eczema
Eczema was routinely assessed by clinicians using the SCORAD tool.9 10 The overall SCORAD assessment outcome was determined by two objective components and one subjective component. The extent of eczematous areas involved were assessed by observing patient’s eczematous body surface area covering head and neck (9%), bilateral upper limbs (9% each), bilateral lower limbs (18% each), anterior trunk (18%), back (18%) and genitals (1%), which were aggregated to 100% of whole body surface areas. Intensity of dermatological lesions was assessed by indicating none (0), mild (1), moderate (2) and severe (3) onto the eczematous areas in terms of six categories: redness, swelling, oozing/crust, excoriation, lichenification, and dryness on non-eczematous areas. The score of intensity of dermatological lesions was obtained by adding up the scores of these six categories. Subjective components of SCORAD were assessed by evaluation of subjective symptoms (ie, pruritus and sleep loss) over the course of the previous three nights, which were rated on a scale from 0 to 10.9 10 Objective SCORAD scores <15, 15 to 40, and >40 were classified as mild, moderate, and severe disease, respectively; overall SCORAD scores <25, 25 to 50, and >50 were classified as mild, moderate, and severe disease, respectively.9 10 17 Both overall SCORAD and objective SCORAD scores were used in this study. The NESS tool was also used to determine the severity of eczema.11 18 With respect to the past 12 months, the duration of eczema and number of nights impacted by skin itchiness weekly were rated from 1 to 5. A higher score indicated greater eczema severity. In addition, areas of skin with eczematous lesions (eg, rash, lichenified skin, and/or bleeding) were recorded. Scores ranging from 3 to 8, 9 to 11, and 12 to 15 were categorised as mild, moderate, and severe disease.11 The validated Chinese version of the NESS was used.12
 
Equipment-based skin measurements
Patients were first taken to an air-conditioned treatment room and rested for 20 minutes. All children included in this study (regardless of the presence or absence of eczema) reported no use of emollient in any form within 24 hours prior to the skin measurements. Skin hydration was measured topically using the MoistureMeterSC (Delfin Technologies Ltd., Kuopio, Finland) at a standard site 2 cm below the antecubital fossa of each patient’s right arm.8 13 The SH is measured in arbitrary units (a.u.), which range from 0 to 300 a.u. The MoistureMeterSC serves as a capacitance meter, measuring the skin capacitance detected from the probe head of equipment onto the skin surface layer, based on the relationship between skin capacitance and the water content of the surface layer of skin19 20; a higher SH value indicates greater skin moisture. Transepidermal water loss was topically measured using the Vapometer SWL5 (Delfin Technologies Ltd.) at the same standard site 2 cm below the antecubital fossa of each patient’s right arm.8 13 The TWEL is measured in g/m2h, which range from 0 to 300. The Vapometer is equipped with a closed cylindrical chamber containing sensors which detect changes in relative humidity and temperature after placement on the skin surface. The TEWL is then measured based on the change in relative humidity19 20; an increasing TEWL value indicates greater skin dryness. Skin measurements were conducted by trained research personnel, and fewer than 5 minutes were required to complete both procedures. During the measurements, no psychological or physiological discomforts occurred.
 
Statistical analyses
Clinical data were de-identified and analysed using SPSS Statistics for Windows, version 25.0 (IBM Corp, Armonk [NY], US). Frequency distributions were used to describe patients’ demographic data. Independent-samples t tests were used to compare SH and TEWL between patients in terms of sex, age, and presence or absence of disease. Pearson correlation was used to investigate associations between skin measurements and SCORAD subcategories. Trend analysis was performed regarding the effects of age on SH. Multiple regression model of the interactions of SH and TEWL with age and sex in children with and without eczema was done. P values <0.05 were considered statistically significant and 95% confidence intervals were adopted for all statistical comparisons in this study.
 
Results
Patient characteristics
In total, datasets of clinical scores (SCORAD) and equipment measurements were reviewed for 252 patients during the period from August 2018 to October 2018. Among the 252 patients (mean age, 5.84±5.97 years; 52.0% boys), 132 were children with eczema (mean age, 7.05±6.60 years; 52.3% boys), while 120 were children without eczema (mean age, 4.52±4.91 years; 51.7% boys). Furthermore, 121 patients were aged ≤2 years, while 131 patients were aged >2 years.
 
Age-related changes in skin hydration
Table 1 shows that, among children with eczema (n=132), the mean SH of boys aged ≤2 years was significantly higher than the mean SH of boys aged >2 years (P<0.001). Similarly, the mean SH of girls aged ≤2 years was significantly higher than the mean SH of girls aged >2 years (P<0.001). Among children without eczema (n=120), the mean SH of boys aged ≤2 years was significantly higher than the SH of boys aged >2 years (P=0.046). However, no statistically significant difference in SH (P=0.980) was observed in comparisons between girls aged ≤2 years and girls aged >2 years. These results demonstrated that SH significantly differed in an age-related manner among both boys and girls with eczema.
 

Table 1. Age-, sex-, and disease status–related differences in transepidermal water loss and skin hydration
 
Sex-related changes in skin hydration
Table 1 shows that, among children with eczema (n=132), the mean SH of girls aged >2 years was significantly higher than the mean SH of boys aged >2 years (P=0.006). Similarly, among children without eczema, the mean SH of girls aged >2 years was significantly higher than the mean SH of boys aged >2 years (P=0.009). However, in both children with eczema and children without eczema, there were no sex-related differences in SH among patients aged ≤2 years. These results demonstrated that SH significantly differed in a sex-related manner among patients aged >2 years, regardless of the presence or absence of eczema.
 
Disease status–related changes in skin hydration
Table 1 shows that, among boys in this study (n=131), the mean SH of children with eczema aged >2 years was significantly lower than the mean SH of children without eczema aged >2 years (P<0.001). Furthermore, the mean SH of boys with eczema aged ≤2 years was significantly lower than the mean SH of boys without eczema aged ≤2 years (P=0.005). Similarly, among girls in this study (n=121), the mean SH of children with eczema aged >2 years was significantly lower than the mean SH of children without eczema aged >2 years (P<0.001). In addition, the mean SH of girls with eczema aged ≤2 years was significantly lower than the mean SH of girls without eczema aged ≤2 years (P=0.009). The results showed that SH was consistently higher in children without eczema than in children with eczema, regardless of age and sex.
 
Relationships of skin hydration with clinical scores and objective measurements
Among children with eczema (Table 2; n=132), Pearson correlation demonstrated that SH was significantly negatively correlated with objective SCORAD (P<0.001), overall SCORAD (P<0.001), oedema/papulation (P=0.041), lichenification (P=0.002), dryness (P<0.001), and intensity (P=0.025). In addition, Pearson correlation demonstrated that TEWL was significantly positively correlated with objective SCORAD (P=0.018), overall SCORAD (P=0.015), and lichenification (P=0.043). No significant correlation was observed between TEWL and SH (P=0.565) in children with eczema, whereas a correlation was present in children without eczema (P<0.001).
 

Table 2. Pearson correlations of skin hydration and transepidermal water loss with clinical scores in children with eczema
 
Effects of age on skin hydration
Trend analysis revealed a marked decline in SH during the first 50 months of life among children with eczema, relative to children without eczema (Fig). Beginning at 51 months of age, the magnitude of SH began to gradually decline. Conversely, for children without eczema, a slight, steady decline in SH was observed in the first 50 months of life.
 

Figure. Trend analysis of skin hydration between children with eczema and children without eczema over time
 
Age-related changes in transepidermal water loss
Table 1 shows that, among children with eczema (n=132), the mean TEWL of girls aged ≤2 years was significantly higher than the mean TEWL of girls aged >2 years (P=0.046). However, no statistically significant difference in TEWL (P=0.877) was observed in comparisons between boys aged ≤2 years and boys aged >2 years. Similarly, among both boys and girls without eczema in this study, no statistically significant difference in TEWL was found between children aged ≤2 years and children aged >2 years. The findings demonstrated that TEWL was affected by age only among girls with eczema.
 
Sex- and disease status–related changes in transepidermal water loss
Regardless of age and disease status, no statistically significant difference in TEWL was found between boys and girls (Table 1). Likewise, regardless of age and sex, no statistically significant difference in TEWL was found between children with eczema and children without eczema. The results showed that TEWL did not significantly differ among patients based on sex, age, or disease status.
 
Impacts of age and sex on skin hydration
Multiple regression models were constructed with TEWL and SH as the outcome variables, using age and sex as independent predictors, to examine the effects of the age and sex interaction on TEWL and SH in children with and without eczema. Table 3 shows that, among children without eczema, the age×sex interaction term could explain 40.9% of the variance in SH (P=0.031); however, the age×sex interaction term could not explain the variance in SH (P=0.290) among children with eczema. In addition, when used as a predictive variable, age could not explain the variance in SH among children with eczema (P=0.364) or among children without eczema (P=0.143). Similarly, when used as a predictive variable, sex could not explain the variance in SH among children with eczema (P=0.377) or among children without eczema (P=0.132). These results showed that the interaction between age and sex significantly affected SH among children without eczema, but not among children with eczema; when considered alone, neither age nor sex significantly affected SH among any of the children in the study.
 

Table 3. Multiple regression model of the interactions of skin hydration and transepidermal water loss with age and sex in children with and without eczema
 
Impacts of age and sex on transepidermal water loss
In contrast, Table 3 shows that, when used as a predictive variable, age could explain 67.8% of the variance in TEWL (P=0.009) among children without eczema, but could not explain the variance in TEWL (P=0.156) among children with eczema. In addition, when used as a predictive variable, sex could not explain the variance in TEWL among children with eczema (P=0.379) or among children without eczema (P=0.952). Similarly, the age×sex interaction term could not explain the variance in TEWL among children with eczema (P=0.194) or among children without eczema (P=0.088). These results showed that age alone significantly affected TEWL among children without eczema, but not among children with eczema; sex alone and the age×sex interaction term did not significantly affect TEWL among any of the children in the study.
 
Discussion
Skin hydration and TEWL are useful auxiliary tools in assessment of adult eczema for research purposes.8 13 21 The findings in this study confirmed our previous observations that SH and TEWL were correlated with disease severity (ie, objective SCORAD and overall SCORAD) in paediatric patients with eczema.13 As SH declines (ie, skin dryness increases), the clinical scores of objective SCORAD and overall SCORAD increase, indicating more severe eczema. Furthermore, as TEWL increases (ie, skin loses water through the epidermis), the clinical scores of objective SCORAD and overall SCORAD increase, indicating more severe eczema. In our study, SH and TEWL were also correlated with lichenification, which is an indicator of the chronicity of eczema.13 21 This study also demonstrated that age and sex could influence SH, but not TEWL. First, SH was significantly lower in children with eczema than in children without eczema, regardless of age or sex; no such difference was demonstrated with respect to TEWL. Second, SH was generally higher in young children, whereas TEWL did not differ on the basis of age. Hence, researchers should consider these relationships when interpreting SH measurements in infants.
 
Skin hydration was lower in children with eczema than in children without eczema (Fig). Trend analysis showed that SH declined more markedly in children with eczema than in children without eczema during the first 2 years of life. This phenomenon might reflect the onset and progression of eczema in early life. Skin hydration was correlated with skin dryness and lichenification (Table 2). With disease progression, skin dryness increases and lichenification develops as a sign of chronicity. Therefore, age is a key factor that affects SH and eczema severity. Among children aged >2 years, SH was higher in girls than in boys, regardless of the presence or absence of eczema. This universal phenomenon might be related to sex differences in cutaneous physiology. Furthermore, the observation of a sex difference in SH suggests that skin is less dry and more manageable with emollients in girls, compared with boys. We previously studied quality of life in children with eczema and found that not all aspects of quality of life were affected equally in children with eczema.22 Age and sex were important in that clothes/shoes caused more problems for girls, whereas itching and sleep disturbance primarily affected younger children. In addition, eczema damaged the epidermal layer of skin and caused greater self-image difficulties in girls than in boys, especially during childhood and adolescence. These findings indicated that psychosocial influences should be considered among patients with eczema. Notably, age influenced SH and TEWL among children without eczema. Although regression analysis showed that age was not a significant predictor of SH or TEWL among children with eczema, the partial eta squared (ηp2) for age was high, which suggested that it may explain some variance in both SH and TEWL. Thus, age should be considered in further studies of SH and/or TEWL.
 
The design and findings of this study were quite different from those in studies by Walters et al and Kong et al.23 24 The participants in the study by Walters et al were mainly Caucasian, while those in the study by Kong et al were mainland Chinese.23 In addition, the study by Kong et al was conducted in winter, such that the temperature and relative humidity were extremely low.24 Hong Kong is a subtropical climate and the skin measurements in the present study were performed using an established standard protocol. In addition, both prior studies focused on comparisons between children without eczema and their mothers. In contrast, our study compared SH and TEWL between children with eczema and children without eczema. Furthermore, our study showed the following: SH was significantly higher among both boys and girls aged ≤2 years than among boys and girls aged >2 years, regardless of the presence or absence of eczema; this age-related difference was not observed with respect to TEWL. Among children aged >2 years, SH was higher among girls with and without eczema than among boys with and without eczema; this sex-related difference was not observed with respect to TEWL. Regardless of age and sex, SH was lower among children with eczema than among children without eczema; this disease status-related difference was not observed with respect to TEWL. Hence, we concluded that age and sex affect SH. Kong et al24 also demonstrated a more permeable skin barrier in younger children, compared with both older children and adults. Potential underlying reasons for the findings in our study require further investigation because of the cross-sectional study design and limited sample size.
 
There were some limitations in this study. First, the sample size was small and did not allow in-depth subgroup analysis of children with eczema or children without eczema; thus, our findings cannot be used to establish age-based population norms for the assessment parameters used in this study. Second, the recruitment of patients was restricted to a single site; thus the sample may not have been representative of the population, and the generalisability of the results may be limited. Finally, the efficacy of skin barrier treatment was not evaluated. Future studies should address these limitations and confirm our findings.
 
Conclusion
This study investigated the effects of age and sex on SH and TEWL in children with and without eczema. Skin hydration was lower in children with eczema than in children without eczema and generally decreased with age, especially during infancy and in patients with more severe disease. Among children aged >2 years, SH was generally higher in girls than in boys. Thus, we presume that SH can be used to distinguish clinical differences in eczema based on age, sex, and disease status.
 
Author contributions
Concept or design: KL Hon.
Acquisition of data: PH Lam, WG Ng, JS Kung.
Analysis or interpretation of data: PH Lam.
Drafting of the article: KL Hon, PH Lam.
Critical revision for important intellectual content: KL Hon, WG Ng, JS Kung, NS Cheng, ZX Lin, CM Chow, TF Leung.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, KL Hon was not involved in the peer review process. Other authors have no conflicts of interest to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CRE.2016.118). Written informed consent to participate was obtained from patients or caregivers before enrolment in the study.
 
References
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13. Hon KL, Wong KY, Leung TF, Chow CM, Ng PC. Comparison of skin hydration evaluation sites and correlations among skin hydration, transepidermal water loss, SCORAD Index, Nottingham Eczema Severity Score, and quality of life in patients with atopic dermatitis. Am J Clin Dermatol 2008;9:45-50. Crossref
14. Horimukai K, Morita K, Narita M, et al. Transepidermal water loss measurement during infancy can predict the subsequent development of atopic dermatitis regardless of filaggrin mutations. Allergol Int 2016;65:103-8.
15. Hon KL, Tsang YC, Pong NH, et al. Patient acceptability, efficacy, and skin biophysiology of a cream and cleanser containing lipid complex with shea butter extract versus a ceramide product for eczema. Hong Kong Med J 2015;21:417-25. Crossref
16. Luk NM, Lee HC, Hon KL, Ishida K. Efficacy and safety of pseudo-ceramide containing moisture cream in the treatment of senile xerosis. Hong Kong J Dermatol Venereol 2009;17:181-4.
17. Chopra R, Vakharia PP, Sacotte R, et al. Severity strata for Eczema Area and Severity Index (EASI), modified EASI, Scoring Atopic Dermatitis (SCORAD), objective SCORAD, Atopic Dermatitis Severity Index and body surface area in adolescents and adults with atopic dermatitis. Br J Dermatol 2017;177:1316-21. Crossref
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19. du Plessis J, Stefaniak A, Eloff F, et al. International guidelines for the in vivo assessment of skin properties in non-clinical settings: Part 2. Transepidermal water loss and skin hydration. Skin Res Technol 2013;19:265-78. Crossref
20. Pinnagoda J, Tupker RA, Agner T, Serup J. Guidelines for transepidermal water loss (TEWL) measurement. A report from the Standardization Group of the European Society of Contact Dermatitis. Contact Dermatitis 1990;22:164-78. Crossref
21. Lio PA. Efficacy of a moisturizing foam in skin barrier regeneration and itch relief in subjects prone to atopic dermatitis. J Drugs Dermatol 2016;15:s77-80. Crossref
22. Hon KL, Leung TF, Wong KY, Chow CM, Chuh A, Ng PC. Does age or gender influence quality of life in children with atopic dermatitis? Clin Exp Dermatol 2008;33:705-9. Crossref
23. Walters RM, Khanna P, Chu M, Mack MC. Developmental changes in skin barrier and structure during the first 5 years of life. Skin Pharmacol Physiol 2016;29:111-8. Crossref
24. Kong F, Galzote C, Duan Y. Change in skin properties over the first 10 years of life: a cross-sectional study. Arch Dermatol Res 2017;309:653-8. Crossref

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