Piloting a partially self-financed mode of human immunodeficiency virus pre-exposure prophylaxis delivery for men who have sex with men in Hong Kong

Hong Kong Med J 2019 Oct;25(5):382–91  |  Epub 9 Oct 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Piloting a partially self-financed mode of human immunodeficiency virus pre-exposure prophylaxis delivery for men who have sex with men in Hong Kong
SS Lee, MD, FRCP1; TH Kwan, BSc2; NS Wong, PhD1; Krystal CK Lee, MB, BS, FHKAM (Community Medicine)1,3; Denise PC Chan, PhD1; Teddy TN Lam, PharmD, PhD4; Grace CY Lui, MB, ChB, FRCP1,5
1 Stanley Ho Centre for Emerging Infectious Diseases, The Chinese University of Hong Kong, Shatin, Hong Kong
2 Jockey Club School of Public Health and Primary Care, The Chinese University of Hong Kong, Shatin, Hong Kong
3 Department of Psychiatry, Queen Mary Hospital, Pokfulam, Hong Kong
4 School of Pharmacy, The Chinese University of Hong Kong, Shatin, Hong Kong
5 Department of Medicine and Therapeutics, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof Grace CY Lui (gracelui@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Pre-exposure prophylaxis (PrEP) with tenofovir disoproxil fumarate (TDF) 300 mg/emtricitabine (FTC) 200 mg is a proven strategy for preventing human immunodeficiency virus (HIV) transmission in men who have sex with men (MSM). This study aimed to test the feasibility and acceptability of PrEP delivered at a pilot clinic for MSM in Hong Kong, where PrEP service is currently unavailable.
 
Methods: Partially self-financed PrEP was provided to HIV-negative adult MSM with high behavioural risk of HIV transmission after excluding hepatitis B infection and renal insufficiency. Participants received daily TDF/FTC for 30 weeks at 13.3% of the drug cost. Adherence and behaviours were monitored through questionnaires while creatinine and HIV/STI (sexually transmitted infection) incidence were monitored with point-of-care and laboratory tests. Preference for continuing with PrEP was evaluated at the end of the prescription period.
 
Results: Seventy-one PrEP-naïve MSM were included in the study, of whom 57 (80%) were retained at the end of 28 weeks. Satisfactory adherence and self-limiting adverse events were reported, while none of the participants contracted HIV. Risk compensation was observed, with an STI incidence of 3.17 per 100 person-years. At the end of the prescription period, a majority (89%) indicated interest in continuing with PrEP. Preference for PrEP was associated with age ≥28 years and peer influence (P=0.04), while stigma was a concern. Price was a deterrent to self-financed PrEP, and only half (51%) considered a monthly cost of ≤HK$500 (US$1=HK$7.8) as reasonable.
 
Conclusions: A partially self-financed mode of PrEP delivery is feasible with good retention in MSM in Hong Kong.
 
 
New knowledge added by this study
  • A workable model for delivering affordable pre-exposure prophylaxis (PrEP) to men who have sex with men (MSM) at high risk of human immunodeficiency virus (HIV) infection in Hong Kong is important.
  • Risk compensation as reflected by diagnosis of sexually transmitted infections (STIs) following PrEP is a concern in a proportion of MSM.
  • Adverse events from the use of tenofovir disoproxil fumarate 300 mg and emtricitabine 200 mg for PrEP are not uncommon though normally self-limiting, but cessation may be required in a small proportion of PrEP users.
Implications for clinical practice or policy
  • Partially self-financed daily PrEP administered in conjunction with STI/HIV monitoring is operationally feasible and acceptable to MSM in Hong Kong, where PrEP is currently otherwise unavailable as a service.
 
 
Introduction
Pre-exposure prophylaxis (PrEP) with tenofovir disoproxil fumarate (TDF) 300 mg/emtricitabine (FTC) 200 mg is a key strategy for protecting people at high risk of human immunodeficiency virus (HIV) transmission. The effectiveness of PrEP for HIV prevention has been demonstrated in large-scale national studies1 2 3 and extensively reviewed in the literature.4 Mathematical modelling parameterised by data from the Netherlands concluded that PrEP for men who have sex with men (MSM) is cost-effective in the context of a stable HIV epidemic.5 Following approval of the Food and Drug Administration in the US, PrEP guidelines have been promulgated by the World Health Organization,6 the Centers for Disease Control and Prevention,7 and the European AIDS Clinical Society.8 Despite promotions and advocacies at different levels, uptake of PrEP has remained low internationally, with wide disparities across countries. Of note, Asia has been reported to account for fewer than 5% of all PrEP initiations recorded worldwide.9 Notably, cost remains an important deterrent to its introduction in most cities/countries where generic TDF/FTC cannot be prescribed legally, and Hong Kong is no exception. Elsewhere, different service models for PrEP delivery have been developed,10 but there exists a “purview paradox” causing obstructions in societal implementation.11
 
In Hong Kong, PrEP is currently unavailable as an HIV prevention service, where MSM have continued to account for a high proportion of newly reported HIV infections (67% in 2017; www.aids.gov. hk). A study was conceptualised to test the feasibility and acceptability of PrEP delivery by piloting a designated clinic to deliver lower-cost TDF/FTC to MSM at high risk of HIV transmission. The results of this study are expected to serve as a useful reference for the future development of sustainable PrEP programmes in Hong Kong.
 
Methods
Pre-exposure prophylaxis clinic
A research clinic was set up at Prince of Wales Hospital, the teaching hospital of The Chinese University of Hong Kong. In collaboration with HIV services and community-based organisations, eligible HIV-negative MSM were referred or self-referred to join the study. A bilingual (Chinese and English) website was set up to provide information about PrEP, with linkages to eligibility screening and behavioural and adherence surveys through the online system.
 
Participant recruitment
Participants were MSM aged ≥18 years who were normally resident in Hong Kong and could communicate in written and spoken English or Chinese. Potential participants who had not previously used PrEP were targeted. The main inclusion criteria were: firstly, history of unprotected anal sex in the preceding 6 months; and secondly, negative HIV antibody test result within the last 3 months; plus at least one of the following in the past 6 months: (a) diagnosis of sexually transmitted infection [STI], (b) sex partner(s) with positive or unknown HIV status, (c) history of recreational drug use during sex, ie, “chem-sex”; and/or (d) multiple sex partners. The exclusion criteria were: (a) having any form of mental illnesses; (b) inability or refusal to give consent; (c) incarceration; (d) known hepatitis B virus infection; and (e) known renal insufficiency with creatinine clearance <60 mL/min/1.73 m2.
 
Pre-exposure prophylaxis regimen and monitoring
Participants completed a pre-assessment to confirm their eligibility for inclusion in the study. A 2-week course of daily TDF/FTC was given free at the first visit to evaluate tolerance before the participant was asked to provide partial payment by instalment, covering a total prescription period of 30 weeks. The prescription was partially self-financed, as each person was required to pay HK$1316 (US$1=HK$7.8) 4 times for four consecutive prescription periods. As an incentive, the same payment entitled the participant to receive an increasing duration of medication. At week 28, a 2-week supply of medication was given free. The total cost was equivalent to 13.3% of the market price of patented TDF/FTC, or HK$702 per month, in Hong Kong.
 
Three forms of monitoring were implemented: (a) questionnaires for periodic data collection on HIV risk behaviours, adverse reactions to antiretrovirals, and adherence to daily self-administered PrEP by tablet PC, at each consultation; (b) point-of-care and laboratory tests: fourth-generation HIV antibody/antigen tests; plasma creatinine and estimated glomerular filtration rate; STI: syphilis serology, and urine tests for Neisseria gonorrhoeae and Chlamydia trachomatis by nucleic acid amplification test (NAAT); and (c) online diary for tracking daily intake of TDF/FTC and sexual activities. Finger prick was used for monitoring HIV, creatinine, and syphilis serology at selected time-points. Archived blood samples collected at baseline and week 28 were tested for hepatitis C virus antibody. A weekly email reminder was sent to participants requesting completion of the online diary.
 
Analyses
Complete case analyses were performed addressing: (a) acceptability/feasibility: characteristics of participants; proportion of MSM interested in continuing with PrEP following the study; retention in the programme; (b) outcome evaluation: drug adherence; coverage of unprotected sex; adverse reactions; detection of STIs at baseline; subsequent diagnoses while on PrEP; and preference for continuing PrEP use and service delivery models including price, setting, and regimen. Variables were assessed using univariate analysis. Categorical variables were tested with the Chi squared test if the expected value in each cell was at least 5; otherwise, Fisher’s exact test was used. Continuous variables were examined using the Mann-Whitney U test. The STROBE guideline was implemented in reporting the study.
 
Results
Between September 2017 and May 2018, 292 MSM were assessed.12 A total of 71 (median age, 32 years) MSM were included in the study. Their demographic and behavioural profiles are shown in Table 1. Half of the participants were self-referred; the rest were referred from community-based organisations and collaborating HIV services. Thirty-three (46%) participants reported a history of STIs, 15 of whom had a diagnosis in the preceding 6 months. All participants were PrEP-naïve, but 10 (14%) had previously been put on post-exposure prophylaxis after high-risk sexual exposure. Engagement in chem-sex was reported by 25 (35%) of the participants. The self-perceived risk of HIV infection was high in one-fifth of the participants. Over the 30-week prescription period, there was a total follow-up of 1639 person-weeks. At the end of the study period, 57 (80%) participants remained in the programme. Fourteen withdrew from the study, nine of whom (64%) did so within the initial 2 months. The following reasons for withdrawal were given by 10 participants: low or no perceived risk (6); adverse events (2); concern about adverse drug effects or drug interactions (1); unaffordability (1); inconvenience or too busy to attend the clinic (1); and on the advice of friends (1).
 

Table 1. Demographic characteristics and behavioural profile of men who have sex with men who participated in the study (n=71)
 
Full adherence to attending all visits was achieved by all participants who completed the study, though 16% (74/460) of the pre-arranged appointments required rescheduling. The rates of adherence to HIV testing (six time-points), plasma creatinine testing (three time-points), and STI screening (three time-points) were 100%, 99.5%, and 100%, respectively. Adherence to daily use of TDF/FTC, as derived from the questionnaires administered at each visit, is shown in Table 2. Overall, 60 out of 69 (87%) participants with diary data reported having ever omitted at least one dose. A median of two to three doses was missed between each pair of consultations, which took place at intervals of 4 to 8 weeks. The total number of doses omitted ranged from 1 to 71 (median, 6; interquartile range=3-14). Occasions of condomless sex without concurrent use of TDF/FTC were noted, which occurred in 20 out of 953 (2%) person-days. While participants were advised to take the TDF/ FTC tablet at about the same time each day, some 14% to 25% reported not being able to stick to the strict 24-hour dosing interval.
 

Table 2. Adherence of men who have sex with men to pre-exposure prophylaxis use
 
Adverse events relating to the use of TDF/FTC were reported by 35 (52%) out of the 67 participants who attended the clinic at least twice (Table 313). The main adverse events were: dyspepsia (18%), loose stool or increased bowel motions (16%), fatigue (15%), headache (12%), and nausea with or without decreased appetite (12%). Other adverse events included difficulty falling or staying asleep, dizziness, and anxiety or depression. These adverse events were generally mild (grade 1), self-limiting, and did not bother the participants, and the majority resolved within the first week. Two participants withdrew from the study because of grade 2 adverse events that lasted over 2 weeks. One complained of nausea, diarrhoea, stomach upset, and anxiety, which resolved 2 days after stopping TDF/FTC at week 8. The other had headache shortly after initiation on PrEP and depressed mood and fleeting suicidal ideation in the ensuing 2 weeks, which resolved upon stopping at week 4. Separately, plasma creatinine was measured at baseline, week 12, and week 28; there was a >20% increase of plasma creatinine in 7/63 (11%) and 6/57 (11%) of the participants compared with baseline, respectively. Three (5%) participants who completed the study had a 20% increase in plasma creatinine readings at both weeks 12 and 28. None had an estimated glomerular filtration rate level <60 mL/min/1.73 m2 at any time in the course of receiving PrEP.
 

Table 3. Adverse events related to the use of pre-exposure prophylaxis (n=67)
 
None of the participants contracted HIV in the course of the study. Condomless sex was reported by 70 out of 71 (99%) of the participants. Their behavioural profiles and STI diagnoses at different time intervals are shown in Table 4. Out of the 59 MSM followed up through week 20 or beyond, compared with baseline, condom use decreased in 22 (49%), increased in 9 (20%), and was unchanged in 14 (31%) for sex with known partners (n=45), and the corresponding rates for newly met partners (n=47) were 19 (40%), 7 (15%), and 21 (45%), respectively. Reduction of condom use with newly met partners was associated with the attainment of postsecondary education (odds ratio [OR]=2.00, 95% confidence interval [CI]=1.46-2.75, P=0.07 by Fisher’s exact test). There was no association between reduction of condom use and demographic characteristics, reasons for taking PrEP, or history of risk behaviours. The proportion of PrEP users engaging in chem-sex was similar before (41%) and after PrEP (32%-40%).
 

Table 4. Condomless anal sex and diagnoses of sexually transmitted infections at baseline and during the 28-week observation period
 
With regard to STIs, 2 (3%), 3 (4%), and 16 (23%) were positive for N gonorrhoeae (NAAT), C trachomatis (NAAT), and syphilis serology (nine treponemal only, seven treponemal and non-treponemal) at baseline, respectively. One of the 16 (6%) syphilis serology-positive MSM was a newly diagnosed infection. Over a follow-up period of 1639 person-weeks among those retained in the study for at least 12 weeks, 13 incident STIs (one N gonorrhoeae [incidence rate=3.17 per 100 personyears], three C trachomatis [incidence rate=9.52 per 100 person-years], and nine syphilis [incidence rate=28.55 per 100 person-years]) had occurred. The participants with incident STI were more likely to be poppers users (46% and 18% of participants with and without incident STIs used poppers, respectively; OR=3.81, 95% CI=1.03-14.10, P=0.06). None of the participants had positive results for hepatitis C virus antibody at baseline or follow-up.
 
At the last visit during the prescription period, participants (n=65) were asked about their future intentions regarding PrEP. Fifty-eight (89%) responded that they would like to continue with PrEP after the study. The MSM who preferred to continue PrEP after the study were more likely to be aged ≥28 years (OR=6.03, 95% CI=1.06-34.17, P=0.04) [Table 5]. Peer influence was important, as none of those uninterested in continuing on had discussed PrEP use with their boyfriends (P=0.04) or sex partners (P=0.04). Price (83%) was the most concerning factor affecting their PrEP-using decision, followed by efficacy (46%) and potential adverse drug effects (42%) [Table 6]. Some 14% were worried about embarrassment or stigma related to PrEP. The majority, 63 of 68 (93%), had disclosed their PrEP status to their partners, and 9 (14%) of them reported ever experiencing stigma. Half (51%) considered a monthly cost for PrEP of ≤HK$500 reasonable. Two-thirds (66%) accepted community-based organisations as the portal for receiving PrEP and monitoring. Over half (60%) and about half (48%) favoured daily mode and on-demand PrEP, respectively. Fewer than one-third favoured injection (28%) and time-driven PrEP (26%).
 

Table 5. Factors associated with preference for continuing PrEP after completion of study
 

Table 6. Preference for PrEP delivery models (n=65)
 
Discussion
Men who have sex with men have continued to be the hardest-hit population by the global HIV epidemic,14 and Hong Kong is no exception. While PrEP has not yet been implemented, its acceptance is generally high, at 78.6% among MSM in late 2016,15 but only 1% have been reported to have accessed PrEP.16 Our study was the first that has piloted PrEP delivery to MSM in Hong Kong. Our results showed that the operation of a PrEP clinic in Hong Kong is feasible and acceptable to the MSM community, as evidenced by our high retention rate of 80% among users of a daily regimen over the 7-month observation period. Severe adverse reactions were uncommon in our study, echoing the conclusion on the safety profile of PrEP, as illustrated in clinical studies and confirmed in reviews.4 17
 
None of the MSM in the study contracted HIV, but the small sample size did not allow the efficacy of PrEP to be evaluated. Elsewhere, a meta-analysis of multiple studies with different regimens concluded that PrEP reduced the HIV infection risk by 70% in the presence of high adherence.4 The failure of PrEP is very uncommon, as shown by a large-scale PROUD study2 and by evaluating real world data.18 In our pilot study, adherence to daily TDF/FTC, creatinine testing, and HIV/STI monitoring was high. Non-adherence to TDF/FTC could potentially lead to resistance if HIV infection occurs in the course of PrEP, though its incidence has remained low.19 Condomless sex in conjunction with the omission of TDF/FTC, which can be referred as PrEP-unprotected condomless sex, was relatively uncommon. Risk compensation, defined as the increased practice of condomless sex in PrEP users, is an emerging concern.20 21 Our results did not confirm any consistent increase of risk compensation behaviours, an observation shared by other recent studies.4 22 23 Increased incidence of STI could be more prevalent in the initial period of PrEP introduction19 24 or restricted to a subpopulation of MSM regardless of PrEP use.20 It is uncommon to see MSM starting to engage in condomless anal sex after PrEP initiation.23 One modelling study showed that STI incidence would decline with increased PrEP coverage.25 With increasing PrEP coverage, non-PrEP users may become a neglected community when planning STI/HIV interventions.26
 
The present results highlight that the major obstacle to PrEP implementation is its cost, as patented TDF/FTC is too expensive for out-of-pocket acquisition.16 In our study, requiring participants to pay an amount closer to the cost of generic products (HK$750 or <US$100 per month) appealed to only a fraction of the MSM approached. About half of the eligible MSM did not join this project because of the high cost incurred.12 Making PrEP free or affordable should be an effective strategy for preventing HIV transmission through high-risk behaviours. Taking reference to the situation in the US, different models for PrEP could be considered, including services at STI clinics, community health centres, community-based organisations, pharmacies, and private primary care providers.10 This study highlighted issues for consideration in the establishment of a local PrEP service. The need for dispensing prescription medicine alongside HIV/STI testing and toxicity monitoring has made access to PrEP complex. Vertical programmes that have conventionally offered HIV testing to high-risk populations have been more prepared to implement PrEP than overburdened primary care services tend to be.27 Other innovative models of PrEP delivery have been reported in other countries, such as pharmacy-based clinics in Seattle in the US,28 community health centres in Bangkok, Thailand,29 and integrated sexual reproductive health services in Wales.30 While those models provide lessons, they may not be relevant to the situation in Hong Kong. Finally, stigma could be a major deterrent to accessing PrEP, as expressed by some of the MSM who refused to participate.31 In rolling out PrEP, a marketing strategy that focuses on health protection rather than risk reduction may be more appropriate.32 A non-targeting approach regarding behavioural risk could be less stigmatising and may still be cost-effective at achieving HIV prevention in low-HIV incidence settings.33
 
The current study has some limitations. First, the sample size was small, such that the results may not be generalisable to the situation of the entire MSM community in Hong Kong. Second, sampling bias could not be eliminated, as the study included self-referred MSM and those referred from collaborating organisations. Individuals reluctant to participate in a clinical trial and those unwilling or unable to pay for TDF/FTC were excluded. Nevertheless, the study did manage to recruit MSM with high-risk behaviours, including those who engaged in chem-sex. Finally, we relied on self-reporting for tracking of HIV/STI risk, a strategy that might have underestimated high-risk behaviours. By subjecting the participants to STI screening at multiple time-points, we detected otherwise-hidden STIs both at baseline and during the course of PrEP. For maximum effectiveness, PrEP should go hand in hand with community-based STI/HIV monitoring, so that prompt treatment can be offered to those diagnosed with infections, while those testing negative can continue to be prescribed TDF/FTC for HIV prevention.
 
Conclusion
While cost is a major obstacle to scaling up implementation of PrEP, making it available free may pose an added challenge to countries or cities where a policy decision to introduce PrEP as a public health service has yet to be made. Our results suggested that a partially self-financed mode of delivery is feasible and could appeal to a proportion of risk-taking MSM. Fee-based PrEP provision has been available in other Asian Pacific countries like Thailand.34 A partially self-financed model could be an interim measure, and this is less demanding of resources in locations where generic TDF/FTC is not available (as in Hong Kong). Operationally, PrEP cannot be implemented in isolation but must be provided in conjunction with periodic HIV/STI testing, as reflected in our study. Provision of PrEP serves the dual purpose of HIV prevention and opportunistic STI screening, which enables prompt treatment to be given so as to reduce reinfections and the infection burden in the MSM community. Rectal C trachomatis or N gonorrhoeae infection has been shown to be associated with an increased risk of HIV transmission35 and should therefore be considered as part and parcel of the HIV prevention package. Finally, as PrEP is a biomedical form of HIV prevention, our results confirm that severe adverse events are uncommon, but moderate but intolerable reactions may occur in a small proportion of people on TDF/FTC, who would require clinical advice on cessation.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: SS Lee, TH Kwan, TTN Lam.
Acquisition of data: TH Kwan, NS Wong, SS Lee, GCY Lui, DPC Chan, KCK Lee.
Analysis or interpretation of data: TH Kwan, NS Wong, SS Lee.
Drafting of the article: SS Lee.
Critical revision for important intellectual content: SS Lee, GCY Lui.
 
Acknowledgement
Ms Mandy Li, Mr Chengqian Ye, Mr Choi-yin Lam, and Dr See-long Lee are thanked for their assistance in participant enrolment and management of the research clinic. We thank AIDS Concern, CHOICE (Community Health Organisation for Intervention, Care and Empowerment), Boys’ & Girls’ Clubs Association of Hong Kong, Integrated Treatment Centre, HIV services of Queen Elizabeth Hospital, Princess Margaret Hospital, and Prince of Wales Hospital for technical support and the referral of potentially eligible participants to the study. The Li Ka Shing Institute of Health Sciences and Stanley Ho Centre for Emerging Infectious Diseases of The Chinese University of Hong Kong are acknowledged for providing technical support in developing the analyses. Gilead Sciences, Inc. is acknowledged for drug donation in support of part of the study.
 
Declaration
The research data have been presented in part as posters at the Lancet–CAMS Health Summit 2018 (27-28 October 2018, Beijing, PR China), the 3rd Asia Pacific AIDS & Co-infections Conference 2018 (28-30 June 2018, Hong Kong), HIV Glasgow 2018 (28-31 October 2018, Glasgow, United Kingdom), and the 10th IAS Conference on HIV Science 2019 (21-24 July 2019, Mexico City, Mexico).
 
Conflicts of interest
GCY Lui has served as advisory committee member for Gilead Sciences, Merck, Sanofi Pasteur, and ViiV; and as a speaker for Gilead Sciences and Merck; and has received research grants/donations from Gilead Sciences, Merck and GSK. SS Lee has served as advisory committee member for Gilead Sciences, GSK and Merck; and as a speaker for Gilead Sciences sponsored events; and has received funding from Gilead Grants for community education activities.
 
Funding/support
This research was supported by the Council for the AIDS Trust Fund (Ref MSS264R), Hong Kong SAR Government.
 
Ethics approval
The study was approved by The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CREC 2016.470) and registered at the Centre for Clinical Research and Biostatistics Clinical Trials Registry of The Chinese University of Hong Kong (Ref CUHK_CCRB00533). A Clinical Trials Certificate was obtained following application to Department of Health of the Hong Kong SAR Government (Ref 100860).
 
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Prehospital electrocardiogram shortens ischaemic time in patients with ST-segment elevation myocardial infarction

Hong Kong Med J 2019 Oct;25(5):356–62  |  Epub 9 Oct 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Prehospital electrocardiogram shortens ischaemic time in patients with ST-segment elevation myocardial infarction
KS Cheung, FHKCEM1; LP Leung, FHKCEM2; YC Siu, FHKCEM3; TC Tsang, FHKCEM1; Matthew SH Tsui, FRCP (Edin), FHKAM (Emergency Medicine)1; CC Tam, FHKCP, FHKAM (Medicine)4; Raymond HW Chan, FHKAM (Medicine)5
1 Department of Accident and Emergency, Queen Mary Hospital, Pokfulam, Hong Kong
2 Emergency Medicine Unit, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Pokfulam, Hong Kong
3 Fire and Ambulance Services Academy, Hong Kong Fire Services Department, Tseung Kwan O, Hong Kong
4 Department of Medicine, Queen Mary Hospital, Pokfulam, Hong Kong
5 Division of Cardiology, Hong Kong Sanatorium & Hospital, Happy Valley, Hong Kong
 
Corresponding author: Dr KS Cheung ( cks373@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Total ischaemic time should be shortened as much as possible in patients with ST-segment elevation myocardial infarction (STEMI). This study evaluated whether prehospital 12-lead electrocardiogram (ECG) could shorten system delay in STEMI management.
 
Methods: From November 2015 to November 2017, 15 ambulances equipped with X Series Monitor/ Defibrillator (Zoll Medical Corporation) were used in the catchment area of Queen Mary Hospital, Hong Kong. Prehospital ECG was performed for patients with chest pain; the data were tele-transmitted to attending emergency physicians at the Accident and Emergency Department (AED) for rapid assessment. Data from patients with STEMI who were transported by these 15 ambulances were compared with data from patients with STEMI who were transported by ambulances without prehospital ECG or who used self-arranged transport.
 
Results: Data were analysed from 197 patients with STEMI. The median patient delay for activation of the emergency response system was 90 minutes; 12% of patients experienced a delay of >12 hours. There was a significant difference in delay between patients transported by ambulance and those who used self-arranged transport (P<0.001). For system delay, the use of prehospital ECG shortened the median time from ambulance on scene to first ECG (P<0.001). When performed upon ambulance on scene, prehospital ECG was available 5 minutes earlier than if performed in ambulance compartment before departure. Use of prehospital ECG significantly shortened AED door-to-triage time, AED door-to-first AED ECG time, AED door-to-physician consultation time, and length of stay in the AED (P<0.001 for all comparisons).
 
Conclusion: Prehospital ECG shortened ischaemic time prior to hospital admission.
 
 
New knowledge added by this study
  • Patient delay is significantly longer for patients who use self-arranged transport compared with those transported by ambulance.
  • System delay—in particular the time from ambulance on scene to first electrocardiogram (ECG)—is significantly shorter with prehospital ECG than without.
Implications for clinical practice or policy
  • To minimise ischaemic time, ECG should be performed on scene, rather than in the ambulance compartment whenever feasible.
  • This evidence supports a recommendation for the Hong Kong Fire Services Department to purchase prehospital ECG machines for the whole territory in the future.
 
 
Introduction
Approximately 10.6 persons in Hong Kong die of coronary heart diseases each day.1 Coronary heart diseases represent a spectrum of disorders, from common atherosclerosis to life-threatening ST-segment elevation myocardial infarction (STEMI). The European Society of Cardiology has divided the total ischaemic time in patients with STEMI into patient and system delays.2 System delays are further subdivided into emergency medical system and non-emergency medical system (hospital) delays. Minimising delays of all types would be most beneficial for patient outcome. To the best of our knowledge, there have been no studies of the components of ischaemic time in patients with STEMI in Hong Kong.
 
The Hong Kong Fire Services Department (HKFSD) serves as the primary emergency ambulance provider in Hong Kong. Ambulance services are activated by the Fire Service Control Centre upon calls to 999; the ambulances are staffed in accordance with protocols approved by the HKFSD Medical Director.3 Patients are transported to the nearest public hospital, based on their geographical location. There is no opportunity for patients to choose the destination hospital, and no primary diversions are used for chest pain/STEMI.
 
To shorten the total ischaemic time in patients with STEMI, the HKFSD and the Department of Accident and Emergency (AED) of Queen Mary Hospital (QMH) jointly launched a pilot project named ‘Prehospital Ambulance 12-lead Electrocardiogram for Chest Pain Patients in Hong Kong West Cluster’. Our group previously published an article using data from the first phase of this pilot project (12 November 2015 to 31 December 2016), demonstrating the impact of prehospital 12-lead electrocardiogram (ECG) on door-to-balloon time (D2B) in patients with STEMI who received primary percutaneous coronary intervention (PPCI).3 However, the majority of D2B time constituted the post-admission period, whereas myocardial injury likely began with the onset of symptoms before hospital admission. We hypothesised that prehospital ECG would also shorten the ischaemic time before hospital admission, including the first medical contact-to-first ECG time, AED door-to-triage and AED door-to-consultation time, and length of stay in the AED. In the present analysis, pre-admission data from our pilot project were compared with those of patients with STEMI who received the standard management. By assessing the patient flow from the onset of symptoms until admission, patient and system delays could be identified, and potential improvements could be implemented accordingly.
 
Methods
This was a retrospective observational study of data from the first and second phases of the ‘Prehospital Ambulance 12-lead Electrocardiogram for Chest Pain Patients in Hong Kong West Cluster’ pilot project (12 November 2015 to 5 November 2017). Data were provided by the QMH AED, QMH Cardiac Care Unit (CCU), and HKFSD.
 
The QMH CCU provided the list of all patients admitted through the AED with emergency coronary angiography, with or without PPCI. This included patients who travelled to hospital by self-arranged transport, as well as those who travelled by ambulance with and without prehospital 12-lead ECG. Patients were excluded if they had STEMI that developed during in-patient stay, if they had post-arrest malignant arrhythmia, or if they had extracorporeal-membrane-oxygenation-assisted cardiopulmonary resuscitation (ECMO-CPR). Patients secondarily transported from St John Hospital on an outlying island were also excluded. The HKFSD and QMH AED provided data regarding the first and second phases of our pilot project, in which 15 HKFSD ambulances in Hong Kong West Cluster were equipped with X Series Defibrillator/Monitor (Zoll Medical Corporation, Chelmsford [MA], US). Prehospital 12-lead ECGs of chest pain patients were tele-transmitted to the AED for immediate assessment by an emergency physician. Physicians from CCU received alerts regarding patients with suspected STEMI in ECG. This pilot project began on 12 November 2015; the first phase ended on 31 December 2016. In the first phase, all prehospital ECGs were obtained in ambulance compartments before departure from the scene. In the second phase (1 January 2017 to 5 November 2017), prehospital ECGs were performed either upon ambulance on scene or in the ambulance compartment, as determined by the ambulance crew based on the feasibility of carrying the X Series Defibrillation/Monitor to the scene.
 
The primary objective of this study was to investigate whether there were significant differences in patient and system delays between the use of prehospital 12-lead ECG and standard care. The primary outcomes were the patient and system delay times in minutes. Patient delay was measured from the time of symptom onset to the time of emergency response system activation. The times of emergency response system activation were the time of the 999 call for ambulance patients and the time of AED registration for patients with self-arranged transport. System delay was measured from the time of emergency response system activation to the time of admission through the AED. System delay was further stratified as the time from ambulance on scene to AED registration; ambulance on scene to first ECG (for patients travelling by ambulance); AED door-to-triage time, AED door-to-first AED ECG time, AED door-to-physician consultation time, and length of stay in the AED (for all patients). The secondary objective of this study was to assess accuracy of triage, benefit of performing prehospital ECG when ambulance on scene compared with in the ambulance compartment, ability to call CCU on/before patient arrival, and adherence to HKFSD performance pledge. Triage accuracy was measured by proportion of patients correctly triaged as category 1. Benefit of performing prehospital ECG when ambulance on scene compared with in the ambulance compartment was measured by shortened time in minutes to undergo ECG when the former is performed. Ability to call CCU on/before patient arrival was measured by the proportion of patients with CCU calls on/before AED registration. Adherence to HKFSD performance pledge was measured as the time from 999 call to the time of ambulance arrival at the street address.
 
Data were analysed by Excel 2010 (Microsoft Corp, Redmond [WA], US) and SPSS (Windows version 25.0; IBM Corp, Armonk [NY], US). The non-parametric Mann-Whitney U test was used to analyse statistical differences between groups.
 
Results
In all, 245 patients were admitted through the AED to the CCU with emergent coronary angiogram, with or without PPCI. In total, 43 patients were excluded because they developed STEMI during in-patient stay, exhibited post-arrest malignant arrhythmia, or required ECMO-CPR. In addition, five patients who were secondarily transported from St John Hospital were excluded. Data were analysed for a total of 197 patients from CCU and our pilot project. In the first phase, 118 patients were included; all underwent prehospital ECGs in the ambulance compartment. In the second phase, 79 patients were included; 36 and eight underwent prehospital ECGs in the ambulance compartment and on scene, respectively. The remaining 35 patients were transported by ambulances without prehospital ECG capabilities (Fig).
 

Figure. Inclusion and exclusion of patients
 
Patient delay
The median patient delay time was 90 minutes; 12% of patients experienced delays of >12 hours. There was significant difference in patient delay between patients travelling by ambulance and those who used self-arranged transport (Table 1).
 

Table 1. Patient delay (time of symptom onset to time of activating emergency response system)
 
System delay
There were significant differences between patients with and without prehospital ECG, in terms of median time from ambulance on scene to AED registration (Table 2), and ambulance on scene to first ECG (Table 3). Prehospital ECG was available 5 minutes earlier if performed upon ambulance on scene compared with that in ambulance compartment. This 5-minute difference also gave us an estimate of time required to transfer the patient to the ambulance from the scene where the patient experienced chest pain. Prehospital ECG performed at the time of ambulance on scene was available 35 minutes earlier than the first ECG (in the AED) for patients who used self-arranged transport.
 

Table 2. Ambulance on scene to Accident and Emergency Department registration time
 

Table 3. Ambulance on scene to first electrocardiogram time (n=128)
 
After excluding six patients with unknown time of 999 call or unknown time of ambulance arrival on scene, the median time from 999 call to ambulance on scene was 8 minutes (interquartile range, 6-10 minutes). Overall, 119 of 123 (96.7%) patients had times within 17 minutes (12 minutes to street address performance pledge by HKFSD, plus 5 minutes travel time between ambulance and scene). Forty-three patients with STEMI underwent prehospital ECG and had known CCU call times; of these, ambulance crews in 7 of 8 with ECG performed on scene (88%), and 25 of 35 with ECG performed in the ambulance compartment (71%), were able to contact the CCU physician on or before patient arrival in AED. With prehospital ECG, AED door-to-triage time, AED door-to-first AED ECG time, AED door-to-physician consultation time, and length of stay in the AED were all significantly shortened. In addition, more patients with STEMI were correctly triaged as category 1 if they had undergone prehospital ECG (Table 4).
 

Table 4. Accident and Emergency Department door-to-triage time, door-to-first AED ECG time, door-to-physician consultation time, correct triage category, and length of stay in the AED
 
Discussion
Patient delay
The MEDEA study showed that female sex and age >65 years were factors associated with delayed presentation in patients with acute myocardial infarction.4 Perceived barriers in care-seeking and symptom congruence were also associated with prehospital delays in Hong Kong Chinese patients with acute myocardial infarction.5 Although current guidelines recommend PPCI by an experienced team within 12 hours of symptom onset as a reperfusion strategy in patients with STEMI,2 12% of patients in our study called 999 or arrived at the AED >12 hours after symptom onset (Table 1). These delays might have worsened their outcomes. Moreover, 15 of 197 (7.6%) were evaluated by another physician before they presented to the AED, and those other physicians might have performed ECG in their clinics. Regardless of the availability of ECG in the other clinics, there is no formal communication channel between the AED and private physicians, with the exception of referral letters. These factors may also have contributed to delays.
 
A key factor for reducing prehospital delay is education of the public, especially high-risk patients, regarding the prudent use of emergency medical services and the typical symptoms of myocardial infarction. Online symptom checkers have been devised for patient self-diagnosis. However, an audit study found only moderate accuracy in these algorithms.6 Because patients with STEMI often have other medical co-morbidities that require regular follow-up by family physicians or general out-patient clinics, education regarding typical symptoms of myocardial infarction and the availability of prehospital ECG assessments could be provided during these regular consultations. Notably, prehospital ECG can be performed only after a patient has activated the emergency response system; therefore, it cannot shorten the patient delay unless it is coupled with public education regarding STEMI symptoms and public awareness of prehospital ECG availability.
 
Self-arranged travel versus ambulance transport
Approximately one-third of patients with STEMI in our pilot project used self-arranged transport for travelling to the hospital. This phenomenon is not unique to Hong Kong.7 8 9 Compared with patients travelling by ambulance, a greater proportion of patients travelling by self-arranged transport had patient delay time of >12 hours (Table 1). Self-arranged transport patients did not undergo prehospital ECG. The delayed activation of the emergency response system deprived such patients of early assessment by an ambulance crew, as well as early notifications to the AED and CCU physicians of unstable vitals and a potential need for life-saving treatment. It is important to educate the public on appropriate use of ambulance services. Mass media campaigns regarding use of ambulances for chest pain have been shown to increase emergency medical system use by people with chest pain and suspected acute coronary syndromes.10 In this study, there was a significant difference in the median times for ambulance patients to make 999 calls and for self-arranged transport patients to register in the AED (Table 1). This may be related to differences in awareness of STEMI symptoms, different patient attitudes regarding management of their own symptoms, and different treatment expectations regarding ambulance services. Education should emphasise early 999 calls for patients with STEMI symptoms, instead of the use of self-arranged transport.
 
The Hong Kong Fire Services Department performance pledge
For emergency ambulance calls, the HKFSD has a performance pledge of within 12 minutes for 92.5% of patients, from the time of the call to the arrival of an ambulance at the designated street address.11 For chest pain patients with suspected myocardial infarction, even when 5 additional minutes are added to include travel time from the ambulance to the scene (as estimated in Table 3), this pledge remains more stringent than those of ambulance services in other countries. For example, the average response time by the London Ambulance Service for corresponding category 2 calls is 18 minutes.12 In our 123 patients with STEMI who were transported by ambulances, the median response time was 8 minutes; 96.7% of patients received a response within the target of within 17 minutes during the pilot project. By enhancing the mobilising system and commissioning new fire stations/ambulance depots at various locations, the response time for chest pain patients is expected to decrease further.
 
Prehospital electrocardiogram and the potential for delayed transport to the hospital
Before this pilot project was implemented, there were concerns regarding delayed transport to the hospital due to the performance of prehospital ECG. In contrast to our expectations, the median scene-to-AED registration time was 3 minutes shorter in patients who underwent prehospital ECG, compared with patients who did not undergo prehospital ECG (Table 2). However, every ambulance journey was unique and involved a different travel distance. Because the actual distances travelled and the proportions of time used for performing prehospital ECG in each ambulance journey were not available, a larger data analysis is needed to clarify these findings.
 
On scene or in ambulance compartment
Among the 44 patients with STEMI who underwent prehospital ECG, the CCU physician was called before patient arrival in 7 of 8 (88%) patients for whom ECG was performed on scene and in 25 of 35 (71%) patients for whom ECG was performed in the ambulance compartment. The CCU call time was unknown for the remaining one patient. Therefore, performing prehospital ECG on scene allowed earlier CCU consultations. It has been recommended that 12-lead ECG recording and interpretation should be performed as soon as possible upon initial medical contact, with a target maximum delay of 10 minutes.13 This target was achieved in our pilot project in patients for whom prehospital ECG was performed on scene (median time: 6 minutes) [Table 3]. We were near this target in patients for whom ECG was performed in the ambulance compartment (median time: 11 minutes). Therefore, ECG performance on scene, rather than in the ambulance compartment, is recommended whenever feasible.
 
More efficient Accident and Emergency Department management in multiple steps
Preliminary history and vital signs collected during ambulance transport were immediately given to the triage nurse upon patient arrival. This shortened the triage time to 0 minutes (door-to-triage time) in patients for whom prehospital ECG was performed. Moreover, triage accuracy was improved: more patients with STEMI (40/44) who underwent prehospital ECGs were correctly triaged as category 1 (critical) and therefore received immediate treatment. Shortened times for door-to-first AED ECG and door-to-consultation were evident. Patients with STEMI who were transported by ambulance could provide notification to the AED before their arrival, thereby enabling pre-arrival preparation of an acute care room. In addition, an immediate AED physician assessment with repeat ECG could be performed upon patient arrival. These changes resulted in an overall reduction in the length of AED stay (nearly by half), compared with the length of AED stay for patients who did not undergo prehospital ECG. Shortened length of AED stay is beneficial for percutaneous coronary intervention centres where patients with STEMI cannot yet bypass the AED with direct catheterisation laboratory admission.
 
Conclusion
Delayed activation of the emergency response system and choice of transportation contributed to patient delay. Prehospital 12-lead ECG, preferably performed on scene, can shorten system delay and total ischaemic time in STEMI management.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: All authors.
Acquisition of data: KS Cheung, YC Siu, RHW Chan.
Analysis or interpretation of data: KS Cheung, LP Leung.
Drafting of the article: KS Cheung.
Critical revision for important intellectual content: All authors.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We would like to thank the staff of the following institutions: (1) Hong Kong Fire Services Department, for performing prehospital electrocardiograms and providing prehospital data; (2) Division of Cardiology, Department of Medicine, Queen Mary Hospital, for providing data on door-to-balloon and door-to-catheter time; (3) Department of Accident and Emergency, Queen Mary Hospital, for collecting patient clinical data; (4) Mr Fan Min of Emergency Medicine Unit, Li Ka Shing Faculty of Medicine, The University of Hong Kong, for statistical analyses; and (5) Zoll Medical Corporation (Chelmsford [MA], US), for providing the machines, training, and technical support free of charge.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Analysis of data from this pilot project was approved by the Institutional Review Board of The University of Hong Kong/ Hospital Authority Hong Kong West Cluster (UW19-184). The requirement for patient consent was waived.
 
References
1. HealthyHK, Department of Health, Hong Kong SAR Government. Coronary heart diseases. Available from: https://www.healthyhk.gov.hk/phisweb/en/healthy_facts/disease_burden/major_causes_death/coronary_heart_disease/. Accessed 21 Apr 2019.
2. Ibanez B, James S, Agewall S, et al. 2017 ESC Guidelines for the management of acute myocardial infarction in patients presenting with ST-segment elevation: The Task Force for the management of acute myocardial infarction in patients presenting with ST-segment elevation of the European Society of Cardiology (ESC). Eur Heart J 2018;39:119-77. Crossref
3. Cheung KS, Leung LP, Siu YC, et al. Prehospital 12-lead electrocardiogram for patients with chest pain: a pilot study. Hong Kong Med J 2018;24:484-91. Crossref
4. Ladwig KH, Fang X, Wolf K, et al. Comparison of delay times between symptom onset of an acute ST-elevation myocardial infarction and hospital arrival in men and women <65 years versus ≥65 years of age: findings from the Multicenter Munich Examination of Delay in Patients Experiencing Acute Myocardial Infarction (MEDEA) Study. Am J Cardiol 2017;120:2128-34. Crossref
5. Li PW, Yu DS. Predictors of pre-hospital delay in Hong Kong Chinese patients with acute myocardial infarction. Eur J Cardiovasc Nurs 2018;17:75-84. Crossref
6. Semigran HL, Linder JA, Gidengil C, Mehrotra A. Evaluation of symptom checkers for self diagnosis and triage: audit study. BMJ 2015;351:h3480. Crossref
7. Hong CC, Sultana P, Wong AS, Chan KP, Pek PP, Ong ME. Prehospital delay in patients presenting with acute ST-elevation myocardial infarction. Eur J Emerg Med 2011;18:268-71. Crossref
8. Mathews R, Peterson ED, Li S, et al. Use of emergency medical service transport among patients with ST-segment- elevation myocardial infarction: findings from the National Cardiovascular Data Registry Acute Coronary Treatment Intervention Outcomes Network Registry-Get with the Guidelines. Circulation 2011;124:154-63. Crossref
9. Lavery T, Greenslade JH, Parsonage WA, et al. Factors influencing choice of pre-hospital transportation of patients with potential acute coronary syndrome: an observational study. Emerg Med Australas 2017;29:210-6. Crossref
10. Nehme Z, Cameron PA, Akram M, et al. Effect of a mass media campaign on ambulance use for chest pain. Med J Aust 2017;206:30-5. Crossref
11. Fire Services Department, Hong Kong SAR Government. Performance pledge. Available from: https://www.hkfsd.gov.hk/eng/aboutus/performance.html. Accessed 21 Apr 2019.
12. NHS London Ambulance Service. New ambulance response categories. Available from: https://www.londonambulance.nhs.uk/calling-us/17086-2/. Accessed 21 Apr 2019.
13. Diercks DB, Peacock WF, Hiestand BC, et al. Frequency and consequences of recording an electrocardiogram >10 minutes after arrival in an emergency room in non-ST-segment elevation acute coronary syndromes (from the CRUSADE Initiative). Am J Cardiol 2006;97:437-42. Crossref

Sexual function, self-esteem, and general well-being in Chinese adult survivors of childhood cancers: a cross-sectional survey

Hong Kong Med J 2019 Oct;25(5):372–81  |  Epub 9 Oct 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Sexual function, self-esteem, and general well-being in Chinese adult survivors of childhood cancers: a cross-sectional survey
CF Ng, FHKAM (Surgery)1; Cindy YL Hong, MSc1; Becky SY Lau, MPH1; Jeremy YC Teoh, FHKAM (Surgery)1; Samuel CH Yee, FHKAM (Surgery)1; Alex WK Leung, FHKAM (Paediatrics)2; John WM Yuen, PhD3
1 SH Ho Urology Centre, Department of Surgery, The Chinese University of Hong Kong, Shatin, Hong Kong
2 Paediatrics Oncology Team, Department of Paediatrics, The Chinese University of Hong Kong, Shatin, Hong Kong
3 School of Nursing, The Hong Kong Polytechnic University, Hung Hom, Hong Kong
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This study was conducted to evaluate sexual function in adult survivors of childhood cancers and investigate possible relationships between sexual function and quality of life, as measured by general well-being, self-esteem, body image, and depressive symptoms.
 
Methods: This cross-sectional survey was performed in our centre from 14 August 2015 to 8 September 2017. Adult patients who had a history of childhood cancers, and who were disease-free for >3 years, were approached for the study during clinical follow-up. Clinical information was collected from medical records. Self-administered questionnaires regarding quality of life and sexual functioning were given to the patients and resulting data were analysed.
 
Results: Two hundred patients agreed to participate in the study. The overall response rate was 64.8%. Ninety-one (45.5%) patients were women, and the mean age was 25.4 ± 5.57 years. The overall sexual functioning score was 28.3 ± 20.09. Forty-eight (24.0%) patients reported at least one sexual problem. Among patients who reported no sexual problems, more had haematological cancers (P=0.009), fewer underwent surgery (P=0.004), fewer underwent surgery with external effects (P=0.032), and fewer were regular social drinkers (P=0.013); additionally, they had a higher mean Rosenberg self-esteem scale score (P=0.010), lower mean body image scale score (P=0.008), and lower mean Patient Health Questionnaire score (P=0.001).
 
Conclusion: Aspects of life beyond disease condition and physical function should be considered in adult survivors of childhood cancers. Appropriate referral and intervention should be initiated for these patients when necessary.
 
 
New knowledge added by this study
  • Approximately one-quarter of young Chinese cancer survivors in Hong Kong had at least one sexual problem.
  • Sexual problems were more common in men, in patients diagnosed with cancer at an older age, and in patients who were married or had a history of sexual experiences.
  • The presence of sexual problems in adult survivors of childhood cancer was significantly associated with a history of surgery, as well as a history of surgery with external effects; patients with sexual problems generally had lower physical well-being scores, lower self-esteem scores, higher body image scale scores, and an increased number of depressive symptoms.
Implications for clinical practice or policy
  • Rather than entirely focusing on disease condition and physical function, physicians and medical staff should ensure that they consider other aspects of life in survivors of childhood cancer, to support holistic recovery of these patients.
  • Multidisciplinary care, such as involvement of adult urologists and gynaecologists, would facilitate the transition of these young cancer survivors into adult life.
 
 
Introduction
Sexual health, defined by the World Health Organization as a state of physical, emotional, mental and social well-being related to sexuality, has been recognised as an integral part of overall health and quality of life.1 Improvements in disease understanding and treatment options have changed the circumstances involved in the management of sexual dysfunction and reproductive medicine.
 
With improvements in cancer care, the long-term outlook of paediatric cancer patients has significantly improved in recent decades.2 However, there is increasing awareness of the problems experienced by these cancer survivors when they reach adulthood.3 Potential problems experienced by adult survivors of childhood cancers include (1) physical and functional complications related to the cancer and its therapies (eg, delay in pubertal development, hormonal production, azo-/oligospermia, ovarian failure, and vaginal stenosis); and (2) psychosocial problems related to the cancer and its therapies (eg, concerns regarding cancer recurrence, self-esteem, and relationship problems). These physical and psychological dysfunctions affect the sexual health and overall health of the patients. The findings of many reports have suggested significant associations between sexual function and health status,4 and have revealed that these problems are relatively common among cancer survivors.5 6
 
Unfortunately, discussions of sexual dysfunction remain infrequent in traditional Chinese culture. The situation may be more difficult among young adult cancer survivors. Therefore, information regarding cancer-related sexual dysfunction, including its prevalence in the Chinese population, remains limited and may lead to an underestimation of the seriousness of the problem. To address this lack of knowledge and facilitate future development of childhood cancer care, this cross-sectional study was conducted to evaluate sexual function in adult survivors of childhood cancers and the relationships of sexual function with the general well-being, self-esteem, body image, and depressive symptoms of these patients.
 
Methods
Patients
The study was conducted in accordance with the Declaration of Helsinki and was performed at The Chinese University of Hong Kong. The sample size was based on a convenience sample of all patients that we could recruit during the 2-year study period. Consecutive patients who were returning to the paediatric oncology clinic for follow-up and who fulfilled the inclusion and exclusion criteria were invited to participate in the study. After patients provided informed consent, basic demographic data and disease-related information were collected.
 
The inclusion criteria were as follows: (1) diagnosed with cancer at age <18 years; (2) aged 18 to 40 years at the time of inclusion in the study; (3) not undergoing treatment and disease-free >3 years after completing treatment (excluding use of chemopreventive agents). The exclusion criteria were as follows: (1) original tumours that were hormone-dependent, such as breast cancer; (2) ongoing sex hormone supplementation; and (3) sensory/cognitive impairment that would interfere with the patient’s ability to independently complete the questionnaires.
 
Questionnaire data collection
A series of self-administered questionnaires were completed by the patients in a private room in the clinic. The following questionnaires were used.
 
Medical outcomes study sexual functioning scale
This is a validated instrument that has been widely used to identify sexual impairment and dysfunction associated with serious health conditions or side-effects of treatments.7 It consists of four questions for both male and female patients, which evaluate sexual problems including lack of interest in sexual activity, difficulty in becoming aroused, difficulty in relaxing and enjoying sex, and difficulty in achieving orgasm. Each outcome is measured with an ordinal scale ranging from 0 (‘not a problem’) to 4 (‘very much a problem’). The category of ‘not applicable’ was recoded as 0 during calculation. Total scores were calculated and transformed to a 0-100 scale; a higher score indicates more sexual problems. The questionnaire was translated and validated by Department of Nursing, The Polytechnic University of Hong Kong.
 
General Health Questionnaire Short Form-12
This questionnaire is used for general measurement of health status in terms of physical component score (PCS) and mental component score (MCS).8 The summary scores are calculated based on the standard scoring algorithm described in the manual9; a higher score represents better physical or mental health.
 
Rosenberg self-esteem scale
This tool is commonly used to evaluate self-esteem.10 11 It comprises 10 questions which assess both positive and negative feelings about the self. Patients respond to questions using a 4-point scale, ranging from ‘strongly agree’ to ‘strongly disagree’; a higher summary score indicates higher self-esteem.
 
Body image scale
Body image scale (BIS) is an 11-item scale used to assess body image changes in cancer survivors after cancer treatment.12 13 Body image changes can be rated in an ordinal scale ranging from 0 (‘not at all’) to 3 (‘very much’); a higher total score indicates greater body image distress.
 
Patient Health Questionnaire
Patient Health Questionnaire (PHQ-9) is widely used to measure depressive symptoms. It assesses the extent to which the symptoms were experienced by the patient in past 2 weeks.14 15 Patients respond to items using an ordinal scale ranging from 0 (‘not at all’) to 3 (‘nearly every day’). The degree of depression is graded based on the total score of the nine items: mild (5 ≤ score ≤ 9), moderate (10 ≤ score ≤ 14), and severe (score ≥15).
 
Statistical analysis
Descriptive statistics are presented as counts and percentages for categorical data, and as means and standard deviations for continuous data. The Chi squared test, Fisher’s exact test, analysis of variance, correlation, and simple linear regression methods were used for simple analyses and subgroup comparisons. More sophisticated analyses were performed using multiple linear regression and multivariable logistic regression, to control for potential confounders. All statistical analyses were performed using SPSS (Windows version 24.0; IBM Corp, Armonk [NY], United States). All levels of significance were set at the 0.05 level and all tests were two-sided. Missing data were excluded from analysis.
 
Results
Patient demographic characteristics and cancer treatment histories
The study was performed from 14 August 2015 to 8 September 2017. Three hundred seventy-two consecutive patients were approached, and 241 patients agreed to participate in the study. The overall response rate was 64.8%. Forty-one patients were excluded from analysis due to incomplete data collection or failure to appropriately meet the inclusion/exclusion criteria. Therefore, a total of 200 patients were included in the analysis.
 
Among the 200 patients, 91 (45.5%) were women; the mean age of all patients was 25.4 ± 5.57 years, and the mean age at diagnosis was 7.8 ± 5.09 years. In total, 133 (66.5%) patients had haematological cancer, among whom 92 (46.0%) had acute lymphoid leukaemia, 15 (7.5%) had acute myeloid leukaemia, and 10 (5.0%) had Hodgkin lymphoma. Sixty-seven (33.5%) patients had non-haematological cancer, among whom 11 (5.5%) had Wilm’s tumour, 10 (5.0%) had osteosarcoma, and eight (4.0%) had neuroblastoma. Sixty-five (32.5%) patients underwent surgery, and 23 (11.5%) exhibited visible external effects, such as limb resection. Fifty-three (26.8%) patients received radiotherapy and 176 (88.9%) received chemotherapy. Ten (5.0%) patients had experienced cancer relapse. Thirty-one (15.5%) patients were married, 94 (47.0%) were single with a current or previous relationship, and 75 (37.5%) were single and had never been in a relationship (Table 1). Eighty (40.4%) patients reported a history of sexual experiences and 15 (7.6%) had impregnated their partners or ever conceived a child.
 

Table 1. Demographic data of the entire cohort (n=200)
 
Sexual impairment and dysfunction related to childhood cancer and treatment
The overall medical outcomes study sexual functioning score was 28.3 ± 20.09. Men (32.3 ± 19.92) had a significantly higher mean sexual functioning score (ie, more sexual problems) than women (23.6 ± 19.36, P=0.002) [Table 2]. Age at the time of this study (r=0.193, P=0.006) and age at cancer diagnosis (r=0.147, P=0.037) were significantly positively correlated with sexual functioning score (ie, more sexual problems). Patients who had a history of sexual experiences (32.8 ± 19.45, P=0.008) or who had been married (38.1 ± 20.63, P=0.004) had a significantly higher mean sexual functioning score than patients who had no history of sexual experiences and who had not been married (Table 2). Multiple regression analysis controlling for all potential confounders suggested that male sex (β=9.20, P=0.001) and marital status of ‘married’ (β=13.95, P=0.038) were significantly associated with higher sexual functioning score (ie, more sexual problems) [Table 3].
 

Table 2. Sexual function (medical outcomes study sexual functioning score)
 

Table 3. Multiple regression analysis of medical outcomes study sexual functioning scale
 
Assessments of self-esteem, body image, and depression in all patients
The mean Rosenberg self-esteem scale score was 29.9 ± 4.25. Multiple regression analysis showed that a history of relapse (β=-2.89, P=0.044) was significantly associated with Rosenberg self-esteem scale score following adjustment for other variables (ie, patients who had a history of relapse had lower self-esteem) [online Supplementary Appendices 1 and 2].
 
The mean BIS score was 5.6 ± 4.45. Age at diagnosis was statistically significantly positively correlated with BIS score (r=0.260, P<0.001). Patients who had not undergone surgery (4.9 ± 4.09) had significantly lower BIS score than patients who had undergone surgery (7.1 ± 4.81, P=0.002). Patients who had a history of haematological cancer (4.9 ± 4.11) also had significantly lower BIS score than patients who had a history of non-haematological cancer (7.1 ± 4.77, P=0.002) [online Supplementary Appendix 1]. Multiple regression analysis suggested that age at diagnosis (β=0.22, P<0.001) was associated with BIS score (online Supplementary Appendix 2).
 
The mean PHQ score was 4.80 ± 4.27. The numbers of patients who reported minimal depressive symptoms and major depression were 68 (34%) and 24 (12%), respectively (online Supplementary Appendix 3). No statistical significance was found across demographics variables (online Supplementary Appendices 1 and 2).
 
The General Health Questionnaire Short Form-12 analysis revealed that the overall PCS was 51.2 ± 6.44. Age at the time of this study (r=-0.159, P=0.025) and age at diagnosis (r=-0.170, P=0.017) were significantly negatively correlated with PCS. Patients who had undergone surgery without external effects (51.9 ± 5.20) had significantly higher mean PCS (ie, better physical health) than patients who had undergone surgery with external effects (47.5 ± 7.39, P=0.018) [online Supplementary Appendix 1]. Multiple regression analysis showed that male sex (β=2.04, P=0.024) was significantly associated with PCS, following adjustment for other variables (online Supplementary Appendix 2). In contrast, the overall MCS was 49.0 ± 9.00. There were no statistically significant relationships between MCS and any demographic variables (online Supplementary Appendices 1 and 2).
 
Subgroup analysis based on sexual functioning scores
Patients were divided into three groups based on their sexual functioning scores. Forty-eight (24.0%) patients had experienced at least one sexual problem, 125 (62.5%) patients reported that they never had any sexual problem and/or stated ‘not applicable’, and 27 (13.5%) patients reported ‘not applicable’ for all items. Among women in this study, 19 (20.9%) reported at least a small problem in at least one aspect of sexual function, 49 (53.8%) reported ‘not a problem’ and/or ‘not applicable’ for all items, and 23 (25.3%) reported ‘not applicable’ for all items; among men in this study, these numbers were 29 (26.6%), 76 (69.7%), and four (3.7%), respectively (Table 4).
 

Table 4. Response to medical outcomes study sexual functioning scale
 
In the group with no sexual problems, more patients had haematological cancers (n=89, 71.2% vs n=24, 50.0%; P=0.009), fewer patients underwent surgery (n=34, 27.2% vs n=24, 50.0%; P=0.004), fewer patients underwent surgery with external effects (n=9, 26.5% vs n=13, 54.2%; P=0.032), and fewer patients were regular social drinkers (n=2, 1.6% vs n=6, 12.5%; P=0.013). The group with no sexual problems also had statistically significantly higher PCS (52.5 ± 5.62 vs 48.1 ± 7.96, P=0.003), higher Rosenberg self-esteem scale score (30.6 ± 4.24 vs 28.4 ± 4.06, P=0.010), lower mean BIS score (4.9 ± 3.89 vs 7.5 ± 5.38, P=0.008), and lower mean PHQ score (4.1 ± 4.44 vs. 6.8 ± 3.89, P=0.001) [Table 5]. However, in multivariable logistic regression analysis controlling for all potential confounders, no variables were statistically significant when comparing the group with no problems to the group with problems. After model selection, a history of surgery with external effects (odds ratio [OR]=6.09, P=0.001), PCS (OR=0.93, P=0.010), and Rosenberg self-esteem scale score (OR=0.89, P=0.013) were significantly related to the presence of sexual function problems (Table 6).
 

Table 5. Comparison between patients without sexual functioning problems (all responses to medical outcomes study sexual functioning scale = “no problem”) and those with reported sexual functioning problems (any sexual functioning problem reported on medical outcomes study sexual functioning scale)
 

Table 6. Multiple logistic regression analysis of medical outcomes study sexual functioning scores with other parameters
 
Discussion
Summary
In this study, approximately one-quarter of young Chinese cancer survivors in Hong Kong reported at least one sexual problem. Sexual problems were more common in men, in patients diagnosed with cancer at an older age, and in patients who were married or had a history of sexual experiences. Moreover, the presence of sexual problems was significantly associated with a history of surgery, as well as a history of surgery with external effects; patients with sexual problems generally had lower physical well-being scores, lower self-esteem scores, higher BIS scores, and an increased number of depressive symptoms. This new information can aid in understanding our patients’ needs and in guiding the provision of necessary care.
 
Sex-related differences in sexual function outcomes
In a similar study in the United States,4 involving 599 cancer survivors aged 18 to 39 years, 52% of female and 32% of male respondents reported at least ‘a small problem’ in one or more areas of sexual functioning. Overall, 42.7% of the patients in that study reported at least one problematic symptom; the overall sexual functioning score (indicative of more problems) was higher in women (21.6) than in men (10.6). Interestingly, the findings in our study contrasted with those of the prior study. Approximately one-quarter of survivors (24% overall, 26.6% of men, 20.9% of women) had at least one sexual problem. Furthermore, the overall sexual functioning scores for male and female survivors were 32.3 and 23.6, respectively. Therefore, fewer cancer survivors may experience sexual problems in Hong Kong. However, the problems experienced by these survivors may be more severe, as reflected by the higher sexual functioning score.
 
In our study, men had higher sexual functioning scores (ie, more sexual problems) than women. However, compared with men in the study (3.7%), many more women (25.3%) reported ‘not applicable’ (P<0.001). An overall lower score among women may not necessarily mean that they experienced fewer sexual problems; it might indicate that they were less sexually active. By excluding responses of ‘not applicable’ from the overall sexual functioning scale assessment, we found no significant sex-related difference in sexual functioning score (P=0.499). The mean scores for women and men were 31.62 ± 15.72 and 33.51 ± 19.25, respectively. Regarding patients with responses of ‘not applicable’ in the overall sexual functioning scale, 85.2% did not have sexual experience. Furthermore, women in the present study may have been less sexually active than men. A larger proportion of female survivors might only have sexual intercourse after marriage and thus be unaware of sexual problems prior to that point. Therefore, long-term assessment of sexual function is important for identifying sexual problems in cancer survivors, especially women.
 
Sex-related differences in specific sexual problems
Overall, the most common sexual problems reported were difficulties in relaxing and enjoying sex (19.5%) and difficulties in achieving an erection or orgasm (18.5%). Comparatively fewer survivors reported lack of sexual interest (13.0%) and problems in becoming sexually aroused (13.5%). Frederick et al16 performed a semi-structured interview study in a paediatric oncology and survivorship clinic, involving 22 childhood cancer survivors aged 18 to 39 who reported two or more sexual problems. The most commonly reported sexual problems were also difficulties in relaxing and enjoying sex (n=19, 86%) and difficulties in achieving an erection or orgasm (n=18, 82%), as in the present study. Frederick et al16 also reported that for each of the sexual function items, the proportion of women who reported problems (34.1%-39.5%) was greater than the proportion of men who reported problems (15.3%-20.4%). However, our study showed similar proportions of women and men experiencing problems in becoming sexually aroused (women: 13.2%, men: 13.8%) and in achieving an erection or orgasm (women: 18.7%, men: 18.3%). A greater proportion of men reported a lack of sexual interest (women: 8.8%, men: 16.5%) and an inability to relax or enjoy sex (women: 17.6%, men: 21.1%). The sexual problems experienced by cancer survivors seemed to differ between sexes. In Chinese culture, men play a more dominant role in a relationship, and typically initiate sexual activity.17 This might be why more men reported problems regarding sexual desire, including sexual interest, relaxation, and enjoyment. Because Asian women are more passive in terms of sexual activity, they might not view reduced sexual interest as a problem.18 Instead, they might be more concerned with an inability to achieve orgasm during sex.
 
The authors of previous studies proposed that greater numbers of female survivors reported sexual problems because they were more likely to experience cancer-related physical changes and psychological distress.4 19 However, our study showed no significant sex-related differences in physical health (P=0.072), mental health (P=0.354), self-esteem (P=0.184), body image (P=0.057), or depressive symptoms (P=0.349). This implies that the cancer survivors in our study did not experience sex-specific effects of their childhood cancer experience on their quality of life.
 
Implications for patient treatment
It is well-known that treatments for cancer may cause adverse effects on sexual function. Both Kenney et al20 and Van Dorp et al21 reviewed the literature regarding reproductive health of male and female survivors. They noted that alkylating agent chemotherapy and gonadal irradiation carried dose-related risks of primary gonadal dysfunction, which affected both sexual function and fertility. Chow et al22 also stated that surgery might involve long-term consequences, disfiguration with psychosocial impact, and delayed complications. Our study found that a larger proportion of survivors who had undergone surgery, especially surgery with external effects, reported problems involving sexual function, whereas survivors who had undergone radiation or chemotherapy showed no significant difference between the proportions of survivors who reported the presence or absence of problems involving sexual function.
 
Adolescence and young adulthood are the points in life when people focus intensely on their own bodies and can experience dissatisfaction with their bodies and physical appearances.23 Any alterations in physical appearance may affect their self-perceptions. Indeed, in a study involving focus groups and questionnaire surveys among survivors aged 15 to 29 years and matched controls to investigate body image and sexual health among adolescents and young adult cancer survivors, Olsson et al24 found that survivors perceived themselves to be less sexually attractive due to scars on their bodies and were less satisfied with their sexual function, compared with their matched controls.
 
With the progression of surgical techniques, such as the introduction of minimally invasive surgery, we presume that the impacts of scarring and physical disfiguration may be minimised. Until this change occurs, healthcare professionals should provide information regarding the potential adverse effects of treatments on the reproductive system and sexual function, as well as counselling to the survivors; importantly, survivors interviewed in previous studies indicated they had unmet needs for information, support, and counselling.20
 
Limitations
There were some limitations in our study. Because we did not include a control arm, we could not assess whether there were any differences between our patients and similar age-matched young adults in terms of the measured parameters. Therefore, we plan to perform a follow-up study that involves the application of the assessments in these questionnaires to similarly aged individuals in the general population to confirm our findings. Another limitation of this study was that it was performed in a single centre and the findings may be biased due to the specific patient population involved. However, this is one of the main children’s cancer centres in Hong Kong, and is therefore a major referral centre that receives patients from various regions of Hong Kong; combined with the moderate sample size, we consider this to provide a good representation of adult survivors of childhood cancer in Hong Kong.
 
Conclusion
In this cross-sectional study of 200 young Chinese cancer survivors, approximately one-quarter of the patients reported at least one sexual problem. A history of sexual problems was significantly associated with a history of surgery, as well as a history of surgery with external effects. Compared with patients without sexual problems, those with sexual problems generally had lower physical well-being scores, lower self-esteem scores, higher body image distress scores, and an increased number of depressive symptoms. Given the findings in this study, aspects of life beyond disease condition and physical function should be considered in adult survivors of childhood cancers. Moreover, appropriate referral and intervention should be initiated for these patients when necessary.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: CF Ng, AWK Leung.
Acquisition of data: BSY Lau, CF Ng, AWK Leung.
Analysis or interpretation of data: CYL Hong, BSY Lau, CF Ng.
Drafting of the article: CYL Hong, BSY Lau, CF Ng.
Critical revision for important intellectual content: All authors.
 
Conflicts of interest
As editors of the journal, CF Ng and JYC Teoh were not involved in the peer review process. Other authors have no conflicts of interest to disclose.
 
Funding/support
The project was supported by Hong Kong Children Cancer Fund.
 
Ethics approval
Approvals (CRE-2014.674) from The Joint Chinese University of Hong Kong—New Territories East Cluster Clinical Research Ethics Committee were obtained.
 
References
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3. Jacobs LA, Pucci DA. Adult survivors of childhood cancer: the medical and psychosocial late effects of cancer treatment and the impact on sexual and reproductive health. J Sex Med 2013;10 Suppl 1:120-6. Crossref
4. Zebrack BJ, Foley S, Wittmann D, Leonard M. Sexual functioning in young adult survivors of childhood cancer. Psychooncology 2010;19:814-22. Crossref
5. Sundberg KK, Lampic C, Arvidson J, Helström L, Wettergren L. Sexual function and experience among long-term survivors of childhood cancer. Eur J Cancer 2011;47:397-403. Crossref
6. Bober SL, Zhou ES, Chen B, Manley PE, Kenney LB, Recklitis CJ. Sexual function in childhood cancer survivors: a report from project REACH. J Sex Med 2013;10:2084-93. Crossref
7. Sherbourne C. Social functioning: sexual problems measures. In: Stewart AL, Ware JE, editors. Measuring Functioning and Well-being: the Medical Outcomes Study Approach. Durham (NC), United States: Duke University Press; 1992: 194-204.
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9. Lam CL, Tse EY, Gandek B. Is the standard SF-12 health survey valid and equivalent for a Chinese population? Qual Life Res 2005;14:539-47. Crossref
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11. Li HC, Chung OK, Ho KY, Chiu SY, Lopez V. A descriptive study of the psychosocial well-being and quality of life of childhood cancer survivors in Hong Kong. Cancer Nurs 2012;35:447-55. Crossref
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13. Lin MS. An investigation on the body image, medication adherence and quality of life in patients with systemic lupus erythematosus after prednisolone treatment [thesis]. China Medical University, Taichung City, Taiwan; 2010.
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15. Yu X, Tam WW, Wong PT, Lam TH, Stewart SM. The Patient Health Questionnaire-9 for measuring depressive symptoms among the general population in Hong Kong. Compr Psychiatry 2012;53:95-102. Crossref
16. Frederick NN, Recklitis CJ, Blackmon JE, Bober S. Sexual dysfunction in young adult survivors of childhood cancer. Pediatr Blood Cancer 2016;63:1622-8. Crossref
17. Lo SS, Kok WM. Sexual behavior and symptoms among reproductive age Chinese women in Hong Kong. J Sex Med 2014;11:1749-56. Crossref
18. Atallah S, Johnson-Agbakwu C, Rosenbaum T, et al. Ethical and sociocultural aspects of sexual function and dysfunction in both sexes. J Sex Med 2016;13:591-606. Crossref
19. The Family Planning Association of Hong Kong. Report on youth sexuality study 2016. 2017. Available from: https://www.famplan.org.hk/en/media-centre/press-releases/detail/fpahk-report-on-youth-sexuality-study. Accessed 9 Jul 2018.
20. Kenney LB, Antal Z, Ginsberg JP, et al. Improving male reproductive health after childhood, adolescent, and young adult cancer: progress and future directions for survivorship research. J Clin Oncol 2018;36:2160-8. Crossref
21. van Dorp W, Haupt R, Anderson RA, et al. Reproductive function and outcomes in female survivors of childhood, adolescent, and young adult cancer: a review. J Clin Oncol 2018;36:2169-80. Crossref
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24. Olsson M. Adolescent and Young Adult Cancer Survivors— Body Image and Sexual Health. Gothenburg, Sweden: University of Gothenburg; 2018.

Epidemiology of respiratory syncytial virus infection and its effect on children with heart disease in Hong Kong: a multicentre review

Hong Kong Med J 2019 Oct;25(5):363–71  |  Epub 9 Oct 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Epidemiology of respiratory syncytial virus infection and its effect on children with heart disease in Hong Kong: a multicentre review
SH Lee, MB, BS, FRCPCH1; KL Hon, MB, BS, MD2; WK Chiu, MB, BS, MD3; YW Ting, MB, ChB, FHKAM (Paediatrics)4; SY Lam, MB, BS, FRCPCH4
1 Department of Paediatrics and Adolescent Medicine, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Department of Paediatrics, The Chinese University of Hong Kong, Shatin, Hong Kong
3 Department of Paediatrics and Adolescent Medicine, United Christian Hospital, Kwun Tong, Hong Kong
4 Department of Paediatrics and Adolescent Medicine, Tuen Mun Hospital, Tuen Mun, Hong Kong
 
Corresponding author: Dr SH Lee (leeshm@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Objectives: There is no guideline in Hong Kong regarding respiratory syncytial virus (RSV) immunoprophylaxis for children with heart disease because of a lack of local data on RSV infection. Therefore, this study evaluated the epidemiology and impact of RSV infection on children with heart disease in Hong Kong, with the goal of providing recommendations regarding RSV immunoprophylaxis.
 
Methods: This multicentre retrospective case-control study on paediatric RSV infection was conducted in four local regional hospitals from 2013 to 2015. The patients’ demographic and clinical data were retrieved and analysed.
 
Results: There were 3538 RSV hospitalisations during the study period, and the mortality rate was 0.14%. Some RSV seasonality was present in Hong Kong, primarily in spring and summer. Respiratory syncytial virus infection was positively correlated with relative humidity and negatively correlated with wind speed and atmospheric pressure. Patients with heart disease had a more severe outcome than those without, including longer median hospital stay (4 vs 2 days, P<0.001), higher complication rate (28.6% vs 9.8%, P<0.001), and higher rates of intensive care (11.6% vs 1.4%, P<0.001) and mechanical ventilation (3.6% vs 0.4%, P=0.003). Complications in non-cardiac patients included myocarditis and Kawasaki disease. Predictors of severe RSV infection in patients with heart disease were heart failure, pulmonary hypertension, and severe airway abnormalities associated with congenital heart disease.
 
Conclusions: Respiratory syncytial virus infection occurs mainly in spring and summer in Hong Kong, and is related to meteorological conditions. Respiratory syncytial virus infection poses a heavy disease burden on children with heart disease. A local guideline on RSV immunoprophylaxis for these children is therefore needed.
 
 
New knowledge added by this study
  • This study reviewed the epidemiology and impact of respiratory syncytial virus (RSV) infection on children with heart disease (HD) in Hong Kong.
  • RSV infections are common in Hong Kong, and the incidence peaks from March to August; prevalence is greatest in children aged <1 year, and there is a mild male preponderance. Infection is favoured by high relative humidity, low wind speed, and low atmospheric pressure.
  • HD, both congenital and acquired, is a distinct risk factor for severe RSV infection in terms of hospital length of stay, reinfection, complication, respiratory failure, and the requirements for intensive care unit care and mechanical ventilation.
Implications for clinical practice or policy
  • A local guideline on RSV immunoprophylaxis is needed for children with HD.
  • In Hong Kong, an RSV immunoprophylaxis scheme administered monthly for 5 months, beginning in the first year of life, should be considered in children with HD who exhibit any of the following severity predictors: heart failure, pulmonary hypertension, and severe airway abnormalities associated with congenital HD.
  • The optimal timing for immunoprophylaxis may be during the local peak of infection, from March to August.
 
 
Introduction
Respiratory syncytial virus (RSV) infection poses a heavy disease burden in children worldwide.1 2 Haemodynamically significant congenital heart disease (hs-CHD) has been mainly studied and identified as a risk factor for severe RSV infection.3 4National immunoprophylaxis policies for RSV in children have been adopted worldwide.5 6 7 8 9 10 11 In Hong Kong, under the Paediatric Coordinating Committee of the Hospital Authority, guidelines and government funding for RSV immunoprophylaxis for children with bronchopulmonary dysplasia of prematurity were established in 2012.12 However, no consensus has been reached regarding guidelines for RSV immunoprophylaxis for children with congenital or acquired heart disease (HD), because the epidemiology and impact of RSV infection on these patients have not been delineated in Hong Kong.13 14 15 16 It has been suggested that the high morbidity and mortality rates of RSV infection in children with hs-CHD observed during the pre-palivizumab era3 are no longer applicable, owing to advances in healthcare. To widen the scope of the study regarding HD there is a need to conduct an updated local study regarding the epidemiology and impact of RSV infection on children with all types of HD, with the aim of providing evidence-based recommendations for RSV immunoprophylaxis.
 
Methods
Study design
Hong Kong has a population of 7.48 million, including a paediatric population (aged ≤18 years) of approximately 1.1 million. Over 90% of in-patient service and nearly all tertiary service is provided by the public health system. There are 12 public hospitals providing approximately 1500 acute paediatric beds, of which 45 are paediatric intensive care beds; the total annual discharges and deaths are approximately 88 500. The present study was a multicentre retrospective case-control study of RSV infection in children in four hospitals with large paediatric departments, including 22 paediatric intensive care beds and approximately 630 acute paediatric beds, from 1 January 2013 to 31 December 2015.
 
Recruitment criteria
Paediatric patients were recruited using the Clinical Data Analysis and Reporting System electronic database of the Hong Kong Hospital Authority. The inclusion criteria were: (1) any discharge diagnosis of RSV infection, including bronchiolitis and pneumonia [International Classification of Diseases, Ninth Revision, codes: 079.6 (0), 466.0 (9), 466.11, 480.1]; and (2) laboratory confirmation of RSV infection from patients’ nasopharyngeal or endotracheal secretions, either by immunofluorescent antigen staining (D3 Ultra 8 DFA; Diagnostic Hybrids Inc, Athens [OH], US) or RNA detection by reverse transcriptase polymerase chain reaction (Xpert Xpress Flu/RSV; Cepheid, Sunnyvale [CA], US).
 
Data collection
Information was collected regarding epidemiologic characteristics, demographics, and clinical information (eg, laboratory and pharmacy data, pre-existing co-morbidities, complications, reinfection, and intensive care unit [ICU] and ventilator requirements). Complications were defined as new secondary diagnosis related to RSV infection in a specific episode. Heart disease was defined as the presence of any active HD, including structural defects and cardiomyopathies. Patients who showed complete resolution of HD were considered normal. Diagnosis was confirmed by echocardiography, with or without cardiac catheterisation. Details of HD were retrieved, such as haemodynamic status, need for medication, and need for operation. One designated paediatrician from each hospital verified and retrieved information from the patients’ paper records, if needed. The numbers of hospital admissions for acute respiratory infections in the same period were also retrieved from each hospital. Meteorological information was obtained from the electronic database of the Hong Kong Observatory.
 
Main outcomes
First, the epidemiology of RSV infection and its association with meteorological conditions in the entire cohort was studied. Then patients were excluded if they had significant co-morbidities other than HD, including chronic lung disease, neuromuscular problems, and immunocompromised status, which are expected to increase the severity of RSV infection.17 18 19 Patients with social problems awaiting placement in the hospital causing undue prolonged hospital stay were also excluded. The remaining patients were then divided into heart disease (HD) and control (without any co-morbidities) groups to compare the severity of RSV infection. Cardiac patients alone were analysed to identify cardiac predictors of severe outcome from RSV infection (Fig 1).
 

Figure 1. Inclusion and exclusion criteria
 
Statistical analysis
Statistical analysis was conducted using SPSS (Windows version 23.0; IBM Corp, Armonk [NY], US). Continuous data were tested for normality. There was a large difference in sample size between the HD and control groups; therefore, non-parametric tests were used to compare these groups: the Mann-Whitney U test was used for univariate analysis of continuous data, and the Chi squared test or Fisher’s exact test were used for categorical variables, where appropriate. The same statistical analyses were repeated using a smaller control group (1/10 of the original size), which was obtained by generating an age- and sex-matched random sample from the original control group. This repeat analysis yielded similar results, which showed that the statistical tests used were acceptable despite the large discrepancy in sample size. Univariate and multivariate regression analyses were also performed. A backward variable selection method was used for model building. Results were considered statistically significant when P≤0.05.
 
Results
Epidemiology
There were 3538 RSV-related hospital admissions in the four paediatric departments during the 3-year period, which constituted 11.8% of acute respiratory infection admissions to the four departments and 43% of all RSV admissions to public hospitals in Hong Kong. The age distribution of the admitted patients is shown in Table 1. The RSV infections primarily affected children aged <5 years: 96.2% in the entire cohort and 97.3% in the HD group. Furthermore, RSV infections were most common in children aged <1 year: 44.6% in the entire cohort and 56.3% in the HD group. There was a mild male sex preponderance in the entire cohort, as well as in the HD group: male-to-female ratios of 1.32 and 1.29). The mortality rates were 0.14% (n=5) in the entire cohort and 0% in the HD group. All patients who died had an underlying chronic illness, such as congenital hereditary muscular dystrophy, spinal muscular atrophy, acute leukaemia, or asthma.
 

Table 1. Age distribution of the entire cohort of paediatric patients with respiratory syncytial virus infection, those with heart disease (heart disease group), and those without co-morbidities (control group)
 
The aggregated monthly trend of RSV infection is shown in Figure 2. Most infections (87.7% of those in the entire cohort and 91.1% of those in the HD group) occurred during the period from January to September, peaking from March to August (the spring and summer months). With respect to meteorological factors, bivariate correlation analysis of the entire cohort showed that the aggregated monthly RSV incidence had a statistically significant positive correlation with the monthly mean relative humidity (r=0.71, P=0.010) and statistically significant negative correlations with the monthly mean wind speed (r=-0.80, P=0.002) and monthly mean atmospheric pressure (r=-0.62, P=0.032) [Table 2]. Backward linear regression revealed that only monthly mean wind speed was significantly and independently associated with monthly RSV incidence (B=-31.716, 95% confidence interval [CI]=-48.61 to -14.82; P=0.002).
 

Figure 2. Aggregated monthly RSV-related hospitalisations among the entire cohort of paediatric patients with RSV (3538 episodes), those with heart disease (heart disease group, 112 episodes), and those without co-morbidities (control group, 3201 episodes), from 2013 to 2015
 

Table 2. Correlations of meteorological factors with aggregate monthly incidence of hospitalisation for RSV infection in the entire cohort, 2013 to 2015
 
Impact of respiratory syncytial virus infection on children with heart disease
Overall, 225 episodes were excluded because they involved patients who had co-morbidities other than HD. The HD group had 112 episodes involving 105 patients, while the control group had 3201 episodes involving 3155 patients. The demographic and clinical details of both groups are depicted in Table 3. The HD and control groups had similar age distribution (median [interquartile range]=0.9 years [0.46-1.97 years] vs 1.19 years [0.45-2.4 years]; P=0.068) and sex proportion (male preponderance of 56.3% vs 56.9%, P=0.899). There was no statistically significant difference in mortality rate (0% in HD group vs 0.03% in control group; P=1). Patient-based analysis revealed that the HD group had a higher RSV re-infection rate (>1 episode in the study period) than the rate in the control group (7.6% vs 1.7%, P<0.001). Respiratory syncytial virus infection was statistically significantly more severe in the HD group than in the control group in terms of the hospital length of stay (median=4 days [3-6 days] vs 2 days [2-4 days]; P<0.001), respiratory failure requiring respiratory support (17.0% vs 5.1%; P<0.001), requirement of ICU care (11.6% vs 1.4%, P<0.001), requirement of invasive or non-invasive mechanical ventilation (3.6% vs 0.4%, P=0.003), and occurrence of complications (28.6% vs 9.8%, P<0.001). Respiratory failure and dehydration were common complications in both groups. However, heart failure exacerbation (n=13) and arrhythmia (n=3) only occurred in the HD group, while febrile convulsion (n=96), acute myocarditis (n=2), and Kawasaki disease (n=8) were only observed in the control group. There was no statistically significant difference between the two groups in terms of co-infection rate (8.9% vs 7.8%; P=0.665). More than half of co-infections (55.4%) were due to respiratory organisms: rhinovirus was most common, followed by adenovirus, Haemophilus influenzae, and Pneumococcus bacteria (Table 4).
 

Table 3. Comparison of epidemiology, mortality and morbidity of patients with and without heart disease who were hospitalised for RSV infection
 

Table 4. Co-infections with other micro-organisms in the heart disease and control groups (n=3313)
 
Predictors of severe outcome in cardiac patients
In the HD group, 26 patients had a history of partial surgical repair of heart lesions, while nine others required urgent cardiac surgery after recovery from RSV infection. Four cardiac risk factors were identified: (1) heart failure requiring medications (n=26); (2) pulmonary hypertension (n=7); (3) severe airway abnormalities associated with congenital heart disease (CHD) such as pulmonary artery sling (n=6); and (4) cyanotic CHD (n=1). Each patient could have multiple risk factors; 75 patients had no risk factors. Regression analyses involving age, sex, and the four risk factors were conducted to identify variables that could predict the severity of RSV infection. Backward multivariate linear regression showed that total hospital length of stay was positively and independently associated with heart failure (B=4.65, 95% CI=2.55-6.74, P<0.001), pulmonary hypertension (B=5.52, 95% CI=1.89-9.15, P=0.003), and airway abnormalities (B=10.35, 95% CI=6.44-14.25, P<0.001). The ICU length of stay was positively and independently associated with airway abnormalities (B=5.90, 95% CI=3.73-8.07, P<0.001). Backward binary logistic regression revealed that the requirement of ICU care was positively associated with pulmonary hypertension (adjusted odds ratio [aOR]=20.67, 95% CI=3.74-114.21, P=0.001) and airway abnormalities (aOR=15.50, 95% CI=2.56-93.84, P=0.003). Similarly, respiratory failure was positively associated with both pulmonary hypertension (aOR=9.27, 95% CI=1.41-61.05, P=0.021) and airway abnormalities (aOR=11.21, 95% CI =1.84-68.33, P=0.009) [Table 5].
 

Table 5. Potential predictors of severe outcome from RSV infection in patients with heart disease
 
Discussion
To the best of our knowledge, this is the first study reviewing the epidemiology and impact of RSV infection on children with HD in Hong Kong. The representative sample in this study included 43% of all RSV-related hospitalisations in the public sector. Respiratory infection due to RSV was common in children in Hong Kong, causing 11.8% of hospital admissions for acute respiratory infection; it was most common in children aged <5 years, similar to the findings of another study in Hong Kong (96.2% vs 98.4%).13 However, the incidence of respiratory infection due to RSV in patients aged <1 year in the present study was lower than that in Western studies (44.6% vs 75%-90%).2 This is potentially because babies in Hong Kong are typically cared for at home with the help of grandparents or domestic helpers, rather than attending nursery facilities. Coupled with the small number of children in most Hong Kong families, this may have reduced the rate of cross-infection. 20 Male sex was identified as a risk factor for RSV-related hospitalisation, as in prior studies, but the male preponderance in this study was slightly lower than that of other studies (1.32:1 vs 1.44-1.65:1).2 13 20 21 22 23 The mortality rate of RSV-related hospitalisation was extremely low (0.14%), which was similar to the rates in local and worldwide studies (0.15%-1%).2 13 15 Most deaths occurred in patients who had underlying chronic illnesses.
 
Although the seasonality of RSV infection in Hong Kong, a subtropical area, is not well-defined in the manner observed in temperate regions, there is a degree of seasonal variation. As in other studies from Hong Kong and Singapore,13 14 15 16 24 this study showed that RSV infection peaked in the humid spring and summer months, but was less common from October to December during the dry and windy season. Indeed, analysis of meteorological data showed that RSV infection was positively correlated with relative humidity and negatively correlated with both wind speed and atmospheric pressure. Relative humidity has been consistently associated with RSV infection rate in other studies.13 16 25 Notably, RSV in large particle aerosol form is more stable at higher humidity and may thus favour transmission.25 While temperature, rainfall, and sunlight were associated with RSV infection in previous studies,13 16 25 this study showed that wind speed was negatively associated with RSV infection. We presume that strong wind disturbs the stability of RSV in aerosol. We recommend that individuals who care for young children maintain a dry and well-ventilated environment to decrease the likelihood of cross-infection. In addition, this study highlighted the differences in RSV seasonality in Hong Kong, relative to other parts of Asia. Taiwan has two biennial peaks (spring and autumn), while Malaysia has a single peak infection period (September to December).22 23 Thus, local epidemiological and climatic data are pivotal in determining the appropriate timing for RSV immunoprophylaxis.
 
In this study, we included all types of HD, rather than CHD alone; notably, acquired HD, such as cardiomyopathy, can increase vulnerability to RSV infection.26 The characteristics of RSV infection in cardiac patients have changed. First, the percentage of cardiac patients in this study was lower than that in prior studies (3.2% vs 8%-16.4%).3 22 27 28 29 Second, the outcome of RSV infection in this study was less severe than that of prior studies with respect to the requirement of ICU care (11.6% vs 30.4%-63%), requirement of mechanical ventilation (3.6% vs 19%-24%), and rate of mortality (0% vs 2.5%-37%).3 22 27 28 29 These differences may be related to the ongoing tendencies for economic and healthcare improvement; they may also be related to good antenatal ultrasound service, termination of pregnancies involving severe CHD, and easy access to medical service in Hong Kong. However, as in other studies, children with HD in Hong Kong exhibit significantly more severe outcomes from RSV infection than do children without co-morbidity.15 22 26 29 30 31
 
In the present study, myocarditis and Kawasaki disease were complications of RSV infection in the non-cardiac group. These associations have not been extensively reported in prior studies, and further investigation is needed. The lack of these complications in the HD group may be explained by the much smaller sample size in that group (the HD group had 112 episodes involving 105 patients, while the control group had 3201 episodes involving 3155 patients). The rate of co-infection with other respiratory viruses in this study was low compared with that reported in a meta-analysis (4.3% vs ≤50%)2; however, the findings were similar in that dual infection led to a more severe disease course and that rhinovirus was the most common co-infecting agent. Notably, adenovirus was the second most common agent in this study, whereas it was human bocavirus in the meta-analysis; the presence of this virus is not routinely assessed in Hong Kong.
 
Within the HD group, we identified three severity predictors for RSV infection, namely heart failure requiring medications, pulmonary hypertension, and severe airway abnormalities associated with CHD. The first two have been well described3 22 26 27 and were included in the American Academy of Pediatrics guideline for RSV prophylaxis11; severe airway abnormality associated with CHD has not been extensively investigated in previous studies of RSV infection. Pulmonary artery sling with tracheal stenosis is not easily identified during prenatal examinations and some affected patients remain undiagnosed for a few months after birth. The disease may first be identified during respiratory infection, such as RSV, and most patients exhibit severe courses of disease. In contrast to the findings of the Taiwanese study,32 we did not find cyanotic CHD to be a severity predictor. This was potentially because the number of such patients was very small in our series (n=1). Indeed, the number of live births of patients with severe cyanotic CHD is decreasing in Hong Kong due to the high rate of termination of pregnancies involving the disease. The number of surviving patients with severe untreated cyanotic CHD is also small, as they either receive some form of surgical treatment or do not survive early infancy.
 
Early studies stressed the importance of hygiene and infection control for the prevention of RSV infection.20 The IMpact-RSV study in the late 1990s led to the approval of palivizumab (a monoclonal antibody) for passive immunisation in the US in 1998 and in Europe in 1999 for children with chronic lung disease or prematurity.5 6 33 In 2003, the use of palivizumab in the US was extended to children with hs-CHD (heart failure, pulmonary hypertension, and cyanotic CHD) who were aged ≤2 years.7 34 Comparable national guidelines have been gradually adopted globally, including in Asian countries (Japan in 2006 and Korea in 2009).8 9 In temperate regions with a distinct RSV season length of approximately 6 months, the typical palivizumab regimen is monthly intramuscular injection at 15 mg/kg/dose during the RSV season, with a maximum of five doses. However, in subtropical regions without a clear RSV season, monthly injection may be necessary for the entire year, which is costly. In 2011, a study in Taiwan showed that a protocol of six consecutive monthly doses in at-risk children, beginning when the risk was initially detected in the first year of life, was also effective.10 Currently, the American Academy of Pediatrics limits routine RSV immunoprophylaxis to children who have acyanotic CHD with heart failure or pulmonary hypertension in the first year of life.11 In the United Kingdom, children who have cyanotic or acyanotic CHD with significant co-morbidities are recommended to receive RSV immunoprophylaxis until age 2 years.35 In 2017, however, an international steering committee broadened the indications to children with unoperated hs-CHD or symptomatic airway abnormalities who were aged ≤2 years, as well as children with cardiomyopathy requiring treatment who were aged ≤1 year.36 A Canadian-Italian group questioned whether children with hs-CHD need higher doses of immunoprophylaxis because of their increased inherent risks.37 Numerous studies have shown the safety and efficacy of RSV immunoprophylaxis and its long-term benefit in children with HD.6 30 38 39 40 It is therefore imperative to establish similar guidelines in Hong Kong. In accordance with local experience regarding bronchopulmonary dysplasia in premature babies,12 an RSV immunoprophylaxis scheme administered monthly for five doses, beginning in the first year of life, should be considered in children with HD who exhibit severity predictors such as heart failure, pulmonary hypertension, and/or severe airway abnormality related to CHD. The optimal timing for immunoprophylaxis may be during the local peak of infection, from March to August.
 
Limitations of this study
Because this was a retrospective hospital-based study, the incidence of RSV respiratory infection may have been underestimated; however, we presume that only patients with relatively mild disease were potentially omitted. As in all retrospective reviews, this study did not use a pre-defined protocol for management and clinical documentation. This limitation was partially addressed by analysing objective clinical details which are relatively standard and easily retrievable through electronic means. We also collected out-patient follow-up records when necessary to provide additional information regarding co-morbidities. However, instances of re-infection before and after the study period were not assessed due to technical limitations, which is not ideal.
 
Conclusions
Respiratory syncytial virus infections are common in Hong Kong, and the incidence peaks from March to August; prevalence is greatest in children aged <1 year, and there is a mild male preponderance. Infection is favoured by high relative humidity, low wind speed, and low atmospheric pressure. Heart disease, both congenital and acquired, is a distinct risk factor for severe RSV infection in terms of hospital length of stay, reinfection, complication, respiratory failure, and the requirements for ICU care and mechanical ventilation. In Hong Kong, an RSV immunoprophylaxis scheme administered monthly for five doses, beginning during spring and summer in the first year of life, should be considered in children with HD who exhibit any of the following severity predictors: heart failure, pulmonary hypertension, and severe airway abnormalities associated with CHD.
 
Author contributions
All authors contributed to the concept of study, acquisition and analysis of data. SH Lee and KL Hon wrote the article and had critical revision for important intellectual content. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Acknowledgement
We thank Ms Kathy YC Tsang of Prince of Wales Hospital who provided expert and continuous statistical support for this study.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
The results from this research have been presented, in part, at the following conferences:
1. The first phase of this research involving two hospitals on the impact of respiratory syncytial virus (RSV) infection in children with heart disease was presented in the 2nd Asian RSV Expert Forum, Singapore, 24 October 2016.
2. The preliminary data of this research involving four hospitals on the epidemiology and impact of RSV infection in children with heart disease were presented in: (a) "RSV infection in Hong Kong Children" forum organised by the Hong Kong Society of Paediatric Cardiology, 17 January 2017 and (b) the Working Group on Use of Palivizumab for RSV Infection Prophylaxis in Children under Hospital Authority Paediatric COC, 30 August 2017.
3. A modified abstract was selected as poster presentation in the Joint Annual Scientific Meeting of Hong Kong College of Paediatricians, 28 September 2019 (with prior permission by Editor-in-Chief of the Hong Kong Medical Journal).
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Research Ethics Committees of the Hospital Authority of Hong Kong (Ref KC/KE-16-0122/ER-2). There is no ethical concern and waiver for obtaining consent was approved by the Cluster Research Ethics Committees of the Hospital Authority of Hong Kong. All procedures performed in this study involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.
 
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Emergency attendances and hospitalisations for complications after transrectal ultrasound-guided prostate biopsies: a five-year retrospective multicentre study

Hong Kong Med J 2019 Oct;25(5):349–55  |  Epub 11 Oct 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Emergency attendances and hospitalisations for complications after transrectal ultrasound-guided prostate biopsies: a five-year retrospective multicentre study
KC Cheng, FHKAM (Surgery), FCSHK1; WC Lam, MB, ChB1;HC Chan, FHKAM (Surgery), FCSHK1; CC NgoFHKAM (Surgery), FCSHK2; MH Cheung, FHKAM (Surgery), FCSHK2; HS So, FHKAM (Surgery), FCSHK1; KM Lam, FHKAM (Surgery), FCSHK3
1 Department of Surgery, United Christian Hospital, Kwun Tong, Hong Kong
2 Department of Surgery, Tseung Kwan O Hospital, Tseung Kwan O, Hong Kong
3 Private Practice, Chiron Medical, Central, Hong Kong
 
Corresponding author: Dr KC Cheng (bryan.ckc@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Transrectal ultrasound-guided (TRUS) prostate biopsy is an established procedure for diagnosis of prostate cancer. Complications after TRUS biopsy are not well reported in Hong Kong. This study evaluated the 5-year incidences of TRUS biopsy complications and potential risk factors for those complications.
 
Methods: This was a retrospective review of biopsies performed from 2013 to 2017 in two local hospitals, using data retrieved from electronic medical records. The primary outcome was the occurrence of complications requiring either emergency attendances or hospitalisations within 30 days after biopsy. Potential risk factors were examined using multiple logistic regression analysis.
 
Results: In total, 1699 men were included (mean age ± standard deviation: 67 ± 7 years; median prostate-specific antigen level: 7.9 μg/L [interquartile range, 5.5-12.6 μg/L]); 4.3% had pre-biopsy bacteriuria. Overall, 5.7% and 3.8% of post-biopsy complications required emergency attendances and hospitalisations, respectively. Gross haematuria and rectal bleeding requiring emergency attendances developed in 2.1% and 0.4% of men; 0.8% and 0.4% required hospitalisations. Furthermore, 1.5% of men developed acute urinary retention requiring hospitalisations; 1.9% and 1.2% had post-biopsy infections requiring emergency attendances and hospitalisations, respectively, and 0.9% had urosepsis requiring hospitalisations. Prostate volume >48 cc was associated with an increased risk of post-biopsy retention (odds ratio 2.75, 95% confidence interval: 1.23-4.17).
 
Conclusions: The rate of overall complications after TRUS biopsy was low. The most common complications requiring emergency attendances and hospitalisations were gross haematuria and acute urinary retention, respectively. Prostate volume >48 cc increased the risk of post-biopsy urinary retention.
 
 
New knowledge added by this study
  • Complications requiring emergency attendances or hospitalisations after transrectal ultrasound-guided (TRUS) prostate biopsies are uncommon.
  • The most common complications requiring emergency attendances and hospitalisations are gross haematuria and acute urinary retention, respectively.
  • The presence of a large prostate (volume >48 cc) increases the risk of acute urinary retention after TRUS biopsy. However, no specific factors are associated with increased risk of post-biopsy infections.
Implications for clinical practice or policy
  • Patients with large prostate should be counselled for the increased risk of urinary retention after TRUS biopsy.
  • Despite the presence of antibiotic-resistant bacteria in urine and blood cultures, patients who develop sepsis after TRUS biopsy are likely to recover after a brief period of hospitalisation.
 
 
Introduction
Transrectal ultrasound-guided (TRUS) prostate biopsy, introduced in 1989,1 is an established and longstanding procedure for detection of prostate cancer. Because it can be learned rapidly and comprises a simple, office-based procedure, TRUS biopsy remains the most commonly performed procedure for diagnosis of prostate cancer.2 3 However, TRUS biopsy is associated with significant risks. Instances of bleeding are common, including haematuria, rectal bleeding, and haemospermia; however, these are generally mild and self-limiting.4 The most worrisome complication is post-biopsy infection, which occurs in 0% to 6.3% of men after TRUS biopsy.4 The risk is low, but the consequences are serious in affected patients. There is recent evidence to suggest that increasing numbers of quinolone-resistant organisms are contributing to the development of post-biopsy sepsis.4
 
In Hong Kong, there have been few reports of TRUS biopsy complications. Some studies have focused on infective complications in relatively small numbers of patients.5 6 Therefore, we reviewed TRUS biopsies performed over a 5-year period in two local hospitals to evaluate the incidences and types of complications, as well as their associated risk factors. This could provide an important insight into the overall TRUS biopsy complications, including infective and non-infective complications in the local population.
 
Methods
Patients and study design
This retrospective cohort analysis included men who underwent TRUS biopsy procedures during the period from 2013 to 2017 in United Christian Hospital, Hong Kong and Tseung Kwan O Hospital, Hong Kong. All patients who underwent TRUS biopsy procedures were included in the analysis. Indications for biopsy included elevated prostate-specific antigen (PSA) level, suspicious digital rectal examination of the prostate, restaging biopsies in incidental prostate cancer detected in transurethral prostatectomy or in patients under active surveillance of prostate cancer, and previous suspicion of prostate cancer (eg, high-grade prostate intraepithelial neoplasia or atypical small acinar proliferation). Pre-biopsy blood tests were performed to determine complete blood count, clotting profile, and PSA level. Mid-stream urine was collected 3 to 4 weeks prior to biopsy for bacterial culture analysis. A course of antibiotic treatment was administered if pre-biopsy bacteriuria was detected, based on the sensitivity profile of the involved bacteria. Anticoagulant medications and clopidogrel were discontinued prior to biopsy; the duration of cessation and any requirement for heparin coverage were determined by physicians. The use of low-dose aspirin was continued during biopsy. Oral bisacodyl tablets were used for rectal preparation on the morning of the biopsy procedure. Quinolone antibiotic prophylaxis with oral levofloxacin 500 mg was prescribed 1 hour prior to biopsy, then continued for 2 days after biopsy. This report was compiled in accordance with the STROBE guidelines.7 The principles outlined in the Declaration of Helsinki were followed.
 
Biopsy procedure
All biopsies were performed as day procedures. A 7.5-MHz biplanar transrectal ultrasound probe and 18-gauge needles with side-firing needle-guides were used for biopsy. Each patient was positioned in the left lateral posture with both hips and knees flexed. Prostate size measurement was calculated using the ellipsoidal formula. Topical lidocaine jelly and local anaesthetic injection with 10 mL of 1% plain lidocaine were used routinely in one hospital; these were injected into the area between the prostatic base and seminal vesicles. The other hospital used topical lidocaine alone. Six-core to 12-core systemic biopsies were performed depending on the hospital involved and the time frame of the biopsy procedure, as the two centres have changed the practice in performing more number of cores with time. Each patient was discharged on the same day after completion of the procedure. Clinical follow-up was performed at 4 weeks post-biopsy in an out-patient clinic to review the pathology findings.
 
Follow-up assessment
Patients who were admitted for biopsies were identified using the Clinical Data Analysis and Reporting System. Clinical records (ie, discharge summary, emergency case notes, clinic consultation notes, laboratory results, and ultrasound findings) were retrieved using the hospital-based Clinical Management System and the territory-wide Electronic Patient Record, which comprises a centralised medical records system shared by all public hospitals. Thus, men who had been admitted to another public hospital for complications could be identified. The patients’ records were examined and the occurrence of complications was determined using a standardised form. During post-biopsy follow-up examinations, clinical records from the Clinical Management System were examined to identify any potential attendances or admissions to private sector hospitals owing to complications. The primary outcome in this study was the occurrence of complications within 30 days after biopsy. Complications were defined as events requiring either emergency attendances or hospitalisations; these events were analysed separately. Post-biopsy urinary tract infections (PBI) were defined as the presence of urinary tract infection symptoms (dysuria, with or without frequency, urgency, or suprapubic pain) after biopsy, with or without sepsis. Based on the Sepsis-3 criteria, sepsis was defined as an acute increase in the Sequential Organ Failure Assessment score of ≥2.8 Acute urinary retention (AUR) was defined as acute painful retention of urine requiring catheterisation. Any lower urinary tract symptoms (LUTS) that occurred or worsened after biopsy, which required emergency attendances, were also recorded.
 
Statistical analysis
Statistical calculations were computed with the SPSS (Windows version 22.0; IBM Corp, Armonk [NY], United States). For examination of potential risk factors, continuous variables, such as PSA level and prostate size, were categorised based on the median values. The Chi squared test was used to compare complications between the two hospitals. Multiple logistic regression models were used to investigate potential risk factors for complications.
 
Results
In total, 1710 men were admitted to either of the two hospitals for TRUS biopsy procedures during the study period. Eleven men were excluded because they refused to undergo TRUS biopsy after admission; therefore, 1699 men were included in the study. The mean age (± standard deviation) of the men was 67 ± 7 years and median PSA level was 7.9 μg/L (interquartile range, 5.5-12.6 μg/L). Of the 1699 men in the study, 310 (18.2%) had a suspicious digital rectal examination of the prostate; the overall cancer detection rate was 19.8%. Characteristics and results of the biopsies are shown in Table 1. Overall, 5.7% and 3.8% of post-biopsy complications required emergency attendances and hospitalisations, respectively (Table 2). There were no occurrences of mortality in the entire cohort.
 

Table 1. Characteristics and results of prostate biopsies (n=1699)
 

Table 2. Complications requiring emergency attendances or hospitalisations after prostate biopsies (n=1699)
 
Bleeding complications
Overall, 2.1% of men in the study developed gross haematuria requiring emergency attendances, and 0.8% were hospitalised for further management. Haematuria subsided with conservative treatment in all affected men; no transfusions or emergency surgical interventions were needed. Rectal bleeding occurred in 0.4% of men; all required hospitalisations. Rectal bleeding resolved spontaneously in all affected men, except two who required rectal packing with adrenaline gauze for haemostasis. There were no cases of haemospermia requiring emergency attendances. No risk factors could be identified for emergency attendances or hospitalisations related to any bleeding complications (Table 3). Importantly, the continuation of low-dose aspirin was not associated with an increased rate of bleeding complications.
 

Table 3. Multiple logistic regression model examining risk factors for non-infective complications
 
Retention of urine and lower urinary tract symptoms
In all, 1.5% of men in the study developed AUR; all required hospitalisations. During these hospitalisations, the men were assessed by voiding trials; all were able to void spontaneously within 2 to 3 days. Acute-onset LUTS was present in 0.4% of men who had emergency attendances, and 0.1% of the men required hospitalisation. Prostate size >48 cc was associated with a nearly 3-fold increase in the risk of post-biopsy retention (odds ratio=2.75, 95% confidence interval: 1.23-4.17; Table 3). No risk factors were identified with respect to the occurrence of LUTS.
 
Post-biopsy infection
Pre-biopsy bacteriuria was present in 4.3% of men in this study. The most common causative bacterial species was Escherichia coli (1.8%) [Table 4]. Emergency attendances and hospitalisation rates for PBI were 1.9% and 1.2%, respectively. Sepsis occurred in 0.9% of men in this study, all of whom required hospitalisations (Table 2). Among patients who developed sepsis, none had a positive pre-biopsy urine culture. Post-sepsis urine cultures were positive in 46.7% (7/15) of the men who developed sepsis; all of these positive cultures showed growth of E coli, and 57% (4/7) of the cultures demonstrated quinolone resistance. Blood cultures were positive in 40% (6/15) of the men who developed sepsis; all of these positive cultures showed growth of E coli, and 83% (5/6) of the cultures demonstrated quinolone resistance. None of the men required intensive care and none developed prostate abscesses. The median hospital stay for men with sepsis was 6 days (interquartile range, 4-10 days).
 

Table 4. Types of pre-biopsy bacteriuria
 
Treatment for bacteriuria and the presence of diabetes mellitus both showed no associations with overall infection or urosepsis. No other factors tested including age and prostate size were associated with infective complications. There were no differences in the rates of overall complications requiring either emergency attendances (6.5% vs 4.6%, P=0.10) or hospitalisations (3.9% vs 3.8%, P=0.95) between the two hospitals. Moreover, there were no differences in the rates of overall post-biopsy infection or sepsis (0.8% vs 1.6%, P=0.13 and 0.5% vs 1.4%, P=0.19).
 
Discussion
Non-infective complications
Non-infective complications after TRUS biopsy were common in this study; fortunately, most comprised minor complications that did not require additional treatment. Using questionnaires and telephone for follow-up of patients who underwent TRUS biopsy, the ProtecT Study group found that haematuria occurred in 65.8%, rectal bleeding occurred in 36.8%, and haemospermia occurred in 92.6%, within 35 days after biopsy.9 A recent systematic review of TRUS biopsy complications reported wider ranges of complication rates: haematuria in 27.9% to 64.5% of patients, haemospermia in 6% to 90.1% of patients, and rectal bleeding in 11.5% to 40% of patients.4 These wide ranges of complication rates were largely dependent on the methods by which the complications were registered. In our study, the reported bleeding rate was lower, as we only included patients with complications requiring emergency attendances. The differences in our findings suggest that post-biopsy bleeding might generally be mild; thus, it does not require medical consultation.
 
Prostate size is reportedly associated with the risk of haematuria after biopsies, as is the number of cores, although this particular point remains controversial.10 11 12 However, our study did not find evidence to support these relationships. The post-biopsy retention rate in our study was comparable with that in the literature (0.2%-1.7%).4 All men had successful voiding trials in our cohort and did not require surgical intervention. Importantly, we found that prostate size was a risk factor for post-biopsy retention, consistent with the results of two other studies.10 11
 
Infective complications
Infective complications requiring hospitalisation have been reported in 0% to 6.3% of patients after TRUS biopsy.4 The Global Prevalence Study of Infections in Urology 2013 revealed post-biopsy infection in 5.2% of patients; of them, 3% required hospitalisation.3 A recently published population-based study showed an increasing trend in infective complications, comprising a four-fold increase in overall hospitalisations over 10 years.13 In the present study, we could not perform any temporal analyses of complications because the length of the study was insufficient; to the best of our knowledge, there have been no such temporal analyses in Hong Kong. The infection rate in our cohort was comparatively lower than that of most international studies,4 and similar to that in prior studies elsewhere in Asia14 15 (0% and 0.5% of PBI), as well as in Hong Kong5 6 (0.5% and 3.9%). Reasons for the apparent lower infection rate in people of Asian ethnicity compared with those of other ethnicities are unclear. Tsu et al6 reported that patients who underwent TRUS biopsy exhibited a high prevalence (53.6%) of antibiotic-resistant flora in the rectum, although the PBI rate remained low among these patients (2.4%). Numerous risk factors have been associated with the development of PBI.4 However, in the present study, we did not identify any factors that could predict the risk of PBI.
 
A positive urine culture was not a mandatory requirement to define PBI in this study, as a significant proportion of men who had urinary tract infection symptoms without systemic inflammatory response syndrome were treated and discharged directly from the emergency department, and most did not provide urine cultures. Thus, the emergency case notes were reviewed to determine whether PBI had occurred. In contrast, for men who had been hospitalised with sepsis, urine and blood cultures were available for analysis.
 
There were no reports of mortality in our cohort. In general, death directly related to biopsy is exceedingly rare and most patients die because of other factors. The reported mortality rates after TRUS biopsy are 0.09% to 1.3%, depending on the length of the post-biopsy follow-up period.4 Data from a prostate cancer screening trial showed a mortality rate of 0.095% in biopsy patients, which was comparable to that of the control group. Notably, the mortality rate in biopsy patients was lower than that in patients who had no biopsies; none of the deaths in the study were related to the biopsy procedure.16
 
Transperineal or transrectal approaches
There has been a recent surge of interest, both in Hong Kong and internationally, in performing transperineal prostate biopsies. Transperineal biopsies are advantageous in that they have an extremely low risk of sepsis and enable improved sampling of tumours in the anterior prostate.17 In transperineal biopsy, the needle is passed through clean and prepared skin, rather than faeces or bowel; this method is presumed to eliminate post-biopsy infection. In 2013, a large systematic review of transperineal biopsy showed no instances of sepsis, with only a few reported cases of PBI (0%-1.6%).4 Transrectal biopsy exhibits difficulty in sampling the anterior prostate. Indeed, transperineal biopsy reportedly exhibits a superior cancer detection rate, especially in terms of tumours in the anterior prostate.18 19
 
Despite these advantages in the rate of post-biopsy sepsis and sampling of anterior tumours, the transperineal approach has limitations. These include longer operating time, greater procedure-related pain, and increased post-biopsy retention, particularly in relation to the use of template mapping protocols.20 21 A systematic review and meta-analysis conducted in 2012, which compared the outcomes of transperineal and transrectal biopsies, did not show any differences in rates of complications between the two approaches.22 In our opinion, additional studies are needed to compare the two approaches in terms of cancer detection rate, complications, cost-effectiveness, and patient-reported outcomes before wide adoption of the transperineal approach is recommended.
 
In early 2018, we began exploratory use of transperineal prostate biopsy; thus far, we have used it for assessment of 71 patients. None of the patients have shown signs of sepsis or urinary tract infections; two patients were readmitted after biopsy for urethral bleeding and three patients were readmitted for urinary retention. The number of biopsies performed thus far is insufficient for a meaningful comparison with existing data from transrectal biopsies.
 
Limitations and future studies
To the best of our knowledge, this is the first study in Hong Kong to provide data regarding non-infective complications of TRUS biopsy. It provides valuable information for patients and can be used by clinicians during treatment counselling. Special precautions and education are needed for patients with a large prostate, as they exhibit an increased risk of post-biopsy retention. Nonetheless, the value of this study was limited by its retrospective nature.
 
The complications recorded were based solely on emergency attendances and hospitalisations in all public hospitals; importantly, attendances to private sector hospitals might have been missed. However, because approximately 90% of in-patient care in Hong Kong is provided by public hospitals, we presume that our approach enabled us to retrieve data regarding the vast majority of post-biopsy complications that required hospitalisations.23 In addition, patients who had attended private hospitals for complications, then attended public out-patient clinics for follow-up, could be identified and recorded unless they also selected private clinic follow-up.
 
Milder complications which did not require emergency attendances or hospitalisations, as well as sexual dysfunction and post-biopsy pain, could not be assessed in this study. Because of its retrospective design, we also could not report on prior antibiotics exposure and travel history among the patients, which limits analyses of risk factors. The number of cores taken could have affected the rate of complications.4 Approximately 20% of men in the cohort had sextant biopsies. The use of this lower number of cores might have led to underestimation of the rate of complications, compared with current standards for biopsy, in which 10 to 12 cores are taken.
 
Finally, a locoregional prospective multicentre study with other Asian nations would provide valuable insights into complications after prostate biopsies in the Asian population; it would also aid in assessments of differences in complications compared with Western nations.
 
Conclusions
Complications requiring emergency attendances or hospitalisations after transrectal prostate biopsy were uncommon; the most common complications requiring emergency attendances and hospitalisations were gross haematuria and AUR, respectively. Prostate volume >48 cc was a risk factor for post-biopsy urinary retention, but no specific risk factors were identified for post-biopsy infections. Patients with large prostate should be counselled for the increased risk of urinary retention after TRUS biopsy.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: KC Cheng, KM Lam.
Acquisition of data: KC Cheng, WC Lam, KM Lam.
Analysis or interpretation of data: KC Cheng.
Drafting of the article: KC Cheng.
Critical revision for important intellectual content: HC Chan, CC Ngo, MH Cheung, HS So.
 
Declaration
This research has been presented in part at the 15th Urological Association of Asia Congress 2017, 4-6 August 2017, Hong Kong.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We acknowledge and express our gratitude to Dr YS Chan and Dr Alvin Chan for the data entry.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Kowloon Central/Kowloon East Research Ethics Committee (Ref KC/KE-19-0182/ER-1).
 
References
1. Hodge KK, McNeal JE, Stamey TA. Ultrasound guided transrectal core biopsies of the palpably abnormal prostate. J Urol 1989;142:66-70. Crossref
2. Prostate Cancer: Diagnosis and Treatment. Cardiff, UK: National Collaborating Centre for Cancer; 2014.
3. Wagenlehner FM, van Oostrum E, Tenke P, et al. Infective complications after prostate biopsy: outcome of the Global Prevalence Study of Infections in Urology (GPIU) 2010 and 2011, a prospective multinational multicentre prostate biopsy study. Eur Urol 2013;63:521-7. Crossref
4. Loeb S, Vellekoop A, Ahmed HU, et al. Systematic review of complications of prostate biopsy. Eur Urol 2013;64:876-92. Crossref
5. Chan ES, Lo KL, Ng CF, Hou SM, Yip SK. Randomized controlled trial of antibiotic prophylaxis regimens for transrectal ultrasound-guided prostate biopsy. Chin Med J (Engl) 2012;125:2432-5.
6. Tsu JH, Ma WK, Chan WK, et al. Prevalence and predictive factors of harboring fluoroquinolone-resistant and extended-spectrum beta-lactamase-producing rectal flora in Hong Kong Chinese men undergoing transrectal ultrasound-guided prostate biopsy. Urology 2015;85:15-21. Crossref
7. von Elm E, Altman DG, Egger M, Pocock SJ, Gøtzsche PC, Vandenbroucke JP; STROBE Initiative. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement: guidelines for reporting observational studies. J Clin Epidemiol 2008;61:344-9. Crossref
8. Singer M, Deutschman CS, Seymour CW, et al. The Third International Consensus Definitions for Sepsis and Septic Shock (Sepsis-3). JAMA 2016;315:801-10. Crossref
9. Rosario DJ, Lane JA, Metcalfe C, et al. Short term outcomes of prostate biopsy in men tested for cancer by prostate specific antigen: prospective evaluation within ProtecT study. BMJ 2012;344:d7894. Crossref
10. Raaijmakers R, Kirkels WJ, Roobol MJ, Wildhagen MF, Schrder FH. Complication rates and risk factors of 5802 transrectal ultrasound-guided sextant biopsies of the prostate within a population-based screening program. Urology 2002;60:826-30. Crossref
11. Zaytoun OM, Anil T, Moussa AS, Jianbo L, Fareed K, Jones JS. Morbidity of prostate biopsy after simplified versus complex preparation protocols: assessment of risk factors. Urology 2011;77:910-4. Crossref
12. Ghani KR, Dundas D, Patel U. Bleeding after transrectal ultrasonography-guided prostate biopsy: a study of 7-day morbidity after a six-, eight- and 12-core biopsy protocol. BJU Int 2004;94:1014-20. Crossref
13. Nam RK, Saskin R, Lee Y, et al. Increasing hospital admission rates for urological complications after transrectal ultrasound guided prostate biopsy. J Urol 2010;183:963-8. Crossref
14. Raheem OA, Casey RG, Galvin DJ, et al. Discontinuation of anticoagulant or antiplatelet therapy for transrectal ultrasound-guided prostate biopsies: A single-center experience. Korean J Urol 2012;53:234-9. Crossref
15. Shigemura K, Matsumoto M, Tanaka K, Yamashita M, Arakawa S, Fujisawa M. Efficacy of combination use of beta-lactamase inhibitor with penicillin and fluoroquinolones for antibiotic prophylaxis in transrectal prostate biopsy. Korean J Urol 2011;52:289-92. Crossref
16. Pinsky PF, Parnes HL, Andriole G. Mortality and complications after prostate biopsy in the Prostate, Lung, Colorectal and Ovarian Cancer Screening (PLCO) trial. BJU Int 2014;113:254-9. Crossref
17. Pepe P, Garufi A, Priolo G, Pennisi M. Transperineal versus transrectal MRI/TRUS fusion targeted biopsy: detection rate of clinically significant prostate cancer. Clin Genitourin Cancer 2017;15:e33-6. Crossref
18. Ong WL, Weerakoon M, Huang S, et al. Transperineal biopsy prostate cancer detection in first biopsy and repeat biopsy after negative transrectal ultrasound-guided biopsy: the Victorian Transperineal Biopsy Collaboration experience. BJU Int 2015;116:568-76. Crossref
19. Huang S, Reeves F, Preece J, Satasivam P, Royce P, Grummet JP. Significant impact of transperineal template biopsy of the prostate at a single tertiary institution. Urol Ann 2015;7:428-32. Crossref
20. Guo LH, Wu R, Xu HX, et al. Comparison between ultrasound guided transperineal and transrectal prostate biopsy: a prospective, randomized, and controlled trial. Sci Rep 2015;5:16089. Crossref
21. Skouteris VM, Crawford ED, Mouraviev V, et al. Transrectal ultrasound-guided versus transperineal mapping prostate biopsy: complication comparison. Rev Urol 2018;20:19-25.
22. Shen PF, Zhu YC, Wei WR, et al. The results of transperineal versus transrectal prostate biopsy: a systematic review and meta-analysis. Asian J Androl 2012;14:310-5. Crossref
23. Kong X, Yang Y, Gao J, et al. Overview of the health care system in Hong Kong and its referential significance to mainland China. J Chin Med Assoc 2015;78:569-73. Crossref

Survey on common reference intervals for general chemistry analytes in Hong Kong

Hong Kong Med J 2019 Aug;25(4):295–304  |  Epub 12 Aug 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Survey on common reference intervals for general chemistry analytes in Hong Kong
Toby CH Chan, MB, BS1,2; Chloe M Mak, PhD, MD1,2; Sammy PL Chen, FRCPA, FHKAM (Pathology)2,3; MT Leung, MB, BS3; HN Cheung, MB, ChB, MRCP (UK)3; Daniel CW Leung, MSc2; HK Lee, MSc, PhD4; Eleanor C Koo, MSc5; YC Lo, MSc6
1 Chemical Pathology Laboratory, Department of Pathology, Hong Kong Children’s Hospital, Kowloon Bay, Hong Kong
2 Chemical Pathology Laboratory, Department of Pathology, Princess Margaret Hospital, Laichikok, Hong Kong
3 Chemical Pathology Laboratory, Department of Pathology, Queen Elizabeth Hospital, Jordan, Hong Kong
4 Chemical Pathology Laboratory, Department of Pathology, Tuen Mun Hospital, Tuen Mun, Hong Kong
5 Clinical Pathology Laboratory, Grantham Hospital, Wong Chuk Hang, Hong Kong
6 Chemical Pathology Laboratory, Department of Pathology, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 
Corresponding author: Dr Chloe M Mak (makm@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Reference intervals (RIs) are essential tool for proper interpretation of results. There is a global trend towards implementing common RIs to avoid confusion and enhance patient management across different laboratories. However, local practices with respect to RIs lack harmonisation.
 
Methods: We have conducted the first local survey regarding RIs for 14 general chemistry analytes in 10 chemical pathology laboratories that employ four different analytical platforms (Abbott Architect, Beckman Coulter AU, Roche Cobas, and Siemens Dimension EXL). Analytical bias was assessed by an inter-laboratory results comparison of external quality assurance programmes.
 
Results: Sufficient inter-laboratory and inter-platform agreement regarding the 10 analytes (albumin, alanine aminotransferase, aspartate aminotransferase, chloride, gamma-glutamyl transferase, phosphate, potassium, sodium, total protein, and urea) were demonstrated. However, the RIs were heterogeneous across all laboratories, with percentage differences of the upper RI value of up to 47% for aspartate aminotransferase (absolute difference of 16 U/L), 29% for urea (1.8 mmol/L), and 18% for potassium (0.8 mmol/L). The percentage difference between lower RI values was up to 24% for urea (0.6 mmol/L), 22% for phosphate (0.16 mmol/L), and 8% for total protein (5 g/L). The coefficients of variation of the upper RI values of potassium and sodium were 1.2 times and 1.0 times of their corresponding between-subject biological variation, respectively, representing unnecessary variations that are overlooked and unchecked in current practice.
 
Conclusions: We recommend the use of common RIs for general chemistry analytes in Hong Kong to prevent interpreter confusion, improve electronic data transfer, and unite laboratory practice. This is the first local study on this topic, and our data can lay the groundwork for increasing harmonisation of RIs across more laboratory tests.
 
 
New knowledge added by this study
  • Reference intervals (RIs) of general chemistry analytes are highly variable.
  • Ten analytes (albumin, alanine aminotransferase, aspartate aminotransferase, chloride, gamma-glutamyl transferase, phosphate, potassium, sodium, total protein, and urea) show satisfactory inter-laboratory and inter-platform agreement.
  • Implementation of common RIs is feasible.
Implications for clinical practice or policy
  • We recommend the use of common RIs in Hong Kong for general chemistry analytes to reduce redundant variation across laboratories.
  • This is the first local study on this topic, and our data can lay the groundwork for increasing harmonisation of RIs across more laboratory tests.
 
 
Introduction
Reference intervals (RIs) are an indispensable tool for clinical decision making in the interpretation of numerical pathology results. Simple yet elegant comparisons with reference subjects empower the interpreter with objective judgements and aid clinicians in diagnosis, treatment, monitoring, prognostication, and screening.1
 
Reference intervals are commonly defined as limiting values, usually upper and lower limits, between which a prespecified percentage (usually 95%) of results would fall.2 3 In daily practice, for most tests, there exists some degree of laboratory-specific bias related to differences in pre-analytical and analytical factors, such as the choices of analytical platform, methodology, and reagent. Therefore, it is desirable for laboratories to provide sets of laboratory-specific RIs following Clinical and Laboratory Standards Institute guideline C28-A3c. A laboratory may establish a new set of RIs by conducting an RI study with at least 120 reference individuals from each subgroup stratified by sex, age, and other parameters as appropriate.2 Conducting an RI study is challenging, as enormous efforts of human and financial resources are needed. As the list of analytes is long, it is almost impossible for every laboratory to repeat an RI study to accommodate future changes in methodology or analytical platforms.2 4 Alternatively, a laboratory may adopt the RIs established by other sources such as manufacturers or the literature and validate them with at least 20 reference individuals’ results. An additional option is for the laboratory to transfer previously established RIs according to mathematical formulas to account for differences in analytical factors.2 These methods ensure that each laboratory provides a set of clinically meaningful intervals to clinicians, aiding their management.
 
Therefore, for the same analyte, it is not uncommon to see different RIs across laboratories. This inter-laboratory coefficient of variation was reported by Ceriotti et al3 to be as high as 15% to 20% for the RIs of urea and creatinine. This could be reasonable for hormonal tests that are not optimally standardised, as demonstrated by the marked variations in RIs for thyroid hormones between four analytical platforms shown by a recent study in the UK.5 For analytes that are generally well standardised across platforms, such as plasma electrolytes, one would expect results generated by different laboratories to be comparable. Logically, with insignificant methodological bias, the RIs should be same for the specified homogenous population.
 
In 2007, the UK Pathology Harmony Group showed that laboratories were using different sets of Rls with no sound scientific basis despite using the same analytical platform and reagents.6 7 The same problem was later also revealed by a survey on RIs in Australasia.8 The differences in RIs were concluded to be unnecessary and would have created unneeded confusion during interpretation, which might lead to inappropriate investigations or treatments.9 10 Common RIs were offered as a solution to unite laboratory practices.4
 
In Hong Kong, we have observed a general trend of variation in RIs that resembles those in the UK and Australasia, with various RIs adopted for most tests, including general chemistry laboratory tests. Hence, we conducted the first local study to explore the situation with a territory-wide survey on RIs. The aim was to scientifically review the analytical variation of general chemistry laboratory tests between local laboratories and to examine the evidence for such variations.
 
Methods
Fourteen blood general chemistry analytes were included in this study, namely albumin, alanine aminotransferase (ALT), aspartate aminotransferase (AST), alkaline phosphatase (ALP), total bilirubin, calcium, chloride, creatinine, gamma-glutamyl transferase (GGT), phosphate, potassium, sodium, total protein, and urea. We conducted a territory-wide survey involving 10 chemical pathology laboratories. All laboratories provided routine services to assess the 14 analytes, except for AST, chloride, and GGT, which were not evaluated in three laboratories. The instruments were Abbott Architect (labs 1-3), Beckman Coulter AU (labs 4-5), Roche Cobas (labs 6-9), and Siemens Dimension EXL (lab 10). Table 1 summarises the analytical platforms and methodologies.
 

Table 1. Summary of analytical platform and methodology
 
The laboratories participated in the Condensed General Chemistry Programme provided by the Royal College of Pathologists of Australasia Quality Assurance Programs. In each cycle of the external quality assurance programme (EQAP), identical sets of QAP materials were analysed by each individual laboratory for the aforementioned blood general chemistry analytes using their own analytical platform. The use of QAP materials, which were commutable samples with the same properties as routinely analysed clinical samples, minimises the matrix effect. In routine clinical practice, EQAP safeguards laboratory performance by comparison with peers and reference methods. In the present study, we retrospectively review these readily available EQAP data from local laboratories for bias assessments. The participants provided their responses by email to the following items: (1) historical EQAP results of six cycles (105-11, 105-12, 105-15, 105-16, 106-03, and 106-04); (2) adult RIs in use for clinical service, and (3) analytical specification of assays.
 
Laboratory performance bias was assessed by percentage differences of EQAP results. Percentage difference was defined as the laboratory result minus the target value divided by the target value. The feasibility of applying common RIs among the laboratories was determined by the degree of agreement between the percentage differences and the corresponding allowable limits of performance.11 Data analyses were performed using Microsoft Excel 2016.
 
Results
Figure 1 shows that half of the 14 analytes showed agreement across all laboratories. The inter-laboratory differences are within the corresponding target allowable limit of error (ALE) for AST (-3% to +9%; target ALE ±12%), chloride (-1% to +2%; ±3%), phosphate (-1% to 4%; ±8%), potassium (-2% to 3%; ±5%), sodium (-1% to 2%; ±2%). Three other analytes (albumin, ALT, and GGT) also showed agreement across nine laboratories with the Abbott, Beckman, and Roche platforms, except Siemens which was only used by one laboratory.
 

Figure 1. Inter-laboratory comparison of 14 general chemistry analytes against their allowable limit of error
 
Figure 2 shows the inter-laboratory comparison of RIs for the 14 general chemistry analytes. Laboratories using the same platform generally adopted the same RIs, except for one laboratory using the Roche platform.
 

Figure 2. Inter-laboratory reference intervals of the 14 analytes among the four analytical platforms
 
Notably, for the seven analytes mentioned above that showed agreement within the target ALE, the RIs differed substantially across the 10 laboratories. Particularly, the upper RI limit ranged from 34 to 50 U/L (coefficient of variation [CV]: 11%): in male samples and 30 to 40 U/L (9%) in female samples in AST; 107 to 109 mmol/L (0.9%) in chloride; 1.39 to 1.52 mmol/L (2.7%) in phosphate; 4.4 to 5.2 mmol/L (6.7%) in potassium; 144 to 148 mmol/L (0.7%) in sodium; 79 to 87 g/L (2.2%) in total protein; and 6.3 to 8.1 mmol/L (8.1%) in urea. The lower RIs ranged from 98 to 102 mmol/L (1.7%) in chloride; 0.72 to 0.88 mmol/L (6.2%) in phosphate; 3.4 to 3.6 mmol/L (2.6%) in potassium; 136 to 137 mmol/L (0.2%) in sodium; 63 to 68 g/L (2.2%) in total protein; and 2.5 to 3.1 mmol/L (7.4%) in urea.
 
The remaining analytes (albumin, ALT, ALP, calcium, creatinine, GGT, and total bilirubin) demonstrated substantial platform-specific bias exceeding the target ALE. High bias exceeding the ALE was observed for ALT (+12% to +20%; target ALE ±12%) and GGT (+11% to +14%; ±12%), with negative bias exceeding the ALE in albumin (-5.3% to -7.1%; ±6%), ALP (-11.4% to -15.3%; ±12%), and calcium (-5.6% to -7.1%; ±4%) present on the Siemens platform. Negative bias exceeding the ALE in ALP (-12.2% to -14.8%; ±12%) was also detected on the Roche platform. For calcium, negative bias exceeding the ALE (-4% to -6%; ±4%) was also detected at one laboratory using the Beckman platform. For creatinine, all laboratories were in agreement about concentrations ranging from 152 to 349 μmol/L. However, significant negative bias (-13% to -22%; ±12%) was observed for creatinine levels at the target value of 67 μmol/L on the Abbott, Siemens, and Roche instruments. For total bilirubin, half of the laboratories showed agreement within the ALE, while the remaining laboratories had significant negative bias (-14% to 17%; ±12%).
 
The investigated laboratories used different RIs despite employing the same analytical platforms, methods and reagents, for 11 out of the 14 analytes among those using the Abbott platform (labs 1-3), 11 out of 14 of analytes among those using Roche platforms (labs 6-9), and three out of the 14 of analytes among those using the Beckman platforms (labs 4-5).
 
Sex-specific RIs were not consistently provided for eight analytes (ALP, ALT, AST, phosphate, potassium, total bilirubin, total protein, and urea). For instance, sex-specific RIs were not provided by two laboratories for ALP, two for ALT, two for AST, five for potassium, five for urea, seven for total protein, eight for phosphate, and nine for total bilirubin.
 
Discussion
Reference intervals are provided by laboratories as interpretative tools to aid clinical decision making. Theoretically, RIs could be affected by patient factors (eg, sex, age, ethnicity, biological variability), pre-analytical and analytical factors (eg, choice of method, reagents, platform, calibration), and statistical methodology.12 Therefore, for the same population, the RIs used for a test are inevitably influenced by the bias of the laboratory assays. In other words, RIs should theoretically be the same if the above-listed factors do not introduce significant bias.
 
In local practice, 10 analytes surveyed demonstrated sufficient agreement within the ALE between different analytical platforms across laboratories (Fig 1: AST, chloride, phosphate, potassium, sodium, total protein, and urea for all four platforms; albumin, ALT and GGT for Abbott, Beckman, and Roche platforms) [Fig 1]. These results confirmed the previous findings of bias assessment by the Australasian Association of Clinical Biochemists, which concluded that chloride, phosphate, potassium, sodium, total protein, and urea measurements showed sufficient similarity across analytical platforms and laboratories and that common RIs could be adopted.10 The same study found method-specific bias in AST levels averaging +22% for assays using pyridoxal-5-phosphate as an activator compared with those not using pyridoxal-5-phosphate.10 Our results showed a lesser degree of pyridoxal-5-phosphate–related bias (+7%), so this issue would not prevent the use of common RIs in the local scenario.
 
For analytes with demonstrated agreement across platforms and laboratories, the RIs are theoretically expected to be the same if obtained from the same group of reference (ie, ‘healthy’) individuals. In actual practice, for the seven analytes mentioned above, all of the adult RIs varied across laboratories, with the CV of the upper and lower limits of the RIs up to 11% and 7.4%, respectively. The inter-laboratory percentage differences of upper RI limits were up to 47% for AST (absolute difference: 16 U/L), 29% for urea (1.8 mmol/L), and 18% for potassium (0.8 mmol/L), and those of the lower RI limits were up to 24% for urea (0.6 mmol/L), 22% for phosphate (0.16 mmol/L), and 8% for total protein (5 g/L). We can compare the CVs of these analytes’ RIs against the corresponding between-subject biological variation (CV-G) values published by Ricos et al.13 The CV of the upper RI limits of potassium and sodium were 1.2 and 1.0 times those of CV-G, respectively while that of the lower RI limits of sodium and phosphate were 1.1 and 0.6 times those of CV-G, respectively. These RI variations generate significant additional bias during interpretation, which is often overlooked and unchecked. Furthermore, laboratories were using different RIs despite using the same analytical platforms and methodologies for these analytes. For example, among users of the Abbott platform, the potassium RIs of labs 1 and 2 were 3.6 to 5.2 mmol/L for samples of both sexes, while that of lab 3 was 3.5 to 4.5 mmol/L for male and 3.4 to 4.4 mmol/L for female samples. These variations were unnecessary, as supported by the sufficient agreement across analytical platforms and laboratories. Application of different RIs in various circumstances could lead to confusion among interpreters and hinder data management in the era of electronic health records.4 14 Similar trends of unexplained RI variations were previously observed in the UK for sodium, potassium, and other analytes, and this eventually lead to the Pathology Harmony group’s recommendation of harmonised RIs.7 At present, local laboratories often spend substantial human resources on decisions and maintenance regarding the appropriate RIs for large numbers of analytes. The use of common RIs for these seven analytes would unite local laboratory practices, facilitate electronic communications between laboratory information and electronic patient record systems, and streamline the maintenance of RIs.
 
For creatinine, low bias was noted for seven laboratories using the Jaffe methods, but this tendency spared the laboratories that used the enzymatic method on the Beckman platform. This bias was likely related to the high variability of the Jaffe method at low creatinine concentrations, which has been reported to be up to 30% on some platforms.15 While the remarkably good analytical agreement shown for the remaining five higher concentrations of creatinine support the use of common RIs, this should be cautiously reviewed, as the lowest concentration of creatinine (67 μmol/L) is very close to the lower RI limit. Further study of bias may be warranted for creatinine.
 
Substantial bias exceeding the ALE was demonstrated for the remaining six analytes, with high bias for ALT and GGT and low bias for albumin, ALP, and calcium on the Siemens platform; low bias for ALP on the Roche platform; low bias for calcium at one laboratory using the Beckman platform; and low bias for total bilirubin in labs 1 to 3, 7, and 8. Positive bias averaging 8% for albumin was observed for laboratories using the bromocresol green method compared with the bromocresol purple method, a pattern similar to the findings of Koerbin et al.10 16 Bias in ALT measurement could be attributed to differences in assay design,10 with an average of +7% bias shown for the assay using pyridoxal-5-phosphate over the assay that does not use it. Bias for calcium and total bilirubin could be related to methodological differences between platforms, while bias for ALP and GGT were likely to be specific to the analytical platform. While the feasibility of local common RIs for these six analytes was not confirmed by this study, our findings indicate that common RIs could still be considered for albumin, ALT, and GGT in laboratories using the Abbott, Beckman, and Roche platforms, which all laboratories except one use.
 
Variable adoptions of sex-specific RIs were another key finding of the survey. Heterogeneous and inconsistent practices of sex partitioning for RIs were noted in eight analytes (ALP, ALT, AST, phosphate, potassium, total bilirubin, total protein, and urea). Moreover, sex-specific RIs were sometimes different even within the same platform. For example, the upper RI limit of GGT in male samples differed by 35 U/L among users of the Roche platform, and the upper RI limit of ALP differed by 40 U/L and 7 U/L in male and female samples, respectively, among users of the Abbott platform. Common RIs with united practice of sex partitioning could be the solution to converge these practices.
 
Historically, heterogeneous and sometimes incomparable results of the same measurands could be obtained with different assays because of suboptimal standardisations in pre-analytical and analytical factors. Laboratory-specific RIs were advocated to compensate and allow for sound interpretations of laboratory results in clinical settings.17 Realising the need for assay standardisation, an enormous global effort has been taken in the past 60 years to study biological variability, standardise pre-analytical conditions and analytical methods, improve quality control, establish traceability of reference materials and methods, and implement EQAPs for various kinds of assays, led by the International Federation of Clinical Chemistry (IFCC) and other international/national organisations.18 Major successes have been realised for a large number of measurands, as listed on the website of the International Consortium for Harmonization of Clinical Laboratory Results.19
 
The concept of common RIs emerged in the early 2000s and has gained huge popularity over the past decade.4 The theory is simple: if the measured results of different assays are comparable, ie with adequate assay standardisation, the same RIs should be adopted given that the tests are performed on the same reference population.17 Redundant variations of RIs merely impair interpretation.
 
Presently, there are two types of common RIs: ‘objective’ and ‘subjective’ ones.20 Subjective common RIs were generally defined by scientific surveys and expert guidance with the harmonisation approach. Examples include the “agreed Pathology Harmony clinical biochemistry reference intervals for adults” for 15 general chemistry analytes recommended by the UK Pathology Harmony Group in 201121 and the “adult harmonised reference intervals” for 18 general chemistry analytes recommended by the Australasian Association of Clinical Biochemists and endorsed by the Royal College of Pathologists of Australasia in 2016.16 22 23 The two groups have since continued their work on harmonisation of various aspects of pathology in the past decade, with the UK Pathology Harmony Group working on the Pathology Harmony bookmark for tumour markers and requesting guidance for non-specialists, and the Australasian Association of Clinical Biochemists working on harmonisation of paediatric common RIs, serum protein electrophoresis reporting, lipid reporting, management and communication of high-risk lab results, arterial and venous blood gas RIs, and reporting of dynamic endocrine testing for adults and paediatric patients.6 7 8 16 24 25 26
 
Objective common RIs refer to those defined by well-conducted, multicentre reference studies, such as the Nordic Trueness Project, which was conducted with well-standardised pre-analytical and analytical handlings and the use of five control materials. The project involved 102 Nordic routine clinical biochemistry laboratories and more than 2500 carefully selected healthy reference individuals.27 The Nordic Reference Interval Project RIs for 25 general chemistry analytes were established and published in 2002 and implemented throughout Nordic countries in 2004 with the help of the Scandinavian Society of Clinical Chemistry.27 28 29 30 Among Asian countries, the Japan Society of Clinical Chemistry has recently published their nationwide common RIs for 40 laboratory tests determined by three multicentre RI studies.31 Table 2 8 21 23 28 31 summarises the common RIs published in different parts of world for the general chemistry analytes surveyed and the common RIs proposed by our study.
 

Table 2. Summary of adult common reference intervals published in United Kingdom, Australasia, Japan, and Nordic countries
 
In 2017, the IFCC Committee on Reference Intervals and Decision Limits (C-RIDL) published two landmark papers on the results of their global multicentre study on reference values of 25 chemistry analytes in 13 386 healthy adults recruited from 12 countries, including China,32 with the use of a specially designed serum panel.33 34 The study explored the regionality and ethnicity of these reference values globally and provided invaluable information for the possibility of future derivation and transference of the established RIs through use of the C-RIDL serum panel.34
 
The relatively small number and choice of QAP specimens for retrospective methodological comparisons represent a major limitation of our survey. Artificial materials used in QAP specimens generally gave rise to more variable and method-dependent results due to matrix effects.9 Despite this, our survey demonstrated that methodological bias would not prevent the use of common RIs for seven general chemistry analytes. For the remaining analytes, we speculate that the degree of methodological bias may be exaggerated by the matrix effect of the QAP, ie, the actual analytical difference is likely to be smaller when tested with a patient sample. Our findings should be verified with a formal prospective bias study with a standardised protocol and the use of another set of blood specimens, preferably unadulterated human samples, with pre-assigned reference values to ensure commutability.
 
This survey compared the adult RIs of 14 general chemistry analytes among 10 chemical pathology laboratories using four different analytical platforms. Bias assessments and comparisons of RIs revealed that different and variable RIs were provided by the laboratories despite sufficient inter-laboratory and inter-platform agreement regarding the RIs of 10 general chemistry analytes. The use of common RIs was found to be feasible and is recommended for these 10 analytes. Such use would unify and improve local standards of clinical laboratory practice. A well-designed implementation plan for common RIs with support from stakeholders including clinicians, pathologists, and scientists would be vital for the success of such a substantial project. Figure 3 shows our proposed implementation plan for the introduction of common RIs in Hong Kong, modified from the plan suggested by Tate et al8 for the harmonisation of adult and paediatric RIs in Australasia. Furthermore, the concept of common RIs could be expanded to cover more general chemistry analytes, eg, creatine kinase and magnesium; special chemical tests, eg, therapeutic drug monitoring and hormones; other clinical laboratory specialties, such as haematology and immunology; and paediatric RIs.6 7 8
 

Figure 3. Proposal for implementing common reference intervals in Hong Kong
 
Author contributions
All authors contributed to the concept or design, drafting of the article, and critical revision for important intellectual content. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The present survey is a retrospective observational review of local laboratory practice and external quality assurance program data with no patient participation, no access to private or sensitive patient data, no collection or analysis of human body fluid or tissue. The quality assurance program materials used for the data collection in the survey are processed samples designed by the external quality assurance program organiser to mimic the properties of clinical sample. Therefore, ethics approval was not applicable for this study.
 
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20. Ozarda Y, Sikaris K, Streichert T, Macri J; IFCC Committee on Reference Intervals and Decision Limits (C-RIDL). Distinguishing reference intervals and clinical decision limits—a review by the IFCC Committee on Reference Intervals and Decision Limits. Crit Rev Clin Lab Sci 2018;55:420-31. Crossref
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Pathogens in preterm prelabour rupture of membranes and erythromycin for antibiotic prophylaxis: a retrospective analysis

Hong Kong Med J 2019 Aug;25(4):287–94  |  Epub 12 Aug 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Pathogens in preterm prelabour rupture of membranes and erythromycin for antibiotic prophylaxis: a retrospective analysis
YY Li, MB, ChB; CW Kong, MB, ChB, MSc; William WK To, MD
Department of Obstetrics and Gynaecology, United Christian Hospital, Kwun Tong, Hong Kong
 
Corresponding author: Dr CW Kong (melizakong@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Many authoritative guidelines recommend prescribing erythromycin as antibiotic prophylaxis in patients with preterm prelabour rupture of membranes (PPROM). This study evaluated the spectrum of pathogens in PPROM and assessed the effectiveness of erythromycin prophylaxis.
 
Methods: This retrospective study enrolled pregnant patients who were diagnosed with PPROM and who delivered at ≥24 weeks of gestation in an obstetric unit from 2013 to 2017. Pathogens isolated from maternal, placental, and neonatal specimens were analysed; their sensitivity profiles to various antibiotics were recorded. Neonatal outcomes were also evaluated.
 
Results: The overall incidence of PPROM was 2.63%. Gram-positive bacteria were cultured in 18.4% of PPROM patients (most frequent: Group B Streptococcus [GBS; 14.6%]); Gram-negative bacteria were cultured in 12.8% of PPROM patients (most frequent: Escherichia coli [8.0%]). Both Gram-positive and Gram-negative bacteria were significantly associated with early-onset neonatal sepsis (P=0.036 and P=0.001). In analyses stratified by bacterial species, E coli was significantly associated with early-onset neonatal sepsis (P=0.004), whereas GBS was not (P=0.39). Gram-positive bacteria had high rates of resistance to common antibiotics: 42.2% of GBS and 50.0% of Enterococcus and other Streptococcus bacteria were resistant to erythromycin. Escherichia coli had high rates of resistance to ampicillin (70.3%) and gentamicin (33.3%); rates of resistance to co-amoxiclav (3.6%) and intravenous cefuroxime (14.0%) were low.
 
Conclusion: Gram-positive and Gram-negative bacteria were found in 29.1% of PPROM patients. Administration of erythromycin alone was insufficient to control these bacteria in 67.7% of patients with positive cultures.
 
 
New knowledge added by this study
  • Gram-positive and Gram-negative bacteria were found in 29.1% of patients with preterm prelabour rupture of membranes (PPROM), and the presences of these bacteria were significantly associated with the development of early-onset neonatal sepsis.
  • Erythromycin alone is insufficient to control the growth of Gram-positive and Gram-negative bacteria in patients with PPROM. In particular, Escherichia coli and Group B Streptococcus isolates showed high rates of resistance to erythromycin.
Implications for clinical practice or policy
  • Based on the increase in Gram-negative bacteria and the association of these bacteria with early-onset neonatal sepsis, intravenous cefuroxime (a second-generation cephalosporin) is proposed for use as antibiotic prophylaxis, in combination with erythromycin, in patients with PPROM.
 
 
Introduction
Preterm prelabour rupture of membranes (PPROM) occurs in 2.0% to 3.5% of pregnancies and contributes to 30% to 40% of all preterm births.1 Importantly, PPROM is directly associated with preterm labour, prematurity, chorioamnionitis, maternal and neonatal infections, and adverse maternal and neonatal outcomes.2 Patients with PPROM reportedly have a higher rate of abnormal microbial colonisation of the genital tracts than patients without PPROM; the prevalence of positive amniotic-fluid cultures in PPROM patients is approximately 32% to 35%.1 Administration of antibiotics in PPROM patients has been shown to significantly reduce clinical chorioamnionitis; delay the onset of delivery; decrease neonatal infection; and reduce the use of surfactant, oxygen therapy, and abnormal neonatal cerebral ultrasound prior to discharge from hospital.3
 
A randomised controlled trial published in 1997 showed that the use of erythromycin and ampicillin as antibiotic prophylaxis in PPROM patients could significantly reduce neonatal morbidity.4 In 2001, the landmark randomised controlled trial ORACLE 1 showed that the use of erythromycin could significantly prolong pregnancy in PPROM patients and could improve neonatal outcomes.1 Based on the above two trials, many authoritative guidelines recommend prescribing erythromycin with or without ampicillin for PPROM patients, including guidelines from the Royal College of Obstetricians and Gynecologists,5 the American College of Obstetricians and Gynecologists,6 the Society of Obstetricians and Gynaecologists of Canada,7 and the Royal Australian and New Zealand College of Obstetricians and Gynaecologists.8
 
However, more recent studies have found that colonisation by Gram-negative bacteria, especially Escherichia coli, has been increasing in PPROM patients, such that these bacteria constitute a significant proportion of all pathogens involved in cases of PPROM and early-onset neonatal sepsis.9 10 Because the above two trials were conducted nearly 20 years ago, the objective of this study was to re-evaluate the pathogens involved in PPROM and characterise their respective sensitivity profiles to guide the appropriate choice of antibiotics used for optimal control, and to assess whether erythromycin remains an effective antibiotic to control these pathogens in PPROM patients.
 
Methods
This was a retrospective analysis of a cohort of all pregnant patients who were diagnosed with PPROM and who delivered at ≥24 weeks of gestation in United Christian Hospital from 1 January 2013 to 31 December 2017. These patients were identified and retrieved from the labour ward registry. Diagnoses of PPROM were made based on clinical history and speculum examination to determine the presence of liquid leaking from the cervical os; ultrasound was performed when necessary to aid the diagnosis of PPROM. In accordance with our department protocol, all patients who were diagnosed with PPROM underwent microbiological investigation, including high vaginal swab and mid-stream urine for bacterial culture, and low vaginal swab and rectal swab for Group B Streptococcus (GBS) culture. Maternal blood culture was performed if maternal fever or signs of acute chorioamnionitis were observed. Microbiological investigation was repeated when clinically indicated. All patients who were diagnosed with PPROM were administered oral erythromycin 250 mg, 4 times per day for 10 days, unless labour was established; patients at <35 weeks of gestation were administered intramuscular dexamethasone to enhance fetal lung maturity, in accordance with the NICE guideline adopted by the Royal College of Obstetricians and Gynaecologists.5 Conservative management was adopted for patients at <34 weeks of gestation, unless there was evidence of acute chorioamnionitis or preterm labour was established. Possible induction of labour was discussed with patients at ≥34 weeks of gestation. Caesarean section was performed in accordance with obstetric indications. Erythromycin was changed to another appropriate antibiotic if culture results demonstrated the presence of erythromycin-resistant bacteria. If a patient had spontaneous or induced labour, intravenous benzyl penicillin was administered to control GBS until the baby was delivered. For all PPROM patients, placental swabs were sent for bacterial culture and the placentae were sent for histology examination after delivery. All neonates were assessed by paediatricians after birth and appropriate neonatal cultures were taken as indicated. Regardless of the presence of positive bacterial cultures, neonates were diagnosed with early-onset neonatal sepsis if they had signs of systemic infection within 72 hours after birth; these signs included unstable body temperature, lethargy or irritability, feeding intolerance, respiratory distress, tachycardia or hypotension, metabolic changes (eg, glucose level and acidosis), neutropenia, or increased acute-phase reactants (eg, C-reactive protein).
 
The demographic and clinical data of the pregnant patients and their neonates were retrieved from a comprehensive obstetric database and the Clinical Management System of the Hospital Authority. The SPSS (Windows version 20.0; IBM Corp, Armonk [NY], United States) was used for data entry and analysis. Continuous variables were analysed by t test, whereas discrete variables were analysed by the Chi squared test or Fisher’s exact test. A P value of <0.05 was considered to be statistically significant. The STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) guidelines were followed in the preparation of this article.11
 
Results
In total, there were 21 047 pregnancies with 21 375 babies delivered during the study period, including 324 pairs of twins and two sets of triplets. The incidence of PPROM was 2.63% (553/21 047), including 39 pairs of twins. The demographic data and pregnancy outcomes of patients with and without PPROM are shown in Table 1. Advanced maternal age, primiparity, and multiple pregnancies were more common among patients in the PPROM group than among patients in the non-PPROM group. Patients with PPROM delivered earlier (34.1 vs 38.8 weeks; P<0.0001) and had lower birthweight babies (2260 g vs 3142 g; P<0.001) than patients without PPROM. The incidence of neonatal death was higher in the PPROM group than in the non-PPROM group (1.4% vs 0.1%; P<0.001), whereas the incidence of stillbirth did not significantly differ between the two groups (0.3% vs 0.3%; P=0.73).
 

Table 1. Demographic data and pregnancy outcomes of patients with and without PPROM
 
The outcomes of patients with PPROM and the types of bacteria cultured from maternal, placental, and neonatal specimens are shown in Table 2. Gram-positive bacteria were found in 18.4% of PPROM patients, among which GBS was the most common (14.6%); Gram-negative bacteria were found in 12.8% of PPROM patients, among which E coli (8.0%) was the most common. In addition, anaerobes were found in 1.8% of PPROM patients. Although 19.2% of placental histology specimens showed evidence of chorioamnionitis or funisitis, only 4.7% of PPROM patients were clinically diagnosed with acute chorioamnionitis. However, early-onset neonatal sepsis was diagnosed in 10.8% of newborns.
 

Table 2. Pregnancy outcomes and microbiology investigation results in women with PPROM (n = 553)
 
Preterm prelabour rupture of membranes occurred earlier in gestation in patients with early-onset neonatal sepsis than in those without neonatal sepsis (31.1 vs 34.2 weeks; P<0.001), and the PPROM to delivery interval was longer in patients with early-onset neonatal sepsis (3.7 vs 1.5 days; P<0.001). The presences of Gram-positive bacteria and Gram-negative bacteria were significantly associated with the development of early-onset neonatal sepsis (P=0.036 and P=0.001, respectively), whereas the presence of anaerobes was not (P=0.08). In addition, the presence of E coli was significantly associated with the development of early-onset neonatal sepsis (P=0.004), whereas the presence of GBS was not (P=0.39) [Table 3].
 

Table 3. Comparison of PPROM patients with and without early-onset neonatal sepsis
 
The rates of resistance of Gram-positive bacteria and Gram-negative bacteria to various antibiotics are shown in Tables 4 and 5, respectively. All GBS isolates were sensitive to penicillin, but 42.2% of them were resistant to erythromycin; other Streptococcus and Enterococcus isolates also showed resistance to erythromycin (50% of each group). Escherichia coli isolates demonstrated high rates of resistance to ampicillin (70.3%) and gentamicin (33.3%), but low rates of resistance to co-amoxiclav (3.6%) and intravenous cefuroxime (14.0%). Notably, our laboratory did not routinely perform sensitivity testing of E coli to erythromycin because of its presumed resistance to the antibiotic.
 

Table 4. Proportions of cultured Gram-positive bacteria that were resistant to erythromycin or penicillin
 

Table 5. Proportions of cultured Gram-negative bacteria that were resistant to various antibiotics
 
Discussion
The incidence of PPROM was 2.63% in our cohort, which was consistent with prior reports in the literature.1 The identified risk factors for PPROM included advanced maternal age, primiparity, and multiple pregnancies. Our cohort showed that women with PPROM had greater incidences of preterm deliveries, lower birthweight babies, and neonatal death, confirming a relationship between PPROM and major neonatal morbidity and mortality.
 
Roles of Gram-positive and Gram-negative bacteria in neonatal sepsis
A Korean study compared the incidences of early-onset neonatal sepsis in cases of PPROM between two periods (1996-2004 and 2005-2012) and found that the incidences of early-onset neonatal sepsis due to Gram-positive bacteria were similar (1.5% vs 1.6%, P=1.0) between the two periods, while the incidences of early-onset neonatal sepsis due to Gram-negative bacteria were significantly different (0.6% vs 2.7%, P=0.04).10 In our cohort, the incidence of early-onset neonatal sepsis due to Gram-positive bacteria was 3.1% (17/553), while the incidence of early-onset neonatal sepsis due to Gram-negative bacteria was 2.9% (16/553). An Israeli study investigated patients with preterm delivery (<37 weeks of gestation) who had maternal fever, chorioamnionitis, or PPROM; the results showed that early-onset neonatal sepsis was caused by E coli in 80% of patients (12/15), whereas it was not caused by GBS in any patients.9 In our cohort, the incidences of early-onset neonatal sepsis caused by GBS and E coli were both 2.0% (11/553). However, the presence of E coli in maternal, placental, or neonatal specimens was significantly associated with the development of early-onset neonatal sepsis (P=0.004); this relationship was not observed with respect to GBS (P=0.39). This was likely because of the prophylactic erythromycin that was administered when patients were diagnosed with PPROM and the benzyl penicillin administered when these patients were in labour; these antibiotics were able to partially control GBS, but were generally unable to control E coli. Therefore, it is important to administer an antibiotic that can control both Gram-positive and Gram-negative bacteria in PPROM patients.
 
Insufficient control of Escherichia coli by ampicillin and erythromycin
There have been very few studies regarding colonisation of female genital tracts by E coli, especially among pregnant patients. In an analysis of 514 patients with female genital tract infections during 2016 and 2017, 17.7% of the infections were found to be caused by E coli; its rate of resistance to ampicillin was 67% (61/91).12 A large study regarding the resistance of E coli in urinary tract infections (n=42 033) from 1999 to 2009 found that its rate of resistance to ampicillin was 58.3%.13 Such data were consistent with our findings that 70.3% of E coli isolates were resistant to ampicillin. With the exception of a meta-analysis in Ethiopia that showed 52.9% of E coli isolates were resistant to erythromycin,14 very few studies in the literature have investigated the extent of E coli resistance to erythromycin. It is generally believed that E coli isolates are intrinsically resistant to low-level macrolide antibiotics due to plasmid-mediated resistance; this includes a high rate of resistance to erythromycin.15 Therefore, erythromycin is rarely used to treat E coli infection, and most laboratories, including our centre, do not routinely perform erythromycin sensitivity testing for E coli. However, most international guidelines5 6 7 8 currently recommend the use of erythromycin, with or without ampicillin, in PPROM patients. Based on the findings in our study, this antibiotic regimen does not provide adequate control of E coli, as it was most frequently identified as the cause of early-onset neonatal sepsis.
 
Insufficient control of Group B Streptococcus by erythromycin
Group B Streptococcus was detected in 14.6% of maternal, placental, and neonatal specimens in our cohort; similarly, in a study published in 2014, Yeung et al2 reported a GBS maternal carrier rate of 12.5% in PPROM patients. They found that the rate of resistance to erythromycin was 65% among GBS isolates, and that the incidence of neonatal GBS infection was significantly lower in patients who received penicillin than in those who received erythromycin (0.0% vs 36.4%; P=0.012). In addition, Yeung et al2 suggested that, instead of erythromycin, ampicillin or amoxicillin should be administered to PPROM patients who are active GBS carriers or whose GBS status is unknown. Although our cohort demonstrated a lower rate of resistance (42.2%) of GBS to erythromycin, we agree that the administration of erythromycin alone is insufficient to control GBS. In addition, our findings demonstrated that approximately half of the other Gram-positive bacterial isolates, including Enterococcus and other Streptococcus bacteria, were resistant to erythromycin; thus, the overall number of Gram-positive bacterial isolates controlled by erythromycin could be as low as 42.4% (25/59).
 
Potential use of other antibiotics and clinical implications
Escherichia coli was found to have a low rate of resistance to co-amoxiclav (3.6%); GBS was also expected to be sensitive to co-amoxiclav because none of the GBS isolates were resistant to penicillin in our cohort. However, the ORACLE 1 trial found that the use of co-amoxiclav in PPROM patients was significantly associated with an increased incidence of neonatal necrotising enterocolitis, compared with the use of other antibiotics (1.8% vs 0.7%, P=0.0005).1 Most international guidelines discourage the use of co-amoxiclav because of this finding.5 6 7 8 A Cochrane systematic review in 2013 assessed 22 randomised controlled trials regarding the use of prophylactic antibiotics in PPROM; only three small trials had compared the incidence of neonatal necrotising enterocolitis between placebo and other penicillins that were not co-amoxiclav.3 Two trials investigated the use of mezlocillin (n=47 and n=40), whereas the other investigated the use of piperacillin (n=37); none found an increased incidence of neonatal necrotising enterocolitis.16 17 18 Mezlocillin is no longer available in the market as it has been replaced by other penicillins with better bacterial coverage such as piperacillin and ticarcillin. Piperacillin is typically reserved for more severe infections that are resistant to cephalosporin; thus, it is seldom prescribed as first-line treatment. Therefore, piperacillin may not be suitable for use as antibiotic prophylaxis in asymptomatic PPROM patients without evidence of acute chorioamnionitis. In our cohort, E coli had a 14.0% of rate of resistance to intravenous cefuroxime, and Klebsiella showed no resistance; thus, intravenous cefuroxime could be appropriate for controlling both Gram-positive and Gram-negative bacteria. Thus far, there have been no studies regarding the use of cefuroxime in patients with PPROM. A large study regarding antibiotic resistance rates of E coli isolates in urinary tract infections (n=42 033), from 1999 to 2009, found that the rate of resistance to cefuroxime was 3.7%.13 Finally, one third (33.3%) of E coli isolates were resistant to gentamicin in our cohort. A threshold of 20% has been suggested as the degree of resistance at which an antibiotic should no longer be used empirically.19 Because of the resistance of E coli to gentamicin and its potential side-effects in terms of ototoxicity and nephrotoxicity, gentamicin is not recommended as a routine prophylactic antibiotic in PPROM.
 
A study in Korea published in 2016 proposed the use of a combination of ceftriaxone, clarithromycin, and metronidazole in PPROM patients, and this new regimen was shown to more frequently eradicate intra-amniotic inflammation or infection, as well as to more frequently prevent secondary intra-amniotic inflammation or infection, compared with an antibiotic regimen which included ampicillin and/or cephalosporin.20 In our cohort, only 1.8% of maternal, placental, or neonatal specimens demonstrated growth of anaerobes, and these were not associated with early-onset neonatal sepsis. Therefore, the use of metronidazole may not be essential in PPROM patients. In the current recommendations from a variety of international guidelines, erythromycin remains the most commonly used macrolide with an established safety profile in perinatal use, relative to other next-generation macrolides, such as clarithromycin. Therefore, we recommend continued usage of erythromycin in PPROM patients, rather than clarithromycin. However, Gram-positive and Gram-negative bacteria were found in a total of 29.1% (161/553) patients with PPROM in our cohort. Based on the presumption that all Gram-negative bacterial isolates were resistant to erythromycin, the use of erythromycin alone as a broad-spectrum antibiotic regimen was insufficient for control of Gram-positive and Gram-negative bacteria in 67.7% (109/161) of these culture-positive patients, or 19.7% (109/553) of all patients with PPROM in our cohort. Therefore, additional antibiotics are needed to achieve better control of GBS and Gram-negative bacteria, particularly E coli. Co-amoxiclav is not recommended because it is associated with an increased risk of neonatal necrotising enterocolitis. Based on our findings, we propose the addition of intravenous cefuroxime. Ceftriaxone, a third-generation cephalosporin, is presumed to be equally effective, or to be more effective than cefuroxime, in controlling Gram-negative bacteria. However, because of the risk of generating drug resistance in other bacteria, such as Enterobacter,21 22 third-generation cephalosporins may not be suitable for use in empirical antibiotic prophylaxis in asymptomatic PPROM patients without evidence of acute chorioamnionitis.
 
Oral cefuroxime is more convenient to prescribe than intravenous cefuroxime in PPROM patients. However, Gram-negative bacteria were more sensitive to intravenous cefuroxime than oral cefuroxime in our cohort: 31.8% of E coli and 22.2% of Klebsiella only showed intermediate sensitivity to oral cefuroxime. Therefore, we recommend the administration of a 1-week course of intravenous cefuroxime in PPROM patients, combined with 10 days of oral erythromycin. Furthermore, the efficacy of a combined regimen, such as 3 days of intravenous cefuroxime followed by 4 days of oral cefuroxime, together with oral erythromycin, needs additional analysis to determine whether they are comparable in PPROM patients.
 
Limitations of this study
There were some limitations in our study. First, our hospital laboratory did not perform sensitivity testing of Gram-negative bacteria (including E coli) to erythromycin, because of its assumed resistance. Second, our hospital laboratory did not perform sensitivity testing of all isolated pathogens; instead, it performed testing of pathogens with significant growth in culture, and such testing was limited to the most commonly used antibiotics. Therefore, the full spectrum of sensitivity of identified pathogens to various possible antibiotics could not be fully established from the available data. Because of our departmental guidelines for prescribing intrapartum benzyl penicillin for patients with preterm labour, the clinical outcomes observed in our cohort—particularly with regard to early-onset neonatal sepsis—could have been influenced by the combined use of erythromycin and intrapartum benzyl penicillin, rather than by the effect of erythromycin alone.
 
Conclusion
Use of erythromycin with or without ampicillin was insufficient to control Gram-positive and Gram-negative bacterial growth in patients with PPROM. Based on the increase in Gram-negative bacteria and the association of these bacteria with the development of early-onset neonatal sepsis, intravenous cefuroxime (a second-generation cephalosporin) is proposed for use as antibiotic prophylaxis, in combination with erythromycin. Further studies regarding the use of erythromycin combined with intravenous cefuroxime in PPROM patients are suggested to investigate the efficacies of these antibiotics for preventing early-onset neonatal sepsis, and to explore their side-effects, such as the development of neonatal necrotising enterocolitis.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design of the study: CW Kong.
Acquisition of data: YY Li.
Analysis or interpretation of data: All authors.
Drafting of the article: YY Li, CW Kong.
Critical revision for important intellectual content: WWK To.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval for this study was granted by the Kowloon Central/Kowloon East Research Ethics Committee (KC/KE18-0190/ER-1). As this study was a retrospective review, the need for individual patient consent was waived by the research ethics committee.
 
References
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2. Yeung SW, Sahota DS, Leung TY. Comparison of the effect of penicillins versus erythromycin in preventing neonatal group B Streptococcus infection in active carriers following preterm prelabor rupture of membranes. Taiwan J Obstet Gynecol 2014;53:210-4. Crossref
3. Kenyon S, Boulvain M, Neilson JP. Antibiotics for preterm rupture of membranes. Cochrane Database Syst Rev 2013;(12):CD001058. Crossref
4. Mercer BM, Miodovnik M, Thurnau GR, et al. Antibiotic therapy for reduction of infant morbidity after preterm premature rupture of the membranes. A randomized controlled trial. National Institute of Child Health and Human Development Maternal-Fetal Medicine Units Network. JAMA 1997;278:989-95. Crossref
5. National Institute for Health and Care Excellence. Preterm labour and birth. NICE guideline (NG25). Available from: https://www.nice.org.uk/guidance/ng25/resources/preterm-labour-and-birth-pdf-1837333576645. Accessed 2 May 2019. Crossref
6. Committee on Practice Bulletins—Obstetrics. ACOG Practice Bulletin No. 188: Prelabor rupture of membranes. Obstet Gynecol 2018;131:e1-14. Crossref
7. Yudin MH, van Schalkwyk J, Van Eyk N. No. 233—Antibiotic therapy in preterm premature rupture of the membranes. J Obstet Gynaecol Can 2017;39:e207-12. Crossref
8. The Royal Australian and New Zealand College of Obstetricians and Gynaecologists. Prophylactic antibiotics in obstetrics and gynaecology. Available from: https://www.ranzcog.edu.au/RANZCOG_SITE/media/RANZCOG-MEDIA/Women%27s%20Health/Statement%20and%20guidelines/Clinical%20-%20General/Prophylactic-antibiotics-in-obstetrics-and-gynaecology-(C-Gen-17)-Review-July-2016.pdf?ext=.pdf. Accessed 2 May 2019.
9. Wolf MF, Miron D, Peleg D, et al. Reconsidering the current preterm premature rupture of membranes antibiotic prophylactic protocol. Am J Perinatol 2015;32:1247-50. Crossref
10. Jeong H, Han SJ, Yoo HN, et al. Comparison of changes in etiologic microorganisms causing early onset neonatal sepsis between preterm labor and preterm premature rupture of membranes. J Matern Fetal Neonatal Med 2015;28:1923-8. Crossref
11. von Elm E, Altman DG, Egger M, et al. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement: guidelines for reporting observational studies. Epidemiology 2007;18:800-4. Crossref
12. Kim YA, Lee K, Chung JE. Risk factors and molecular features of sequence type (ST) 131 extended-spectrum-β-lactamase-producing Escherichia coli in community-onset female genital tract infections. BMC Infect Dis 2018;18:250. Crossref
13. Cullen IM, Manecksha RP, McCullagh E, et al. The changing pattern of antimicrobial resistance within 42,033 Escherichia coli isolates from nosocomial, community and urology patient-specific urinary tract infections, Dublin, 1999-2009. BJU Int 2012;109:1198-206. Crossref
14. Tuem KB, Gebre AK, Atey TM, Bitew H, Yimer EM, Berhe DF. Drug resistance patterns of Escherichia coli in Ethiopia: a meta-analysis. Biomed Res Int 2018;2018:4536905. Crossref
15. Andremont A, Gerbaud G, Courvalin P. Plasmid-mediated high-level resistance to erythromycin in Escherichia coli. Antimicrob Agents Chemother 1986;29:515-8. Crossref
16. August Fuhr N, Becker C, van Baalen A, Bauer K, Hopp H. Antibiotic therapy for preterm premature rupture of membranes—results of a multicenter study. J Perinat Med 2006;34:203-6. Crossref
17. Johnston MM, Sanchez-Ramos L, Vaughn AJ, Todd MW, Benrubi GI. Antibiotic therapy in preterm premature rupture of membranes: a randomized, prospective, double-blind trial. Am J Obstet Gynecol 1990;163:743-7. Crossref
18. Lockwood CJ, Costigan K, Ghidini A, et al. Double-blind; placebo-controlled trial of piperacillin prophylaxis in preterm membrane rupture. Am J Obstet Gynecol 1993;169:970-6. Crossref
19. Gupta K. Addressing antibiotic resistance. Am J Med 2002;113 Suppl 1A:29S-34S. Crossref
20. Lee J, Romero R, Kim SM, Chaemsaithong P, Yoon BH. A new antibiotic regimen treats and prevents intra-amniotic inflammation/infection in patients with preterm PROM. J Matern Fetal Neonatal Med 2016;29:2727-37.
21. Muller A, Lopez-Lozano JM, Bertrand X, Talon D. Relationship between ceftriaxone use and resistance to third-generation cephalosporins among clinical strains of Enterobacter cloacae. J Antimicrob Chemother 2004;54:173-7. Crossref
22. Fung-Tomc JC, Gradelski E, Huczko E, Dougherty TJ, Kessler RE, Bonner DP. Differences in the resistant variants of Enterobacter cloacae selected by extended-spectrum cephalosporins. Antimicrob Agents Chemother 1996;40:1289-93. Crossref

Prevalence of obstetric anal sphincter injury following vaginal delivery in primiparous women: a retrospective analysis

Hong Kong Med J 2019 Aug;25(4):271–8  |  Epub 5 Aug 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Prevalence of obstetric anal sphincter injury following vaginal delivery in primiparous women: a retrospective analysis
Sonia PK Kwok, MB, ChB, MRCOG; Osanna YK Wan, FHKAM (Obstetrics and Gynaecology), FHKCOG; Rachel YK Cheung, FHKAM (Obstetrics and Gynaecology), FHKCOG; LL Lee, MSc; Jacqueline PW Chung, FHKAM (Obstetrics and Gynaecology), FHKCOG; Symphorosa SC Chan, MD, FRCOG
Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Dr Symphorosa SC Chan (symphorosa@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Obstetric anal sphincter injuries (OASIS) may be underdetected in primiparous women. This study evaluated the prevalence of OASIS in primiparous women after normal vaginal delivery or instrumental delivery using endoanal ultrasound (US) during postnatal follow-up.
 
Methods: This study retrospectively analysed endoanal US data collected during postnatal follow-up (6-12 months after vaginal delivery) at a tertiary hospital in Hong Kong. Offline analysis to determine the prevalence of OASIS was performed by two researchers who were blinded to the clinical diagnosis. Symptoms of faecal and flatal incontinence were assessed with the Pelvic Floor Distress Inventory.
 
Results: Of 542 women included in the study, 205 had normal vaginal delivery and 337 had instrumental delivery. The prevalence of OASIS detected by endoanal US was 7.8% (95% confidence interval [CI]=4.1%-11.5%) in the normal vaginal delivery group and 5.6% (95% CI=3.1%-8.1%) in the instrumental delivery group. Overall, 82.9% of women with OASIS on endoanal US did not show clinical signs of OASIS. Birth weight was significantly higher in the OASIS group (P=0.012). At 6 to 12 months after delivery, 5.5% of women reported faecal incontinence and 17.9% reported flatal incontinence, but OASIS was not associated with these symptoms.
 
Conclusions: Additional training for midwives and doctors may improve OASIS detection.
 
 
New knowledge added by this study
  • The prevalence of obstetric anal sphincter injury in primiparous women was 7.8% in the normal vaginal delivery group and 5.6% in the instrumental delivery group.
  • Most obstetric anal sphincter injuries, as determined by endoanal ultrasound, were not detected clinically. At 6 to 12 months after delivery, obstetric anal sphincter injuries were not associated with symptoms of faecal or flatal incontinence, but a longer-term study is needed to confirm these findings.
Implications for clinical practice or policy
  • Obstetric anal sphincter injuries occur at similar rates during normal vaginal delivery and instrumental delivery. Detailed vaginal and rectal examinations are recommended after both types of deliveries.
  • Additional training for midwives and doctors may improve the detection of obstetric anal sphincter injury.
 
 
Introduction
Obstetric anal sphincter injuries (OASIS) is a serious complication of vaginal delivery that is associated with an increased risk of anal incontinence (complaint of involuntary loss of faeces or flatus).1 The incidence of OASIS is reportedly much lower in Hong Kong (0.32%) than in other countries, such as the United Kingdom, Norway, and Sweden (2.9%-4.2%).2 3 4 5 This could be affected by a number of factors. First, delivery practices in Hong Kong are quite different from elsewhere in the world, such that they include the use of a hands-on approach to protect the perineum and liberal use of episiotomy.6 The episiotomy rates are reportedly high in Hong Kong: 83.7% for primiparous women and 54.8% for multiparous women.5 Moreover, in Hong Kong, a left mediolateral episiotomy is used, whereas midline episiotomy or right mediolateral episiotomy are used in many other parts of the world.7 Second, there may be ethnic differences in pelvic floor biometry. In particular, Chinese women have a smaller hiatal dimension and reduced pelvic organ mobility.8 It is unclear how these differences in practice and pelvic floor biometry influence the incidence of OASIS.
 
Importantly, it is also possible that the reduced incidence of OASIS in Hong Kong is a result of underdetection. In a recent local prospective observational study, women were assessed by a single experienced clinician via rectal examination after either normal or instrumental vaginal delivery; the results of that study showed that the incidence of OASIS in primiparous Asian women in Hong Kong was 10%,6 which suggests that the OASIS rate might be higher than previously published. Obstetric anal sphincter injuries that are identified after an extended interval (such as during postnatal follow-up) is regarded as occult OASIS. There is limited information in the literature regarding occult OASIS; thus far, studies have been conducted in the United Kingdom and Australia.9 10
 
The use of endoanal ultrasound (US) may facilitate identification of OASIS.11 Endoanal US comprises a non-invasive assessment modality and is regarded as the gold standard in studies of anal sphincter injury.9 11 Moreover, all cases of clinically identified OASIS can also be identified on endoanal US.9 The aim of this study was to determine the prevalence of OASIS in primiparous women after normal vaginal delivery or instrumental delivery using endoanal US during postnatal follow-up. Understanding the prevalence and detection rates of OASIS can help inform training policies for midwives and doctors on the awareness and detection of OASIS.
 
Methods
Patients and study design
This was a retrospective analysis of archived US volumes from two previously published studies that were performed at a tertiary university hospital in Hong Kong. The initial study recruited 442 nulliparous women in the first trimester, during the period from August 2009 to September 2010.12 13 The second study recruited 292 primiparous women at 1 to 3 days after instrumental delivery, during the period from September 2011 to May 2012. None of the women in either study reported symptoms of pelvic floor disorders, including faecal incontinence to solid or loose stool, before pregnancy.14 Details of deliveries, including any occurrence of perineal tearing, were recorded after each delivery. Ethics approval was obtained from The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CRE-2013.332). The STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) guidelines were followed in the preparation of this report.15
 
Delivery and immediate assessment
Generally, each woman underwent perineal examination by the attending midwife or doctor who conducted the delivery, immediately after vaginal delivery. This information was immediately recorded in the medical record. Third- or fourth-degree tears were assessed and repaired by a trained obstetrician. The anorectal mucosa was repaired by continuous or interrupted sutures with 3-O Vicryl. Internal anal sphincter tears were repaired separately by interrupted end-to-end sutures with 2-O Vicryl. External anal sphincter (EAS) tears were repaired by overlapping or end-to-end sutures with 2-O Vicryl. Perineal muscles and the vagina were repaired with 2-O Vicryl. The diagnosis and operative record of each woman were immediately entered into the electronic medical record. The degree of perineal tear was defined using Sultan’s classification of perineal trauma.16
 
Follow-up assessment
During postnatal follow-up (6-12 months after delivery), the urinary, bowel, and prolapse symptoms of each woman, as well as their quality of life, were assessed using the Chinese Pelvic Floor Distress Inventory (PFDI) and Pelvic Floor Impact Questionnaire (PFIQ).17 Assessment of the anal sphincter was performed with endoanal US using a 10-MHz 360-degree rotating probe (Focus 400, BK Medical; Gentofte, Denmark) with the woman in the lithotomy position. Automatic image acquisition was performed with two volumes stored for each woman.
 
Blinded offline analysis of endoanal ultrasound
Offline analysis of the endoanal US volumes was performed in 2018 by two experienced obstetricians (OYKW, SSCC) who were blinded to the clinical diagnosis and questionnaire information. An anal sphincter defect was defined as a discontinuity of >30 degrees in endosonographic images of the internal (hypoechoic ring) and/or external (mixed echogenic ring) sphincters.18 A partial-thickness EAS injury was defined as a defect of <50% thickness of the EAS, whereas a defect of >50% of the EAS was regarded as a full-thickness injury. We considered any EAS and/or internal anal sphincter injury to be OASIS. This follows the clinical classification of OASIS by Sultan.16 Each researcher reviewed all endoanal US volumes independently. Any discrepancies were resolved by consensus review of the relevant US volumes.
 
Definitions of incontinence
The PFDI and PFIQ are comprehensive validated instruments which assess the symptoms and impact of pelvic floor disorders.17 In this study, faecal incontinence was defined as an affirmative response to either item 38 (“Do you usually lose stool beyond your control if your stool is well formed?”) or item 39 (“Do you lose stool beyond your control if your stool is loose or liquid?”) of the PFDI. Flatal incontinence was defined as an affirmative response to item 40 (“Do you usually lose gas from the rectum beyond your control?”) of the PFDI.
 
Statistical analysis
Data were analysed by SPSS (Window version 22.0; IBM Corp, Armonk [NY], United States). Descriptive analyses were used to study the prevalence of OASIS on endoanal US. Means were compared between groups using the independent-samples t test. Comparisons of frequencies were made using the Chi squared test or Fisher’s exact test, where appropriate. Univariate analysis was performed to evaluate the influence of potential risk factors on OASIS. Differences with P<0.05 were considered to be statistically significant. Power calculations were not performed with regard to this specific research question, as this study comprised a subanalysis of two prior projects, as described earlier in this paper.
 
Results
Patient characteristics
A total of 544 women who had vaginal delivery were enrolled in this study; 207 had normal vaginal delivery and 337 had instrumental delivery (285 vacuum extraction, 52 forceps). Ultrasound images were suboptimal for two women who had normal vaginal delivery; these women were excluded from the analysis.
 
The demographic data and delivery information are shown in Table 1. Left mediolateral episiotomy was performed in 187 (91.2%) women in the normal vaginal delivery and 336 (99.7%) women in the instrumental delivery group. The duration of active second stage was longer in the instrumental delivery group than in the normal vaginal delivery group (62.7 ± 40.9 min vs 27.9 ± 22.4 min, P<0.005), as a prolonged second stage was the most common indication for instrumental delivery in this cohort (48.4%). More women had epidural analgesia in the instrumental delivery group than in the normal vaginal delivery group (15.7% vs 8.8%, P=0.028). There was no significant difference between the normal vaginal delivery and instrumental delivery groups regarding the timing of endoanal US assessment (P=0.22).
 

Table 1. Baseline characteristics of 542 women with vaginal delivery
 
Endoanal ultrasound findings and relationship of obstetric anal sphincter injuries with delivery factors
The Figure shows endoanal US images of intact anal sphincters, as well as sphincters with different degrees of OASIS. There were discrepancies or uncertainties in the endoanal US analysis of 16 women with respect to the diagnosis of OASIS. The two researchers determined the diagnoses of these women by consensus review; six were diagnosed with OASIS and 10 were regarded as normal.
 

Figure. (a) Endoanal ultrasound of a 34-year-old woman after normal vaginal delivery. She was asymptomatic of anal incontinence. There was a complete hypoechoic ring (IAS) and mixed echogenic ring (EAS), signifying intact IAS and EAS with no OASIS. (b) Endoanal ultrasound of a 34-year-old woman after vacuum extraction. She was asymptomatic of anal incontinence. There was a hypoechoic defect of 48 degrees in the EAS involving less than half of the thickness of the EAS, indicating an occult partial-thickness EAS injury. The IAS was intact. (c) Endoanal ultrasound of a 29-year-old woman after vacuum extraction. She was diagnosed with a third degree (grade 3a) tear with repair done after delivery. A hypoechoic area in the EAS was present from 9 to 2 o’clock region (106 degrees) spanning the full thickness of the EAS; while the IAS was intact. She did not have symptoms of anal incontinence. (d) Endoanal ultrasound of a 30-year-old woman after normal vaginal delivery with occult anal sphincter injury. There was a hypoechogenic area at 10 to 2 o’clock region (between solid arrows) involving full thickness of the EAS and a discontinuity in the hypoechoic ring which was the IAS at 9 to 11 o’clock (between arrow outlines), signifying both EAS and IAS injury. She was asymptomatic of anal incontinence
 
The prevalence of clinically detected OASIS was 0% in the normal vaginal delivery group and 1.8% (n=6) in the instrumental delivery group. Table 2 shows that the prevalence of OASIS detected by endoanal US was 7.8% (n=16; 95% confidence interval [CI]=4.1%-11.5%) in the normal vaginal delivery group and 5.6% (n=19; 95% CI=3.1%-8.1%) in the instrumental delivery group (P=0.415). Twenty-nine (82.9%) women had OASIS, as detected by endoanal US, that was not diagnosed during clinical assessment immediately after delivery. Therefore, the occult OASIS rate was 7.8% (95% CI=4.1%-11.5%) in the normal vaginal delivery group and 3.8% (95% CI=1.8%-5.8%) in the instrumental delivery group. In addition, 63.6% (n=21) of occult EAS injuries comprised partial-thickness EAS injuries, whereas 36.4% (n=12) comprised full-thickness EAS injuries. When women with OASIS were compared to those without OASIS, increased birth weight was the only delivery factor associated with an increased risk of OASIS (odds ratio [OR]=3.1, 95% CI=1.3%-7.6%, P=0.012) [Table 3].
 

Table 2. Rate of OASIS detected by endoanal US
 

Table 3. Correlation between OASIS and delivery factors
 
Relationships of faecal and flatal incontinence symptoms with obstetric anal sphincter injuries
Overall, nine (1.7%) and 29 (5.4%) women reported faecal incontinence to solid and loose stool, whereas 97 (17.9%) women reported flatal incontinence (Table 4). All affected women reported mild symptoms. Among the women with OASIS, only one (2.9%) with a repaired third degree (3a) tear reported symptoms of both (faecal incontinence to loose stool and flatal incontinence). Three women (10.3%) who had occult injury reported flatal incontinence. There were no associations between the presence of OASIS and faecal incontinence (P=0.71) or between the presence of OASIS and flatal incontinence (P=0.37).
 

Table 4. Incidences of faecal and flatal incontinence symptoms and their associations with OASIS
 
Discussion
Primiparity has been associated with increased risks of OASIS (ORs of 2.39 and 8.34) in large retrospective studies.19 20 In the present study, which included large number of primiparous women, the findings on endoanal US were compared with women’s reported symptoms of faecal and flatal incontinence. Importantly, there were no associations between faecal or flatal incontinence and the presence of OASIS.
 
After assessment by endoanal US, the prevalence of OASIS in the normal vaginal delivery group increased from 0% to 7.8% and that in the instrumental delivery group increased from 1.8% to 5.6%. Overall, 82.9% of women with OASIS detected by endoanal US had not been diagnosed with OASIS during clinical assessment immediately after delivery. This finding is consistent with the results of the study by Andrews et al.9 In that study, the prevalence of OASIS markedly increased from 11% to 24.5% when women were re-examined by an experienced research fellow; 87% of OASIS diagnoses were missed by midwives and 28% were missed by junior doctors.9 In our study, normal vaginal deliveries were primarily attended by midwives, whereas instrumental deliveries were performed by residents. The higher rate of occult OASIS in the normal vaginal delivery group suggests that midwives currently receive inadequate training for clinical identification of OASIS. Thus, to improve the detection of OASIS, midwives and doctors should be trained to recognise OASIS by performing a standardised vaginal and rectal examination after delivery.
 
Compared with previous studies, the rate of OASIS determined by endoanal US in our study (6.5%) was lower than the rate of 10% determined by a single examiner in a prospective observational study conducted in the same unit.6 This could be a result of the small sample size (70 subjects) in the prior study. Furthermore, most patients with OASIS (5/7) in that study were reported to have small 3a tears. There were no 3c or fourth-degree tears in that study. Following the same delivery practices, clinically detected small 3a tears may therefore appear normal in endoanal US. Furthermore, these tears might not result in long-term consequences.6 21
 
The finding of an overall lower OASIS rate in Hong Kong, compared with that in Asian women who deliver in Caucasian countries, is not new.6 Asian women who deliver in locations with more restrictive policies regarding episiotomy have shown higher rates of OASIS.22 23 24 In a study conducted in the United States, OASIS was found significantly more frequently in Asian women than in women of other ethnicities.23 In Australia, nulliparous women born in South Asia and South-East Asia were 2.6-fold and 2.1-fold more likely to exhibit OASIS than women born in Australia or New Zealand women.24 It is uncertain whether the increased rate of episiotomy might protect against OASIS in Asian women and contribute to the relative reduction in the rate of OASIS in Hong Kong. Thus, our unit is currently conducting a randomised controlled trial to compare restrictive and routine episiotomy. In addition to episiotomy, the delivery technique and hands-on approach might contribute to the relative reduction in the rate of OASIS. All deliveries in our study were conducted with women in a lithotomy position, with their feet on footplates or in stirrups. All midwives and doctors conducting the deliveries used hands-on techniques to protect the perineum in each woman. Either firm pressure or pressure with squeezing of the perineum, also known as the modified Ritgen manoeuvre, was used.6 Warm compresses were not commonly used by midwives and doctors in our study.
 
The OASIS rate in the normal vaginal delivery group was higher than that in the the instrumental delivery group, but this difference was not statistically significant. The majority of deliveries by women in the instrumental delivery group were performed using vacuum extraction. The rate of OASIS in these women could be similar to that of women in the normal vaginal delivery group. The OASIS rates were similar in women who delivered with the aid of vacuum extraction or with forceps, whereas previous studies showed that forceps delivery was associated with an increased risk of OASIS.19 20 25 The small number of forceps deliveries in this study might have led to insufficient statistical power to detect a difference between the two types of instrumental deliveries. Furthermore, the use of forceps was primarily restricted to patients who were low risk, and mostly comprised outlet/low-cavity forceps deliveries. Previous studies reported that macrosomia, higher birth weight (OR=1.14, 95% CI=1.0-1.3, P=0.039), and shorter perineal length were risk factors for OASIS.6 19 20 The present study had similar findings, in that higher birth weight was a risk factor for OASIS (OR=3.1, 95% CI=1.3-7.6, P=0.012). However, perineal length was not assessed, which is an important limitation of this study.
 
Flatal incontinence was present in 17.9% of women after delivery, which is comparable to the rate reported in previous studies.26 27 In addition to OASIS, irritable bowel syndrome, high body mass index, and mode of delivery constitute factors associated with flatal incontinence.20 21 Overall, 5.5% of women reported faecal incontinence; most of these women reported faecal incontinence to loose stool and mild symptoms only. Most obstetric anal sphincter injuries were not detected during clinical examination. Shortly after delivery, the presence of OASIS was not associated with symptoms of faecal or flatal incontinence, but a longer-term study is needed to confirm these findings. However, we previously found that only antenatal faecal incontinence symptoms increased the likelihood of faecal incontinence at 12 months after delivery (OR=6.1, 95% CI=1.8-21.5, P=0.005), whereas maternal characteristics, mode of delivery, and the presence of OASIS did not.28 In longer-term follow-up (3-5 years after delivery), 2.1% and 5.9% of women who had one vaginal delivery reported faecal incontinence to solid and loose stool, respectively.29
 
To the best of our knowledge, there have been no randomised controlled trials regarding the optimal timing for the use of endoanal US to assess OASIS after vaginal delivery. One randomised controlled trial has been conducted to compare clinical examination alone (control group) and clinical examination with additional endoanal US immediately after delivery (intervention group).30 31 The results of that study showed that US performed immediately after delivery—before repair—might detect more cases of OASIS: 5.6% of women were found to have full-thickness OASIS that was not recognised during clinical examination alone.31 However, the study also showed that five of 21 women underwent unnecessary intervention, as the sonographic defect could not be clinically located, despite surgical exploration.31 Therefore, the use of endoanal US immediately after delivery and before repair was not recommended.
 
Women with OASIS should undergo follow-up after delivery to assess symptoms of faecal incontinence. Currently, there is no consensus regarding the optimal mode of delivery for these women in subsequent pregnancies. Scheer et al32 and Karmarkar et al33 assessed women who had OASIS in subsequent pregnancies using a questionnaire, endoanal US, and manometry. Vaginal delivery was recommended for asymptomatic women with normal findings. Women were reassessed after subsequent deliveries. There were no statistically significant differences in anal manometry findings, anal symptoms, or quality of life following subsequent vaginal delivery or caesarean section.32 33 In the study by Scheer et al,32 new OASIS occurred in only one woman after a vaginal delivery. Therefore, decisions regarding the mode of delivery for subsequent pregnancies after OASIS should be based on clinical symptoms, anal manometry, and endoanal US. This would help to preserve anal sphincter function and avoid unnecessary caesarean sections. Currently, the value of the above assessments is limited in Hong Kong. The significance of an incidental finding of occult anal sphincter defect remains uncertain.
 
Conclusion
The prevalence of OASIS determined by endoanal US was higher than the rate determined by clinical practice. This may indicate that additional training for midwives and doctors may be required to improve the detection of OASIS. At 6 to 12 months after delivery, OASIS was not associated with symptoms of faecal or flatal incontinence, but a longer-term study is needed to confirm these findings.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design of the study: RYK Cheung, SSC Chan.
Acquisition of data: OYK Wan, RYK Cheung, LL Lee, SSC Chan.
Analysis or interpretation of data: SPK Kwok, SSC Chan.
Drafting of the article: All authors.
Critical revision for important intellectual content: SPK Kwok, OYK Wan, RYK Cheung, SSC Chan.
 
Declaration
The results from this research have been presented, in part, at the following conferences:
1. Wan OYK, Cheung RYK, Chan SSC. 6th Annual Meeting of the Asia-Pacific Urogynecology Association and 13th Japanese Society of Pelvic Organ Prolapse Surgery Joint Conference–Young Doctors Session. Okinawa, Japan, 22-24 March 2019 (oral abstract presentation).
2. Wan OYK, Kwok SPK, Cheung RYK, Chan SSC. Hospital Authority Convention 2019, Hong Kong, 14-15 May 2019 (e-poster presentation).
3. Kwok SPK, Wan OYK, Cheung RYK, Lee LL, Chung JPW, Chan SSC. Obstetrical and Gynaecological Society of Hong Kong Annual Scientific Meeting 2019, Hong Kong, 1-2 June 2019 (oral presentation).
 
Conflicts of interest
As an editor of the journal, JPW Chung was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained from local institute, The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CRE-2013.332). Written informed consent was obtained from all participants.
 
References
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2. Thiagamoorthy G, Johnson A, Thakar R, Sultan AH. National survey of perineal trauma and its subsequent management in the United Kingdom. Int Urogynecol J 2014;25:1621-7. Crossref
3. Baghestan E, Irgens LM, Børdahl PE, Rasmussen S. Trends in risk factors for obstetric anal sphincter injuries in Norway. Obstet Gynecol 2010;116:25-34. Crossref
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7. Carroli G, Mignini L. Episiotomy for vaginal birth. Cochrane Database Syst Rev 2009;(1):CD000081. Crossref
8. Cheung RY, Shek KL, Chan SS, Chung TK, Dietz HP. Pelvic floor muscle biometry and pelvic organ mobility in East Asian and Caucasian nulliparae. Ultrasound Obstet Gynecol 2015;45:599-604. Crossref
9. Andrews V, Sultan AH, Thakar R, Jones PW. Occult anal sphincter injuries—myth or reality? BJOG 2006;113:195-200. Crossref
10. Guzmán Rojas RA, Shek KL, Langer SM, Dietz HP. Prevalence of anal sphincter injury in primiparous women. Ultrasound Obstet Gynecol 2013;42:461-6. Crossref
11. Sultan AH, Kamm MA, Hudson CN, Thomas JM, Bartram CI. Anal-sphincter disruption during vaginal delivery. N Engl J Med 1993;329:1905-11. Crossref
12. Chan SS, Cheung RY, Yiu KW, Lee LL, Leung TY, Chung TK. Pelvic floor biometry during first singleton pregnancy and the relationship with symptoms of pelvic floor disorders: a prospective observational study. BJOG 2014;121:121-9. Crossref
13. Chan SS, Cheung RY, Yiu KW, Lee LL, Chung TK. Pelvic floor biometry in Chinese primiparous women 1 year after delivery: a prospective observational study. Ultrasound Obstet Gynecol 2014;43:466-74. Crossref
14. Chung MY, Wan OY, Cheung RY, Chung TK, Chan SS. Prevalence of levator ani muscle injury and health-related quality of life in primiparous Chinese women after instrumental delivery. Ultrasound Obstet Gynecol 2015;45:728-33. Crossref
15. von Elm E, Altman DG, Egger M, Pocock SJ, Gøtzsche PC, Vandenbroucke JP; STROBE Initiative. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement: guidelines for reporting observational studies. J Clin Epidemiol 2008;61:344-9. Crossref
16. Sultan AH. Obstetric perineal injury and anal incontinence. Clinical Risk 1999;5:193-6. Crossref
17. Chan SS, Cheung RY, Yiu AK, et al. Chinese validation of Pelvic Floor Distress Inventory and Pelvic Floor Impact Questionnaire. Int Urogynecol J 2011;22:1305-12. Crossref
18. Roos AM, Thakar R, Sultan A. Outcome of primary repair of obstetric anal sphincter injuries (OASIS): does the grade of tear matter? Ultrasound Obstet Gynecol 2010;36:368-74. Crossref
19. de Leeuw JW, Struijk PC, Vierhout ME, Wallenburg HC. Risk factors for third degree perineal ruptures during delivery. BJOG 2001;108:383-7. Crossref
20. Aukee P, Sundström H, Kairaluoma MV. The role of mediolateral episiotomy during labour: analysis of risk factors for obstetric anal sphincter tears. Acta Obstet Gynecol Scand 2006;85:856-60. Crossref
21. Ramalingam K, Monga AK. Outcomes and follow-up after obstetric anal sphincter injuries. Int Urogynecol J 2013;24:1495-500. Crossref
22. Hauck YL, Lewis L, Nathan EA, White C, Doherty DA. Risk factors for severe perineal trauma during vaginal childbirth: a Western Australian retrospective cohort study. Women Birth 2015;28:16-20. Crossref
23. Grobman WA, Bailit JL, Rice MM, et al. Racial and ethnic disparities in maternal morbidity and obstetric care. Obstet Gynecol 2015;125:1460-7. Crossref
24. Davies-Tuck M, Biro MA, Mockler J, Stewart L, Wallace EM, East C. Maternal Asian ethnicity and the risk of anal sphincter injury. Acta Obstet Gynecol Scand 2015;94:308-15.Crossref
25. Stedenfeldt M, Øian P, Gissler M, Blix E, Pirhonen J. Risk factors for obstetric anal sphincter injury after a successful multicentre interventional programme. BJOG 2014;121:83-91. Crossref
26. Boreham MK, Richter HE, Kenton KS, et al. Anal incontinence in women presenting for gynecologic care: prevalence, risk factors, and impact upon quality of life. Am J Obstet Gynecol 2005;192:1637-42. Crossref
27. Melville JL, Fan MY, Newton K, Fenner D. Fecal incontinence in US women: a population-based study. Am J Obstet Gynecol 2005;193:2071-6. Crossref
28. Chan SS, Cheung RY, Yiu KW, Lee LL, Chung TK. Prevalence of urinary and fecal incontinence in Chinese women during and after first pregnancy. Int Urogynecol J 2013;24:1473-9. Crossref
29. Ng K, Cheung RY, Lee LL, Chung TK, Chan SS. An observational follow-up study on pelvic floor disorders to 3-5 years after delivery. Int Urogynecol J 2017;28:1393-9. Crossref
30. Walsh KA, Grivell RM. Use of endoanal ultrasound for reducing the risk of complications related to anal sphincter injury after vaginal birth. Cochrane Database Syst Rev 2015;(10):CD010826. Crossref
31. Faltin DL, Boulvain M, Floris LA, Irion O. Diagnosis of anal sphincter tears to prevent fecal incontinence: a randomized controlled trial. Obstet Gynecol 2005;106:6-13. Crossref
32. Scheer I, Thakar R, Sultan AH. Mode of delivery after previous obstetric anal sphincter injuries (OASIS)—a reappraisal? Int Urogynecol J Pelvic Floor Dysfunct 2009;20:1095-101. Crossref
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Local infiltration analgesia in primary total knee arthroplasty

Hong Kong Med J 2019 Aug;25(4):279–86  |  Epub 5 Aug 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Local infiltration analgesia in primary total knee arthroplasty
YY Fang1, MB, BS; QJ Lee2, FCSHK, FHKCOS; Esther WY Chang2, MSc; YC Wong2, FHKCOS
1 Department of Orthopaedics and Traumatology, Princess Margaret Hospital, Laichikok, Hong Kong
2 Department of Orthopaedics and Traumatology, Yan Chai Hospital, Tsuen Wan, Hong Kong
 
Corresponding author: Dr YY Fang (yingyan.f.mbbs@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Postoperative pain in total knee arthroplasty (TKA) can hinder rehabilitation and cause morbidity. Local infiltration analgesia (LIA), comprising an anaesthetic drug, non-steroidal anti-inflammatory drug, and adrenaline, has been introduced to reduce pain and systemic side-effects. This study evaluated the efficacy of LIA in TKA with respect to morphine consumption and postoperative pain score.
 
Methods: This single-centre retrospective cohort study recruited patients with knee osteoarthritis who were scheduled for primary TKA during the period from January 2017 to December 2017. Patients with chronic inflammatory joint disease, contra-indications for LIA, or dementia were excluded. Patients in the LIA group were administered single-dose LIA intra-operatively, while those in the control group were not. Primary outcomes were postoperative pain score, morphine demand, and morphine consumption; secondary outcomes were range of motion, quadriceps power, and postoperative length of stay.
 
Results: In total, 136 patients were recruited (68 per group). Total postoperative morphine demand and consumption, as well as pain scores from postoperative day (POD) 1 to POD 4, were lower in the LIA group than in the control group. The range of motion from POD 1 to POD 4 and quadriceps power on POD 1 were higher in the LIA group than in the control group. Quadriceps power from POD 2 to POD 4 and postoperative length of stay were not significantly different between groups.
 
Conclusions: Intra-operative single-dose LIA can effectively reduce postoperative pain, morphine demand, and morphine consumption. Therefore, the use of LIA is recommended during TKA.
 
 
New knowledge added by this study
  • After total knee arthroplasty (TKA), postoperative morphine demand and consumption, as well as pain scores from postoperative day (POD) 1 to POD 4, were lower in the local infiltration analgesia (LIA) group than in the control group.
  • The range of motion from POD 1 to POD 4 and quadriceps power on POD 1 were greater in the LIA group than in the control group.
  • Quadriceps power from POD 2 to POD 4 and postoperative length of stay were not significantly different between groups.
Implications for clinical practice or policy
  • Intra-operative administration of LIA effectively reduced postoperative patient pain and consumption of morphine.
  • Routine use of LIA in TKA protocols may facilitate more rapid recovery from surgery through earlier return of range of motion and quadriceps power.
 
 
Introduction
Total knee arthroplasty (TKA) is a common orthopaedic procedure to relieve the problem of end-stage degenerative knee osteoarthritis, particularly in the context of the ageing population, increasing incidence of degenerative joint diseases, and modern emphasis on quality of life. However, TKA is associated with significant postoperative pain, which can hinder rehabilitation and cause morbidity.1 Various methods for pain relief have been introduced, including epidural analgesia, peripheral nerve blocks, local infiltration analgesia (LIA), intravenous patient-controlled analgesia, and oral analgesia. Spinal anaesthesia has been associated with severe complications, such as postoperative headache, intra-operative hypotension, and risk of spinal infection.1 In addition, intravenous or oral narcotics can cause nausea, vomiting, somnolence, respiratory depression, and urinary retention.1 Thus, LIA has become increasingly popular for its potential to avoid these complications.
 
Local infiltration analgesia was first described by Kerr and Kohan2 in Australia in 2008. It involves use of a mixture of an anaesthetic drug and a non-steroidal anti-inflammatory drug, to which adrenaline or a corticosteroid can be added.3 Local infiltration analgesia is administered intra-operatively through injection into the posterior capsule of the knee, as well as the soft tissues around the surgical field.3 4 There is increasing evidence to support the use of LIA in TKA.4 5 6 7 8 However, other studies have shown that the efficacy of LIA during TKA is not superior to that of previously available methods.9 10 11 In addition, the use of LIA is reportedly safe,1 12 13 14 15 but has only recently been adopted in medical centres in Hong Kong. To the best of our knowledge, there have been no studies of the efficacy of LIA in patients undergoing TKA in Hong Kong.
 
We aimed to investigate the efficacy of LIA in patients with knee osteoarthritis undergoing TKA. The primary outcomes of this study were pain scores and morphine consumption from postoperative day (POD) 1 to POD 4. The secondary outcomes of this study were range of motion, quadriceps power, and postoperative length of stay.
 
Methods
Study design
This was a single-centre, retrospective cohort study based in Yan Chai Hospital, a joint centre in Hong Kong.
 
Patients and study population
This study was approved by the Kowloon West Cluster Research Ethics Committee. The study cohort consisted of Chinese patients aged ≥18 years with knee osteoarthritis who were scheduled to undergo primary TKA during the period from January 2017 to December 2017 in Yan Chai Hospital in Hong Kong. Exclusion criteria were the presence of chronic inflammatory joint disease (eg, rheumatoid arthritis or Charcot arthropathy); current use of other medications or measures that may alter pain tolerance (eg, regular steroid or opioid use, nerve blocks, or epidural anaesthesia); presence of dementia; presence of conditions precluding the use of LIA (eg, allergy or intolerance to a drug used in LIA, renal insufficiency, bleeding disorder, or prolonged QT interval). The use of LIA in TKA began on 14 June 2017. Therefore, there were two matched cohorts in this study: the control group was recruited before 14 June 2017, when LIA was not yet used; the LIA group was recruited on or after 14 June 2017, when LIA was routinely administered if not contra-indicated.
 
Study procedures
Baseline assessments were performed for all patients in this study, including preoperative blood tests and relevant X-rays. Written informed consent for TKA was provided by each patient. As noted above, the use of LIA in the centre began on 14 June 2017; therefore, patients who underwent TKA on or after that date also gave written informed consent to receive LIA, provided that they did not have any contra-indications to LIA. Antibiotic prophylaxis was administered to each patient prior to operation.
 
All TKA procedures were performed by surgeons in Yan Chai Hospital, using the medial parapatellar approach. A tourniquet was applied to the operated limb with pressure 2 times the systolic blood pressure; the tourniquet was released after wound closure. Cemented prostheses were used in all cases.
 
Intra-operative single-dose LIA was administered to patients in the LIA group. The LIA mixture consisted of 30 mg ketorolac, 100 mg levobupivacaine, and 0.5 mg adrenaline; these components were diluted in normal saline to a final volume of 100 mL, using sterile technique. The LIA mixture was prepared in two 50-mL syringes with 19-gauge needles for injection, and injection was performed at three time points. The first injection was performed before prosthesis cementation and implantation. The posterior capsule was infiltrated with approximately 20% of the total volume of LIA. During infiltration, the midpoint of the posterior capsule was avoided, due to the close proximity of the neurovascular bundle. The second injection was performed after prosthesis implantation: 60% of the total volume of LIA was infiltrated into the released collateral ligaments, both gutters, anterior supracondylar soft tissue, quadriceps cut ends, and retinaculum. The third injection was performed immediately before skin closure: the remaining 20% of the total LIA volume was injected subcutaneously. For the control group, no LIA was administered. A suction drain at 200 mm Hg was inserted in all patients, and was removed on POD 1.
 
In both control and LIA groups, the same postoperative protocol was followed. Immediately postoperatively, each patient received instruction from a nurse regarding the use of patient-controlled anaesthesia (PCA), which comprised 1 mg/mL morphine. When patients experienced pain, they could self-administer 1 mg of morphine intravenously. To prevent overdose, the lockout interval was set at 6 minutes, and the 4-hour maximum morphine dose was 30 mg. Patient-controlled anaesthesia was discontinued on POD 1 or 2, in accordance with the anaesthetist’s assessment. In addition to intravenous morphine, oral analgesics were administered; these included 1 g acetaminophen 4 times daily for 6 days and 50 mg tramadol 4 times daily for 4 days. After the administration period of oral analgesics (6 days for acetaminophen and 4 days of tramadol), these oral analgesics were administered only when necessary. Physiotherapy to achieve full weight-bearing walking was offered to all patients on POD 1. Routine deep vein thrombosis screening was performed once, on or after POD 3 by Doppler ultrasound in the Radiology Department of Yan Chai Hospital.
 
Outcomes
Primary outcomes were visual analogue scale (VAS) pain score during the period from POD 1 to POD 4 and total morphine use. Visual analogue scale pain scores were rated by patients using a scale of 0 to 10, where 0 was no pain and 10 was the highest pain imaginable. The amounts (in milligrams) of morphine demanded and consumed by each patient were recorded; there may be a discrepancy between these two values because a lockout interval and maximum dose of morphine were set in the PCA machine to avoid patient overdose. As noted above, PCA was discontinued on either POD 1 or POD 2, in accordance with the anaesthetist’s assessment.
 
Secondary outcomes were range of motion (ie, degrees of active flexion) during the period from POD 1 to POD 4, quadriceps power during the period from POD 1 to POD 4, and postoperative length of stay. Degrees of active flexion and quadriceps power were used because both have been shown to positively influence rehabilitation and functional ability.16 17 Degrees of active flexion was measured by the attending physician during daily ward rounds, using a goniometer; measurements were corrected to the nearest 5 degrees. Quadriceps power was also rated by the attending physician during daily ward rounds, using the Medical Research Council rating scale of 0 to 5.18 Quadriceps power ≥3 was used as a cut-off in the present study; the percentage of patients in each group with quadriceps power ≥3 was assessed during the period from POD 1 to POD 4. Postoperative length of stay was recorded as the number of days that patients remained in the hospital after TKA.
 
Sample size
The primary outcomes were postoperative VAS pain score and total morphine consumption. Previous studies assessed VAS pain score using scales of 0 to 10 (where 0=no pain and 10=extreme pain) or 0 to 100 mm (where 0=no pain and 100=extreme pain) with 10-mm increments.19 20 21 22 23 24 25 In previous studies that have used a 10-point VAS pain score scale, mean (standard deviation) postoperative VAS pain score was 6.1 (1.1) in the control group.2 19 20 26 Therefore, a reduction of 1 point in the VAS pain score was considered to be a clinically relevant difference. The sample size for the present study was calculated using an alpha level of 0.05 and 80% power. With these assumptions, a sample size of 19 patients per group was needed to detect a 1-point reduction in VAS pain score (ClinCalc.com; clincalc.com/stats/ samplesize.aspx). In addition, a reduction of 40% in morphine usage was considered to be a clinically relevant difference.27 Based on previous studies, the mean (standard deviation) of total morphine usage was 20.6 (6.8) mg.2 28 Using the above alpha and power values, a sample size of 11 patients per group was needed to detect a 40% reduction in morphine usage.
 
To allow for analysis of secondary outcomes and attrition due to missing data, a more conservative sample size estimation was adopted. The estimated sample size for range of motion was 57 patients per group, based on the report published by Zhang et al,29 and a 5% increase in degree of flexion being considered clinically relevant. To allow 15% attrition due to missing data, a sample size of 68 patients per group was used.
 
Statistical analysis
Statistical analyses were performed with SPSS (Windows version 23.0; IBM Corp, Armonk [NY], United States). The Chi squared test was used to analyse categorical variables between two groups (LIA and control). The Shapiro-Wilk test was used to determine whether data followed a normal distribution. The independent samples t test and Mann-Whitney U test were used to compare respective parametric and non-parametric continuous data between the two groups. Differences with P<0.05 were considered to be statistically significant.
 
Results
A total of 136 knees were recruited (68 per group). There were no significant differences between the groups with respect to baseline demographic data (Table 1). The results of the Shapiro-Wilk test showed that the following data were not normally distributed: VAS pain score, morphine consumption, degrees of active flexion, and postoperative length of stay.
 

Table 1. Patient demographic data
 
Complications
There were no cases of wound infection, delayed wound healing, or prolonged wound drainage. One patient in the LIA group experienced medial tibial plateau fracture intra-operatively; the fracture was repaired using a screw. One patient in the LIA group had an incidental finding of popliteal vein aneurysm during routine postoperative Doppler ultrasound screening for deep vein thrombosis.
 
Primary outcomes
Visual analogue scale pain score
As noted above, VAS pain score data followed a non-normal distribution. Thus, the Mann-Whitney U test was used for comparison between the two groups. Patients in the LIA group had significantly lower pain scores during the period from POD 1 to POD 4, compared with patients in the control group (Fig). On POD 1, the mean VAS pain score was 3.07 in the LIA group, compared with 4.96 in the control group (P<0.001); on POD 2, the LIA group had a pain score of 3.14, compared with 4.21 in the control group (P<0.001). Differences in pain score on POD 3 and POD 4 were smaller, but remained statistically significant. On POD 3, the pain score in the LIA group was 3.12, while that in the control group was 3.79 (P=0.001); on POD 4, the pain score in the LIA group was 2.89, while that in the control group was 3.66 (P<0.001) [Fig].
 

Figure. Postoperative pain scores from day 1 to 4
 
Morphine consumption
The mean amount of morphine demanded by patients through PCA in the LIA group was 20.10 mg, whereas that in the control group was 29.85 mg (P<0.001, Mann-Whitney U test). The mean amount of morphine consumed by patients in the LIA group was 11.85 mg, while that in the control group was 19.54 mg (P<0.001, Mann-Whitney U test).
 
Secondary outcomes
Range of motion
The range of motion (degrees of active flexion) in the LIA group was significantly greater than that in the control group during the period from POD 1 to POD 4 (P<0.05 for all comparisons, Mann-Whitney U test) [Table 2].
 

Table 2. Degrees of active flexion from postoperative day 1 to 4
 
Quadriceps power
The percentage of patients with quadriceps power ≥3 was compared between the two groups using the Chi squared test. On POD 1, 70.6% of patients in the LIA group had quadriceps power ≥3, compared with 29.4% of patients in the control group (P<0.001). On POD 2, POD 3, and POD 4, there was a trend suggestive of a higher percentage of patients in the LIA group with quadriceps power ≥3, but the difference was not statistically significant (Table 3).
 

Table 3. Percentages of patients with quadriceps power ≥3
 
Postoperative length of stay
The postoperative length of stay did not significantly differ between LIA and control groups (5.49 days vs 6.29 days; P=0.092, Mann-Whitney U test).
 
Discussion
Pain is an important concern during and immediately after TKA, as it affects patients’ quality of life and can hinder rehabilitation progress. A single intra-operative dose of LIA consisting of a mixture of levobupivacaine, ketorolac, and adrenaline improved postoperative pain control, as evidenced by reduced VAS pain scores during the period from POD 1 to POD 4 in the present study. Some previous studies2 29 demonstrated no significant differences in pain score between LIA and control groups from POD 1 onwards. In more recent studies by Vaishya et al8 and Fan,30 pain-relieving effects of LIA were observed through POD 3, which was similar to the findings of significantly lower pain scores through POD 4 in our study. In addition, differences in pain scores between groups appeared to be greater on POD 1 and POD 2 than on POD 3 and POD 4.
 
There is no gold standard for LIA. Briefly, it consists of a local anaesthetic, non-steroidal anti-inflammatory drug, and adrenaline; some authors have added morphine and/or steroid to the mixture.24 30 31 32 Most studies have used ropivacaine as the local anaesthetic, while some used bupivacaine. The only previous study performed in Hong Kong30 and the present study both used levobupivacaine. According to Casati and Putzu,15 ropivacaine and levobupivacaine were developed to avoid bupivacaine-related severe toxicity. Compared with bupivacaine, ropivacaine and levobupivacaine have slightly lower anaesthetic potency; however, they exhibit lower central nervous system and cardiovascular toxicity. There is an increasing trend for using ropivacaine or levobupivacaine in LIA, rather than bupivacaine.15 Because of the variations in LIA mixtures, it is difficult to identify the ‘most effective’ component or components. Thus, further studies are needed to support standardisation of LIA.
 
Both morphine demand and consumption were lower in the LIA group. Because PCA in this study included the use of a lockout interval to avoid morphine overdose, we analysed morphine demand, which more accurately reflected the need for pain control in each patient. Previous studies have reported convincing evidence for lower morphine consumption in patients who had received LIA during TKA.1 2 21 22 23 27 28 30 31 33 However, none of the previous studies assessed morphine demand. In the present study, the reduction of both morphine demand and consumption in the LIA group further support the conclusion that the use of LIA improved pain control after TKA.
 
An incidental finding of popliteal vein aneurysm was noted in one patient in the LIA group. Venous aneurysm is rare, but can be a source of thromboembolism.34 Nearly all patients described in the literature were symptomatic, and the most common symptoms were pulmonary embolism and post-thrombotic syndrome.35 The definition of venous aneurysm remains controversial. According to Sadowska et al,36 the diameter of a normal popliteal vein varies from 5 to 12 mm in women and 7 to 13 mm in men; some authors have suggested that the diameter of the venous aneurysm should be twice the normal diameter, while other reports have suggested that it should be at least 3 times the normal diameter.35 In the present study, the patient had a fusiform dilatation (anteroposterior diameter=22 mm; length=20 mm) of the popliteal vein with reflux noted. The popliteal vein aneurysm was in the distal portion of the popliteal fossa, immediately proximal to the branching of the saphenous vein, which was not involved; the popliteal vein was posterior and lateral to the popliteal artery at that level, and there was no intraluminal thrombus. The patient remained asymptomatic throughout and was referred to vascular specialists in our hospital for further follow-up; repeated duplex ultrasound by the vascular specialists at 4 months postoperatively showed no progression of the aneurysm. The popliteal vein was fully compressible without any thrombus. In addition, there was no aneurysm or pseudoaneurysm in the popliteal artery; thus, the patient continues to receive conservative treatment.
 
The pathogenesis of popliteal vein aneurysm is uncertain. Possible causes include congenital weakness, trauma, inflammation, and localised degenerative changes.35 A popliteal vein aneurysm has been reported as a result of post-arthroscopy trauma,37 but has not been associated with TKA. Nonetheless, popliteal artery pseudoaneurysm is an uncommon complication of TKA that has been previously reported.38 39 Pseudoaneurysm implies that trauma to the artery may have occurred during TKA, which may comprise direct incision, injury during the injection of LIA, or blunt instrument trauma (eg, from an oscillating saw). With the increasing use of LIA, it is important to consider the risk of vascular complications during injection into the posterior capsule. The potential for popliteal pseudoaneurysm after LIA is not yet known. We consider it to be unlikely that the popliteal aneurysm in our patient was a complication of TKA and/or LIA.
 
Conclusion
Intra-operative single-dose LIA can effectively reduce postoperative pain during the period from POD 1 to POD 4, and can reduce both the demand and consumption of morphine. Therefore, we recommend the use of LIA in TKA. Further studies are warranted to evaluate the impact of LIA on long-term functional outcome, as well as to establish a gold standard for the administration of LIA.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: All authors.
Acquisition of data: YY Fang, QJ Lee, EWY Chang.
Analysis or interpretation of data: YY Fang, QJ Lee.
Drafting of the article: YY Fang.
Critical revision for important intellectual content: YY Fang.
 
Declaration
The study was presented in the 38th Annual Congress of the Hong Kong Orthopaedic Association, 3-4 November 2018, Hong Kong.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Kowloon West Cluster Research Ethics Committee (Ref KW/EX-18-118[128-02]).
 
References
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7. Seangleulur A, Vanasbodeekul P, Prapaitrakool S, et al. The efficacy of local infiltration analgesia in the early postoperative period after total knee arthroplasty: a systematic review and meta-analysis. Eur J Anaesthesiol 2016;33:816-31. Crossref
8. Vaishya R, Wani AM, Vijay V. Local infiltration analgesia reduces pain and hospital stay after primary TKA: randomized controlled double blind trial. Acta Orthop Belg 2015;81:720-9.
9. Fan L, Yu X, Zan P, Liu J, Ji T, Li G. Comparison of local infiltration analgesia with femoral nerve block for total knee arthroplasty: a prospective, randomized clinical trial. J Arthroplasty 2016;31:1361-5. Crossref
10. Albrecht E, Guyen O, Jacot-Guillarmod A, Kirkham KR. The analgesic efficacy of local infiltration analgesia vs femoral nerve block after total knee arthroplasty: a systematic review and meta-analysis. Br J Anaesth 2016;116:597-609. Crossref
11. Mulford JS, Watson A, Broe D, Solomon M, Loefler A, Harris I. Short-term outcomes of local infiltration anaesthetic in total knee arthroplasty: a randomized controlled double-blinded controlled trial. ANZ J Surg 2016;86:152-6. Crossref
12. Bonnette BA. Is local infiltration analgesia (LIA) a safe and effective method for post-operative pain management after a unilateral total knee arthroplasty (TKA)? [dissertation]. US: Philadelphia College of Osteopathic Medicine; 2013.
13. Brydone AS, Souvatzoglou R, Abbas M, Watson DG, McDonald DA, Gill AM. Ropivacaine plasma levels following high-dose local infiltration analgesia for total knee arthroplasty. Anaesthesia 2015;70:784-90. Crossref
14. Knudsen K, Beckman Suurküla M, Blomberg S, Sjövall J, Edvardsson N. Central nervous and cardiovascular effects of i.v. infusions of ropivacaine, bupivacaine and placebo in volunteers. Br J Anaesth 1997;78:507-14. Crossref
15. Casati A, Putzu M. Bupivacaine, levobupivacaine and ropivacaine: are they clinically different? Best Pract Res Clin Anaesthesiol 2005;19:247-68. Crossref
16. Rowe PJ, Myles CM, Walker C, Nutton R. Knee joint kinematics in gait and other functional activities measured using flexible electrogoniometry: how much knee motion is sufficient for normal daily life? Gait Posture 2000;12:143-55. Crossref
17. Moxley Scarborough D, Krebs DE, Harris BA. Quadriceps muscle strength and dynamic stability in elderly persons. Gait Posture 1999;10:10-20. Crossref
18. Medical Research Council. Aids to the examination of the peripheral nervous system. Memorandum No 45 (superseding War Memorandum No. 7). London: Her majesty’s stationery office. 1976. Available from: https://mrc.ukri.org/documents/pdf/aids-to-the-examination-of-the-peripheral-nervous-system-mrc-memorandum-no-45-superseding-war-memorandum-no-7/. Accessed Nov 2018.
19. Affas F, Nygårds EB, Stiller CO, Wretenberg P, Olofsson C. Pain control after total knee arthroplasty: a randomized trial comparing local infiltration anesthesia and continuous femoral block. Acta Orthop 2011;82:441-7. Crossref
20. Rosen AS, Colwell CW, Pulido PA, Chaffee, TL, Copp SN. A randomized controlled trial of intraarticular ropivacaine for pain management immediately following total knee arthroplasty. HSS J 2010;6:155-9. Crossref
21. Lamplot JD, Wagner ER, Manning DW. Multimodal pain management in total knee arthroplasty: a prospective randomized controlled trial. J Arthroplasty 2014;29:329-34. Crossref
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23. Tsukada S, Wakui M, Hoshino A. Postoperative epidural analgesia compared with intraoperative periarticular injection for pain control following total knee arthroplasty under spinal anesthesia: a randomized controlled trial. J Bone Joint Surg Am 2014;96:1433-8. Crossref
24. Tsukada S, Wakui M, Hoshino A. Pain control after simultaneous bilateral total knee arthroplasty: a randomized controlled trial comparing periarticular injection and epidural analgesia. J Bone Joint Surg Am 2015;97:367-73. Crossref
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30. Fan JC. Intra-operative periarticular multimodal injection in total knee arthroplasty: a local hospital experience in Hong Kong. Hong Kong Med J 2018;24:145-51. Crossref
31. Fu P, Wu Y, Wu H, Li X, Qian Q, Zhu Y. Efficacy of intra-articular cocktail analgesic injection in total knee arthroplasty—a randomized controlled trial. Knee 2009;16:280-4. Crossref
32. Busch CA, Shore BJ, Bhandari R, et al. Efficacy of periarticular multimodal drug injection in total knee arthroplasty. A randomized trial. J Bone Joint Surg Am 2006;88:959-63. Crossref
33. Essving P, Axelsson K, Kjellberg J, Wallgren O, Gupta A, Lundin A. Reduced morphine consumption and pain intensity with local infiltration analgesia (LIA) following total knee arthroplasty. Acta Orthop 2010;81:354-60. Crossref
34. Aldridge SC, Comerota AJ, Katz ML, Wolk JH, Goldman BI, White JV. Popliteal venous aneurysm: report of two cases and review of world literature. J Vasc Surg 1993;18:708-15. Crossref
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Outcomes of transperineal and transrectal ultrasound-guided prostate biopsy

Hong Kong Med J 2019 Jun;25(3):209–15  |  Epub 29 May 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Outcomes of transperineal and transrectal ultrasound-guided prostate biopsy
KL Lo, MB, ChB, FHKAM (Surgery)1; KL Chui, MB, BS, FHKAM (Surgery)1; CH Leung, MSc2; SF Ma, MB, ChB1; Kevin Lim, MB, ChB1; Timothy Ng, MB, ChB1; Julius Wong, MB, ChB1; Joseph KM Li, MB, ChB, FHKAM (Surgery)1; SK Mak, MB, BS, FHKAM (Surgery)1; CF Ng, MB, ChB, FHKAM (Surgery)1,2
1 Division of Urology, North District Hospital, New Territories East Cluster Urology Unit, Prince of Wales Hospital, Shatin, Hong Kong
2 SH Ho Urology Centre, Department of Surgery, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Objective: To compare the clinical outcomes and pathological findings of transperineal ultrasound-guided prostate biopsy (TPUSPB) and transrectal ultrasound-guided prostate biopsy (TRUSPB) in a secondary referral hospital.
 
Methods: This was a retrospective study of 100 TPUSPBs and 100 TRUSPBs performed in our centre. Pre-biopsy patient parameters (eg, patient age, clinical staging, serum prostate-specific antigen [PSA] level, prostate size, and PSA density), as well as pathological results and 30-day complication and readmission rates, were retrieved from the patients’ medical records and compared between the two groups.
 
Results: One hundred TPUSPBs performed from January 2018 to May 2018 and 100 TRUSPBs performed from January 2016 to April 2016 were included for analysis. Mean age did not significantly differ between the groups. The TPUSPB group had a higher mean PSA level, smaller prostate size, and higher PSA density, compared with the TRUSPB group. The overall prostate cancer detection rate was similar between the TPUSPB and TRUSPB groups (35% vs 25%, P=0.123). There were no significant differences between the groups in prostate cancer detection rates after stratification according to PSA density and clinical staging. With respect to complications, no patients developed fever in the TPUSPB group, while 4% of patients in the TRUSPB group had fever and required at least 1-week admission for intravenous antibiotic administration.
 
Conclusion: For prostate biopsy, TPUSPB is safer, with no infection complications, and has similar prostate cancer detection rate compared with TRUSPB.
 
 
New knowledge added by this study
  • There were no sepsis complications associated with the use of transperineal prostate biopsy (TPUSPB), which avoids penetration of the rectal mucosa and possible transfer of intestinal flora to the blood stream during the procedure.
  • In terms of prostate cancer detection, TPUSPB was comparable to transrectal prostate biopsy (TRUSPB). Moreover, TPUSPB may have an advantage over TRUSPB in patients with previous negative biopsy findings, as it does not neglect prostate cancer in the anterior fibromuscular stroma.
Implications for clinical practice or policy
  • TPUSPB is suitable for use as a routine, 1-day out-patient procedure, which may be helpful for patients who must travel a considerable distance to reach the hospital.
  • TPUSPB may be more suitable for patients who cannot undergo general anaesthesia or monitored anaesthesia care.
  • TPUSPB might be a good alternative to TRUSPB, particularly for patients with increased risk of sepsis.
 
 
Introduction
According to the Hong Kong Cancer Registry,1 prostate cancer is the third most common cancer in men. As in other cancers, biopsy is needed for histological confirmation of the diagnosis of prostate cancer before treatment is initiated. With the increasing age of the population, the incidence rate of this cancer is expected to increase; the frequency of prostate biopsy will therefore also increase. Hodge et al2 introduced the systematic sextant biopsy protocol under transrectal ultrasound guidance. Transrectal ultrasound-guided prostate biopsy (TRUSPB) has since become a widely accepted and routinely performed technique to detect prostate cancer.3 In Hong Kong, most urologists use TRUSPB to confirm the diagnosis of prostate cancer, particularly in patients with elevated prostate-specific antigen (PSA) or abnormal digital rectal examination; TRUSPB is also used in patients undergoing active surveillance of prostate cancer. However, there are complications associated with the use of TRUSPB. Most notably, because the procedure is performed via the rectum, there is a risk of postprocedural sepsis; the incidence of sepsis ranged was 2% to 4% in contemporary series,4 5 and sepsis-related mortality has also been reported.6
 
An increasing number of studies have demonstrated success in cancer diagnosis with extended biopsy using transperineal ultrasound-guided prostate biopsy (TPUSPB). In an early report, Kojima et al7 retrospectively assessed the usefulness of TPUSPB, which differs from TRUSPB in terms of patient position, puncture route, puncture site, and ultrasound probe.8 Most importantly, the TPUSPB enables urologists to thoroughly prepare the perineum with a disinfectant solution to eliminate the possibility of skin flora contamination of the puncture site.9 In addition, this procedure involves puncture of perineal skin under the guidance of a side-fire ultrasound probe without penetration of rectal mucosa, thereby avoiding the possibility that intestinal flora are transferred to the blood stream. An Australian study group showed that TPUSPB, in combination with antibiotic prophylaxis, could almost entirely prevent sepsis complications.10 Some authors have suggested that TPUSPB may be performed without antibiotic prophylaxis, thus reducing the risk of generating antibiotic resistance.4 Based on these potential benefits, our centre introduced TPUSPB beginning in January 2018. Subsequently, we have completely replaced TRUSPB with TPUSPB. In this study, we aimed to compare the outcomes of our initial series of patients who underwent TPUSPB with those of our previous cohort of patients who underwent TRUSPB.
 
Methods
In this retrospective cohort study, we compared 100 patients who underwent TPUSPB with 100 patients who underwent TRUSPB in our centre. This study was approved by our institutional ethics committee. All 100 patients who underwent TPUSPB from January 2018 to May 2018 (TPUSPB group) were included; 100 patients who underwent TRUSPB from January 2016 to April 2016 were also included. The indications for biopsy for both groups were serum PSA >4 ng/dL, abnormal digital rectal examination, and surveillance biopsy for patients under active surveillance.
 
The following data were retrieved from hospital records and compared between the two groups: age, serum PSA level, prostate size, PSA density, prostate cancer detection rate, and complications (eg, admission due to acute retention of urine, rectal bleeding, haematuria, fever, and sepsis). We used the Third International Consensus Definitions for Sepsis and Septic Shock (Sepsis-3) as an acute change in total sequential organ failure assessment score ≥2 points due to the infection11: (1) respiratory rate ≥22/min, (2) altered mental activity, and (3) systolic blood pressure ≤100 mm Hg.
 
For both groups, the indications for prostatic biopsies were serum PSA level >4 ng/dL, abnormal digital rectal examination, or follow-up biopsy for patients under active surveillance. All patients underwent pre-procedure blood tests and urine tests to ensure there was no bleeding tendency or positive urine culture. Patients using antiplatelet or anticoagulant treatment were required to discontinue drugs prior to undergoing biopsy. All patients used a sodium phosphate rectal enema in the morning of the procedure and took oral prophylactic antibiotics (1 g amoxicillin-clavulanate and 500 mg ciprofloxacin) 2 hours before the procedure. For TPUSPB, numbing cream (2.5% lidocaine and 2.5% prilocaine) was applied over the perineal region 1 hour before the procedure and 1% lidocaine (20 mL) was injected into the perineum as local anaesthesia (LA) immediately prior to prostate biopsy, at a 45-degree angle from the midline and approximately 15 mm above the anus on either side. Details of the two procedures are described below. After either procedure, all patients were given an additional 1-day course of oral antibiotics (1 g amoxicillin-clavulanate and 500 mg ciprofloxacin).
 
When undergoing TRUSPB, patients assumed the left lateral position, as shown in Figure 1. Prostate size was measured using a transrectal biplanar ultrasound probe. Subsequently, 10 core biopsies were taken: five cores were taken from each side of the prostate at the base, mid, apex, upper lateral, and lower lateral regions. Each procedure was 5 to 10 minutes in duration.
 

Figure 1. Positioning and route for transrectal ultrasoundguided biopsy
 
When undergoing TPUSPB, patients assumed the Lloyd-Davies position prior to injection of lidocaine for LA (described above). After lidocaine injection, a biplanar ultrasound probe was inserted through the anus. The prostate size was measured, and 14-gauge angiocatheters were then inserted at the sites previously used for LA injection, as shown in Figure 2. Ten core biopsies were obtained in a manner similar to that of TRUSPB. Because of the different orientation of the biopsy needle, the apical biopsy was targeted towards the anterior fibromuscular layer. The biopsy needle was maintained parallel to the probe to ensure clear visualisation of the targeted area, which was possible when the whole needle was completely visualised on ultrasound (Fig 3). Each procedure was 10 to 15 minutes in duration. We also assessed the pain experienced during the TPUSPB at three time points, namely during probe insertion into the anus, LA injection, and biopsy procedures, by verbal analogue scale (0-10) during TPUSPB.
 

Figure 2. Puncture guides were inserted at sites of local anaesthesia injection
 

Figure 3. Whole biopsy needle is completely visualised on ultrasound
 
Statistical analyses were performed using SPSS (Windows version 24.0; IBM Corp, Chicago [IL], United States). For continuous variables, age was compared by independent t test, while PSA, prostate size, and PSA density were compared by the Mann-Whitney U test as they did not exhibit normal distributions. Normality was assessed by normal QQ plots and the Shapiro-Wilk test. When comparing categorical variables, including cancer detection rates and complication rates, the Chi squared test was used if the expected count in each cell was >5; otherwise, Fisher’s exact test was used. In addition, the Cochran-Mantel-Haenszel test was performed to assess whether there was an association between the biopsy method and cancer detection rate according to clinical stage. Differences with a two-sided P value of <0.05 were considered to be statistically significant.
 
Results
The patient characteristics, prostate cancer detection rates, and complications in patients who underwent TPUSPB, compared with those who underwent TRUSPB, are summarised in Table 1. Age did not significantly differ between the two groups. The median serum PSA in the TPUSPB group was higher than that in the TRUSPB group (12.0 ng/dL vs 9.5 ng/dL, P=0.047). Moreover, the median prostate size in the TPUSPB was smaller than that in the TRUSPB group (46.2 mL vs 56.8 mL, P=0.003). Therefore, the PSA density of TPUSPB group was higher than that in the TRUSPB group (0.27 vs 0.16, P=0.001).
 

Table 1. Patient characteristics, prostate cancer detection rates, and complications in patients who underwent TPUSPB compared with those who underwent TRUSPB
 
Stratified prostate cancer detection rates in patients who underwent TPUSPB, compared with those who underwent TRUSPB, are listed in Table 2. There was no statistically significant difference in overall prostate cancer detection rate between the two groups. In subgroup analysis stratified by serum PSA level, the TPUSPB group had a higher prostate cancer detection rate than the TRUSPB group among patients with 20 to 100 ng/mL PSA (50% vs 15%, P=0.036). However, there were no statistically significant differences in prostate cancer detection rates among other subgroups according to PSA levels. There were also no statistically significant differences in prostate cancer detection rates between the two groups upon stratification according to PSA density or clinical staging.
 

Table 2. Stratified prostate cancer detection rates in patients who underwent TPUSPB compared with those who underwent TRUSPB*
 
In analysis of 35 patients with positive cores in the TPUSPB group, 16 (45.7%) patients had at least one positive core in the anterior fibromuscular stroma. Among these 16 patients, 14 were diagnosed with high-risk prostate cancers, with multiple positive cores in each patient. The relatively high proportion of high-risk prostate cancer in the TPUSPB cohort might explain the relatively high number of positive cores in the anterior fibromuscular stroma.
 
In the TPUSPB group, 19 patients had previous negative findings in TRUSPB; three of these 19 (15.7%) were diagnosed with prostate cancer based on the findings of TPUSPB. Two of the three tumours were detected in the anterior fibromuscular layer, and the remaining tumour was found in the apical zone. In the TRUSPB group, 36 patients had previous negative findings in TRUSPB; six (16.7%) of these were diagnosed with prostate cancer based on the findings of the current TRUSPB.
 
Concerning about the pain experienced during TPUSPB, the pain scores reported by patients during probe insertion into the anus, LA injection, and biopsy procedures were 1-2, 1-2, and 2-4, respectively.
 
With respect to complications, we initially planned to use the Sepsis-3 described above, but no patients in this study developed clinical signs of infection that met the criteria for sepsis. However, four (4%) patients in the TRUSPB group developed fever requiring hospital admission compared with none in the TPUSPB group (P=0.121) [Table 3]. At least 1 week of intravenous antibiotic treatment was prescribed for all four of those patients with fever. Three patients in the TPUSPB group and one in the TRUSPB group developed acute retention of urine (P=0.621). No patients in the TPUSPB group and one in the TRUSPB group had rectal bleeding (P=1.000). There were no admissions due to haematuria in either group.
 

Table 3. Clinical findings of four patients in the TRUSPB group who had fever requiring admission
 
Discussion
Since Hodge et al2 introduced the systematic sextant biopsy protocol, TRUSPB has become the main approach to detect prostate cancer worldwide. In recent years, many urologists have described increased risks of infection and sepsis associated with TRUSPB.12 Fluoroquinolone was previously thought to provide effective antibiotic prophylaxis, thus preventing infections associated with TRUSPB; however, fluoroquinolone-resistant bacteria and extended-spectrum beta-lactamase–producing bacteria are present within the intestinal flora of 40.4% and 41.0% of Chinese patients, respectively.13 Accordingly, the rate of post-TRUSPB sepsis is rising both in Hong Kong6 and worldwide.14 To reduce the rates of infection, many strategies have been attempted, including augmented prophylactic antibiotic protocols. However, no strategies have prevented the development of sepsis due to the transfer of faecal bacteria into the blood stream through TRUSPB puncture sites.10 Transperineal ultrasound-guided prostate biopsy has been suggested as a potentially safer alternative. Notably, the indications, workups, medications, and numbers of cores are identical between TRUSPB and TPUSPB. However, the techniques differ with respect to multiple aspects, including patients’ position and puncture route,15 as described in the Methods section of this paper.
 
From the pain scores recorded during TPUSPB, most patients tolerated the procedure well. Because the entire procedure was performed under LA, all patients could be discharged on the same day without the need for general anaesthesia or monitored anaesthesia care. In Asian nations, many patients must travel a considerable distance to reach the hospital; therefore, 1-day out-patient procedures are preferable for patients and their relatives. Moreover, some patients are high-risk or unfit for general anaesthesia or monitored anaesthesia care; procedures performed under LA are therefore much safer and more practical for them.
 
Transrectal ultrasound-guided prostate biopsy neglects prostate cancer located in the anterior fibromuscular stroma, whereas the TPUSPB does not.16 In our study, a significant proportion of positive prostatic cores were found in the anterior fibromuscular stroma among patients in the TPUSPB group. Moreover, some patients with prior negative findings in TRUSPB were diagnosed with prostate cancer in the anterior fibromuscular stroma based on the results of TPUSPB. Therefore, TPUSPB may have an advantage over TRUSPB in patients with previous negative biopsy findings.
 
This study had some limitations. First, a consistent number of cores was biopsied in all patients in the TPUSPB group, irrespective of prostate size. To improve the rate of prostate cancer detection, some experts have advocated for the use of different numbers of prostate biopsies, based on prostate size16—more biopsies should be taken in patients with larger prostates. Second, TPUSPB required more time than TRUSPB. However, as each step is standardised, the duration of the procedure may decrease. Third, there was no documentation of pain scores in the TRUSPB group; thus, a comparison could not be performed. Future studies should address these limitations. In particular, a larger sample size is needed to confirm whether TPUSPB is superior with respect to the rate of prostate cancer detection.
 
Conclusion
In summary, TPUSPB avoids penetration of the rectal mucosa and possible transfer of intestinal flora to the blood stream during the procedure. This contributed to the lack of infections in the present study. With respect to prostate cancer detection rate, TPUSPB is at least comparable to TRUSPB. Therefore, an increasing number of urologists may adopt this technique in the future.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design of study: KL Lo, KL Chui, CF Ng.
Acquisition of data: KL Lo, K Lim, JKM Li, J Wong, SK Mak.
Analysis or interpretation of data: KL Lo, CF Ng, SCH Leung, SF Ma.
Drafting of the manuscript: KL Lo, CF Ng.
Critical revision for important intellectual content: All authors.
 
Conflicts of interest
As an editor of the journal, CF Ng was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Acknowledgement
We would like to thank for the support of the nursing staff in the Integrated Ambulatory Care Centre, North District Hospital for their support to the procedures.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CREC 2018.323).
 
References
1. Hong Kong Cancer Registry, Hospital Authority, Hong Kong SAR Government. Prostate cancer in 2016. Available from: http://www3.ha.org.hk/cancereg/pdf/top10/rank_2016.pdf. Accessed 17 May 2019.
2. Hodge KK, McNeal JE, Terris MK, Stamey TA. Random systematic versus directed ultrasound guided transrectal core biopsies of the prostate. J Urol 1989;142:71-4. Crossref
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