Duplex sonography for detection of deep vein thrombosis of upper extremities: a 13-year experience

Hong Kong Med J 2015 Apr;21(2):107–13 | Epub 27 Feb 2015
DOI: 10.12809/hkmj144389
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Duplex sonography for detection of deep vein thrombosis of upper extremities: a 13-year experience
Amy SY Chung, MSc, MHKCRRT1; WH Luk, FRCR, FHKAM (Radiology)2; Adrian XN Lo, FRCR, FHKAM (Radiology)3; CF Lo, PDDR1
1Department of Radiology, United Christian Hospital, Kwun Tong, Hong Kong
2Department of Radiology, Princess Margaret Hospital, Laichikok, Hong Kong
3Department of Radiology, Hong Kong Adventist Hospital, 40 Stubbs Road, Hong Kong
Corresponding author: Dr Amy SY Chung (chungsya@gmail.com)
 Full paper in PDF
Abstract
Objectives: To determine the prevalence and characteristics of sonographically evident upper-extremity deep vein thrombosis in symptomatic Chinese patients and identify its associated risk factors.
 
Design: Case series.
 
Setting: Regional hospital, Hong Kong.
 
Patients: Data on patients undergoing upper-extremity venous sonography examinations during a 13-year period from November 1999 to October 2012 were retrieved. Variables including age, sex, history of smoking, history of lower-extremity deep vein thrombosis, major surgery within 30 days, immobilisation within 30 days, cancer (history of malignancy), associated central venous or indwelling catheter, hypertension, diabetes mellitus, sepsis within 30 days, and stroke within 30 days were tested using binary logistic regression to understand the risk factors for upper-extremity deep vein thrombosis.
 
Main outcome measures: The presence of upper-extremity deep vein thrombosis identified.
 
Results: Overall, 213 patients with upper-extremity sonography were identified. Of these patients, 29 (13.6%) had upper-extremity deep vein thrombosis. The proportion of upper-extremity deep vein thrombosis using initial ultrasound was 0.26% of all deep vein thrombosis ultrasound requests. Upper limb swelling was the most common presentation seen in a total of 206 (96.7%) patients. Smoking (37.9%), history of cancer (65.5%), and hypertension (27.6%) were the more prevalent conditions among patients in the upper-extremity deep vein thrombosis–positive group. No statistically significant predictor of upper-extremity deep vein thrombosis was noted if all variables were included. After backward stepwise logistic regression, the final model was left with only age (P=0.119), female gender (P=0.114), and history of malignancy (P=0.024) as independent variables. History of malignancy remained predictive of upper-extremity deep vein thrombosis.
 
Conclusions: Upper-extremity deep vein thrombosis is uncommon among symptomatic Chinese population. The most common sign is swelling and the major risk factor for upper-extremity deep vein thrombosis identified in this study is malignancy.
 
 
New knowledge added by this study
  •  Data suggest that upper-extremity deep vein thrombosis among ethnic Chinese is different from western population.
Implications for clinical practice or policy
  •  Patients with a history of malignancy should be given priority for ultrasound screening of upper-extremity deep vein thrombosis.
 
 
Introduction
It has been a long-held notion that in United Christian Hospital in Hong Kong, requests for upper-extremity vein sonography to screen for deep vein thrombosis (DVT) were rare. This may have been because upper-extremity deep vein thrombosis (UEDVT) was considered a benign phenomenon and not an urgent condition. However, UEDVT potentially carries certain risks like pulmonary embolism (PE), and leads to morbidity and mortality. Therefore, understanding the associated risk factors would help in improving the ability to predict and prevent the risk of PE.
 
In the past decade, most of the research focused on identification and management of lower-extremity deep vein thrombosis (LEDVT), because UEDVT was believed to be clinically insignificant and quite rare, representing less than 2% of DVT.1 A study by Baarslag et al2 in 2004, however, reported that around half of their patients with UEDVT died during the follow-up period. More recent studies have challenged this belief.3 4 5 In 2004, Chan et al6 reported a study comparing Chinese and Caucasian patients, and showed prevalence of LEDVT was different between the two populations (9.1% proximal LEDVT without prophylaxis for Chinese and 16% proximal LEDVT with prophylaxis for Caucasians). This suggested that a study to assess the prevalence of UEDVT in Chinese population needs to be undertaken.
 
There are many imaging strategies to aid diagnosis of UEDVT. When comparing the different strategies, contrast venograms and computed tomography (CT) venograms require the injection of contrast agents and involve radiation. With magnetic resonance venogram, however, no radiation is involved and can be performed without contrast injection. Unfortunately, the use of magnetic resonance venogram is limited by its high cost and inconvenience associated with the procedure. On the other hand, colour duplex sonography is relatively cheap and more easily available. Colour duplex sonography provides excellent sensitivity and specificity as shown in a study by Köksoy et al7 in which the sensitivity and specificity were 94% and 96%, respectively. According to these authors, the downside is that this technique cannot completely exclude the presence of thrombus in axillary, subclavian, superior vena cava, or brachiocephalic vessels.7 The presence of UEDVT may only be inferred from secondary signs such as absence of respiratory variation and cardiac plasticity.8 In view of its safety and cost-effectiveness, duplex sonography is usually preferred as the first-line imaging technique in the evaluation of UEDVT.
 
The aims of this study were to determine the prevalence and characteristics of sonographically evident UEDVT in symptomatic Chinese patients and identify the associated risk factors.
 
Methods
Methodology
A retrospective study was conducted in a regional hospital in a district where the socio-economic status was similar to the rest of the population in Hong Kong.9 The study sample was comprised of patients undergoing an initial duplex sonography of the upper extremity for suspicion of UEDVT during the period November 1999 to October 2012. The study began with an initial search on the computerised Radiology Information System of the Hong Kong Hospital Authority and patients undergoing duplex sonography of upper- or lower-extremity veins were identified. From the radiology reports, positive cases of DVT (both UEDVT and LEDVT) were sourced using key words “incomplete compressibility”, “non-compressible”, “incompressible”, “not compressible”, or “compressibility: (no)”. The search was further narrowed down to retrieve patients with radiology reports and images of all upper-extremity vein sonography using key words in reports like “upper extremity vein” or “upper limb vein”.
 
Since the demographic profile of Hong Kong is mainly ethnic Chinese, our study included only Chinese patients who underwent initial upper-extremity sonography for the detection of UEDVT within the defined period. Studies that were incomplete for any reason and patients who had a positive finding of UEDVT from a previous scan were excluded. Medical record search was performed for the selected patients through the electronic Patient Record System.
 
Data collection and analysis
The medical records were reviewed and data on patient demographic characteristics, possible risk factors, and co-morbidities were collected. All confidential patient data were de-identified and each patient was assigned a study number before analysis. Standardised data collection charts were used to gather information, and details of information recorded are shown in Table 1.
 

Table 1. Summary of data recorded in data collection chart
 
The radiology reports and images were reviewed by two experienced, qualified radiologists, with each radiologist having more than 10 years of experience. The diagnosis of UEDVT was primarily based on the incomplete compressibility of the veins on sonography.3 When Doppler evaluation was used, absence of flow, lack of respiratory variation, or cardiac plasticity were used as secondary criteria for diagnosis.3 Central lines were considered to be present if mentioned in the sonography report, in the medical record, or documented on chest radiography, venography, CT or other imaging modality within 4 weeks prior to sonography. The catheter size and catheter material were not considered or correlated, as such information was not readily available retrospectively. Patients who presented with a history of vigorous exercise within 4 weeks of UEDVT were classified as effort-related.10 In contrary, when no forceful activity of limb or predisposing factor was observed before onset of symptoms, UEDVT was classified as idiopathic or spontaneous.9 Any discrepancies in the report or findings were addressed according to a consensus by the two reviewing radiologists.
 
Preliminary data analysis was performed using descriptive statistics. The mean values of patient’s age and frequency distribution among both genders were calculated in the UEDVT-negative and UEDVT-positive groups. t Test was used to examine the differences in age between the two groups and P<0.05 was regarded as significant. The frequency distributions of signs and symptoms including swelling, extremity discomfort, erythema, dyspnoea, chest pain, and cough were compared in the two groups. The frequency proportions of the variables in the two groups were calculated. Variables including age, sex, history of smoking and LEDVT, major surgery within 30 days, immobilisation within 30 days, cancer (history of malignancy), associated CVC (central venous or indwelling catheter), hypertension, diabetes mellitus, sepsis within 30 days, and stroke within 30 days were tested using binary logistic regression. Using backward stepwise logistic regression, the variables with the highest P values were eliminated one by one until all the remaining variables had P≤0.2, and P<0.05 was considered significant. The most prevalent risk factor in the UEDVT-positive group was identified and compared with data from Caucasian population. All statistical comparisons were done using the Statistical Package for the Social Sciences (Windows version 19.0; SPSS Inc, Chicago [IL], US).
 
Results
Between November 1999 and October 2012, 11 019 patients had undergone upper- or lower-extremity vein ultrasound examinations in the hospital. Major proportion of requests (10 783 patients, 97.9%) was for lower-extremity vein ultrasound. Ultrasound diagnosis of DVT (UEDVT and LEDVT) was seen in 822 (7.6%) patients, of which UEDVT was seen in 34 (4.1%) patients and LEDVT in 788 (95.9%) patients during that period.
 
Overall there were 236 upper-extremity vein ultrasound requests, of which 23 patients (5 out of 23 patients had UEDVT) were excluded as they did not meet the inclusion criteria (an initial upper-extremity vein sonography). A total of 213 patients were included in the study sample; UEDVT was diagnosed in 29 (13.6%) of the study sample (Fig). Therefore, the proportion of UEDVT diagnosed by initial ultrasound was only 0.26% (29/11 019) of all DVT (upper and lower extremity) ultrasound requests. The demographic characteristics of patients in the UEDVT-negative and UEDVT-positive groups are shown in Table 2.
 

Figure. Ultrasound images of (a) a patient diagnosed with breast carcinoma: it shows lack of colour signals inside the vein (thrombus formation); and (b) a patient with colon carcinoma in bed-bound palliative care: it shows large thrombus inside the vein lumen
 

Table 2. Age and sex distribution of patients
 
When comparing the age distribution between the two groups with t test, the results were not significant (P=0.06). In the UEDVT-negative group, 74 (40.2%) patients were males and 110 (59.8%) patients were females. There was no significant difference in age distribution among the two genders (P=0.394). Among the UEDVT-positive group, 15 (51.7%) patients were males and 14 (48.3%) were females. t Test to compare the age distribution between the two genders in this group was also not significantly different (P=0.257).
 
The frequency distributions of the signs and symptoms in the two groups are summarised in Table 3. Most patients in the UEDVT-negative group presented with upper limb swelling, and was seen in 178 (96.7%) patients. Even among the UEDVT-positive group patients, upper limb swelling was the most common sign, and was present in 28 (96.6%) patients.
 

Table 3. Frequency distribution of signs and symptoms in both UEDVT-negative and -positive groups
 
Statistical analysis and frequency proportion of variables in the two groups are summarised in Table 4. In the UEDVT-negative group, history of cancer, hypertension, and diabetes mellitus appeared to be the more prevalent variables and was seen in 82 (44.6%), 81 (44.0%) and 47 (25.5%), respectively. On the other hand, among the 29 patients in the UEDVT-positive group, history of smoking, history of cancer, and hypertension were the prevalent risk factors, and was seen in 11 (37.9%), 19 (65.5%) and 8 (27.6%) patients, respectively.
 

Table 4. Statistical analysis and frequency proportion of variables in the UEDVT-negative and -positive groups
 
Binary logistic regression was used to test the variables (Table 4). There were no statistically significant predictors of UEDVT if all variables were included. There was a trend towards higher risk of UEDVT in patients with a history of malignancy (odds ratio [OR]=2.250, P=0.071) but this was not statistically significant. Stepwise backward regression was performed to eliminate the independent variables with the highest P value until P≤0.2. The final regression model was left with only age, sex, and history of malignancy as independent variables, as the other variables persistently showed high P values (Table 5).
 

Table 5. Analysis of risk factors for UEDVT (remaining variables after backward stepwise regression)
 
In this study, the remaining variables in the model were age (P=0.119), female gender (P=0.114), and history of malignancy (P=0.024). History of malignancy remained predictive of UEDVT, and positive history of malignancy had an OR of 2.664 (95% confidence interval, 1.140-6.211) for the presence of UEDVT. In the UEDVT-positive group, there was no obvious predisposing cause observed in three patients. Therefore, these three (10.3%) patients were classified as having primary UEDVT, while the remaining 26 (89.7%) patients were classified as secondary UEDVT.
 
Discussion
In our study, the number of UEDVT cases diagnosed during the 13-year period using initial sonography was about 2.2 patients per year. As stated earlier, it has been a long-held perspective that UEDVT screening was a rare request in our hospital, and this is clearly evident from this study. Requests for UEDVT sonography constituted only 2.1% (236/11 019) of all extremity (upper and lower) vein ultrasound requests. The proportion of UEDVT diagnosed by initial ultrasound was only 0.26% of all DVT (upper and lower extremity) ultrasound requests, and therefore very rare.
 
Among 29 patients with UEDVT in our study, three patients presented with no obvious predisposing cause. One young healthy 32-year-old male claimed to have developed symptoms after exercise, and so this particular case was classified as primary effort-related thrombosis. Effort-related UEDVT often affected individuals who were young and healthy, with a male-to-female ratio of approximately 2:1.11 The incidence is higher in males and similar findings were also found in this study, and males were younger than females. Pain and swelling are commonly present in patients with UEDVT as shown in a study by Mustafa et al.4 Similarly, swelling was the most prevalent sign in our study, which was seen in 96.6% of patients, and represented the most common sign of UEDVT.
 
In our study, the prevalence of UEDVT among those undergoing ultrasound examinations for suspected UEDVT was 13.6%, and is the lowest when compared with other studies conducted among Caucasian population (18%,12 40%,13 25%,14 and 40%5). We also observed that there were fewer patients with indwelling catheters in our study sample compared with other studies (10.3% vs 11.6%,13 12%,12 23%,14 and 57%5). Earlier reports by Joffe et al3 suggested that indwelling catheter was the strongest predictor of UEDVT, and this may be the reason for the lower incidence in our study compared with other studies.
 
Overall, in our study it was found that history of smoking (37.9%), malignancy (65.5%), and hypertension (27.6%) were the common risk factors and particularly in UEDVT group (Table 4). Statistical analysis showed that a history of malignancy remained predictive of UEDVT. In our study, malignancy was a major risk factor for UEDVT, similar to studies conducted in Caucasian population.1 3 4 In our study, the frequency of cancer (65.5%) was even higher than those in Caucasian population in other studies, which had 43%,15 30%,16 38%,17 and 45%.4
 
Similar studies on Chinese population have already been published. Chen et al18 have investigated the differences in limb, age, and sex of Chinese patients with LEDVT. Abdullah et al19 studied the incidence of UEDVT associated with peripherally inserted central catheters. Liu et al20 estimated the incidence of venous thromboembolism instead of UEDVT in a study from a Hong Kong regional hospital. However, no study relating to prevalence of UEDVT comparing Chinese and western population have been performed. This study, while important, highlighted malignancy as the major risk factor for the prevalence of UEDVT. In a resource-limited health care system, patients with a history of malignancy should be prioritised in the triage of symptomatic patients referred for UEDVT screening, because malignancy is a major predictor of UEDVT and carries risk of PE. Such prioritisation will be beneficial to UEDVT patients as they can be identified and treated early.
 
Limitations
We employed retrospective observation in this study, and data were collected only from those available in the medical records. Therefore, the frequency of UEDVT reported might grossly underestimate the true number. The reason for this could be that signs and symptoms of UEDVT are usually non-specific, and as reported in other prospective studies many patients with UEDVT may remain completely asymptomatic.21
 
In our study, diagnosis of UEDVT was made solely by ultrasound. Studies have shown that ultrasound imaging has excellent sensitivity and specificity for LEDVT.22 23 In a study, the sensitivity had reached 97% to 100% and specificity of 98% to 99%.18 However, previous studies have reported lower sensitivity and specificity for upper-extremity ultrasound at 78% to 100% and 82% to 100%, respectively.18 19 There are several possible reasons why the sensitivity and specificity for detecting UEDVT are lower compared with LEDVT. One main reason is because of the anatomic drawback. The sternum and clavicle create acoustic shadowing or artefact on ultrasound imaging which limits the visualisation of proximal upper-extremity veins and thereby explains the relatively low sensitivity and specificity.3 Additionally, it would be difficult to visualise the centrally situated veins like the medial segment of the subclavian vein, the brachiocephalic vein, and their confluence with the superior vena cava.24 Moreover, the presence of a catheter might not only alter the venous tone, but also affect the venous flow making it more difficult to interpret the Doppler findings visualised on ultrasound. Further, differentiation between a normal vein and a large collateral in a patient with chronic venous thrombosis might sometimes be difficult.20 Another limitation of our study was the relatively small sample size, especially for catheter-related patients. Such small numbers might preclude subgroup analysis and lower the statistical power for identifying risk factors.
 
Conclusions
The major risk factor for UEDVT identified from this study is malignancy. Therefore, patients with a history of malignancy should be prioritised in the triage of symptomatic patients referred for UEDVT screening because malignancy is a major predictor of UEDVT and carries risk for PE.
 
References
1. Tilney ML, Griffiths HJ, Edwards EA. Natural history of major venous thrombosis of the upper extremity. Arch Surg 1970;101:792-6. Crossref
2. Baarslag HJ, Koopman MM, Hutten BA, et al. Long-term follow-up of patients with suspected deep vein thrombosis of the upper extremity: survival, risk factors and post-thrombotic syndrome. Eur J Intern Med 2004;15:503-7. Crossref
3. Joffe HV, Kucher N, Tapson VF, Goldhaber SZ; Deep Vein Thrombosis (DVT) FREE Steering Committee. Upper-extremity deep vein thrombosis: a prospective registry of 592 patients. Circulation 2004;110:1605-11. Crossref
4. Mustafa S, Stein PD, Patel KC, Otten TR, Holmes R, Silbergleit A. Upper extremity deep venous thrombosis. Chest 2003;123:1953-6. Crossref
5. Giess CS, Thaler H, Bach AM, Hann LE. Clinical experience with upper extremity sonography in a high-risk cancer population. J Ultrasound Med 2002;21:1365-70.
6. Chan YK, Chiu KY, Cheng SW, Ho P. The incidence of deep vein thrombosis in elderly Chinese suffering hip fracture is low without prophylaxis: a prospective study using serial duplex ultrasound. J Orthop Surg (Hong Kong) 2004;12:178-83.
7. Köksoy C, Kuzu A, Kutlay J, Erden I, Ozcan H, Ergîn K. The diagnostic value of colour Doppler ultrasound in central venous catheter related thrombosis. Clin Radiol 1995;50:687-9. Crossref
8. Marshall PS, Cain H. Upper extremity deep vein thrombosis. Clin Chest Med 2010;31:783-97. Crossref
9. Statistical tables of the 2006 population by-census. Available from: http://www.bycensus2006.gov.hk/en/data/data3/statistical_tables/index.htm#A2. Accessed 9 Dec 2014.
10. Joffe HV, Goldhaber SZ. Upper-extremity deep vein thrombosis. Circulation 2002;106:1874-80. Crossref
11. Illig KA, Doyle AJ. A comprehensive review of Paget-Schroetter syndrome. J Vasc Surg 2010;51:1538-47. Crossref
12. Kerr TM, Lutter KS, Moeller DM, et al. Upper extremity venous thrombosis diagnosed by duplex scanning. Am J Surg 1990;160:202-6. Crossref
13. Kröger K, Schelo C, Gocke C, Rudofsky G. Colour Doppler sonographic diagnosis of upper limb venous thromboses. Clin Sci (Lond) 1998;94:657-61.
14. Lee JA, Zierler BK, Zierler RE. The risk factors and clinical outcomes of upper extremity deep vein thrombosis. Vasc Endovascular Surg 2012;46:139-44. Crossref
15. Marinella MA, Kathula SL, Markert RJ. Spectrum of upper-extremity deep venous thrombosis in a community teaching hospital. Heart Lung 2000;29:113-7. Crossref
16. Isma N, Svensson PJ, Gottsäter A, Lindblad B. Upper extremity deep venous thrombosis in the population-based Malmö thrombophilia study (MATS). Epidemiology, risk factors, recurrence risk, and mortality. Thromb Res 2010;125:335-8. Crossref
17. Muñoz FJ, Mismetti P, Poggio R, et al. Clinical outcome of patients with upper-extremity deep vein thrombosis: results from the RIETE Registry. Chest 2008;133:143-8. Crossref
18. Chen F, Xiong JX, Zhou WM. Differences in limb, age and sex of Chinese deep vein thrombosis patients. Phlebology 2014 Feb 14. Epub ahead of print. Crossref
19. Abdullah BJ, Mohammad N, Sangkar JV, et al. Incidence of upper limb venous thrombosis associated with peripherally inserted central catheters (PICC). Br J Radiol 2005;78:596-600. Crossref
20. Liu HS, Kho BC, Chan JC, et al. Venous thromboembolism in the Chinese population—experience in a regional hospital in Hong Kong. Hong Kong Med J 2002;8:400-5.
21. Luciani A, Clement O, Halimi P, et al. Catheter-related upper extremity deep venous thrombosis in cancer patients: a prospective study based on Doppler US. Radiology 2001;220:655-60. Crossref
22. Prandoni P, Polistena P, Bernardi E, et al. Upper-extremity deep vein thrombosis. Risk factors, diagnosis, and complications. Arch Intern Med 1997;157:57-62. Crossref
23. Baarslag HJ, van Beek EJ, Koopman MM, Reekers JA. Prospective study of color duplex ultrasonography compared with contrast venography in patients suspected of having deep venous thrombosis of the upper extremities. Ann Intern Med 2002;136:865-72. Crossref
24. Chin EE, Zimmerman PT, Grant EG. Sonographic evaluation of upper extremity deep venous thrombosis. J Ultrasound Med 2005;24:829-38; quiz 839-40.

Prospective study on the effects of orthotic treatment for medial knee osteoarthritis in Chinese patients: clinical outcome and gait analysis

Hong Kong Med J 2015 Apr;21(2):98–106 | Epub 10 Mar 2015
DOI: 10.12809/hkmj144311
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Prospective study on the effects of orthotic treatment for medial knee osteoarthritis in Chinese patients: clinical outcome and gait analysis
Henry CH Fu, MB, BS, MMedSc1; Chester WH Lie, FRCS (Edin), FHKAM (Orthopaedic Surgery)2; TP Ng, FRCS (Edin), FHKAM (Orthopaedic Surgery)3; KW Chen, BSc4; CY Tse, BSc4; WH Wong, Diploma in Prosthetics and Orthotics4
1 Department of Orthopaedics and Traumatology, Queen Mary Hospital, Pokfulam, Hong Kong
2 Department of Orthopaedics and Traumatology, Kwong Wah Hospital, Yaumatei, Hong Kong
3 Private Practice, Hong Kong
4 Department of Prosthetics and Orthotics, Queen Mary Hospital, Pokfulam, Hong Kong
Corresponding author: Dr Chester WH Lie (chesterliewh@gmail.com)
 Full paper in PDF
Abstract
Objective: To evaluate the effectiveness of various orthotic treatments for patients with isolated medial compartment osteoarthritis.
 
Design: Prospective cohort study with sequential interventions.
 
Setting: University-affiliated hospital, Hong Kong.
 
Patients: From December 2010 to November 2011, 10 patients with medial knee osteoarthritis were referred by orthopaedic surgeons for orthotic treatment. All patients were sequentially treated with flat insole, lateral-wedged insole, lateral-wedged insole with subtalar strap, lateral-wedged insole with arch support, valgus knee brace, and valgus knee brace with lateral-wedged insole with arch support for 4 weeks with no treatment break. Three-dimensional gait analysis and questionnaires were completed after each orthotic treatment.
 
Main outcome measures: The Western Ontario and McMaster Universities Arthritis Index (WOMAC), visual analogue scale scores, and peak and mean knee adduction moments.
 
Results: Compared with pretreatment, the lateral-wedged insole, lateral-wedged insole with arch support, and valgus knee brace groups demonstrated significant reductions in WOMAC pain score (19.1%, P=0.04; 18.2%, P=0.04; and 20.4%, P=0.02, respectively). The lateral-wedged insole with arch support group showed the greatest reduction in visual analogue scale score compared with pretreatment at 24.1% (P=0.004). Addition of a subtalar strap to lateral-wedged insoles (lateral-wedged insole with subtalar strap) did not produce significant benefit when compared with the lateral-wedged insole alone. The valgus knee brace with lateral-wedged insole with arch support group demonstrated an additive effect with a statistically significant reduction in WOMAC total score (-26.7%, P=0.01). Compliance with treatment for the isolated insole groups were all over 90%, but compliance for the valgus knee brace–associated groups was only around 50%. Gait analysis indicated statistically significant reductions in peak and mean knee adduction moments in all orthotic groups when compared with a flat insole.
 
Conclusions: These results support the use of orthotic treatment for early medial compartment knee osteoarthritis.
 
 
New knowledge added by this study
  •  Our data support the use of the lateral-wedged insole with arch support and valgus knee brace in the management of medial compartment osteoarthritis of the knee; however, compliance with the valgus knee brace is fair. Gait analysis showed that both supports can reduce the knee adduction moment during walking.
Implications for clinical practice or policy
  •  Lateral-wedged insoles with arch support and valgus knee brace can be considered for patients with medial compartment osteoarthritis of the knee.
 
 
Introduction
Osteoarthritis of the knee is the commonest type of arthritis affecting the geriatric population. Conservative treatment with physiotherapy and analgesics provides temporary relief of symptoms, yet surgical intervention such as high tibial osteotomy, unicompartmental knee replacement, or total knee replacement is a major undertaking and not without risk.1 2 The medial compartment is more commonly affected than the lateral compartment in osteoarthritis (67% and 17%, respectively).3 Varus alignment of the lower limbs increases the risk of incident knee osteoarthritis and also increases the risk of disease progression in patients with osteoarthritis.4 Apart from static lower limb alignment, dynamic varus thrust during the gait cycle is also independently associated with osteoarthritis progression in the knee.5 Knee adduction moment (KAM) is an indirect means to assess varus thrust during the gait cycle. Previous studies have proven the validity of KAM for prediction of clinical and radiological osteoarthritis progression.6
 
Orthotic treatment can alter loading to the knee in the hope of reducing symptoms and disease progression. Biomechanical studies have demonstrated a small effect size in reduction of KAM with a valgus knee brace7 8 9 10 and lateral-wedged insoles.11 12 13 14 This study is the first to sequentially evaluate the clinical outcomes and gait analyses of different orthotic treatments in Chinese patients with medial compartment osteoarthritis.
 
Methods
Patients
From December 2010 to November 2011, 18 patients with isolated medial osteoarthritis of the knee were referred by orthopaedic surgeons to the Department of Prosthetics and Orthotics at Queen Mary Hospital for orthotic treatment.
 
The inclusion criteria were age older than 50 years and a diagnosis of osteoarthritis according to the American College of Rheumatology criteria.15 The predominant symptom needed to be medial knee pain. Radiographical features needed to include varus knee alignment and osteoarthritis of Kellgren-Lawrence grade 2 or above over the medial compartment.16
 
Our study population comprised patients with isolated medial compartment osteoarthritis, while patients with predominant lateral compartment or patellofemoral joint symptoms or those with radiographical features of osteoarthritis of Kellgren-Lawrence grade 2 or above over the lateral compartment or patellofemoral joint were excluded.
 
Patients with previous knee surgery, fixed flexion deformity of >10°, hip or ankle pathology, required a walking aid, or had morbid obesity (body mass index, >40 kg/m2), a dermatological condition, or peripheral vascular disease were also excluded.
 
This was a non-randomised prospective cohort study with a cross-over design. All 10 patients were sequentially treated with a flat insole (FI), lateral-wedged insole (LW), lateral-wedged insole with subtalar strap (LW+SS), lateral-wedged insole with arch support (LWAS), valgus knee brace (VKB), and valgus knee brace with lateral-wedged insole with arch support (VKB+LWAS). The FI group acted as a control during gait analysis to mimic normal walking. The designs of the orthotics are shown in Figure 1. The insoles were custom-made in the Department of Prosthetics and Orthotics at Queen Mary Hospital, while the Unloader valgus knee braces (Össur hf, Reykjavik, Iceland) were ordered for each patient after measurement. Each of the orthotic treatments was prescribed for 4 weeks and each patient underwent 24 weeks of treatment to use all six orthotics.
 

Figure 1. Various orthotic treatments: (a) valgus knee brace, (b and c) lateral-wedged insole with subtalar strap, (d) lateral-wedged insole, and (e and f) lateral-wedge with arch support
 
For subjective clinical outcomes, pain scores using the visual analogue scale (VAS) and version 3.1 of the Chinese-validated Western Ontario and McMaster Universities Arthritis Index (WOMAC) were measured. The VAS, with a scale from 0 to 10, was used purely for pain severity. The WOMAC score was ascertained by a self-administered questionnaire consisting of 24 items and subdivided into three categories: pain (5 items), stiffness (2 items), and difficulty performing daily activities (17 items). Analgesic use (number of times required per week) was also compared. Pretreatment and interval assessments were completed after each orthotic treatment. Paired t test was used for analysis.
 
Gait analysis
Three-dimensional gait analyses were performed for each patient both before and during use of each orthotic treatment at the gait laboratory at the Duchess of Kent Children’s Hospital, Hong Kong, which is an affiliated hospital within the same cluster as Queen Mary Hospital.
 
Fifteen retro-reflective markers were placed according to the Plug in Gait model (Vicon Industries, Inc, Edgewood [NY], US) as shown in Figure 2. The markers were placed at the bilateral anterior superior iliac spines, midway between the posterior superior iliac spine, lateral epicondyle of the knee, lateral lower third of the thigh, lateral malleolus, lower third of the shin, second metatarsal head, and calcaneus at the level of the second metatarsal head. Three-dimensional positions of the markers and kinematic data were collected by six cameras using the 370 motion analysis system (Vicon Industries, Inc) at a sampling frequency of 60 Hz. Kinetic data were collected using the 370 motion analysis system synchronised with a multicomponent force platform (Kistler, Winterthur, Switzerland) at 60 Hz.
 

Figure 2. Placement of retro-reflective markers (arrows) for gait analysis
 
Peak and mean KAMs during the stance phase of the gait cycle were measured. Mechanical alignment throughout the gait cycle was derived from the hip centre, knee centre, and ankle centre from the retro-reflective markers. After data collection from the gait analysis laboratory, data were analysed jointly by orthopaedic surgeons and prosthetic and orthotic specialists who had a background in biomedical engineering. Gait analysis comparison was made with the FI group and baseline control data. An assumption was made that the flat insole would not alter the knee kinematics. The control data from the gait laboratory consisted of 47 aged-matched healthy participants with normal gait pattern.
 
Paired t tests were used for comparison of different gait parameters between the orthotic type and baseline measurement.
 
Results
Eighteen patients (36 knees) were initially recruited into our study. Nineteen knees of 10 patients completed the study, and the remaining eight patients withdrew for personal reasons. Of the 10 patients, nine had bilateral disease and one had unilateral disease. Ten knees were right knees and nine were left knees. There were six women and four men. The mean age of the patients was 56 years (range, 51-65 years). The pretreatment motion arc ranged from 65° to 140° (mean, 122°).
 
The changes in mean WOMAC and VAS scores for various orthotic treatments and their comparison with pretreatment scores are shown in Table 1. The results of mean and peak KAMs throughout the gait cycle with different orthotics are shown in Figure 3a. The mean and peak KAMs for each orthotic are shown in Tables 2 and 3, respectively. Figure 3b shows the knee mechanical alignment derived from the hip centre, knee centre, and ankle centre. The initial 65% of the gait cycle represents the stance phase and the later 35% is the swing phase. Compliance with the orthotic treatments is shown in Figure 4.
 

Table 1. Comparison of subjective pretreatment and post-treatment scores for various orthotics
 

Table 2. Mean knee adduction moment for various orthotic treatments
 

Table 3. Peak knee adduction moment for various orthotic treatments
 

Figure 3. (a) Comparison of knee adduction moments with different orthotic treatments throughout the gait cycle. (b) Comparison of mean mechanical alignment with different orthotic treatments
 

Figure 4. Compliance with orthotic treatments expressed as percentage of total walking time
 
The LW group demonstrated a significant reduction of 19.1% in the WOMAC pain score (P=0.04). Reductions in total and other WOMAC subscale scores, VAS score, and analgesic requirement were observed, but none were statistically significant. Mean and peak KAMs were reduced by 18.1% and 13.1% (P<0.05), respectively, when compared with the FI group. The compliance rate was 94.7% of total walking time.
 
With the addition of subtalar strapping in the hope of increasing the effectiveness of the lateral wedge, the LW+SS group demonstrated a greater reduction of peak KAM (18.8%), but a smaller degree of reduction in mean KAM (17.6%) [P<0.05]. The net effect of LW+SS did not confer any statistically significant reduction in VAS score, WOMAC score, or analgesic requirement when compared with the pretreatment scores. The compliance rate for the LW+SS group was 94.7% of total walking time.
 
The LWAS group demonstrated statistically significant reduction in VAS score of 24.1% (P=0.004) and WOMAC pain score of 18.2% (P=0.04). Mean and peak KAMs were also significantly reduced by 9.7% and 13.7%, respectively (P<0.05). The degree of reduction in VAS score was greatest in the LWAS group when compared with the LW and LW+SS groups. Score of VAS may be a more reliable predictor of actual symptom improvement than the WOMAC pain score. The compliance rate was also greatest for the LWAS group at 97.4% of total walking time. No significant difference in analgesic requirement was observed.
 
With respect to mean mechanical alignment, as shown in Figure 3b, all the insole groups (LW, LW+SS, and LWAS) showed lower varus angle throughout the stance phase. The stance phase is the symptomatic phase when the knee is under loading.
 
The VKB group showed a statistically significant reduction in VAS score and WOMAC pain score of 15.5% (P=0.04) and 20.4% (P=0.02), respectively. The WOMAC total score and other subscale scores showed some reductions, but these were not statistically significant. The analgesic requirement was also significantly reduced from 1.5 days/week pretreatment to 0.5 days/week post-treatment (P=0.04). Mean and peak KAMs were reduced by 15.5% and 18.9%, respectively (P<0.05). Mechanical alignment, as seen in Figure 3b, showed reduced varus angulation during the early stance phase. The interval between 15% and 20% of the gait cycle, representing the heel strike to mid-stance phase, was shown to have reduced the varus angle when compared with baseline. The varus angle remained constant throughout the stance phase, which was related to restricted motion of the knee inside the brace. Compliance was significantly lower than that for any of the insole groups at 54.5% of the total walking time. The low compliance rate was likely due to the bulky size of the valgus knee brace causing skin discomfort, especially in the hot and humid climate in this region.
 
The LWAS seemed to be the best insole treatment for pain relief and improvement in VAS score, so we further evaluated the combination effects of the VKB and LWAS treatments. Additive effects were observed with combined treatment. The VKB+LWAS group showed significant reductions in VAS score, as well as WOMAC total and all subscale scores. Score of VAS reduced by 22.4% (P=0.004), WOMAC pain score reduced by 29.4% (P=0.001), WOMAC stiffness score reduced by 18.8% (P=0.02), WOMAC activities of daily living score reduced by 26.4% (P=0.002), and WOMAC total score reduced by 26.7% (P=0.001). The extent of reduction in the WOMAC total and subscale scores for this group was the greatest of the treatment groups. The analgesic requirement was also significantly reduced from 1.5 days/week pretreatment to 0.6 days/week post-treatment (P=0.04). Peak KAM showed the greatest reduction of all the orthotic groups of 21.0%, while mean KAM showed moderate reduction of 16.3% (P<0.05). With regard to the mechanical alignment, reduction in varus angle was observed in the early stance phase, as in the isolated VKB group. The compliance, as expected, was lowest among all the treatment arms with only 49.1% of total walking time.
 
Discussion
The current literature recommendations for orthotic treatment for medial compartment knee osteoarthritis are still varied. In a guideline by the Osteoarthritis Research Society International (OARSI), insoles were concluded to be of benefit to reduce pain and improve ambulation in knee osteoarthritis.17 However, in another guideline by the American Academy of Orthopaedic Surgeons (AAOS), it was concluded that lateral-wedged insoles could not be suggested for patients with symptomatic osteoarthritis.18 Lateral-wedged insoles have been shown to correct the femorotibial angle19 and reduce the peak external KAM.12 20 Toda et al21 were able to demonstrate a dose-response correction of the femorotibial angle using insoles with different elevations. The effect on subjective scores showed significant improvements in some,22 but not all studies.23 24 Two randomised controlled trials by Maillefert et al23 and Baker et al24 did not show statistically significant changes in WOMAC scores with lateral-wedged insoles, although there was a significant reduction in non-steroidal anti-inflammatory drug intake in the insole group.
 
Our results showed reduction in WOMAC pain score with LW and LWAS, but more importantly, a greater percentage reduction in VAS score with LWAS. Addition of subtalar strapping to lateral-wedged insoles was shown in other studies to improve VAS scores, and decrease the femorotibial angle25 and peak KAM26 when compared with a lateral-wedged insole alone. The potential drawbacks of subtalar strapping include increased sole pain.27 The results from our study did not demonstrate the additional benefit with subtalar strapping in terms of WOMAC score or mean KAM. With a significantly greater reduction in VAS with LWAS than LW (24.1% vs 10.3%) and a high compliance rate, we believe LWAS is the insole of choice and can be offered to patients with early isolated medial compartment knee osteoarthritis.
 
Knee bracing acts by inducing a valgus force by the three-point bending principle. The OARSI guideline suggests that knee bracing could reduce pain, improve stability, and reduce the risk of fall in patients with mild-to-moderate osteoarthritis or valgus instability.17 However, the guideline from the AAOS could not conclude for or against the use of valgus-directed bracing.18 Advantages of knee bracing include avoidance of surgery and the potential surgical complications, while the disadvantages include compliance and the cost of manufacturing the brace.28 A randomised controlled trial by Brouwer et al29 compared three treatment groups of valgus knee brace plus medical treatment, insole plus medical treatment, and medical treatment alone. The brace plus medical treatment was shown to have borderline benefit compared to medical treatment alone in terms of pain score and function.29 These findings concur with our study result of improved WOMAC pain subscale score and reduced analgesic requirement with valgus knee brace when compared to pretreatment scores. From the kinetics perspective, Pollo et al7 were able to demonstrate reduction in net external KAM by 13%. Our gait analysis model was able to reproduce reduction in mean KAM by 18.9%. Despite the potential benefits from valgus knee brace, compliance remains a major drawback. With a compliance rate of 54.5%, many of our patients claimed that they did not wear the braces outdoors due to skin discomfort in the hot and humid climate. Our evidence would suggest valgus knee brace is suitable for selected patients with mild knee osteoarthritis, with consideration of the problem with fitting and compliance.
 
Our current study was among the few to evaluate the effects of combination orthotic treatment with valgus knee brace and lateral-wedged insole with arch support. The VKB+LWAS group was the only one to demonstrate significant reductions in WOMAC total and all subscale scores, analgesic use, and KAM when compared with pretreatment. These results further reiterate the dose-response relationship in reducing KAM to achieve improvement in objective knee scores. Despite these findings, the poor compliance rate would render this orthotic treatment less advisable.
 
Limitations
Limitations of our study included a small sample size, selection bias, self-selection bias, and a short follow-up period. Similar studies of less than 20 patients are seen in many studies of gait analysis.30 31 32 A larger sample size would provide a higher power to determine the statistical significance in more of the evaluated parameters. Compliance with orthotic treatment, in particular with the valgus knee brace, was another concern. Confounding factors in our study included the frequency of weight-bearing activities, which could be difficult to quantify.
 
This was a cross-over study, with all patients having to be treated sequentially with all six orthotic combinations. The advantages are an economy of sample size without the need to account for heterogeneity of the patient groups. The disadvantages of the design include lack of a treatment break and lack of randomisation in the treatment sequence. Scores of VAS reported by elderly people may also be inaccurate.
 
Conclusions
Knee osteoarthritis continues to pose a significant burden to our community with its ageing population and increased incidence of obesity. While operative treatments are not without risk, orthotic treatment also has its advantages and disadvantages. Our current study was able to demonstrate from subjective scores and gait analysis that orthotic treatment can alter knee loading and alleviate symptoms. The lateral-wedged insole with arch support is optimal, while valgus knee brace is equally effective, with fair compliance. Further studies with a larger sample size are required to evaluate the effectiveness in the long term.
 
References
1. Knutson K, Lindstrand A, Lidgren L. Survival of knee arthroplasties. A nation-wide multicentre investigation of 8000 cases. J Bone Joint Surg Br 1986;68:795-803.
2. Swedish Knee Arthroplasty Registry. SKAR Annual Report; 2011.
3. Ledingham J, Regan M, Jones A, Doherty M. Radiographic patterns and associations of osteoarthritis of the knee in patients referred to hospital. Ann Rheum Dis 1993;52:520-6. Crossref
4. Sharma L, Song J, Dunlop D, et al. Varus and valgus alignment and incident and progressive knee osteoarthritis. Ann Rheum Dis 2010;69:1940-5. Crossref
5. Chang A, Hayes K, Dunlop D, et al. Thrust during ambulation and the progression of knee osteoarthritis. Arthritis Rheum 2004;50:3897-903. Crossref
6. Birmingham TB, Hunt MA, Jones IC, Jenkyn TR, Giffin JR. Test-retest reliability of the peak knee adduction moment during walking in patients with medial compartment knee osteoarthritis. Arthritis Rheum 2007;57:1012-7. Crossref
7. Pollo FE, Otis JC, Backus SI, Warren RF, Wickiewicz TL. Reduction of medial compartment loads with valgus bracing of the osteoarthritic knee. Am J Sports Med 2002;30:414-21.
8. Lindenfeld TN, Hewett TE, Andriacchi TP. Joint loading with valgus bracing in patients with varus gonarthrosis. Clin Orthop Relat Res 1997;344:290-7. Crossref
9. Pagani CH, Böhle C, Potthast W, Brüggemann GP. Short-term effects of a dedicated knee orthosis on knee adduction moment, pain, and function in patients with osteoarthritis. Arch Phys Med Rehabil 2010;91:1936-41. Crossref
10. Toriyama M, Deie M, Shimada N, et al. Effects of unloading bracing on knee and hip joints for patients with medial compartment knee osteoarthritis. Clin Biomech (Bristol, Avon) 2011;26:497-503. Crossref
11. Hinman RS, Bowles KA, Bennell KL. Laterally wedged insoles in knee osteoarthritis: do biomechanical effects decline after one month of wear? BMC Musculoskelet Disord 2009;10:146. Crossref
12. Fantini Pagani CH, Hinrichs M, Brüggemann GP. Kinetic and kinematic changes with the use of valgus knee brace and lateral wedge insoles in patients with medial knee osteoarthritis. J Orthop Res 2012;30:1125-32. Crossref
13. Butler RJ, Marchesi S, Royer T, Davis IS. The effect of a subject-specific amount of lateral wedge on knee mechanics in patients with medial knee osteoarthritis. J Orthop Res 2007;25:1121-7. Crossref
14. Kakihana W, Akai M, Nakazawa K, Naito K, Torii S. Inconsistent knee varus moment reduction caused by a lateral wedge in knee osteoarthritis. Am J Phys Med Rehabil 2007;86:446-54. Crossref
15. Belo JN, Berger MY, Koes BW, Bierma-Zeinstra SM. The prognostic value of the clinical ACR classification criteria of knee osteoarthritis for persisting knee complaints and increase of disability in general practice. Osteoarthritis Cartilage 2009;17:1288-92. Crossref
16. Kellgren JH, Lawrence JS. Radiological assessment of osteo-arthrosis. Ann Rheum Dis 1957;16:494-502. Crossref
17. Zhang W, Moskowitz RW, Nuki G, et al. OARSI recommendations for the management of hip and knee osteoarthritis, Part II: OARSI evidence-based, expert consensus guidelines. Osteoarthritis Cartilage 2008;16:137-62. Crossref
18. Jevsevar DS, Brown GA, Jones DL, et al. The American Academy of Orthopaedic Surgeons evidence-based guideline on: treatment of osteoarthritis of the knee, 2nd edition. J Bone Joint Surg Am 2013;95:1885-6.
19. Yasuda K, Sasaki T. The mechanics of treatment of the osteoarthritic knee with a wedged insole. Clin Orthop Relat Res 1987;215:162-72.
20. Shimada S, Kobayashi S, Wada M, et al. Effects of disease severity on response to lateral wedged shoe insole for medial compartment knee osteoarthritis. Arch Phys Med Rehabil 2006;87:1436-41. Crossref
21. Toda Y, Tsukimura N, Kato A. The effects of different elevations of laterally wedged insoles with subtalar strapping on medial compartment osteoarthritis of the knee. Arch Phys Med Rehabil 2004;85:673-7. Crossref
22. Sasaki T, Yasuda K. Clinical evaluation of the treatment of osteoarthritic knees using a newly designed wedged insole. Clin Orthop Relat Res 1987;221:181-7.
23. Maillefert JF, Hudry C, Baron G, et al. Laterally elevated wedged insoles in the treatment of medial knee osteoarthritis: a prospective randomized controlled study. Osteoarthritis Cartilage 2001;9:738-45. Crossref
24. Baker K, Goggins J, Xie H, et al. A randomized crossover trial of a wedged insole for treatment of knee osteoarthritis. Arthritis Rheum 2007;56:1198-203. Crossref
25. Toda Y, Tsukimura N. A six-month followup of a randomized trial comparing the efficacy of a lateral-wedge insole with subtalar strapping and an in-shoe lateral-wedge insole in patients with varus deformity osteoarthritis of the knee. Arthritis Rheum 2004;50:3129-36. Crossref
26. Kuroyanagi Y, Nagura T, Matsumoto H, et al. The lateral wedged insole with subtalar strapping significantly reduces dynamic knee load in the medial compartment gait analysis on patients with medial knee osteoarthritis. Osteoarthritis Cartilage 2007;15:932-6. Crossref
27. Brouwer RW, Jakma TS, Verhagen AP, Verhaar JA, Bierma-Zeinstra SM. Braces and orthoses for treating osteoarthritis of the knee. Cochrane Database Syst Rev 2005;(1):CD004020.
28. Hanypsiak BT, Shaffer BS. Nonoperative treatment of unicompartmental arthritis of the knee. Orthop Clin North Am 2005;36:401-11. Crossref
29. Brouwer RW, van Raaij TM, Verhaar JA, Coene LN, Bierma-Zeinstra SM. Brace treatment for osteoarthritis of the knee: a prospective randomized multi-centre trial. Osteoarthritis Cartilage 2006;14:777-83. Crossref
30. Foroughi N, Smith RM, Lange AK, Baker MK, Fiatarone Singh MA, Vanwanseele B. Dynamic alignment and its association with knee adduction moment in medial knee osteoarthritis. Knee 2010;17:210-6. Crossref
31. van den Noort JJ, van der Esch M, Steultjens MP, et al. Ambulatory measurement of the knee adduction moment in patients with osteoarthritis of the knee. J Biomech 2013;46:43-9. Crossref
32. Kutzner I, Trepczynski A, Heller MO, Bergmann G. Knee adduction moment and medial contact force—facts about their correlation during gait. PLoS One 2013;8:e81036. Crossref

Predictive factors for colonoscopy complications

Hong Kong Med J 2015 Feb;21(1):23–9 | Epub 30 Jan 2015
DOI: 10.12809/hkmj144266
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Predictive factors for colonoscopy complications
Annie OO Chan, MB, BS, MD1; Louis NW Lee, MB, BS, FRCS (Edin)2; Angus CW Chan, MB, ChB, MD2; WN Ho, BHSs (Nursing)2; Queenie WL Chan, BHSs (Nursing)3; Silvia Lau, MPH, MSc4; Joseph WT Chan, MB, BS, FRCOG5
1 Gastroenterology & Hepatology Centre, Hong Kong Sanatorium & Hospital, Happy Valley, Hong Kong
2 Endoscopy Centre, Hong Kong Sanatorium & Hospital, Happy Valley, Hong Kong
3 Nursing Administration Department, Hong Kong Sanatorium & Hospital, Happy Valley, Hong Kong
4 Medical Physics & Research Department, Hong Kong Sanatorium & Hospital, Happy Valley, Hong Kong
5 Hospital Administration Department, Hong Kong Sanatorium & Hospital, Happy Valley, Hong Kong
Corresponding author: Dr Queenie WL Chan (wlchan@hksh.com)
 Full paper in PDF
Abstract
Objective: To determine factors predicting complications caused by colonoscopy.
 
Design: Prospective cohort study.
 
Setting: A private hospital in Hong Kong.
 
Patients: All patients undergoing colonoscopy in the Endoscopy Centre of the Hong Kong Sanatorium & Hospital from 1 June 2011 to 31 May 2012 were included. Immediate complications were those that were recorded by nurses during and up to the day after the examination, while delayed complications were gathered 30 days after the procedure by way of consented telephone interview by trained student nurses. Data were presented as frequency and percentage for categorical variables. Logistic regression was used to fit models for immediate and systemic complications with related factors.
 
Results: A total of 6196 patients (mean age, 53.7 years; standard deviation, 12.7 years; 3143 women) were enrolled and 3657 telephone interviews were completed. The incidence of immediate complications was 15.3 per 1000 procedures (95% confidence interval, 12.3-18.4); 50.5% were colonoscopy-related, including one perforation and other minor presentations. Being female (odds ratioadjusted=1.6), use of monitored anaesthetic care (odds ratioadjusted=1.8), inadequate bowel preparation (odds ratioadjusted=3.5), and incomplete colonoscopy (odds ratioadjusted=4.5) were predictors of risk for all immediate complications (all predictors had P<0.05 by logistic regression). The incidence of delayed complications was 1.6 per 1000 procedures (95% confidence interval, 0.3-3.0), which comprised five post-polypectomy bleeds and one post-polypectomy inflammation. The overall incidence of complications was 17.8 per 1000 procedures (95% confidence interval, 13.5-22.1). The incidences of complications were among the lower ranges across studies worldwide.
 
Conclusion: Inadequate bowel preparation and incomplete colonoscopy were identified as factors that increased the risk for colonoscopy-related complications. Colonoscopy-related complications occurred as often as systemic complications, showing the importance of monitoring.
 
 
New knowledge added by this study
  •  The risks of local and systemic complications of colonoscopy are of paramount importance.
Implications for clinical practice or policy
  •  Enforcing bowel preparation and post-polypectomy care may reduce the risk of delayed complications.
 
 
Introduction
Colonoscopy is an efficient, invasive, and commonly used diagnostic tool with promising therapeutic capacity. Common colonoscopy-related complications include prolonged pain and distension, and rarely draw medical attention or lead to hospitalisation. Severe complications, including bleeding and perforation, are potentially life-threatening and require urgent management. Although death is uncommon, occurring in no more than 3 per 10 000 procedures, the incidence of post-polypectomy bleeding and perforation ranges from 1.6 to 14.8 and 0.2 to 1.0 per 1000 procedures, respectively.1 2 3 4 5 6 It is difficult to accurately benchmark direct colonoscopy-related complications due to the different outcome measure definitions used in studies. For example, some studies include immediate complications only, while others extend the complication period to 7 or 30 days, and some studies include an extensive list of complications while others include only bleeding and perforation.1 2 5 7 8 9 10 Furthermore, the efficacy and safety of the procedure vary across clinical settings and the targeted populations. With no available local data, consensus for complication incidence remains inconclusive.
 
Intravenous sedation is routinely used during colonoscopy to minimise the discomfort and pain associated with the procedure. Endoscopists are equipped to give sedatives and to monitor their side-effects, but anaesthetists are often invited to provide monitored anaesthetic care (MAC) when the patient is considered to be at high risk for complications, for instance, older patients and those with multiple co-morbidities are particularly vulnerable to complications. Systemic complications vary from prolonged drowsiness to fatal events such as cardiovascular or cerebrovascular events. Cardiovascular events following sedation, such as hypotension and myocardial infarction, during colonoscopy have been reported to range from 0.1 to 59.1 per 1000 procedures. Cerebrovascular events such as stroke range from 0.1 to 1.3 per 1000 procedures.3 6 10 The outcome variables are highly heterogeneous, for example, Nelson et al’s study3 included myocardial infarction, vasovagal event, and arrhythmia in the cardiovascular incidents, while Ma et al’s study10 recorded hypotension only.10 Some endoscopists opted to study complications related to the use of carbon dioxide (CO2) insufflation and absence of sedative use.11 12 13 This study aimed to record all complications systematically and to determine the relevant risk factors.
 
Methods
This prospective study collected data for all colonoscopies done from 1 June 2011 to 31 May 2012 at the Endoscopy Centre of the Hong Kong Sanatorium & Hospital (HKSH), which is a private hospital in Hong Kong. Prior to colonoscopy, patients were invited to give their written consent for their participation in the study, including for the 30-day follow-up telephone interview. The Hospital Management Committee involving the Research Ethics Committee of the HKSH approved the study.
 
The complications were recorded by nurses on a standard form during and immediately after the procedure. The standard audit forms for immediate and delayed colonoscopy complications were designed by a research doctor, with the most common complications based on literature review.
 
The immediate complications audit form included patients’ demographics, use of sedation/analgesic/antispasmodic, use of MAC, gross indications for colonoscopy (therapeutic or diagnostic), type of therapeutic procedures performed such as polypectomy, the reason for incomplete colonoscopy (caecum intubation failure), quality of bowel preparation (adequate – good/adequate or not – fair/poor, which was rated by the endoscopist), and the use of CO2 insufflation. Complication data were divided into systemic and colonoscopy-related complications. For systemic complications, we captured data for nausea/vomiting, hypotension (systolic blood pressure <100 mm Hg), bradycardia/tachycardia (heart rate <50 to >100 beats/min), vasovagal fainting, and other cardiovascular or cerebrovascular events. For colonoscopy-related complications, data for perforation, persistent pain/discomfort, abdominal distension, and haemorrhage were gathered.
 
Delayed complications were defined as the above events happening from the day after the initial colonoscopy to the 30th day that required readmission or admission to other hospitals. For those readmissions, we automatically inspected the records for the reasons and interventions if the readmissions were complication-related. Otherwise, trained student nurses or a research doctor telephoned all consented participants to interview for the 30-day complications using the delayed complication audit form. A participant was declared lost to follow-up after three telephone attempts. The student nurses were trained by senior nurses and the research doctor with standard instructions.
 
Data analysis was performed by the Statistical Package for the Social Sciences (Windows version 14.0; SPSS Inc, Chicago [IL], US). Descriptive statistics (mean, percentage, incidence, and/or 95% confidence interval [CI]) were used to display the characteristics of the sample. For those complications with zero events, only 95% CIs were given.14 Backward logistic regression analyses were performed to draw prediction models for immediate complications, including colonoscopy-related complications or systemic complications, and overall complications, including immediate and delayed complications, from the sample; entering variables were chosen from age, sex (male or female), use of MAC (yes or no), sufficiency of bowel preparation (adequate or not), and completion of colonoscopy (yes or no) according to the results of the univariate analyses by Pearson Chi squared tests of all potential independent variables, with a significance level set at 10%; variable inclusion in the iteration was set at P<0.1 for backward logistic regression analyses. Returning coefficients of the variables were interpreted as adjusted odds ratio (ORadjusted) with 95% CI provided. All significance levels were set at two-sided α=0.05.
 
Results
A total of 6196 colonoscopies (3143 women; mean age 53.7 years; standard deviation, 12.7 years) were done during the study period. Most patients were aged between 45 and 64 years, were in-patients, had undergone diagnostic colonoscopy, and received intravenous sedation (60.5%, 70.5%, 53.0%, and 99.4% respectively; Table 1). The data for immediate complications were complete, while the 30-day follow-up was completed for 3657 procedures (803 were lost to follow-up and 1736 refused; compliance rate 59.0%; Table 2).
 

Table 1. Demographic characteristics, sedation, and colonoscopy data (n=6196)
 

Table 2. Thirty-day follow-up, readmission, and mortality
 
Of the 6196 colonoscopies, 2912 were therapeutic with 99.7% dedicated to polypectomy (Table 1). There were 73 (1.2%) cases of incomplete colonoscopy, 18 (24.7%) of which were due to inadequate preparation. Other reasons for incomplete colonoscopy were tumour obstruction (15 of 73; 20.5%) and intention of sigmoidoscopy or stent insertion (26 of 73; 35.6%). A total of 149 patients were readmitted within 30 days after the procedure, of which six (4.0%) were related to complications. The other reasons were cancer, gastro-intestinal disease, or cardiac events (Table 2).
 
Systemic complications
Regarding the choice of sedation, midazolam and pethidine were the most used at 81.5% and 82.0%, respectively, while 15.9% of patients underwent MAC. Immediate complications reported included hypotension, vasovagal fainting, and nausea/vomiting, or a combination (6.1, 0.6, 0.3, and 0.5 per 1000 procedures, respectively; Table 3). There were no severe cardiovascular events such as heartbeat irregularity or myocardial infarction or cerebrovascular events such as stroke. Furthermore, none of the patients reported delayed systemic complications in the 30-day follow-up.
 

Table 3. Incidence of overall complications (per 1000 procedures) and their interventions
 
Modelling to study the potential risk factors showed that being female, use of MAC, and inadequate bowel preparation were the significant independent predictors for systemic immediate complications (ORadjusted=2.0, 2.6, and 3.7, respectively; all were P<0.05; Table 4).
 

Table 4. Multivariate analysis of risk predictors for complications by different models
 
Colonoscopy-related complications
Immediate colonoscopy-related complications were recorded for 48 patients (7.7 per 1000 procedures), including extensive pain/discomfort, abdominal distension, and perforation (Table 3). The only perforation was at the sigmoid-rectal junction and was due to adhesion, which might be related to previous abdominal surgery (total hysterectomy and bilateral salpingo-oophorectomy was done 10 years previously). In the 30-day follow-up, six patients reported complication-related readmissions, five of whom were for bleeding after discharge from hospital and one was for inflammation; all were caused by polypectomy.
 
Modelling was done to formulate a predictive algorithm for significant independent risk factors and outcome events (Table 4). Inadequate bowel preparation and incomplete colonoscopy were the significant predictors for immediate colonoscopy-related complications (ORadjusted=3.5 and 6.2, respectively; both were P<0.05) and for all immediate complications (ORadjusted=3.5 and 4.5, respectively; both were P<0.05). In the model for all immediate complications, being female and use of MAC were also predictors (ORadjusted=1.6 and 1.8, respectively; all were P<0.05).
 
A predictive model was also done for overall complications, including all immediate and delayed complications among those who completed follow-up at 30 days. The effect of previous significant predictors was transient in that they did not predict the overall complications occurring in the 30-day post-colonoscopy period. Monitored anaesthetic care was the only predictor during the 30-day period (ORadjusted=2.0; P=0.019).
 
Discussion
Significance of this study
Inadequate bowel preparation and incomplete colonoscopy were identified as risk factors for colonoscopy-related complications. Other complications were mostly hypotension and abdominal distension. No myocardial infarction, transient ischaemic attack, or death relating to colonoscopy was reported.
 
Contribution of individual characteristics to the complications
Colonoscopy is rarely a complication-free procedure, but a good understanding of the possible complications can help to minimise them. While experienced endoscopists, diagnostic procedures, and young patients are protective factors for colonoscopy complications, trainee endoscopists, therapeutic procedures, advanced age, female sex, obesity, co-morbidity, anticoagulant use, and previous abdominal surgery are risk factors for complications.3 5 6 10 15 16 17 The relatively low incidence of complications recorded in this study could be attributed to the fact that more than half of the procedures were diagnostic, thus reducing the potential for polypectomy-associated complications.
 
Other events—such as abdominal pain and distension, hypotension, vasovagal fainting, and nausea/vomiting—accounted for 98.9% of all immediate complications; these events were mostly reported by women (60.6%; ORadjusted=1.6; Table 4). This result is consistent with the literature.17 This effect could possibly be explained by different perceptions of somato-sensation, which could be traced back to the socio-emotional cultivation and cultural expectation of the different sexes.18
 
Hidden factors that may contribute to complications
Despite the sex effect, use of MAC, inadequate bowel preparation, and incomplete colonoscopy were all related to immediate complications. The use of MAC, in particular, requires more interpretation because it has not been found to be a risk factor in other studies and its use ought not be a cause of complications. However, MAC is designed for patients who are vulnerable to the complications of sedation and the procedure, especially those with co-morbidities and who are at an advanced age. In this study, co-morbidity was not reviewed, but patients who underwent MAC were significantly older than those who did not (mean age, 56.1 vs 53.3 years; P<0.001, t test) which may be partly contributory. However, age was not significantly associated with any of the complications after adjustment for other factors. Age might have a greater impact if co-morbidity was also considered and this may be an area for further study.
 
Inadequate bowel preparation, in which faeces obscure the inner lining of the colon, impedes the vision and heightens the risk for complications. Likewise, incomplete colonoscopy due to inadequate bowel preparation or unbearable discomfort inevitably increases the risk for complications. These results are consistent with other studies.2 3 10
 
A large proportion (59%) of the study population completed the study. Per protocol univariate analyses showed that use of MAC was the sole significant factor related to overall complications (Table 4).
 
Other factors
Sedation-free colonoscopy is a feasible alternative that could reduce the risk of systemic complications; use of CO2 insufflation might increase its tolerability while maintaining visibility. In this study, a sedation-free procedure was performed in only 36 patients, with no complications; CO2 insufflation was done for 647 (10.9%) patients instead of gas (room air), with only minor complications encountered (two patients reported abdominal distension and seven reported hypotension/vasovagal fainting). Insufflation with CO2 could be adopted more widely because it is non-explosive, absorbable, and does not affect the mucosal blood flow, thus minimising discomfort and the risk of colonic ischaemia. According to Bretthauer et al,19 CO2 insufflation leads to quicker recovery, and less pain and complications. These advantages are supported by other studies including local research.11 19 20 These factors might inspire greater use of CO2 insufflation and minimise use of sedation for selected patients.12 13 21
 
Inadequate bowel preparation not only hampers completion of the procedure, but also increases the risk for complications. As evidenced from the prediction models, inadequate bowel preparation significantly increases the occurrence of complications. In addition to implementing the current standardised bowel preparation protocol, enforcement of patient education, compliance, and early admission for monitored bowel preparation might help to further suppress the rate for inadequate bowel preparation.
 
Limitations
Many of the patients were lost to contact by telephone. In this study, we assumed that the pattern of missing patients was random and was not affected by whether or not the patients had complications. However, self-selection bias might exist. If patients without complications were more likely to be lost to contact, the rate of delayed complications would be overestimated. However, the rate of delayed complications would be underestimated if the patients had been admitted to other hospitals or had died. Endoscopist experience, and patient characteristics of co-morbidities and severe symptoms before the procedure were not recorded for analysis in this study. These are potential risk factors for complications. In view of the importance of monitoring the complications of colonoscopy, further study might include the missing variables of co-morbidity, endoscopist experience, symptoms at presentation and oxygen level, and explore factors such as the influence of body mass index and medical history, sedation dose, indication for colonoscopy, use of laxatives and compliance, and post-colonoscopy diagnosis/pathology that might help to minimise the variance on prediction of complications.
 
Acknowledgements
We would like to thank Dr Sheri Lim, former Administrative Officer (Medical) who proposed and developed the audit. We are grateful to Dr KM Lai, Head of Department of Anaesthesiology for his expert advice on the anaesthetic terminology; Dr Raymond Yung and Dr KN Lai, Assistant Medical Superintendents for their valuable suggestions and encouragement; Ms Grace Wong, Medical Records Manager for coordinating with different departments; and Ms Sara Fung, former Research Nurse for coordinating the project. Also, thanks to all doctors who contributed their knowledge and data, for this study would not have been accomplished without them.
 
References
1. Lorenzo-Zúñiga V, Moreno de Vega V, Doménech E, Mañosa M, Planas R, Boix J. Endoscopist experience as a risk factor for colonoscopic complications. Colorectal Dis 2010;12(10 Online):e273-7.
2. Gastrointestinal endoscopy, version 1. Australasian Clinical Indicator Report 2003-2010. Australian Council on Healthcare Standards; 2010.
3. Nelson DB, McQuaid KR, Bond JH, Lieberman DA, Weiss DG, Johnston TK. Procedural success and complications of large-scale screening colonoscopy. Gastrointest Endosc 2002;55:307-14. CrossRef
4. Rathgaber SW, Wick TM. Colonoscopy completion and complication rates in a community gastroenterology practice. Gastrointest Endosc 2006;64:556-62. CrossRef
5. Rabeneck L, Paszat LF, Hilsden RJ, et al. Bleeding and perforation after outpatient colonoscopy and their risk factors in usual clinical practice. Gastroenterology 2008;135:1899-1906, 1906.e1.
6. Viiala CH, Zimmerman M, Cullen DJ, Hoffman NE. Complication rates of colonoscopy in an Australian teaching hospital environment. Intern Med J 2003;33:355-9. CrossRef
7. Ko CW, Riffle S, Michaels L, et al. Serious complications within 30 days of screening and surveillance colonoscopy are uncommon. Clin Gastroenterol Hepatol 2010;8:166-73. CrossRef
8. Singh H, Penfold RB, DeCoster C, et al. Colonoscopy and its complications across a Canadian regional health authority. Gastrointest Endosc 2009;69:665-71. CrossRef
9. Teruki O, Keiichi O. The safety of endoscopic day surgery for colorectal polyps. Dig Endosc 2008;20:92-5. CrossRef
10. Ma WT, Mahadeva S, Kunanayagam S, Poi PJ, Goh KL. Colonoscopy in elderly Asians: a prospective evaluation in routine clinical practice. J Dig Dis 2007;8:77-81. CrossRef
11. Wong JC, Yau KK, Cheung HY, Wong DC, Chung CC, Li MK. Towards painless colonoscopy: a randomized controlled trial on carbon dioxide-insufflating colonoscopy. ANZ J Surg 2008;78:871-4. CrossRef
12. Bayupurnama P, Nurdjanah S. The success rate of unsedated colonoscopy examination in adult. Internet Journal of Gastroenterology 2010;9:2.
13. Ylinen ER, Vehviläinen-Julkunen K, Pietilä AM, Hannila ML, Heikkinen M. Medication-free colonoscopy—factors related to pain and its assessment. J Adv Nurs 2009;65:2597-607. CrossRef
14. Ho AK. When the numerator is zero: another lesson on risk. Am Biol Teach 2009;71:531-3. CrossRef
15. Miller A, McGill D, Bassett ML. Anticoagulant therapy, anti-platelet agents and gastrointestinal endoscopy. J Gastroenterol Hepatol 1999;14:109-13. CrossRef
16. Dobbins C, DeFontgalland D, Duthie G, Wattchow DA. The relationship of obesity to the complications of diverticular disease. Colorectal Dis 2006;8:37-40. CrossRef
17. Ko CW, Riffle S, Shapiro JA, et al. Incidence of minor complications and time lost from normal activities after screening or surveillance colonoscopy. Gastrointest Endosc 2007;65:648-56. CrossRef
18. Kroenke K, Spitzer RL. Gender differences in the reporting of physical and somatoform symptoms. Psychosom Med 1998;60:150-5. CrossRef
19. Bretthauer M, Lynge AB, Thiis-Evensen E, Hoff G, Fausa O, Aabakken L. Carbon dioxide insufflation in colonoscopy: safe and effective in sedated patients. Endoscopy 2005;37:706-9. CrossRef
20. Welchman S, Cochrane S, Minto G, Lewis S. Systematic review: the use of nitrous oxide gas for lower gastrointestinal endoscopy. Aliment Pharmacol Ther 2010;32:324-33. CrossRef
21. Takahashi Y, Tanaka H, Kinjo M, Sakumoto K. Sedation-free colonoscopy. Dis Colon Rectum 2005;48:855-9. CrossRef
 
Find HKMJ in MEDLINE:
 

Role of fine-needle aspiration cytology in human immunodeficiency virus–associated lymphadenopathy: a cross-sectional study from northern India

Hong Kong Med J 2015 Feb;21(1):38–44 | Epub 21 Nov 2014
DOI: 10.12809/hkmj144241
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Role of fine-needle aspiration cytology in human immunodeficiency virus–associated lymphadenopathy: a cross-sectional study from northern India
Naveen Kumar, MD1; BB Gupta, MD1; Brijesh Sharma, MD1; Manju Kaushal, MD2; BB Rewari, MD1; Deepak Sundriyal, MD1
1 Department of Medicine, PGIMER and Dr RML Hospital, New Delhi 110001, India
2 Department of Pathology, PGIMER and Dr RML Hospital, New Delhi 110001, India
 
Corresponding author: Dr Naveen Kumar (docnaveen2605@yahoo.co.in), (2605docnaveen@gmail.com)
 Full paper in PDF
Abstract
Objective: To evaluate the role of fine-needle aspiration cytology in the diagnosis of human immunodeficiency virus (HIV)–associated lymphadenopathy.
 
Design: Case series.
 
Setting: Tertiary care teaching hospital, India.
 
Patients: Fifty consecutive HIV-positive patients, who presented with lymphadenopathy at the out-patient department and antiretroviral therapy clinic.
 
Results: Tubercular lymphadenitis was the most common diagnosis, reported in 74% (n=37) of patients; 97.2% of them were acid-fast bacilli–positive. Reactive lymphadenitis and fungal lymphadenitis were present in 10 and 1 cases, respectively. The most common cytomorphological pattern of tubercular lymphadenitis was necrotising suppurative lymphadenitis, present in 43.2% (n=16) of patients. Of eight biopsies done in reactive cases, six turned out to be tubercular lymphadenitis. Fine-needle aspiration cytology had a sensitivity of 83.7% for diagnosing tubercular lymphadenitis.
 
Conclusion: Necrotising suppurative lymphadenitis should be recognised as an established pattern of tubercular lymphadenitis. Reactive patterns should be considered inconclusive rather than a negative result, and re-evaluated with lymph node biopsy. Fine-needle aspiration cytology is an excellent test for diagnosing tubercular lymphadenitis in HIV-associated lymphadenopathy.
 
 
New knowledge added by this study
  •  Necrotising suppurative lymphadenitis should be recognised as an established pattern of tubercular lymphadenitis.
  •  In advanced human immunodeficiency virus (HIV) disease, reactive lymphadenitis should be considered inconclusive rather than a negative result, and re-evaluated with lymph node biopsy.
Implications for clinical practice or policy
  •  As lymphadenopathy is common in all stages of HIV disease, judicious use of fine-needle aspiration cytology can be helpful in diagnosing associated opportunistic infections and other pathological conditions.
 
 
Introduction
Human immunodeficiency virus (HIV) infection is an important worldwide public health problem. Developing nations, where resources are limited, are the worst affected nations. Until curative treatment for HIV infection becomes available, the crux of management is early diagnosis and treatment with highly active antiretroviral therapy.
 
As HIV is a lymphotropic virus, lymphoid tissues are the major anatomical site where the virus establishes itself during early infection. These lymphoid tissues act as reservoirs for the virus in the asymptomatic phase of infection. In the late stage, HIV disseminates from these sites to cause a full-blown acquired immunodeficiency syndrome (AIDS).1 Thus, lymph node involvement is found in all stages of infection. The cause of lymph node enlargement is often difficult to establish by history, physical examination, radiographic studies, and routine laboratory tests. Surgical biopsy is the gold standard for diagnosis. However, it has several drawbacks: costly, time-consuming, and requiring more elaborate precautions. Fine-needle aspiration cytology (FNAC) does not have any of these limitations, and is also comparatively less invasive. Furthermore, the cost of aspiration cytology is only 10% to 30% of that of surgical biopsy.2
 
We performed FNAC to establish the aetiological diagnosis in our study subjects with HIV infection. To detect false-negative results, biopsy was done in cases diagnosed as reactive lymphadenitis. The aims of the study were to assess the accuracy of FNAC and to correlate the findings with clinical and laboratory parameters like CD4 counts.
 
Methods
The study was conducted in the Departments of Medicine and Pathology, PGIMER and Dr RML Hospital, New Delhi, India, from January 2009 to December 2009. The study protocol and proforma were approved by the ethics committee of the institute. Informed written consent was obtained from all patients. Fine-needle aspiration cytology was performed in 50 consecutive HIV-positive patients presenting with lymphadenopathy at the antiretroviral clinic, or the out-patient or in-patient services. Detailed history was taken and examination of the patients was performed. Clinical stage (as per the World Health Organization [WHO] classification) and CD4 counts were recorded for all patients. Fine-needle aspiration cytology was performed by the clinician on the largest non-inguinal lymph node using standard precautions. The area was cleaned and draped. A 10-mL syringe and 23-gauge needles were used. If the sample was insufficient, another sample was taken from a different lymph node. Slides for Papanicolaou and Periodic-acid Schiff (PAS) stains were fixed with 95% ethanol immediately after preparing the smear; others were air dried. A total of six slides were prepared from each aspirate and were immediately processed by staining with Giemsa stain, Papanicolaou’s stain, Ziehl-Neelsen (ZN) stain for acid-fast bacilli (AFB), PAS stain for fungi, and Gram stain. Cases that were AFB-positive on ZN staining were diagnosed as tubercular lymphadenitis; otherwise, they were retained as suspected cases. Based on the presence or absence of granulomas, caseation (necrosis) and neutrophilic infiltration, tubercular lymph nodes were classified into four cytomorphological categories: granulomatous lymphadenitis (GL), necrotising granulomatous lymphadenitis (NGL), necrotising lymphadenitis (NL), and necrotising suppurative lymphadenitis (NSL). Lymph node biopsies were performed in cases which showed a reactive pattern or suspected tubercular lymphadenitis on FNAC. Sensitivity, specificity, and positive and negative predictive values were calculated for FNAC as a diagnostic modality compared with biopsy. Statistical analysis for association between FNAC findings and various parameters was done using univariate and multivariate logistic regression analyses. Data analysis was performed by the Statistical Package for the Social Sciences (Windows version 19.0; SPSS Inc, Chicago [IL], US). A P value of less than 0.05 was regarded as statistically significant.
 
Results
A total of 50 patients (43 men and 7 women) were included in the study. The mean age of the patients was 32.4 years. Cervical region was the most common site of lymphadenopathy (n=39; 78%) followed by axillary and inguinal regions. The lymph nodes were matted and generalised in 62% (n=31) and 48% (n=24) of cases, respectively. Generalised lymphadenopathy was present in 54% (n=20) of cases with tubercular lymphadenitis and 40% (n=4) of cases with reactive lymphadenitis. Nature of aspirate was bloody in 21 (42%) cases, caseous in 24 (48%), and mixed (with blood and caseation) in the remaining patients. The CD4 count ranged from 12 cells/µL to 353 cells/µL, with a mean count of 131 cells/µL. Most of the patients were in WHO clinical stage 3 (n=31; 62%).
 
The most common cytological diagnosis was tubercular lymphadenitis (n=37; 74%) followed by reactive pattern (n=10; 20%). Only one FNAC was diagnosed as fungal lymphadenitis showing PAS-positive spores of Histoplasma capsulatum (Fig 1). In two cases, the cytologies were suggestive of thyroid tissue and lipoma; these were treated as failed FNACs. Tubercular lymphadenitis was further categorised into four cytomorphological patterns, as shown in Table 1. All tubercular cases were AFB-positive except one which was a AFB-negative GL on FNAC. Subsequently, this was shown to be AFB-positive tubercular lymphadenitis on biopsy. Of the 10 cases reported as reactive lymph nodes on FNAC, eight gave consent for biopsy. Biopsy showed AFB-positive fibrocaseous tubercular lymphadenopathy in six out of these eight cases; in the remaining two cases, biopsy findings matched with the FNAC findings.
 

Figure 1. Histoplasma lymphadenitis: Periodic-acid Schiff–positive oval yeast cells with thick capsule (white arrow), both extracellular and intracellular (black arrow heads) in location (x 100)
 

Table 1. Cytomorphological patterns of tubercular lymphadenitis
 
All cases diagnosed as having mycobacterial disease on FNAC and those who underwent biopsy were included in the analysis. Hence 45 cases were analysed: 36 cases diagnosed as mycobacterial (tubercular) lymphadenitis on FNAC, one case of GL which was AFB-positive fibrocaseous tubercular lymph node on biopsy, and eight cases of reactive lymphadenopathy that underwent biopsy (Table 2). The sensitivity and negative predictive value of FNAC for diagnosing tubercular lymphadenitis were 83.7% and 22.2%, respectively. As AFB positivity was the requisite criterion for diagnosing tubercular lymphadenitis, it was expected that there would be no diagnosis of tuberculosis (TB) in any case which was AFB-negative on FNAC; thus, the specificity and positive predictive value were 100%.
 

Table 2. Analysis of 45 cases
 
We performed logistic regression analysis with tubercular lymphadenitis as the dependent variable and four parameters as covariates. On univariate analysis, CD4 count (P=0.016), nature of aspirate (P=0.013), and matted nodes on examination (P=0.028) were associated with tubercular aetiology on FNAC; lymph node distribution did not show any such association (P=0.401). However, in multivariate analysis, none of these factor was associated with tubercular aetiology on FNAC. Moreover, none of these factors was associated with the severe form (NL or NSL) of tubercular lymphadenitis either on univariate or multivariate analysis.
 
Discussion
Lymphadenopathy in HIV patients is very common; it can be a presenting feature in about 35% of patients with AIDS.3 Causes can be varied, depending on the stage of the disease, and may include persistent generalised lymphadenopathy, lymphoid malignancies, and opportunistic infection. All these can be easily and efficiently diagnosed by aspiration study of these lymph nodes. These causes of lymphadenopathies are important causes of death in AIDS patients. In this study, we aimed to investigate the performance of FNAC for the accurate diagnosis of lymphadenopathies. We also compared our results with those from similar Indian and western studies (Table 3 1 4 5 6 7 8 9 10 11 12 13 14 15 16).
 

Table 3. Comparison of our FNAC results with those from previous studies1 4 5 6 7 8 9 10 11 12 13 14 15 16
 
Tuberculosis is the most frequent opportunistic infection in HIV patients.17 18 Lymph nodes are the commonest site of extra-pulmonary TB in patients with AIDS.19 20 Using FNAC as the diagnostic modality, we also found tubercular lymphadenitis to be the most common cause of lymphadenopathy, present in 74% of our patients. Similar conclusion was drawn in other Indian studies; however they reported a prevalence of 34.2% to 60% (Table 3). The high prevalence of tubercular lymphadenitis in our series may be related to the low immunity of the majority of patients; 41 out of 50 patients had CD4 counts of <200 cells/µL.
 
There are two specific pathological criteria for diagnosing tubercular lymphadenitis—caseation and granuloma formation. Both are less likely to be present in tubercular lymphadenitis associated with advanced HIV disease. This is because T-cell function, which is suppressed in advanced HIV disease, is required for granuloma formation. On the basis of these two findings, tubercular lymphadenitis is classified into three categories21 22: GL, NGL, and NL.
 
The GL pattern can occur due to several causes. However, in a country like India, where TB is very common, this pattern is considered to be due to TB until proven otherwise. We found this pattern in 5.4% (2 out of 37 cases with tubercular lymphadenitis) of TB cases, a finding similar to that in other previous studies where it ranged from 4.3% to 28.5% (Table 4).6 9 11 12 16 23 The NGL pattern, with both caseation and epithelioid granulomas, is the most typical pattern of tubercular lymphadenitis. It was present in 18.9% (7 out 37 cases of tubercular lymphadenitis) of our cases; other studies have reported it in the range of 26.6% to 74% (Table 4).9 11 12 16 23 Necrotising lymphadenitis represents the most severe cytomorphological pattern of tubercular lymphadenitis. There is complete necrosis with only ‘acellular’ debris. It is not labelled as ‘purulent’ because there are no degenerated polymorphonuclear cells. Complete necrosis reflects impaired cell-mediated immunity in this group of patients. Cases of NGL can be wrongly labelled as NL if material is aspirated from that part of the node which contains only caseation. This was the second most common pattern reported in our study (32.4%; 12 out of 37 cases of tubercular lymphadenitis). In other studies, the reported prevalence rates range from 8.6% to 57.1% (Table 4).6 9 11 12 16 23
 

Table 4. Cytomorphological patterns in tubercular lymphadenitis: comparison with previous studies6 9 11 12 16 23
 
The NSL pattern of tubercular lymphadenitis (Fig 2) was the most common cytomorphological picture, seen in 43.2% (16 out of 37 cases of tubercular lymphadenitis) of patients. This pattern was reported in 20% and 13% cases of tubercular lymphadenitis by Nayak et al11 and Shenoy et al,12 respectively (Table 4). Jayaram and Chew6 reported this pattern in 67% of their TB cases in Kuala Lumpur, Malaysia. Although reported in these case series, unlike the other three patterns, the NSL pattern is not yet a well-recognised cytomorphological type of tubercular lymphadenitis. However, this pattern is important, especially in HIV patients. If ZN staining is not done, the thin caseation commonly present in these cases can be mistaken for pus, and the case wrongly labelled as pyogenic lymphadenitis. Similar observations have been made in some studies.6 11 12 24
 

Figure 2. Liquefied necrotic material (black arrow head) with infiltration of polymorphs (white arrow), giving impression of suppurative lymphadenitis. No epithelioid cells or giant cells are seen (Giemsa staining, x 40)
 
Studies have shown that FNAC is more sensitive for the diagnosis of TB in HIV-positive patients than in seronegative patients.25 In our series, AFB positivity rate in TB cases was 97.2% (n=36/37), which was higher than that in previous studies (43.4% to 95.2%).6 9 11 12 16 This could be due to the fact that the disease was quite advanced in our group of tubercular lymphadenitis patients (mean CD4 count of 108 cells/µL). Moreover, as the cytomorphological pattern deteriorated and necrosis appeared, AFB positivity increased from 50% to 100%. This was in agreement with data from earlier studies.6 9 11 12 16 Chances of detecting AFB were least in lymph nodes showing GL pattern: four out of five studies6 9 11 12 16 did not report any AFB-positive case with this pattern of lymphadenopathy. Further, although TB is very common in HIV subjects, Mycobacterium avium complex (MAC) is not frequently seen in India. Its chance further decreases by adding MAC prophylaxis of azithromycin to the patient’s treatment regimen.
 
A reactive lymphadenitis was observed in only 20% of cases in our study. Most of the western studies reported it as the most common lymph node pathology, observed in 25.6% to 59.6% of cases (Table 3). One case of histoplasmosis was detected in our study (Fig 1). On Giemsa staining, the lymph node showed reactive lymphoid cells, histiocytes, areas of granuloma formation, along with sheets of Histoplasma capsulatum organism, located both extracellularly and intracellularly, which were positive on PAS staining. Hence, although the finding of GL without AFB in HIV-infected patients in India is taken as TB unless proven otherwise, causes like fungal infection (by PAS staining) should be excluded, especially if the CD4 count is low.
 
We performed a lymph node biopsy in 18% of our cases (Table 5). Among these, the findings were different from those in FNAC in 77.8% of the cases. False-negative rate in our study was 16.3% (7 out of 43 cases of TB; Table 2). The false-negative rate in other studies ranges from 2% to 9.2%.1 4 7 8 Of these seven false-negative cases, six were diagnosed as reactive nodes on FNAC which later showed fibrocaseous nodes on biopsy. Possible reasons for discordance could be focal tubercular involvement of the nodes. On FNAC, the tubercular area could have been missed and, hence, wrongly labelled as reactive cases. Also, different nodes in the same area can enlarge due to different pathologies. Hence, a report of reactive pattern in advanced disease, like in our group of patients (mean CD4 in reactive group being 196 cells/µL), does not have much value, and should not be the end of further assessment. It should be considered an inconclusive result rather than a negative one. It emphasises the importance of performing a biopsy in this group of patients.
 

Table 5. Comparison of lymph node biopsy results with those from previous studies1 4 7 8
 
A falling CD4 count in our group of patients was associated with increasing risk of tubercular lymphadenitis. However, CD4 counts did not predict the severity of cytomorphological forms of tubercular lymphadenitis. Of note, 41 out of 50 patients had CD4 counts of <200 cells/µL. Hence, we did not have a group of patients with higher CD4 counts in whom less severe forms of tubercular lymphadenitis were more common. This association should be studied further by recruiting patients with a wide range of CD4 counts.
 
In univariate analysis, a matted lymph node on examination (P=0.028) and caseous material (P=0.013) on aspiration were found more often in TB cases versus reactive cases. Hence, apart from routine cytology stains, these observations guide us for ordering special staining like ZN staining. However, their association with cytomorphological pattern of TB was not significant on univariate analysis, as the whole spectrum of pattern can have caseation on aspiration (except GL) and matted nodes on examination, although cytomorphologically these are of increasing severity.
 
Conclusion
Tuberculosis is the most common aetiology of HIV-associated lymphadenopathy in India. Acid-fast bacilli positivity is very high in HIV-associated tubercular lymphadenitis. We recommend routine AFB staining for all lymph nodes undergoing FNAC in HIV patients. Lymph nodes showing AFB-negative GL pattern on FNAC should be stained for fungus, especially if CD4 count is low. If a patient’s CD4 count is low, a reactive FNAC pattern should be taken as an inconclusive result and is an indication for biopsy. All lymph nodes showing NSL pattern on FNAC should undergo ZN staining in HIV-positive patients. It should be recognised as a tubercular cytomorphological pattern, especially in patients with low immunity like those with AIDS. Fine-needle aspiration cytology of lymph nodes is a valuable test for diagnosing tubercular lymphadenitis in HIV-associated lymphadenopathy.
 
References
1. Satyanarayana S, Kalighatgi AT, Murlidhar A, Prasad RS, Jawed KZ, Trehan A. Fine needle aspiration cytology of lymph node in HIV infected patients. Medical Journal Armed Forces India 2002;58:33-7. CrossRef
2. Kaminsky DB. Aspiration biopsy for community hospital. In: Johnston WW, editor. Masson monograph in diagnostic cytopathology. New York: Masson Publication; 1981: 12-3.
3. Guidelines for prevention and management of common opportunistic infection/malignancy among HIV-infected adult and adolescents. NACO. Ministry of Health & Family Welfare. Government of India; May 2007.
4. Martin-Bates E, Tanner A, Suvarna SK, Glazer G, Coleman DV. Use of fine needle aspiration cytology for investigating lymphadenopathy in HIV positive patients. J Clin Pathol 1993;46:564-6. CrossRef
5. Shapiro AL, Pincus RL. Fine-needle aspiration of diffuse cervical lymphadenopathy in patients with acquired immunodeficiency syndrome. Otolaryngol Head Neck Surg 1991;105:419-21.
6. Jayaram G, Chew MT. Fine needle aspiration cytology of lymph nodes in HIV-infected individuals. Acta Cytol 2000;44:960-6. CrossRef
7. Reid AJ, Miller RF, Kocjan GI. Diagnostic utility of fine needle aspiration (FNA) cytology in HIV-infected patients with lymphadenopathy. Cytopathology 1998;9:230-9. CrossRef
8. Bottles K, McPhaul LW, Volberding P. Fine-needle aspiration biopsy of patients with acquired immunodeficiency syndrome (AIDS): experience in an outpatient clinic. Ann Intern Med 1988;108:42-5. CrossRef
9. Llatjos M, Romeu J, Clotet B, et al. A distinctive cytologic pattern for diagnosing tuberculous lymphadenitis in AIDS. J Acquir Immune Defic Syndr 1993;6:1335-8.
10. Lowe SM, Kocjan GI, Edwards SG, Miller RF. Diagnostic yield of fine-needle aspiration cytology in HIV-infected patients with lymphadenopathy in the era of highly active antiretroviral therapy. Int J STD AIDS 2008;19:553-6. CrossRef
11. Nayak S, Mani R, Kavatkar AN, Puranik SC, Holla VV. Fine-needle aspiration cytology in lymphadenopathy of HIV-positive patients. Diagn Cytopathol 2003;29:146-8. CrossRef
12. Shenoy R, Kapadi SN, Pai KP, et al. Fine needle aspiration diagnosis in HIV related lymphadenopathy in Mangalore, India. Acta Cytol 2002;46:35-9. CrossRef
13. Saikia UN, Dey P, Jindal B, Saikia B. Fine needle aspiration cytology in lymphadenopathy of HIV-positive cases. Acta Cytol 2001;45:589-92. CrossRef
14. Gill PS, Arora DR, Arora B, et al. Lymphadenopathy. An important guiding tool for detecting hidden HIV-positive cases: a 6-year study. J Int Assoc Physicians AIDS Care (Chic) 2007;6:269-72. CrossRef
15. Shobhana A, Guha SK, Mitra K, Dasgupta A, Neogi DK, Hazra SC. People living with HIV infection / AIDS—a study on lymph node FNAC and CD4 count. Indian J Med Microbiol 2002;20:99-101.
16. Vanisri HR, Nandini NM, Sunila R. Fine-needle aspiration cytology findings in human immunodeficiency virus lymphadenopathy. Indian J Pathol Microbiol 2008;51:481-4. CrossRef
17. Harries AD. Tuberculosis and human immunodeficiency virus infection in developing countries. Lancet 1990;335:387-90. CrossRef
18. Sharma SK, Kadhiravan T, Banga A, Goyal T, Bhatia I, Saha PK. Spectrum of clinical disease in a series of 135 hospitalised HIV-infected patients from north India. BMC Infect Dis 2004;4:52. CrossRef
19. Shafer RW, Kim DS, Weiss JP, Quale JM. Extrapulmonary tuberculosis in patients with human immunodeficiency virus infection. Medicine (Baltimore) 1991;70:384-97. CrossRef
20. Arora VK, Kumar SV. Pattern of opportunistic pulmonary infections in HIV sero-positive subjects: observations from Pondicherry, India. Indian J Chest Dis Allied Sci 1999;41:135-44.
21. Das DK, Pant JN, Chachra KL, et al. Tuberculous lymphadenitis: correlation of cellular components and necrosis in lymph-node aspirate with A.F.B. positivity and bacillary count. Indian J Pathol Microbiol 1990;33:1-10.
22. Das DK. Fine needle aspiration cytology in diagnosis of tuberculous lesion. Lab Med 2000;31:625-32. CrossRef
23. Rajasekaran S, Gunasekaran M, Jayakumar DD, et al. Tuberculous cervical lymphadenitis in HIV positive and negative patients. Indian J Tuberc 2001;48:201-4.
24. Havlir DV, Barnes PF. Tuberculosis in patients with human immunodeficiency virus infection. N Engl J Med 1999;340:367-73. CrossRef
25. Shriner KA, Mathisen GE, Goetz MB. Comparison of mycobacterial lymphadenitis among persons infected with human immunodeficiency virus and seronegative controls. Clin Infect Dis 1992;15:601-5. CrossRef
 
Find HKMJ in MEDLINE:
 

Effectiveness of a new standardised Urinary Continence Physiotherapy Programme for community-dwelling older women in Hong Kong

Hong Kong Med J 2015 Feb;21(1):30–7 | Epub 7 Nov 2014
DOI: 10.12809/hkmj134185
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Effectiveness of a new standardised Urinary Continence Physiotherapy Programme for community-dwelling older women in Hong Kong
BS Leong, MSc, BScPT1,2; Nicola W Mok, PhD1
1 Department of Rehabilitation Sciences, Hong Kong Polytechnic University, Hunghom, Hong Kong
2 Elderly Health Service, Department of Health, Hong Kong
 
Corresponding author: Dr Nicola W Mok (nicola.mok@polyu.edu.hk)
 Full paper in PDF
Abstract
Objective: To examine the effectiveness of a standardised Urinary Continence Physiotherapy Programme for older Chinese women with stress, urge, or mixed urinary incontinence.
 
Design: A controlled trial.
 
Setting: Six elderly community health centres in Hong Kong.
 
Participants: A total of 55 women aged over 65 years with mild-to-moderate urinary incontinence.
 
Interventions: Participants were randomly assigned to the intervention group (n=27) where they received eight sessions of Urinary Continence Physiotherapy Programme for 12 weeks. This group received education about urinary incontinence, pelvic floor muscle training with manual palpation and verbal feedback, and behavioural therapy. The control group (n=28) was given advice and an educational pamphlet on urinary incontinence.
 
Results: There was significant improvement in urinary symptoms in the intervention group, especially in the first 5 weeks. Compared with the control group, participants receiving the intervention showed significant reduction in urinary incontinence episodes per week with a mean difference of -6.4 (95% confidence interval, -8.9 to -3.9; t= –5.3; P<0.001) and significant improvement of quality of life with a mean difference of -3.93 (95% confidence interval, -5.08 to -2.78; t= –6.9; P<0.001) measured by Incontinence Impact Questionnaire Short Form modified Chinese (Taiwan) version. The subjective perception of improvement, measured by an 11-point visual analogue scale, was markedly better in the intervention group (mean, 8.7; standard deviation, 1.0; 95% confidence interval, 8.4-9.1) than in the control group (mean, 1.4; standard deviation, 0.7; 95% confidence interval, 1.2-1.7; t=33.9; P<0.001). The mean treatment satisfaction in the intervention group was 9.5 (standard deviation, 0.8) as measured by an 11-point visual analogue scale.
 
Conclusions: This study demonstrated that the Urinary Continence Physiotherapy Programme was effective in alleviating urinary symptoms among older Chinese women with mild-to-moderate heterogeneous urinary incontinence.
 
 
New knowledge added by this study
  •  This standardised Urinary Continence Physiotherapy Programme is effective in improving various types of urinary incontinence of mild-to-moderate severity.
  •  The superior exercise compliance and treatment outcome in this study are likely attributed to the palpation and verbal feedback provided by physiotherapists during pelvic floor muscle training.
Implications for clinical practice or policy
  •  A standardised urinary continence programme consisting of education, supervised pelvic floor muscle training with palpation, and behavioural therapy is an effective first-line management for various types of urinary incontinence in a community setting.
 
 
Introduction
Urinary incontinence (UI), defined as “the complaint of any involuntary leakage of urine”,1 is a major clinical problem, and a significant cause of disability and dependency in the aged population. It is a condition with heterogeneous pathology and commonly classified as stress urinary incontinence (SUI), urge urinary incontinence (UUI), and mixed urinary incontinence (MUI) depending on the symptom behaviour. While the prevalence of UI in older women, globally, is estimated to range from 15% to 30%,2 the reported prevalence rate of UI in Hong Kong ranges from 20% to 52%.3 It has been acknowledged that UI is associated with profound adverse impact on the quality of life (QoL) of the sufferers.3 4 The impact of UI is so substantial that community-dwelling elderly with UI reported inferior physical and mental health, worse self-perceived health status, greater disability, and more depressive symptoms.5 In addition, the extent of the impact was shown to be associated with the severity of UI. Therefore, it is important to investigate a safe and effective treatment strategy in this population, especially in a community setting.
 
Conservative management has been recommended as the first-line management for UI. It is acknowledged that a variety of conservative management strategies which require patient’s active participation shows promising results for patients with UI. These include pelvic floor muscle training (PFMT),6 7 vaginal cones,8 bladder training (BT),9 and even combination of PFMT and general lumbopelvic mobilisation exercises.10 A recent Cochrane review7 suggested that PFMT, the ‘knack’ manoeuvre (a voluntary counterbracing type of contraction during physical stress), and BT are effective strategies in the management of UI in general. In particular, a combination of PFMT and BT was shown to have superior outcome than BT alone for the management of UUI and MUI.9 However, to date, there is insufficient conclusive evidence on the best approach for PFMT.11 In addition, the applicability and effectiveness of PFMT and BT for treating UI have not been properly evaluated in the elderly Chinese population, especially in randomised controlled studies. The aim of this study was to evaluate the effectiveness of a Urinary Continence Physiotherapy Programme (UCPP), which is a comprehensive programme involving education and exercise (PFMT and BT) components for managing SUI, UUI, and MUI in older Chinese women in a community setting.
 
Methods
A total of 60 subjects were recruited for screening by convenience sampling from six Elderly Health Centres (EHCs), Department of Health, Hong Kong. Inclusion criteria were Chinese females aged 65 years or older who had a clinical diagnosis of SUI, UUI, or MUI (with reference to the definition from International Continence Society1) of a mild-to-moderate severity (based on the scoring system by Lagro-Janssen et al12) which is made by the EHC medical officers in-charge. Exclusion criteria were active urinary tract infection, patients on diuretic medication, presence of bladder pathology or dysfunction due to genitourinary fistula, tumour, pelvic irradiation, neurological or other chronic conditions (eg diabetes mellitus, Parkinson’s disease), previous anti-incontinence surgery, significant cognitive impairment assessed by the Cantonese version of Mini-Mental State Examination Score (CMMSE13 with cutoffs of: ≤18 for illiterate subjects, ≤20 for those who had had 1 to 2 years of schooling, ≤22 for those who had had more than 2 years of schooling out of a maximum score of 30), obesity (body mass index [BMI] of >30 kg/m2), and use of concomitant treatments during the trial.
 
Randomisation was performed prior to the study by an off-site investigator using a computerised randomisation programme with allocation concealment by sequentially numbered, opaque, and sealed envelopes. After taking consent, grouping of the individual participants was revealed to the principal investigator by phone. Overall, 55 eligible participants were assigned to the intervention (n=27) or control (n=28) groups. The trial period lasted for 12 weeks. The study was approved by the Institutional Medical Research Ethics Committee and was conducted in accordance with the Declaration of Helsinki.14
 
Intervention protocol
One physiotherapist was responsible for delivering assessment and treatment to all subjects during the trial period of 12 weeks, and she was not blinded to the intervention.
 
The intervention group received a 30-minute individual training session at a pre-decided time of the day, once weekly for the first 4 weeks; and then once bi-weekly for the remaining 8 weeks. A total of eight treatment sessions were given to each recipient. There were three major components in the UCPP: education (anatomy of the pelvic floor muscle [PFM] and urinary tract, urinary continence mechanism, and bladder care), PFMT with the aid of vaginal palpation, and BT. Pelvic floor muscle training included Kegel exercise programme and neuromuscular re-education (the ‘knack’).15 Bladder training involved strategies to increase the time interval between voids by a combination of progressive void schedules, urge suppression, distraction, self-monitoring, and reinforcement.
 
Four stages of Kegel’s PFMT programme were adopted in this study, including (1) muscle awareness, (2) strengthening, (3) endurance, and (4) habit building and muscle utilisation.16 The exercise regimen was designed to progressively strengthen both type I and type II muscle fibres of the pelvic floor. In the first 2 weeks (muscle awareness phase), one set of 10 (week 1) and 15 (week 2) slow submaximal contractions for 5 seconds each and five fast maximal contractions with a 10-second relaxation between contractions was performed in lying down position. In the strengthening phase (weeks 3 to 4), the muscle-strengthening element was reinforced by gradually increasing the number of submaximal contractions to 25 per session with an increment of five repetitions per week in gravity-dependent position including sitting and standing. The number of fast maximal contractions (5) remained the same as in the awareness phase. In the endurance phase (weeks 5 to 8), the training was more focused on improving the performance of slow and sustained contractions of PFMs by increasing the contraction time to 10 seconds with submaximal contraction while keeping the exercise position and number of both submaximal and maximal contractions as in week 4. In the habit-building and muscle utilisation phase (weeks 9 to 12), the learnt neuromuscular re-education technique (the ‘knack’) and urge suppression strategies were reinforced. In this period, one set of 30 slow submaximal contractions for 10 seconds each and 10 fast maximal contractions with a 10-second relaxation between contractions was practised. Participants were asked to perform three sets of the above-mentioned exercise at specific periods as part of the home programme.
 
The control group was given advice and received an educational pamphlet with information about management of UI at baseline. Participants were given an appointment for a follow-up visit in 12 weeks.
 
Outcome measures
A number of indicators were employed to assess different aspects of outcomes. First, the number of UI episodes in the previous 7 days (UI7) was examined using a weekly bladder diary log sheet, which was also the primary outcome measure of this study. Information for UI7 was collected at baseline and then weekly until the end of the programme (12 weeks). Second, a validated condition-specific QoL assessment tool—Incontinence Impact Questionnaire Short Form (IIQ-7) Chinese (Taiwan) version17—was used to study the impact of UI on QoL and its change with the intervention after minor modifications were made to align with the local culture. Content validation was made by a panel of doctors who reviewed the instrument and determined if the questions satisfied the content domain. Seven items were included in the questionnaire to examine if the subjects were suffering from urine leakage under those specific situations. The questionnaire was administered by the same physiotherapist and the subjects were asked to choose the most appropriate response to those 7 items on a 4-point ordinal scale, with 0 meaning “not at all affected”, 1 “slightly affected”, 2 “moderately affected”, and 3 “greatly affected”. The maximum score of 21 indicated a great impact of UI on QoL. Third, subjective perception of improvement was assessed with a 10-cm visual analogue scale (VAS) rated from 0 to 10, with 0 suggesting “no improvement” and 10 “complete relief” at the end of the intervention period. Fourth, another VAS was used to assess subjects’ satisfaction to treatment (on a 0 to 10 rating), with 0 being “totally dissatisfied” and 10 “totally satisfied”. The IIQ-7 was collected at baseline and at the end of the programme. Compliance with treatment in the intervention group was evaluated from two perspectives: attendance and compliance with home exercises. Attendance was reviewed by calculating the proportion of sessions that were attended by an individual. Compliance with home exercises was also reviewed by calculating the reported frequency of exercises being executed. Any drawbacks and adverse effects during the intervention period were also monitored.
 
Statistical analysis
The sample size calculation based on the power estimation and results of a similar study,18 with a power of 0.8 and α = 0.05 and an attrition rate of 30%, revealed that a recruitment sample of 60 participants (30 participants in each group) was required. Statistical analysis was performed with the Statistical Package for the Social Sciences (Windows version 13.0; SPSS Inc, Chicago [IL], US). Any missing data were treated with “the last observation carried forward” approach. Independent t tests (for parametric data) or Mann-Whitney test (for nonparametric or non-normally distributed data) and Chi squared tests (for nominal/ordinal data) were used to compare the demographic data and outcome variables between the intervention and control groups at baseline. Pairwise comparisons with the P value adjusted using Bonferroni correction was used to examine for the differences in UI7 between week 1 and the subsequent time points during the intervention period (eg between week 1 and 2, week 1 and 3, etc). The results were presented as mean (standard deviation [SD]).
 
Results
The demographics and baseline measurements for the participants are shown in Table 1. Of the 60 participants recruited for screening, three did not turn up for assessment, one declined to participate in the study, and one was excluded due to impaired mental status (Fig 1). The majority of the participants were in their 70s with a mean (± SD) age of 74.3 ± 4.6 years. There was no significant difference between the groups in terms of age, BMI, parity, education level, mental status (CMMSE), and the characteristics of UI at baseline.
 

Table 1. Characteristics of subjects at baseline
 

Figure 1. CONSORT flowchart indicating flow of subjects in the study
 
Number of urinary incontinence episodes in 7 days
There was a significant interaction between time and groups in UI7 (F(1,53) = 33.14; P<0.001). A significant reduction in UI7 was noted only in the intervention group. There was significant difference between the control and intervention groups (t = –5.3; P<0.001) at 12 weeks with a mean difference of -6.4 (95% confidence interval [CI], -8.9 to -3.9). The mean numbers of UI7 for intervention and control groups were 1.0 ± 1.9 (95% CI, 0.3-1.7) and 7.4 ± 6.2 (95% CI, 5.0-9.8), respectively, at 12 weeks (Table 2). When comparing the percentage reduction ([pre-treatment frequency – post-treatment frequency] / [pre-treatment frequency] x 100%) in UI7, the intervention group demonstrated a mean of more than 90% reduction versus 7.2% in the control group. A similar trend of improvement was shown in subjects with SUI, UUI, and MUI; however, statistical analysis was not performed due to insufficient power (Fig 2). Post-hoc pairwise comparisons (a total of 11) suggested a significant improvement from week 1 to week 5 and onwards (P<0.001) in the intervention group.
 

Table 2. Results of outcome measures in the two groups before and after treatment
 

Figure 2. Progress of urinary incontinence episodes in the previous 7 days in subjects in the intervention group with various types of incontinence
 
Incontinence Impact Questionnaire Short Form modified Chinese (Taiwan) version
A significant interaction between time and groups was noted (F(1,53) = 54.56; P<0.001). As IIQ-7 was non-normally distributed, Mann-Whitney test was used and revealed a significant reduction of IIQ-7 (ie improvement in QoL) only in the intervention group (P<0.001), with a mean difference of -3.9 (95% CI, -5.1 to -2.8) at 12 weeks (Table 2).
 
Perception of improvement, treatment satisfaction, attendance, exercise compliance, and attrition rate
The results of the subjective perception of improvement and level of satisfaction with treatment after 12 weeks are shown in Table 2. The majority of the participants in the intervention group were satisfied with the interventions and perceived a subjective improvement. The mean attendance and exercise compliance rates in the intervention group were 97.7% ± 5.0% and 99.4% ± 1.9%, respectively. The attrition rate was zero in both groups during the whole study period. No adverse effect or discomfort was reported during the intervention period.
 
Discussion
In line with results from previous studies, this study further confirms that PFMT is an effective and safe treatment for women suffering from various types of UI. However, we observed a mean of >90% reduction in UI episodes which is noticeably higher than that reported in previous similar studies (32% to 73% reduction).18 19 Although recommendation of PFMT for women with UI is strongly supported by previous research findings,7 the best approach of PFMT programme continues to remain unclear.11 One possible explanation for the superior outcome in this study might be the combination of a few effective features in this programme, including programme duration of 12 weeks with gradual exercise progression, combination of PFMT and BT, manual vaginal palpation, and one-on-one supervised training session. First, the design of this UCPP incorporated some important concepts of exercise therapy. The training period of this study was 12 weeks, which could optimise the effect of the neural adaptation (recruitment of efficient motor units and frequency of excitation) and muscle hypertrophy according to the recommendations made by the American College of Sports Medicine.20 In addition, a recent systematic review7 also revealed that implementation of PFMT programme for at least 3 months (ie around 12 weeks) is more likely to result in greater treatment effect versus that lasting for <12 weeks. This programme also adopted the concepts raised by Kegel16 in which the progression of the exercise regimen is designed according to different stages, namely muscle awareness, strengthening, endurance, habit building, and muscle utilisation. Previous studies suggested a negative correlation between increased PFM strength and UI symptoms.21 22 The improvement of UI7 at the end of the UCPP might be a direct result of the muscle training programme, although PFM strength was not measured in this study. Theoretically, skeletal muscle strengthening should be facilitated by using additional resistance20 and, therefore, it is questionable whether muscle strength could be increased by UCPP using only maximal voluntary contractions. However, a previous study has indicated muscle strength improvement with daily practice of voluntary PFM contraction without resistance,20 and absence of extra improvement in UI patient groups with intravaginal resistance as compared with the group without resistance.23
 
Second, a combination of PFMT and BT was used in this UCPP. Although PFMT has been recommended as first-line management, even for women with UUI and MUI,7 there is some evidence suggesting superior outcome with combined PFMT and BT in this population.9 The result of this study confirmed these suggestions as a similar pattern of improvement was observed across the three groups (UUI, SUI, and MUI), although statistical analysis of the difference between subgroups was not performed due to the small sample size.
 
Third, vaginal palpation was used to facilitate and ensure correct PFM contraction. It was reported that approximately 30% of women are unable to perform isolated pelvic floor contractions with only written or verbal instructions.21 We consider the extra proprioceptive cue and specific verbal feedback are an integral part of the PFMT, and consider these to play a crucial role, especially in the initial (muscle awareness) stage. Ensuring feedback may also increase exercise adherence and compliance, apart from improving the treatment outcomes.
 
Fourth, the exercise sessions were conducted on a one-on-one basis for 30 minutes each. It has been reported that the amount of contact with health care professionals is positively correlated with reported cure and improvement (eg perception of change and incontinence-specific QoL) in patients with UI.11 It is argued that women receiving more attention may overestimate their improvement to please the treatment provider (ie experimenter effect),11 and it is strongly suggested to include more ‘objective’ data such as leakage episode outcomes in all PFMT trials. The result of this study revealed improvement in UI7 as well as other subjective measures (IIQ-7, perception of improvement, and treatment satisfaction), which could be considered as additional evidence base.11
 
The subjects’ compliance with the treatment programme was excellent, as reflected by the high compliance rate with exercise regimens, high attendance rate, and zero dropouts; the dropout rates reported in previous studies were relatively high, ranging from 12% to 41%.6 18 24 A possible explanation for such good compliance might be the significant improvement in the early stage of the protocol, which in turn increased the participants’ motivation for and confidence in adhering with the PFMT programme. Regular meetings (weekly or bi-weekly) with the same physiotherapist, who offered continuity of care, could be another possible explanation for the favourable compliance.
 
Study limitations
The main limitations in this study were: (1) potential selection bias due to use of convenience sampling, (2) absence of assessor blinding, (3) possibility of over-reporting, and (4) the use of the modified IIQ-7 Chinese (Taiwan) version. It has been acknowledged that convenient sampling might not be representative of the whole population suffering from UI. On the other hand, our subject group might have similar care-seeking behaviour as the client group in clinical practice. Although statistically insignificant, the data showed a small difference in some aspects of the demographic characteristics. In general, the control group tended to be slightly older (75.4 years vs 73.0 years), more likely to be illiterate, and have milder severity, and shorter duration of UI versus the intervention group. As these slight differences in the demographics might induce confounding, their effects warrant further investigation. Nevertheless, interpretation of the results of this study deserves some caution. In this study, five participants recruited for screening did not join the programme due to various reasons (one denied, three failed to turn up, and one due to impaired mental status). Although the specific reason for the absence of three participants was not investigated, the possibility of self-selection bias should be considered. In addition, all involved parties (the assessor, treatment provider, and the participants) were not blinded to the intervention, as opposed to the ideal experimental setup. However, it is widely acknowledged that given the nature of the treatment programme, it is difficult and often impossible to blind the treatment provider and participants during treatment.11 Due to resource limitation, it was not possible to include an independent, blinded assessor for outcome assessment. We were well aware of the possible ‘experimenter effect’, and therefore used UI7 as our primary outcome measure which is considered a more objective measure to minimise the possible effect of over-reporting of subjective improvement,11 although its ‘objectivity’ remains controversial. In addition, a significant proportion of participants (approximately 44%) required assistance for completing the outcome questionnaires due to illiteracy. This could possibly lead to over-reporting of improvement. Furthermore, the possibility of over-reporting of compliance by participants using self-reported weekly exercise diary should not be overlooked. There is, however, no better measure available to monitor the performance of this type of exercise accurately. A recent randomised controlled trial25 reported that severity of SUI symptoms at baseline and extent of PFM strength improvement, rather than exercise adherence, were correlated with symptom reduction for women with SUI. The result suggested a complex interaction between subject’s health condition, exercise compliance and treatment effectiveness, which warrant further investigation. Therefore, we intended not to account the improvement observed in our intervention group to the high self-reported compliance rate. Finally, a modified Chinese (Taiwan) version of IIQ-7 was used in this study. We are aware of the fact that this version has not been properly validated. However, we do not believe this affects our results as the modification was minor and the version was highly comparable with the Hong Kong version which was validated subsequent to the current study.
 
This study examined the immediate effectiveness of the verbally instructed UCPP just after cessation of supervised training. No follow-up data were collected. It is recommended that the long-term effectiveness of UCPP be explored, especially in the light of fairly extensive literature which reported poor long-term adherence and relapse at 3 to 5 years following pelvic floor rehabilitation programme.26
 
Conclusions
This study demonstrated that a structured 12-week programme of PFMT with gradual exercise progression, BT with urgency suppression, and enhanced education is likely to improve episodes of urinary leakage and QoL in older Chinese women with various kinds of UI in a community setting.
 
References
1. Abrams P, Cardozo L, Fall M, et al. The standardisation of terminology of lower urinary tract function: report from the Standardisation Sub-committee of the International Continence Society. Neurourol Urodyn 2002;21:167-78. CrossRef
2. Klausner AP, Vapnek JM. Urinary incontinence in the geriatric population. Mt Sinai J Med 2003;70:54-61.
3. Pang MW, Leung HY, Chan LW, Yip SK. The impact of urinary incontinence on quality of life among women in Hong Kong. Hong Kong Med J 2005;11:158-63.
4. Cheung RY, Chan S, Yiu AK, Lee LL, Chung TK. Quality of life in women with urinary incontinence is impaired and comparable to women with chronic diseases. Hong Kong Med J 2012;18:214-20.
5. Aguilar-Navarro S, Navarrete-Reyes AP, Grados-Chavarria BH, Garcia-Lara JM, Amieva H, Avila-Funes JA. The severity of urinary incontinence decreases health-related quality of life among community-dwelling elderly. J Gerontol A Biol Sci Med Sci 2012;67:1266-71. CrossRef
6. Fan HL, Chan SS, Law TS, Cheung RY, Chung TK. Pelvic floor muscle training improves quality of life of women with urinary incontinence: a prospective study. Aust N Z J Obstet Gynaecol 2013;53:298-304. CrossRef
7. Dumoulin C, Hay-Smith J. Pelvic floor muscle training versus no treatment, or inactive control treatments, for urinary incontinence in women. Cochrane Database Syst Rev 2010;(1):CD005654.
8. Pereira VS, de Melo MV, Correia GN, Driusso P. Long-term effects of pelvic floor muscle training with vaginal cone in post-menopausal women with urinary incontinence: a randomized controlled trial. Neurourol Urodyn 2013;32:48-52. CrossRef
9. Wallace SA, Roe B, Williams K, Palmer M. Bladder training for urinary incontinence in adults. Cochrane Database Syst Rev 2004;(1):CD001308.
10. Kim H, Yoshida H, Suzuki T. The effects of multidimensional exercise treatment on community-dwelling elderly Japanese women with stress, urge, and mixed urinary incontinence: a randomized controlled trial. Int J Nurs Stud 2011;48:1165-72. CrossRef
11. Hay-Smith EJ, Herderschee R, Dumoulin C, Herbison GP. Comparisons of approaches to pelvic floor muscle training for urinary incontinence in women. Cochrane Database Syst Rev 2011;(12):CD009508.
12. Lagro-Janssen TL, Debruyne FM, Smits AJ, van Weel C. Controlled trial of pelvic floor exercises in the treatment of urinary stress incontinence in general practice. Br J Gen Pract 1991;41:445-9.
13. Chiu HF, Lee HC, Chung WS, Kwong PK. Reliability and validity of the Cantonese version of Mini-Mental State Examination: a preliminary study. J Hong Kong Coll Psych 1994;4:25-8.
14. World Medical Association. World Medical Association Declaration of Helsinki: ethical principles for medical research involving human subjects. JAMA 2013;310:2191-4. CrossRef
15. Miller JM, Sampselle C, Ashton-Miller J, Hong GR, DeLancey JO. Clarification and confirmation of the Knack maneuver: the effect of volitional pelvic floor muscle contraction to preempt expected stress incontinence. Int Urogynecol J Pelvic Floor Dysfunct 2008;19:773-82. CrossRef
16. Kegel AH. Physiologic therapy for urinary stress incontinence. J Am Med Assoc 1951;146:915-7. CrossRef
17. Tsai CH. The effectiveness of a pelvic floor muscle rehabilitation program in managing urinary tract incontinence among Taiwanese middle age and older women [dissertation]. Pittsburgh: University of Pittsburgh; 2001.
18. Castro RA, Arruda RM, Zanetti MR, Santos PD, Sartori MG, Girao MJ. Single-blind, randomized, controlled trial of pelvic floor muscle training, electrical stimulation, vaginal cones, and no active treatment in the management of stress urinary incontinence. Clinics (Sao Paulo) 2008;63:465-72. CrossRef
19. Zahariou A, Karamouti M, Georgantzis D, Papaioannou P. Are there any UPP changes in women with stress urinary incontinence after pelvic floor muscle exercises? Urol Int 2008;80:270-4. CrossRef
20. Garber CE, Blissmer B, Deschenes MR, et al. American College of Sports Medicine position stand. Quantity and quality of exercise for developing and maintaining cardiorespiratory, musculoskeletal, and neuromotor fitness in apparently healthy adults: guidance for prescribing exercise. Med Sci Sports Exerc 2011;43:1334-59. CrossRef
21. Bø K. Pelvic floor muscle strength and response to pelvic floor muscle training for stress urinary incontinence. Neurourol Urodyn 2003;22:654-8. CrossRef
22. Dannecker C, Wolf V, Raab R, Hepp H, Anthuber C. EMG-biofeedback assisted pelvic floor muscle training is an effective therapy of stress urinary or mixed incontinence: a 7-year experience with 390 patients. Arch Gynecol Obstet 2005;273:93-7. CrossRef
23. Herbison GP, Dean N. Weighted vaginal cones for urinary incontinence. Cochrane Database Syst Rev 2013;(7):CD002114.
24. Hay-Smith EJ, Bø Berghmans LC, Hendriks HJ, de Bie RA, van Waalwijk van Doorn ES. Pelvic floor muscle training for urinary incontinence in women. Cochrane Database Syst Rev 2001;(1):CD001407.
25. Hung HC, Chih SY, Lin HH, Tsauo JY. Exercise adherence to pelvic floor muscle strengthening is not a significant predictor of symptom reduction for women with urinary incontinence. Arch Phys Med Rehabil 2012;93:1795-800. CrossRef
26. Bø K, Hilde G. Does it work in the long term?—A systematic review on pelvic floor muscle training for female stress urinary incontinence. Neurourol Urodyn 2013;32:215-23. CrossRef
 
Find HKMJ in MEDLINE:
 

Comparison between fluorescent in-situ hybridisation and array comparative genomic hybridisation in preimplantation genetic diagnosis in translocation carriers

Hong Kong Med J 2015 Feb;21(1):16–22 | Epub 24 Oct 2014
DOI: 10.12809/hkmj144222
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Comparison between fluorescent in-situ hybridisation and array comparative genomic hybridisation in preimplantation genetic diagnosis in translocation carriers
Vivian CY Lee, FHKAM (Obstetrics and Gynaecology); Judy FC Chow, MPhil; Estella YL Lau, PhD; William SB Yeung, PhD; PC Ho, MD; Ernest HY Ng, MD
Department of Obstetrics and Gynaecology, The University of Hong Kong, Queen Mary Hospital, Pokfulam, Hong Kong
Corresponding author: Dr Vivian CY Lee (v200lee@hku.hk)
 Full paper in PDF
Abstract
Objectives: To compare the pregnancy outcome of the fluorescent in-situ hybridisation and array comparative genomic hybridisation in preimplantation genetic diagnosis of translocation carriers.
 
Design: Historical cohort.
 
Setting: A teaching hospital in Hong Kong.
 
Patients: All preimplantation genetic diagnosis treatment cycles performed for translocation carriers from 2001 to 2013.
 
Results: Overall, 101 treatment cycles for preimplantation genetic diagnosis in translocation were included: 77 cycles for reciprocal translocation and 24 cycles for Robertsonian translocation. Fluorescent in-situ hybridisation and array comparative genomic hybridisation were used in 78 and 11 cycles, respectively. The ongoing pregnancy rate per initiated cycle after array comparative genomic hybridisation was significantly higher than that after fluorescent in-situ hybridisation in all translocation carriers (36.4% vs 9.0%; P=0.010). The miscarriage rate was comparable with both techniques. The testing method (array comparative genomic hybridisation or fluorescent in-situ hybridisation) was the only significant factor affecting the ongoing pregnancy rate after controlling for the women’s age, type of translocation, and clinical information of the preimplantation genetic diagnosis cycles by logistic regression (odds ratio=1.875; P=0.023; 95% confidence interval, 1.090-3.226).
 
Conclusion: This local retrospective study confirmed that comparative genomic hybridisation is associated with significantly higher pregnancy rates versus fluorescent in-situ hybridisation in translocation carriers. Array comparative genomic hybridisation should be the technique of choice in preimplantation genetic diagnosis cycles in translocation carriers.
 
New knowledge added by this study
  •  Fluorescence in-situ hybridisation (FISH) has been widely used in preimplantation genetic diagnosis (PGD) in translocation carriers. However, array comparative genomic hybridisation (aCGH) has largely replaced FISH since its development due to the advantages of testing all 24 chromosomes and improved pregnancy rates. This is the first study to show the use of aCGH in Hong Kong. Compared with FISH, aCGH was associated with significantly higher rate of ongoing pregnancy in translocation carriers (both reciprocal and Robertsonian translocations).
Implications for clinical practice or policy
  • Array CGH should be the technique of choice for PGD in translocation carriers.
 
 
Introduction
Since the report of first live-birth after preimplantation genetic diagnosis (PGD) published in 1990,1 more than 21 000 cycles have been performed worldwide, based on the data from ESHRE (European Society of Human Reproduction and Embryology) PGD consortium in the past two decades.2 Fluorescent in-situ hybridisation (FISH) has been used for PGD in translocation carriers. This technique uses chromosome-specific DNA probes in metaphase chromosomes or interphase nuclei. For PGD in translocation carriers, the usual approach is to use commercially available centromeric, locus-specific and subtelomeric probes depending on the translocated segments.3
 
However, FISH itself carries technical difficulties of fixation and spreading of nucleus, with the reported error rate of 7% to 10%.4 5 6 Another problem is that in translocation carriers, there is interchromosomal effect so that the proportion of embryos having aneuploidies is higher than those without translocations.7 Segmental loss or gain is also a frequent event in human embryos.8 9 Fluorescent in-situ hybridisation would not be able to detect these chromosomal abnormalities, which could be the cause of low success rates of PGD in translocation carriers as most of these embryos would result in implantation failure or miscarriages.10
 
With the development of comparative genomic hybridisation (CGH), it is possible to detect abnormalities in all 24 chromosomes and its application on single blastomere biopsy was first reported in 1996.11 Comparative genomic hybridisation is a DNA-based technique, employing comparative hybridisation of differentially labelled DNA samples to normal metaphase chromosome on a microscope slide.4 The ratio of fluorescence reveals the gain or loss of the tested samples. However, the turnover time is about 4 days, which does not fit into the strict time frame of treatment for PGD, and cryopreservation of embryos is mandatory, unless polar body biopsy is used.12 Array CGH (aCGH), employing DNA probes affixed directly to a microscope slide, solves this problem as the turnover time is about a day, which makes fresh transfer after blastomere biopsy or trophectoderm biopsy possible.13 It has been demonstrated that using aCGH in translocation carriers is beneficial.9
 
Our centre used the FISH technique for translocation carriers since our team developed the technique of PGD in 2001 which resulted in the first live-birth in Hong Kong.14 We acquired the platform of aCGH in April 2012. This retrospective analysis aimed to compare the pregnancy outcomes using FISH and aCGH for the treatment cycles of PGD in translocation carriers.
 
Methods
Study population
Data from all treatment cycles performed for PGD in the Department of Obstetrics and Gynaecology, Queen Mary Hospital/The University of Hong Kong from 2001 till 2013 June were retrieved. Only PGD cycles in translocation carriers were included in the present study, which was approved by the Institutional Review Board of the University of Hong Kong/Hospital Authority Hong Kong West Cluster.
 
Treatment regimen
The details of the long protocol of ovarian stimulation regimen, gamete handling, cryopreservation of embryos, and frozen embryo transfer have been previously described.15 The details of PGD have also been previously described.16 In short, embryo biopsy was performed on day 3 at 6-to-8-cell stage. Two blastomeres were tested from 2001 to 2005 and one blastomere was routinely tested from 2006 onwards. The blastomere was fixed for FISH analysis. Commercially available FISH probes were chosen to flank the break point. For aCGH, the blastomere was transferred into a polymerase chain reaction tube and whole genome amplification was performed (SurePlex; BlueGnome, Cambridge, UK). Array CGH was performed using 24sure V3 (BlueGnome) for Robertsonian translocation carrier or 24sure+ (BlueGnome) for reciprocal translocation carrier. All results were interpreted separately by two laboratory staff.
 
Outcome measures
The primary outcome measures of the study were clinical and ongoing pregnancy rates. Clinical pregnancies were defined by the presence of one or more gestation sacs or the histological confirmation of gestational product in case of early pregnancy failures. Ongoing pregnancies were those pregnancies beyond 8 to 10 weeks of gestation, at which stage the patients were referred for antenatal care. The secondary outcome measures were miscarriage rate and cancellation rate. Cancellation rate was defined as the percentage of treatment cycles with no embryo transfer after oocyte retrieval.
 
Statistical analysis
The Kolmogorov-Smirnov test was used to test the normal distribution of continuous variables. Results of continuous variables were expressed as mean ± standard deviation if normally distributed, and median (range) if not normally distributed. Statistical comparison was carried out by Student’s t test, Mann-Whitney U test, and/or Wilcoxon signed rank test for continuous variables and Chi squared test or Fisher’s exact test for categorical variables, as appropriate. Statistical analysis was performed using the Statistical Package for the Social Sciences (Windows version 20.0; SPSS Inc, Chicago [IL], US). The two-tailed value of P<0.05 was considered statistically significant. Binary logistic regression using enter method was used to calculate the prediction of the pregnancy rate in PGD cycles.
 
Results
There were 339 PGD cycles, of which 101 treatment cycles were performed in translocation carriers during the study period: 77 cycles for reciprocal translocation and 24 cycles for Robertsonian translocation. The two techniques, FISH and aCGH, were used in 78 and 11 cycles, respectively (Table 1). The overall cancellation rate was 39.6% (40/101). Four cycles were cancelled due to high risk of ovarian hyperstimulation syndrome; eight cycles due to poor ovarian responses or poor embryo qualities; and 28 cycles due to no normal embryo after PGD with either technique (Table 1). The cancellation rate using FISH technique due to abnormal signals for all embryos was significantly higher than that using aCGH (34.6% vs 9.1%, respectively).
 

Table 1. Information on preimplantation genetic diagnosis cycles
 
The demographic and clinical data of women who underwent PGD with FISH and aCGH are presented in Table 2. Women in the aCGH group were significantly younger than those in the FISH group, and the serum oestradiol concentration on ovulation trigger day in the aCGH group was significantly higher than that in the FISH group. The total dosage of gonadotropin, the number of follicles larger than or equal to 16 mm, and the number of oocytes retrieved were comparable between the two groups. The demographic and clinical data of cycles for couples with reciprocal and Robertsonian translocation were all comparable (data not shown).
 

Table 2. Demographic and clinical data of subjects included in treatment cycles for preimplantation genetic diagnosis using fluorescent in-situ hybridisation and array comparative genomic hybridisation
 
The pregnancy rates per cycle and per transfer were all significantly higher in cycles performed using aCGH. The miscarriage rates were similar between the two groups (Table 3). A subgroup analysis of cycles performed from 2006 to 2013 showed similar results in all the above comparisons with significantly higher clinical and ongoing pregnancy rates per initiated cycle and per transfer in cycles using aCGH than those using FISH, but with comparable miscarriage rates (data not shown). Figures 1 and 2 show PGD results with FISH and aCGH, respectively.
 

Table 3. Pregnancy rates
 

Figure 1. Preimplantation genetic diagnosis by fluorescent in-situ hybridisation
 

Figure 2. Results of array comparative genomic hybridisation (aCGH)
 
Logistic regression revealed that the method of testing (FISH or aCGH) was the only factor that significantly affected the ongoing pregnancy rate; age of the women, the type of translocation, or other clinical information including number of oocytes retrieved, the gonadotropin dosage used, and the oestradiol concentration on the day of human chorionic gonadotropin administration did not affect the outcome. The method of testing remained a significant factor after controlling for the age of women and type of translocation (Table 4).
 

Table 4. Logistic regression of variables associated with ongoing pregnancy rate for PGD in translocation carriers
 
Figure 3 shows the results of aCGH in embryos produced from reciprocal translocation carrier. Array CGH can detect segmental changes in translocated chromosomes (embryo 18) and other chromosomes (embryo 3). It can also detect whole chromosome aneuploidy (embryo 16). Embryo 7 was replaced and resulted in an ongoing pregnancy.
 

Figure 3. Array comparative genomic hybridisation (CGH) of embryo biopsy
The mother was a reciprocal translocation carrier, 46,XX,t(3;4)(q29;q32). Array CGH could detect segmental changes unrelated to translocation chromosomes (embryo 3), whole chromosome aneuploidy (embryo 16), and unbalanced reciprocal translocation (embryo 18)
 
Discussion
The present study showed that PGD using aCGH was associated with significantly higher pregnancy rates (both per initiated cycle or per embryo transfer) versus FISH. The testing method, ie using aCGH or FISH, was the only significant factor affecting the ongoing pregnancy rate in logistic regression.
 
Couples carrying balanced reciprocal or Robertsonian translocations are well-known to produce a high percentage of unbalanced gametes and embryos,17 resulting in high miscarriage rates and a variable chance of unbalanced offspring with multiple congenital anomalies and mental retardation.18 The high percentage of unbalanced gametes can be explained by the segregation modes and behaviours of translocations during meiosis.19 Not only the direct effect of the translocations on the meiosis, but also the interchromosomal effect exerted by the translocations increases the percentage of aneuploidies in the gametes and embryos of couples carrying translocations.7 20 21 22 It further decreases the number of normal/balanced euploid embryos, including those suitable and feasible for transfer. It was reported that only up to 16% of preimplantation embryos were normal/balanced and euploid in translocation carriers.9
 
In the past decade, FISH was commonly employed to detect the unbalanced chromosome rearrangement of embryos using probes depending on the translocated segments.23 Fluorescent in-situ hybridisation is technically challenging, especially with regard to fixation and spreading.3 5 24 The error rate of FISH was reported to be up to 10%.5 6 25 As PGD using FISH in translocation carriers only employs fluorescent DNA probes for the translocated segments, aneuploidies and segmental rearrangements which are not related to the translocated segments will be missed.3 Even in aneuploidy screening, only up to five chromosomes can be tested in one round of FISH, and so, usually up to half of all chromosomes can be tested in repeated rounds. However, repeated rounds were related to the decrease in diagnostic accuracy.4 Therefore, using FISH would miss a proportion of aneuploidies and abnormal embryos, which may result in misdiagnosis, implantation failure, or miscarriages.10 This is probably the major reason for the unfavourable results in a systematic review on the use of PGD in translocation carriers26 and the meta-analysis of preimplantation genetic screening.27 The cancellation rate, ie no embryo transfer after oocyte retrieval, was higher after FISH than that after aCGH, probably due to technical difficulties.
 
The development of CGH makes it possible to test for all 24 chromosomes, while the development of aCGH makes it feasible to use the technique in the restricted time frame of PGD. Several groups of investigators have reported success with using aCGH for PGD in translocation carrier couples to improve their reproductive outcomes9 28; we have shown similar results in this local study.
 
Figure 3 shows the result of PGD in a patient with reciprocal translocation. Array CGH detected unbalanced reciprocal translocated segments in embryo 18. It also picked other segmental changes (1q and 9q21.11-qter) not related to translocated chromosomes in embryo 3. It could also detect whole chromosome aneuploidy (monosomy 22) in embryo 16. In FISH, probes flanking the translocation breakpoints are used and, therefore, the abnormalities in embryo 3 and embryo 16 cannot be detected. Furthermore, the average probe density of aCGH used for Robertsonian translocation is 10 Mb while that of one used for reciprocal translocation is 5 Mb. Increase in resolution allows us to easily pick a small abnormality in the embryo. Array CGH offers a more comprehensive way of PGD in translocation carriers and this results in a significant increase in the pregnancy rate compared with FISH.
 
In our cohort, the age of women for whom aCGH was employed was younger than that of women for whom FISH was employed. This can probably explain the higher oestradiol concentration after ovarian stimulation of in-vitro fertilisation treatment, along with the non-significant, higher number of follicles and oocytes retrieved in the aCGH group. In order to reveal the effect of the testing method on pregnancy rate, we controlled the women’s age, type of translocation, and other data of the stimulation including the total dosage of gonadotropin and number of oocytes retrieved in multivariate logistic regression; the testing method remained the only significant factor affecting the ongoing pregnancy rate. This indicates that, after controlling for all the possible confounding factors, PGD cycles using aCGH were associated with a significantly higher ongoing pregnancy rate than those using FISH.
 
It has been controversial whether PGD can improve the reproductive outcomes compared with natural conception in translocation carriers. A systematic review reported adverse effects on the pregnancy rates after PGD in translocation carriers compared with natural conception.26 However, all the PGD cycles included in this review were performed with FISH. Moreover, the case reports and case series of PGD included had a small number of subjects; in 16 out of 21 studies, the sample size was only one to three cases. Larger systematic reviews on the use of aCGH in translocation carriers are urgently needed.
 
This study is retrospective in nature and there may be some confounding factors such as differences in embryo biopsy techniques and culture conditions which were not controlled for and which might have affected the pregnancy outcomes. As we started using aCGH approximately one and a half year ago, the number of cases was smaller than that using FISH. Despite the small sample size, the ongoing pregnancy rate revealed a significant increase after employing aCGH in translocation carriers. This serves to further strengthen our argument in favour of PGD programme using aCGH.
 
It is well known that two-blastomere biopsy is more detrimental to pregnancy than one-blastomere biopsy.22 Our team employed two-blastomere biopsy when we first developed our PGD programme. We then switched to one-blastomere biopsy in 2006. Therefore, a subgroup analysis was performed on those cycles between 2006 and 2013. The ongoing pregnancy rate per initiated cycle remained significantly higher in the group using aCGH than that using FISH.
 
Conclusion
Use of aCGH can improve the pregnancy outcomes of PGD in translocation carriers compared with FISH. Array CGH should be the technique of choice for PGD in translocation carriers.
 
References
1. Handyside AH, Kontogianni EH, Hardy K, Winston R. Pregnancies from biopsied human preimplantation embryos sexed by Y-specific DNA amplification. Nature 1990;344:768-70. CrossRef
2. Traeger-Synodinos J, Coonen E, Goossens V, et al. Session 09: ESHRE data reporting on PGD cycles and oocyte donation. Hum Reprod 2013;28(Suppl 1):i18-i19. CrossRef
3. DeUgarte CM, Li M, Surrey M, Danzer H, Hill D, DeCherney AH. Accuracy of FISH analysis in predicting chromosomal status in patients undergoing preimplantation genetic diagnosis. Fertil Steril 2008;90:1049-54. CrossRef
4. Wells D, Alfarawati S, Fragouli E. Use of comprehensive chromosomal screening for embryo assessment: microarrays and CGH. Mol Hum Reprod 2008;14:703-10. CrossRef
5. Velilla E, Escudero T, Munné S. Blastomere fixation techniques and risk of misdiagnosis for preimplantation genetic diagnosis of aneuploidy. Reprod Biomed Online 2002;4:210-7. CrossRef
6. Li M, DeUgarte CM, Surrey M, Danzer H, DeCherney A, Hill DL. Fluorescence in situ hybridization reanalysis of day-6 human blastocysts diagnosed with aneuploidy on day 3. Fertil Steril 2005;84:1395-400. CrossRef
7. Gianaroli L, Magli MC, Ferraretti AP, et al. Possible interchromosomal effect in embryos generated by gametes from translocation carriers. Hum Reprod 2002;17:3201-7. CrossRef
8. Vanneste E, Voet T, Le Caignec C, et al. Chromosome instability is common in human cleavage-stage embryos. CrossRef Nat Med 2009;15:577-83.
9. Fiorentino F, Spizzichino L, Bono S, et al. PGD for reciprocal and Robertsonian translocations using array comparative genomic hybridization. Hum Reprod 2011;26:1925-35. CrossRef
10. Scott RT Jr, Ferry K, Su J, Tao X, Scott K, Treff NR. Comprehensive chromosome screening is highly predictive of the reproductive potential of human embryos: a prospective, blinded, nonselection study. Fertil Steril 2012;97:870-5. CrossRef
11. Wells D, Delhanty J. Evaluating comparative genomic hybridisation (CGH) as a strategy for preimplantation diagnosis of unbalanced chromosome complements. Eur J Hum Genet 1996;4:125.
12. Wells D, Escudero T, Levy B, Hirschhorn K, Delhanty JD, Munné S. First clinical application of comparative genomic hybridization and polar body testing for preimplantation genetic diagnosis of aneuploidy. Fertil Steril 2002;78:543-9. CrossRef
13. Rubio C, Rodrigo L, Mir P, et al. Use of array comparative genomic hybridization (array-CGH) for embryo assessment: clinical results. Fertil Steril 2013;99:1044-8. CrossRef
14. Ng EH, Lau EY, Yeung WS, Lau ET, Tang MH, Ho PC. Preimplantation genetic diagnosis in Hong Kong. Hong Kong Med J 2003;9:43-7.
15. Ng EH, Yeung WS, Lau EY, So WW, Ho PC. High serum oestradiol concentrations in fresh IVF cycles do not impair implantation and pregnancy rates in subsequent frozen-thawed embryo transfer cycles. Hum Reprod 2000;15:250-5. CrossRef
16. Chow JF, Yeung WS, Lau EY, et al. Singleton birth after preimplantation genetic diagnosis for Huntington disease using whole genome amplification. Fertil Steril 2009;92:828.e7-10.
17. Munné S. Analysis of chromosome segregation during preimplantation genetic diagnosis in both male and female translocation heterozygotes. Cytogenet Genome Res 2005;111:305-9. CrossRef
18. Jalbert P, Sele B, Jalbert H. Reciprocal translocations: a way to predict the mode of imbalanced segregation by pachytene-diagram drawing. Hum Genet 1980;55:209-22. CrossRef
19. Scriven PN, Handyside AH, Ogilvie CM. Chromosome translocations: segregation modes and strategies for preimplantation genetic diagnosis. Prenat Diagn 1998;18:1437-49. CrossRef
20. Pellestor F, Imbert I, Andréo B, Lefort G. Study of the occurrence of interchromosomal effect in spermatozoa of chromosomal rearrangement carriers by fluorescence in-situ hybridization and primed in-situ labelling techniques. Hum Reprod 2001;16:1155-64. CrossRef
21. Douet-Guilbert N, Bris MJ, Amice V, et al. Interchromosomal effect in sperm of males with translocations: report of 6 cases and review of the literature. Int J Androl 2005;28:372-9. CrossRef
22. Machev N, Gosset P, Warter S, Treger M, Schillinger M, Viville S. Fluorescence in situ hybridization sperm analysis of six translocation carriers provides evidence of an interchromosomal effect. Fertil Steril 2005;84:365-73. CrossRef
23. Harper JC, Wilton L, Traeger-Synodinos J, et al. The ESHRE PGD Consortium: 10 years of data collection. Hum Reprod Update 2012;18:234-47. CrossRef
24. Munné S. Preimplantation genetic diagnosis of numerical and structural chromosome abnormalities. Reprod Biomed Online 2002;4:183-96. CrossRef
25. Munné S, Sandalinas M, Escudero T, Fung J, Gianaroli L, Cohen J. Outcome of preimplantation genetic diagnosis of translocations. Fertil Steril 2000;73:1209-18. CrossRef
26. Franssen MT, Musters AM, van der Veen F, et al. Reproductive outcome after PGD in couples with recurrent miscarriage carrying a structural chromosome abnormality: a systematic review. Hum Reprod Update 2011;17:467-75. CrossRef
27. Mastenbroek S, Twisk M, van der Veen F, Repping S. Preimplantation genetic screening: a systematic review and meta-analysis of RCTs. Hum Reprod Update 2011;17:454-66. CrossRef
28. Colls P, Escudero T, Fischer J, et al. Validation of array comparative genome hybridization for diagnosis of translocations in preimplantation human embryos. Reprod Biomed Online 2012;24:621-9. CrossRef
 
Find HKMJ in MEDLINE:
 

Improving the emergency department management of post-chemotherapy sepsis in haematological malignancy patients

Hong Kong Med J 2015 Feb;21(1):10–5 | Epub 10 Oct 2014
DOI: 10.12809/hkmj144280
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Improving the emergency department management of post-chemotherapy sepsis in haematological malignancy patients
HF Ko, MB, BS, FHKAM (Emergency Medicine)1; SS Tsui, APN1; Johnson WK Tse, APN, BSN HD (Nursing)1; WY Kwong, MB, ChB1; OY Chan, MB, BS2; Gordon CK Wong, MB, BS, FHKAM (Emergency Medicine)1
1 Accident and Emergency Department, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong
 
Corresponding author: Dr HF Ko (frankhko@hotmail.com)
 Full paper in PDF
Abstract
Objective: To review the result of the implementation of treatment protocol for post-chemotherapy sepsis in haematological malignancy patients.
 
Design: Case series with internal comparison.
 
Setting: Accident and Emergency Department, Queen Elizabeth Hospital, Hong Kong.
 
Patients: Febrile patients presenting to the Accident and Emergency Department with underlying haematological malignancy and receiving chemotherapy within 1 month of Accident and Emergency Department visit between June 2011 and July 2012. Similar cases between June 2010 and May 2011 served as historical referents.
 
Main outcome measures: The compliance rate among emergency physicians, the door-to-antibiotic time before and after implementation of the protocol, and the impact of the protocol on Accident and Emergency Department and hospital service.
 
Results: A total of 69 patients were enrolled in the study. Of these, 50 were managed with the treatment protocol while 19 patients were historical referents. Acute myeloid leukaemia was the most commonly encountered malignancy. Overall, 88% of the patients presented with sepsis syndrome. The mean door-to-antibiotic time of those managed with the treatment protocol was 47 minutes versus 300 minutes in the referent group. Overall, 86% of patients in the treatment group met the target door-to-antibiotic time of less than 1 hour. The mean lengths of stay in the emergency department (76 minutes vs 105 minutes) and hospital (11 days vs 15 days) were shorter in those managed with the treatment protocol versus the historical referents.
 
Conclusion: Implementation of the protocol can effectively shorten the door-to-antibiotic time to meet the international standard of care in neutropenic sepsis patients. The compliance rate was also high. We proved that effective implementation of the protocol is feasible in a busy emergency department through excellent teamwork between nurses, pharmacists, and emergency physicians.
 
 
New knowledge added by this study
  •  A well-written, easily available treatment protocol together with stocking of antibiotics in the emergency department can effectively shorten the door-to-antibiotic (DTA) time from 300 minutes to 47 minutes.
  •  In this study, 86% of patients met the target DTA time of less than 1 hour.
Implications for clinical practice or policy
  •  Orchestrated efforts between nurses, pharmacists, and physicians are crucial for implementation of the protocol in one of the busiest emergency departments in the region.
 
 
Introduction
Cancer patients receiving chemotherapy sufficient to cause myelosuppression and adverse effects on the integrity of gastro-intestinal mucosa are at high risk of invasive infections. Patients with profound, prolonged neutropenia are at particularly high risk of serious infections. Prolonged neutropenia is most likely to occur in patients undergoing induction chemotherapy for acute leukaemia. More than 80% of those with haematological malignancies will develop fever during more than one chemotherapy cycle.1 Since neutropenic patients are unable to mount a strong inflammatory response to infections, fever may be the only sign. Infection in neutropenic patients can progress rapidly, leading to serious complications and even death with a mortality rate ranging from 2% to 21%.2 3 It is critical to recognise neutropenic fever patients early and initiate empirical, broad-spectrum antibiotics. Major international guidelines advocate early administration of empirical antibiotics within 1 hour of emergency department (ED) presentation, sometimes even without cytological proof of neutropenia.4 5 6 7 However, management of febrile neutropenic patients varies across different EDs, and even among different physicians. A recent audit performed in the EDs of the United Kingdom showed that only 26% of the audited patients received intravenous antibiotics within the target time of 1 hour.8 Another study in French EDs showed that management of febrile neutropenia was inadequate and severity was under-evaluated in the critically ill.9 In order to improve and standardise the care of post-chemotherapy sepsis in haematological malignancy patients, the Accident and Emergency Department (A&E) and Department of Medicine of Queen Elizabeth Hospital (QEH) initiated a treatment protocol in 2011. This is the first hospital in Hong Kong to implement such a treatment protocol. It included febrile patients with haematological malignancy who had received chemotherapy within 1 month of ED visit. These patients were identified at triage station and provided with a fast-track consultation. The ED physician would verify the history and perform a thorough physical examination and targeted investigations. Empirical antibiotics were administered after taking appropriate culture samples aiming at a door-to-antibiotic (DTA) time of less than 1 hour (Fig).
 

Figure. Protocol for empirical antibiotic treatment in the emergency department for post-chemotherapy febrile haematological malignancy patients
 
Local publication on post-chemotherapy patients mainly focused on solid tumour patients, in-patient management and their outcomes.10 There is a paucity of literature concerning the initial ED management of haematological malignancy patients. The objective of this study was to examine the protocol compliance rate among ED physicians, the DTA time before and after implementation of the protocol, and the impact of the protocol on A&E and hospital services. It also serves to provide invaluable epidemiological data regarding the haematological malignancy patients in Hong Kong.
 
Methods
This is a before-and-after study of the impact of a protocol on the management of post-chemotherapy sepsis in haematological malignancy patients. A 2-year retrospective chart review was conducted. The first chart review was performed from June 2010 to May 2011. These patients were admitted through ED to the haematological ward prior to implementation of the protocol and served as historical referents. Data were retrieved from the admission book of the haematology ward. A diagnosis of post-chemotherapy fever or neutropenic fever was shortlisted. Cases that were admitted through ED were analysed. The second year started from June 2011. The intervention group included patients recruited in the protocol. There were two patients who fulfilled the inclusion criteria but were excluded from the study since they refused any investigation or treatment in ED despite explanation. The charts were reviewed by two emergency physicians and two senior nurses. Any discrepancy was resolved by discussion among investigators. The protocol was implemented on a 24-hour basis. According to the protocol, fever was defined by a single measurement of oral temperature of >38.3°C either at the triage station or self-reported at home. Neutropenia was defined as absolute neutrophil count (ANC) of <1 x 10-9 /L. Sepsis was defined by Bone criteria11 (ie >2 out of 4 of the following: leukocyte count <4 or >12 x 10-9 /L, respiratory rate >20/min, oral temperature >38°C or <35°C, pulse >90 beats/min). Door-to-antibiotic time was charted in the medical record. Lengths of stay in the A&E and hospital were retrieved from the Clinical Data Analysis and Reporting System. The primary outcome was mean DTA time. Secondary outcomes included compliance of the ED physician with the protocol, mean ED length of stay, mean hospital length of stay, and the adverse outcome rate. Adverse outcomes included occurrence of a serious medical complication or death during index admission; these criteria are commonly cited in oncology literature.12 Adverse outcome was charted from patients’ medical record during the index admission.
 
Chi squared tests were performed when comparing categorical parameters between the protocol and referent groups. Student’s t tests were performed for parametric variables. All statistical analyses were performed using the Statistical Package for the Social Sciences (Windows version 17; SPSS Inc, Chicago [IL], US). A P value of less than 0.05 was regarded as statistically significant.
 
The study was conducted in the A&E of QEH, Hong Kong, a tertiary referral centre for haematological malignancy patients. The A&E of QEH is an urban ED with a daily attendance of 500 and is one of the busiest EDs in Hong Kong. This study was approved by the chief of service of the department.
 
Results
A total of 69 patients were recruited; 19 patients were referents while 50 belonged to the protocol group. Baseline demographic data are shown in Table 1. Overall, 49% of the patients were male. Their mean age was 56 years (range, 20-81 years). Leukaemia was the most commonly encountered haematological malignancy, accounting for 51% of cases (n=35/69). Among these, acute myeloid leukaemia was the most prevalent subtype. Lymphoma was the second most common haematological malignancy, making up 42% (n=29/69) of the cases. The mean duration of the last chemotherapy dose to ED visit was 12 days in both groups of patients. At least one co-morbidity was present in 47% of patients in the referent group and in 52% of patients in the protocol group (P=0.18).
 

Table 1. Baseline characteristics of study patients
 
During the index ED visit, the mean door-to-consultation time was 15 and 12 minutes in referent group and protocol group, respectively (P=0.40). Overall, 88% (n=16/19 in referent and n=45/50 in protocol group) of the patients fulfilled the sepsis criteria; 64% (n=44/69) had ANC of <1 x 10-9 /L, although the result was not known at the time of consultation. All protocol group patients received antibiotics after blood cultures were taken during their ED stay compared to none in the control group. Tazobactam-piperacillin (Tazocin; Pfizer, Taiwan) was the most commonly prescribed antibiotic in ED. The mean DTA time in the protocol group was 47 minutes compared to 300 minutes in referent group (P<0.05). Overall, 86% (n=43/50) of protocol group patients could achieve the target DTA time of less than 1 hour (P<0.05). The shortest time required for antibiotic administration in the referent group was 70 minutes. The mean length of stay in ED was 105 minutes in the referent group versus 76 minutes in the protocol group (P=0.46). The major outcomes are shown in Table 2.
 

Table 2. Comparison of outcomes of patients with post-chemotherapy fever between the protocol and referent groups
 
The duration of fever, which was defined as oral temperature of >38°C for 24 hours, was 4 days in the referent group and 3 days in the protocol group (P=0.09). One patient from the referent group suffered from septic shock and required intensive care unit (ICU) admission; no patient from this group died. Six patients in the protocol group had adverse outcomes; three had septic shock requiring inotropic support, one of them required ICU admission, while three patients died during index admission. Adverse event rate was 5% in the referent group versus 14% in the protocol group (P=0.45). Overall, 25% (n=17/69) of patients had bacteraemia. Escherichia coli was recovered in five samples of which two were extended-spectrum beta-lactamase (ESBL)–producing bacteria. Streptococcus mitis was the second most common pathogen and was found in four samples. Overall, 43% (n=30/69) of the patients had microbiologically documented infection. The mean length of hospital stay was 15 days in the referent group compared with 11 days in the protocol group (P=0.15).
 
Discussion
Chemotherapy-induced sepsis is a medical emergency that requires urgent assessment and treatment with antibiotics. Our study shows that 88% of post-chemotherapy febrile patients fulfilled the sepsis criteria. Overall, 25% of patients had bacteraemia, a rate similar to that reported in the literature.4 Hence, prompt identification and early administration of broad-spectrum empirical antibiotics is the cornerstone of management. In a retrospective study of 2731 patients with septic shock (only 7% of whom were neutropenic), each hour delay in initiating effective antimicrobials decreased survival by around 8%.13 Another cohort study showed that the in-hospital mortality among adult patients with severe sepsis or septic shock decreased from 33% to 20% when time from triage to appropriate antimicrobial therapy was ≤1 hour compared with >1 hour.14 Our protocol suggested Tazocin as the first-line antibiotic, in accordance with the 2010 Infectious Diseases Society of America guideline.4 However, the rising trend of ESBL E coli infection may raise concern of antibiotic resistance. A larger-scale cohort study should be carried out to update the local microbiology prevalence and amend the empirical antibiotic recommendations accordingly.
 
Implementation of the protocol in our department could significantly reduce the mean DTA time from 300 minutes to 47 minutes (P<0.05). Furthermore, 86% of patients could achieve the target DTA time of <1 hour. The result was satisfactory when compared with similar studies conducted in Europe and North America where reported median DTA ranged from 154 minutes to 3.9 hours.15 16 17 Audits from the UK report that only 18% to 26% of patients receive initial antibiotic within the target DTA of 1 hour.8 According to the authors, the most common reasons for failure to comply with this time frame included failure to administer the initial dose of the empirical antibacterial regimen until the patient has been transferred from ED to the inpatient ward, prolonged time between arrival and clinical assessment, lack of awareness of the natural history of neutropenic fever syndrome and its evolution to severe sepsis and shock, failure of the ED to stock appropriate antibacterial medications, and non-availability of neutropenic fever protocols in the ED for quick reference.8 The last two points were further supported by studies. A chart review of 201 febrile neutropenic patients in Canada showed that the electronic clinical practice guideline could decrease the DTA time by 1 hour (3.9 hours vs 4.9 hours).16 Another retrospective observational study of timeliness of antibiotic administration in severely septic patients presenting to a US community ED showed that storing key antibiotics could decrease the mean DTA time by 70 minutes (167 minutes vs 97 minutes).18 The percentage of severely septic patients receiving antibiotics within 3 hours of arrival to the ED increased from 65% pre-intervention to 93% post-intervention.18 Before the implementation of this protocol, multiple briefing sessions were held with nurses and physicians to increase awareness about prompt treatment of post-chemotherapy fever. Antibiotics were stocked in the ED and were readily available. The protocol could be easily downloaded from the department website. Regular collaboration existed between the nursing manager and the pharmacist to replenish the antibiotic stock. Thus, successful implementation of the protocol involved a joint effort by different parties.
 
There was a trend towards reducing the duration of fever and length of hospital stay in the intervention group. Although this does not imply causation, especially in view of the small sample size, the correlation makes one ponder whether a delay in antibiotic delivery indeed increases the length of hospital stay. Similar correlation was demonstrated in a UK review.15 However, we could not demonstrate an impact on mortality and adverse outcome. The reason may partly be related to the small sample size, heterogeneous nature of haematological malignancies, and overall low incidence of mortality (4%) in our study as compared to 49.8% in-hospital mortality rate reported in an 11-year review.19 Our result shows that the length of ED stay was similar between control and intervention groups, thus, demonstrating that this protocol did not add further burden to the overcrowding ED.
 
This study has two limitations that need to be discussed. First, the study used a retrospective chart review design and there were inherent challenges with missing information and poor documentation. Second, prior to implementation of the protocol, the febrile haematological malignant patients were often instructed to either attend the day ward or A&E; this partly explains the relatively small case number in the control group. In addition, we relied on the diagnosis coding for case identification in the control group; some cases might have been missed as a result of error in coding. Even if they attended ED, the lack of awareness and reluctance of physicians to prescribe antibiotics led to a significant delay in administration of the first dose of antibiotic. Although the number of control cases was small, mean DTA time of 300 minutes echoed the same in a similar study performed overseas.16 Efforts were made to use accepted chart review methods to assess outcomes that were automatically recorded in the electronic ED information systems, and to examine the nurse records of antibiotic administration.
 
Conclusion
Implementation of a treatment protocol in post-chemotherapy febrile haematological malignancy patients can significantly shorten the mean DTA time to <1 hour, which is now the standard of care worldwide. The key to effective implementation lies in orchestration of efforts between administrators, physicians, nurses, and pharmacists. We can prove that the protocol is feasible even in a busy urban ED.
 
Acknowledgement
We would like to thank Ms Kelly Choy for statistical analysis.
 
Declaration
No conflicts of interests were declared by authors.
 
References
1. Klastersky J. Management of fever in neutropenic patients with different risks of complications. Clin Infect Dis 2004;39 Suppl 1:S32-7. CrossRef
2. Smith TJ, Khatcheressian J, Lyman GH, et al. 2006 Update of recommendations for the use of white cell growth factors: an evidence-based clinical practice guideline. J Clin Oncol 2006;24:3187-205. CrossRef
3. Herbst C, Naumann F, Kruse EB, et al. Prophylactic antibiotics or G-CSF for the prevention of infections and improvement of survival in cancer patients undergoing chemotherapy. Cochrane Database Syst Rev 2009;(1):CD007107.
4. Freifeld AG, Bow EJ, Sepkowitz KA, et al. Clinical practice guideline for the use of antimicrobial agents in neutropenic patients with cancer: 2010 update by the Infectious Diseases Society of America. Clin Infect Dis 2011;52:e56-93. CrossRef
5. Dellinger RP, Levy MM, Rhodes A, et al. Surviving sepsis campaign: international guidelines for management of severe sepsis and septic shock: 2012. Crit Care Med 2013;41:580-637. CrossRef
6. Bate J, Gibson F, Johnson E, et al. Neutropenic sepsis: prevention and management of neutropenic sepsis in cancer patients (NICE Clinical Guideline CG151). Arch Dis Child Educ Pract Ed 2013;98:73-5. CrossRef
7. Flowers CR, Seidenfeld J, Bow EJ, et al. Antimicrobial prophylaxis and outpatient management of fever and neutropenia in adults treated for malignancy: American Society of Clinical Oncology clinical practice guideline. J Clin Oncol 2013;31:794-810. CrossRef
8. Clarke RT, Warnick J, Stretton K, Littlewood TJ. Improving the immediate management of neutropenic sepsis in the UK: lessons from a national audit. Br J Haematol 2011;153:773-9. CrossRef
9. Andr&eacute S, Taboulet P, Elie C, et al. Febrile neutropenia in French emergency departments: results of a prospective multicentre survey. Crit Care 2010;14:R68. CrossRef
10. Hui EP, Leung LK, Poon TC, et al. Prediction of outcome in cancer patients with febrile neutropenia: a prospective validation of the Multinational Association for Supportive Care in Cancer risk index in a Chinese population and comparison with the Talcott model and artificial neural network. Support Care Cancer 2011;19:1625-35. CrossRef
11. Bone RC, Balk RA, Cerra FB, et al. Definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis. The ACCP/SCCM Consensus Conference Committee. American College of Chest Physicians/Society of Critical Care Medicine. Chest 1992;101:1644-55. CrossRef
12. Klastersky J, Paesmans M, Rubenstein EB, et al. The Multinational Association for Supportive Care in Cancer Risk Index: a multinational scoring system for identifying low-risk febrile neutropenic cancer patients. J Clin Oncol 2000;18:3038-51.
13. Kumar A, Roberts D, Wood KE, et al. Duration of hypotension before initiation of effective antimicrobial therapy is the critical determinant of survival in human septic shock. Crit Care Med 2006;34:1589-96. CrossRef
14. Gaieski DF, Mikkelsen ME, Band RA, et al. Impact of time to antibiotics on survival in patients with severe sepsis or septic shock in whom early goal-directed therapy was initiated in the emergency department. Crit Care Med 2010;38:1045-53. CrossRef
15. Sammut SJ, Mazhar D. Management of febrile neutropenia in an acute oncology service. QJM 2012;105:327-36. CrossRef
16. Lim C, Bawden J, Wing A, et al. Febrile neutropenia in EDs: the role of an electronic clinical practice guideline. Am J Emerg Med 2012;30:5-11, 11.e1-5.
17. Nirenberg A, Mulhearn L, Lin S, Larson E. Emergency department waiting times for patients with cancer with febrile neutropenia: a pilot study. Oncol Nurs Forum 2004;31:711-5. CrossRef
18. Hitti EA, Lewin JJ 3rd, Lopez J, et al. Improving door-to-antibiotic time in severely septic emergency department patients. J Emerg Med 2012;42:462-9. CrossRef
19. Legrand M, Max A, Peigne V, et al. Survival in neutropenic patients with severe sepsis or septic shock. Crit Care Med 2012;40:43-9. CrossRef
 
Find HKMJ in MEDLINE:
 

Disease spectrum and treatment patterns in a local male infertility clinic

Hong Kong Med J 2015 Feb;21(1):5–9 | Epub 2 Jan 2015
DOI: 10.12809/hkmj144376
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Disease spectrum and treatment patterns in a local male infertility clinic
KL Ho, FRCSEd (Urol), FHKAM (Surgery); James HL Tsu, FRCSEd (Urol), FHKAM (Surgery); PC Tam, FRCSEd (Urol), FHKAM (Surgery); MK Yiu, FRCS (Edin), FHKAM (Surgery)
Division of Urology, Department of Surgery, The University of Hong Kong, Queen Mary Hospital, Pokfulam, Hong Kong
Corresponding author: Dr KL Ho (hokwanlun@gmail.com)
 Full paper in PDF
Abstract
Objective: To review disease spectrum and treatment patterns in a local male infertility clinic.
 
Design: Case series.
 
Setting: Male infertility clinic in a teaching hospital in Hong Kong.
 
Patients: Patients who were seen as new cases in a local male infertility clinic between January 2008 and December 2012.
 
Intervention: Infertility assessment and counselling on treatment options.
 
Main outcome measures: Disease spectrum and treatment patterns.
 
Results: A total of 387 new patients were assessed in the male infertility clinic. The mean age of the patients and their female partners was 37.2 and 32.1 years, respectively. The median duration of infertility was 3 years. Among the patients, 36.2% had azoospermia, 8.0% had congenital absence of vas deferens, and 48.3% of patients had other abnormalities in semen parameters. The commonest causes of male infertility were unknown (idiopathic), clinically significant varicoceles, congenital absence of vas deferens, mumps after puberty, and erectile or ejaculatory dysfunction. Overall, 66.1% of patients chose assisted reproductive treatment and 12.4% of patients preferred surgical correction of reversible male infertility conditions. Altogether 36.7% of patients required either surgical sperm retrieval or correction of male infertility conditions.
 
Conclusions: The present study provided important local data on the disease spectrum and treatment patterns in a male infertility clinic. The incidences of azoospermia and congenital absence of vas deferens were much higher than those reported in the contemporary literature. A significant proportion of patients required either surgical sperm retrieval or correction of reversible male infertility conditions.
 
 
New knowledge added by this study
  •  The present study provided important local data on the disease spectrum and treatment patterns in a male infertility clinic.
  •  The incidences of azoospermia and congenital absence of vas deferens in the present study were much higher than those reported in the contemporary literature.
Implications for clinical practice or policy
  •  The present study may help to increase public awareness of the contribution of male factors in infertility assessment and treatment.
  •  The study provides a background for future research into azoospermia and congenital absence of vas deferens in the locality.
 
 
Introduction
Infertility is defined by the inability to conceive after 1 year of regular unprotected sexual intercourse, and it affects 15% of couples worldwide.1 Male factors contribute to about 50% of infertile couples. Clinically significant varicocele is present in 40% of infertile men and is the commonest surgically reversible condition. As many as 10% to 15% of infertile men have azoospermia.2 According to the report of the Council on Human Reproductive Technology in 2012, male factor infertility contributes to 50% of women receiving reproductive technology treatment.3 Local data on male factor infertility, however, have been scarce. The objective of the present article was to review the disease spectrum and treatment patterns in a local male infertility clinic.
 
Methods
All consecutive new patients seen in a local teaching hospital (Queen Mary Hospital) male infertility clinic from January 2008 to December 2012 were included in this retrospective study. The clinical records were reviewed and the demographics of the patients and their female partners, aetiologies of male factor infertility, semen analyses, and treatment were analysed.
 
All patients underwent two separate semen analyses and hormonal profiles (including morning serum testosterone, and follicle-stimulating and luteinising hormones) before being seen in the clinic. A detailed urological and reproductive history was taken, followed by a focused physical examination. The fertility history was ascertained and female factors of age and gynaecological history were taken into consideration. Clinical diagnoses were made and possible aetiologies were postulated based on the above information. The patients’ semen results were classified as azoospermia (no sperms were identified after examination of the post-centrifugation pellet), abnormal (in concentration, motility, morphology, or any combination according to the contemporary World Health Organization standards4), or normal. The exact analysis of semen parameters was beyond the scope of the present study. Patients with azoospermia were classified clinically as having obstructive (normal-sized testes and hormonal profiles) and non-obstructive (small testes and elevated follicle-stimulating hormones) disorder. Genetic studies, including karyotyping and Y chromosome microdeletion, were offered to patients with non-obstructive azoospermia or severe oligospermia. Only grade 2 (palpable) or 3 (visible) varicoceles when standing were considered clinically significant in the assessment. Diagnosis of congenital absence of vas deferens was made by physical examination and occasionally supplemented with transrectal ultrasound for unclear cases. For patients with a history of mumps after puberty and no other identifiable causes of male infertility, mumps was quoted as the main cause. Depending on the clinical scenarios, the couples were counselled on different treatment options, including surgical or assisted reproductive treatments (ART), donor insemination, adoption, and conservative treatment.
 
Results
From January 2008 to December 2012, 387 patients had been seen in the male infertility clinic as new cases. The mean age of the patients and their female partners was 37.2 and 32.1 years, respectively. The median duration of infertility was 3 years. Of the patients, 140 (36.2%) had azoospermia, of whom 67 and 71 patients had obstructive and non-obstructive causes, respectively, and two had both components of azoospermia. A total of 187 (48.3%) patients had abnormalities in one or more semen parameters (Table 1).
 

Table 1. Demographics and semen parameters of patients attending the male infertility clinic (n=387)
 
The commonest causes of male factor infertility were unknown (idiopathic), clinically significant varicoceles, congenital absence of vas deferens, mumps after puberty, and erectile or ejaculatory dysfunction (Table 2). For patients with obstructive azoospermia, common pathologies included congenital absence of vas deferens and genital tract infection. For patients with non-obstructive azoospermia, no causes were identified in most patients. A history of mumps and endocrinopathies were implicated in some non-obstructive azoospermic patients (Table 3).
 

Table 2. Disease spectrum in patients attending the male infertility clinic
 

Table 3. Common pathologies of azoospermic patients
 
Most patients (66.1%) sought ART. Of these patients, 94 azoospermic patients (56 patients with non-obstructive azoospermia, 37 with obstructive azoospermia, and one with both components) required sperm retrieval procedures. Besides, 12.4% patients chose surgical treatments for reversible causes of male infertility. The procedures included varicocelectomy, vas reconnection, and vasoepididymostomy. Four patients with varicoceles and severe oligospermia or azoospermia proceeded to varicocelectomy and employed ART as backup treatment. Also, 19.6% patients elected to have no further treatment of infertility (Table 4).
 

Table 4. Treatment patterns of the male infertility clinic
 
Of 81 patients who had clinically significant varicoceles and abnormal semen parameters, 23 proceeded to surgery and 38 chose ART. Of 67 patients who had obstructive azoospermia, 37 proceeded to ART; 28 of these patients had congenital absence of vas deferens that was irreversible, requiring sperm retrieval and ART. For the other patients with reversible causes of obstructive azoospermia, nine preferred sperm retrieval and ART, while 25 elected to have surgical treatments (Table 5).
 

Table 5. Common pathologies and treatment patterns
 
Discussion
Infertility has remained a worldwide problem in the past two decades.5 Traditionally, the female partner has shouldered the major burden of infertility assessment and treatment. With recent advances in male infertility treatment6 and increasing public awareness, there is a growing demand for assessment and treatment of men with fertility issues.
 
When the infertility clinic at Queen Mary Hospital was first established, it consisted of a joint clinic assessment both by urologists specialising in male infertility treatment and by gynaecologists specialising in ART. Due to the long waiting list at the conjoint clinic, the male infertility clinic has since separated out. All infertile couples with clinically suspected male infertility factors—such as gross abnormalities in semen parameters, or erectile or ejaculatory dysfunction—are referred to the male infertility clinic for prompt assessment.
 
The median duration of infertility in this study was 3 years before the infertile couples attended for assessment. Upon referral, a large proportion (36.2%) of patients had azoospermia. This figure was much higher than the commonly quoted figures in the current literature, where azoospermia was found in 1% of all men and 10% to 15% of infertile men.7 8 9 The much higher figure in the present study was probably related to referral bias. Male partners with milder forms of abnormalities in semen parameters might not have been referred for assessment. These couples with an azoospermic male partner would have benefited from earlier intervention instead of wasting precious time attempting natural conception. The present study illustrates the importance of a premarital, or at least a pre-pregnancy, checkup. Simple semen analysis would have identified male partners with azoospermia or severe deficits of semen parameters for early assessment, fertility treatment, counselling, and potential intervention.
 
Besides, 11.4% of patients had normal semen parameters and fell into the category of unexplained infertility.10 After common female factors have been ruled out, there are still many possible causes of infertility, ranging from the couple’s miscomprehension of the female fertility window and coital behaviours to abnormal sperm function.11
 
Clinically significant varicocele was the commonest identifiable cause of male infertility in the present study. This was concurrent with the contemporary literature.12 Controversies over the best treatment of varicoceles in infertile couples have been met with a meta-analysis13 and randomised controlled trials14 15 favouring surgery in terms of pregnancy outcomes. Varicocelectomy is offered to patients according to the criteria of the American Society for Reproductive Medicine,12 namely, documented history of infertility, grade 2 or above varicocele, abnormalities in semen parameters, and reversible female factors. In our institution, the microsurgical subinguinal approach is used for its lower risks of recurrence and hydrocele.16 In the present study, 38 patients with varicoceles chose ART, while 23 patients chose surgery. The decision to proceed to ART versus varicocelectomy was made after thorough counselling of the involved couples. Factors considered included the female partner’s age, semen quality, risks of surgery versus ART, expertise of the surgeons and ART centre staff, and the respective treatment outcome audits. Both male and female partners were strongly encouraged to attend counselling together and arrive at the decision that is most agreeable to both parties.
 
A significant proportion of patients in the study had azoospermia, of which 47.9% had obstructive causes. Congenital absence of vas deferens was the commonest cause of obstructive azoospermia, which constituted 8.0% of the study population. This was higher than the 1% to 2% of infertile men reported in the literature.7 9 The incidence of congenital absence of vas deferens is not well reported in Chinese men with infertility. One of the reasons for the high incidence in this study could be referral bias, which led to a very high incidence of azoospermia in our study population. Hence, the proportional percentage of congenital absence of vas deferens was much higher than is usually quoted. Sperm retrieval and ART was offered as the only solutions for childbearing. In Caucasians, congenital absence of vas deferens is associated with cystic fibrosis transmembrane conductance regulator (CFTR) gene mutations of cystic fibrosis,17 and routine genetic study is offered to patients and their female partners. Recent data in Chinese patients with congenital absence of vas deferens showed different CFTR gene mutations,18 which might lead to the development of a mild genital form of cystic fibrosis. Cystic fibrosis is very rare in Asian populations, but genetic counselling for patients with congenital absence of vas deferens is still advised by most authorities. Unfortunately, genetic study is not available at Queen Mary Hospital, and the huge number of possible CFTR gene mutations (>1500) makes targeted examination in Chinese patients a big challenge.
 
Of 256 patients who proceeded to ART, 94 with azoospermia needed some sort of sperm retrieval procedures. For patients with congenital absence of vas deferens and markedly distended epididymal tubules, percutaneous epididymal sperm aspiration provided a simple and reliable method of sperm retrieval. For patients with obstructive azoospermia secondary to infection or idiopathic causes, microsurgical epididymal sperm aspiration was employed to retrieve the maximum number of sperms with the least blood contamination. Sometimes extensive adhesiolysis needed to be performed to expose distended epididymal tubules. Non-obstructive azoospermia was the most difficult condition to treat. Conventional testicular sperm extraction (TESE) involves multiple random testis biopsies and can fail to find focal seminiferous tubules harbouring active spermatogenesis. This method involves excision of more testicular tissues and is associated with more postoperative intra-testicular haematoma and scarring.19 Microdissection TESE (MicroTESE) involves identifying the spermatogenically active regions of the testes by direct examination of larger seminiferous tubules under high magnification.20 This method is targeted and involves retrieval of the maximum number of sperms with the least testicular tissue loss. However, MicroTESE is time-consuming and involves a steep learning curve.21 Even in the hands of experts, the procedure takes an average of 1.8 and 2.7 hours for successful and unsuccessful cases, respectively.
 
Of 36 patients with reversible causes of obstructive azoospermia (Table 5), 25 (69.4%) chose surgical treatment, nine proceeded to ART, and two preferred conservative treatment. In the era of ART, surgical treatment remains a valuable armamentarium in the management of reversible obstructive azoospermia.1 At Queen Mary Hospital, microsurgical intussusception vasoepididymostomy was offered to patients with epididymal obstruction secondary to infection or idiopathic causes.22 The choice between surgical treatment and ART was made after thorough consideration of the female partner’s age, surgical expertise and ART success rates, and the infertile couple’s wishes.
 
Within this study population, 142 (36.7%) patients needed either surgical sperm retrieval and ART or surgical correction of reversible male infertility conditions.
 
Conclusions
The present study describes the disease spectrum of a local male infertility clinic. The incidence of azoospermia and congenital absence of vas deferens was much higher than that described in the current literature. There was high demand for sperm retrieval or surgical correction services in this group of patients.
 
References
1. Lee R, Li PS, Schlegel PN, Goldstein M. Reassessing reconstruction in the management of obstructive azoospermia: reconstruction or sperm acquisition? Urol Clin North Am 2008;35:289-301. CrossRef
2. Practice Committee of American Society for Reproductive Medicine in collaboration with Society for Male Reproduction and Urology. The management of infertility due to obstructive azoospermia. Fertil Steril 2008;90(5 Suppl):S121-4. CrossRef
3. Infertility diagnosis by age of patients receiving RT procedures (other than DI and AIH) in 2012. Council on Human Reproductive Technology. Available from: http://www.chrt.org.hk/english/publications/files/table17_2012.pdf. Accessed Aug 2014.
4. Cooper TG, Noonan E, von Eckardstein S, et al. World Health Organization reference values for human semen characteristics. Hum Reprod Update 2010;16:231-45. CrossRef
5. Mascarenhas MN, Flaxman SR, Boerma T, Vanderpoel S, Stevens GA. National, regional, and global trends in infertility prevalence since 1990: a systematic analysis of 277 health surveys. PLoS Med 2012;9:e1001356. CrossRef
6. Male Infertility Best Practice Policy Committee of the American Urological Association; Practice Committee of the American Society for Reproductive Medicine. Report on optimal evaluation of the infertile male. Fertil Steril 2006;86(5 Suppl 1):S202-9. CrossRef
7. Wosnitzer M, Goldstein M, Hardy MP. Review of azoospermia. Spermatogenesis 2014;4:e28218. CrossRef
8. Berookhim BM, Schlegel PN. Azoospermia due to spermatogenic failure. Urol Clin North Am 2014;41:97-113. CrossRef
9. Wosnitzer MS, Goldstein M. Obstructive azoospermia. Urol Clin North Am 2014;41:83-95. CrossRef
10. Hamada A, Esteves SC, Agarwal A. Unexplained male infertility—looking beyond routine semen analysis. Eur Urol Rev 2012;7:90-6.
11. Agarwal A, Bragais FM, Sabanegh E. Assessing sperm function. Urol Clin North Am 2008;35:157-71, vii. CrossRef
12. Practice Committee of American Society for Reproductive Medicine. Report on varicocele and infertility. Fertil Steril 2008;90(5 Suppl):S247-9. CrossRef
13. Marmar JL, Agarwal A, Prabakaran S, et al. Reassessing the value of varicocelectomy as a treatment for male subfertility with a new meta-analysis. Fertil Steril 2007;88:639-48. CrossRef
14. Abdel-Meguid TA, Al-Sayyad A, Tayib A, Farsi HM. Does varicocele repair improve male infertility? An evidence-based perspective from a randomized, controlled trial. Eur Urol 2011;59:455-61. CrossRef
15. Mansour Ghanaie M, Asgari SA, Dadrass N, Allahkhah A, Iran-Pour E, Safarinejad MR. Effects of varicocele repair on spontaneous first trimester miscarriage: a randomized clinical trial. Urol J 2012;9:505-13.
16. Leung L, Ho KL, Tam PC, Yiu MK. Subinguinal microsurgical varicocelectomy for male factor subfertility: ten-year experience. Hong Kong Med J 2013;19:334-40. CrossRef
17. Esteves SC, Miyaoka R, Agarwal A. Sperm retrieval techniques for assisted reproduction. Int Braz J Urol 2011;37:570-83. CrossRef
18. Lu S, Yang X, Cui Y, et al. Different cystic fibrosis transmembrane conductance regulator mutations in Chinese men with congenital bilateral absence of vas deferens and other acquired obstructive azoospermia. Urology 2013;82:824-8.  CrossRef
19. Okada H, Dobashi M, Yamazaki T, et al. Conventional versus microdissection testicular sperm extraction for nonobstructive azoospermia. J Urol 2002;168:1063-7. CrossRef
20. Schlegel PN. Testicular sperm extraction: microdissection improves sperm yield with minimal tissue excision. Hum Reprod 1999;14:131-5. CrossRef
21. Dabaja AA, Schlegel PN. Microdissection testicular sperm extraction: an update. Asian J Androl 2013;15:35-9. CrossRef
22. Ho KL, Wong MH, Tam PC. Microsurgical vasoepididymostomy for obstructive azoospermia. Hong Kong Med J 2009;15:452-7.
 
Find HKMJ in MEDLINE:
 

A validation study of the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) in Chinese older adults in Hong Kong

Hong Kong Med J 2014;20(6):504–10 | Epub 15 Aug 2014
DOI: 10.12809/hkmj144219
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
A validation study of the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) in Chinese older adults in Hong Kong
PY Yeung, MB, ChB, MRCP (UK)1; LL Wong, FHKCPsych, FHKAM (Psychiatry)2; CC Chan, MRCP (UK), FHKCP3; Jess LM Leung, MRCPsych, FHKCPsych2; CY Yung, FHKCP, FHKAM (Medicine)3
1 Department of Rehabilitation, Kowloon Hospital, 147A Argyle Street, Hong Kong
2 Department of Psychiatry, United Christian Hospital, Kwun Tong, Hong Kong
3 Department of Medicine and Geriatrics, United Christian Hospital, Kwun Tong, Hong Kong
 
Corresponding author: Dr PY Yeung (yeunpy3@ha.org.hk)
 Full paper in PDF
Abstract
Objective: To validate the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) in identification of mild cognitive impairment and dementia in Chinese older adults.
 
Design: Cross-sectional study.
 
Setting: Cognition clinic and memory clinic of a public hospital in Hong Kong.
 
Participants: A total of 272 participants (dementia, n=130; mild cognitive impairment, n=93; normal controls, n=49) aged 60 years or above were assessed using HK-MoCA. The HK-MoCA scores were validated against expert diagnosis according to the Diagnostic and Statistical Manual of Mental Disorders (4th ed) criteria for dementia and Petersen’s criteria for mild cognitive impairment. Statistical analysis was performed using receiver operating characteristic curve and regression analyses. Additionally, comparison was made with the Cantonese version of Mini-Mental State Examination and Global Deterioration Scale.
 
Results: The optimal cutoff score for the HK-MoCA to differentiate cognitive impaired persons (mild cognitive impairment and dementia) from normal controls was 21/22 after adjustment of education level, giving a sensitivity of 0.928, specificity of 0.735, and area under the curve of 0.920. Moreover, the cutoff to detect mild cognitive impairment was 21/22 with a sensitivity of 0.828, specificity of 0.735, and area under the curve of 0.847. Score of the Cantonese version of the Mini-Mental State Examination to detect mild cognitive impairment was 26/27 with a sensitivity of 0.785, specificity of 0.816, and area under the curve of 0.857. At the optimal cutoff of 18/19, HK-MoCA identified dementia from controls with a sensitivity of 0.923, specificity of 0.918, and area under the curve of 0.971.
 
Conclusion: The HK-MoCA is a useful cognitive screening instrument for use in Chinese older adults in Hong Kong. A score of less than 22 should prompt further diagnostic assessment. It has comparable sensitivity with the Cantonese version of Mini-Mental State Examination for detection of mild cognitive impairment. It is brief and feasible to conduct in the clinical setting, and can be completed in less than 15 minutes. Thus, HK-MoCA provides an attractive alternative screening instrument to Mini-Mental State Examination which has ceiling effect (ie may fail to detect mild/moderate cognitive impairment in people with high education level or premorbid intelligence) and needs to be purchased due to copyright issues.
 
 
New knowledge added by this study
  •  This study verified that the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) has high diagnostic accuracy for detection of dementia (sensitivity, 92.3%; specificity, 91.8%).
  •  It is a reasonably good screening tool for mild cognitive impairment with comparable efficacy with the Cantonese version of Mini-Mental State Examination (MMSE).
Implications for clinical practice or policy
  •  HK-MoCA is brief and feasible to conduct in the clinical setting, and can be completed in less than 15 minutes.
  •  HK-MoCA provides an attractive screening instrument in place of MMSE which has ceiling effect and needs to be purchased due to copyright issues.
 
 
Introduction
Dementia implies decline in cognitive function interfering with an individual’s life. Mild cognitive impairment (MCI) is a clinical transitional state in which a person is cognitively impaired, typically in the memory domain, which is greater than that expected for a person at the given age and education level. A longitudinal study revealed that MCI patients proceeded to overt dementia at a rate of 10% to 15% per year, compared with a rate of 1% to 2% in control subjects.1 This implies that MCI patients have high risk of progressing to dementia. Prevalence of MCI varies widely, depending on the diagnostic criteria used and population studied. Its prevalence ranges from 3% to 13% in people above 65 years of age.2 Hence, identification of MCI patients is important for successful implementation of preventive strategies and early interventions. In practice, cognitive screening tools are used to detect persons with cognitive impairment who then undergo a detailed assessment process to ascertain the subtype, severity, caregiver status, and the presence of behavioural and psychological symptoms of dementia.
 
The Mini-Mental State Examination (MMSE) is the most widely used screening tool introduced by Folstein et al in 1975.3 It was originally designed for screening Alzheimer’s disease and does not encompass all cognitive deficits. It has several well-known drawbacks, including low level of task difficulty, likelihood of ceiling effects (ie may fail to detect mild/moderate cognitive impairment in people with high education level or premorbid intelligence), and narrow range of cognitive domains assessed. Consequently, it has low sensitivity for MCI patient detection. The Cantonese version of Mini-Mental State Examination (CMMSE) was translated and validated by Chiu et al in 19944 with good sensitivity (97.5%) and specificity (97.3%) to discriminate subjects with moderate-to-severe dementia from normal subjects.
 
The Montreal Cognitive Assessment (MoCA) is a brief and potentially useful screening tool developed and validated by Nasreddine et al.5 It was conceptualised in MCI patients performing within a normal range on the MMSE. The MoCA is a one-page test with a maximum score of 30. One point is added if the person has 12 years of education or less. A score of 23 to 26 represents MCI, 17 to 22 represents moderate impairment, and 16 or below represents severe impairment suggesting dementia.6 The original validation study of MoCA reported a sensitivity of 100% and specificity of 87% in detecting mild Alzheimer’s disease using a cutoff score of 26. It reported a sensitivity of 90% in detecting MCI.6 It was validated to detect cognitive impairment in different clinical populations including those with Parkinson’s disease, brain metastases and stroke, and had established cross-cultural performance in detecting MCI and dementia.7 8 9 10 11 12 However, educational adjustment and cutoffs varied. In a Korean study, a cutoff score of 22/23 yielded a sensitivity of 89% and specificity of 84% for screening MCI.7 A study in mainland China suggested 20/21 as cutoff score (Xie He Hospital version) with 84.6% sensitivity and 76% specificity.8 It was the same as the Hong Kong version: 73% sensitivity and 75% specificity for patients with small vessel disease (SVD).13 Furthermore, the original MoCA has high level of internal consistency (Cronbach’s alpha of 0.83) and test-retest reliability (correlation coefficient=0.92, P<0.001).5
 
This study employed the Hong Kong version of MoCA (HK-MoCA) which has been validated in Chinese patients with cerebral SVD by Wong et al.13 The primary objective was to evaluate the HK-MoCA as a screening tool in identification of MCI and dementia in Chinese older adults, and to determine the corresponding optimal cutoff points. In addition, the ability of HK-MoCA in discriminating dementia subtypes was examined.
 
Methods
Participants
This was a cross-sectional validation study performed from August 2011 to June 2013 to validate HK-MoCA as a cognitive screening instrument. It was conducted at the Cognition Clinic of Department of Medicine and Geriatrics and the Memory Clinic of Department of Psychiatry in a general hospital (United Christian Hospital) of Hong Kong. Cantonese-speaking Chinese adults aged 60 years or above, who were seen for suspected cognitive impairment and gave consent, were recruited. They were divided into three groups: subjects with dementia, subjects who met the criteria for MCI, and cognitively normal controls (NC). Besides, NC were recruited from those who attended clinics of other subspecialties or elderly vaccination programmes under Department of Medicine and Geriatrics.
 
Patients were excluded if they had a history, as documented in medical records, of neurodegenerative disorders, central nervous system infection, brain tumour, significant head trauma, subdural haematoma, epilepsy, significant psychiatric disorders (such as major depression or schizophrenia), substance abuse, or alcoholism. Besides, persons with inability to use a pen or with communication barriers such as deafness or significant language or speech problem were also excluded. Last of all, advanced dementia patients with Global Deterioration Scale (GDS) stage 6 or above were not recruited. The flowchart of participant recruitment is shown in the Figure. Ethical approval was obtained from the Kowloon Central/Kowloon East Cluster Clinical Research Ethics Committee of the Hospital Authority.
 

Figure. Flowchart of participant recruitment
 
Measurements
Clinical assessment
Basic demographic information (age, gender, and education level), cardiovascular risk factors (diabetes mellitus, hypertension, hyperlipidaemia, coronary heart disease, and stroke) as well as clinical information about drinking and smoking habits was collected. Besides, a semi-structured mental status examination and a comprehensive neuropsychological battery (including biochemical screening and cerebral imaging tests) were performed for making a final cognitive diagnosis by experienced geriatricians and psychogeriatricians according to the DSM-IV (Diagnostic and Statistical Manual of Mental Disorders, 4th edition) criteria14 for dementia and Petersen et al’s criteria for MCI.6 The HK-MoCA scores were validated against expert diagnoses.
 
Cognitive assessment
The CMMSE and HK-MoCA were administered to each subject at the same consultation. The administration was standardised and was done in turn by two investigators. The HK-MoCA had more questions and was harder than CMMSE. To avoid frustration, CMMSE was administered before HK-MoCA. Fatigue may reduce attention span and increase the likelihood of error. Hence, there was a 5-to-10-minute break to minimise the fatigue effect.
 
Functional decline of demented subjects was determined using the GDS. It predicted a patient’s ability to function, as reflected in activities of daily living (ADL) and instrumental ADL as well as psychiatric morbidity on the basis of progressive cognitive delcine.9 It is composed of seven stages defined by a set of clinical characteristics. Stages 1 to 3 are pre-dementia stages. Stages 4 to 7 are dementia stages. Beginning in stage 5, an individual can no longer survive without assistance.
 
Sample size calculation
Statistical software, MedCalc V12.3.0.0, was used for sample size calculation. Based on a previous study,15 the estimated prevalence rates of MCI and dementia were 8.5% and 12.5%, respectively. The overall sample size was determined to be 138 (NC:MCI:dementia=1:1:1) with a power of 0.8 and a type I error of 0.05. In the receiver operating characteristic (ROC) curve analyses of normal versus cognitive impaired groups, a sample of 90 from the positive group would achieve 90% power to detect a difference of 0.12 between the area under the curve (AUC) of alternative hypothesis and an AUC under the null hypothesis of 0.9000 (for MoCA) using a two-sided z-test at a significance level of 0.05.
 
Statistical analyses
All statistical analyses were performed using the Statistical Package for the Social Sciences (SPSS) version 17.0 and a difference with a P value of <0.05 was regarded as statistically significant (two-tailed test). Group differences in demographic characteristics and various medical diseases were examined using one-way analysis of variance or Chi squared test for categorical data. Pairwise comparisons were performed afterwards with the significance level adjusted by the Bonferroni method. For differences attaining statistical significance, multivariate linear regression was performed to examine the influence upon performance of the HK-MoCA total score.
 
Inter-rater reliability was reflected by intraclass correlation coefficients with a sub-sample of 20 participants (persons with cognitive impairment and NC) being tested 2 to 4 weeks apart. Convenience sampling was employed with 10 participants by each investigator. According to the optimal cutoff points suggested in this study, five of them were NC, four were persons with MCI, and 11 were demented persons. Internal consistency was measured using Cronbach’s alpha which measured pairwise correlations between tested items. Criterion validity was assessed using ROC analysis which gave the sensitivity and specificity of HK-MoCA at different cutoff points. With that, optimal cutoff scores were chosen using highest Youden index (sensitivity – [1 – specificity]). In case the indexes were very close between the two scores, the one with higher sensitivity would be chosen. The CMMSE and GDS scores were used to test the concurrent validity. The relationships between the performance of HK-MoCA, CMMSE, and GDS were evaluated using Pearson and Spearman’s rho correlation coefficients. Finally, the discriminatory power of individual cognitive domains was explored by examining any significant difference in scores among the three groups.
 
Results
A total of 272 eligible subjects completed the HK-MoCA screening in which 49 were NC, 93 were MCI subjects, and 130 were demented subjects (99 with mild and 31 with moderate severity of dementia). Of all the subjects with dementia, 49.2% had Alzheimer’s disease, 16.2% had vascular dementia, and 34.6% had dementia of mixed aetiology. The administration time depended on the education level and severity of cognitive impairment, and was around 10 to 15 minutes.
 
Demographic and clinical characteristics
Sample characteristics are summarised in Table 1. Overall, 60% of recruited subjects were females with a mean (± standard deviation) age of 77.41 ± 7.53 years. The level of education was primary and below in 76% of the participants, with a mean of 4.21 ± 4.43 years of education. Significant differences among the three groups (NC, MCI, and dementia) were found in the variables of age (F [2,269]=13.230, P<0.001), years of education (F [2,269]=6.502, P=0.002), HK-MoCA score (F [2,269]=126.892, P<0.001), CMMSE score (F [2,269]=152.868, P<0.001), and GDS score (F [2,269]=933.751, P<0.001). There was no significant difference among the three cognition groups by gender (Chi squared test=3.653, P=0.161). Subjects in the dementia group were significantly older (79.53 ± 6.84 years; P<0.001) and had less years of education (3.26 ± 4.03 years; P=0.002) than those in the other two groups. In contrast, no significant differences were demonstrated among the three subgroups of dementia (Alzheimer’s disease, vascular dementia, and mixed dementia) in terms of age (F [2,127]=2.873, P=0.060), years of education (F [2,127]=0.630, P=0.534), HK-MoCA score (F [2,127]=0.428, P=0.653), CMMSE score (F [2,127]=0.322, P=0.725), and GDS score (F [2,127]=0.161, P=0.851).
 

Table 1. Demographic characteristics by cognition group
 
There was no significant difference between those with dementia and NC in terms of drinking and smoking habits, and various medical conditions, except for stroke (P=0.031). The result was reasonable as stroke is a known cause of dementia.
 
Score distribution of Hong Kong version of Montreal Cognitive Assessment
From the original MoCA study, differences across cognition groups were more pronounced using MoCA than MMSE.5 This study did not reproduce the wide dispersion of MoCA scores and, indeed, mean scores of HK-MoCA of various groups were lower in general. The results were justified by the generally low education level of local Chinese older adults.
 
The effect of age and education level
The appropriateness of original education adjustment of MoCA total score was uncertain in local Chinese older adults. This study examined the effect of age and education level upon the performance of HK-MoCA by regressing the unadjusted raw score of HK-MoCA on age, years of education, and clinical diagnosis using multivariate linear models. The results are summarised in Table 2. There was a positive relationship between years of education and performance on HK-MoCA (β, 0.318; P<0.001) independent of age and clinical diagnosis. The effect of age was not significant (P=0.530).

Table 2. Effect of age, education, and diagnostic groups (NC, MCI, and dementia) on HK-MoCA total scores (multivariate linear regression)
 
The original MoCA recommendation of adding one point to subjects with 12 years of education or less was probably unsuitable here. In this study, the level of education in 76% of subjects was primary and below. Only 11 (4%) subjects had more than 12 years of education. For this reason, we adopted a lower level of education adjustment to 6 years of education which had been employed by studies in China,8 10 Korea,7 and Hong Kong.13 Using this adjustment for education level, regression R2 coefficient was 0.587. Thus, more than half of the variation in HK-MoCA was explained by the model.
 
Psychometric properties of Hong Kong version of Montreal Cognitive Assessment
Intraclass correlation coefficient for the inter-rater reliability was 0.987 (P≤0.001). Besides, the Cronbach’s alpha score was 0.767, indicating a high level of internal consistency. Comparison of GDS, CMMSE, and HK-MoCA scores between NC, MCI, and dementia groups showed that the severity level of cognitive impairment graded by GDS score was significantly correlated with HK-MoCA score with Spearman’s rho correlation coefficient of -0.739 (P≤0.001). Similarly, Pearson correlation coefficient of CMMSE with HK-MoCA scores was 0.894 (P≤0.001). Together, it supported high concurrent validity of HK-MoCA.
 
Criterion validity of the adjusted HK-MoCA score was examined using ROC analysis. Various optimal cutoff scores are listed in Table 3. The optimal cutoff score for HK-MoCA to differentiate persons with cognitive impairment (MCI and dementia) from NC was 21/22, giving a sensitivity of 0.928, specificity of 0.735, and AUC of 0.920 (95% confidence interval [CI], 0.881-0.959). Moreover, the cutoff to detect MCI was also 21/22 with a sensitivity of 0.828, specificity of 0.735, and AUC of 0.847 (95% CI, 0.778-0.902). For comparison, CMMSE score to detect MCI was 26/27 with a sensitivity of 0.785, specificity of 0.816, and AUC of 0.857. The optimal cutoff score for HK-MoCA to detect dementia was 18/19 with a sensitivity of 0.923, specificity of 0.918, and AUC of 0.971 (95% CI, 0.935-0.991).
 

Table 3. Optimal cutoff scores and psychometric properties of HK-MoCA and CMMSE for identifying MCI and dementia
 
Discriminatory ability
The HK-MoCA total score and seven cognitive domain scores discriminated NC, MCI, and dementia groups in a stepwise fashion. In general, demented participants performed most poorly, followed by the MCI participants. Like the original study, delayed recall task was the first and most impaired domain in MCI participants. Besides, sample participants with GDS score equal to 4 were used to examine the discriminatory ability in differentiating subtypes of dementia; no significant difference was demonstrated (P values ranged from 0.243 to 0.672). The generally low education level and small dementia subgroup sample size might have compromised the results.
 
Discussion
Validity and clinical utility of the Hong Kong version of Montreal Cognitive Assessment
This study verified that HK-MoCA has high diagnostic accuracy for detecting dementia subjects (92.3% sensitivity, 91.8% specificity). It is reasonably good and comparable with CMMSE in screening for MCI. The original MoCA by Nasreddine et al5 in 2005 and other validation studies of MoCA in different languages established the superiority to MMSE. Explanations are that MMSE did not test complex cognitive impairments in domains such as visuospatial/executive function and abstract reasoning. In addition, the attention and delayed recall tasks are not as challenging as that in MoCA. In practice, MoCA picks up more deficits in executive function, attention, and delayed recall.16 This study did not reproduce the superiority to MMSE and this may be related to the low education level of Chinese older adults. Due to the Chinese Civil War from 1927 to 1950, the majority of elderly Chinese individuals did not receive much education and many were illiterate. According to published data,17 the average number of years of education for elderly Chinese individuals is about 5 years, which is significantly less than that of their western counterparts.
 
The validity of HK-MoCA is based on its non-inferiority to CMMSE. This study compared HK-MoCA with CMMSE using a new cutoff point derived from the same study and found comparable sensitivity and specificity in detection of MCI. If the CMMSE cutoff as suggested by Chiu et al4 was utilised, HK-MoCA is definitely more sensitive. As such, HK-MoCA is relatively easy to use (both required less than 15 minutes to administer) and incorporates important domains missed in CMMSE. It is a clinically efficient and effective screening instrument and can be generalised for use in Chinese older adults with MCI or dementia. Customarily, many memory clinics utilise MMSE as a screening tool as it is convenient to use and available free of charge. Considering the ceiling effect of MMSE due to the low level of task difficulty and the copyright fees introduced recently, validated HK-MoCA provides an attractive alternative.
 
Psychometric properties of the Hong Kong version of Montreal Cognitive Assessment
Montreal Cognitive Assessment is one of the common cognition screening instruments used locally and worldwide. It is commonly used to discriminate cognitive impairment due to various causes. In Hong Kong, there was only one validation study conducted by Wong et al13 involving use of HK-MoCA in patients with cerebral SVD. They demonstrated that HK-MoCA differentiated SVD patients from controls (AUC=0.81) with an optimal cutoff at 21/22. This cutoff point was valid to predict SVD patients with cognitive impairment only, although in clinical practice, it was commonly used to discriminate cognitive impairment of various causes. This study successfully generalised the validity of HK-MoCA for identifying MCI and dementia in Chinese older adults, and determined the optimal cutoff points of these conditions. The optimal cutoff points yielded were similar to those in previous studies in China8 10 and Korea7 using the same descended educational adjustment. The HK-MoCA is useful for detecting persons with cognitive impairment in Chinese older adult population and a score of below 22 should prompt detailed diagnostic investigations. The results demonstrated good intra-rater and inter-rater reliability and internal consistency. It showed good convergent validity with CMMSE and GDS scores as well. Besides, the study investigated the effect of education on this cognitive screening instrument with respect to the low education level of Chinese older adults and employed a descended education adjustment from 12 to 6 years of education. This descended education adjustment is supported by studies conducted in China8 and Korea.7
 
Limitations
There were several limitations to the HK-MoCA. This instrument required the participants to follow verbal and written commands, hence the performance of elderly with hearing or visual impairment would be affected. Illiterate or poorly educated persons might have difficulty in comprehending the instructions and the cube and clock drawing tasks were too difficult. Furthermore, stroke patients whose dominant hand has been affected might not be able to perform the drawing test.
 
In this study, subjects were recruited from a local general hospital situated in a lower social class residential area. Three quarters of the participants received primary education or less. The descended education adjustment from 12 to 6 years of education should be subject to review with respect to the trend of education received by older adults. Besides, short break between CMMSE and HK-MoCA administration might not totally relieve the fatigue error. One might argue that geriatricians and psychogeriatricians in this study were not blinded from the HK-MoCA, CMMSE and GDS scores, which might have introduced bias when they made the final cognitive diagnosis. Furthermore, inter-rater reliability established using convenience sampling of 20 participants being tested 2 to 4 weeks apart was not an optimal way to determine the concordance between the two co-investigators. Last but not the least, the predictive values could not be ascertained in this study as the patient groups and NC were not recruited consecutively from a designated population, leaving the true prevalence unknown. Further study can explore the ability of HK-MoCA to grade the severity of cognitive impairment and predict long-term cognitive decline.
 
Conclusion
This study validated that HK-MoCA is a sensitive screening instrument for use in Chinese older adults in Hong Kong with MCI or dementia, irrespective of the underlying aetiology. This validated HK-MoCA is brief and feasible to conduct in the clinical setting, and can be completed in less than 15 minutes. It is an attractive alternative screening instrument to MMSE which has ceiling effect and needs to be purchased due to copyright issues. A score of less than 22 should prompt further diagnostic assessment.
 
Acknowledgement
The authors thank Dr Ziad S Nasreddine for his permission to use the Hong Kong version of Montreal Cognitive Assessment test.
 
Declaration
No conflicts of interest were declared by authors.
 
References
1. Lam LC, Tam CW, Lui VW, et al. Prevalence of very mild and mild dementia in community-dwelling older Chinese people in Hong Kong. Int Psychogeriatr 2008;20:135-48. CrossRef
2. Damian AM, Jacobson SA, Hentz JG, et al. The Montreal Cognitive Assessment and the mini-mental state examination as screening instruments for cognitive impairment: item analyses and threshold scores. Dement Geriatr Cogn Disord 2011;31:126-31. CrossRef
3. Folstein MF, Folstein SE, McHugh PR. “Mini-mental state”. A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res 1975;12:189-98. CrossRef
4. Chiu HF, Lee HC, Chung WS, Kwong PK. Reliability and validity of the Cantonese version of mini-mental state examination—a preliminary study. J Hong Kong Col Psychiatrists 1994;4:25-8.
5. Nasreddine ZS, Phillips NA, Bédirian V, et al. The Montreal Cognitive Assessment, MoCA: a brief screening tool for mild cognitive impairment. J Am Geriatr Soc 2005;53:695-9. CrossRef
6. Petersen RC, Smith GE, Waring SC, Ivnik RJ, Tangalos EG, Kokmen E. Mild cognitive impairment: clinical characterization and outcome. Arch Neurol 1999;56:303-8. CrossRef
7. Lee JY, Lee DW, Cho SJ, et al. Brief screening for mild cognitive impairment in elderly outpatient clinic: validation of the Korean version of the Montreal Cognitive Assessment. J Geriatr Psychiatry Neurol 2008;21:104-10. CrossRef
8. Wang YP, Xu GL, Yang SQ, Liu XM, Deng XY. Value of Montreal Cognitive Assessment in identifying patients with mild vascular cognitive impairment after first stroke. Chinese Journal of Neuromedicine 2010;9:503-7.
9. Reisberg B, Ferris SH, de Leon MJ, Crook T. The Global Deterioration Scale for assessment of primary degenerative dementia. Am J Psychiatry 1982;139:1136-9.
10. Tu QY, Jin H, Ding BR, et al. Reliability, validity, and optimal cutoff score of the Montreal Cognitive Assessment (Changsha version) in ischemic cerebrovascular disease patients of Hunan Province, China. Dement Geriatr Cogn Dis Extra 2013;3:25-36. CrossRef
11. Rahman TT, El Gaafary MM. Montreal Cognitive Assessment Arabic version: reliability and validity prevalence of mild cognitive impairment among elderly attending geriatric clubs in Cairo. Geriatr Gerontol Int 2009;9:54-61. CrossRef
12. Fujiwara Y, Suzuki H, Yasunaga M, et al. Brief screening tool for mild cognitive impairment in older Japanese: validation of the Japanese version of the Montreal Cognitive Assessment. Geriatr Gerontol Int 2010;10:225-32. CrossRef
13. Wong A, Xiong YY, Kwan PW, et al. The validity, reliability and clinical utility of the Hong Kong Montreal Cognitive Assessment (HK-MoCA) in patients with cerebral small vessel disease. Dement Geriatr Cogn Disord 2009;28:81-7. CrossRef
14. American Psychiatric Association. Diagnostic and Statistical Manual of Mental Disorders, 4th ed. Washington, DC: American Psychiatric Association; 1994.
15. Elderly Commission: Prevalence of dementia in Hong Kong, 2006. Available from: http://www.elderlycommission.gov.hk/en/meeting/47.html. Accessed Jun 2011.
16. Wong A, Kwan P, Chan AY, et al. The validity, reliability and utility of the Cantonese Montreal Cognitive Assessment (MoCA) in Chinese patients with confluent white matter lesions. Hong Kong Med J 2008;14(Suppl 6):7S.
17. Chan AS, Choi A, Chiu H, Lam L. Clinical validity of the Chinese version of Mattis Dementia Rating Scale in differentiating dementia of Alzheimer’s type in Hong Kong. J Int Neuropsychol Soc 2003;9:45-55. CrossRef

Nurse-led orthopaedic clinic in total joint replacement

Hong Kong Med J 2014;20(6):511–8 | Epub 29 Aug 2014
DOI: 10.12809/hkmj134150
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Nurse-led orthopaedic clinic in total joint replacement
Jason CH Fan, FHKAM (Orthopaedic Surgery); Carmen KM Lo, MN; Carson KB Kwok, FHKAM (Orthopaedic Surgery); KY Fung, FHKAM (Orthopaedic Surgery)
Department of Orthopaedics and Traumatology, Alice Ho Miu Ling Nethersole Hospital, Tai Po, Hong Kong
 
This study was presented at the 33rd Annual Congress of the Hong Kong Orthopaedic Association on 23 November 2013.
 
Corresponding author: Dr Jason CH Fan (fchjason@netvigator.com)
 Full paper in PDF
Abstract
Objectives: To introduce the practice of a nurse-led orthopaedic clinic for managing stable patients after total hip or knee replacement and to evaluate its efficacy.
 
Design: Case series.
 
Setting: A public hospital in Hong Kong.
 
Patients: Patients who had stable primary total knee replacement or total hip replacement done for longer than 2 years were managed in a nurse-led total joint replacement pilot clinic.
 
Results: From July 2012 to March 2014, 431 patients (including 317 with total knee replacement and 114 with total hip replacement) were handled, and 408 (94.7%) nurse assessments were independently performed. Six cases of prosthesis-related complications were diagnosed. One patient was hospitalised for prosthetic complications within 3 months after follow-up. The satisfaction rate was 100%. From November 2012 to April 2013, an advanced practice nurse, one resident specialist, and one associate consultant independently charted Knee Society Knee Score or Harris Hip Score for the patients attending preoperative assessment clinic to check the inter-observer reliability. Overall, 23 patients with 37 knees and 11 patients with 17 hips were examined. The mean correlation coefficient between assessments by the associate consultant and advanced practice nurse was 0.912 for Knee Society Knee Score, and 0.761 for Harris Hip Score. The advanced practice nurse could achieve better or equally good correlation with associate consultant when compared with the correlation between resident specialist and associate consultant (0.866 and 0.521 for Knee Society Knee Score and Harris Hip Score, respectively) and with international standard.
 
Conclusion: Nurse-led total joint replacement clinic was safe, reliable, and well accepted by patients.
 
 
New knowledge added by this study
  •  Management of stable postoperative total joint replacement patients by well-trained nurses is safe, reliable, and well accepted by patients.
Implications for clinical practice or policy
  •  Nurse-led clinics should be established for managing patients with total joint replacement to handle the escalating workload in Hong Kong.
  •  Well-structured nurse training should be organised for managing stable patients with total joint replacement in orthopaedic clinics.
 
 
Introduction
Nursing practice is moving towards both proletarianisation and professionalisation.1 The former means the transfer of some basic routine care to less-skilled assistants. The latter means advanced nursing practice with nurses handling complex health problems using advanced health assessment and intervention measures. Nurse-led clinic is one of the forms of professionalisation and has been adopted in Hong Kong since 1990s. Diabetes clinic, wound clinic, and continence clinic are the three most common nurse-led clinics in Hong Kong2 and they have demonstrated significant impact on patient outcomes.3 Orthopaedic nurses in total joint replacement (TJR) have been focusing on patient education in preoperative assessment clinics.
 
In order to enhance the role of orthopaedic nurses and ensure the continuity of patient care before and after TJR, a new advanced nursing practice was introduced, namely, the Ambulatory Comprehensive Arthroplasty Clinic (ACAC), a nurse-led orthopaedic postoperative clinic in TJR. An advanced practice nurse (APN) with 17 years of post-registration experience and 5 years of advanced nursing practice was interviewed and showed dedication and enthusiasm towards the orthopaedic work in TJR. She received some basic training from November 2011 and the ACAC started in January 2012. She ran the clinic one session each week under the supervision of an associate consultant (AC) till June 2012, and then independently. She was supported by a multidisciplinary team and could refer patients to physiotherapy, occupational therapy, and prosthetics and orthotics as indicated. She also participated in a multidisciplinary meeting for day-patient rehabilitation after TJR.
 
The APN continued with her one-on-one training by an AC specialised in TJR. Each week, she observed about 15 cases in the specialist TJR clinic and two cases in the preoperative assessment clinic. She was exposed to and was taught the basic knowledge on total knee replacement (TKR) and total hip replacement (THR), the proper way to chart Knee Society Knee Score (KSKS) and Harris Hip Score (HHS), and about physical findings and radiographic features of stable prosthesis, infection, and aseptic loosening. Reading material and tutorials were also provided to teach her about various complications of TJR. Until March 2014, she completed about 110 weeks of continuous training.
 
As we have been using KSKS and HHS since 1998 for assessing the progress of patients after TJR, these were retained as part of the assessment tools in ACAC for continuity of care. In part of the KSKS and HHS, physical examination is necessary. It was a difficult area for the APN and could lead to potential error and discrepancy. Therefore, part of the APN training was concentrated in this area and a separate study was launched to test her reliability.
 
This article aimed to introduce the practice of a nurse-led orthopaedic clinic for managing stable postoperative patients with TKR and THR and describe the outcomes in a series of cases. This also presents the result of the reliability of the APN in charting various scores.
 
Methods
From August 1997 to December 2013, 895 primary TKRs and 268 primary THRs were performed in Alice Ho Miu Ling Nethersole Hospital. Until 31 December 2013, 801 TKRs and 232 THRs were performed for more than 2 years and were followed up yearly in the specialist out-patient clinic. During each follow-up, the assessment included history taking and physical examination, charting KSKS or HHS, and checking radiographs. Patients who had undergone primary TKR or THR more than 2 years ago and who were assessed as being stable and minimally symptomatic by specialists were recruited in the ACAC for yearly follow-up. One day before follow-up, the AC analysed the radiographs taken in the earlier year and the finding was discussed with the APN for teaching purpose. During ACAC, the APN assessed the patients by TKR (Fig 1) or THR (Fig 2) questionnaire, charted KSKS or HHS, interpreted follow-up radiographs, and then educated the patients on care of and precautions with the prosthesis. The findings were recorded in consultation notes in the computer medical system (CMS). Patients were managed according to the workflow (Fig 3). When the TJR specialist was consulted on-site for any problem related to the prosthesis, minor procedures like knee aspiration could be done by the specialist at the same consultation. After the clinic, the questionnaires and the radiographs were screened by the specialist for any significant problems.
 

Figure 1. Questionnaire for total knee replacement follow-up
 

Figure 2. Questionnaire for total hip replacement follow-up
 

Figure 3. Workflow of patient arrangement
 
The questionnaires were collected and the consultation notes in CMS were studied. The relevant data were then summarised and described in an Excel file, including the number of cases of TKRs and THRs, the number of on-site specialist consultations, the number of prosthesis-related complications diagnosed by the APN, the number of patients referred to orthopaedic clinic and other health care professionals, the number of medication prescriptions, patients’ satisfaction, and patients’ acceptance of consultation without medication. Patients’ waiting time for the clinic was also obtained by calculating the difference between the consultation time and the allocated time slot. The CMS was also checked for any hospital admission or clinic attendance for any problems related to TJR after ACAC follow-up.
 
From November 2012 to April 2013, an APN, one resident with specialist qualification (RS), and one AC independently charted KSKS or HHS for patients attending the preoperative assessment clinic. Knee Society Knee Score is composed of function score (FS) and knee score (KS)—FS is made up of three components and KS is made up of seven components. Harris Hip Score is composed of 17 components. Overall, 23 patients with 37 knees and 11 patients with 17 hips were examined. In order to analyse the inter-rater reliability between the AC and APN (comparison A), between AC and RS (comparison B), and between RS and APN (comparison C), each component of the KSKS and HHS was analysed for single-measure intraclass correlation coefficient (ICC) and statistical significance using the Statistical Package for the Social Sciences (Windows version 15.0; SPSS Inc, Chicago [IL], US). To see any statistically significant difference between ICCs among the three groups and between comparison A and international standards,4 5 Fisher’s z-transformation was performed by online calculator (www.vassarstats.net/rdiff.html).
 
Results
In the initial period from January to June 2012, on-site specialist consultation was necessary in 21 (22.8%) cases out of the 92 cases (68 TKRs and 24 THRs). From July 2012 to March 2014, a total of 431 patients (including 317 TKRs and 114 THRs) were managed and 408 (94.7%) nurse assessments were independently performed. Six cases of prosthesis-related complication were diagnosed including two cases of patellar clunk in TKR, two cases of TKR loosening, and two cases of THR loosening. Number of referrals to other orthopaedic clinics and health care professionals is shown in the Table. Among the 523 patients on ACAC follow-up, 131 (25.0%) requested medications. Average patient waiting time improved over the study period (26 minutes in December 2012, 18 minutes in April 2013, and 14 minutes in March 2014). Of these 523 patients, 485 patients were interviewed; 354 were extremely satisfied and 131 were satisfied with ACAC follow-up by the nurse, and 373 (76.9%) patients accepted follow-up without drug prescription.
 

Table. Number of patients referred to other clinics and treatment centres
 
One patient who had undergone right TKR 12 years ago was hospitalised at 3 months after nurse clinic follow-up because of sudden onset of right knee effusion. X-ray showed no sign of prosthesis loosening. Surgical exploration of the right knee showed catastrophic wear of the polyethylene insert while the prosthesis was stable. Two patients at 6 months after nurse assessment attended general out-patient clinic for getting analgesics.
 
Study of reliability of the advanced practice nurse in charting Knee Society Knee Score and Harris Hip Score
The result for KSKS is shown in Figure 4. The mean ICCs were 0.912 (range, 0.660-0.987), 0.866 (range, 0.735-0.974), and 0.851 (range, 0.599-0.996) for comparisons A, B and C, respectively. The lowest ICC among all the components in KSKS was that of mediolateral stability (0.599-0.797). When comparing with those of Bach et al,4 the ICCs of FS and all its components for comparison A were significantly better. This was also the case for ICCs of three of the five computable components of KS and that of KS.
 

Figure 4. Results for Knee Society Knee Score
The ICCs for comparison among A, B, and C in AP and Ext lag could not be computed because one of the variables was constant. All the available ICCs for comparison between A and C were statistically significant (P<0.05)
 
The result for HHS is shown in Figure 5. The mean ICCs were 0.761 (range, 0.211-1) for comparison A, 0.521 (range, 0.101-0.940) for comparison B, and 0.481 (range, -0.231 to 0.940) for comparison C. The ICCs for charting total HHS were 0.964, 0.747, and 0.722 for comparisons A, B and C, respectively. When the ICC of comparison A (0.964) was compared with that in the study by Kirmit et al5 (0.91), the difference was found to be statistically insignificant (P=0.124).
 

Figure 5. Results for Harris Hip Score
 
Discussion
In the current study, the well-trained APN could independently handle 94.7% of the stable postoperative cases in TJR after the initial learning phase. She could successfully diagnose six cases of prosthesis-related complications out of all the 523 patients she handled. One patient who was asymptomatic at the ACAC follow-up presented with sudden onset of right knee effusion, and showed catastrophic wear of polyethylene. Nurse-led clinic in TJR was, therefore, safe. It was well accepted by patients with a 100% satisfaction rate. As the APN grew more confident and gained more experience, she also became more efficient. This, together with improvement in workflow in taking radiographs, led to progressive shortening of patient waiting time from 26 minutes in the initial phase (December 2012) to 14 minutes in March 2014. It could greatly relieve the burden of the specialist clinic. Within 2 years, 523 patient attendances were handled by the APN. About five to seven cases were seen in each session of this clinic. Moreover, more detailed patient education, which is not possible in the busy specialist clinic, can be provided to patients who may have forgotten the details given several years ago before the operation.
 
Bach et al4 studied the inter-observer correlation of four commonly used TKR outcome scores—Hungerford score, Hospital for Special Surgery score, Knee Society score, and Bristol score. Two experienced orthopaedic surgeons independently assessed 118 TKRs in 92 patients. The correlation coefficient for mediolateral knee stability was the lowest among all the components of all scoring systems (0-0.38). This was due to the difficulty in physical examination and proper measurement with goniometer at the same time. For all the comparisons in this study, we encountered the same difficulty and found the same finding of lowest correlation coefficient for mediolateral stability (0.599-0.797) among all the components in KSKS. Kirmit et al5 evaluated the inter-observer reliability of five different hip scores including HHS. Three physiotherapists assessed 48 hips with osteoarthritis in 35 patients. The correlation coefficients ranged from 0.82 to 0.91 for HHS, which was comparable to the result in our study (0.722-0.964). With proper training of the APN by the AC in this hospital, she could achieve better or equally good correlation with the AC as compared with an orthopaedic specialist and international standard for charting KSKS and HHS.
 
In order to match the evolution of the health care environments and patient care needs, the roles and responsibilities of APNs have been reshaping.6 They have active and important places in taking care of patients from various specialties. Their contribution by running nurse-led clinics has been shown to be tremendous in and outside Hong Kong. They add value to patient care and complement specialist clinics.3 7 8 9 Over 80% of their work are independent of or interdependent with physicians and involve skills such as adjusting medications, and initiating therapies and diagnostic tests according to protocols.3 10 To further advance professionalisation of nursing practice, Newey et al11 reported the training of nurse practitioners to provide initial assessment in clinics, perform carpal tunnel release, and manage these patients in postoperative follow-up.
 
Shiu et al12 pointed out four boundaries and six hindering factors for expanding advanced nursing practice in nurse-led clinics. The former included community-hospital, wellness-illness, public-private, and professional-practice boundaries. The latter included stakeholder and public awareness of advanced nursing practice role in nurse-led clinics, provision of advanced specialty education programmes, organisational support, multidisciplinary collaboration, and changing health care context and provision. When ACAC was commenced, professional-practice boundary was the first and the most important hurdle. The APN was directly coached by an AC about various aspects in TJR. The TKR and THR questionnaires and workflow protocol were devised to facilitate the patient care process. She was authorised to order standard radiographs according to the region of interest, and make referral to physiotherapy, occupational therapy, prosthetics and orthotics, and the general orthopaedic clinic. However, nurse prescription was not possible and doctor prescription was necessary in 25% of the cases. Getting help from doctors was also required in a few cases for writing referral letters to medical departments, applying for car park permits for the disabled, applying for public housing, and signing disability allowance forms. In order to solve these remaining problems, there should be appropriate legislation to redefine the professional code of nursing practice, and organisational support to offer a clear policy for nurse prescribing.12 Stakeholder and public awareness should be aroused to allow inter-departmental referral and granting public certification.
 
The second hurdle was the provision of advanced specialty education programmes. Currently, there is no programme or course in universities and Hospital Authority teaching nurses about TJR. Direct coaching was chosen as the training method, and continuous education was provided to broaden her exposure. This may be less than ideal and a complete curriculum was not present. If the nurse-led clinic were to be promoted and accepted as the method to deal with the escalating workload from various joint replacement centres, the Co-ordinating Committee (COC), which is one of the Hospital Authority Head Office committees for clinical service, in orthopaedics and traumatology has to collaborate with COC in nursing to formulate a good training programme for nurses with special interest in TJR. Knowledge of pharmacology is also necessary for nurse prescription. The nursing schools in various universities should revise the curriculum to make nurse-led orthopaedic clinics feasible and safe.
 
Conclusion
The success of nurse-led postoperative clinic in TJR is multifactorial including the experience and dedication of the APN, support of the trainer specialist and department, a good working guideline and protocol, and support of other health care professionals. Its running is not perfect yet because the specialty nurse cannot prescribe medications and she is not community-recognised to sign legal documents. However, such a clinic should be established in Hong Kong to align with the development of joint replacement centres in Hospital Authority. Apart from the preoperative assessment clinic and postoperative follow-up clinic, the trained specialist nurse can also play important roles in other stages of patient care. This requires further exploration and collaboration with other health care professionals.
 
Acknowledgements
We thank Ms Amy MY Cheng and Winnie YC Lam for valuable inputs when setting up the nurse-led clinic.
 
References
1. Wong FK. Health care reform and the transformation of nursing in Hong Kong. J Adv Nurs 1998;28:473-82. CrossRef
2. Hospital Authority Annual Plan 2008-2009. Available from: http://www.ha.org.hk/visitor/ha_visitor_index.asp?Parent_ID=100&Content_ID=300&Dimension=100&Lang=ENG. Accessed Aug 2010.
3. Wong FK, Chung LC. Establishing a definition for a nurse-led clinic: structure, process, and outcome. J Adv Nurs 2006;53:358-69. CrossRef
4. Bach CM, Nogler M, Steingruber IE, et al. Scoring systems in total knee arthroplasty. Clin Orthop Relat Res 2002;399:184-96. CrossRef
5. Kirmit L, Karatosun V, Unver B, Bakirhan S, Sen A, Gocen Z. The reliability of hip scoring systems for total hip arthroplasty candidates: assessment by physical therapists. Clin Rehabil 2005;19:659-61. CrossRef
6. Bonsall K, Cheater FM. What is the impact of advanced primary care nursing roles on patients, nurses and their colleagues? A literature review. Int J Nurs Stud 2008;45:1090-102. CrossRef
7. Larsson I, Bergman S, Fridlund B, Arvidsson B. Patients’ experiences of nurse-led rheumatology clinic in Sweden: a qualitative study. Nurs Health Sci 2012;14:501-7. CrossRef
8. Slight C, Marsden J, Raynel S. The impact of a glaucoma nurse specialist role on glaucoma waiting lists. Nurs Prax N Z 2009;25:38-47.
9. Kirkwood BJ, Pesudovs K, Latimer P, Coster DJ. The efficacy of a nurse-led preoperative cataract assessment and postoperative care clinic. Med J Aust 2006;184:278-81.
10. Ng SL, Tse YB, Ho KL, Yiu MK. Efficacy of a Urology Nurse-led Clinic in Queen Mary Hospital of Hong Kong. Proceedings of the 11th Asian Congress of Urology of the Urological Association of Asia; 2012 Aug 22-26; Pattaya, Thailand. Int J Urol 2012;19(Suppl 1):432 abstract no. OP2512-07.
11. Newey M, Clarke M, Green T, Kershaw C, Pathak P. Nurse-led management of carpal tunnel syndrome: an audit of outcomes and impact on waiting times. Ann R Coll Surg Engl 2006;88:399-401. CrossRef
12. Shiu AT, Lee DT, Chau JP. Exploring the scope of expanding advanced nursing practice in nurse-led clinics: a multiple-case study. J Adv Nurs 2012;68:1780-92. CrossRef

Pages