Disease spectrum and treatment patterns in a local male infertility clinic

Hong Kong Med J 2015 Feb;21(1):5–9 | Epub 2 Jan 2015
DOI: 10.12809/hkmj144376
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Disease spectrum and treatment patterns in a local male infertility clinic
KL Ho, FRCSEd (Urol), FHKAM (Surgery); James HL Tsu, FRCSEd (Urol), FHKAM (Surgery); PC Tam, FRCSEd (Urol), FHKAM (Surgery); MK Yiu, FRCS (Edin), FHKAM (Surgery)
Division of Urology, Department of Surgery, The University of Hong Kong, Queen Mary Hospital, Pokfulam, Hong Kong
Corresponding author: Dr KL Ho (hokwanlun@gmail.com)
 Full paper in PDF
Abstract
Objective: To review disease spectrum and treatment patterns in a local male infertility clinic.
 
Design: Case series.
 
Setting: Male infertility clinic in a teaching hospital in Hong Kong.
 
Patients: Patients who were seen as new cases in a local male infertility clinic between January 2008 and December 2012.
 
Intervention: Infertility assessment and counselling on treatment options.
 
Main outcome measures: Disease spectrum and treatment patterns.
 
Results: A total of 387 new patients were assessed in the male infertility clinic. The mean age of the patients and their female partners was 37.2 and 32.1 years, respectively. The median duration of infertility was 3 years. Among the patients, 36.2% had azoospermia, 8.0% had congenital absence of vas deferens, and 48.3% of patients had other abnormalities in semen parameters. The commonest causes of male infertility were unknown (idiopathic), clinically significant varicoceles, congenital absence of vas deferens, mumps after puberty, and erectile or ejaculatory dysfunction. Overall, 66.1% of patients chose assisted reproductive treatment and 12.4% of patients preferred surgical correction of reversible male infertility conditions. Altogether 36.7% of patients required either surgical sperm retrieval or correction of male infertility conditions.
 
Conclusions: The present study provided important local data on the disease spectrum and treatment patterns in a male infertility clinic. The incidences of azoospermia and congenital absence of vas deferens were much higher than those reported in the contemporary literature. A significant proportion of patients required either surgical sperm retrieval or correction of reversible male infertility conditions.
 
 
New knowledge added by this study
  •  The present study provided important local data on the disease spectrum and treatment patterns in a male infertility clinic.
  •  The incidences of azoospermia and congenital absence of vas deferens in the present study were much higher than those reported in the contemporary literature.
Implications for clinical practice or policy
  •  The present study may help to increase public awareness of the contribution of male factors in infertility assessment and treatment.
  •  The study provides a background for future research into azoospermia and congenital absence of vas deferens in the locality.
 
 
Introduction
Infertility is defined by the inability to conceive after 1 year of regular unprotected sexual intercourse, and it affects 15% of couples worldwide.1 Male factors contribute to about 50% of infertile couples. Clinically significant varicocele is present in 40% of infertile men and is the commonest surgically reversible condition. As many as 10% to 15% of infertile men have azoospermia.2 According to the report of the Council on Human Reproductive Technology in 2012, male factor infertility contributes to 50% of women receiving reproductive technology treatment.3 Local data on male factor infertility, however, have been scarce. The objective of the present article was to review the disease spectrum and treatment patterns in a local male infertility clinic.
 
Methods
All consecutive new patients seen in a local teaching hospital (Queen Mary Hospital) male infertility clinic from January 2008 to December 2012 were included in this retrospective study. The clinical records were reviewed and the demographics of the patients and their female partners, aetiologies of male factor infertility, semen analyses, and treatment were analysed.
 
All patients underwent two separate semen analyses and hormonal profiles (including morning serum testosterone, and follicle-stimulating and luteinising hormones) before being seen in the clinic. A detailed urological and reproductive history was taken, followed by a focused physical examination. The fertility history was ascertained and female factors of age and gynaecological history were taken into consideration. Clinical diagnoses were made and possible aetiologies were postulated based on the above information. The patients’ semen results were classified as azoospermia (no sperms were identified after examination of the post-centrifugation pellet), abnormal (in concentration, motility, morphology, or any combination according to the contemporary World Health Organization standards4), or normal. The exact analysis of semen parameters was beyond the scope of the present study. Patients with azoospermia were classified clinically as having obstructive (normal-sized testes and hormonal profiles) and non-obstructive (small testes and elevated follicle-stimulating hormones) disorder. Genetic studies, including karyotyping and Y chromosome microdeletion, were offered to patients with non-obstructive azoospermia or severe oligospermia. Only grade 2 (palpable) or 3 (visible) varicoceles when standing were considered clinically significant in the assessment. Diagnosis of congenital absence of vas deferens was made by physical examination and occasionally supplemented with transrectal ultrasound for unclear cases. For patients with a history of mumps after puberty and no other identifiable causes of male infertility, mumps was quoted as the main cause. Depending on the clinical scenarios, the couples were counselled on different treatment options, including surgical or assisted reproductive treatments (ART), donor insemination, adoption, and conservative treatment.
 
Results
From January 2008 to December 2012, 387 patients had been seen in the male infertility clinic as new cases. The mean age of the patients and their female partners was 37.2 and 32.1 years, respectively. The median duration of infertility was 3 years. Of the patients, 140 (36.2%) had azoospermia, of whom 67 and 71 patients had obstructive and non-obstructive causes, respectively, and two had both components of azoospermia. A total of 187 (48.3%) patients had abnormalities in one or more semen parameters (Table 1).
 

Table 1. Demographics and semen parameters of patients attending the male infertility clinic (n=387)
 
The commonest causes of male factor infertility were unknown (idiopathic), clinically significant varicoceles, congenital absence of vas deferens, mumps after puberty, and erectile or ejaculatory dysfunction (Table 2). For patients with obstructive azoospermia, common pathologies included congenital absence of vas deferens and genital tract infection. For patients with non-obstructive azoospermia, no causes were identified in most patients. A history of mumps and endocrinopathies were implicated in some non-obstructive azoospermic patients (Table 3).
 

Table 2. Disease spectrum in patients attending the male infertility clinic
 

Table 3. Common pathologies of azoospermic patients
 
Most patients (66.1%) sought ART. Of these patients, 94 azoospermic patients (56 patients with non-obstructive azoospermia, 37 with obstructive azoospermia, and one with both components) required sperm retrieval procedures. Besides, 12.4% patients chose surgical treatments for reversible causes of male infertility. The procedures included varicocelectomy, vas reconnection, and vasoepididymostomy. Four patients with varicoceles and severe oligospermia or azoospermia proceeded to varicocelectomy and employed ART as backup treatment. Also, 19.6% patients elected to have no further treatment of infertility (Table 4).
 

Table 4. Treatment patterns of the male infertility clinic
 
Of 81 patients who had clinically significant varicoceles and abnormal semen parameters, 23 proceeded to surgery and 38 chose ART. Of 67 patients who had obstructive azoospermia, 37 proceeded to ART; 28 of these patients had congenital absence of vas deferens that was irreversible, requiring sperm retrieval and ART. For the other patients with reversible causes of obstructive azoospermia, nine preferred sperm retrieval and ART, while 25 elected to have surgical treatments (Table 5).
 

Table 5. Common pathologies and treatment patterns
 
Discussion
Infertility has remained a worldwide problem in the past two decades.5 Traditionally, the female partner has shouldered the major burden of infertility assessment and treatment. With recent advances in male infertility treatment6 and increasing public awareness, there is a growing demand for assessment and treatment of men with fertility issues.
 
When the infertility clinic at Queen Mary Hospital was first established, it consisted of a joint clinic assessment both by urologists specialising in male infertility treatment and by gynaecologists specialising in ART. Due to the long waiting list at the conjoint clinic, the male infertility clinic has since separated out. All infertile couples with clinically suspected male infertility factors—such as gross abnormalities in semen parameters, or erectile or ejaculatory dysfunction—are referred to the male infertility clinic for prompt assessment.
 
The median duration of infertility in this study was 3 years before the infertile couples attended for assessment. Upon referral, a large proportion (36.2%) of patients had azoospermia. This figure was much higher than the commonly quoted figures in the current literature, where azoospermia was found in 1% of all men and 10% to 15% of infertile men.7 8 9 The much higher figure in the present study was probably related to referral bias. Male partners with milder forms of abnormalities in semen parameters might not have been referred for assessment. These couples with an azoospermic male partner would have benefited from earlier intervention instead of wasting precious time attempting natural conception. The present study illustrates the importance of a premarital, or at least a pre-pregnancy, checkup. Simple semen analysis would have identified male partners with azoospermia or severe deficits of semen parameters for early assessment, fertility treatment, counselling, and potential intervention.
 
Besides, 11.4% of patients had normal semen parameters and fell into the category of unexplained infertility.10 After common female factors have been ruled out, there are still many possible causes of infertility, ranging from the couple’s miscomprehension of the female fertility window and coital behaviours to abnormal sperm function.11
 
Clinically significant varicocele was the commonest identifiable cause of male infertility in the present study. This was concurrent with the contemporary literature.12 Controversies over the best treatment of varicoceles in infertile couples have been met with a meta-analysis13 and randomised controlled trials14 15 favouring surgery in terms of pregnancy outcomes. Varicocelectomy is offered to patients according to the criteria of the American Society for Reproductive Medicine,12 namely, documented history of infertility, grade 2 or above varicocele, abnormalities in semen parameters, and reversible female factors. In our institution, the microsurgical subinguinal approach is used for its lower risks of recurrence and hydrocele.16 In the present study, 38 patients with varicoceles chose ART, while 23 patients chose surgery. The decision to proceed to ART versus varicocelectomy was made after thorough counselling of the involved couples. Factors considered included the female partner’s age, semen quality, risks of surgery versus ART, expertise of the surgeons and ART centre staff, and the respective treatment outcome audits. Both male and female partners were strongly encouraged to attend counselling together and arrive at the decision that is most agreeable to both parties.
 
A significant proportion of patients in the study had azoospermia, of which 47.9% had obstructive causes. Congenital absence of vas deferens was the commonest cause of obstructive azoospermia, which constituted 8.0% of the study population. This was higher than the 1% to 2% of infertile men reported in the literature.7 9 The incidence of congenital absence of vas deferens is not well reported in Chinese men with infertility. One of the reasons for the high incidence in this study could be referral bias, which led to a very high incidence of azoospermia in our study population. Hence, the proportional percentage of congenital absence of vas deferens was much higher than is usually quoted. Sperm retrieval and ART was offered as the only solutions for childbearing. In Caucasians, congenital absence of vas deferens is associated with cystic fibrosis transmembrane conductance regulator (CFTR) gene mutations of cystic fibrosis,17 and routine genetic study is offered to patients and their female partners. Recent data in Chinese patients with congenital absence of vas deferens showed different CFTR gene mutations,18 which might lead to the development of a mild genital form of cystic fibrosis. Cystic fibrosis is very rare in Asian populations, but genetic counselling for patients with congenital absence of vas deferens is still advised by most authorities. Unfortunately, genetic study is not available at Queen Mary Hospital, and the huge number of possible CFTR gene mutations (>1500) makes targeted examination in Chinese patients a big challenge.
 
Of 256 patients who proceeded to ART, 94 with azoospermia needed some sort of sperm retrieval procedures. For patients with congenital absence of vas deferens and markedly distended epididymal tubules, percutaneous epididymal sperm aspiration provided a simple and reliable method of sperm retrieval. For patients with obstructive azoospermia secondary to infection or idiopathic causes, microsurgical epididymal sperm aspiration was employed to retrieve the maximum number of sperms with the least blood contamination. Sometimes extensive adhesiolysis needed to be performed to expose distended epididymal tubules. Non-obstructive azoospermia was the most difficult condition to treat. Conventional testicular sperm extraction (TESE) involves multiple random testis biopsies and can fail to find focal seminiferous tubules harbouring active spermatogenesis. This method involves excision of more testicular tissues and is associated with more postoperative intra-testicular haematoma and scarring.19 Microdissection TESE (MicroTESE) involves identifying the spermatogenically active regions of the testes by direct examination of larger seminiferous tubules under high magnification.20 This method is targeted and involves retrieval of the maximum number of sperms with the least testicular tissue loss. However, MicroTESE is time-consuming and involves a steep learning curve.21 Even in the hands of experts, the procedure takes an average of 1.8 and 2.7 hours for successful and unsuccessful cases, respectively.
 
Of 36 patients with reversible causes of obstructive azoospermia (Table 5), 25 (69.4%) chose surgical treatment, nine proceeded to ART, and two preferred conservative treatment. In the era of ART, surgical treatment remains a valuable armamentarium in the management of reversible obstructive azoospermia.1 At Queen Mary Hospital, microsurgical intussusception vasoepididymostomy was offered to patients with epididymal obstruction secondary to infection or idiopathic causes.22 The choice between surgical treatment and ART was made after thorough consideration of the female partner’s age, surgical expertise and ART success rates, and the infertile couple’s wishes.
 
Within this study population, 142 (36.7%) patients needed either surgical sperm retrieval and ART or surgical correction of reversible male infertility conditions.
 
Conclusions
The present study describes the disease spectrum of a local male infertility clinic. The incidence of azoospermia and congenital absence of vas deferens was much higher than that described in the current literature. There was high demand for sperm retrieval or surgical correction services in this group of patients.
 
References
1. Lee R, Li PS, Schlegel PN, Goldstein M. Reassessing reconstruction in the management of obstructive azoospermia: reconstruction or sperm acquisition? Urol Clin North Am 2008;35:289-301. CrossRef
2. Practice Committee of American Society for Reproductive Medicine in collaboration with Society for Male Reproduction and Urology. The management of infertility due to obstructive azoospermia. Fertil Steril 2008;90(5 Suppl):S121-4. CrossRef
3. Infertility diagnosis by age of patients receiving RT procedures (other than DI and AIH) in 2012. Council on Human Reproductive Technology. Available from: http://www.chrt.org.hk/english/publications/files/table17_2012.pdf. Accessed Aug 2014.
4. Cooper TG, Noonan E, von Eckardstein S, et al. World Health Organization reference values for human semen characteristics. Hum Reprod Update 2010;16:231-45. CrossRef
5. Mascarenhas MN, Flaxman SR, Boerma T, Vanderpoel S, Stevens GA. National, regional, and global trends in infertility prevalence since 1990: a systematic analysis of 277 health surveys. PLoS Med 2012;9:e1001356. CrossRef
6. Male Infertility Best Practice Policy Committee of the American Urological Association; Practice Committee of the American Society for Reproductive Medicine. Report on optimal evaluation of the infertile male. Fertil Steril 2006;86(5 Suppl 1):S202-9. CrossRef
7. Wosnitzer M, Goldstein M, Hardy MP. Review of azoospermia. Spermatogenesis 2014;4:e28218. CrossRef
8. Berookhim BM, Schlegel PN. Azoospermia due to spermatogenic failure. Urol Clin North Am 2014;41:97-113. CrossRef
9. Wosnitzer MS, Goldstein M. Obstructive azoospermia. Urol Clin North Am 2014;41:83-95. CrossRef
10. Hamada A, Esteves SC, Agarwal A. Unexplained male infertility—looking beyond routine semen analysis. Eur Urol Rev 2012;7:90-6.
11. Agarwal A, Bragais FM, Sabanegh E. Assessing sperm function. Urol Clin North Am 2008;35:157-71, vii. CrossRef
12. Practice Committee of American Society for Reproductive Medicine. Report on varicocele and infertility. Fertil Steril 2008;90(5 Suppl):S247-9. CrossRef
13. Marmar JL, Agarwal A, Prabakaran S, et al. Reassessing the value of varicocelectomy as a treatment for male subfertility with a new meta-analysis. Fertil Steril 2007;88:639-48. CrossRef
14. Abdel-Meguid TA, Al-Sayyad A, Tayib A, Farsi HM. Does varicocele repair improve male infertility? An evidence-based perspective from a randomized, controlled trial. Eur Urol 2011;59:455-61. CrossRef
15. Mansour Ghanaie M, Asgari SA, Dadrass N, Allahkhah A, Iran-Pour E, Safarinejad MR. Effects of varicocele repair on spontaneous first trimester miscarriage: a randomized clinical trial. Urol J 2012;9:505-13.
16. Leung L, Ho KL, Tam PC, Yiu MK. Subinguinal microsurgical varicocelectomy for male factor subfertility: ten-year experience. Hong Kong Med J 2013;19:334-40. CrossRef
17. Esteves SC, Miyaoka R, Agarwal A. Sperm retrieval techniques for assisted reproduction. Int Braz J Urol 2011;37:570-83. CrossRef
18. Lu S, Yang X, Cui Y, et al. Different cystic fibrosis transmembrane conductance regulator mutations in Chinese men with congenital bilateral absence of vas deferens and other acquired obstructive azoospermia. Urology 2013;82:824-8.  CrossRef
19. Okada H, Dobashi M, Yamazaki T, et al. Conventional versus microdissection testicular sperm extraction for nonobstructive azoospermia. J Urol 2002;168:1063-7. CrossRef
20. Schlegel PN. Testicular sperm extraction: microdissection improves sperm yield with minimal tissue excision. Hum Reprod 1999;14:131-5. CrossRef
21. Dabaja AA, Schlegel PN. Microdissection testicular sperm extraction: an update. Asian J Androl 2013;15:35-9. CrossRef
22. Ho KL, Wong MH, Tam PC. Microsurgical vasoepididymostomy for obstructive azoospermia. Hong Kong Med J 2009;15:452-7.
 
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A validation study of the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) in Chinese older adults in Hong Kong

Hong Kong Med J 2014;20(6):504–10 | Epub 15 Aug 2014
DOI: 10.12809/hkmj144219
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
A validation study of the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) in Chinese older adults in Hong Kong
PY Yeung, MB, ChB, MRCP (UK)1; LL Wong, FHKCPsych, FHKAM (Psychiatry)2; CC Chan, MRCP (UK), FHKCP3; Jess LM Leung, MRCPsych, FHKCPsych2; CY Yung, FHKCP, FHKAM (Medicine)3
1 Department of Rehabilitation, Kowloon Hospital, 147A Argyle Street, Hong Kong
2 Department of Psychiatry, United Christian Hospital, Kwun Tong, Hong Kong
3 Department of Medicine and Geriatrics, United Christian Hospital, Kwun Tong, Hong Kong
 
Corresponding author: Dr PY Yeung (yeunpy3@ha.org.hk)
 Full paper in PDF
Abstract
Objective: To validate the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) in identification of mild cognitive impairment and dementia in Chinese older adults.
 
Design: Cross-sectional study.
 
Setting: Cognition clinic and memory clinic of a public hospital in Hong Kong.
 
Participants: A total of 272 participants (dementia, n=130; mild cognitive impairment, n=93; normal controls, n=49) aged 60 years or above were assessed using HK-MoCA. The HK-MoCA scores were validated against expert diagnosis according to the Diagnostic and Statistical Manual of Mental Disorders (4th ed) criteria for dementia and Petersen’s criteria for mild cognitive impairment. Statistical analysis was performed using receiver operating characteristic curve and regression analyses. Additionally, comparison was made with the Cantonese version of Mini-Mental State Examination and Global Deterioration Scale.
 
Results: The optimal cutoff score for the HK-MoCA to differentiate cognitive impaired persons (mild cognitive impairment and dementia) from normal controls was 21/22 after adjustment of education level, giving a sensitivity of 0.928, specificity of 0.735, and area under the curve of 0.920. Moreover, the cutoff to detect mild cognitive impairment was 21/22 with a sensitivity of 0.828, specificity of 0.735, and area under the curve of 0.847. Score of the Cantonese version of the Mini-Mental State Examination to detect mild cognitive impairment was 26/27 with a sensitivity of 0.785, specificity of 0.816, and area under the curve of 0.857. At the optimal cutoff of 18/19, HK-MoCA identified dementia from controls with a sensitivity of 0.923, specificity of 0.918, and area under the curve of 0.971.
 
Conclusion: The HK-MoCA is a useful cognitive screening instrument for use in Chinese older adults in Hong Kong. A score of less than 22 should prompt further diagnostic assessment. It has comparable sensitivity with the Cantonese version of Mini-Mental State Examination for detection of mild cognitive impairment. It is brief and feasible to conduct in the clinical setting, and can be completed in less than 15 minutes. Thus, HK-MoCA provides an attractive alternative screening instrument to Mini-Mental State Examination which has ceiling effect (ie may fail to detect mild/moderate cognitive impairment in people with high education level or premorbid intelligence) and needs to be purchased due to copyright issues.
 
 
New knowledge added by this study
  •  This study verified that the Hong Kong version of Montreal Cognitive Assessment (HK-MoCA) has high diagnostic accuracy for detection of dementia (sensitivity, 92.3%; specificity, 91.8%).
  •  It is a reasonably good screening tool for mild cognitive impairment with comparable efficacy with the Cantonese version of Mini-Mental State Examination (MMSE).
Implications for clinical practice or policy
  •  HK-MoCA is brief and feasible to conduct in the clinical setting, and can be completed in less than 15 minutes.
  •  HK-MoCA provides an attractive screening instrument in place of MMSE which has ceiling effect and needs to be purchased due to copyright issues.
 
 
Introduction
Dementia implies decline in cognitive function interfering with an individual’s life. Mild cognitive impairment (MCI) is a clinical transitional state in which a person is cognitively impaired, typically in the memory domain, which is greater than that expected for a person at the given age and education level. A longitudinal study revealed that MCI patients proceeded to overt dementia at a rate of 10% to 15% per year, compared with a rate of 1% to 2% in control subjects.1 This implies that MCI patients have high risk of progressing to dementia. Prevalence of MCI varies widely, depending on the diagnostic criteria used and population studied. Its prevalence ranges from 3% to 13% in people above 65 years of age.2 Hence, identification of MCI patients is important for successful implementation of preventive strategies and early interventions. In practice, cognitive screening tools are used to detect persons with cognitive impairment who then undergo a detailed assessment process to ascertain the subtype, severity, caregiver status, and the presence of behavioural and psychological symptoms of dementia.
 
The Mini-Mental State Examination (MMSE) is the most widely used screening tool introduced by Folstein et al in 1975.3 It was originally designed for screening Alzheimer’s disease and does not encompass all cognitive deficits. It has several well-known drawbacks, including low level of task difficulty, likelihood of ceiling effects (ie may fail to detect mild/moderate cognitive impairment in people with high education level or premorbid intelligence), and narrow range of cognitive domains assessed. Consequently, it has low sensitivity for MCI patient detection. The Cantonese version of Mini-Mental State Examination (CMMSE) was translated and validated by Chiu et al in 19944 with good sensitivity (97.5%) and specificity (97.3%) to discriminate subjects with moderate-to-severe dementia from normal subjects.
 
The Montreal Cognitive Assessment (MoCA) is a brief and potentially useful screening tool developed and validated by Nasreddine et al.5 It was conceptualised in MCI patients performing within a normal range on the MMSE. The MoCA is a one-page test with a maximum score of 30. One point is added if the person has 12 years of education or less. A score of 23 to 26 represents MCI, 17 to 22 represents moderate impairment, and 16 or below represents severe impairment suggesting dementia.6 The original validation study of MoCA reported a sensitivity of 100% and specificity of 87% in detecting mild Alzheimer’s disease using a cutoff score of 26. It reported a sensitivity of 90% in detecting MCI.6 It was validated to detect cognitive impairment in different clinical populations including those with Parkinson’s disease, brain metastases and stroke, and had established cross-cultural performance in detecting MCI and dementia.7 8 9 10 11 12 However, educational adjustment and cutoffs varied. In a Korean study, a cutoff score of 22/23 yielded a sensitivity of 89% and specificity of 84% for screening MCI.7 A study in mainland China suggested 20/21 as cutoff score (Xie He Hospital version) with 84.6% sensitivity and 76% specificity.8 It was the same as the Hong Kong version: 73% sensitivity and 75% specificity for patients with small vessel disease (SVD).13 Furthermore, the original MoCA has high level of internal consistency (Cronbach’s alpha of 0.83) and test-retest reliability (correlation coefficient=0.92, P<0.001).5
 
This study employed the Hong Kong version of MoCA (HK-MoCA) which has been validated in Chinese patients with cerebral SVD by Wong et al.13 The primary objective was to evaluate the HK-MoCA as a screening tool in identification of MCI and dementia in Chinese older adults, and to determine the corresponding optimal cutoff points. In addition, the ability of HK-MoCA in discriminating dementia subtypes was examined.
 
Methods
Participants
This was a cross-sectional validation study performed from August 2011 to June 2013 to validate HK-MoCA as a cognitive screening instrument. It was conducted at the Cognition Clinic of Department of Medicine and Geriatrics and the Memory Clinic of Department of Psychiatry in a general hospital (United Christian Hospital) of Hong Kong. Cantonese-speaking Chinese adults aged 60 years or above, who were seen for suspected cognitive impairment and gave consent, were recruited. They were divided into three groups: subjects with dementia, subjects who met the criteria for MCI, and cognitively normal controls (NC). Besides, NC were recruited from those who attended clinics of other subspecialties or elderly vaccination programmes under Department of Medicine and Geriatrics.
 
Patients were excluded if they had a history, as documented in medical records, of neurodegenerative disorders, central nervous system infection, brain tumour, significant head trauma, subdural haematoma, epilepsy, significant psychiatric disorders (such as major depression or schizophrenia), substance abuse, or alcoholism. Besides, persons with inability to use a pen or with communication barriers such as deafness or significant language or speech problem were also excluded. Last of all, advanced dementia patients with Global Deterioration Scale (GDS) stage 6 or above were not recruited. The flowchart of participant recruitment is shown in the Figure. Ethical approval was obtained from the Kowloon Central/Kowloon East Cluster Clinical Research Ethics Committee of the Hospital Authority.
 

Figure. Flowchart of participant recruitment
 
Measurements
Clinical assessment
Basic demographic information (age, gender, and education level), cardiovascular risk factors (diabetes mellitus, hypertension, hyperlipidaemia, coronary heart disease, and stroke) as well as clinical information about drinking and smoking habits was collected. Besides, a semi-structured mental status examination and a comprehensive neuropsychological battery (including biochemical screening and cerebral imaging tests) were performed for making a final cognitive diagnosis by experienced geriatricians and psychogeriatricians according to the DSM-IV (Diagnostic and Statistical Manual of Mental Disorders, 4th edition) criteria14 for dementia and Petersen et al’s criteria for MCI.6 The HK-MoCA scores were validated against expert diagnoses.
 
Cognitive assessment
The CMMSE and HK-MoCA were administered to each subject at the same consultation. The administration was standardised and was done in turn by two investigators. The HK-MoCA had more questions and was harder than CMMSE. To avoid frustration, CMMSE was administered before HK-MoCA. Fatigue may reduce attention span and increase the likelihood of error. Hence, there was a 5-to-10-minute break to minimise the fatigue effect.
 
Functional decline of demented subjects was determined using the GDS. It predicted a patient’s ability to function, as reflected in activities of daily living (ADL) and instrumental ADL as well as psychiatric morbidity on the basis of progressive cognitive delcine.9 It is composed of seven stages defined by a set of clinical characteristics. Stages 1 to 3 are pre-dementia stages. Stages 4 to 7 are dementia stages. Beginning in stage 5, an individual can no longer survive without assistance.
 
Sample size calculation
Statistical software, MedCalc V12.3.0.0, was used for sample size calculation. Based on a previous study,15 the estimated prevalence rates of MCI and dementia were 8.5% and 12.5%, respectively. The overall sample size was determined to be 138 (NC:MCI:dementia=1:1:1) with a power of 0.8 and a type I error of 0.05. In the receiver operating characteristic (ROC) curve analyses of normal versus cognitive impaired groups, a sample of 90 from the positive group would achieve 90% power to detect a difference of 0.12 between the area under the curve (AUC) of alternative hypothesis and an AUC under the null hypothesis of 0.9000 (for MoCA) using a two-sided z-test at a significance level of 0.05.
 
Statistical analyses
All statistical analyses were performed using the Statistical Package for the Social Sciences (SPSS) version 17.0 and a difference with a P value of <0.05 was regarded as statistically significant (two-tailed test). Group differences in demographic characteristics and various medical diseases were examined using one-way analysis of variance or Chi squared test for categorical data. Pairwise comparisons were performed afterwards with the significance level adjusted by the Bonferroni method. For differences attaining statistical significance, multivariate linear regression was performed to examine the influence upon performance of the HK-MoCA total score.
 
Inter-rater reliability was reflected by intraclass correlation coefficients with a sub-sample of 20 participants (persons with cognitive impairment and NC) being tested 2 to 4 weeks apart. Convenience sampling was employed with 10 participants by each investigator. According to the optimal cutoff points suggested in this study, five of them were NC, four were persons with MCI, and 11 were demented persons. Internal consistency was measured using Cronbach’s alpha which measured pairwise correlations between tested items. Criterion validity was assessed using ROC analysis which gave the sensitivity and specificity of HK-MoCA at different cutoff points. With that, optimal cutoff scores were chosen using highest Youden index (sensitivity – [1 – specificity]). In case the indexes were very close between the two scores, the one with higher sensitivity would be chosen. The CMMSE and GDS scores were used to test the concurrent validity. The relationships between the performance of HK-MoCA, CMMSE, and GDS were evaluated using Pearson and Spearman’s rho correlation coefficients. Finally, the discriminatory power of individual cognitive domains was explored by examining any significant difference in scores among the three groups.
 
Results
A total of 272 eligible subjects completed the HK-MoCA screening in which 49 were NC, 93 were MCI subjects, and 130 were demented subjects (99 with mild and 31 with moderate severity of dementia). Of all the subjects with dementia, 49.2% had Alzheimer’s disease, 16.2% had vascular dementia, and 34.6% had dementia of mixed aetiology. The administration time depended on the education level and severity of cognitive impairment, and was around 10 to 15 minutes.
 
Demographic and clinical characteristics
Sample characteristics are summarised in Table 1. Overall, 60% of recruited subjects were females with a mean (± standard deviation) age of 77.41 ± 7.53 years. The level of education was primary and below in 76% of the participants, with a mean of 4.21 ± 4.43 years of education. Significant differences among the three groups (NC, MCI, and dementia) were found in the variables of age (F [2,269]=13.230, P<0.001), years of education (F [2,269]=6.502, P=0.002), HK-MoCA score (F [2,269]=126.892, P<0.001), CMMSE score (F [2,269]=152.868, P<0.001), and GDS score (F [2,269]=933.751, P<0.001). There was no significant difference among the three cognition groups by gender (Chi squared test=3.653, P=0.161). Subjects in the dementia group were significantly older (79.53 ± 6.84 years; P<0.001) and had less years of education (3.26 ± 4.03 years; P=0.002) than those in the other two groups. In contrast, no significant differences were demonstrated among the three subgroups of dementia (Alzheimer’s disease, vascular dementia, and mixed dementia) in terms of age (F [2,127]=2.873, P=0.060), years of education (F [2,127]=0.630, P=0.534), HK-MoCA score (F [2,127]=0.428, P=0.653), CMMSE score (F [2,127]=0.322, P=0.725), and GDS score (F [2,127]=0.161, P=0.851).
 

Table 1. Demographic characteristics by cognition group
 
There was no significant difference between those with dementia and NC in terms of drinking and smoking habits, and various medical conditions, except for stroke (P=0.031). The result was reasonable as stroke is a known cause of dementia.
 
Score distribution of Hong Kong version of Montreal Cognitive Assessment
From the original MoCA study, differences across cognition groups were more pronounced using MoCA than MMSE.5 This study did not reproduce the wide dispersion of MoCA scores and, indeed, mean scores of HK-MoCA of various groups were lower in general. The results were justified by the generally low education level of local Chinese older adults.
 
The effect of age and education level
The appropriateness of original education adjustment of MoCA total score was uncertain in local Chinese older adults. This study examined the effect of age and education level upon the performance of HK-MoCA by regressing the unadjusted raw score of HK-MoCA on age, years of education, and clinical diagnosis using multivariate linear models. The results are summarised in Table 2. There was a positive relationship between years of education and performance on HK-MoCA (β, 0.318; P<0.001) independent of age and clinical diagnosis. The effect of age was not significant (P=0.530).

Table 2. Effect of age, education, and diagnostic groups (NC, MCI, and dementia) on HK-MoCA total scores (multivariate linear regression)
 
The original MoCA recommendation of adding one point to subjects with 12 years of education or less was probably unsuitable here. In this study, the level of education in 76% of subjects was primary and below. Only 11 (4%) subjects had more than 12 years of education. For this reason, we adopted a lower level of education adjustment to 6 years of education which had been employed by studies in China,8 10 Korea,7 and Hong Kong.13 Using this adjustment for education level, regression R2 coefficient was 0.587. Thus, more than half of the variation in HK-MoCA was explained by the model.
 
Psychometric properties of Hong Kong version of Montreal Cognitive Assessment
Intraclass correlation coefficient for the inter-rater reliability was 0.987 (P≤0.001). Besides, the Cronbach’s alpha score was 0.767, indicating a high level of internal consistency. Comparison of GDS, CMMSE, and HK-MoCA scores between NC, MCI, and dementia groups showed that the severity level of cognitive impairment graded by GDS score was significantly correlated with HK-MoCA score with Spearman’s rho correlation coefficient of -0.739 (P≤0.001). Similarly, Pearson correlation coefficient of CMMSE with HK-MoCA scores was 0.894 (P≤0.001). Together, it supported high concurrent validity of HK-MoCA.
 
Criterion validity of the adjusted HK-MoCA score was examined using ROC analysis. Various optimal cutoff scores are listed in Table 3. The optimal cutoff score for HK-MoCA to differentiate persons with cognitive impairment (MCI and dementia) from NC was 21/22, giving a sensitivity of 0.928, specificity of 0.735, and AUC of 0.920 (95% confidence interval [CI], 0.881-0.959). Moreover, the cutoff to detect MCI was also 21/22 with a sensitivity of 0.828, specificity of 0.735, and AUC of 0.847 (95% CI, 0.778-0.902). For comparison, CMMSE score to detect MCI was 26/27 with a sensitivity of 0.785, specificity of 0.816, and AUC of 0.857. The optimal cutoff score for HK-MoCA to detect dementia was 18/19 with a sensitivity of 0.923, specificity of 0.918, and AUC of 0.971 (95% CI, 0.935-0.991).
 

Table 3. Optimal cutoff scores and psychometric properties of HK-MoCA and CMMSE for identifying MCI and dementia
 
Discriminatory ability
The HK-MoCA total score and seven cognitive domain scores discriminated NC, MCI, and dementia groups in a stepwise fashion. In general, demented participants performed most poorly, followed by the MCI participants. Like the original study, delayed recall task was the first and most impaired domain in MCI participants. Besides, sample participants with GDS score equal to 4 were used to examine the discriminatory ability in differentiating subtypes of dementia; no significant difference was demonstrated (P values ranged from 0.243 to 0.672). The generally low education level and small dementia subgroup sample size might have compromised the results.
 
Discussion
Validity and clinical utility of the Hong Kong version of Montreal Cognitive Assessment
This study verified that HK-MoCA has high diagnostic accuracy for detecting dementia subjects (92.3% sensitivity, 91.8% specificity). It is reasonably good and comparable with CMMSE in screening for MCI. The original MoCA by Nasreddine et al5 in 2005 and other validation studies of MoCA in different languages established the superiority to MMSE. Explanations are that MMSE did not test complex cognitive impairments in domains such as visuospatial/executive function and abstract reasoning. In addition, the attention and delayed recall tasks are not as challenging as that in MoCA. In practice, MoCA picks up more deficits in executive function, attention, and delayed recall.16 This study did not reproduce the superiority to MMSE and this may be related to the low education level of Chinese older adults. Due to the Chinese Civil War from 1927 to 1950, the majority of elderly Chinese individuals did not receive much education and many were illiterate. According to published data,17 the average number of years of education for elderly Chinese individuals is about 5 years, which is significantly less than that of their western counterparts.
 
The validity of HK-MoCA is based on its non-inferiority to CMMSE. This study compared HK-MoCA with CMMSE using a new cutoff point derived from the same study and found comparable sensitivity and specificity in detection of MCI. If the CMMSE cutoff as suggested by Chiu et al4 was utilised, HK-MoCA is definitely more sensitive. As such, HK-MoCA is relatively easy to use (both required less than 15 minutes to administer) and incorporates important domains missed in CMMSE. It is a clinically efficient and effective screening instrument and can be generalised for use in Chinese older adults with MCI or dementia. Customarily, many memory clinics utilise MMSE as a screening tool as it is convenient to use and available free of charge. Considering the ceiling effect of MMSE due to the low level of task difficulty and the copyright fees introduced recently, validated HK-MoCA provides an attractive alternative.
 
Psychometric properties of the Hong Kong version of Montreal Cognitive Assessment
Montreal Cognitive Assessment is one of the common cognition screening instruments used locally and worldwide. It is commonly used to discriminate cognitive impairment due to various causes. In Hong Kong, there was only one validation study conducted by Wong et al13 involving use of HK-MoCA in patients with cerebral SVD. They demonstrated that HK-MoCA differentiated SVD patients from controls (AUC=0.81) with an optimal cutoff at 21/22. This cutoff point was valid to predict SVD patients with cognitive impairment only, although in clinical practice, it was commonly used to discriminate cognitive impairment of various causes. This study successfully generalised the validity of HK-MoCA for identifying MCI and dementia in Chinese older adults, and determined the optimal cutoff points of these conditions. The optimal cutoff points yielded were similar to those in previous studies in China8 10 and Korea7 using the same descended educational adjustment. The HK-MoCA is useful for detecting persons with cognitive impairment in Chinese older adult population and a score of below 22 should prompt detailed diagnostic investigations. The results demonstrated good intra-rater and inter-rater reliability and internal consistency. It showed good convergent validity with CMMSE and GDS scores as well. Besides, the study investigated the effect of education on this cognitive screening instrument with respect to the low education level of Chinese older adults and employed a descended education adjustment from 12 to 6 years of education. This descended education adjustment is supported by studies conducted in China8 and Korea.7
 
Limitations
There were several limitations to the HK-MoCA. This instrument required the participants to follow verbal and written commands, hence the performance of elderly with hearing or visual impairment would be affected. Illiterate or poorly educated persons might have difficulty in comprehending the instructions and the cube and clock drawing tasks were too difficult. Furthermore, stroke patients whose dominant hand has been affected might not be able to perform the drawing test.
 
In this study, subjects were recruited from a local general hospital situated in a lower social class residential area. Three quarters of the participants received primary education or less. The descended education adjustment from 12 to 6 years of education should be subject to review with respect to the trend of education received by older adults. Besides, short break between CMMSE and HK-MoCA administration might not totally relieve the fatigue error. One might argue that geriatricians and psychogeriatricians in this study were not blinded from the HK-MoCA, CMMSE and GDS scores, which might have introduced bias when they made the final cognitive diagnosis. Furthermore, inter-rater reliability established using convenience sampling of 20 participants being tested 2 to 4 weeks apart was not an optimal way to determine the concordance between the two co-investigators. Last but not the least, the predictive values could not be ascertained in this study as the patient groups and NC were not recruited consecutively from a designated population, leaving the true prevalence unknown. Further study can explore the ability of HK-MoCA to grade the severity of cognitive impairment and predict long-term cognitive decline.
 
Conclusion
This study validated that HK-MoCA is a sensitive screening instrument for use in Chinese older adults in Hong Kong with MCI or dementia, irrespective of the underlying aetiology. This validated HK-MoCA is brief and feasible to conduct in the clinical setting, and can be completed in less than 15 minutes. It is an attractive alternative screening instrument to MMSE which has ceiling effect and needs to be purchased due to copyright issues. A score of less than 22 should prompt further diagnostic assessment.
 
Acknowledgement
The authors thank Dr Ziad S Nasreddine for his permission to use the Hong Kong version of Montreal Cognitive Assessment test.
 
Declaration
No conflicts of interest were declared by authors.
 
References
1. Lam LC, Tam CW, Lui VW, et al. Prevalence of very mild and mild dementia in community-dwelling older Chinese people in Hong Kong. Int Psychogeriatr 2008;20:135-48. CrossRef
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5. Nasreddine ZS, Phillips NA, Bédirian V, et al. The Montreal Cognitive Assessment, MoCA: a brief screening tool for mild cognitive impairment. J Am Geriatr Soc 2005;53:695-9. CrossRef
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7. Lee JY, Lee DW, Cho SJ, et al. Brief screening for mild cognitive impairment in elderly outpatient clinic: validation of the Korean version of the Montreal Cognitive Assessment. J Geriatr Psychiatry Neurol 2008;21:104-10. CrossRef
8. Wang YP, Xu GL, Yang SQ, Liu XM, Deng XY. Value of Montreal Cognitive Assessment in identifying patients with mild vascular cognitive impairment after first stroke. Chinese Journal of Neuromedicine 2010;9:503-7.
9. Reisberg B, Ferris SH, de Leon MJ, Crook T. The Global Deterioration Scale for assessment of primary degenerative dementia. Am J Psychiatry 1982;139:1136-9.
10. Tu QY, Jin H, Ding BR, et al. Reliability, validity, and optimal cutoff score of the Montreal Cognitive Assessment (Changsha version) in ischemic cerebrovascular disease patients of Hunan Province, China. Dement Geriatr Cogn Dis Extra 2013;3:25-36. CrossRef
11. Rahman TT, El Gaafary MM. Montreal Cognitive Assessment Arabic version: reliability and validity prevalence of mild cognitive impairment among elderly attending geriatric clubs in Cairo. Geriatr Gerontol Int 2009;9:54-61. CrossRef
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13. Wong A, Xiong YY, Kwan PW, et al. The validity, reliability and clinical utility of the Hong Kong Montreal Cognitive Assessment (HK-MoCA) in patients with cerebral small vessel disease. Dement Geriatr Cogn Disord 2009;28:81-7. CrossRef
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Nurse-led orthopaedic clinic in total joint replacement

Hong Kong Med J 2014;20(6):511–8 | Epub 29 Aug 2014
DOI: 10.12809/hkmj134150
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Nurse-led orthopaedic clinic in total joint replacement
Jason CH Fan, FHKAM (Orthopaedic Surgery); Carmen KM Lo, MN; Carson KB Kwok, FHKAM (Orthopaedic Surgery); KY Fung, FHKAM (Orthopaedic Surgery)
Department of Orthopaedics and Traumatology, Alice Ho Miu Ling Nethersole Hospital, Tai Po, Hong Kong
 
This study was presented at the 33rd Annual Congress of the Hong Kong Orthopaedic Association on 23 November 2013.
 
Corresponding author: Dr Jason CH Fan (fchjason@netvigator.com)
 Full paper in PDF
Abstract
Objectives: To introduce the practice of a nurse-led orthopaedic clinic for managing stable patients after total hip or knee replacement and to evaluate its efficacy.
 
Design: Case series.
 
Setting: A public hospital in Hong Kong.
 
Patients: Patients who had stable primary total knee replacement or total hip replacement done for longer than 2 years were managed in a nurse-led total joint replacement pilot clinic.
 
Results: From July 2012 to March 2014, 431 patients (including 317 with total knee replacement and 114 with total hip replacement) were handled, and 408 (94.7%) nurse assessments were independently performed. Six cases of prosthesis-related complications were diagnosed. One patient was hospitalised for prosthetic complications within 3 months after follow-up. The satisfaction rate was 100%. From November 2012 to April 2013, an advanced practice nurse, one resident specialist, and one associate consultant independently charted Knee Society Knee Score or Harris Hip Score for the patients attending preoperative assessment clinic to check the inter-observer reliability. Overall, 23 patients with 37 knees and 11 patients with 17 hips were examined. The mean correlation coefficient between assessments by the associate consultant and advanced practice nurse was 0.912 for Knee Society Knee Score, and 0.761 for Harris Hip Score. The advanced practice nurse could achieve better or equally good correlation with associate consultant when compared with the correlation between resident specialist and associate consultant (0.866 and 0.521 for Knee Society Knee Score and Harris Hip Score, respectively) and with international standard.
 
Conclusion: Nurse-led total joint replacement clinic was safe, reliable, and well accepted by patients.
 
 
New knowledge added by this study
  •  Management of stable postoperative total joint replacement patients by well-trained nurses is safe, reliable, and well accepted by patients.
Implications for clinical practice or policy
  •  Nurse-led clinics should be established for managing patients with total joint replacement to handle the escalating workload in Hong Kong.
  •  Well-structured nurse training should be organised for managing stable patients with total joint replacement in orthopaedic clinics.
 
 
Introduction
Nursing practice is moving towards both proletarianisation and professionalisation.1 The former means the transfer of some basic routine care to less-skilled assistants. The latter means advanced nursing practice with nurses handling complex health problems using advanced health assessment and intervention measures. Nurse-led clinic is one of the forms of professionalisation and has been adopted in Hong Kong since 1990s. Diabetes clinic, wound clinic, and continence clinic are the three most common nurse-led clinics in Hong Kong2 and they have demonstrated significant impact on patient outcomes.3 Orthopaedic nurses in total joint replacement (TJR) have been focusing on patient education in preoperative assessment clinics.
 
In order to enhance the role of orthopaedic nurses and ensure the continuity of patient care before and after TJR, a new advanced nursing practice was introduced, namely, the Ambulatory Comprehensive Arthroplasty Clinic (ACAC), a nurse-led orthopaedic postoperative clinic in TJR. An advanced practice nurse (APN) with 17 years of post-registration experience and 5 years of advanced nursing practice was interviewed and showed dedication and enthusiasm towards the orthopaedic work in TJR. She received some basic training from November 2011 and the ACAC started in January 2012. She ran the clinic one session each week under the supervision of an associate consultant (AC) till June 2012, and then independently. She was supported by a multidisciplinary team and could refer patients to physiotherapy, occupational therapy, and prosthetics and orthotics as indicated. She also participated in a multidisciplinary meeting for day-patient rehabilitation after TJR.
 
The APN continued with her one-on-one training by an AC specialised in TJR. Each week, she observed about 15 cases in the specialist TJR clinic and two cases in the preoperative assessment clinic. She was exposed to and was taught the basic knowledge on total knee replacement (TKR) and total hip replacement (THR), the proper way to chart Knee Society Knee Score (KSKS) and Harris Hip Score (HHS), and about physical findings and radiographic features of stable prosthesis, infection, and aseptic loosening. Reading material and tutorials were also provided to teach her about various complications of TJR. Until March 2014, she completed about 110 weeks of continuous training.
 
As we have been using KSKS and HHS since 1998 for assessing the progress of patients after TJR, these were retained as part of the assessment tools in ACAC for continuity of care. In part of the KSKS and HHS, physical examination is necessary. It was a difficult area for the APN and could lead to potential error and discrepancy. Therefore, part of the APN training was concentrated in this area and a separate study was launched to test her reliability.
 
This article aimed to introduce the practice of a nurse-led orthopaedic clinic for managing stable postoperative patients with TKR and THR and describe the outcomes in a series of cases. This also presents the result of the reliability of the APN in charting various scores.
 
Methods
From August 1997 to December 2013, 895 primary TKRs and 268 primary THRs were performed in Alice Ho Miu Ling Nethersole Hospital. Until 31 December 2013, 801 TKRs and 232 THRs were performed for more than 2 years and were followed up yearly in the specialist out-patient clinic. During each follow-up, the assessment included history taking and physical examination, charting KSKS or HHS, and checking radiographs. Patients who had undergone primary TKR or THR more than 2 years ago and who were assessed as being stable and minimally symptomatic by specialists were recruited in the ACAC for yearly follow-up. One day before follow-up, the AC analysed the radiographs taken in the earlier year and the finding was discussed with the APN for teaching purpose. During ACAC, the APN assessed the patients by TKR (Fig 1) or THR (Fig 2) questionnaire, charted KSKS or HHS, interpreted follow-up radiographs, and then educated the patients on care of and precautions with the prosthesis. The findings were recorded in consultation notes in the computer medical system (CMS). Patients were managed according to the workflow (Fig 3). When the TJR specialist was consulted on-site for any problem related to the prosthesis, minor procedures like knee aspiration could be done by the specialist at the same consultation. After the clinic, the questionnaires and the radiographs were screened by the specialist for any significant problems.
 

Figure 1. Questionnaire for total knee replacement follow-up
 

Figure 2. Questionnaire for total hip replacement follow-up
 

Figure 3. Workflow of patient arrangement
 
The questionnaires were collected and the consultation notes in CMS were studied. The relevant data were then summarised and described in an Excel file, including the number of cases of TKRs and THRs, the number of on-site specialist consultations, the number of prosthesis-related complications diagnosed by the APN, the number of patients referred to orthopaedic clinic and other health care professionals, the number of medication prescriptions, patients’ satisfaction, and patients’ acceptance of consultation without medication. Patients’ waiting time for the clinic was also obtained by calculating the difference between the consultation time and the allocated time slot. The CMS was also checked for any hospital admission or clinic attendance for any problems related to TJR after ACAC follow-up.
 
From November 2012 to April 2013, an APN, one resident with specialist qualification (RS), and one AC independently charted KSKS or HHS for patients attending the preoperative assessment clinic. Knee Society Knee Score is composed of function score (FS) and knee score (KS)—FS is made up of three components and KS is made up of seven components. Harris Hip Score is composed of 17 components. Overall, 23 patients with 37 knees and 11 patients with 17 hips were examined. In order to analyse the inter-rater reliability between the AC and APN (comparison A), between AC and RS (comparison B), and between RS and APN (comparison C), each component of the KSKS and HHS was analysed for single-measure intraclass correlation coefficient (ICC) and statistical significance using the Statistical Package for the Social Sciences (Windows version 15.0; SPSS Inc, Chicago [IL], US). To see any statistically significant difference between ICCs among the three groups and between comparison A and international standards,4 5 Fisher’s z-transformation was performed by online calculator (www.vassarstats.net/rdiff.html).
 
Results
In the initial period from January to June 2012, on-site specialist consultation was necessary in 21 (22.8%) cases out of the 92 cases (68 TKRs and 24 THRs). From July 2012 to March 2014, a total of 431 patients (including 317 TKRs and 114 THRs) were managed and 408 (94.7%) nurse assessments were independently performed. Six cases of prosthesis-related complication were diagnosed including two cases of patellar clunk in TKR, two cases of TKR loosening, and two cases of THR loosening. Number of referrals to other orthopaedic clinics and health care professionals is shown in the Table. Among the 523 patients on ACAC follow-up, 131 (25.0%) requested medications. Average patient waiting time improved over the study period (26 minutes in December 2012, 18 minutes in April 2013, and 14 minutes in March 2014). Of these 523 patients, 485 patients were interviewed; 354 were extremely satisfied and 131 were satisfied with ACAC follow-up by the nurse, and 373 (76.9%) patients accepted follow-up without drug prescription.
 

Table. Number of patients referred to other clinics and treatment centres
 
One patient who had undergone right TKR 12 years ago was hospitalised at 3 months after nurse clinic follow-up because of sudden onset of right knee effusion. X-ray showed no sign of prosthesis loosening. Surgical exploration of the right knee showed catastrophic wear of the polyethylene insert while the prosthesis was stable. Two patients at 6 months after nurse assessment attended general out-patient clinic for getting analgesics.
 
Study of reliability of the advanced practice nurse in charting Knee Society Knee Score and Harris Hip Score
The result for KSKS is shown in Figure 4. The mean ICCs were 0.912 (range, 0.660-0.987), 0.866 (range, 0.735-0.974), and 0.851 (range, 0.599-0.996) for comparisons A, B and C, respectively. The lowest ICC among all the components in KSKS was that of mediolateral stability (0.599-0.797). When comparing with those of Bach et al,4 the ICCs of FS and all its components for comparison A were significantly better. This was also the case for ICCs of three of the five computable components of KS and that of KS.
 

Figure 4. Results for Knee Society Knee Score
The ICCs for comparison among A, B, and C in AP and Ext lag could not be computed because one of the variables was constant. All the available ICCs for comparison between A and C were statistically significant (P<0.05)
 
The result for HHS is shown in Figure 5. The mean ICCs were 0.761 (range, 0.211-1) for comparison A, 0.521 (range, 0.101-0.940) for comparison B, and 0.481 (range, -0.231 to 0.940) for comparison C. The ICCs for charting total HHS were 0.964, 0.747, and 0.722 for comparisons A, B and C, respectively. When the ICC of comparison A (0.964) was compared with that in the study by Kirmit et al5 (0.91), the difference was found to be statistically insignificant (P=0.124).
 

Figure 5. Results for Harris Hip Score
 
Discussion
In the current study, the well-trained APN could independently handle 94.7% of the stable postoperative cases in TJR after the initial learning phase. She could successfully diagnose six cases of prosthesis-related complications out of all the 523 patients she handled. One patient who was asymptomatic at the ACAC follow-up presented with sudden onset of right knee effusion, and showed catastrophic wear of polyethylene. Nurse-led clinic in TJR was, therefore, safe. It was well accepted by patients with a 100% satisfaction rate. As the APN grew more confident and gained more experience, she also became more efficient. This, together with improvement in workflow in taking radiographs, led to progressive shortening of patient waiting time from 26 minutes in the initial phase (December 2012) to 14 minutes in March 2014. It could greatly relieve the burden of the specialist clinic. Within 2 years, 523 patient attendances were handled by the APN. About five to seven cases were seen in each session of this clinic. Moreover, more detailed patient education, which is not possible in the busy specialist clinic, can be provided to patients who may have forgotten the details given several years ago before the operation.
 
Bach et al4 studied the inter-observer correlation of four commonly used TKR outcome scores—Hungerford score, Hospital for Special Surgery score, Knee Society score, and Bristol score. Two experienced orthopaedic surgeons independently assessed 118 TKRs in 92 patients. The correlation coefficient for mediolateral knee stability was the lowest among all the components of all scoring systems (0-0.38). This was due to the difficulty in physical examination and proper measurement with goniometer at the same time. For all the comparisons in this study, we encountered the same difficulty and found the same finding of lowest correlation coefficient for mediolateral stability (0.599-0.797) among all the components in KSKS. Kirmit et al5 evaluated the inter-observer reliability of five different hip scores including HHS. Three physiotherapists assessed 48 hips with osteoarthritis in 35 patients. The correlation coefficients ranged from 0.82 to 0.91 for HHS, which was comparable to the result in our study (0.722-0.964). With proper training of the APN by the AC in this hospital, she could achieve better or equally good correlation with the AC as compared with an orthopaedic specialist and international standard for charting KSKS and HHS.
 
In order to match the evolution of the health care environments and patient care needs, the roles and responsibilities of APNs have been reshaping.6 They have active and important places in taking care of patients from various specialties. Their contribution by running nurse-led clinics has been shown to be tremendous in and outside Hong Kong. They add value to patient care and complement specialist clinics.3 7 8 9 Over 80% of their work are independent of or interdependent with physicians and involve skills such as adjusting medications, and initiating therapies and diagnostic tests according to protocols.3 10 To further advance professionalisation of nursing practice, Newey et al11 reported the training of nurse practitioners to provide initial assessment in clinics, perform carpal tunnel release, and manage these patients in postoperative follow-up.
 
Shiu et al12 pointed out four boundaries and six hindering factors for expanding advanced nursing practice in nurse-led clinics. The former included community-hospital, wellness-illness, public-private, and professional-practice boundaries. The latter included stakeholder and public awareness of advanced nursing practice role in nurse-led clinics, provision of advanced specialty education programmes, organisational support, multidisciplinary collaboration, and changing health care context and provision. When ACAC was commenced, professional-practice boundary was the first and the most important hurdle. The APN was directly coached by an AC about various aspects in TJR. The TKR and THR questionnaires and workflow protocol were devised to facilitate the patient care process. She was authorised to order standard radiographs according to the region of interest, and make referral to physiotherapy, occupational therapy, prosthetics and orthotics, and the general orthopaedic clinic. However, nurse prescription was not possible and doctor prescription was necessary in 25% of the cases. Getting help from doctors was also required in a few cases for writing referral letters to medical departments, applying for car park permits for the disabled, applying for public housing, and signing disability allowance forms. In order to solve these remaining problems, there should be appropriate legislation to redefine the professional code of nursing practice, and organisational support to offer a clear policy for nurse prescribing.12 Stakeholder and public awareness should be aroused to allow inter-departmental referral and granting public certification.
 
The second hurdle was the provision of advanced specialty education programmes. Currently, there is no programme or course in universities and Hospital Authority teaching nurses about TJR. Direct coaching was chosen as the training method, and continuous education was provided to broaden her exposure. This may be less than ideal and a complete curriculum was not present. If the nurse-led clinic were to be promoted and accepted as the method to deal with the escalating workload from various joint replacement centres, the Co-ordinating Committee (COC), which is one of the Hospital Authority Head Office committees for clinical service, in orthopaedics and traumatology has to collaborate with COC in nursing to formulate a good training programme for nurses with special interest in TJR. Knowledge of pharmacology is also necessary for nurse prescription. The nursing schools in various universities should revise the curriculum to make nurse-led orthopaedic clinics feasible and safe.
 
Conclusion
The success of nurse-led postoperative clinic in TJR is multifactorial including the experience and dedication of the APN, support of the trainer specialist and department, a good working guideline and protocol, and support of other health care professionals. Its running is not perfect yet because the specialty nurse cannot prescribe medications and she is not community-recognised to sign legal documents. However, such a clinic should be established in Hong Kong to align with the development of joint replacement centres in Hospital Authority. Apart from the preoperative assessment clinic and postoperative follow-up clinic, the trained specialist nurse can also play important roles in other stages of patient care. This requires further exploration and collaboration with other health care professionals.
 
Acknowledgements
We thank Ms Amy MY Cheng and Winnie YC Lam for valuable inputs when setting up the nurse-led clinic.
 
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10. Ng SL, Tse YB, Ho KL, Yiu MK. Efficacy of a Urology Nurse-led Clinic in Queen Mary Hospital of Hong Kong. Proceedings of the 11th Asian Congress of Urology of the Urological Association of Asia; 2012 Aug 22-26; Pattaya, Thailand. Int J Urol 2012;19(Suppl 1):432 abstract no. OP2512-07.
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Dermoscopy for common skin problems in Chinese children using a novel Hong Kong–made dermoscope

Hong Kong Med J 2014 Dec;20(6):495–503 | Epub 12 Sep 2014
DOI: 10.12809/hkmj144245
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Dermoscopy for common skin problems in Chinese children using a novel Hong Kong–made dermoscope
David CK Luk, MSc, FHKAM (Paediatrics); Sam YY Lam, MB, ChB, MRCPCH; Patrick CH Cheung, FRCPCH, FHKAM (Paediatrics); Bill HB Chan, FRCPCH, FHKAM (Paediatrics)
Department of Paediatrics and Adolescent Medicine, United Christian Hospital, Kwun Tong, Hong Kong
 
Corresponding author: Dr David CK Luk (davidluk98@hotmail.com)
 Full paper in PDF
Abstract
Objective: To evaluate the dermoscopic features of common skin problems in Chinese children.
 
Design: A case series with retrospective qualitative analysis of dermoscopic features of common skin problems in Chinese children.
 
Setting: A regional hospital in Hong Kong.
 
Participants: Dermoscopic image database, from 1 May 2013 to 31 October 2013, of 185 Chinese children (aged 0 to 18 years).
 
Results: Dermoscopic features of common paediatric skin problems in Chinese children were identified. These features corresponded with the known dermoscopic features reported in the western medical literature. New dermoscopic features were identified in café-au-lait macules.
 
Conclusion: Dermoscopic features of common skin problems in Chinese children were consistent with those reported in western medical literature. Dermoscopy has a role in managing children with skin problems.
 
 
New knowledge added by this study
  •  This is the first research on dermoscopy in Chinese children.
  •  Dermoscopic features reported in western medical literature could be identified in Chinese children.
Implications for clinical practice or policy
  •  Routine use of dermoscopy has a role in managing paediatric skin problems.
 
 
Introduction
Skin complaints are common in both community-based and hospital paediatric practices. The range of skin problems is diverse, including categories like inflammatory conditions (eg eczema, psoriasis), birthmarks (eg haemangiomas, port-wine stains, melanocytic naevi), infectious skin diseases, and hair and nail problems.
 
In many situations, the clinical diagnosis of paediatric skin problems is straightforward but masquerading conditions also exist.1 2 Although histopathological examination can confirm the clinical diagnosis, skin biopsy in young children may require special arrangements such as sedation. In recent years, the gap between clinical and histopathological examination of skin lesions has been filled by various skin imaging modalities.3 4 As a simple, quick,5 non-invasive clinical technique, dermoscopy has gained popularity in the examination of skin in western countries.6 7 Dermoscopy refers to the examination of skin with a handheld device to reveal surface and subsurface skin structures. This is achieved by an optical system to magnify, illuminate, and remove light flare and reflection from the skin surface. It provides the link between eyeball clinical inspection and histopathological examination. With more than 1500 articles published after its introduction in 1980s, dermoscopy has been established as a routine skin examination technique in many western countries.8 As dermoscopy is extremely useful in the diagnosis of malignant melanoma9 and is able to reduce the need for skin biopsy,10 11 it is most widely used in the management of pigmented skin lesions. Recently, dermoscopic features of a wide range of non-pigmented skin problems have also been reported.12 13 With the uncovering of more dermoscopic features, dermoscopy has gained importance in the diagnosis of skin lesions, and its benefits in educating medical students and use in family practice have also been published recently.14 15 16
 
Medical researches on dermoscopy in Chinese populations, however, have rarely been published.17 18 19 With the understanding that ethnicity may affect dermoscopic findings,20 the aim of this study was to identify dermoscopic features in Chinese children and assess if those are in line with internationally published features.
 
The clinical use and research on dermoscopy in children worldwide had been limited by both patient factors and equipment factors. Camera-mounted dermoscope required lengthy setup and was not user-friendly in busy clinics. In addition, babies and young children might not stay still during the examination. To ensure an efficient dermoscopic examination and a good-quality dermoscopy image capture, a novel device developed by the biomedical engineering team of the Hong Kong Productivity Council was applied. This study evaluated the dermoscopic features of common skin problems in Chinese children using the dermoscopy image database established with the dermoscope.
 
Methods
A retrospective analysis of the dermoscopic features of skin lesions of Chinese children (aged 0-18 years) was performed. The study was approved by the local Research Ethics Committee and conducted at the Department of Paediatrics and Adolescent Medicine, United Christian Hospital, Hong Kong, using the dermoscopic image database from 1 May 2013 to 31 October 2013, which contained only cases with symptoms and signs classical for their respective clinical diagnoses. These images were examined by a paediatrician trained in dermoscopy. A two-step algorithm was used to assess dermoscopy images with the first step aiming at differentiating melanocytic from non-melanocytic lesions and the second step on specific pattern analysis. The results of the analysis were categorised according to the clinical diagnoses.
 
Literature search of the MEDLINE database was performed to identify specific dermoscopic features for each clinical diagnosis. The key words used in the literature search were “dermoscopy, dermatoscopy, dermoscope, dermatoscope”. Key words specific to individual clinical diagnosis were used to facilitate the search. It was then assessed if the dermoscopic features of this study corresponded with those from published medical literature.
 
During the study period, all dermoscopy images were captured by the novel Hong Kong–made dermoscope. It was an all-in-one pocket-size autofocusing polarised digital dermoscope with Wi-Fi and USB connectivity capable of capturing dermoscopy image of all ages including young infants within 5 seconds (Fig). An extensible optic barrel was hinged on the body of the dermoscope so that both gross photos and 10-times magnified dermoscopy photos could be taken. The images were then uploaded to a computerised dermoscopy image database.
 

Figure. A novel Hong Kong–made dermoscope
 
Results
Dermoscopic images of 185 Chinese children (86 boys and 99 girls) suffering from 22 skin conditions were retrieved. The mean age of these children was 5.2 years (range, 2 days to 17 years). The top 12 diagnoses reported (in descending order of frequency) were port-wine stain (n=42), melanocytic naevus (n=41), haemangioma (n=30), café-au-lait macule (CALM; n=15), sebaceous naevus (n=8), viral wart (n=7), atopic dermatitis (n=6), alopecia areata (n=5), cutis aplasia (n=5), psoriasis (n=4), scabies (n=3), and molluscum contagiosum (n=3).
 
The dermoscopic features of these 12 diagnoses were further analysed. They were grouped into four main disease categories: birthmarks (pigmentary and vascular), infections, hair problems, and inflammatory dermatoses. Forty-two dermoscopic features were identified (Table 1).
 

Table 1. Dermoscopic features of the four main disease categories identified in the current study
 
In the pigmentary birthmark category, there were 41 children with 51 melanocytic naevi (mean age, 7.3 years). The most common dermoscopic pattern of melanocytic naevus was mixed, followed by globular, homogeneous, and reticular. In the mixed pattern naevi, globular-homogeneous was the commonest (n=13), followed by globular-reticular-homogeneous (n=6), reticular-homogeneous (n=4), and globular-reticular (n=3). There were 15 children with CALM (mean age, 3.5 years). All 10 children with facial CALM showed a homogeneous brown patch with perifollicular hypopigmentation. The five children with CALM on neck showed a reticular pattern.
 
In the vascular birthmark category, there were 42 children with port-wine stains (mean age, 6.5 years) and 30 infants with infantile haemangiomas (mean age, 6 months). For those with port-wine stains, both globular (n=4) and reticular (n=9) vascular patterns were identified but the most common dermoscopic pattern was mixed pattern (n=29) with both globular and reticular components. Among the 30 infantile haemangiomas, 25 had vessels of various morphologies, and red lacunae were noted in 24. None of the haemangiomas had melanocytic pattern.
 
In the infectious diseases category, there were seven children with viral warts on hands or feet (mean age, 10.5 years). Thrombosed capillaries presented as black-to-red dots, and papilliform surfaces and interrupted skin lines were identified in all cases. All three children with molluscum contagiosum (mean age, 5 years) showed orifices but vessels and specific vascular patterns could be found in only one case. In the three cases of scabies (mean age, 12.5 years), triangular head, transparent body, and burrows were present.
 
Patients with patchy alopecia were identified in the hair category. Eight patients had sebaceous naevus (mean age, 8.4 years), with four having yellow dots not associated with hair follicles, three having yellow lobules displacing blood vessels, and one having sebaceous hyperplasia. In the five patients with alopecia areata (mean age, 12 years), dermoscopic features including yellow dots (n=2), black dots (n=2), short vellus hair (n=4), broken hair (n=4), and micro-exclamation mark hair (n=3) were noted. Five patients with cutis aplasia (mean age, 3 years) were featured by a complete lack of skin appendages (n=5) and translucent appearance (n=4).
 
There were six patients with atopic dermatitis (mean age, 6.5 years) and four patients with psoriasis (mean age, 11 years) in the inflammatory dermatoses category. Atopic eczema was featured by structureless erythema (n=6), scales (n=6), and patchy dotted vessels (n=4) while the psoriasis patients had light red background (n=4), diffuse white scales (n=3), regular dotted vessels (n=4), and glomerular vessels (n=2).
 
Discussion
Our study documented the dermoscopic findings of common paediatric skin conditions in Chinese children. In the analysis of the dermoscopy images using a two-step algorithm, the first step was differentiation between melanocytic and non-melanocytic lesions. This study identified typical melanocytic patterns (globular and reticular pattern21) in melanocytic naevi, and absence of melanocytic patterns in all haemangiomas. This two-step algorithm analysis of skin lesions confirmed the findings on clinical inspection and provided a standard approach to dermoscopic examination even in difficult cases.
 
Birthmarks are very common in children. Salmon patches occur in half of the neonates22 23 and infantile haemangiomas in one tenth of premature babies, while the prevalence of capillary malformations (port-wine stain) has been reported to be 0.3% to 2.1%.24 25 Within the vascular birthmark category, both port-wine stains and haemangiomas could present as neonatal erythematous patches. As lacunae pattern was commonly identified in haemangiomas but not in port-wine stains, it may serve to differentiate haemangiomas from port-wine stains. An early diagnosis of haemangiomas facilitates timely management as some may rapidly proliferate or develop complications in the first few months of life. In our series, the majority of the port-wine stain lesions showed a mixed pattern with both globular and reticular components (n=29/42) while reticular (n=9/42) and globular (n=4/42) patterns were less common. The ectatic capillary plexus was situated deeper in the dermis in those with a reticular pattern than those with a globular pattern; this difference may have treatment and prognostic implications on response to laser treatment.13 As such, laser treatment strategy aiming at the deeper dermal layer would be required to improve treatment results.
 
In the pigmentary birthmark category, both congenital and acquired melanocytic naevi were included. The common dermoscopic patterns of globular, reticular, homogeneous, and mixed reported in our series were in line with those reported in the western medical literature.26 27 28 29 As dermoscopy improves the detection of melanomas,30 its use was suggested in the monitoring of congenital melanocytic naevi (CMN), especially the smaller CMN.31 32 33 Sequential digital dermoscopy imaging can also reduce the unnecessary excision of suspicious pigmented skin lesions.34 This has been emphasised in children with epidermolysis bullosa who are at risk of developing skin cancers, and in whom overtreatment of the fragile skin should be avoided.35
 
This is the first report of dermoscopic features of CALM in medical literature. It was noted that the dermoscopic patterns of CALM might vary according to the location on the body. All the 10 cases of facial CALM showed homogeneous brown patches with perifollicular hypopigmentation while the five cases of CALM on the neck had a faint brown reticular pattern. As it may be difficult to differentiate CALM from CMN in infancy by inspection,36 dermoscopy provides a quick and non-invasive diagnostic tool to guide subsequent management.
 
In the infectious disease category, all viral warts were on the hands or feet, and all of them showed the classical features of thrombosed capillaries present as black-to-red dots and globules on papilliform surfaces with interrupted skin lines. These findings were consistent with features reported in the medical literature.37 The confirmation of the diagnosis of viral wart before initiating treatment is important because acral melanoma, which is more common in Chinese, has been reported to be misdiagnosed as viral wart with disastrous consequences.38 39 40 Moreover, dermoscopy could help guide treatment by identifying residual warty structures or confirming complete resolution of warts.37
 
In our series, there were three children with scabies who had either the classical dermoscopic sign of ‘triangular structure’41 or the round bodies42 43 of the scabies mite. The “z”- or “s”-shaped burrows were also well depicted on dermoscopy in two of them. Dermoscopy is a simple, accurate, and rapid44 technique for diagnosing scabies even in inexperienced hands.45 In a study involving 756 patients, dermoscopic examination for scabies was found to be 91% sensitive and 86% specific.45 It greatly enhances treatment decisions45 and allows fast introduction of proper treatment.42 Diagnosing scabies in children by dermoscopy is child-friendly as it requires no skin scrappings, thus, causing no fear or pain.42 In addition, demonstration of scabies mite to patient may foster treatment adherence in both patients and asymptomatic family members.44
 
Molluscum contagiosum is a common skin infection in children46 and is highly contagious47 with outbreaks reported.48 In our three children with molluscum contagiosum, the reported dermoscopic features included orifices with amorphous white centre and polylobular appearance surrounded by vessels.49 50 When the typical clinical features of molluscum contagiosum are not apparent, dermoscopy can be helpful for diagnosis.51
 
Three common causes of patchy alopecia in children were reported in this study. For neonates or infants with congenital patchy alopecia, the differentiation between sebaceous naevus and cutis aplasia may be difficult.52 In our study, the dermoscopic features of sebaceous naevi with yellow dots unassociated with hair follicles, sebaceous hyperplasia, and yellow lobules displacing blood vessels53 were demonstrated. On the other hand, cutis aplasia showed a complete lack of skin appendages and skin translucency.52 While no specific treatment is usually needed for cutis aplasia, surgical excision of sebaceous naevi is often advised with its potential for developing into basal cell carcinoma.54
 
The lifetime risk of alopecia areata in the general population is approximately 1.7% and as many as 60% of patients with alopecia areata have disease onset before 20 years of age.55 The clinical features of hair loss vary with clinical subtypes.56 In our series of five children with alopecia areata, black dots, yellow dots, short vellus hair, broken hair, and micro-exclamation mark hairs were noted. These dermoscopic features may be useful clinical indicators in alopecia areata which have both diagnostic and prognostic values.57 58
 
Concerning the inflammatory dermatoses category, clinical similarities exist between atopic dermatitis and psoriasis as both are chronic pruritic scaly erythematous skin conditions. It is known that characteristic dermoscopic vascular patterns facilitate differentiation of psoriasis from atopic dermatitis.59 In our study, the patchy dotted vessels60 and linear vessels of atopic dermatitis could be differentiated from the red globular rings61 and glomerular vessels62 of psoriasis.
 
The clinical significance of dermoscopy in children’s skin conditions is summarised in Table 2.
 

Table 2. Clinical significance of dermoscopic examination in children with skin lesions
 
Although various dermoscopic features of skin problems could be identified in this study, it had several limitations. First, the dermoscopy database only contained images captured during routine clinical service when the clinical features were classical of their respective diagnosis. As such, the database was not representative of all common skin problems in children. In addition, with the small case numbers for some of the diseases such as atopic dermatitis and psoriasis, further research is required to confirm our preliminary findings. Moreover, features of skin diseases in children are age-dependent and phase-dependent but these factors were not evaluated in the present study.
 
Conclusion
Dermoscopy is a well-established skin examination tool with known dermoscopic features for many diagnoses. Our study confirmed that the dermoscopic features reported in the medical literature could be identified in Chinese children. While the value of dermoscopy in diagnostic, prognostic, and disease monitoring is being unveiled, further studies are required to understand its role in various paediatric skin diseases.
 
Acknowledgements
We would like to thank Ms Carol YB Liu and Mr Bryan MK So of Hong Kong Productivity Council and Hong Kong Innovation and Technology Fund for the support on the dermoscopy device for this study.
 
Declaration
David CK Luk acted as advisor to Hong Kong Productivity Council on the development of dermoscope prototype. No conflicts of interests were declared by authors.
 
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The benefit of prothrombin complex concentrate in decreasing neurological deterioration in patients with warfarin-associated intracerebral haemorrhage

Hong Kong Med J 2014 Dec;20(6):486–94 | Epub 7 Nov 2014
DOI: 10.12809/hkmj144246
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
The benefit of prothrombin complex concentrate in decreasing neurological deterioration in patients with warfarin-associated intracerebral haemorrhage
WC Fong, FRCP, FHKAM (Medicine)1; WT Lo, MRCP, FHKAM (Medicine)1; YW Ng, MRCP, FHKAM (Medicine)1; YF Cheung, MPH, FHKAM (Medicine)1; Gordon CK Wong, MRCP, FHKAM (Emergency Medicine)2; HF Ho, FRCS, FHKAM (Emergency Medicine)2; John HM Chan, FRCP, FHKAM (Medicine)1; Patrick CK Li, FRCP, FHKAM (Medicine)1
1 Division of Neurology, Department of Medicine, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Department of Accident and Emergency, Queen Elizabeth Hospital, Jordan, Hong Kong
 
Corresponding author: Dr WC Fong (fwcz01@ha.org.hk)
 Full paper in PDF
Abstract
Objective: To compare the outcomes of patients with warfarin-associated intracerebral haemorrhage given different treatments to reverse the effect of anticoagulation.
 
Design: Historical cohort study.
 
Setting: A regional hospital in Hong Kong.
 
Patients: Patients on warfarin who developed intracerebral haemorrhage.
 
Interventions: Prothrombin complex concentrate versus fresh frozen plasma treatment.
 
Main outcome measures: The primary outcome measures included the international normalised ratio before and after prothrombin complex concentrate treatment and the neurological deterioration in patients with Glasgow Coma Scale score of more than 8/not intubated/not planned for immediate surgery (target group). Secondary outcome measures were haematoma expansion, 7-day and 30-day mortality rates, and 3-month functional outcome. Safety outcome was the occurrence of a thrombotic event after prothrombin complex concentrate treatment within the index admission.
 
Results: Among 33 patients with clearly documented time of infusion of prothrombin complex concentrate, and whose international normalised ratio was checked before and after prothrombin complex concentrate treatment, the mean international normalised ratio was reduced from 2.81 to 1.21 within 24 hours. Within the target group of patients, there was a significantly lower rate of neurological deterioration in the prothrombin complex concentrate group (17.4% of 23 patients) versus fresh frozen plasma group (45.5% of 33 patients) [P=0.027]. In terms of the 7-day mortality, 30-day mortality, and 3-month functional outcome, prothrombin complex concentrate–treated group showed a favourable trend although the difference did not reach a statistical significance. No patient developed thrombotic complications after prothrombin complex concentrate treatment.
 
Conclusions: Prothrombin complex concentrates can reverse the warfarin effect of prolonged international normalised ratio in a timely manner. It might better improve the outcome of warfarin-associated intracerebral haemorrhage compared with fresh frozen plasma treatment by reduction in neurological deterioration.
 
 
New knowledge added by this study
  •  Outcome of warfarin-associated intracerebral haemorrhage might be improved by prothrombin complex concentrate treatment.
Implications for clinical practice or policy
  •  Prothrombin complex concentrate should be considered the first-line reversal agent for patients with warfarin-associated intracerebral haemorrhage unless contra-indicated.
 
 
Introduction
Warfarin-associated intracerebral haemorrhage (ICH) is associated with high mortality of 40% to 60%. Compared with spontaneous ICH, it has a higher mortality rate and poorer functional outcome.1 2 Up to 50% of patients will have haematoma expansion within 24 hours, and the haematoma expansion time interval is more prolonged versus those with spontaneous ICH.3 Predictors of poor outcome include age, Glasgow Coma Scale score (GCS) on admission, baseline haematoma volume, and haematoma expansion2 4; of these, haematoma expansion is the only predictor that can be modified upon admission. Controlling/limiting haematoma expansion, thus, serves as the target for improving the outcome.
 
Prompt reversal of anticoagulation has been found to decrease haematoma expansion, especially if it can be reversed within 2 hours of admission.5 6 The available agents for this include vitamin K, fresh frozen plasma (FFP), prothrombin complex concentrates (PCC), and recombinant factor VII (rFVIIa). Vitamin K should be given to all patients for sustained international normalised ratio (INR) reversal; however, given by itself, it is associated with a slow onset of action. Prothrombin complex concentrate contains factor II, IX, X (3-factor), and some preparations also have factor VII (4-factor). If only 3-factor PCC are available, as in the case of hospitals in Hong Kong, it has been recommended to give additional FFP to replenish factor VII levels.7 8 Prothrombin complex concentrates are preferred over FFP alone for warfarin reversal as these can be given quickly without any need for cross-matching of blood or thawing, and have a much smaller volume of infusion, decreasing the risk of volume overload. The onset of action is much faster than FFP and the INR can be reversed in as early as 15 minutes after infusion; in contrast, FFP may take hours for INR reversal. Prothrombin complex concentrates are readily available, are less expensive than rFVIIa, and have a longer half-life than rFVIIa.1 Many international societies recommend PCC as the first-line agents for warfarin reversal in emergency situations.9 10 11 12 Those recommendations are, however, mainly based on rapid reversal of INR by PCC. Currently, there is no prospective, randomised study comparing PCC versus FFP in terms of the long-term functional outcomes. In Hong Kong, PCC are not commonly used for warfarin reversal, probably because these have not been proven to be superior to FFP in large-scale studies, and are associated with a low but definite risk of thrombosis.
 
Our hospital started formal implementation of PCC protocol for warfarin-associated ICH in 2011, initially in the Department of Medicine, and subsequently in the Accident and Emergency Department and Department of Neurosurgery (Fig 1) [while PCC were used in 2010, a formal protocol was not implemented until 2011]. The PCC preparation in our hospital was Prothrombinex-HT, and was later supplied as Prothrombinex-VF (3-factor; CSL Behring, Broadmeadows, Australia). Our protocol recommends the prompt use of the 3-factor PCC with dosage based on INR level, together with intravenous injection of 10 mg vitamin K and 2 units of FFP upon diagnosis, and rechecking INR 30 minutes after administration of PCC; additional warfarin reversal agents are given provided the INR remains high.
 

Figure 1. Dose protocol for administering prothrombin complex concentrates in QEH, Hong Kong
Upon diagnosis of warfarin-associated ICH, the management would be stratified based on the availability of INR values. If INR values were not available, an empirical PCC dose would be given first depending on whether the patient had an underlying mechanical heart valve. The PCC dose would be adjusted after the INR result was available
 
The objectives of this study were to review the use of PCC in our hospital (including the use, dosage, complications) and to compare the clinical outcomes with patients given FFP treatment, with the ultimate aim of looking for indirect evidence of benefit of PCC over FFP treatment.
 
Methods
This was a retrospective review of patients admitted to Queen Elizabeth Hospital, a tertiary hospital in Hong Kong. Data on patients with ICH and use of warfarin prior to admission were retrieved from the Clinical Data Analysis and Reporting System. Data of patients who were treated with PCC from February 2011 (start of implementation of PCC protocol) to September 2013 were analysed. This was the PCC group. Similarly, data from January 2007 to September 2013 were reviewed and data of patients given treatment other than PCC were analysed. Only patients given FFP were included in the comparison arm. This was the FFP group.
 
Patients given no reversal agents or solely given vitamin K were not included in this study. One patient given rFVIIa was excluded. Patients with known or suspected secondary causes of bleeding such as tumour bleeding, underlying subacute bacterial endocarditis, and vasculitis were excluded. Patients with haemorrhagic transformation of infarct, subdural haemorrhage, and subarachnoid haemorrhage were excluded. One patient who was started on warfarin reversal agent in another hospital and later transferred to our hospital after a few days was also excluded.
 
From the case records, all data including demographics (age, sex, indications for anticoagulation, concomitant use of antiplatelet agent, co-morbidities such as diabetes, hypertension, ischaemic heart disease, prior stroke), clinical state at the time of admission (GCS, limb power), management including reversal agents used (vitamin K, FFP, PCC), intubation, and whether surgery had been performed were reviewed. Laboratory data (INR on admission and after PCC use) and radiological data (baseline haematoma volume and follow-up computed tomography [CT] brain scans) were reviewed from the Electronic Patient Record system. The CT scans were reviewed by two authors who were not blinded to the treatment information, while the intracerebral haematoma volume was calculated based on the ABC/2 score.13 Haematoma volume within the ventricular extension was estimated by using the intraventricular haemorrhage score.14
 
The primary outcome measure was neurological deterioration, defined as ≥2-point decrease in GCS or limb power. This was selectively studied in patients with an initial GCS of more than 8, who were not intubated and who were not initially considered for surgery upon diagnosis of ICH, ie those who were initially selected for medical treatment (target group). The rationale for this was that the patients who have the maximum benefit from rapid reversal agents are those with initial good GCS, for whom the agents can prevent further deterioration. Patients with poor GCS due to large ICH upon presentation probably do not benefit much from rapid reversal. The secondary clinical outcome measures were haematoma expansion (defined as >33% increase in haematoma volume),15 7-day and 30-day mortality rates, and modified Rankin scale (mRS) on 3 months of follow-up.
 
Statistical analysis was performed using the Statistical Package for the Social Sciences (Windows version 20; SPSS Inc, Chicago [IL], US). Proportion between groups was compared using the Fisher’s exact test, and continuous variables were compared using the Wilcoxon rank sum test. P value was considered significant if it was less than 0.05.
 
Results
Figure 2 shows the recruitment of patients with warfarin-associated ICH identified before and after protocol implementation and the subsequent formation of cohorts for analysis.
 

Figure 2. Recruitment of patients with warfarin-associated intracerebral haemorrhage before and after prothrombin complex concentrates protocol implementation and formation of cohorts for analysis
 
Analysis of use of prothrombin complex concentrates (from February 2011 to September 2013 after implementation of protocol)
Of 70 patients who had warfarin-associated ICH, 61 were given PCC, and nine patients were not given PCC for the following reasons: too ill for undergoing CT brain when stroke was suspected, and stroke confirmed only afterwards (n=1); nearly moribund state on admission (n=6; one of these had concomitant allergy to FFP and two had recent pulmonary embolism/deep vein thrombosis); and small ICH size (0.07 cm3) and symptom onset more than 1 week ago with a mechanical heart valve and carotid stent (n=1). No reason was documented for one patient.
 
Only 41 out of the 61 patients given PCC from February 2011 to September 2013 were included in the PCC group for INR analysis and for comparison with the FFP group. Twenty patients were excluded because the reversal treatment regimen had been modified by the treating clinicians and was different from our protocol (n=17), and patient records were kept by other parties and we failed to confirm the dose given (n=3).
 
Their mean age was 74 years and their mean GCS on presentation was 11. A total of 18 patients had GCS of ≤8/were immediately intubated/planned for operation; 16 patients had GCS of >13 on presentation.
 
Dosage of prothrombin complex concentrates and reversal of warfarin effect
Among the 41 patients, time of infusion of PCC was clearly documented and INR was checked before and within 24 hours after PCC infusion in 33 patients. The mean pre-PCC INR was 2.81 (interquartile range [IQR], 1.95-2.92) and the mean post-PCC INR was 1.21 (IQR, 1.09-1.39). In 29/33 (87.9%) patients, INR was reversed to ≤1.4 in the post-PCC INR test. The mean time of checking the INR post-PCC was 4 hours and 15 minutes. In 11 patients, INR was checked within 2 hours after PCC had been given. Nine (81.8%) out of these 11 patients achieved INR of ≤1.4 within 2 hours, with mean pre-PCC INR being 2.43 (IQR, 2.05-2.73) and mean post-PCC INR being 1.27 (IQR, 1.17-1.40).
 
Haematoma expansion
One patient underwent brain imaging in a private hospital and, thus, the baseline haematoma volume could not be traced. Of the 41 patients, 32 underwent follow-up CT brain within 7 days (within 48 hours in 27 patients, within 2 to 3 days in two patients, and between 3 and 7 days in three patients). Of these 32 patients, seven (21.9%) had haematoma expansion. In three out of these seven patients, INR was checked within 2 hours and corrected to ≤1.4. The INR was not rechecked promptly in the remaining four patients.
 
Thromboembolic complications
One patient had an ischaemic infarct 19 days after ICH. This patient had underlying atrial fibrillation and warfarin was withheld after admission. There were, otherwise, no patients with recorded thromboembolic events within the index admission in the whole group of 61 patients given PCC.
 
Comparison between two groups receiving either prothrombin complex concentrates or fresh frozen plasma
Fifty-seven patients identified from January 2007 to September 2013 had warfarin-associated ICH which was not treated with PCC. Of these, only 44 patients were finally included in our analysis for comparison with the PCC group. Ten patients had not been given any warfarin reversal agents. Three other patients were excluded—one had started warfarin reversal agents in another hospital and was later transferred to our hospital days (for geographical reasons); one was given rFVIIa; and in one patient the diagnosis of ICH was made retrospectively, after cardiac arrest.
 
Mortality and functional outcome in the whole group
The outcomes of both groups were similar in terms of 7-day and 30-day mortality rates and 3-month mRS (Table 1). However, there were differences in terms of proportion of target group patients. In the PCC group, 43.9% had GCS of ≤8/intubated/already planned for operation on admission; in contrast, only 25% from the FFP group were in this group (Table 2). Since patients with poor GCS were associated with poor outcomes, such baseline differences probably abolished the treatment effect of PCC over FFP.
 

Table 1. Outcomes of the two groups
 

Table 2. Comparison of baseline data between the two groups
 
Outcome analysis in the target group
As more than 40% of our patients had a GCS of ≤8 on presentation, and were destined to have a poor functional outcome, we selectively compared the outcome in patients of the target group (GCS >8, not intubated, not initially considered for surgery upon diagnosis of ICH) as planned. Their baseline characteristics were similar, apart from age which was higher in the PCC group (Table 3). The neurological deterioration rate was significantly lower in those given PCC (n=4/23; 17.4%) versus those given FFP (n=15/33; 45.5%; P=0.027). After adjustment for age by logistic regression, PCC treatment was independently associated with lower risk of neurological deterioration (odds ratio=0.256; 95% confidence interval, 0.069-0.956; P=0.043).
 

Table 3. Baseline and outcome comparison between different treatments in the target group
 
Among patients who underwent follow-up CT scan, haematoma expansion was lower in patients given PCC for warfarin reversal (n=3/19; 15.8%) versus those given FFP (n=10/25; 40.0%; P=0.078). Within the target group, the 7-day and 30-day mortality rates were lower in PCC-treated patients (with PCC: 8.7% and 17.4%; with FFP: 12.1% and 30.3%, respectively) but the differences were not significant (Table 3). More patients were able to walk without assistance on follow-up at 3 months in the PCC group versus the FFP group, without any significant increase in dependency.
 
Additional analysis of all patients treated with prothrombin complex concentrates
Of 61 patients given PCC, 20 were excluded from target group analysis because they had not been given PCC according to the protocol (in the form of PCC dose variation or without concomitant FFP). Since there might be a potential possibility of selection bias with one third of the patients excluded from analysis, we repeated the analysis by including all the 61 patients. Among the 20 additional patients, 12 patients fulfilled the criteria of target group (GCS >8, not intubated, not initially considered for surgery upon diagnosis of ICH). Hence, the number of PCC patients in the target group was increased from 23 to 35. On comparison between all patients given PCC, irrespective of whether it was given according to the protocol (n=35) and patients given FFP (n=33), the neurological deterioration rate remained significantly less in the PCC group (n=7/35; 20% vs n=15/33; 45.5%; P=0.023). The haematoma expansion rate was 21.9% (n=7/32) in the PCC group, and 40% (n=10/25) in the FFP group (P=0.117). There were no significant differences in the 7-day, 30-day mortality rates, and 30-day functional outcome.
 
Discussion
Warfarin-associated ICH is associated with a poor outcome and high mortality, and different studies have demonstrated that haematoma expansion is a causative factor. Prompt reversal of anticoagulation has been demonstrated to decrease haematoma expansion, and improve outcome.16 In Huttner et al’s study,5 reversal of INR within 2 hours was associated with less haematoma expansion, and more patients could achieve this with PCC than with FFP. Our study similarly showed that PCC given according to our protocol could adequately reverse INR in a timely manner.
 
However, a significant improvement in long-term outcomes and decrease in mortality compared to FFP treatment were not well demonstrated in our study; these findings are also not observed in data from published studies. This is partly due to the difficulty in recruiting large number of patients to demonstrate a meaningful difference in outcome.17 Furthermore, we postulate that not all patients will benefit from rapid reversal of INR by PCC as compared with FFP treatment. Patients with low level of consciousness are associated with poor outcome,4 which might not be improved no matter what kind of reversal treatment is implemented. In order to demonstrate improvement in clinical outcome, studies should stratify patients according to the neurological state on admission or depending on whether surgery has been performed, both of which will affect interpretation of the outcome.
 
On analysis of the whole PCC group irrespective of GCS, the 30-day mortality rate was 41.5% in our study. The 30-day mortality rate among those with GCS of ≤8, intubated or planned for surgery on presentation was 72.2% (n=13/18 patients), whereas it was 17.4% (n=4/23 patients) in those in the target group. As the mortality rate and functional outcome are confounded by the baseline GCS level and also by whether surgery has been done and the outcome of the surgical procedure, we targeted our study on the incidence of neurological deterioration for patients with a fair-to-good admission GCS and who had initially decided to receive conservative medical treatment. This was the target group of patients who was likely to benefit the most from timely treatment in terms of decreased chances of haematoma expansion and neurological deterioration and subsequent poor functional outcome and death. Our study showed that PCC treatment did decrease the risk of deterioration significantly. And to the best of our knowledge, it is the first study to demonstrate that the potential benefit of PCC over FFP is derived from patients with GCS of >8 when treatment is started. Such benefit in the reduction of neurological deterioration probably accounted for the trend towards a lower mortality rate and better functional outcome (mRS, 0-3) in the PCC group compared with the FFP group, even though the result was not statistically significant (which might be related to the small sample size). Equally important is the finding that PCC use was not associated with a significant increase in dependency on follow-up at 3 months. This is an important finding as it suggests that decreased mortality with PCC treatment is not associated with an increase in the number of patients in severely dependent state.
 
It is important to recognise that haematoma expansion and deterioration can occur even in patients with small haematomas, with the chances of neurological deterioration being higher and the duration more prolonged compared with those with spontaneous ICH.3 We postulated that patients with small haematomas or stable GCS are the ones who would benefit most from PCC treatment as it can reduce the chances of subsequent deterioration due to haematoma expansion if the bleeding tendency is not rapidly reversed. Treatment should be initiated as soon as possible before any haematoma expansion develops. Initiation of PCC treatment at accident and emergency level, even before INR result is available (as in our protocol), is probably an important factor for improving the outcome of our patients.
 
The main concern in the use of PCC instead of FFP is the associated risk of thrombosis. In our study, one patient developed an acute ischaemic stroke 19 days after the ICH episode. The elimination half-lives of factor II, factor IX, and factor X within the Prothrombinex-VF are 60 hours, 20 hours, and 30 hours, respectively.18 Hence, the ischaemic stroke was likely related to the underlying atrial fibrillation rather than to PCC treatment as the time interval between its use and the ischaemic stroke was more than five half-lives of PCC. However, in view of the small sample size of our study, the safety of PCC treatment with our protocol cannot be definitely demonstrated. From other reviews, the incidence of thrombotic events was about 1%, including deep vein thrombosis, pulmonary embolism, myocardial infarction, and ischaemic stroke but this risk of thrombosis was also related to the underlying indication of anticoagulation in the first place.11 18 19 Also, the risk may be lower with newer preparations of PCC.18 In view of this low thrombotic risk and high risk of haematoma expansion, the benefit of PCC for rapid reversal of anticoagulation effect probably overweighs the risk from its thrombogenicity, except in the presence of contra-indications for PCC treatment, namely evidence of active thrombosis or disseminated intravascular coagulation. Patients treated with PCC should be observed closely for symptoms or signs of thrombosis, embolism, myocardial infarction, ischaemic stroke, and disseminated intravascular coagulation.
 
Limitations
The most important limitation is that it is a retrospective comparative study of two cohorts, instead of a randomised study. Although FFP was the only treatment available for patients before the introduction of PCC protocol, and PCC was given to most patients after the protocol was implemented; potential bias in the selection of treatment might still occur. Some patients might be excluded from PCC or any treatment because of their moribund status. Also, for this study of two sequential cohorts, there might be potential bias in that the standard of acute care of ICH might have improved over this 7-year period, leading to better outcomes in the PCC treatment group.
 
The other limitation is that the data collected were neither complete nor standardised due to the retrospective nature of study design. International normalised ratios were not checked regularly at fixed time intervals post-PCC; similarly, follow-up CT brain scans were not performed in all patients. Thus, the number of patients available for analysing the adequacy of prompt INR reversal and haematoma expansion was not large. Although the PCC protocol recommended measuring the INR 30 minutes after PCC administration, it was not always performed in a busy clinical setting. Patients who were regarded stable or too unstable might not have undertaken follow-up CT brain to look for haematoma expansion. Bias might also have occurred while measuring haematoma volumes since the raters were not blinded to the treatment given and volumetric analysis of haematoma size was not available. As a result, the validity in assessment of INR reversal and haematoma expansion was diminished. In view of the potential selection and measurement bias inherited from the study design, the favourable trend of the PCC treatment should be interpreted with great caution. Similarly, the retrospective design of the study did not allow pre-specified investigations to reveal the potential thrombotic complications of PCC. It was unreliable to diagnose those complications based on review of case notes alone, especially in such a group of ICH patients with impaired conscious level. As a result, the safety of PCC treatment remained unconfirmed in this study.
 
Conclusions
The current study suggests that the use of PCC in the management of warfarin-associated ICH can promptly normalise the INR. It showed a trend of outcome improvement in terms of reduction in the risk of subsequent neurological deterioration, without an increase in dependency. Whilst we await results from an ongoing randomised study20 to provide us with high-level evidence, PCC should be considered the first-line reversal agent for patients with warfarin-associated ICH after its potential benefit has been weighed against its small but definite risk of thromboembolism.
 
References
1. Aguilar MI, Hart RG, Kase CS, et al. Treatment of warfarin-associated intracerebral hemorrhage: literature review and expert opinion. Mayo Clin Proc 2007;82:82-92. CrossRef
2. Cucchiara B, Messe S, Sansing L, Kasner S, Lyden P; CHANT Investigators. Hematoma growth in oral anticoagulant related intracerebral hemorrhage. Stroke 2008;39:2993-6. CrossRef
3. Flibotte JJ, Hagan N, O’Donnell J, Greenberg SM, Rosand J. Warfarin, hematoma expansion, and outcome of intracerebral hemorrhage. Neurology 2004;63:1059-64. CrossRef
4. Zubkov AY, Mandrekar JN, Claassen DO, Manno EM, Wijdicks EF, Rabinstein AA. Predictors of outcome in warfarin-related intracerebral hemorrhage. Arch Neurol 2008;65:1320-5. CrossRef
5. Huttner HB, Schellinger PD, Hartmann M, et al. Hematoma growth and outcome in treated neurocritical care patients with intracerebral hemorrhage related to oral anticoagulant therapy: comparison of acute treatment strategies using vitamin K, fresh frozen plasma, and prothrombin complex concentrates. Stroke 2006;37:1465-70. CrossRef
6. Yasaka M, Minematsu K, Naritomi H, Sakata T, Yamaguchi T. Predisposing factors for enlargement of intracerebral hemorrhage in patients treated with warfarin. Thromb Haemost 2003;89:278-83.
7. Holland L, Warkentin TE, Refaai M, Crowther MA, Johnston MA, Sarode R. Suboptimal effect of a three-factor prothrombin complex concentrate (Profilnine-SD) in correcting supratherapeutic international normalized ratio due to warfarin overdose. Transfusion 2009;49:1171-7. CrossRef
8. Franchini M, Lippi G. Prothrombin complex concentrates: an update. Blood Transfus 2010;8:149-54.
9. Baglin TP, Keeling DM, Watson HG; British Committee for Standards in Haematology. Guidelines on oral anticoagulation (warfarin): third edition—2005 update. Br J Haematol 2006;132:277-85. CrossRef
10. Baker RI, Coughlin PB, Gallus AS, Harper PL, Salem HH, Wood EM; Warfarin Reversal Consensus Group. Warfarin reversal: consensus guidelines, on behalf of the Australasian Society of Thrombosis and Haemostasis. Med J Aust 2004;181:492-7.
11. Steiner T, Kaste M, Forsting M, et al. Recommendations for the management of intracranial haemorrhage—part I: spontaneous intracerebral haemorrhage. The European Stroke Initiative Writing Committee and the Writing Committee for the EUSI Executive Committee. Cerebrovasc Dis 2006;22:294-316. CrossRef
12. Liumbruno G, Bennardello F, Lattanzio A, Piccoli P, Rossetti G; Italian Society of Transfusion Medicine and Immunohaematology (SIMTI) Working Party. Recommendations for the use of antithrombin concentrates and prothrombin complex concentrates. Blood Transfus 2009;7:325-34.
13. Kothari RU, Brott T, Broderick JP, et al. The ABCs of measuring intracerebral hemorrhage volumes. Stroke 1996;27:1304-5. CrossRef
14. Hallevi H, Dar NS, Barreto AD, et al. The IVH score: a novel tool for estimating intraventricular hemorrhage volume: clinical and research implications. Crit Care Med 2009;37:969-74, e1.
15. Brott T, Broderick J, Kothari R, et al. Early hemorrhage growth in patients with intracerebral hemorrhage. Stroke 1997;28:1-5. CrossRef
16. Kuwashiro T, Yasaka M, Itabashi R, et al. Effect of prothrombin complex concentrate on hematoma enlargement and clinical outcome in patients with anticoagulant-associated intracerebral hemorrhage. Cerebrovasc Dis 2011;31:170-6. CrossRef
17. Flaherty ML, Adeoye O, Sekar P, et al. The challenge of designing a treatment trial for warfarin-associated intracerebral hemorrhage. Stroke 2009;40:1738-42. CrossRef
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Reconstructive surgery for females with congenital adrenal hyperplasia due to 21-hydroxylase deficiency: a review from the Prince of Wales Hospital

Hong Kong Med J 2014 Dec;20(6):481–5 | Epub 18 Jul 2014
DOI: 10.12809/hkmj144227
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Reconstructive surgery for females with congenital adrenal hyperplasia due to 21-hydroxylase deficiency: a review from the Prince of Wales Hospital
CH Houben, MD, FRCSEd; SY Tsui, MB, ChB, MRCS; JW Mou, MB, ChB, FHKAM (Surgery); KW Chan, MB, ChB, FHKAM (Surgery); YH Tam, MB, ChB, FHKAM (Surgery); KH Lee, MB, BS, FHKAM (Surgery)
Division of Paediatric Surgery and Paediatric Urology, Department of Surgery, Prince of Wales Hospital, Shatin, Hong Kong
 
Part of this research was presented at the RCSEd / CSHK Conjoint Scientific Congress 2012 (Poster), Hong Kong, 22-23 September 2012
 
Corresponding author: Dr CH Houben (chhouben@web.de)
 Full paper in PDF
Abstract
Objectives: To present the results of feminising genitoplasty done in female patients with congenital adrenal hyperplasia due to 21-hydroxylase deficiency.
 
Design: Case series.
 
Setting: A tertiary referral centre in Hong Kong.
 
Patients: Female patients with congenital adrenal hyperplasia undergoing corrective surgery for virilisation between 1993 and 2012.
 
Main outcome measures: The operative result was judged with a scoring system (1-3) for four areas: appearance of clitoris, labia and vagina, plus requirement for revision surgery.
 
Results: A total of 23 female patients with congenital adrenal hyperplasia with a median age of 17.5 (range, 1.5-33.8) years were identified. Of these individuals, 17 presented in the neonatal period and early infancy, of which four had an additional salt-losing crisis. Six patients—including four migrants from mainland China—were late presenters at a median age of 2 (range, 0.5-14) years. Twenty-two patients had corrective surgery at a median age of 2 (range, 1-14) years. Clitoral reduction was performed in all, and further surgery in 21 patients. The additional surgery was flap vaginoplasty in 10 patients, a modified Passerini procedure in six, and a labial reconstruction in five; one patient with prominent clitoris was for observation only. Minor revision surgery (eg mucosal trimming) was required in three patients; a revision vaginoplasty was done in one individual. Of the 23 patients, 18 (78%) with a median age of 20 (range, 9.3-33.8) years participated in the outcome evaluation: a ‘good’ outcome (4 points) was seen in 12 patients and a ‘satisfactory’ (5-9 points) result in five patients.
 
Conclusions: Nearly three quarters of our cohort (n=17) presented with classic virilising form of 21-hydroxylase deficiency. Only four (25%) patients experienced a salt-losing crisis. Female gender assignment at birth was maintained for all individuals in this group. ‘Good’ and ‘satisfactory’ outcomes of surgery were reported in nearly all participants.
 
 
New knowledge added by this study
  •  This is the most comprehensive analysis of the surgical management of congenital adrenal hyperplasia (CAH) in Asian women.
  •  CAH presenting as salt-losing crisis was seen in less than 25% of this cohort.
  •  In our region, a proportion of young women (eg migrants) may present late for corrective surgery.
Implications for clinical practice or policy
  •  Early gender assignment in conjunction with the primary carers (parents) and the multidisciplinary team is the preferred option in this Asian community.
  •  The first 2 years of life is the preferred time for reconstructive surgery in this condition. Notwithstanding, some women may present late in our region.
 
Introduction
Congenital adrenal hyperplasia (CAH) is a group of autosomal recessive disorders representing, by far, the most common disorder of sex development for XX karyotype.1 2 The condition is characterised by impaired cortisol synthesis; the most frequent defect—present in approximately 95% of the patients—is 21-hydroxylase deficiency. The enzyme deficiency leads to a block in cortisol synthesis followed by a build-up of cortisol precursors which, in turn, are diverted to androgen synthesis.1 The increased androgen concentration triggers a variable degree of virilisation in female newborns. Approximately 75% of patients with this classic form of CAH have an additional mineralocorticoid deficiency leading to salt-wasting, failure to thrive or even hypovolaemic shock.1 Mild forms of CAH present, typically, later in life with a variable degree of increased androgen excess.
 
We present the outcome of a cohort of Asian individuals with genital ambiguity secondary to 21-hydroxylase deficiency. The emphasis is on presentation, surgery performed, and the anatomical and cosmetic outcomes.
 
Methods
This was a retrospective review of demographics and presentation of patients with CAH secondary to 21-hydroxylase deficiency who were managed by a multidisciplinary team at our tertiary referral centre between 1993 and 2012.
 
Generally, surgery is considered at the age of 12 to 24 months as a one-stage feminising genitoplasty; clitoral reduction plus further corrective surgery is performed depending on the intra-operative findings. This could range from a labiaplasty to flap vaginoplasty or modified Passerini procedure.3 4 5
 
Following the initial healing phase, dilatation of the vagina is recommended according to our protocol until the tissue is supple, usually after a few months. At the time of puberty, the vagina is again assessed and dilatations are recommended, as necessary, by the gynaecologist. Highly motivated patients achieve an appropriate-sized vagina with daily dilatations within a couple of months or even weeks.
 
The operative treatment was planned as a one-stage procedure at our institution. The results of this cohort were assessed as part of the ongoing review in the out-patient setting in 2012/13. A scoring system (1-3) established previously was used for four areas: appearance of the clitoris, labia and vagina, plus requirement for revision surgery.6 7
 
The criteria for scoring each were as follows: 1—designated for a near-normal appearance, 2—only a medically trained person would be able to see the result of an intervention, and 3—other appearances.6 7 The necessity for revision surgery constituted the fourth factor in the evaluation: score of 1 for no revision, 2 for minor revision, and 3 for a major revision. Overall marks of 4 points were classified as ‘good’, marks of 5 to 9 points ‘satisfactory’, and marks from 10 to 12 points ‘unsatisfactory’ (Table 1).
 

Table 1. Scoring system for anatomical outcome (based on Creighton et al’s study7)
 
Results
Twenty-three females with 21-hydroxylase deficiency and a median age of 17.5 (range, 1.5-33.8) years timed on 31 December 2012 were identified.
 
Seventeen patients presented in the neonatal period and early infancy, of which four had an additional salt-losing crisis. Six patients were late presenters at a median age of 2 (range, 0.5-14) years. Four of these were migrants from mainland China diagnosed at the age of 1, 3, 8, and 14 years, respectively. The diagnosis was established by identifying increased levels of 17-hydroxyprogesterone.
 
The sex of rearing in the group of neonates was decided in consultation between the parents, paediatric endocrinologists, and paediatric urologists. All patients, including the late presenters, persisted with the female gender assigned at birth. Twenty-two patients had corrective surgery at a median age of 2 (range, 1-14) years. Clitoral reduction was performed in all 22, and further surgery in 21 patients. The additional surgery consisted of flap vaginoplasty in 10 patients, modified Passerini procedure in six, and labial reconstruction in five. One patient with prominent clitoris and otherwise normal appearance of the vaginal and urethral opening is currently for observation only (Fig).
 

Figure. Surgical management of all patients with congenital adrenal hyperplasia (CAH)
 
Eighteen individuals with a median age of 20 (range, 9.3-33.8) years were part of the outcome evaluation in 2012/13. The other five patients below the age of 5 years were considered too young for a meaningful assessment. At the time of diagnosing CAH, all 18 patients had an enlarged clitoris; separate openings for vagina and urethra were seen in six individuals, low (intrasphincteric) confluence in six, and high (suprasphincteric) confluence in other six individuals. Table 2 summarises the results in accordance with the initial anatomical findings—high confluence, low confluence, and separate openings for vagina and urethra. Minor revision surgery (eg mucosal trimming) was required in three patients. A ‘good’ outcome was seen in 12 patients and ‘satisfactory’ result in five; one required a revision vaginoplasty (Table 2).
 

Table 2. Results of scoring the operative outcomes in patients with congenital adrenal hyperplasia who underwent reconstructive surgery (n=18; median age, 20 years; age range, 9.3-33.8 years)
 
On follow-up, it was noted that all patients older than 12 years (n=15) experienced menarche without any obstruction of menstrual blood flow; 13 individuals had regular cycles; one had her cycle supported by medication, and one patient started menstruating in the last 6 months, but her cycles remained irregular.
 
Two women have given birth by caesarean section. Both women have two healthy children each, following successive pregnancies. They delivered successfully by caesarean section as recommended by the multidisciplinary team.8 A third woman is currently pregnant.
 
A systematic interview including a psychological evaluation was not part of this review, but a tendency to more masculine behaviour traits within this cohort of women was a persistent observation by clinical staff.
 
Discussion
The majority of this cohort of individuals—nearly three quarters—presented as classic virilising CAH, of which four experienced an additional salt-wasting crisis.1 The proportion of individuals affected by aldosterone deficiency causing salt-losing CAH was less than 25%. It is generally expected for 50% to 75% of the patients with the classical form to have a sufficiently high mineralocorticoid deficit to provoke a salt-losing crisis.1 9 We have no explanation for why this group of Asian individuals had such a low rate of salt-losing crisis.
 
Just over a quarter of this cohort were late presenters, which is higher than the expected 10% to 20% late presenters described in a large case series.2 It appears that four of these patients arrived as migrants from mainland China, explaining the slightly large number of late presentations.
 
The female gender assigned at birth was maintained by all individuals. This finding confirms our current knowledge on 21-hydroxylase deficiency insofar as only a small minority of CAH patients experience gender dysphoria.2 10 It may well be possible that some individuals in this cohort suffered from gender issues, but a detailed interview or questionnaire on this topic was not part of our evaluation. A review of 250 patients identified only 5.2% suffering from gender identity problems.10
 
In the recent past, the concept of surgery at an early age for this group of patients has been criticised.7 9 However, there has been an inclination to summarise data of patients with a highly variable background, who were operated on by a number of different groups.11 It is now recognised that CAH patients should be managed by a multidisciplinary team in designated centres and the corrective surgery may be undertaken at an early age.1 12 13
 
Once a decision has been reached regarding the sex of rearing by the medical team and the parents/legal guardian, corrective surgery can be planned. Clearly, if the clinical findings are favourable to divert surgical intervention—as illustrated in one of our patients—only regular review may be required (Fig). Nevertheless, it is our impression that there is a cultural need to decide on the sex of rearing at an early age, as it helps to reduce the anxiety and anguish for the family.
 
There is now even a tendency among practitioners in this field to perform corrective surgery in the first few months of life.14 It appears that the tissue planes are easier to develop whilst the baby is still under the influence of maternal oestrogen effects.14
 
In our institution, the surgery is usually performed in the first or second year of life. However, four patients came to our attention late as a result of their migration to Hong Kong. This explains the small number of individuals in our cohort who had their respective surgery later in life or even as teenagers.
 
‘Good’ or ‘satisfactory’ results were identified in nearly all patients in this cohort (Table 2). Other investigators have demonstrated similar results.3 4 As identified by van der Zwan et al,15 there is a trend for a less satisfactory outcome in patients with high confluence. This confirms our impression that finding high confluence poses a more difficult challenge for the operative correction.
 
In our evaluation, we did not systematically analyse behaviour traits or perform a psychological assessment, albeit a more boyish or masculine behaviour pattern was apparent in our cohort. Detailed studies on this aspect of individuals with CAH confirm this observation.16 17
 
All individuals sufficiently old enough to have menses (n=15) developed a regular cycle; only two had cycle irregularities or required medication to support the cycle. Two patients have given birth; elective caesarean section is recommended after feminising genitoplasty to avoid damage to the reconstruction; in addition, a more android pelvic structure may result in cephalo-pelvic disproportion.8 More detailed studies on fertility and pregnancy conclude a reduced pregnancy and delivery rate in women with CAH.18
 
Our evaluation had some limitations. Our cohort encompassed an age-group spanning three decades. In particular, our cohort of patients did not undergo a detailed interview process; these offers were often declined or individuals voiced considerable reservation to participate. Nevertheless, this review represents the largest experience, to date, with surgical management and the outcomes of CAH in Asian women.
 
Conclusions
Nearly three quarters of our cohort presented as classic virilising form of 21-hydroxylase deficiency. Less than a quarter of the classic presentation experienced an additional salt-losing crisis in this cohort. Female gender assignment at birth was maintained for all individuals in this group. A ‘good’ and ‘satisfactory’ outcome of surgery was reported in nearly all patients.
 
Acknowledgement
We acknowledge the contributions by the Consultant Gynaecologist, Dr Ka-wah Yiu, in the care of these individuals.
 
References
1. Speiser PW, Azziz R, Baskin LS, et al. Congenital adrenal hyperplasia due to steroid 21-hydroxylase deficiency: an Endocrine Society clinical practice guideline. J Clin Endocrinol Metab 2010;95:4133-60. CrossRef
2. Romao RL, Salle JL, Wherrett DK. Update on the management of disorders of sex development. Pediatr Clin North Am 2012;59:853-69. CrossRef
3. Farkas A, Chertin B. Feminizing genitoplasty in patients with 46XX congenital adrenal hyperplasia. J Pediatr Endocrinol Metab 2001;14:713-22. CrossRef
4. Rink RC, Adams MC. Feminizing genitoplasty: state of the art. World J Urol 1998;16:212-8. CrossRef
5. Passerini-Glazel G. A new 1-stage procedure for clitorovaginoplasty in severely masculinized female pseudohermaphrodites. J Urol 1989;142:565-8; discussion 572.
6. Lean WL, Deshpande A, Hutson J, Grover SR. Cosmetic and anatomic outcomes after feminizing surgery for ambiguous genitalia. J Pediatr Surg 2005;40:1856-60. CrossRef
7. Creighton SM, Minto CL, Steele SJ. Objective cosmetic and anatomical outcomes at adolescence of feminising surgery for ambiguous genitalia done in childhood. Lancet 2001;358:124-5. CrossRef
8. Witchel SF. Management of CAH during pregnancy: optimizing outcomes. Curr Opin Endocrinol Diabetes Obes 2012;19:489-96. CrossRef
9. Ogilvie CM, Crouch NS, Rumsby G, Creighton SM, Liao LM, Conway GS. Congenital adrenal hyperplasia in adults: a review of medical, surgical and psychological issues. Clin Endocrinol (Oxf) 2006;64:2-11. CrossRef
10. Dessens AB, Slijper FM, Drop SL. Gender dysphoria and gender change in chromosomal females with congenital adrenal hyperplasia. Arch Sex Behav 2005;34:389-97. CrossRef
11. Alizai NK, Thomas DF, Lilford RJ, Batchelor AG, Johnson N. Feminizing genitoplasty for congenital adrenal hyperplasia: what happens at puberty? J Urol 1999;161:1588-91. CrossRef
12. Clayton PE, Miller WL, Oberfield SE, Ritzén EM, Sippell WG, Speiser PW; ESPE/LWPES CAH Working Group. Consensus statement on 21-hydroxylase deficiency from the European Society for Paediatric Endocrinology and the Lawson Wilkins Pediatric Endocrine Society. Horm Res 2002;58:188-95. CrossRef
13. Vidal I, Gorduza DB, Haraux E, et al. Surgical options in disorders of sex development (dsd) with ambiguous genitalia. Best Pract Res Clin Endocrinol Metab 2010;24:311-24. CrossRef
14. de Jong TP, Boemers TM. Neonatal management of female intersex by clitorovaginoplasty. J Urol 1995;154:830-2. CrossRef
15. van der Zwan YG, Janssen EH, Callens N, et al. Severity of virilization is associated with cosmetic appearance and sexual function in women with congenital adrenal hyperplasia: a cross-sectional study. J Sex Med 2013;10:866-75. CrossRef
16. Mathews GA, Fane BA, Conway GS, Brook CG, Hines M. Personality and congenital adrenal hyperplasia: possible effects of prenatal androgen exposure. Horm Behav 2009;55:285-91. CrossRef
17. Berenbaum SA, Beltz AM. Sexual differentiation of human behavior: effects of prenatal and pubertal organizational hormones. Front Neuroendocrinol 2011;32:183-200. CrossRef
18. Hagenfeldt K, Janson PO, Holmdahl G, et al. Fertility and pregnancy outcome in women with congenital adrenal hyperplasia due to 21-hydroxylase deficiency. Hum Reprod 2008;23:1607-13. CrossRef

Subthalamic nucleus deep brain stimulation for Parkinson’s disease: evidence for effectiveness and limitations from 12 years’ experience

Hong Kong Med J 2014 Dec;20(6):474–80 | Epub 24 Oct 2014
DOI: 10.12809/hkmj144242
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE     CME 
Subthalamic nucleus deep brain stimulation for Parkinson’s disease: evidence for effectiveness and limitations from 12 years’ experience
Movement Disorder Group, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong; Anne YY Chan, MB, ChB, MRCP1; Jonas HM Yeung, MB, ChB, MRCP2; Vincent CT Mok, MD1; Vincent HL Ip, MB, ChB, MRCP1; Adrian Wong, PhD1; SH Kuo, MD3; Danny TM Chan, FRCS (Edin), FHKAM (Surgery)4; XL Zhu, FRCS (Edin), FHKAM (Surgery)4; Edith Wong, BSc4; Claire KY Lau, MSc4; Rosanna KM Wong, MSc5; Venus Tang, PhD4,6; Christine Lau, MSc1; WS Poon, FHKAM (Medicine)4
1 Division of Neurology, Department of Medicine and Therapeutics, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
2 Division of Neurology, Department of Medicine, Alice Ho Miu Ling Nethersole Hospital, Hong Kong
3 Neurological Institutes of New York, Columbia University, United States
4 Division of Neurosurgery, Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
5 Department of Occupational Therapy, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
6 Department of Clinical Psychology, Prince of Wales Hospital, Hospital Authority, Hong Kong
Corresponding author: Prof WS Poon (wpoon@cuhk.edu.hk)
 Full paper in PDF
Abstract
Objective: To present the result and experience of subthalamic nucleus deep brain stimulation for Parkinson’s disease.
 
Design: Case series.
 
Setting: Prince of Wales Hospital, Hong Kong.
 
Patients: A cohort of patients with Parkinson’s disease received subthalamic nucleus deep brain stimulation from September 1998 to January 2010. Patient assessment data before and after the operation were collected prospectively.
 
Results: Forty-one patients (21 male and 20 female) with Parkinson’s disease underwent bilateral subthalamic nucleus deep brain stimulation and were followed up for a median interval of 12 months. For the whole group, the mean improvements of Unified Parkinson’s Disease Rating Scale (UPDRS) parts II and III were 32.5% and 31.5%, respectively (P<0.001). Throughout the years, a multidisciplinary team was gradually built. The deep brain stimulation protocol evolved and was substantiated by updated patient selection criteria and outcome assessment, integrated imaging and neurophysiological targeting, refinement of surgical technique as well as the accumulation of experience in deep brain stimulation programming. Most of the structural improvement occurred before mid-2005. Patients receiving the operation before June 2005 (19 cases) and after (22 cases) were compared; the improvements in UPDRS part III were 13.2% and 55.2%, respectively (P<0.001). There were three operative complications (one lead migration, one cerebral haematoma, and one infection) in the group operated on before 2005. There was no operative mortality.
 
Conclusions: The functional state of Parkinson’s disease patients with motor disabilities refractory to best medical treatment improved significantly after subthalamic nucleus deep brain stimulation. A dedicated multidisciplinary team building, refined protocol for patient selection and assessment, improvement of targeting methods, meticulous surgical technique, and experience in programming are the key factors contributing to the improved outcome.
 
New knowledge added by this study
  •  The current study provides data on subthalamic nucleus deep brain stimulation (DBS) for Parkinson’s disease from a tertiary hospital in Hong Kong and the development of this treatment method over the past 12 years.
Implications for clinical practice or policy
  •  There was significant improvement in the outcome between the early and later groups of the series. Possible factors contributing to the improvement are dedicated multidisciplinary team building, refinement of the DBS protocol for patient assessment and selection, improvement of targeting methods, meticulous surgical technique, and accumulation of experience in DBS programming.
 
 
Click here to watch a video showing a patient before and after receiving the subthalamic nucleus deep brain stimulation for Parkinson’s disease
 
Introduction
Parkinson’s disease (PD) is the second most common neurodegenerative disorder that initially affects the dopaminergic system and eventually involves other neurotransmitter systems, with an unrelenting course. It is well known that motor fluctuations like wearing-off and peak-dose dyskinesia are common motor complications few years after patients are started on medical treatment. When these complications become very disabling despite maximal adjustment of pharmacological agents, deep brain stimulation (DBS) has been shown to be effective and safe with lasting benefits for at least up to 10 years.1 2 3 4 5 Deep brain stimulation is a neurosurgical intervention that entails inserting microelectrodes with imaging and neurophysiological guidance at targeted regions, such as the subthalamic nucleus (STN) or globus pallidus interna (GPi) in order to achieve alleviation of most of the motor complications. We studied DBS performed in a cohort of PD patients in a single Hong Kong centre over a period of 12 years. Patients’ outcomes improved significantly throughout all these years. Here, we review our results of STN DBS for PD and summarise our experience, with particular emphasis on evaluating the effectiveness and safety of this novel treatment.
 
Methods
Patients
Patients who fulfilled the Queen Square Brain Bank Criteria for diagnosis of PD and experienced significant disability due to motor fluctuations despite maximal medical therapy were admitted to the Prince of Wales Hospital and jointly evaluated for the suitability for DBS by a Movement Disorder Group composed of neurologists, neurosurgeons, and a nurse specialist. After June 2005, this multidisciplinary group was further developed to include a radiologist, clinical psychologist, occupational therapist, physiotherapist, and speech therapist. The assessment comprised a predefined protocol, which was continuously updated over the years. This assessment protocol included clinical assessment, levodopa challenge test, video recording, neuroimaging, and neurocognitive and psychiatric evaluations. Patients who received STN DBS from September 1998 (the first patient who received STN DBS in our centre) to January 2010 were included in the present study. Assessment data were obtained before and after the operation (medication-off state and stimulator-on) and included the Unified Parkinson’s Disease Rating Scale (UPDRS), modified Hoehn-and-Yahr stage (both at PD off-state), levodopa equivalent dose, body weight, and patients’ diaries at preoperation and at least 2 months postoperation.
 
Surgical information
All patients had stereotactic guidance for the insertion of electrodes under local anaesthesia. Microelectrode recording (MER) technique was introduced since year 2000. Frame-based stereotaxy was performed in most of the patients except three who underwent frameless stereotaxy (2005) with equally accurate targeting. Before 2003, an old version of Zeppelin magnetic resonance imaging (MRI)–compatible frame was used, which was not compatible with the computer planning system available at that time. Since 2003, a Leksell G frame (Elekta AB, Stockholm, Sweden) was acquired together with a computer planning system (iPlan; Brain LAB, Feldkirchen, Germany) for image targeting and trajectory planning. With these, the image targeting and trajectory were planned based on preoperative MRI. On the day of operation, a computed tomography (CT) scan of brain with the stereotactic frame fixed to the head was performed and fused to the MRI plan in the computer planning system. Such a practice gave us more time for image targeting and shortened the time used for MRI and target planning on the day of operation before entering the operating theatre; this contributed to the accuracy of STN targeting and patient comfort. A dedicated MRI protocol was established since 2008, which ensured the consistency of high-quality MRI for targeting. In 2003, microdriver was introduced for MER which provided sub-millimetre advancement of the microelectrode to obtain more details of neuronal discharges and, thus, better quality of MER for neurophysiological targeting. Macrostimulation was performed in all patients for target confirmation. Deep brain stimulation electrode was implanted if satisfactory signals from MER and response from macrostimulation were obtained. For anchoring the DBS lead at the burr-hole site, a reliable device (Navigus; Medtronic, Minneapolis [MN], US) was introduced in 2002. The Pulse Generator (Itrel II or Soletra for unilateral, Kinetra for bilateral; Medtronic, Minneapolis [MN], US) was implanted under general anaesthesia. The DBS was usually switched on within 2 weeks after the operation. A nurse specialist took up DBS programming under the supervision of a neurologist and neurosurgeon in 2004, which facilitated experience accumulation and consistency in DBS programming.
 
Statistical analyses
Descriptive data were expressed as mean ± standard deviation (SD). Wilcoxon test was used to compare scores of modified Hoehn-and-Yahr stage, levodopa equivalent dose, body weight, patients’ diaries, as well as scores of individual items of activities of daily living (part II) and motor examination (part III) of UPDRS before and after operation. Tests with a P value of ≤0.05 were considered to be statistically significant. Statistical analyses were performed with the Statistical Package for the Social Sciences (Windows version 15.0; SPSS Inc, Chicago [IL], US).
 
Results
Between September 1998 and January 2010, a total of 51 PD patients received DBS. Of them, six received unilateral STN DBS, two received GPi DBS, and two received nucleus ventralis intermedius (VIM) stimulation. Overall, 41 patients received bilateral STN DBS (21 male, 20 female; age at operation: mean 54, SD 7, range 40-71 years). All were Han Chinese except one who was of Portuguese ethnicity. Mean (± SD) duration of PD at operation was 10 ± 4 (range, 3-22) years (Table 1).
 

Table 1. Baseline characteristics of patients undergoing bilateral or sequential subthalamic nucleus deep brain stimulation
 
There were three complications, namely, lead migration, infection, and cerebral haematoma; all occurred in 2001. Lead migration occurred in 2001 three months after the operation. The patient complained of increased PD symptoms after a fall on level ground. One DBS lead was found withdrawn from the target. It was related to the insecurity of lead fixation. Revision operation was done for the case with good recovery. Infection occurred in a case 3 weeks after DBS operation in 2001. Apart from abscess formation in the chest wall where the pulse generator was implanted, MRI brain showed contrast enhancement around the DBS electrodes. All the hardware including the pulse generator and the DBS leads were removed and the patient received a course of antibiotics. He received DBS again in 2006 and enjoyed good effect. Cerebral haematoma also occurred in 2001. The patient became drowsy during the operation. The surgery was stopped and CT brain revealed a subcortical haematoma likely related to venous infarction. Craniotomy for haematoma evacuation was performed. The patient recovered but with residual hemiparesis. There was no mortality.
 
At postoperative follow-up with a median assessment time of 12 months, both UPDRS parts II and III showed improvements of 32.5% and 31.5%, respectively (P<0.001) in the whole study sample (Table 2). In view of the evolvement of the protocol, improvement in targeting methods, refinement of surgical technique as well as accumulation of programming experience over the 12 years, the improvement rates in patients who had DBS from 1999 to May 2005 and from June 2005 to 2010 were analysed separately and compared. Patients in the later group had significantly higher rate of improvement than those in the early group (Table 3). The improvement in UPDRS part II and part III for the two groups were 5.1% vs 55.0% (P=0.005) and 13.2% vs 55.2%, respectively (P<0.001). The Figure shows the percentage of improvement in UPDRS parts II and III. There was statistically significant increase in body weight after operation as shown in Table 2. However, there was a non-significant trend with regard to the reduction of levodopa-equivalent daily dose after surgery. A comprehensive neurocognitive evaluation was established after 2008 (Table 4). Three patients completed pre- and post-operative evaluation. Their functioning level in various domains remained unaffected at postoperative evaluation, although a reduction in verbal fluency was noted. No separate statistical analysis was performed due to the limited number of subjects.
 

Table 2. Comparisons of UPDRS scores and other parameters before and after bilateral and sequential subthalamic nucleus deep brain stimulation
 

Figure. UPDRS (a) part II and (b) part III in patients with deep brain stimulation performed before or after June 2005
 

Table 3. Comparison between patients with deep brain stimulation performed before and after June 2005
 

Table 4. Protocol for deep brain stimulation for Parkinson’s disease (peri-operative management part is not shown)
 
As per the patients’ own diary reporting, there were statistically significant improvements in “on-period without dyskinesia” (ie more ‘good-on’), “on-period with dyskinesia”, and “off-period” in terms of percentage of waking hours (Table 2).
 
Discussion
Parkinson’s disease is a neurodegenerative condition typically manifesting in an unrelenting progressive course. Patients often show dramatic response to pharmacological treatments initially, but with time, motor complications like motor fluctuations with wearing-off or peak-dose dyskinesia occur, eventually leading to progressive disability. Deep brain stimulation has evolved as an important and established treatment option for advanced PD. The mechanism of DBS is generally believed to modulate the circuit function by inhibition or excitation through controlled electrical stimulation of different targets along the circuit. Subthalamic nucleus is the most often used target for PD. The benefits of DBS compared with ablative surgery include its non-destructive nature, reversibility, and adjustability. The procedure is mainly indicated for PD patients who are dopamine-responsive but with disabling motor complications such as motor fluctuation, dyskinesia, or intolerable side-effects of anti-PD medications.6 To date, there are controversies regarding the use of DBS in the early stage of PD, and most centres will offer this treatment for patients with significant motor complications refractory to maximal drug treatment. Convincing evidence shows that DBS is an effective treatment for PD patients and the benefits may last for at least 10 years.
 
Our study attempted to investigate the effectiveness and safety of bilateral STN DBS in PD patients who had disabilities refractory to best-available medical treatment. The study extends over a period of 10 years, trying to evaluate PD patients who received bilateral STN DBS. The study excluded patients receiving unilateral STN, as well as VIM or GPi DBS, so that the patient group was more homogeneous in the surgical therapeutic sense.
 
The median timing of postoperative assessment was 12 months (range, 2-77 months), and it demonstrated significant improvement in almost all parameters in UPDRS part II and part III, except for speech. Although our assessments were not performed at the same time intervals for all patients postoperatively, the results are still in concordance with findings in published studies evaluating efficacy of DBS at 6 months and 5 years postoperatively. Speech was also reported to be the only dysfunction that did not improve with STN DBS in published cohorts in general. The exact reason for this finding is yet to be unfolded; a recent paper suggested that speech impairment may be related to unintended activation of dorsal premotor cortex during STN stimulation,7 but it echoes with the observation that DBS improves symptoms which respond to levodopa; speech is, however, not one of those.
 
The UPDRS part II on activities of daily living indicated significant improvement, in terms of total rating, writing, and freezing of gait. Apart from objective assessment, patients’ self-evaluation from their own PD diary also revealed improvements in terms of more ‘good-on’ state, mobile without disabling dyskinesia, as well as less off-period compared with those after DBS.
 
Since our first case of DBS for PD in 1998, a multidisciplinary team comprising a neurologist, neurosurgeon, nurse specialist, radiologist, clinical psychologist, occupational therapist, physiotherapist, and speech therapist was gradually built up. From 2000 to 2004, important evolvement of our DBS protocol included: a monthly Combined Movement Disorders outpatient clinic run by a neurologist, neurosurgeon, and nurse specialist; regular case conference; dopamine challenge test; MER; acquirement of a stereotactic frame together with a computer planning system for imaging targeting and trajectory planning; and appointment of a dedicated person for DBS programming. Our experience also increased considerably in the areas of systematic auditing of targeting accuracy, surgical complications, and clinical outcome.5 All these serve to explain the significant improvements in the outcomes after 2005 as shown in the Figure. Our current DBS protocol since 2009 for PD is shown in Table 4.
 
We found a non-significant trend in reduction in the dose of anti-Parkinsonian medications in terms of levodopa-equivalent medications after STN DBS. This possible reduction in medication usage is a common finding in previously published reports3 and indicates increased independence from pharmacological treatment after the surgery. We also showed that weight gain was significant after STN DBS, which is consistent with findings in the current literature. There have been plenty of studies looking into the possible mechanisms,8 but the exact causes remain uncertain. Preliminary data show that weight gain might even be more commonly encountered in STN as compared with GPi DBS in PD, suggesting additional factors in STN stimulation.9
 
The complication rate in our study is comparable with that in another DBS centre with 8.6% hardware-related complication.10
 
There are limitations in our study. This was not a prospective study. Although the data were collected prospectively, the protocol itself was continuously evolved. Our patients were not assessed uniformly at the exact same time-points postoperatively; the timing of postoperative evaluation ranged from 2 months to 77 months (mean ± SD, 17.0 ± 15.4 months), which is a rather wide range. This was related to the logistic arrangements for patients to have overnight admission for ensuring 12 hours off-medication and availability of beds in a busy tertiary emergency hospital. Quality of life (eg 39-item Parkinson’s disease questionnaire) is an important component of outcome assessment but it was not used in this cohort. There was no systematic neuropsychology assessment until 2008. Despite all these shortcomings, our study is the first series in Hong Kong reporting the treatment outcomes as well as the experience gained over 12 years in bilateral STN DBS for PD patients.
 
Conclusions
Bilateral STN DBS for PD patients having motor disabilities refractory to medical treatment showed significant improvement in motor performance and functional state, except for speech, during an observation period of up to 77 months. The surgical procedure was shown to be safe, with no perioperative mortality. Patients were found to consume less anti-Parkinsonian medications and reported less dyskinesia, but had increased body weight. A dedicated multidisciplinary team building, refinement of protocol for patient assessment and selection, improvement of targeting methods, meticulous surgical technique, and experience in programming are the key factors that contributed to the improved outcomes.
 
References
1. Chan DT, Mok VC, Poon WS, Hung KN, Zhu XL. Surgical management of Parkinson’s disease: a critical review. Hong Kong Med J 2001;7:34-9.
2. Moro E, Lozano AM, Pollak P, et al. Long-term results of a multicenter study on subthalamic and pallidal stimulation in Parkinson’s disease. Mov Disord 2010;25:578-86. CrossRef
3. Schüpbach WM, Chastan N, Welter ML, et al. Stimulation of the subthalamic nucleus in Parkinson’s disease: a 5 year follow up. J Neurol Neurosurg Psychiatry 2005;76:1640-4. CrossRef
4. Krack P, Batir A, Van Blercom N, et al. Five-year follow-up of bilateral stimulation of the subthalamic nucleus in advanced Parkinson’s disease. N Engl J Med 2003;349:1925-34. CrossRef
5. Chan DT, Zhu XL, Yeung JH, et al. Complications of deep brain stimulation: a collective review. Asian J Surg 2009;32:258-63. CrossRef
6. Zhou JY, Yu Y, Zhu XL, Ng CP, Lu G, Poon WS. Parkinson’s disease: insights from the laboratory and clinical therapeutics. In: Nagata T, editor. Senescence. InTech 2012; 587-616. CrossRef
7. Narayana S, Jacks A, Robin DA, et al. A noninvasive imaging approach to understanding speech changes following deep brain stimulation in Parkinson’s disease. Am J Speech Lang Pathol 2009;18:146-61. CrossRef
8. Montaurier C, Morio B, Bannier S, et al. Mechanisms of body weight gain in patients with Parkinson’s disease after subthalamic stimulation. Brain 2007;130:1808-18. CrossRef
9. Sauleau P, Leray E, Rouaud T, et al. Comparison of weight gain and energy intake after subthalamic versus pallidal stimulation in Parkinson’s disease. Mov Disord 2009;24:2149-55. CrossRef
10. Baizabal Carvallo JF, Mostile G, Almaguer M, Davidson A, Simpson R, Jankovic J. Deep brain stimulation hardware complications in patients with movement disorders: risk factors and clinical correlations. Stereotact Funct Neurosurg 2012;90:300-6. CrossRef

The needs of parents of children with visual impairment studying in mainstream schools in Hong Kong

Hong Kong Med J 2014 Oct;20(5):413–20 | Epub 1 Aug 2014
DOI: 10.12809/hkmj134202
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
The needs of parents of children with visual impairment studying in mainstream schools in Hong Kong
Florence MY Lee, FHKCPaed, FHKAM (Paediatrics); Janice FK Tsang, MSocSc; Mandy MY Chui, MSc
Child Assessment Service, Department of Health, 2/F, 147L Argyle Street, Kowloon City, Hong Kong
 
Corresponding author: Dr Florence MY Lee (florence_lee@dh.gov.hk)
 Full paper in PDF
Abstract
Objectives: This study attempted to use a validated and standardised psychometric tool to identify the specific needs of parents of children with visual impairment studying in mainstream schools in Hong Kong. The second aim was to compare their needs with those of parents of mainstream school children without special education needs and parents having children with learning and behavioural problems.
 
Design: Cross-sectional survey.
 
Setting: Mainstream schools in Hong Kong.
 
Participants: Parents of 30 children with visual impairment who were studying in mainstream schools and attended assessment by optometrists at Child Assessment Service between May 2009 and June 2010 were recruited in the study (visual impairment group). Parents of 45 children with learning and behavioural problems recruited from two parent support groups (learning and behavioural problems group), and parents of 233 children without special education needs studying in mainstream schools recruited in a previous validation study on Service Needs Questionnaire (normal group) were used for comparison. Participants were invited to complete a self-administered Service Needs Questionnaire and a questionnaire on demographics of the children and their responding parents. The visual impairment group was asked additional questions about the ability of the child in coping and functioning in academic and recreational activities.
 
Results: Needs expressed by parents of the visual impairment group were significantly higher than those of parents of the normal group, and similar to those in the learning and behavioural problems group. Parents of children with visual impairment expressed more needs for future education and school support than resources for dealing with personal and family stress.
 
Conclusion: Service needs of children with visual impairment and their families are high, particularly for future education and school support. More study on the various modes of accommodation for children with visual impairment and more collaborative work among different partners working in the field of rehabilitation will foster better service for these children and their families.
 
 
New knowledge added by this study
  • Needs expressed by parents having children with visual impairment (VI) are significantly higher than those of parents of mainstream school children without special education needs, and similar to those of parents of children with learning and behavioural problems.
Implications for clinical practice or policy
  • Clinicians have to be sensitive to the service needs presented by children with VI and their families. More collaborative work among different partners working in the field of rehabilitation will foster better service for children with VI and their families.
 
Introduction
Parents of children with developmental difficulties face many challenges with child handling and coping with school. In helping these children, the needs of their caretakers should not be ignored. Besides, better understanding of the needs of their parents could shed light on the desired direction of general service planning, and enable optimal use of our resources. The formulation of service needs in collaboration with parents instead of only by the health care professionals helps to facilitate efficient family support implementation. This can also serve as pre-intervention measurement for reliable outcome evaluation.1 Child Assessment Service (CAS) of the Department of Health comprises multidisciplinary professionals and provides comprehensive developmental assessment and rehabilitation prescriptions to children with developmental and behavioural problems in Hong Kong. Recently, CAS developed a Service Needs Questionnaire (SNQ) to examine the needs of parents of children with learning and behavioural problems including dyslexia and attention-deficit hyperactivity disorder (ADHD). The scale has undergone formal procedures of scale validation and standardisation, and can be used as a reliable tool for mapping the needs of parents with children with different developmental disabilities.2
 
Although many studies have investigated service needs of disabled children,3 4 5 few have attempted to investigate service needs of children with visual impairment (VI) and their families. The parents’ perceived needs based on ethnicity, and the degree of vision loss in toddlers from Latino and Anglo backgrounds were reported based on qualitative description. The future of their children was the universal concern among parents. Other concerns were household finances, adequacy of services, and the impact on siblings. The perceived insensitivity and lack of information from professionals were sources of difficulty and frustration.6 On studying the perspective of parents of children with VI, it was noted that many experienced difficulties, frustration, and concerns about the child’s future; there was also lack of helpful information, social isolation, and inadequate support from school and community.7 Parents of children newly diagnosed with VI and/or ophthalmic disorders in a tertiary level centre had a tendency to identify information as their greatest need, almost irrespective of the amount or type actually provided.8
 
In the local setting, there are limited needs analysis studies on disabled children, and none targeted towards children with VI in mainstream schools. In Guangzhou, however, focus group interviews were conducted in a qualitative study to elicit the experiences of 23 Chinese parents in caring for their children with developmental disability who were residents of the Mental Retardation Unit in a Maternal and Children Hospital. Five categories of needs were identified: parental, informational, attitude towards the child, coping, and support.9
 
In Hong Kong, the Education Bureau encourages students with diverse learning needs to receive appropriate education alongside their peers so as to help them develop their potential. While special schools cater for children with significant developmental disabilities, children with milder developmental disabilities are integrated into mainstream schools. In mainstream schools, students have diverse special education needs (SEN). Most have learning and behavioural problems, and few have physical and/or sensory problems. This study is the first local attempt to use a validated and standardised psychometric tool to identify the specific needs of parents of children with VI studying in mainstream schools. The study also attempted to examine if their needs are different from those of parents of children without SEN studying in mainstream schools and parents of children with learning and behavioural problems. Better understanding of the parental needs will help in planning for future service and support for these children and their families.
 
Methods
Participants and recruitment procedures
Parents of children with visual impairment
Child Assessment Service of the Department of Health provides comprehensive assessment, rehabilitation prescriptions, and management services to children and families in Hong Kong. In 2012, the number of referrals served by CAS was 8773 with children aged below 10 years accounting for 98.4% of the referrals (written communication, CAS, 2013). The number of children aged below 10 years was estimated to be 252 100 in Hong Kong in 2012.10 Between 2006 and 2010, the number of newly diagnosed visually impaired children in CAS ranged from 28 to 37 every year.11
 
Parents of 30 children with VI who were studying in mainstream schools and who underwent assessment by optometrists at CAS between May 2009 and June 2010 were recruited to participate in the study (VI group). The parents were asked to reply once for each child. The purpose of the study was clearly explained, and a consent form was signed by each respondent. All 30 consented to participate, but four failed to complete the questionnaire. The analysis reported in this study was therefore based on data from 26 participants who completed the SNQ. The degree of VI ranged from mild low vision to severe low vision, according to the definition for the provision of various rehabilitation services by the Hong Kong Government.12 The visual acuity for mild low vision was defined as from 6/18 to better than 6/60, moderate low vision was from 6/60 to better than 6/120, and severe low vision was 6/120 or worse in the better eye.
 
Parents of children with behavioural and learning problems
Parents of children with learning and behavioural problems were recruited from two local parent support groups (LB group). Parent support group is a self-help organisation which serves the common interests of parents having children with same or similar disability or disease. Behavioural and learning problems are the major SEN concern in mainstream schools. In Hong Kong, there are a number of parent support groups for parents having children with learning and behavioural problems. Two parent support groups, the Hong Kong Association for AD/HD and the Hong Kong Association for Specific Learning Disabilities, were invited to participate in this study as apparently they have the biggest membership and the longest history in serving children with such developmental problems and disability. All parents attending their annual meetings were invited to participate on a voluntary basis, and 45 participated. A letter stating the purpose of the study was given and a consent form was signed by each respondent. The analysis reported in this study was based on the 43 participants who completed the SNQs. Despite the constraint of such convenience sampling, efforts have been paid to enhance the representativeness of the selected participants.
 
Parents of mainstream school children without special education needs
Anonymous raw data of parents of children attending mainstream primary schools (n=233) collected in Leung et al’s study for the development of SNQ was accessed and analysed.2 Three primary schools, one each from the territory’s administrative regions, were requested to randomly select 135 students to participate using a random number generator. The schools distributed the questionnaires to parents; 246 parents returned the questionnaires in sealed envelopes (response rate 60.7%) and 233 provided complete data. Among the 233 participants from the primary school group, 33 with reported behavioural/learning difficulties were excluded, and 200 were included in the comparison (normal group). Since SNQ was jointly developed by CAS and Leung et al,2 the research data were archived and shared between the two parties. Upon an agreement between CAS and Leung et al,2 the research data were retrieved and analysed by authors. Legitimacy of such arrangement was documented in the research protocol written for SNQ project. The data retrieved and being analysed for this study included SNQ scores and demographics of participants.
 
Measures
Participants of the VI group and LB group were asked to complete the SNQ and a questionnaire on the demographics of the children and their responding parents. The VI group was asked 12 additional questions about the children’s ability to cope and function in academic and recreational activities.
 
Service Needs Questionnaire
Service Needs Questionnaire had 27 items. It was sub-divided into two parts, and was self-administered by the informants. The first part consisted of eight items on personal and family stress. Participants rated each item on a 5-point scale from 1 (disagree very much) to 5 (agree very much). The second part consisted of 19 items on need for various services. Participants rated each item on a 5-point scale from 1 (do not endorse at all) to 5 (endorse a lot). This scale has been validated for use in Chinese parents.2 The areas of need which can be identified by SNQ included the need for school support, need for information, and need for support on family functioning.
 
This questionnaire was developed among Chinese families and it showed satisfactory psychometric properties.2 For validity, the SNQ total score (5 categories) correlated positively (correlation=0.55) with Parenting Stress Scale, and it could differentiate between parents of children diagnosed with learning/behavioural problems and those attending normal primary schools (t(336)=12.07; P<0.001; d=1.42). For internal consistency and reliability, the reported Cronbach’s alpha was 0.96 and intra-class correlation was 0.76, respectively. In Leung et al’s study,2 Rasch analysis was conducted to demonstrate the primary psychometric properties of SNQ. It was shown that SNQ measured a single construct need (ie unidimensionality); was able to distinguish strata of needs in children with developmental disabilities; had sufficient items to capture needs of children with developmental disabilities; and there was a meaningful item hierarchy. Construct validity and reliability of SNQ were also shown by additional analyses. As SNQ serves to describe needs of children with developmental disabilities, the reported psychometric properties were sufficient to serve this aim.
 
Ability of a child to cope and function in academic and recreational activities
There were 12 additional questions designed to obtain some descriptive information from VI group on children’s functional needs, school coping, and difficulties encountered in academic and recreational activities. Participants were asked to report positive or negative answers regarding each question and requested to give examples if the answers were positive. Some examples of these questions were: “Which is the most difficult subject for you? Please state problems encountered, if any”; “Are there any problems encountered in recess or lunch time? If yes, please state the problem and the reason”.
 
Demographic information
Participants were requested to supply demographic information about themselves and their children.
 
The study was approved by the Ethics Committee of the Department of Health, Hong Kong SAR Government.
 
Data analysis
Descriptive statistics, frequency distribution, and means were used to examine the profiles of participants. Since Leung et al’s study2 showed difference among parents of children with learning and behavioural problems and those of normal children, our hypothesis was that there was a difference between the needs of parents of VI group and those of normal group. The data were examined before hypothesis testing so that appropriate statistical tests could be applied. Independent t test and one-way analysis of variance (ANOVA) were used to analyse the differences in means between two or more than two groups if the corresponding test assumptions were fulfilled. Otherwise, Kruskal-Wallis test was used to analyse the differences in mean rank for comparison of more than two groups. The statistical analyses were performed using the Statistical Package for the Social Sciences (Windows version 19.0; SPSS Inc, Chicago [IL], US).13 Statistical significance was set at P<0.05 (two-tailed).
 
Results
Characteristics of participants
The demographic characteristics of parents in the three groups were comparable. Compared with the normal group, a higher proportion of boys were noted in VI and LB groups and the mean age of children in LB and VI groups was slightly higher. The parents of LB group and VI group resided in Hong Kong for longer than those of the normal group. Fewer fathers of LB and VI groups were employed compared with those of normal group (Table 1).
 

Table 1. Demographics of participants in the different study groups
 
Intragroup comparison of Service Needs Questionnaire in visual impairment group
Within the VI group, 26 participants with completed SNQ data were included in the analysis. The most common medical cause for VI was ocular or oculocutaneous albinism (n=10). Other causes included cataract (n=3), retinopathy of prematurity (n=2), aniridia (n=2), retinal dystrophy (n=2), septo-optic dysplasia (n=1), high refractive error (n=1), and intraventricular haemorrhage (n=1); investigation results were still pending for four cases.
 
Their cognitive abilities were mostly within the low average to high average range. One had mild mental retardation, two had limited intelligence, and one had superior intelligence. Regarding co-morbid developmental disabilities, 11 (42%) children in the VI group had one or more than one type of developmental disability apart from VI. One had mild-grade mental retardation, four had dyslexia/risk for dyslexia, two had ADHD, one had autistic spectrum disorder, two had mild hearing loss, and one had mild anxiety problem. There was no significant difference in SNQ total score between those with or without co-morbid conditions (t(24)= –0.6, P>0.05). The mean SNQ total scores for those with and without co-morbid conditions were 94.93 (95% confidence interval [CI], 80.34-109.53) and 100.73 (95% CI, 86.51-114.94), respectively. Among the 26 VI children, 18 had mild low vision and 8 had moderate-to-severe low vision. There was no significant difference between the two levels of VI in SNQ total score (t(24)= –1.425, P>0.05). The mean SNQ total score for those with mild low vision was 93.00 (95% CI, 79.55-106.45), and 107.25 (95% CI, 98.03-116.47) for those with moderate-to-severe low vision. Therefore, all 26 cases could be treated as a group for further analysis.
 
Reliability of Service Needs Questionnaire in visual impairment group
The internal consistency of SNQ (Cronbach’s alpha=0.96) measured in the VI group was similar to the magnitude reported in Leung et al’s study,2 despite the difference in the samples used.
 
Comparison of service needs among normal group, visual impairment group, and behavioural and learning problems group
Owing to non-normality of the SNQ total score by group, the Kruskal-Wallis one-way ANOVA by ranks was conducted to examine if the mean rank SNQ total scores among the three groups were the same. The Dunn-Bonferroni tests were further applied to locate where the differences existed if the mean rank SNQ total scores were not the same.
 
The Kruskal-Wallis test was significant (χ2(2)=80.928, P<0.001) inferring that the mean rank SNQ total scores were not the same among the three groups. The Dunn-Bonferroni tests showed that the mean rank SNQ total score of the normal group was significantly lower than that in VI group (z= –4.042, P<0.001) and LB group (z= –8.531, P<0.001), respectively. The mean rank SNQ total score of VI group was slightly lower than that of the LB group, but the difference was not significant (z= –2.380, P=0.052; Table 2). Each SNQ item was further analysed by conducting Kruskal-Wallis test to examine if there was a difference among the three groups. Bonferroni correction was applied to control the family-wise type I error predefined as 0.05. All SNQ items had significant differences among the three groups.
 

Table 2. Kruskal-Wallis test of mean rank Service Needs Questionnaire total score and the multiple comparisons
 
Eight of the top 10 needs were common to the three groups. In the VI group, three of the top five needs included education, services in supporting study, and school support. For most SNQ items, the VI group scored significantly higher than the normal group but similar to the LB group. For a few items such as “I need to learn how to deal with stress”, “I need emotional support”, and “Children affect the relationship between spouse”, the VI group scored significantly lower than the LB group but similar to the normal group. On the item “Spouse disagrees with me about fostering children”, the VI group had lower score compared with the normal group. The mean scores of each SNQ item are listed in Table 3.
 

Table 3. Mean scores of Service Needs Questionnaire items by group
 
Coping and functioning in academic and recreational activities
Regarding coping in school and functioning in academic activities, most of the children with VI were receiving some form of school accommodation and support. The support included seating arrangement (n=25, 97%), enlargement of font size (n=18, 70%), assistance by peers in copying work and classroom activities (n=7, 27%), and use of visual aids and assistive devices (n=3,12%). Physical exercise and mathematics were reported as the most favourite subjects, while Chinese and English were the most difficult subjects for these children.
 
All children reported encountering difficulties during classroom activities; examples included difficulties with handwriting, reading, reading comprehension and memory, ball games, as well as cutting and pasting activities. Besides difficulties encountered during class, around one-fifth (n=5) reported encountering difficulties during recess or lunch time due to lack of friends and peers to play with and difficulties in attending outdoor activities.
 
Many (n=16, 62%) had joined some form of extra-curricular activities, both indoor and outdoor. Swimming, dancing, ping-pong ball, and drawing were some examples of their favourite activities. Some of the difficulties described were problems with sustaining the practice, visual motor coordination, communication with classmates, and classmates playing tricks on them. Around one-third (n=8) reported difficulties in leisure activities during school holidays, including the need for extra care in crowded areas, extra protection when exposed to sunlight, and some behavioural problems such as talking loudly and offending other children. A majority of them (n=20, 77%) did not join any self-help parent group as many did not feel the need, and most could not afford the time to join. Some descriptive answers on the difficulties encountered are listed in Table 4.
 

Table 4. Some direct quotes regarding the ability of children in coping and functioning in academic and recreational activities
 
Discussion
Vision is our major sense and children with VI face many challenges and obstacles. In this study, needs expressed by parents having children with VI were significantly higher than those of parents of mainstream school children without SEN. The top five needs expressed by parents of VI children are on need for information and services. In particular, these parents expressed the need for more information and services on future education and school support despite receiving some degree of accommodation at school. This may be related to the general phenomenon among parents in Hong Kong who predominantly focus on academic achievement versus recreational and leisure activities. Meanwhile, these parents might not be fully aware of the kind of support available at school. The implication is for us to work closely with the education sector to make the school support service more transparent for the parents. By maintaining necessary case monitoring, we could give continuous feedback to the school based on a child’s individual and changing needs.
 
Needs expressed by parents in the VI group were significantly higher than those in the normal group, but similar to those in the LB group. Children with VI, in addition to their unique obstacles in mainstream schools, also face some common difficulties of adapting and adjusting academically, socially, and behaviourally just like other children with SEN. Compared with parents of the normal group, parents of the VI group perceived more stress and, thus, more needs. Besides, nearly half the children in VI group had co-morbidities, including learning and behavioural problems. They might experience similar challenges at school leading to similar impact on their parents and families as those in the LB group. Despite the insignificant group difference between the VI and the LB groups, we noted that more parents from the LB group endorsed items related to stress, emotions, and effect on relationship with spouse from the item analysis. From this, it is believed that parents of the VI group might experience relatively less stress and turmoil resulting from children’s learning and behavioural challenge as compared with the LB group. As children with VI are often diagnosed at an early age, it is speculated that their parents might have better adjustment and more mutual support in caring for them.
 
There were some limitations in this study, including the small sample size. As compared to the other developmental disabilities, the incidence of VI was relatively low, affecting 0.1% of the school-age population and 0.4% of children with all developmental disabilities.14 In Hong Kong, most children with significant developmental disabilities, including those with severe low vision or blindness, receive education in special schools. Children with milder developmental disabilities, including those with mild-to-moderate low vision, are integrated in mainstream schools with support from teachers and special schools. According to the statistics provided by the Education Bureau, the total number of school children with VI attending mainstream primary schools was 40 in year 2006/07, 40 in 2007/08, and 50 in 2008/09. The 30 cases in this study were recruited from different regions of Hong Kong during the study period and this cohort, therefore, represents the majority of children with VI attending mainstream schools in Hong Kong.
 
On the other hand, the VI group was not a homogeneous group and nearly half had other co-morbid conditions, which are common among children with VI. The VI group with co-morbidities is expected to express greater needs. However, this was not observed in our study, probably due to the small sample size. The other limitation might be the possible self-selection bias in data collection. As voluntary participation was sought in the LB group, parents with high service needs might have been more eager to participate, leading to bias. The normal group was selected by convenience sampling, and the grade, age, and gender distributions of the sampled subjects in each school were not matched with those of all students in each school. This normal group might not represent all the mainstream primary schools.
 
Currently, the Education Bureau provides educational support for these children through school teachers, with resource help from special schools for VI children. Support includes assistive facilities and visual aids, accommodation in school activities and examination. It is encouraging to note that these children are enjoying a variety of extra-curricular activities despite the difficulties. Nonetheless, more facilitation of peer support and school integration is needed for these students both during classroom and extra-curricular activities. As most of these children should have needed visual aids and assistive devices to optimise their residual vision, the user rate noted was far below our expectation. More systematic work on education and training for parents will be needed to empower them with the knowledge and skills for helping their children, and to raise their awareness of local community resources. On the whole, parents are less aware of the availability of self-help support groups. Fostering and encouragement of parent support groups would be beneficial to the advocacy and support of rehabilitation planning for children with VI.
 
In this study, the needs of parents of children with VI in mainstream school were measured using a standardised and validated tool. With a relatively low incidence of children with disability, and the nature of common co-morbid conditions, it would be beneficial to have pooled data from different regions, including the education and hospital sectors, to shed more light on the future planning of support services for these children and their families. More study on the various modes of accommodation for children with VI and more collaborative work among different partners working in the field of rehabilitation will foster better service for these children and their families.
 
Acknowledgements
Our special thanks to Dr Cynthia Leung for her critical reading and Mr Morris Wu for the statistical analysis and technical editing. We would like to express our gratitude to all the parents who have participated in this study.
 
References
1. Hendriks AH, De Moor JM, Oud JH, Franken WM. Service needs of parents with motor or multiply disabled children in Dutch therapeutic toddler classes. Clin Rehabil 2000;14:506-17. CrossRef
2. Leung C, Lau J, Chan G, Lau B, Chui M. Development and validation of a questionnaire to measure the service needs of families with children with developmental disabilities. Res Dev Disabil 2010;31:664-71. CrossRef
3. Rosenbaum PL, King SM, Cadman DT. Measuring processes of caregiving to physically disabled children and their families. I: Identifying relevant components of care. Dev Med Child Neurol 1992;34:103-14. CrossRef
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5. Nitta O, Taneda A, Nakajima K, Surya J. The relationship between the disabilities of school-aged children with cerebral palsy and their family needs. J Phys Ther Sci 2005;17:103-7. CrossRef
6. Dote-Kwan J, Chen D, Hughes M. Home environments and perceived needs of Anglo and Latino families of young children with visual impairments. J Vis Impair Blind 2009;103:531-42.
7. Leyser Y, Heinze T. Perspectives of parents of children who are visually impaired: implications for the field. RE:view 2001;33:37-48.
8. Rahi JS, Manaras I, Tuomainen H, Hundt G. Health services experiences of parents of recently diagnosed visually impaired children. Br J Ophthalmol 2005;89:213-8. CrossRef
9. Wong SY, Wong TK, Martinson I, Lai AC, Chen WJ, He YS. Needs of Chinese parents of children with developmental disability. J Learn Disabil 2004;8:141-58.
10. Population by age group and sex, End-2012. Available from: http://www.censtatd.gov.hk/hkstat/sub/sp150.jsp?tableID=002&ID=0&productType=8. Accessed 31 Oct 2013.
11. Lo PW. Children with visual impairment: experience at Child Assessment Service (CAS). Child Assessment Service Epidemiology and Research Bulletin. In press.
12. Hong Kong Government. White Paper on Rehabilitation: Equal opportunities and full participation: A better tomorrow for all. Hong Kong: HKSAR Government; 1995.
13. IBM Corp. Released 2010. IBM SPSS Statistics for Windows, Version 19.0. Armonk, NY: IBM Corp.
14. Snyder TD, Tan AG, Hoffman CM. Children 3 through 21 years old served in federally supported programs for the disabled, by type of disability: Selected years, 1976-77 through 2003-04. In: Snyder TD, Tan AG, Hoffman CM. Digest of education statistics 2005 (NCES 2006-030). New York: Institute of Educational Sciences; 2006: 81.

Three-year experience of using venovenous extracorporeal membrane oxygenation for patients with severe respiratory failure

Hong Kong Med J 2014 Oct;20(5):407–12 | Epub 20 Jun 2014
DOI: 10.12809/hkmj144211
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Three-year experience of using venovenous extracorporeal membrane oxygenation for patients with severe respiratory failure
George WY Ng, FHKAM (Medicine), MPH (HKU); Anne KH Leung, MB, ChB, FHKAM (Anaesthesiology); KC Sin, MB, ChB, FHKAM (Medicine); SY Au, MB, BS, FHKCP; Stanley CH Chan, MB, BS, FHKCA; Osburga PK Chan, MB, BS, FHKAM (Medicine); Helen HL Wu, MB, BS, FHKAM (Medicine)
Department of Intensive Care, Queen Elizabeth Hospital, 30 Gascoigne Road, Kowloon, Hong Kong
 
Corresponding author: Dr George WY Ng (georgeng@ha.org.hk)
 Full paper in PDF
Abstract
Objective: To present the 3-year experience of using venovenous extracorporeal membrane oxygenation for patients with severe respiratory failure in a single centre in Hong Kong.
 
Design: Case series.
 
Setting: A 19-bed Intensive Care Unit of a tertiary hospital in Hong Kong.
 
Patients: All patients who were managed with venovenous extracorporeal membrane oxygenation from 1 July 2010 to 30 June 2013 in the Intensive Care Unit.
 
Results: Overall, 31 patients (mean age, 42.2 years, standard deviation, 14.1 years; 21 males) received venovenous extracorporeal membrane oxygenation for the treatment of severe respiratory failure. Of these, 90.3% (28 patients) presented with pneumonia as the cause of the respiratory failure, and 22 of them had identifiable causes. A total of nine (29.0%) patients were diagnosed to have H1N1 infection. The median Murray score was 3.5 (interquartile range, 3.0-3.5); the median duration of venovenous extracorporeal membrane oxygenation support was 5.0 (2.8-8.6) days; and the median duration of mechanical ventilator support was 18.2 (7.8-27.9) days. The overall intensive care unit mortality was 19.4% (n=6). The overall in-hospital mortality and the 28-day mortality were both 22.6% (n=7). Among the 22 patients who had identifiable infective causes, those suffering from viral infection had lower intensive care unit and hospital mortality than those who had bacterial infection (8.3% vs 20.0%). All the H1N1 patients survived. Complications related to extracorporeal membrane oxygenation included severe bleeding (n=2; 6.5%) and mechanical complications of the circuits (n=3; 9.7%).
 
Conclusions: Venovenous extracorporeal membrane oxygenation is an effective adjunctive therapy and can be used as a life-saving procedure for carefully selected patients with severe acute respiratory distress syndrome when the limits of standard therapy have been reached.
 
 
New knowledge added by this study
  • Venovenous extracorporeal membrane oxygenation (ECMO) has become a reliable respiratory support for patients with severe respiratory failure due to acute respiratory distress syndrome and severe hypoxaemia despite the use of conventional therapy.
  • Use of venovenous ECMO allows protective ventilation and reduces ventilator-induced lung injury.
  • H1N1 patients had a very good survival outcome when they received ECMO therapy.
Implications for clinical practice or policy
  • ECMO is available in specialised centres in Hong Kong. Patients with severe acute respiratory distress syndrome, particularly after H1N1 pneumonia, will be good candidates for receiving ECMO treatment.
  • ECMO therapy is safe but associated with complications.
 
Introduction
Acute respiratory distress syndrome (ARDS), after severe viral or bacterial infection, is a common cause of severe respiratory failure in the Intensive Care Unit (ICU). The syndrome is defined as acute onset of hypoxaemic respiratory failure, which is accompanied by bilateral infiltrates of chest, and occurs due to non-cardiogenic cause.1 2 Despite vigorous researches on pharmacological treatment and ventilator strategy in recent decades, ARDS with profound hypoxaemia continues to be associated with high mortality rate. In 2009, the conventional ventilatory support versus extracorporeal membrane oxygenation (ECMO) for severe adult respiratory failure (CESAR) trial, conducted by Peek et al3 in the UK, showed a significant survival advantage with the use of ECMO for patients with severe ARDS. Extracorporeal membrane oxygenation is a life-support technology with a history of more than 40 years.4 With the evolution of technology, the procedure has become simpler, safer, and more reliable. Since 2010, the Queen Elizabeth Hospital (QEH) in Hong Kong has started providing venovenous (v-v) ECMO to selected patients with severe respiratory failure due to severe ARDS and profound hypoxaemia.
 
Methods
This was a retrospective observational study performed in a 19-bed ICU of a tertiary hospital in Hong Kong. Eligible patients needed to have potentially reversible causes for respiratory failure, refractory respiratory failure despite maximum conventional ventilator support, and Murray score of 3.0 or higher (Murray score4 is calculated by: PaO2/FiO2 ratio, positive end-expiratory pressure [PEEP], lung compliance, chest radiographic appearance). Patients with acute-status asthmaticus and refractory respiratory failure were also selected as candidates for ECMO despite having Murray score of lower than 3.0. Patients were excluded for ECMO therapy if they had intracranial bleeding; severe, irreversible brain damage; or were older than 70 years.
 
Extracorporeal membrane oxygenation retrieval
The QEH ECMO team supports eligible patients from other ICUs that do not have ECMO service. The QEH ECMO retrieval team puts eligible patients in the referring hospitals on ECMO circuit, and then escorts them to QEH. The team consists of two intensivists and two intensive care nurses.
 
Technique of extracorporeal membrane oxygenation setup
Access catheters (Maquet HLS, Germany; BIOLINE coating) were inserted in either the right or left femoral vein, and return catheters were inserted in the right internal jugular vein. All cannulation procedures were performed at the bedside, by ICU specialists, with Seldinger technique and ultrasound guidance. The size of the cannulas was chosen according to the body weight of patients. The default size was 19 Fr for return catheter and 23 Fr for access catheter. The jugular-femoral approach for return (19 Fr) and access (23 Fr) catheter cannulation was adopted for all patients. The catheters were connected to the ECMO machine (either Rotaflow: BE-PLS 12050–Quadrox PLS [Jostra], or Cardiohelp: HLS module advanced 7.0).
 
Extracorporeal membrane oxygenation care
As per our ICU ECMO protocol, ECMO nurses and ECMO specialists have to provide special regular monitoring of coagulation status, circuit conditions, perfusion status, and neurological status. Accordingly, unfractionated heparin infusion is the default and only anticoagulant used. Anticoagulation is monitored at the bedside with a target-activated clotting time of 180-220 seconds. Activated clotting time is measured every 4 hours. We maintain a platelet count of 100 x 109 /L, international normalised ratio of <1.5, and haemoglobin level of >120 g/L. The ECMO nurses need to check the following every 4 hours: presence of clot in the oxygenator membrane, any colour difference between the access and return catheters, and oxygenator membrane pressure gradient. The post-oxygenator partial pressure of oxygen and free-haemoglobin level are checked daily.
 
Other routine care
We use benzodiazepine and narcotics for sedation. Pupil size, sedation score, and conscious status are assessed every 4 hours. Propofol is not recommended due to the potential interaction with oxygenator membrane. Enteral nutrition is used when possible, and as early as possible, according to our ICU feeding protocol. Fluid balance is maintained with diuretics and continuous v-v haemofiltration, as clinically indicated.
 
Ventilation strategy
Once the ECMO support is started, we change the ventilator setting so as to allow ‘lung rest’ (ie FiO2 0.4, PEEP 10 cm H2O, tidal volume 4 mL/kg, rate 10 cycles/min) with an inspiratory/expiratory ratio of 1:1.3.
 
Renal replacement therapy
Continuous v-v haemofiltration is used for patients with acute kidney injury, excessive fluid gain, and metabolic acidosis. The venous and arterial lines are connected at post-pump to minimise the risk of air embolism.
 
Decannulation
Heparin infusion is stopped 30 minutes before decannulation. Decannulation is performed at the bedside with two-team approach. Both jugular and femoral catheters are removed simultaneously. Direct pressure is then applied to the sites for at least 15 minutes.
 
Statistical analysis
Normally distributed data were expressed as mean ± standard deviation (SD). Independent t test was used for comparison of means. Data, if not normally distributed, were expressed as median and interquartile range (IQR). Mann Whitney U test was used for comparison of medians. Categorical data were analysed using Fisher’s exact test. Statistical analysis was performed using the Statistical Package for the Social Sciences (Windows version 17; SPSS Inc, Chicago [IL], US). P values of <0.05 were considered statistically significant.
 
Ethics review
This proposal was reviewed and approved by the Research Ethics Committee of the Kowloon Central Cluster/Kowloon East Cluster (Kowloon Central/ Kowloon East; REC [KC/KE]).
 
Results
Between 1 July 2010 and 30 June 2013, 31 patients (mean ± SD, 42.2 ± 14.1 years; 21 males) received v-v ECMO for the treatment of severe respiratory failure and ARDS. The median body mass index was 22.6 (IQR, 21.5-24.8) kg/m2. The median Murray score was 3.5 (IQR, 3.0-3.5). A total of 11 cases were retrieved from other acute hospitals. The median time required for patients to arrive at the ICU was 7.0 (IQR, 3.0-8.0) days (Table 1). The mean duration of mechanical ventilation before starting ECMO treatment was 1.6 ± 2.7 days.
 

Table 1. Baseline characteristics of the patients treated with extracorporeal membrane oxygenation
 
Male gender and younger age were associated with better survival rate, although they did not attain statistical significance. Survivors and non-survivors had similar Murray scores. Survivors had a higher pre-ECMO PaO2/FiO2 ratio, lower APACHE (Acute Physiology And Chronic Health Evaluation) II and APACHE IV scores, and shorter time for symptoms to ICU admission versus the non-survivors, but none of the differences was statistically significant (Table 1). Of the 31 patients who presented with respiratory failure, 28 (90.3%) were diagnosed to have pneumonia, one had severe smoke inhalation injury, and two had status asthmaticus; 22 of the 28 pneumonia patients had identifiable laboratory causes (Table 2). Patients suffering from viral infection as primary cause of respiratory failure (1 dead/11 alive) had better ICU survival than those suffering from bacterial infection (2 dead/8 alive); however, the difference was not statistically significant (92% vs 80%, P=0.57, Fisher’s exact test; Table 2). Overall, nine (29.0%) patients were diagnosed to have H1N1 infection, either by polymerase chain reaction or serology or both. Patients with H1N1 as the cause of respiratory failure had excellent survival outcome (100%; Table 3).
 

Table 2. Infective sources of patients with respiratory failure who required venovenous extracorporeal membrane oxygenation and their outcomes
 

Table 3. Comparison of patients with H1N1 who required venovenous extracorporeal membrane oxygenation
 
The median (IQR) duration of ECMO therapy was 5.0 (2.8-8.6) days. The median length of ICU stay was 18.0 (11.6-25.8) days, and median length of hospital stay was 23.5 (15.3-40.9) days. A total of 25 (80.6%) patients survived ICU discharge and 24 (77.4%) patients survived hospital discharge and had 28-day survival (Table 4).
 

Table 4. Results and outcomes of extracorporeal membrane oxygenation procedure
 
On logistic regression analysis, APACHE II score was the only significant factor that could predict hospital mortality.
 
Of the 31 patients, two (6.5%) patients developed severe haemorrhage (haemothorax [n=1] and cerebral bleeding [n=1]) and three (9.7%) patients developed mechanical complications of the circuits (clotted membrane [n=1], suspected oxygenator failure [n=1], and vascular injury [n=1]).
 
Discussion
The first successful ECMO treatment case was reported in 1972.5 However, two randomised controlled trials6 7 that were published several years after this reported case failed to show any significant advantage with ECMO. The use of ECMO in adult patients remained limited until publication of the CESAR trial in 2009,3 which showed significant advantages with ECMO in terms of survival for patients with severe respiratory failure and ARDS after H1N1 pandemic.
 
Our patients, who were managed with v-v ECMO for severe respiratory failure, had ICU mortality and hospital mortality of 19.4% and 22.6%, respectively. Most of them (n=29; 93.6%) had severe ARDS that failed conventional treatment. Our results (7 dead/24 alive) compared favourably with the ECLS (Extracorporeal Life Support) Registry Report,8 in which the hospital mortality was reported to be 44% (2283 dead/2905 alive; P=0.018 by Fisher’s exact test). Mortality of ARDS, before 1990s, was higher than 50%.9 10 Mechanical ventilator is the cornerstone of treatment for ARDS. Although it can support lung ventilation, inappropriate use can lead to lung damage including excessive transpulmonary pressure (barotrauma), excessive lung volume inside alveoli (volutrauma), and shearing stress during repetitive opening and closing of alveoli (atelectrauma).11 Moreover, the damage caused by mechanical ventilation is not limited to the lungs. Lung trauma can trigger systemic inflammatory response (biotrauma) that involves other distal organs leading to multiorgan damage. To date, the only strategy that can improve survival is lung protective strategy (≤6 mL/kg of predicted body weight; plateau pressure ≤30 cm H2O).12 13 With the use of lung protective strategy and ECMO treatment, recent publications reported a mortality of approximately 20% to 40%.3 14 Lung protective strategy was the most evidence-based approach in ARDS management. Extracorporeal membrane oxygenation use in ARDS patients can ensure the effective application of low tidal volume and plateau pressure strategy.
 
In our report, the mean tidal volume after ECMO therapy was 288.0 ± 76.8 mL, which was within the higher limit of the expected tidal volume (390 mL) according to the lung protective strategy (Table 1). The ICU mortality and hospital mortality rates in our cases were 19.4% and 22.6%, respectively. These figures are favourable when compared with patients who receive only lung protective strategy.13 In fact, ICU doctors often face challenges to comply with the lung protective strategy in real situation. The presence of stiff lung and hypercarbia in severe ARDS patients may make it difficult for ICU doctors to set low tidal volume and transpulmonary pressure. The use of ECMO, however, can overcome these challenges. Extracorporeal membrane oxygenation can allow both CO2 removal and oxygenation with an independent circuit that bypasses the sick lungs. This permits complete lung rest with the lung protective strategy.
 
H1N1 infection is widely reported to have better survival rate and shorter duration of ECMO support, mechanical ventilator days, and length of ICU stay. According to the ELSO (Extracorporeal Life Support Organization) registry (as dated to 13 April 2011), the H1N1 survival rate was 76.8% (66 dead/218 alive) in patients older than 20 years.15 In our study, all nine H1N1 swine flu patients survived (Table 2). H1N1 patients in Hong Kong had more favourable outcomes compared with those in Australia and Canada (Table 3).14 16 17 These outcomes included shorter ECMO duration, shorter ventilator days, and shorter ICU and hospital length of stay. Future study shall explore other factors that affect outcomes including duration of inter-hospital transportation, manpower availability, and use of pharmacological treatment. In our centre, all H1N1 patients received N-acetylcysteine (NAC) intravenous infusion together with oseltamivir from day 0 of ICU admission. The effect of NAC, an antioxidant18 19 20 21 as adjunct therapy in treating severe H1N1 respiratory infection, deserves further exploration in future.
 
In our study, vascular injury was the single complication that was related to the procedure. We encountered one oxygenator-related thrombosis and one suspected oxygenator failure. In one case, we postulated that the cause of thrombosis was hypercoagulopathy related to mycoplasma infection. Another case had contra-indication to heparin due to active bleeding. One patient was diagnosed with intracerebral bleeding after initiation of ECMO therapy. The bleeding was probably related to the patient’s own brain pathology. The patient was diagnosed with haematological lymphoproliferative disease that probably infiltrated the brain and caused death, as suggested by the postmortem examination.
 
Limitations
Our report had several limitations. As ECMO therapy is relatively new in our centre, we have a limited number of cases. This study was a retrospective review of a single-centre experience. All patients who received ECMO therapy were carefully selected, and we did not have a control group to demonstrate the superiority of ECMO therapy. We only considered mortality as our main outcome and did not follow-up the long-term morbidity of the survivors. Future study with ECMO shall consider outcomes that cover physical, functional, and neuropsychological aspects.
 
Conclusions
Venovenous ECMO is an effective adjunctive therapy, useful as a life-saving procedure for carefully selected severe ARDS patients when the limits of standard therapy have been reached.
 
References
1. Bernard GR, Artigas A, Brigham KL, et al. The American-European Consensus Conference on ARDS. Definitions, mechanisms, relevant outcomes, and clinical trial coordination. Am J Respir Crit Care Med 1994;149:818-24. CrossRef
2. ARDS Definition Task Force, Ranieri VM, Rubenfeld GD, Thompson BT, et al. Acute respiratory distress syndrome: the Berlin definition. JAMA 2012;307:2526-33.
3. Peek GJ, Mugford M, Tiruvoipati R, et al. Efficacy and economic assessment of conventional ventilatory support versus extracorporeal membrane oxygenation for severe adult respiratory failure (CESAR): a multicentre randomised controlled trial. Lancet 2009;374:1351-63. CrossRef
4. Ashbaugh DG, Bigelow DB, Petty TL, Levine BE. Acute respiratory distress in adults. Lancet 1967;2:319-23. CrossRef
5. Hill JD, De Leval MR, Fallat RJ, et al. Acute respiratory insufficiency. Treatment with prolonged extracorporeal oxygenation. J Thorac Cardiovasc Surg 1972;64:551-62.
6. Morris AH, Wallace CJ, Menlove RL, et al. Randomized clinical trial of pressure-controlled inverse ratio ventilation and extracorporeal CO2 removal for adult respiratory distress syndrome. Am J Respir Crit Care Med 1994;149:295-305. CrossRef
7. Zapol WM, Snider MT, Hill JD, et al. Extracorporeal membrane oxygenation in severe acute respiratory failure. A randomized prospective study. JAMA 1979;242:2193-6. CrossRef
8. Extracorporeal Life Support Organization. ECLS Registry Report. International Summary. Jul 2013.
9. Villar J, Slutsky AS. Is the outcome from acute respiratory distress syndrome improving? Curr Opin Crit Care 1996;2:79-87. CrossRef
10. Phua J, Badia JR, Adhikari NK, et al. Has mortality from acute respiratory distress syndrome decreased over time? A systematic review. Am J Respir Crit Care Med 2009;179:220-7. CrossRef
11. Tremblay LN, Slutsky AS. Ventilator-induced lung injury: from the bench to the bedside. Intensive Care Med 2006;32:24-33. CrossRef
12. Hickling KG, Walsh J, Henderson S, Jackson R. Low mortality rate in adult respiratory distress syndrome using low-volume pressure-limited ventilation with permissive hypercapnia: a prospective study. Crit Care Med 1994;22:1568-78. CrossRef
13. Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. The Acute Respiratory Distress Syndrome Network. N Engl J Med 2000;342:1301-8. CrossRef
14. Australia and New Zealand Extracorporeal Membrane Oxygenation (ANZ ECMO) Influenza Investigators, Davies A, Jones D, Bailey M, et al. Extracorporeal Membrane Oxygenation for 2009 Influenza A(H1N1) Acute Respiratory Distress Syndrome. JAMA 2009;302:1888-95. CrossRef
15. Extracorporeal Life Support Organization. H1N1 ECMO Registry (as of April 13, 2011). ECLS Registry Report.
16. Chan KK, Lee KL, Lam PK, Law KI, Joynt GM, Yan WW. Hong Kong's experience on the use of extracorporeal membrane oxygenation for the treatment of influenza A (H1N1). Hong Kong Med J 2010;16:447-54.
17. Kumar A, Zarychanski R, Pinto R, et al. Critically ill patients with 2009 influenza A(H1N1) infection in Canada. JAMA 2009;302:1872-9. CrossRef
18. Nimmerjahn F, Dudziak D, Dirmeier U, et al. Active NF-kappaB signalling is a prerequisite for influenza virus infection. J Gen Virol 2004;85:2347-56. CrossRef
19. Geiler J, Michaelis M, Naczk P, et al. N-acetyl-L-cysteine (NAC) inhibits virus replication and expression of pro-inflammatory molecules in A549 cells infected with highly pathogenic H5N1 influenza A virus. Biochem Pharmacol 2010;79:413-20. CrossRef
20. Prescott LF, Donovan JW, Jarvie DR, Proudfoot AT. The disposition and kinetics of intravenous N-acetylcysteine in patients with paracetamol overdosage. Eur J Clin Pharmacol 1989;37:501-6. CrossRef
21. Garozzo A, Tempera G, Ungheri D, Timpanaro R, Castro A. N-acetylcysteine synergizes with oseltamivir in protecting mice from lethal influenza infection. Int J Immunopathol Pharmacol 2007;20:349-54.

Initial experience with the Oncotype DX assay in decision-making for adjuvant therapy of early oestrogen receptor–positive breast cancer in Hong Kong

Hong Kong Med J 2014 Oct;20(5):401–6 | Epub 20 Jun 2014
DOI: 10.12809/hkmj134140
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Initial experience with the Oncotype DX assay in decision-making for adjuvant therapy of early oestrogen receptor–positive breast cancer in Hong Kong
Polly SY Cheung, MB, BS, FHKAM (Surgery)1; Adam C Tong, MB, BS, FHKAM (Radiology)2; Roland CY Leung, MRes, BEng3; WH Kwan, MB, BS4; Thomas CC Yau, MD, MB, BS3
1 Breast Care Centre, Hong Kong Sanatorium and Hospital, Happy Valley, Hong Kong
2 St George’s University of London, St George’s Healthcare Trust, Cranmer Terrace, London SW17 0RE, United Kingdom
3 Division of Medical Oncology, Department of Medicine, The University of Hong Kong, Queen Mary Hospital, Pokfulam, Hong Kong
4 Comprehensive Oncology Centre, Hong Kong Sanatorium and Hospital, Happy Valley, Hong Kong
 
Corresponding author: Dr Polly SY Cheung (pollyc@pca.hk)
 Full paper in PDF
Abstract
Objective: To examine the impact of the 21-gene Oncotype DX Breast Cancer Assay on the adjuvant treatment decision-making process for early-stage breast cancer in Hong Kong.
 
Design: Retrospective study.
 
Setting: Private hospital, Hong Kong.
 
Patients: Study included cases of early-stage breast cancer (T1-2N0-1M0, oestrogen receptor–positive, human epidermal growth factor receptor 2–negative) that were presented at a multidisciplinary breast meeting at a single site. Cases were selected for Oncotype DX testing with the assistance of Adjuvant! Online. The recommendations for adjuvant therapy before and after obtaining the Oncotype DX Recurrence Score results were analysed.
 
Results: A total of 154 cases that met the inclusion criteria were discussed at our multidisciplinary breast meeting. Of these, 64 cases with no clear recommendation by the Meeting Panel were selected for this study and reviewed. The distribution of Recurrence Score results was similar to that reported by others, with a somewhat higher proportion of low Recurrence Scores. Treatment recommendation was changed for 20 (31%) patients after the Oncotype DX result was received. Of the changes in treatment decisions, 16 (80%) were changes to lower-intensity regimens (either equipoise or hormonal therapy). The number of cases receiving an equipoise recommendation decreased by nine (82%), based on the additional information provided by the Oncotype DX test.
 
Conclusion: The Oncotype DX Recurrence Score information impacts the decision-making process for adjuvant therapy for early-stage breast cancer in the multidisciplinary care setting in Hong Kong. A larger-scale study is required to gain more experience, evaluate its impact more thoroughly, and assess its cost-effectiveness.
 
 
New knowledge added by this study
  • Application of the Oncotype DX Breast Cancer Assay reduces adjuvant chemotherapy recommendations for early-stage breast cancer in a multidisciplinary clinic environment in the Chinese population.
  • Application of the Oncotype DX Breast Cancer Assay to early-stage breast cancer cases reduces the proportion of equipoise chemotherapy recommendations.
Implications for clinical practice or policy
  • The Oncotype DX Breast Cancer Assay can assist in making definitive treatment recommendations.
 
Introduction
Breast cancer is the most common cancer among women in Hong Kong, with an incidence of 54.8 per 100 000 population in 2010.1 Over the past two decades, breast cancer incidence in Hong Kong has been trending upward, from a lifetime risk of 1 in 27 women in 2000 to a lifetime risk of 1 in 19 women in 2010. As a result, Hong Kong now has an intermediate-to-high breast cancer incidence compared with other Asian countries. The median age of diagnosis of breast cancer is 53 years. Early-stage breast cancer (ESBC; defined as stages 0 to II) is most common at diagnosis, accounting for 81.3% of cases.2 The most common stage at diagnosis is stage II (39.7%).2
 
Among those diagnosed with ESBC in Hong Kong, 98% undergo surgery, 62% receive adjuvant chemotherapy, and 66% receive hormonal therapy (HT). Adjuvant therapy has been shown to increase survival,3 which includes HT, chemotherapy, or both. The decision to administer adjuvant therapy depends on clinical, pathological, and histochemical features of the tumour, which influence the risk of recurrence.4 5 At our institution, it has been the practice since 2003 to discuss all breast cancer cases at the multidisciplinary breast meeting (MDM) prior to making adjuvant treatment recommendations. In this model, cases are submitted for weekly review by a group of health care professionals including surgeons, oncologists, pathologists, and experts from other disciplines who can add value to optimising the treatment plan for each patient.
 
The Oncotype DX Breast Cancer Assay (Oncotype DX; Genomic Health, Inc, Redwood City [CA], US) has been validated to measure the risk of recurrence in patients with oestrogen receptor–positive (ER+), human epidermal growth factor receptor 2–negative (HER2-), and lymph node negative tumours. The Oncotype DX test analysed 21 genes and generated a Recurrence Score which is used to quantify the likelihood of distant disease recurrence at 10 years post-treatment. For prognostic use, the Recurrence Score value is categorised into low- (<18), intermediate- (18-30), and high-risk (>30) groups. Typically, patients receiving a low Recurrence Score result will receive HT in the absence of other factors that increase the risk of recurrence. Patients receiving high scores have a higher risk of recurrence and are more likely to respond to chemotherapy; therefore, these patients often receive a combination of chemotherapy followed by HT. The appropriate therapy for patients with an intermediate score is the subject of ongoing clinical trials. Several prospective studies have validated its prognostic and predictive significance using data from the NSABP-B14, NSABP-20, and SWOG 8814 trials.6 7 Oncotype DX has now been incorporated into the National Comprehensive Cancer Network and the St Gallen guidelines for use.4 5
 
Significant toxicity and cost can accrue to patients undergoing adjuvant chemotherapy, but only a small proportion experience survival benefits. The Recurrence Score result can be used to assess the 10-year risk of recurrence and the potential benefit from adjuvant chemotherapy and, thereby, assist in development of a treatment plan that makes optimal use of resources for the patient’s benefit.
 
The aim of this study was to examine the impact of the additional information provided by the Oncotype DX test on the clinical treatment decisions for patients diagnosed with ESBC. The study compared treatment regimens proposed by a multidisciplinary breast cancer team before and after receipt of the Oncotype DX results.
 
Methods
Study design
This single-centre study was conducted at the Hong Kong Sanatorium and Hospital, a private institution in Hong Kong. This study was a retrospective review of patients with breast cancer who had surgery between 2008 and 2011, whose cases had been reviewed by the MDM, and who had received Oncotype DX assay testing to obtain additional information on recurrence risk. Recurrence risk was assessed by the MDM using clinical factors (including age, tumour size, number of positive lymph nodes, and grade) and Adjuvant! Online,8 and a provisional treatment recommendation was made. The Oncotype DX test was ordered after the MDM to obtain additional recurrence risk information when there was a difference of opinion on interpretation of available information. The test was not ordered when a consensus of opinion on treatment recommendation was reached. Cost of testing was borne by insurance or the patient. For each case, the MDM made final treatment recommendations after consideration of the Recurrence Score results; the actual treatment received took into account patient preference, and might have differed from that recommended by the MDM. Eligible patients had ESBC (T1-2N0-1M0 tumours) that was determined to be ER+, HER2-, and with at most one positive lymph node. In addition, the patient profile was consistent with that prescribed by international guidelines for application of this assessment.4 5 The Recurrence Score result was discussed for all patients and a recommendation was made by simple majority of opinion. Therapy recommendations before Recurrence Score result were categorised as chemohormonal therapy (CHT), equipoise where a clear recommendation for either CHT or HT was not possible, or HT. Changes in intensity of therapy were categorised as increased intensity from HT to equipoise or CHT and equipoise to CHT; changes were categorised as decreased intensity for changes from CHT to equipoise or HT and equipoise to HT.
 
Statistical analysis
Data were summarised by using descriptive statistics. For cases considered in this study, the distribution of parameter values in the sample was described by calculating the mean, median, and range where appropriate.
 
Results
During the study period from 1 August 2008 to 30 June 2011, a total of 620 breast cancer patients with T1-2N0-1M0 tumours underwent surgery. Among them, 154 were ER+ HER2- cases. A total of 66 cases for which there was no unanimity in the MDM were reviewed, of which 64 fulfilled the inclusion criteria for this study; two cases were excluded because HER2 status was determined to be overexpressed by immunohistochemistry. The tumours were predominantly grade II (63%) and similar proportions were stage IA (42%) and stage IIA (48%), with small number of stage IIB cases (9%) [Table 1]. Nine patients with positive lymph nodes (N1 or N1a) were included in the study based on clinical and pathological assessments suggesting less-aggressive disease.
 

Table 1. Patient and tumour characteristics (n=64)
 
The Recurrence Score values were categorised as low- (<18), intermediate- (18-30), and high-risk (>30) according to the Oncotype DX assay recommendation which gave an estimated distant recurrence rate after the use of HT alone. The panel discussed the possible benefit of adding chemotherapy to the treatment regimen for each patient to reach a consensus recommendation specific for the patient. In this study, the majority of patients had a low-risk Recurrence Score (64%) whilst patients with intermediate- and high-risk Recurrence Score values were less frequent (30% and 6%, respectively). The distribution of Recurrence Score results by tumour stage is shown in Table 2. In this cohort, the distribution of Recurrence Score results by stage was similar to the overall distribution of the Recurrence Score results. Stage IA tumours were comprised of 63% low and 26% intermediate Recurrence Score results, while stage IIA tumours were comprised of 68% low and 29% intermediate Recurrence Score results. Stage IIB tumours were evenly split between low and intermediate scores.
 

Table 2. Distribution of Recurrence Score by stage
 
The specific changes in treatment recommendations for all patients in the study are shown in Table 3. Overall, the treatment recommendations for 20 (31%) of the 64 patients changed intensity when the Recurrence Score result was considered. The changes in treatment decisions were predominantly to HT (14/20; 70% of changed treatment recommendations) for the entire cohort. Other changes included two recommendations (10% of changed recommendations) that were changed from CHT to equipoise and four (20%) which resulted in a higher-intensity CHT recommendation over HT or equipoise. Interestingly, five of six stage IIB cases received CHT recommendations both pre– and post–Recurrence Score result. In the sixth stage IIB case, a patient with lobular carcinoma staged as T3N0M0 with a Recurrence Score result of 8, the treatment recommendation was changed from CHT to HT upon receipt of the score.
 

Table 3. Changes in treatment recommendation
 
The distribution of treatment recommendations by stage before and after Oncotype DX testing is shown in Table 3. For stage I patients, recommendations were changed in eight (30%) of 27 patients, while for stage II patients recommendations were changed in 12 (32%) of 37 patients. As for the entire cohort, the changes in treatment decisions were predominantly to HT for both stage I (5/8, 63%) and stage II (9/12, 75%) patients. In the stage I tumours, all four equipoise recommendations (15% of recommendations prior to Oncotype DX testing) were changed after testing. The proportion of CHT recommendations remained the same at 13 (48%) and HT recommendations increased from 10 (37%) to 14 (52%) after receipt of the Recurrence Score result. In stage II tumours, the proportion receiving recommendations for equipoise decreased from 7 (19%) to 2 (5%). The CHT recommendations decreased somewhat from 26 (70%) to 22 (59%), while the proportion receiving a HT recommendation increased from 4 (11%) to 13 (35%).
 
The distribution of Recurrence Score categories by therapy recommendation before and after receipt of Oncotype DX results is shown in the Figure. The number of low Recurrence Score cases in the CHT group decreased from 20 before Recurrence Score information to 13 after the Recurrence Score result was obtained, while the number of low Recurrence Score cases in the group that did not require chemotherapy increased from 21 to 28 once the Recurrence Score information was available. While two patients in the high Recurrence Score group did not receive a recommendation for CHT pre–Oncotype DX, all the cases with high Recurrence Scores received a recommendation for CHT post–Oncotype DX.
 

Figure. Distribution of Recurrence Score groups by treatment recommendation pre– and post–Oncotype DX test
 
Discussion
This first analysis of the impact of the Oncotype DX Breast Cancer Assay on adjuvant treatment for early-breast cancer in Hong Kong revealed similarities with studies in other populations worldwide with regard to the distribution of Recurrence Score results, proportion of treatment recommendations that changed upon consideration of Oncotype DX information, and shift in proportions of chemotherapy recommendations compared with other treatment recommendations.9 10 11 12 13
 
The Recurrence Score distribution observed in this retrospectively selected cohort of breast cancer patients is similar to that observed in other studies of ESBC, with predominance of lower Recurrence Score values. These results are also comparable to the Asia-Pacific region’s Recurrence Score distribution reported by Genomic Health: low risk=51%, intermediate risk=33%, and high risk=16%.14 The distribution observed in this study differed from other studies9 12 13 in that the proportion of low Recurrence Score results was higher and the proportion of high Recurrence Score results was lower than previously observed. Since these cases were estimated to derive borderline benefit based on their initial assessment using Adjuvant! Online and clinical parameters, it might be expected that Recurrence Score distribution in this cohort would be skewed at the lower end as well. When examined by stage, the Recurrence Score distribution did not change substantially. In fact, all six stage IIB tumours had low or intermediate Recurrence Scores, including the single T3 tumour in this study. This observation is consistent with that in other studies9 15 16 showing that the Recurrence Score assay provides information not inherent to traditional clinicopathological assessments of the tumour.
 
Inclusion of Oncotype DX information led to a change in 20 (31%) of 64 treatment plans. These results correspond with similar decision impact studies from the US,12 13 17 European Union,9 10 and the Middle East11 that assessed the impact of Recurrence Score information on choice of adjuvant therapy in ESBC. The proportion of treatment plans that changed in these studies ranged from 25% to 40%, so the 30% observed in this study is typical.
 
The proportion of changes to CHT or in the other direction to HT as a result of Oncotype DX testing in breast cancer is also similar to that in other studies, with the proportion of CHT recommendations decreasing and the proportion of HT recommendations increasing.9 10 11 12 13 Changes were largely to lower-intensity treatments, with 80% of the 20 changed recommendations shifting from CHT or equipoise to a lower-intensity regimen. Most of these transitions to lower-intensity treatment recommendations resulted from movement of the equipoise cases to HT (40% of changes). An additional 30% of the changes were shifts from CHT to HT recommendations. This effect was seen with the only T3 tumour in the study, classified as T3N0M0, a case which transitioned from a CHT recommendation to HT after receiving a low-risk Recurrence Score of 8. Recurrence Score information resulted in increases in treatment intensity as well. The two cases with a high score that were not originally given a CHT recommendation were switched to CHT after consideration of the Recurrence Score.
 
Adjuvant treatment for ESBC is an important, yet complex area faced by oncologists. To patients, this is a life-changing decision, the outcome of which will drastically impact their lives. The decision whether to give chemotherapy as part of adjuvant therapy to cancer patients can be difficult with traditional prognostic indicators as, often, they have been insufficient to identify patients who will benefit from those who may not benefit. A number of prognostic tools have been developed, including Oncotype DX and Adjuvant! Online that can aid the multidisciplinary team in making decisions on adjuvant treatment. The additional information provided by the Oncotype DX Recurrence Score result provides the physician with unique information in the assessment of risk of recurrence. In this study, cases were selected that were deemed to have intermediate risk using clinical factors and Adjuvant! Online, and for which there was no unanimous agreement. This was exemplified by inclusion of nine lymph node–positive cases. Their disease was considered less aggressive based on assessment of the tumour biology, creating uncertainty about the necessity of chemotherapy for these patients. Thus, the Oncotype DX test was recommended so that the multidisciplinary team would have additional information on which they could base their adjuvant treatment decisions. Given the high proportion of ESBC cases in Hong Kong, such cases may be frequent and there is an evident need for Oncotype DX testing to assist in making treatment recommendations. The additional information gained can help physicians and patients avoid expensive and toxic chemotherapy.
 
Limitations of the study were its retrospective nature. In addition, selection of patients was non-uniform; cases were selected based on their intermediate-risk assessment in MDMs; and the selected cases were the ones for which the physicians had difficulty in making treatment recommendations.
 
Conclusion
This study demonstrated that the distribution of Oncotype DX Recurrence Score results in the population of women with ESBC in Hong Kong is similar to that reported in other geographical regions in the world. The impact of the Recurrence Score information on adjuvant treatment decisions in Hong Kong was also similar to that reported by others, with the main effect being a shift in treatment recommendations to lower-intensity regimens. Finally, the proportion of equipoise chemotherapy recommendations was greatly reduced, suggesting that the Recurrence Score can assist in making definitive treatment recommendations in cases for which physicians are ambivalent about using chemotherapy.
 
Acknowledgements
The authors wish to thank The Hong Kong Sanatorium and Hospital for supporting and facilitating the weekly Multidisciplinary Breast Meeting and the members of the multidisciplinary breast team for their active participation.
 
Declaration
No conflicts of interest were declared by authors.
 
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