The clinical utility of conventional karyotyping in the detection of cytogenetic abnormalities in soft tissue tumours: an Asian institutional experience

Hong Kong Med J 2014 Oct;20(5):393–400 | Epub 25 Apr 2014
DOI: 10.12809/hkmj134126
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
The clinical utility of conventional karyotyping in the detection of cytogenetic abnormalities in soft tissue tumours: an Asian institutional experience
Justin DY Tien,1,4; LC Lau, BSc2; SL Tien, FAMS, FRCPA3; MH Tan, FRCS (Edin & Glasg), FAMS1
1 Department of Orthopaedic Surgery, Singapore General Hospital, Outram Road, Singapore 169608
2 Cytogenetic Laboratory, Department of Pathology, Singapore General Hospital, Outram Road, Singapore 169608
3 Departments of Haematology and Pathology, Singapore General Hospital, Outram Road, Singapore 169608
4 School of Medicine and Biomedical Sciences, University of Sheffield, United Kingdom
 
Corresponding author: Dr Justin DY Tien (juzthintien@hotmail.com)
 Full paper in PDF
Abstract
Objectives: To assess the clinical utility of conventional karyotyping as a diagnostic tool in soft tissue tumours amidst the increasing use of molecular cytogenetics.
 
Design: Case series.
 
Setting: Singapore General Hospital, an Asian institution.
 
Participants: A total of 35 participants (18 male and 17 female) aged 15 to 81 years were included in this study. Conventional karyotyping of 35 consecutive fresh soft tissue tumour specimens was performed over 4 years and the results were analysed.
 
Results: Of the 35 cases of soft tissue tumours reviewed, chromosome abnormalities were detected in 22 (63%) cases, 11 (31%) showed a normal karyotype, and 2 (6%) had culture failure. Of the 22 cases with abnormal karyotype, nine (41%) cases showed recurring aberrations: Ewing’s sarcomas (n=2), desmoplastic small round cell tumour (n=1), synovial sarcomas (n=3), myxoid liposarcomas (n=2), and lipoma (n=1). One lipoma case had a t(2;12)(q23;q15) in which 2q23 breakpoint was not reported before. Chromosomal aberration involving 12q15 breakpoint has been shown in a previous study to be indicative of a lipoma-like liposarcoma. Another lipoma case had addition of 5q15 and 9p13 together with a balanced aberration of t(12;13) (q13;q12) which were novel aberrations. One synovial sarcoma case showed t(3;7)(q21;p13) which was an uncharacteristic aberration.
 
Conclusion: Conventional karyotyping demonstrated utility as a genome-wide screening tool for soft tissue tumours and an adjunct diagnostic tool in the event histopathology results were doubtful. With the more widespread use of karyotyping, novel recurring chromosomal aberrations may be discovered.
 
 
New knowledge added by this study
  • To the authors’ knowledge, this is the first study on an Asian population documenting the clinical utility of karyotyping in the detection of cytogenetic abnormalities in soft tissue tumours. As compared with a previously published similar American cohort study which had a karyotype detection rate of 48% (n=48), this study had a higher detection rate of 63% (n=35) for chromosomal aberrations in soft tissue tumours.
  • This study discovered three novel chromosomal aberration findings not previously documented before in the Mitelman Database of Chromosome Aberrations in Cancer. These comprised one lipoma, one lipoma-like liposarcoma, and one synovial sarcoma.
  • This study also demonstrated the importance of karyotyping in the differential diagnosis of soft tissue tumours in cases of borderline histological results and certain cases in which the histological diagnosis did not fit the overall clinical picture.
Implications for clinical practice or policy
  • This study advocates the continued clinical use of conventional karyotyping as an adjunct diagnostic tool in addition to molecular cytogenetics and histology in the detection of chromosomal aberrations in soft tissue tumours. In the process, it is hoped that more novel chromosomal findings may be discovered.
 
Introduction
Soft tissue tumours represent a diverse group of mesenchymal lesions which often present diagnostic challenges to clinicians and pathologists. Histological classification of these tumours is based on their degree of differentiation and metastatic potential: benign, intermediate (locally aggressive), intermediate (rarely metastasising), and malignant.1 Recent advances in molecular cytogenetics (fluorescence in-situ hybridisation [FISH]) and molecular assays (reverse transcription–polymerase chain reaction [RT-PCR]) have contributed to the ever-evolving nature of classification and diagnosis of soft tissue sarcomas. Over the past two decades, conventional karyotyping has demonstrated diagnostic utility in detecting a wide range of recurring numerical and structural chromosomal aberrations in soft tissue tumours.
 
Unlike the newer molecular techniques such as FISH, knowledge of the expected genetic change is not required and this enables karyotyping to function as a genome-wide screening tool. Furthermore, karyotyping can detect any further clonal progression in the event of a tumour relapse. The drawbacks of karyotyping include the dependency on sterile tumour specimens, success of growth culture, and being time-consuming.2
 
Histology, immunohistochemistry, and electron microscopy may sometimes show borderline or non-specific features. An example is that of malignant peripheral nerve sheath tumours which have been historically difficult to distinguish from other spindle cell sarcomas such as synovial sarcomas.3 Karyotyping has shown the main difference to be the presence of the (X;18) translocation.3 Many previous studies4 5 6 have also demonstrated the role of conventional karyotyping in the detection of clonal aberrations in 68% of malignant fibrous histiocytomas, and 38 to 48% of heterogeneous soft tissue sarcomas. Our study aimed to highlight the use of conventional karyotyping as a genome-wide screening tool, and also as an adjuvant diagnostic tool in the validation of histological diagnosis for soft tissue tumours.
 
Methods
Cytogenetic analysis involves a coordinated effort between surgical pathologists and cytogenetic laboratory technicians.6 In our study, fresh tumour samples were collected in sterile bottles from the surgical theatre and transported immediately to the cytogenetics laboratory. Next, the tumour specimens were washed 3 times with media containing Hank’s balanced salt solution, and 2% penicillin and streptomycin. After washing, the tissue was minced finely with scalpels and digested in collagenase II (GIBCO, Gaithersburg [MD], US) at a concentration of 1400 units/mL for 1 hour. The disaggregated tissue was then transferred into a centrifuge tube and washed twice with 1X Hank’s balanced salt solution and then with Roswell Park Memorial Institute complete medium (culture medium). The cells were centrifuged and transferred to a culture medium containing RPMI 1640, 20% fetal bovine serum, 2% 200 mmol/L L-glutamine, and 2% 5000 U penicillin and 5000 µg streptomycin.
 
Cells were cultured and harvested according to standard cytogenetic preparations and procedures. The cultures were set up in a 37°C incubator with 5% CO2. The time of harvesting the cells depended on the degree of cell proliferation in culture. At harvest, 50 µL colcemid (10 µg/mL) was added to the cultures for 3 hours to arrest the cells at metaphase. Cultured cells were detached by treatment with 1X trypsin EDTA and then treated with 0.075 mol/L KCl-0.6% trisodium citrate solution (1:2) for 20 minutes at 37°C. After fixation in two changes of methanol-acetic acid (3:1), chromosome spreads were made by the air-drying method. Chromosomes were stained using the GTG banding method. A total of 20 cells were analysed in each case and karyotype results were designated according to International System of Human Cytogenetic Nomenclature (ISCN 2005, 2009).7 8
 
Conventional karyotyping of 35 consecutive fresh soft tissue tumour specimens was performed in a cytogenetic laboratory at our institution over a period of 4 years from 2005 to 2009. Medical records and histopathology reports for each patient case were reviewed and diagnoses were formulated based on the World Health Organization classification of soft tissue tumours.1 Recurrent chromosomal abnormalities were identified using the Mitelman Database of Chromosome Aberrations in Cancer,9 and with relevant literature search. Any novel chromosomal aberrations were also noted. This research protocol was approved by the ethics committee of our institution, and informed consent from the patients was obtained by the surgeon.
 
Results
From January 2005 to March 2009, 35 consecutive fresh tissue specimens were harvested from soft tissue tumour surgical specimens. Histopathology results revealed 20 distinct morphologies. There were 29 malignant tumours, five benign tumours, and one of uncertain malignant potential. In our study, there was an almost equal gender representation with 18 males and 17 females, and age ranging from 15 to 81 years. Table 1 shows an overview of the patient’s age at diagnosis, tumour site, and tissue type for all 35 cases. The majority of our patients (37%) were in the age-group of 41 to 60 years. The most common tumour location was in the extremities (60%), and adipose tissue (34%) was the most common type. As shown in Table 2, conventional cytogenetic analysis revealed an abnormal karyotype detection rate of 63% (22 of 35 cases). Diagnostic abnormal karyotype was seen in nine (26%) cases—Ewing’s sarcomas (n=2), desmoplastic small round cell tumour (DSRCT) [n=1], synovial sarcomas (n=3), myxoid liposarcomas (MLPSs) [n=2], and lipoma (n=1). A normal karyotype (ie 46, XX or 46, XY) was seen in 11 (31%) cases. There were also two (6%) cases of culture failure. Table 3 shows the diagnosis, full karyotype results, and diagnostic utility for all 22 cases with abnormal karyotype.
 

Table 1. Overview of patient age at diagnosis, tumour site, and tissue type in all 35 soft tissue tumour cases
 

Table 2. Detection rate of abnormal karyotype, diagnostic abnormal karyotype, normal karyotype, and culture failure in all 35 soft tissue tumour cases
 

Table 3. Summary of diagnosis and karyotype results for all 22 cases with abnormal karyotype
 
Discussion
A wide range of structural and numerical chromosomal abnormalities exists. These aberrations may be characterised by chromosomal gains or losses, balanced or unbalanced translocations, deletions or insertions, ring or marker chromosomes, or multiple complex karyotypes.6 Sarcomas may be categorised into two major cytogenetic groups: (i) sarcomas with tumour-specific chromosomal alterations and simple karyotypes2 10 11 or (ii) sarcomas with non-specific chromosomal alterations and complex unbalanced karyotypes.2 For group (i), karyotypes are considered to be tumour-specific or recurrent if the abnormality is found in two or more cases. For group (ii), a complex karyotype abnormality will not be specific for the diagnosis but is supportive of the diagnosis of malignancy. A ring chromosome may also indicate some form of malignancy. While a marker chromosome is diagnostically non-specific, it is an indicator of clonal progression and further testing by whole chromosome painting (CP) FISH may aid the diagnosis. Chromosome painting refers to the hybridisation of fluorescently labelled chromosome-specific probe pools for the detection of chromosomal aberrations.12 The simultaneous hybridisation of multiple CP probes, each tagged with a specific fluorochrome, enables the coloured display of all 24 human chromosomes also known as multicolour FISH.12 The advantages of CP include its ability to detect subtle telomeric translocations and small chromosomal markers, barely the size of a chromosomal band.12 Despite showing some utility as a genetic screening tool, CP is more straightforward only when used in conjunction with conventional cytogenetics which provide information on the specific chromosomes involved. This is because CP alone requires the iterative hybridisation of multiple CP probes, which is not always practical due to time constraints and limited specimens.12
 
Of the 22 cases with abnormal karyotype results, nine (41%) cases showed tumour-specific chromosome abnormalities. These nine cases had abnormal karyotypes which were consistent with the Mitelman Database of Chromosome Aberrations in Cancer9 and previously published literature.2 11 A normal karyotype was seen in 11 (31%) cases where three tumour tissues were of fibrous origin. One study in our literature search demonstrated a normal karyotype in 42% of cases; the majority of these were soft tissue tumours with a fibrous component or grossly dense matrix.6 The study rationalised that tumour cells embedded in a dense matrix were more difficult to culture.6 The two culture failure cases could have been due to specimen contamination or insufficient sample. A study conducted in a single institution in the United States (n=48) had documented an abnormal karyotype detection rate of 48% and a 10% culture failure rate in patients with soft tissue tumours.6 In contrast, our Asian cohort study had a higher detection rate of 63% (n=35) and a lower culture failure rate of 6%. The small sample size of this study was limited by the disease prevalence (rarity of sarcomas) as well as the logistics of obtaining fresh specimens from the surgical operating room. We intend to conduct future studies with a bigger sample size and explore other cytogenetic aberrations in soft tissue sarcomas using FISH in conjunction with conventional karyotyping.
 
Ewing’s sarcoma/peripheral primitive neuroectodermal tumour
Of the two cases of Ewing’s sarcoma in this study, one was a 42-year-old female (case 3; Table 3) and one a 26-year-old male (case 4; Table 3). This is an unusual clinical age-group for this sarcoma and the histological diagnosis was confirmed by karyotyping. In the male patient, the variant t(2;11;22)(q35;q24;q12) was demonstrated. For case 5 (Table 3), trisomy 12, a non-random secondary aberration, was demonstrated. One study found that the majority of chromosomal aberrations in Ewing’s sarcoma appear to be trisomy 8 and trisomy 12, occurring in 44% and 16% of Ewing’s sarcoma cases, respectively.13 14 15
 
Synovial sarcoma
Our study showed two diagnostic cases of synovial sarcoma (cases 19 and 20) with the hallmark translocation t(X;18) seen16 together with complex cytogenetic aberrations (Table 3). Another two cases of synovial sarcoma (cases 18 and 21) showed structure rearrangement on 2p/18p and translocation t(3;7)(q21;p13), respectively. These abnormalities were uncharacteristic. Histological biopsy of the left distal tibia showed a soft tissue tumour measuring 4 x 3 x 1 cm, composed of large sheets of malignant cells displaying high nuclear cytoplasmic ratio, round or irregular nuclei, nucleoli, scanty cytoplasm, and frequent mitoses. Tumour cells were positive for CD99 (MIC2 gene product), cytokeratin AE1+3 (especially epithelial-like areas), and vimentin. Further immunohistochemical staining with epithelial membrane antigen showed focal positivity. The soft tissue tumour had also invaded the distal tibia on the anteromedial and posteromedial aspects of the left leg with metastasis to the left groin lymph node. Case 21 was reviewed by various histopathologists and the general consensus was that of a high-grade undifferentiated synovial sarcoma. The representative karyogram for case 21 is shown in Figure 1.
 

Figure 1. Synovial sarcoma showing hyperdiploid cell with numerical changes and structural rearrangement on 17p and 22q, as well as translocation between chromosomes 3 and 7 in case 21 (arrows)
 
In the study by Saboorian et al,17 there was one case of ambiguous histological results; the stained tissue smears showed densely cellular and tightly cohesive malignant spindle cells without discernible epithelial differentiation. A few differential diagnoses were formulated which included synovial sarcoma and karyotyping confirmed the diagnosis of synovial sarcoma by revealing the presence of t(X;18)(p11.2;q11.2).17 Another study by Akerman et al,18 which involved the cytogenetic evaluation of 15 surgical specimens, confirmed the (X;18) translocation as both a specific and sensitive marker for synovial sarcoma. Our study and the above studies serve to highlight the essential supportive role of conventional karyotyping in the confirmation of the diagnosis of synovial sarcoma.
 
Liposarcoma
Liposarcoma is the most common soft tissue sarcoma, accounting for 20% of mesenchymal neoplasms.19 It can be categorised into three subtypes: myxoid and round cell, well-differentiated, and pleomorphic.19 All three subtypes that were included in our study are discussed below.
 
Myxoid liposarcoma
Myxoid liposarcoma is the second most common liposarcoma subtype in which two thirds of the cases arise from the thigh musculature.19 The characteristic translocation t(12;16)(q13;p11) has been well documented in more than 90% of MLPS cases.19 20 21 22 This translocation leads to formation of a TLS-CHOP fusion gene (located at 12q13 and 16p11 respectively) which is highly sensitive and specific for MLPS.19 A possible trisomy 8 as an additional secondary change has also been reported.22 Our study demonstrated two cases of MLPS showing the t(12;16)(q13;p11) translocation. As shown in Table 3, this translocation was diagnostic of MLPS in cases 1 and 2. A study by the CHAMP group in which cytogenetic analysis was carried out in 28 MLPS specimens reported the t(12;16)(q13;p11) translocation in 26 cases; this further confirmed its consistency as a genetic marker for MLPS.20 Conventional karyotyping for t(12;16)(q13;p11) in MLPS was also shown to be useful as an adjunct diagnostic tool in poorly differentiated myxoid neoplasms in another study.21
 
Pleomorphic liposarcoma
Pleomorphic liposarcoma (PLPS) is the rarest (5% of liposarcoma) and most aggressive (highly metastatic) form of liposarcoma.19 It commonly affects the extremities in the elderly (>50 years) with an equal distribution in both genders.19 The complex structural abnormalities (unidentified marker chromosomes) and high chromosome counts (polyploidy) make it difficult to detect PLPS-specific aberrations.19 Our study demonstrated the case of a 77-year-old female (case 8; Table 3) with PLPS which showed complex, structural aberrations on karyotyping which, though not diagnostic, was indicative of a malignant clonal process.
 
Lipoma
Lipomas are the most common soft tissue tumours and are benign.23 One study by Sandberg and Bridge24 had documented rearrangements affecting the 12q13~q15 region as the most common aberration (65% of 188 lipomas). Clonal chromosomal aberrations were also reported in 60% of lipomas, and of these, 70% had normal cytogenetic cells.24 The most frequent t(3;12)(q27~q28;q13~q15) translocation was seen in 25% of lipoma cases.24
 
Case 10 (Table 3) belonging to a 53-year-old male demonstrated the balanced t(2;12) (q23;q15) translocation which was also novel in that the breakpoint 2q23 has not been previously reported. In this patient, histology showed a large lipoma measuring 14 x 9 x 8 cm. In addition, magnetic resonance imaging suggested a malignant liposarcoma. Szymanska et al25 found that the overrepresentation of 1q and 12q sequences was a recurrent finding in lipoma-like liposarcomas but not in lipomas. This is consistent with the chromosomal aberration involving 12q15 breakpoint in case 10. The representative karyogram for case 10 is shown in Figure 2.
 

Figure 2. Lipoma showing translocation between chromosomes 2 and 12 in case 10 (arrows)
 
Atypical lipomatous tumour/well-differentiated liposarcoma
Atypical lipomatous tumour (ALT) is synonymous with well-differentiated liposarcoma (WDLPS) as both exhibit similar cytogenetic findings regardless of location and pathology.19 Being the most common of all liposarcomas (40%-45%), ALT/WDLPS is an intermediate (locally aggressive) soft tissue sarcoma with mature adipocyte differentiation.1 19 26 Most ALTs are characterised cytogenetically by the presence of supernumerary ring chromosomes or long marker chromosomes involving chromosome region 12q13-15.26 27
 
Our study demonstrated abnormal karyotypes in two cases of ALT and WDLPS each. Of the two ALTs, case 6 (Table 3) had a ring chromosome as a sole abnormality and case 7 had supernumerary ring chromosomes present in addition to the multiple complex numerical structural aberrations. Case 11 (WDLPS) showed both complex numerical and structural chromosomal rearrangements in which two dicentric chromosomes were present together with ring chromosomes and giant marker chromosomes. Case 12 (WDLPS) belonged to a 65-year-old male; a normal karyotype was seen in 19 cells, one nonclonal abnormal cell was hypodiploid which showed trisomy 12, deletion on 12p, structural rearrangement on 20q as well as a ring chromosome. It is uncertain if this nonclonal abnormal cell is of any clinical significance. Histology had showed a WDLPS measuring 19 x 12 x 4 cm infiltrating the skeletal muscle of the left thigh.
 
It was reported that virtually all ALT/WDLPS had abnormal cytogenetic results.26 The CHAMP group conducted a study of 59 ALT/WDLPS and evaluated their relationship and differential diagnoses with other adipose tissue tumours.28 Clonal chromosomal abnormalities were found in 55 (93%) cases and supernumerary ring or giant marker chromosomes (RGCs) were seen in 37 (63%) cases28; RGCs were also shown to have tumour progression potential. Statistical analysis demonstrated a highly significant correlation between ALTs and RGCs (P<0.0001).28 The study reaffirmed the essential role of karyotype analysis in differentiating ALTs from benign lipomas, spindle/PLPS, hibernomas, and MLPS.
 
Desmoplastic small round cell tumour
Desmoplastic small round cell tumour is a rare and aggressive neoplasm that commonly affects adolescents and young adults.29 30 Our study demonstrated the case of a 27-year-old male with DSRCT showing the classic t(11;22)(p13;q12) translocation (case 17; Table 3). In this case, histopathology reports showed no evidence of malignant infiltrates in the tumour specimen but conventional karyotyping confirmed the diagnosis to be DSRCT.
 
Conclusion
Karyotype analysis detected a majority (63%) of cases with abnormal chromosomes in our Asian cohort study with nine (41%) cases showing 22 abnormal karyotypes. Our study, hence, demonstrated that conventional karyotyping played an essential supportive role in validating histological diagnosis, especially in cases with borderline or complex morphology. Newer molecular techniques such as FISH and RT-PCR techniques may be sensitive but require prior knowledge of the expected genetic change. In view of this, conventional karyotyping is useful as a genome-wide screening tool in detecting single or multiple chromosomal aberrations in each patient. The use of conventional karyotyping is highly encouraged in the pursuit of discovering more novel recurring chromosomal aberrations.
 
Acknowledgements
This study was internally supported by the grant from the Department of Clinical Research and Cytogenetics Laboratory, Department of Pathology, Singapore General Hospital. The authors would like to thank Dr Alvin Lim for his support and Mr Lim Ping for his technical assistance in ensuring the success of this research project.
 
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4. Mandahl N, Heim S, Wilen H, et al. Characteristic karyotypic anomalies identify subtypes of malignant fibrous histiocytoma. Genes Chromosomes Cancer 1989;1:9-14. CrossRef
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6. Matthews A, Tang M, Cooper K. Cytogenetic aberrations in soft tissue tumours harvested from fresh tissue submitted for surgical pathology: a single institution experience. Int J Surg Pathol 2010;18:260-7. CrossRef
7. Schaffer LG, Tommerup N, editors. ISCN 2005: an international system for human cytogenetic nomenclature. Basel, Switzerland: S Karger; 2005.
8. Schaffer LG, Slovak ML, Campbell LJ, editors. ISCN 2009: an international system for human cytogenetic nomenclature. Basel, Switzerland: S Karger; 2009.
9. Cancer Genome Anatomy Project. Mitelman database of chromosome aberrations in cancer. Available from: http://cgap.nci.nih.gov/Chromosomes/RecurrentAberrations. Updated August 14, 2009. Accessed 25 Aug 2009.
10. Sreekantaiah C, Ladanyi M, Rodriguez E, Sreekantaiah C. Chromosomal aberrations in soft tissue tumors. Relevance to diagnosis, classification and molecular mechanisms. Am J Pathol 1994;144:1121-34.
11. Dei Tos AP, Dal Cin P. The role of cytogenetics in the classification of soft tissue tumours. Virchows Arch 1997;431:83-94. CrossRef
12. Reid T, Schrock E, Ning Y, Wienberg J. Chromosome painting: a useful art. Hum Mol Genet 1998;7:1619-26. CrossRef
13. Roberts P, Burchill SA, Brownhill S, et al. Ploidy and karyotype complexity are powerful prognostic indicators in the Ewing’s sarcoma family of tumors: a study by the United Kingdom cancer cytogenetics and the children’s cancer and leukaemia group. Genes Chromosomes Cancer 2008;47:207-20. CrossRef
14. Mugneret F, Lizard S, Aurias A, Turc-Carel C. Chromosomes in Ewing’s sarcoma. II. Nonrandom additional changes, trisomy 8 and der(16)t(1;16). Cancer Genet Cytogenet 1988;32:239-45. CrossRef
15. Maurici D, Perez-Atayde A, Grier HE, Baldini N, Serra M, Fletcher JA. Frequency and implications of chromosome 8 and 12 gains in Ewing’s sarcoma. Cancer Genet Cytogenet 1998;100:106-10. CrossRef
16. Sandberg AA, Bridge JA. Updates on the cytogenetics and molecular genetics of bone and soft tissue tumours. Synovial sarcoma. Cancer Genet Cytogenet 2002;133:1-23. CrossRef
17. Saboorian MH, Ashfaq R, Vandersteenhoven JJ, Schneider NR. Cytogenetics as an adjunct in establishing a definitive diagnosis of synovial sarcoma by fine-needle aspiration. Cancer 1997;81:187-92. CrossRef
18. Akerman M, Willén H, Carlén B, Mandahl N, Mertens F. Fine needle aspiration (FNA) of synovial sarcoma: a comparative histological-cytological study of 15 cases, including immunohistochemical, electron microscopic and cytogenetic examination and DNA-ploidy analysis. Cytopathology 1996;7:187-200. CrossRef
19. Sandberg AA. Updates on the cytogenetics and molecular genetics of bone and soft-tissue tumours: liposarcoma. Cancer Genet Cytogenet 2004;155:1-24. CrossRef
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23. Sandberg AA. Updates on the cytogenetics and molecular genetics of bone and soft-tissue tumors: lipoma. Cancer Genet Cytogenet 2004;150:93-115. CrossRef
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25. Szymanska J, Virolainen M, Tarkkanen M, et al. Overrepresentation of 1q21-23 and 12q13-21 in lipoma-like liposarcomas but not in benign lipomas: a comparative genomic hybridization study. Cancer Genet Cytogenet 1997;99:14-8. CrossRef
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Laparoscopic liver resection: lessons learnt after 100 cases

Hong Kong Med J 2014 Oct;20(5):386–92 | Epub 11 Apr 2014
DOI: 10.12809/hkmj134066
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Laparoscopic liver resection: lessons learnt after 100 cases
Fiona KM Chan, MB, BS; KC Cheng, MB, BS, FHKAM (Surgery); YP Yeung, MB, BS, FHKAM (Surgery)
Department of Surgery, Kwong Wah Hospital, 25 Waterloo Road, Kowloon, Hong Kong
 
Corresponding author: Dr FKM Chan (ckmfiona@hotmail.com)
 Full paper in PDF
Abstract
Objective: To share our institutional experience in laparoscopic liver resection and our learning curve after the first 100 cases of laparoscopic liver resection.
 
Design: Case series with internal comparison.
 
Setting: A regional hospital in Hong Kong.
 
Patients: Our institution started performing laparoscopic liver resection since 2006. All patients who underwent laparoscopic liver resections from March 2006 to October 2012 were identified in a prospectively collected database. The demographic data and operative outcomes of these patients were extracted, and results of the early (from March 2006 to May 2010) and late (from June 2010 to October 2012) study periods were compared.
 
Results: Between March 2006 and October 2012, 100 laparoscopic liver resections were performed for 98 patients in the Department of Surgery, Kwong Wah Hospital, Hong Kong. They were 69 (70%) males and 29 (30%) females, and the median age was 65 years. The final histological diagnoses were as follows: hepatocellular carcinoma (n=72), colorectal liver metastases (n=14), intrahepatic cholangiocarcinoma (n=4), and benign disease (n=10). There were more anatomical resections, major hepatectomies as well as resections of more anatomically challenging right-sided and posterosuperior lesions in the late versus the early period; however, operative outcomes remained comparable in both periods.
 
Conclusion: Laparoscopic hepatectomies are feasible with growing experience. Bearing in mind the diversity in the level of operative techniques with various types of laparoscopic liver resections, more experience is needed to overcome the learning curve.
 
 
New knowledge added by this study
  • Laparoscopic hepatectomies are feasible in our hospital where operative skills and techniques improved over time with experience.
Implications for clinical practice or policy
  • Laparoscopic hepatectomies should be carried out in high-volume centres. Favourable results can be achieved with adequate experience, considering the steepness of the learning curve. The wide range of operative techniques for various types of laparoscopic hepatectomies implies that further exploration in training and learning curve effect is needed.
 
Introduction
Since its inception in 1992, laparoscopic liver resection (LLR) has been increasingly employed as the new alternative to open liver resection.1 Over 3000 cases of LLRs have been reported worldwide.2 The safety and efficacy of the procedure have been shown in recent evidence to be comparable with open surgery. The advantages of LLR over traditional open surgery are less analgesic requirements, less operative blood loss, shorter hospital stay, accompanied with a low operative mortality and morbidity of 0.3% and 11%, respectively.3 4 5 6 Laparoscopic left lateral sectionectomies and wedge resections are now considered standardised operations performed routinely in dedicated centres.7
 
Laparoscopic hepatectomy is considered to be a complicated laparoscopic procedure. The surgeon should be experienced in both laparoscopic and liver surgery. Most of the studies on the learning curve effect show improved outcome with experience.8 9 10 11 However, LLR is not a single procedure and the complexity of operation ranges from wedge resections to major hepatectomies involving anatomical resection of three or more segments. Experience in the complexity of procedure performed has not been adequately studied. In Kwong Wah Hospital, our experience with laparoscopic liver surgery commenced in 2006, and since then the procedure has been performed in an increasing number of patients. Here we report our experience with the first 100 cases of LLR and the learning curve effect through the series of cases.
 
Methods
All data including patient demographics, tumour characteristics, operative procedures, and outcomes were prospectively collected. All patients underwent chest radiography and contrast computed tomography (CT) of the abdomen. Magnetic resonance imaging and lipiodol arteriogram were performed in selected patients. Patients’ preoperative liver function was assessed according to the Child-Pugh classification,12 and with indocyanine green retention test and CT volumetric analysis, if necessary. Patients were selected for laparoscopic liver surgery if they were medically fit for the major operation, Child-Pugh class A or B liver cirrhosis with adequate liver remnant after resection. Our centre adopted a less stringent criterion in terms of patient selection; hence, patients were included if LLR was considered technically feasible after evaluating patients’ history of surgical operations, tumour size, and location. In the later years, indications were expanded to include resection of more benign pathologies and cholangiocarcinoma, wherein resection was anticipated to be more difficult.13 14
 
Operative techniques
All patients were operated on by specialist hepatobiliary surgeons with expertise in laparoscopic surgery. Hand-assisted or laparoscopic-assisted approaches were employed in the earlier period; however, the approach changed into total laparoscopy in the later period. Patient was put in Lloyd-Davis position for left hepatectomies and in semi-left lateral or left lateral position for right-sided lesion. Intra-operative laparoscopic ultrasound was used routinely. Five ports were used and placed according to tumour location. Parenchymal dissection was performed by Cavitron ultrasonic surgical aspirator (Valleylab Inc, Boulder [CO], US), Harmonic Scalpel (Harmonic ACE; Ethicon Endosurgery, Johnson & Johnson, Langhorne [PA], US) or LigaSure (Valleylab). Methods employed for haemostasis included bipolar diathermy, metal clips, Hem-o-lok (Weck Surgical Instruments, Teleflex Medical, Durham [NC], US) or endovascular staplers; the Pringle manoeuvre was not used routinely. Specimen was put inside a plastic bag and retrieved via a Pfannenstiel incision if the specimen was large or by extension of one of the port sites if the specimen was small. Pneumoperitoneum was re-established after specimen retrieval at a pressure of 6 to 8 mm Hg to check for haemostasis. Tissue glue (Tisseel; Baxter, Vienna, Austria) was applied selectively. Abdominal drains were inserted as needed.
 
Statistical analyses
Patients who underwent laparoscopic hepatectomies were divided chronologically into two periods for comparison. Those performed from March 2006 to May 2010 were classified into the ‘early group’ while those performed from June 2010 to October 2012 were classified into the ‘late group’. All data including patient demographics, operative and postoperative parameters were retrieved from a prospectively collected database. Operative parameters included operation type, conversion, operating time, blood loss, transfusion requirement, duration of Pringle manoeuvre, and intra-operative complications. The postoperative parameters included resection margin, staging, medical and surgical complications, length of hospital stay, and operative mortality. Complications were recorded and classified according to the Clavien-Dindo classification.15 Postoperative survival was measured using Kaplan-Meier estimates.
 
Statistical analyses were performed with the Statistical Package for the Social Sciences (Windows version 16.0; SPSS Inc, Chicago [IL], US). Numerical data were expressed as the median value. Mann-Whitney U test was used for comparing continuous variables. Chi squared test and Fisher’s exact test were used for comparing categorical variables. Statistical significance was set at a P value of less than 0.05.
 
Results
From March 2006 to October 2012, our unit performed a total of 212 hepatectomies. A laparoscopic approach was employed in 98 patients. The proportion of LLRs performed increased from 40% in the early group to 58% in the late group. There was an increasing proportion of laparoscopic major hepatectomies and anatomical resections in the late group versus the early group (Table 1).
 

Table 1. Summary of liver resections performed from March 2006 to October 2012
 
A total of 98 patients who underwent LLRs were recruited during this study period. There were 69 (70%) male and 29 (30%) female patients; the median age was 65 years. Of the 98 patients, two underwent a second LLR, giving a total of 100 LLRs. Some of these patients had previously undergone conventional hepatectomy. The Eastern Cooperative Oncology Group status was 0 for all patients. The demographic data and tumour characteristics of the two groups are shown in Table 2. There were significantly more patients with cirrhosis in the early group (P=0.016), and more patients had segment 7 tumour in the late group (P=0.017).
 

Table 2. Patient and tumour characteristics, and indications of laparoscopic liver resection
 
Indications for liver resection are shown in Table 2. Overall, 72% of LLRs were performed for hepatocellular carcinoma, whereas benign pathologies accounted for 10% of all LLRs. There was an increase in the number of LLRs performed for benign pathologies and cholangiocarcinomas in the late versus the early period. The types of resection performed are listed in Table 3. The proportion of anatomical resections increased from 50% in the early period to 62% in the late period, including predominantly right hepatectomies (6% vs 16%) and right posterior sectionectomies (2% vs 8%). An increasing proportion of major hepatectomies, including right and left hepatectomies, as well as right posterior sectionectomies, were performed in the late period (20% vs 32%). In addition, more resections involving the posterosuperior segments (including segments 7 and 8) were performed in the late period (34% vs 26%); these are considered to be anatomically more difficult resections. Pure laparoscopic approach was employed in the majority of LLRs, and more LLRs were performed with a pure laparoscopic approach in the late period than in the early period (98% vs 88%) [Table 3].
 

Table 3.  Types of laparoscopic liver resections
 
A number of procedures were performed alongside with LLRs. These included two laparoscopic colectomies, two closures of ileostomies, one hepaticojejunostomy, one small bowel resection, and three radiofrequency ablation–assisted LLRs.
 
Table 4 shows the intra-operative results, postoperative complications, status of margin involvement, and hospital stay. Conversion rates were higher in the late period than in the early period (14% vs 2%) but did not reach statistical significance. Among the operations that required conversion to a standard approach (n=8), three were due to haemorrhage, and the rest were due to poor exposure, dense adhesions with resultant small bowel injury, anatomical limitations at posterior segment, and doubtful tumour margin during resection. There was no mortality in the early group and one in the late group. Complications were classified according to the Clavien-Dindo classification and are shown in Table 4. One patient in the early group who had situs inversus experienced complications in the form of bile leakage from a segment 4 branch after an anatomical right hepatectomy; this patient required laparotomy with T-tube insertion. One patient in the late group was found to have extensive bowel ischaemia on postoperative day 2 after a laparoscopic right hepatectomy; this patient required reoperation but did not survive. Two patients, one each from the early and late groups, developed bile leak postoperatively after laparoscopic right hepatectomies; they were managed with image-guided drainage and endobiliary stenting.
 

Table 4. Comparison between early and late laparoscopic hepatectomies and complications classified according to the Clavien-Dindo Classification
 
A subgroup analysis was conducted for patients receiving laparoscopic right hepatectomies. Between the early and late period, a total of 11 laparoscopic right hepatectomies were performed. Table 5 shows the peri-operative results of these patients. With increasing experience, the operating time, blood loss, transfusion rate and volume, as well as duration of hospital stay were significantly reduced.
 

Table 5. Comparison of laparoscopic right hepatectomies in the early and late period
 
The 2-year survival, according to Kaplan-Meier survival analysis, showed an overall survival of 89.1% in the early group versus 96.9% in the late group (log rank P=0.593; Fig). Since the majority of the study population were recruited after 2008, 5-year survival data from this main bulk of patients were not available for this analysis.
 

Figure. Kaplan-Meier estimates of overall survival of patients from the early and late groups
 
Discussion
Laparoscopic hepatectomies are technically demanding.16 17 The difficulty lies in parenchymal transection with limited exposure and traction, thus requiring proficiency in both laparoscopic and liver surgery. The reproducibility and feasibility of the procedure have been questioned, preventing the procedure from being widely employed. Our current study demonstrated that, with growing experience, we could perform LLR safely, as demonstrated by the favourable overall outcome of LLR. The rates of overall mortality and major morbidity were 1% and 5%, respectively. Reoperation was required in two (2%) patients. For malignant indications, R0 resection rate (complete resection with no microscopic residual tumour) was 94% (85/90). The overall results are in accordance with reports in the literature.2 5
 
Blood transfusion was required in 21% of our patients and the conversion rate was 8%. We did not use the Pringle manoeuvre frequently because most of the bleeding occurred from hepatic veins. Among these eight patients requiring conversion, three quarters were related to bleeding from branches of the hepatic vein. We preferred a pure laparoscopic approach because the use of a hand port caused interference with laparoscopic trocars and instruments.18 It has been suggested that hand-assisted or hybrid approach offers speedy haemostasis but there is no solid evidence to support which single method is superior. We did not consider conversion to be a failure and hence, a higher conversion rate (14% vs 2%, P=0.06) was observed with a lower blood transfusion rate (16% vs 26%, P=0.22) in the late versus the early period. No strict transfusion criteria were implemented. The decision of blood transfusion was mostly made by individual anaesthetist intra-operatively. Early in our series, we tended to initiate transfusion early because we anticipated bleeding during LLR to be more difficult to control. With gaining experience, transfusion was given more judiciously. Thus, with similar median blood loss, there was a trend towards lower transfusion rate in the late group as compared with the early group.
 
We further analysed the outcomes of the LLRs performed in the early and late periods. The overall outcome parameters were comparable with no significant learning curve effect observed. We observed a slight increase in operating time (263 vs 240 mins, P=0.40) and duration of hospital stay (6 vs 5 days, P=0.41) during the later period, and we believe that this was probably related to the increasing number of laparoscopic major hepatectomies and anatomical resections of right-sided lesions, as well as posterior segment LLRs performed in the later period.
 
With increasing experience in performing LLRs, we extended our indications of LLR from peripherally located tumours to posterosuperior lesions and from wedge resections to major resections, all reflecting an improvement in our techniques of performing LLR. However, we believe that we are still on the learning curve for the more difficult LLRs because the operative outcomes did not improve much. We managed to perform more anatomical resections with time in order to secure oncological safety. However, 5-year survival and recurrence results of our patients are not available for comparison between these two study groups.
 
The subject of learning curve effect of laparoscopic hepatectomy has been investigated by several authors in the literature. Many studies attempted to identify the number of hepatectomies required to overcome the learning curve effect.8 9 10 11 The 12-year experience of Vigano et al9 demonstrated that after performing 60 consecutive cases of laparoscopic hepatectomies, operative outcomes in three consecutive periods in terms of conversion rate (15.5%, 10.3%, and 3.4%; P<0.05), operating time (210, 180, and 150 mins; P<0.05), blood loss (300, 200, and 200 mL; P<0.05), and morbidity (17.2%, 22.4%, and 3.4%; P<0.05) improved. They reported a steady increase in the proportion of LLRs and a statistically significant increment in major and right hepatectomies in the later period of the study. The cumulative analysis of conversion rates in minor hepatectomies showed that at the 60th consecutive case, the conversion rate reached the average value and improved thereafter. A Korean group examined the results from their first 100 cases of laparoscopic liver surgery.8 Their mean operating time was 220 minutes and the overall morbidity was 11%. They demonstrated a decrease in the volume of blood transfusion in the latter half of patients operated with a malignant pathology. Kluger et al11 investigated the learning curve effect in laparoscopic major hepatectomy. Dividing their study results chronologically into three phases, they showed a steady increase in the proportion of major LLRs (1% vs 9%, P<0.05) and malignant lesions being resected at a later stage in the study period. Median operating time (150 vs 210 mins, P<0.05), blood loss (200 vs 300 mL, P<0.05), and clamping time (20 vs 45 mins, P<0.05) were significantly lower in the later study period. Morbidity rates also improved significantly with time (3% vs 17%, P<0.05). Their group concluded that a learning curve existed for both the operator and the institution, and a high-volume environment enables overcoming of the learning curve. The latest experience in the attempt to identify a learning curve came from a UK group.10 Analysing their 37 LLRs, the researchers concluded that their results followed a learning curve whereby more complicated procedures could be performed in the latter part of their experience. They also emphasised the importance of achieving proficiency in laparoscopic hepatectomies via simulation and wet laboratories. From our experience, we agree that we could safely expand our indications from wedge resection of small tumours at anterior and superior liver segments to major resections and posterosuperior lesions. However, the technical demand and learning path for wedge resections are entirely different from those of anatomical hemihepatectomies or monosegmentectomies. The training for LLR and learning curve issue is still an important unresolved topic that needs to be investigated further.
 
Conclusion
Laparoscopic hepatectomies are feasible and safe with favourable patient outcomes. A learning curve is present and could be overcome with increasing experience. However, the long-term outcomes associated with the procedure require further study with longer follow-up.
 
References
1. Gagner M, Rheault M, Dubuc J. Laparoscopic partial hepatectomy for liver tumor [abstract]. Surg Endosc 1992;6:99.
2. Nguyen KT, Gamblin TC, Geller DA. World review of laparoscopic liver resection—2,804 patients. Ann Surg 2009;250:831-41. CrossRef
3. Buell JF, Cherqui D, Geller DA, et al. The international position on laparoscopic liver surgery: the Louisville Statement, 2008. Ann Surg 2009;250:825-30. CrossRef
4. Simillis C, Constantinides VA, Tekkis PP, et al. Laparoscopic versus open hepatic resections for benign and malignant neoplasms—a meta-analysis. Surgery 2007;141:203-11. CrossRef
5. Koffron AJ, Auffenberg G, Kung R, Abecassis M. Evaluation of 300 minimally invasive liver resections at a single institution: less is more. Ann Surg 2007;246:385-92. CrossRef
6. Croome KP, Yamashita MH. Laparoscopic vs open hepatic resection for benign and malignant tumors: an updated meta-analysis. Arch Surg 2010;145:1109-18. CrossRef
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9. Vigano L, Laurent A, Tayar C, Tomatis M, Ponti A, Cherqui D. The learning curve in laparoscopic liver resection: improved feasibility and reproducibility. Ann Surg 2009;250:772-82. CrossRef
10. Robinson SM, Hui KY, Amer A, Manas DM, White SA. Laparoscopic liver resection: is there a learning curve? Dig Surg 2012;29:62-9. CrossRef
11. Kluger MD, Vigano L, Barroso R, Cherqui D. The learning curve in laparoscopic major liver resection. J Hepatobiliary Pancreat Sci 2013;20:131-6. CrossRef
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14. Yeung YP. Laparoscopic anatomic monosegmentectomy of hepatocellular carcinoma of the right hepatic lobe. Surg Laparosc Endosc Percutan Tech 2012;22:e259-62.  CrossRef
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Obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma

Hong Kong Med J 2014 Oct;20(5):379–85 | Epub 6 Jun 2014
DOI: 10.12809/hkmj134021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma
Ege G Balbay, MD1; Oner Balbay, MD1; Ali N Annakkaya, MD1; Kezban O Suner, MD1; Harun Yuksel, MD2; Murat Tunç, MD2; Peri Arbak, MD1
1 Department of Chest Diseases, Faculty of Medicine, Düzce University, 81620 Düzce, Turkey
2 Department of Ophthalmology, Faculty of Medicine, Düzce University, 81620 Düzce, Turkey
 
This study was presented as thematic poster in the 21st European Respiratory Society Annual Congress in Amsterdam, The Netherlands, 24-28 Sep 2011. The abstract was published in European Respiratory Journal 2011;38(Suppl 55):2253.
 
Corresponding author: Dr Ege G Balbay (egegulecbalbay@gmail.com)
 Full paper in PDF
Abstract
Objective: To investigate the prevalence of obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma.
 
Design: Case series.
 
Setting: School of Medicine, Düzce University, Turkey.
 
Patients: Twenty-one consecutive primary open-angle glaucoma patients (12 females and 9 males) who attended the out-patient clinic of the Department of Ophthalmology between July 2007 and February 2008 were included in this study. All patients underwent polysomnographic examination.
 
Results: The prevalence of obstructive sleep apnoea syndrome was 33.3% in patients with primary open-angle glaucoma; the severity of the condition was mild in 14.3% and moderate in 19.0% of the subjects. The age (P=0.047) and neck circumference (P=0.024) in patients with obstructive sleep apnoea syndrome were significantly greater than those without the syndrome. Triceps skinfold thickness in glaucomatous obstructive sleep apnoea syndrome patients reached near significance versus those without the syndrome (P=0.078). Snoring was observed in all glaucoma cases with obstructive sleep apnoea syndrome. The intra-ocular pressure of patients with primary open-angle glaucoma with obstructive sleep apnoea syndrome was significantly lower than those without obstructive sleep apnoea syndrome (P=0.006 and P=0.035 for the right and left eyes, respectively). There was no significant difference in the cup/disc ratio and visual acuity, except visual field defect, between primary open-angle glaucoma patients with and without obstructive sleep apnoea syndrome.
 
Conclusions: Although it does not provide evidence for a cause-effect relationship, high prevalence of obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma in this study suggests the need to explore the long-term results of coincidence, relationship, and cross-interaction of these two common disorders.
 
 
New knowledge added by this study
  • Although this study did not provide an evidence for a cause-effect relationship between obstructive sleep apnoea syndrome (OSAS) and primary open-angle glaucoma (POAG), the high prevalence of OSAS in patients with POAG might present a new perspective to ophthalmologists when managing glaucoma patients.
Implications for clinical practice or policy
  • In clinical practice, OSAS is often not taken into diagnostic consideration for glaucoma patients. The high prevalence of OSAS in patients with POAG might present a new perspective to ophthalmologists and encourage them to explore the long-term results of coincidence, relationship, and cross-interaction of these two common disorders. Based on data from the present study, we recommend eliciting history of sleep apnoea symptoms in patients with glaucoma, especially in those who are obese and have thick necks. We also recommend polysomnography in patients with two or more major sleep disturbance symptoms.
 
 
Introduction
Obstructive sleep apnoea syndrome (OSAS) is characterised by repetitive, complete, or partial collapse of the pharyngeal airway during sleep and, generally, reduction in oxygen desaturation.1 The prevalence of OSAS is estimated to be 1% to 2% in men and 1.2% to 2.5% in women.2 The prevalence of OSAS in Turkey was reported as 1.8% in epidemiological studies.3
 
Sleep-disordered diseases are associated with a number of eye disorders including floppy eyelid syndrome, optic neuropathy, keratoconus, retinal vascular tortuosity and congestion, retinal bleeding, non-arteritic anterior ischaemic optic neuropathy and papilloedema secondary to increased intracranial pressure, normal tension glaucoma, and primary open-angle glaucoma (POAG).4 5 6 7 Sleep-disordered breathing may impair autoregulation of optic nerve perfusion due to the direct effect of hypoxia. Glaucoma is a multifactorial and specific optic neuropathy often characterised by increased intra-ocular pressure (IOP) that results in typical and progressive visual field loss.8
 
The prevalence of glaucoma in the general population is between 1% and 2%.9 While the aetiology of POAG still remains unclear, several risk factors have been associated with the condition. It was known that OSAS effects the oxygenation, neurohumoral factors, and vascular haemodynamics.4 It has been suggested that OSAS aggravates or even causes glaucoma by impaired optic nerve head blood flow and tissue atrophy, infarction due to vascular dysregulation or by direct damage to the optic nerve secondary to prolonged hypoxia.4 9
 
In addition to elevated IOP, cardiovascular risk factors—such as arterial hypotension and hypertension, vasospasms, autoregulatory defects, and atherosclerosis—are of increasing importance in the pathogenesis of glaucoma, especially in normal-tension glaucoma (NTG). Several recent reports4 5 10 11 suggest that OSAS may be an additional risk factor for glaucoma. Some of the possible causes of glaucoma-like abnormal blood coagulation, vasospastic disease, and optic nerve vascular dysregulation are also consequences of OSAS. It is not surprising, therefore, that some studies4 5 10 11 show an increased prevalence of OSAS in patients with glaucoma and vice versa. In clinical practice, OSAS is often not taken into diagnostic consideration in glaucoma patients.11
 
The association between glaucoma and OSAS has been reported in many studies. Most of them focused on the prevalence of glaucoma in OSAS patients and indicated it as a risk factor. Some of these articles have been observational case reports or case series.4 12 13 14 15 The objective of this study was to investigate the prevalence of OSAS in patients with POAG.
 
Methods
Study group
This was a prospective case series that included 30 consecutive adult POAG patients who attended the out-patient clinic of the Düzce University, School of Medicine, Turkey between July 2007 and February 2008. Informed consent was obtained from the study participants.
 
Exclusion criteria
Individuals with diabetes mellitus (n=4), thyroid function disorders (n=2), hyperlipidaemia (n=2), and who refused to participate in the study (n=1) were excluded.
 
Ophthalmological examination
All patients underwent routine eye examination, including Snellen visual acuity, manifest refraction, slit-lamp examination of the anterior eye segment, IOP measurement, gonioscopy, and binocular examination of the optic disc.
 
Patients were considered to have POAG if they had untreated IOP of ≥21 mm Hg, an open anterior chamber angle, glaucomatous visual field defects or glaucomatous cupping of the optic disk, and no fundus or neurological lesion other than glaucomatous cupping to account for the visual field defect.
 
Data collection
Prior to the sleep test, all POAG patients completed a questionnaire about sleep disturbance. Data from the questionnaire were used to evaluate basic OSAS symptoms such as snoring (presence of snoring for at least five nights per week), witnessed apnoea (spouse or relatives of patients with OSAS, identifying noisy and irregular snoring, and arrested respiration through the mouth and nose), and daytime sleepiness. The Epworth Sleepiness Scale was used to objectively evaluate excessive daytime sleepiness. If the score obtained on this scale was above 10, excessive daytime sleepiness was considered present.16 All POAG patients received an otorhinolaryngeal examination.
 
In addition, polysomnography (PSG; Somno-Medics Gmbh-8 Co. KG, Nonnengarten 8, D-97270 Kist Germany. Model: Somnoscreen-PSG, Ser-No: 0372 CAA5-OJ), electroencephalography, electro-oculography, chin electromyography, oral and nasal airflow (nasal-oral ‘thermistor’ and nasal cannula), thorax movements, abdominal movements, arterial oxygen saturation (pulse oximetry instrument), electrocardiogram, and snoring recordings (>6 hours) were obtained from all patients. All records were scored manually in a computer environment. Definitions of various terms are shown in the Box.17
 

Box. Definitions of various terms used in this study
 
Statistical analysis
Data were analysed using the Statistical Package for the Social Sciences (Windows version 10.0; SPSS Inc, Chicago [IL], US). Mann Whitney U test was used for comparing quantitative data. Chi squared test or Fisher’s exact test was used to compare categorical data. A P value of <0.05 was considered statistically significant. Spearman’s test was used for evaluating correlations between sample pairs.
 
Results
Of the 21 POAG patients, 12 were female and 9 were male. Demographic and clinical features of the patients are summarised in Table 1.
 

Table 1. General characteristics of patients
 
Snoring was the most prevalent (81.0%) major symptom of OSAS; snoring was habitual in 42.9% of the patients. Daytime sleepiness and witnessed apnoea were found in 23.8% and 14.3% of the patients, respectively. While no major symptom was present in 52.4% of POAG patients, three major symptoms were concomitantly present in one (4.8%) POAG patient (Table 2).
 

Table 2. Frequency of obstructive sleep apnoea syndrome (OSAS) symptoms in patients with primary open-angle glaucoma
 
Polysomnographic study showed that OSAS was present in 33.3% (n=7) of the POAG patients (apnoea-hypopnoea index [AHI] ≥5/hour). The severity of OSAS was mild (AHI of 5-15/hour) in 14.3% (n=3) and moderate (AHI of 16-30/hour) in 19.0% (n=4) of the patients. Age (P=0.047) and neck circumference (P=0.024) were significantly higher in POAG patients with OSAS versus those without OSAS; triceps skinfold thickness was also higher in OSAS patients, but it did not reach statistical significance (P=0.078). No significant difference was observed between POAG patients with and without OSAS with regard to body mass index and the duration of one or more major OSAS symptom (Table 3).
 

Table 3. The comparison of the features of primary open-angle glaucoma patients with and without obstructive sleep apnoea syndrome (OSAS)
 
Primary open-angle glaucoma patients with and without OSAS did not differ significantly in terms of gender, smoking, hypertension, cup/disc ratio, and visual acuity. Intra-ocular pressure in POAG patients with OSAS was significantly lower than that in patients without OSAS (P=0.006 and P=0.035 for the right and left eyes, respectively). Apnoea-hypopnoea index was significantly higher (P<0.001) and the lowest desaturation on PSG was significantly lower (P=0.043) in POAG patients with OSAS than those without OSAS. Visual field defects were significantly more common in POAG patients with OSAS (P=0.038) [Table 4].
 

Table 4. The comparison of clinical and ophthalmological features of primary open-angle glaucoma patients with and without obstructive sleep apnoea syndrome (OSAS)
 
Obstructive sleep apnoea syndrome was not observed in POAG patients with no snoring (including simple snoring). As the degree of snoring increased, OSAS prevalence reached almost statistical significance. The symptoms of habitual snoring (P<0.001) and witnessed apnoea (P=0.026) were significantly more frequent in POAG patients with OSAS versus those without OSAS (Table 5).
 

Table 5. Frequency of obstructive sleep apnoea syndrome (OSAS) symptoms in patients with primary open-angle glaucoma
 
No correlation was detected between PSG parameters (AHI, lowest desaturation in PSG) and ophthalmologic parameters (cup/disc ratio, visual acuity) in POAG patients (Table 6).
 

Table 6. Correlations between polysomnographic parameters and ophthalmologic parameters
 
Discussion
In this study, the prevalence of OSAS and the associated symptoms were higher in POAG patients than that in the general population.2 The prevalence of OSAS of at least mild severity was even higher compared with that in middle-aged adults (9% in women and 24% in men).3 Intra-ocular pressure levels in patients with OSAS were significantly lower than in those without OSAS. Another important finding of the present study was that there was a statistically significant but clinically insignificant difference between OSAS and non-OSAS patients regarding visual field defect.
 
Vascular risk factors for POAG have been hypothesised and researched. It has been reported that potential cardiovascular risk factors including systemic hypertension, atherosclerosis, vasospasm, and acute hypotension are associated with glaucoma.5 Nevertheless, some patients may experience progression of their neuropathy even though their IOP seems appropriately controlled. Obstructive sleep apnoea syndrome could be considered one of the risk factors for POAG. Since glaucomatous optic neuropathy is multifactorial, treatment of OSAS—which is currently a known and modifiable risk factor—may help the control of IOP and management of glaucoma.18
 
There are a few studies examining the correlation between POAG and OSAS. A recent study19 determined the prevalence of OSAS in POAG associated with snoring. Thirty-one snoring glaucomatous patients prospectively underwent PSG. Of these, 49% were diagnosed to have OSAS.19 Mojon et al4 performed overnight transcutaneous finger oximetry in 30 consecutive patients having POAG (mean age, 76.0 ± 7.9 years) and found that the oximetry disturbance index (ODI) was significantly higher (11%) in these patients compared with normal controls of the same age and sex distribution. They reported OSAS prevalence as 20% (n=6/30) in POAG patients according to ODI.4 In a group of 16 NTG patients, the OSAS prevalence was 50% in patients aged 45 to 64 years, and 63% in patients older than 64 years.10 We found an OSAS prevalence of 33.3% in POAG patients according to AHI.
 
Mojon et al5 reported a 7.2% prevalence of NTG among 69 white patients with OSAS (mean age, 52.6 ± 9.7 years), and it was significantly higher than that expected in general white population (2%).5 In another study, Sergi et al20 found a 59% prevalence of NTG in 51 OSAS patients (mean age, 64 ± 10 years). Contrary to the other studies, the prevalence of glaucoma in a study involving 228 patients with OSAS was reported to be the same as in the general population.21
 
Age is a common risk factor of both OSAS and POAG; the latter itself is an ageing-associated disease. The incidence of OSAS in the general population has been shown to be the highest between 45 and 65 years of age.22 Thus, high mean age (56.0 years) in our study might have contributed to the observed high prevalence of OSAS.
 
Snoring is known to be the most common symptom in OSAS.23 A group of out-patients, including those with POAG and without POAG, was recruited for evaluation of sleep-disordered breathing symptoms such as snoring, excessive daytime sleepiness, and insomnia with the help of a questionnaire.9 The authors reported high prevalence of sleep-disordered breathing in POAG patients. Compared with those without POAG, POAG patients showed a higher prevalence of snoring (47.6% vs 38.0%), snoring plus excessive daytime sleepiness (27.3% vs 17.3%), and snoring plus excessive daytime sleepiness plus insomnia (14.6% vs 7.8%).9 The authors speculated that the large nocturnal fluctuations in blood pressure of OSAS patients may have interfered with normal ocular haemodynamics, making the eye vulnerable to glaucoma.9 In the logistic regression model, snoring was significantly associated with glaucoma. However, that study was not a follow-up study of glaucomatous patients and snoring could not be accepted as a prognostic factor of POAG.9 Moreover, their study did not use objective measures such as overnight PSG for the diagnosis; instead, they only relied on self-reported symptoms.9 In another study,7 the prevalence of sleep-disordered breathing symptoms was higher in patients with NTG versus those without NTG (57% vs 3%). However, contrary to our study, they only offered PSG to patients with a positive sleep history.7 In our study, the prevalence rates of snoring, habitual snoring, witnessed apnoea, excessive daytime sleepiness were 81.0%, 42.9%, 14.3%, and 23.8%, respectively. The concomitant presence of two or three major OSAS symptoms was observed in 23.8% and 4.8% of our POAG patients, respectively. Blumen Ohana et al19 reported high prevalence of OSAS in patients with POAG and suggested that presence of snoring should be explored at interview. Conversely, patients who snore should be asked whether they have POAG, and if so, should undergo all-night sleep recording for the presence of OSAS.19 Mojon et al5 also found that respiratory disturbance index (RDI) was positively correlated with IOP in 114 OSAS patients. Because of the observational nature of that study, they concluded only an association between glaucoma and OSAS rather than a direct causal relationship.5 A study by Karakucuk et al15 found that the prevalence of glaucoma in patients with OSAS was 12.9% (n=4/31); all these four patients with glaucoma were in the severe OSAS group. There was also a positive correlation between IOP and AHI, and they suggested that increased IOP values may reflect the severity of OSAS.15 In another cross-sectional study, there was no correlation between IOP and RDI.21 In the present study, IOP level in patients with OSAS was significantly lower than that in those without OSAS. Intra-ocular pressure shows diurnal variation and patients with OSAS may have elevated IOP and perfusional disturbance of retinal nerve fibres during sleep. Therefore, these patients may have completely normal or low IOP during the daytime. On the other hand, most patients with OSAS were regularly under glaucoma medication which lowers the IOP to within normal limits.
 
Sergi et al20 did not find any difference in the cup/disk ratio between the study patients and the control group. They found a significant correlation between AHI and the cup/disk ratio but none between awake arterial blood gases and the ophthalmologic examination data.20 They speculate that POAG could be a consequence of changes in vascular tone and of the increased platelet aggregability which frequently occur in OSAS patients. In contrast with their study, our study shows that the cup/disk ratio did not differ between POAG patients with and without OSAS.
 
A study in Hong Kong24 examined the computerised visual fields and optic discs of OSAS patients with normal IOP and compared these with non-OSAS population. Visual field indices were significantly lower and the incidence of suspicious glaucomatous disc changes was higher versus the control arm.24 A variety of visual field defects in OSAS patients were also reported by Mojon et al25 in nine patients; the field defects stabilised in two of these after 18 months following continuous positive airway pressure (CPAP). Kremmer et al11 have also reported patients with NTG and progressive field loss despite IOP-lowering eye drops and surgery. Nevertheless, they stabilised field loss of patients after diagnosis of OSAS and treatment with CPAP.11 Although there was statistically significant difference in the visual field defects of POAG patients with and without OSAS in our study, it was clinically insignificant. Only significant glaucomatous visual field defects were considered in our evaluation. Therefore, minor changes due to lenticular opacifications or other aetiology were not taken into account as major glaucomatous visual field changes.
 
Hypoxaemia and haemodynamic changes resulting from intermittent apnoea and hypopnoea during sleep are believed to play a role in glaucomatous optic neuropathy.21 Although there is no clear evidence for a cause-effect relationship in the present study, the high prevalence of OSAS in patients with POAG suggests a possible relationship.
 
Conclusions
In this study, the prevalence of OSAS was higher in POAG patients versus the general population. In clinical practice, OSAS is often not taken into diagnostic consideration in glaucoma patients. The high prevalence of OSAS in patients with POAG suggests the need to explore the long-term results of coincidence, relationship, and cross-interaction between these two common disorders. Based on data from the present study, we recommend that the history of sleep apnoea symptoms be asked in patients with glaucoma, especially in those who are obese and have thick necks. In addition, PSG should be performed in those patients with two or more major sleep disturbance symptoms. Further large-scale studies are required to explore the long-term results of these two common disorders, particularly in patients who have been treated with CPAP therapy.
 
References
1. Sleep-related breathing disorders in adults: recommendations for syndrome definition and measurement techniques in clinical research. The Report of an American Academy of Sleep Medicine Task Force. Sleep 1999;22:667-89.
2. Young T, Palta M, Dempsey J, Skatrud J, Weber S, Badr S. The occurrence of sleep-disordered breathing among middle-aged adults. N Engl J Med 1993;328:1230-5. CrossRef
3. Köktürk O. Epidemiology of sleep apnea syndrome. Tuberk Toraks 1998;46:193-201.
4. Mojon DS, Hess CW, Goldblum D, Böhnke M, Körner F, Mathis J. Primary open-angle glaucoma is associated with sleep apnea syndrome. Ophthalmologica 2000;214:115-8. CrossRef
5. Mojon DS, Hess CW, Goldblum D, et al. High prevalence of glaucoma in patients with sleep apnea syndrome. Ophthalmology 1999;106:1009-12. CrossRef
6. McNab AA. The eye and sleep apnea. Sleep Med Rev 2007;11:269-76. CrossRef
7. Marcus DM, Costarides AP, Gokhale P, et al. Sleep disorders: a risk factor for normal-tension glaucoma? J Glaucoma 2001;10:177-83. CrossRef
8. Dhillon S, Shapiro CM, Flanagan J. Sleep-disordered breathing and effects on ocular health. Can J Ophthalmol 2007;42:238-43. CrossRef
9. Onen SH, Mouriaux F, Berramdane L, Dascotte JC, Kulik JF, Rouland JF. High prevalence of sleep-disordered breathing in patients with primary open-angle glaucoma. Acta Ophthalmol Scand 2000;78:638-41. CrossRef
10. Mojon DS, Hess CW, Goldblum D, et al. Normal-tension glaucoma is associated with sleep apnea syndrome. Ophthalmologica 2002;216:180-4. CrossRef
11. Kremmer S, Selbach JM, Ayertey HD, Steuhl KP. Normal tension glaucoma, sleep apnea syndrome and nasal continuous positive airway pressure therapy—case report with a review of literature [in German]. Klin Monbl Augenheilkd 2001;218:263-8.
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16. Johns MW. A new method for measuring daytime sleepiness: the Epworth sleepiness scale. Sleep 1991;14:540-5.
17. International classification of sleep disorders, version 2: diagnostic and coding manual. Rochester, MN: American Academy of Sleep Medicine; 2005.
18. Blumen-Ohana E, Blumen M, Aptel F, Nordmann JP. Glaucoma and sleep apnea syndrome [in French]. J Fr Ophtalmol 2011;34:396-9. CrossRef
19. Blumen Ohana E, Blumen MB, Bluwol E, Derri M, Chabolle F, Nordmann JP. Primary open angle glaucoma and snoring: prevalence of OSAS. Eur Ann Otorhinolaryngol Head Neck Dis 2010;127:159-64. CrossRef
20. Sergi M, Salerno DE, Rizzi M, et al. Prevalence of normal tension glaucoma in obstructive sleep apnea syndrome patients. J Glaucoma 2007;16:42-6. CrossRef
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Investigation of availability and accessibility of community automated external defibrillators in a territory in Hong Kong

Hong Kong Med J 2014 Oct;20(5):371–8 | Epub 15 Aug 2014
DOI: 10.12809/hkmj144258
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Investigation of availability and accessibility of community automated external defibrillators in a territory in Hong Kong
CL Ho, MB, ChB; CT Lui, FHKCEM, FHKAM (Emergency Medicine); KL Tsui, FHKCEM, FHKAM (Emergency Medicine); CW Kam, FHKCEM, FHKAM (Emergency Medicine)
Department of Accident and Emergency Medicine, Tuen Mun Hospital, Tuen Mun, Hong Kong
 
Corresponding author: Dr CT Lui (ectlui@yahoo.com.hk)
 Full paper in PDF
Abstract
Objective: To evaluate the availability and accessibility of community automated external defibrillators in a territory in Hong Kong.
 
Design: Cross-sectional study.
 
Setting: Two public hospitals in New Territories West Cluster in Hong Kong.
 
Participants: Information about the locations of community automated external defibrillators was obtained from automated external defibrillator suppliers and through community search. Data on locations of out-of-hospital cardiac arrests from August 2010 to September 2013 were obtained from the local cardiac arrest registry of the emergency departments of two hospitals. Sites of both automated external defibrillators and out-of-hospital cardiac arrests were geographically coded and mapped. The number of out-of-hospital cardiac arrests within 100 m of automated external defibrillators per year and the proportion of out-of-hospital cardiac arrests with accessible automated external defibrillators (100 m) were calculated. The number of community automated external defibrillators per 10 000 population and public access defibrillation rate were also calculated and compared with those in other countries.
 
Results: There were a total of 207 community automated external defibrillators in the territory. The number of automated external defibrillators per 10 000 population was 1.942. All facilities with automated external defibrillators in this territory had more than 0.2 out-of-hospital cardiac arrests per automated external defibrillator per year within 100 m. Among all out-of-hospital cardiac arrests, 25.2% could have an automated external defibrillator reachable within 100 m. The public access defibrillation rate was 0.168%.
 
Conclusions: The number and accessibility of community automated external defibrillators in this territory are comparable to those in other developed countries. The placement site of community automated external defibrillators is cost-effective. However, the public access defibrillation rate is low.
 
 
New knowledge added by this study
  • The number and accessibility of community automated external defibrillators (AEDs) in New Territories West region are comparable to those in other developed countries.
  • All the placement sites of community AEDs in New Territories West region are cost-effective.
  • The public access defibrillation (PAD) rate is low in New Territories West region.
Implications for clinical practice or policy
  • Central AED registry for optimising placement of AED, education to laypersons, legal support for bystander cardiopulmonary resuscitation and AED use might be important for improving PAD rate.
 
 
Introduction
The survival rate of out-of-hospital cardiac arrest (OHCA) is low in Hong Kong. The reported overall survival-to-admission rate in recent local studies ranged from 12.7% to 14.6%, while the survival-to-discharge rate ranged from 1.25% to 3.0%.1 2 3 4 5 In the first few minutes after OHCA, rapid implementation of five critical actions including early access, early cardiopulmonary resuscitation (CPR), rapid and effective defibrillation, early advanced life support, and comprehensive post-cardiac arrest care can strengthen the “chain of survival”.6 7 A study including 1737 patients found that, within 4 minutes of collapse, approximately 53% of patients were in ventricular fibrillation/tachycardia.8 Many studies have already shown that rapid defibrillation with automated external defibrillators (AEDs) by non-paramedics can improve survival.9 10 11 12 In public access defibrillation (PAD), laypersons can have access to AED so that defibrillation can be delivered at the earliest before ambulance arrival. The concept of PAD has been well adopted in basic life support (BLS) training. However, the utilisation rate of AED was low in Hong Kong in a previous study.13 With the undoubtful benefit of PAD on the outcome of OHCA, it is invaluable to explore the reasons behind low PAD rate.
 
The successful delivery of PAD for cardiac arrest patients outside hospitals depends on a chain of factors including adequate number of AEDs in the community, close proximity of the AED to the site of OHCA (satisfactory matching of site of AED and OHCA), knowledge of bystanders and laypersons in BLS and how to use AED and, eventually, willingness of bystanders to use AED. Minimising mismatch between the site of AED placement and the site of OHCA would maximise the chances of PAD and improve the outcomes of OHCA. A significant association has been demonstrated between the matching and cost-effectiveness of AED placement.14
 
The objective of our study was to evaluate the availability and accessibility of AEDs in a territory in Hong Kong. We evaluated the total number of AEDs in the community and their geographical distribution throughout the territory. In addition, we assessed the matching of AED placement site and the site of OHCA.
 
Methods
Study design and setting
This was a cross-sectional study performed in the New Territories West region of Hong Kong. The region includes urban town area and rural area in the districts of Yuen Long, Tin Shui Wai, and Tuen Mun. According to data from the 2011 Census, the residential population of the region was 1 066 07515 and the area of the territory was 223 km2.16 17 There were only two hospitals with acute emergency services in the territory. All OHCAs were delivered to either hospital.
 
Study population
Data on all OHCAs in the territory were obtained from the local cardiac arrest registry which prospectively collects data on all OHCA cases managed in the emergency departments of the two hospitals. All data were recorded in Utstein style. The study period was from August 2010 to September 2013. Patients with traumatic cardiac arrest and deaths with postmortem changes were excluded. A total of 1936 cases were retrieved. Within those, 20 cases were excluded because these were in-hospital cardiac arrests in mental hospitals; 53 cases were excluded because of non-traceable site of arrest; 78 cases were excluded because of incomplete address. Overall, 1785 cases were included in the analysis. For OHCAs occurring at home or in institutions, the sites of arrest information were retrieved from the hospital database in the admission office. For OHCAs occurring outside home or institutions, data were traced from either the hospital records or ambulance records. Moreover, the PAD rate was retrieved from the registry, and double-checked with the hospital medical records and ambulance record. Public access defibrillation rate was defined as the rate of pre-hospital defibrillations performed by laypersons in patients with OHCA. It was calculated by dividing the total number of PAD cases by the total number of OHCAs.
 
Accessibility of automated external defibrillator in an episode of cardiac arrest
According to the American Heart Association (AHA) recommendation, a community AED is regarded as accessible if it can be transported to the patient by a layperson by brisk walking within 1 to 1.5 minutes.14 For human beings, the average speed of brisk walking is around 8 km per hour, ie 2.2 m per second. A layperson can travel 200 m within 1.5 minutes. So, an AED is defined as being accessible if it is located within 100 m of a cardiac arrest patient (layperson travels 100 m to get the AED and travels 100 m to save the victim).18 Accessibility of AED in an arrest episode was also reported with various timeframes from 1 to 5 minutes of brisk walking speed.
 
Locations of automated external defibrillators
Since there was no AED registry in Hong Kong, obtaining the data on the site of AED was difficult. We exhausted all methods to trace all AEDs in the community throughout the territory. There were two sources of data on the locations of AEDs. Firstly, we searched all AEDs in the community as per the information from the suppliers. All suppliers registered on the Medical Device Control Office of the Department of Health for external defibrillators were contacted for purchase records. Other brands of AEDs were traced from contacts with BLS training centres. Data about the locations of AEDs were obtained from sales registers of suppliers. In total, five brands of AED suppliers were contacted including Cardio Science, Physio-control, Laerdal, Philips, and Metrax. The second source was through community search. Staff at all schools, sport facilities, swimming pools, old-age homes and other hostels, shopping malls, housing estates, and public facilities in the territory were contacted by emails, telephone calls, or personal visits to confirm the existence of AEDs. The list of public facilities was found by Internet search and included government webpages. The information of locations of community AEDs was obtained for the period from September to December 2013.
 
The numbers of AEDs located in the searched facilities were reported as percentages. For all AEDs located in different facilities, we evaluated the number of OHCAs that occurred within 100 m throughout the study period, and calculated the average number of OHCAs that occurred around the AED per year.
 
According to AHA recommendation, AED should be placed where there is likely one cardiac arrest within 100 m in 5 years.14 In other words, the AED installation was regarded as cost-effective if there were more than 0.2 OHCA per AED per year within 100 m.
 
The availability of AED can be reflected by the AED density and the number of AEDs per 10 000 population. The AED density was calculated by dividing the total number of AEDs by the area of the territory. The number of AEDs per 10 000 population was calculated with the data of residential population from the Census data. We searched the literature to obtain similar data from studies in other countries, including Japan, Singapore, Denmark, Austria, and the US for comparison and illustration.
 
Methodology for geographical mapping and statistics
Locations of all cardiac arrests in this cluster were geographically coded by the Google Map (http://maps.google.com.hk) to longitudes and latitudes. The longitudes and latitudes of the centre of the corresponding building were coded. The precision was up to 6 decimal degrees which implies a maximum error of coordinate of 11.3 cm. For OHCAs that occurred in an open area, the geocoding was performed with best achievable precision according to information from the ambulance record or hospital record. The sites of AEDs in this cluster were also located and geographically coded. The distance between each case of OHCA and AED was calculated using the Haversine formula.18 Geographical mapping was performed using scripts with Google Map.
 
Statistical analysis was performed with IBM SPSS 20. Categorical variables were shown in proportions and percentages. Continuous variables of distance were presented as medians and interquartile ranges for data with skewed distribution. Categorical data were compared using Chi squared test. Distances were compared with independent sample median test. P values of less than 0.05 were regarded as significant.
 
Ethical considerations
The research was approved by the Cluster Clinical Research and Ethics Committee.
 
Results
The site of community automated external defibrillator
A total of 674 public facilities were found in the search and enquired for the installation of AED (Table 1). The response rate was satisfactory with only two schools failing to respond to our enquiry. A total of 207 community AEDs were found and located. Among them, 180 were identified from the registers of suppliers and 27 through community search. The geographical location of the AEDs in the territory is shown in Figure a.
 

Table 1. Automated external defibrillator in various types of facilities throughout the territory
 

Figure. Mapping of automated external defibrillators (AEDs) and out-of-hospital cardiac arrests (OHCAs) throughout the territory
(a) Location of AEDs, (b) location of OHCAs throughout the study period, and (c) location of OHCAs where AED was not accessible within 100 m
 
The characteristics of community AEDs in various types of facilities are shown in Table 1. Schools possessed most of the community AEDs (n=78), followed by sports stadiums (n=35), community clinics (n=30), and hostels (n=16). All major parks and sports stadiums, and nearly half the schools in the territory had installed AEDs. Less than 20% of housing estates and hostels had been equipped with AEDs.
 
The number of OHCAs occurring per AED per year in various facilities is also shown in Table 1. Hostels or institutions had the most OHCAs per AED per year (2.072), followed by sports stadiums (0.884), shopping malls (0.850), and schools (0.834). All facilities with AEDs in the territory had more than 0.2 OHCA per AED per year within 100 m.
 
The number of automated external defibrillators per population and area
The number of AEDs per 10 000 population was 1.942, and the AED density was 0.928 per km2 (Table 2). The number of AEDs per population and density of Singapore, Austria, Japan, Denmark, and the US are also shown in Table 219 20 21 22 23 24 25 26 for comparison.
 

Table 2. Automated external defibrillator per population and automated external defibrillator density in various countries
 
Location of out-of-hospital cardiac arrests
The geographical distribution of all OHCAs is shown in Figure b. The characteristics of OHCAs in various sites of cardiac arrest are shown in Table 3. More than half of OHCAs occurred at home (53.0%) while one third occurred in the elderly’s home (36.4%) and 8.5% occurred in open areas. More patients with OHCAs in open areas and inside other buildings had received pre-hospital defibrillation versus those occurring in other locations. The median distance from the site of cardiac arrest to the nearest AED was lowest for cardiac arrest occurring in open areas. The proportion of OHCAs in open areas with AEDs in reachable distance was higher compared with those occurring in other sites.
 

Table 3. Cardiac arrests occurring in various sites during the study period
 
Matching of out-of-hospital cardiac arrests with community automated external defibrillators
Among all OHCAs, 25.2% could have AEDs reachable within 100 m (1.5 minutes); 59.4% could have AEDs available within 3 minutes (200 m) [Table 4]. For cardiac arrests occurring in open areas, the proportion of cases with AEDs within reachable distance (100 m) was higher than the arrests happening in buildings (37.7% vs 24.0%). The difference was statistically significant (P<0.001). Figure c illustrates the distribution of OHCAs for which AEDs were not accessible within 100 m.
 

Table 4. Matching between location of automated external defibrillator and out-of-hospital cardiac arrest
 
Public access defibrillation rate
From the cardiac arrest registry, 23 out of 1785 OHCAs had documented PAD. However, with confirmation from hospital and pre-hospital records, 20 were performed by ambulance crew or other pre-hospital personnel. Only three (0.168%) out of 1785 had genuine PAD.
 
Of the 650 OHCAs occurring in old-age homes, 81 cases happened in hostels equipped with AEDs. Public access defibrillation was delivered in only one case. A total of 80 (98.8%) cases of cardiac arrest events in hostels equipped with AEDs were not defibrillated. Cases where AED was applied but no shock delivered were not considered for calculating PAD rate.
 
Discussion
The number of AEDs per 10 000 population in our study (1.942) was comparable to that in Singapore (1.971) and Austria (2.218), but far behind that in Copenhagen (9.200), Japan (6.978), and the US (6.956).
 
Nearly half of the schools were equipped with AEDs. The high equipment rate was because of the ‘Heart-safe School’ project organised by the Hong Kong College of Cardiology. The project aimed to install AEDs in over 1000 primary, secondary, and special schools in Hong Kong. It also provided training on CPR and the operation of AEDs to school staff.27 In our community survey, among schools not equipped with AEDs, at least 12 had joined the project and would receive AED installation in coming years. Thus, in the coming years, most of the schools would be equipped with AEDs.
 
All facilities with AEDs in this territory had more than 0.2 OHCA per AED per year within 100 m (Table 1). Thus, the cost-effectiveness of AEDs located in various types of facilities was satisfactory.
 
More patients with OHCAs in open areas and inside other buildings had pre-hospital defibrillation, ie shockable rhythm (Table 3). The median distance from the site of arrest to the nearest AED was lowest for cardiac arrests occurring in open areas and the proportion of OHCAs in open areas with AEDs within reachable distance was higher. It implies that the accessibility of AEDs in OHCAs occurring in open areas was higher. This group of patients should benefit most from community AEDs.
 
The average number of OHCA events per AED was highest in old-age homes installed with AEDs (more than two events per AED per year), which was far higher than the recommended threshold of cost-effective AED by AHA (0.2 event per AED per year). However, only 16 (19.3%) out of 83 old-age homes in our study were installed with AEDs. Although there was high incidence of OHCAs, the proportion of patients with shockable rhythm in pre-hospital stage remained low (4.6%) [Table 3]; consequently, the cost-effectiveness of placement of AEDs in old-age homes could not be concluded. In old-age homes with AED equipment, old-age home staff may be unable or reluctant to use AEDs. In our study, 98.8% of cardiac arrests in old-age homes equipped with AEDs received no PAD. This suggests that apart from installing AEDs, BLS training and education should be provided to the old-age home staff to increase the PAD rate.
 
In our study, most OHCAs (53%) occurred at home. However, OHCAs within coverage of AEDs (100 m) in housing estates was 0.364 event/AED/year, which was lower than that in schools, shopping malls, and sports stadiums. This was related to the large area of the housing estates versus that in hostels or other public facilities. To improve the AED coverage, more AEDs are required to be installed in housing estates. Another alternative would be consideration of home AEDs in families with high-risk residents. However, the benefit of home AEDs remains doubtful. A randomised controlled trial from 2003 to 2005 has shown that home AEDs offered no benefit to high-risk residents.28 The study recruited 7001 survivors of anterior myocardial infarction who were not candidates for an implantable cardioverter-defibrillator. They were randomised to either calling emergency medical services (EMS) and performing CPR, or using AEDs, calling EMS and performing CPR. It was found that there was no significant reduction in mortality in the AED group despite most of the arrests occurring at home. The authors concluded that it was due to low event rate, high proportion of unwitnessed events, and underuse of AEDs.
 
Only 13 (26%) of 50 shopping malls were equipped with AEDs, while the average event/AED/year was high (0.850) for AEDs installed in this location. This implied that more AEDs should be installed in these buildings. With surge in tourism and increase in people flow in shopping malls, the incidence of OHCAs in shopping malls would be expected to be increased over time. Shopping malls should be encouraged to install AEDs and the staff should be provided with relevant training and education.
 
For the matching of locations of AEDs and OHCAs, 25.2% of OHCAs occurred with accessible AEDs within 100 m. This was slightly lower than that observed in a study in Copenhagen in 2011 (28.8%) with the same definition.23 With the timeframe of 3 minutes, up to nearly 60% of OHCA events had AEDs within accessible distance of around 200 m.
 
However, the PAD rate in our cluster was extremely low (0.168%). The PAD rate is low all over the world; it is at most 2.11% in previous studies (Table 5).19 26 29 30 A study in Copenhagen found that no AED was ever used during the study period from 1994 to 2005.29 The authors attributed this to the recent installation of AEDs (predominantly in 2005) and low annual incidence of cardiac arrests near AEDs. There is no local study on this issue. The low usage rate might have several reasons. People might not know there is an AED nearby. There is no central registration of community AEDs in Hong Kong. Automated external defibrillators could be accessible but might not be visible. It is difficult for a bystander to find a community AED if he/she is not a staff of that community facility. Certainly, central registration of community AEDs could improve the problem. Bystanders could be informed how to access the nearest community AED after calling 999 if all community AED sites were registered. A study in the US showed that such emergency dispatch systems could improve the PAD rate.31 With sophistication in mobile technology, it is not difficult to develop softwares or Apps in mobile devices which could firstly provide the current location of the BLS provider by GPS (Global Positioning System), and then automatically locate the nearest reachable AED. The location of AEDs in the territory could be continuously updated with the central AED registry through the Internet. Furthermore, central mandatory AED registry could facilitate researches and auditing, which could provide insight on the PAD situation throughout the Hong Kong territories.
 

Table 5. Public access defibrillation rate in various countries
 
People may be reluctant to use community AEDs even if these are available. In a survey conducted in a shopping mall with AEDs in the US in 2001, it was found that the most common concern with using community AEDs was ‘fear of using the machine incorrectly’. The second most common concern was ‘fear of legal liability’.32 Education of the public and providing legal support may help to change their belief. Lo et al33 suggested that a law offering ‘Good Samaritan’ protection against liability rescuers in Hong Kong could alleviate the uncertainties and increase the benefits of the PAD programme. However, such legal proceeding has not been carried forward in Hong Kong. Lack of explicit and clear legislation certainly decreases the willingness to use AEDs. Without law protection, rescuers may be afraid of being sued by the victims’ families in case of failed resuscitation. As a result, it is no surprise that ‘do no harm without any action including CPR’ is the choice of most bystanders.4 34
 
Central AED registry for optimising placement of AED, education of laypersons, and legal support for bystanders providing CPR and using AED may be important for improving PAD rate and outcomes of OHCA. Further study on evaluation of laypersons’ attitude towards AED use could provide more insights on this problem.
 
Limitations of this study
Without central registry, the list of community AEDs obtained from suppliers and through community search may not be exhaustive. The actual number of community AEDs might be underestimated. Information about PAD delivery was obtained predominantly from the registry and pre-hospital records. The number of OHCAs with AEDs applied but not defibrillated was not traceable. Automated external defibrillators might have been used but PAD not delivered in non-shockable rhythm. The rate of AED use might be underestimated. However, all studies on PAD had the same assumption and bias. There was potential time bias in that the installation time of community AED was unknown. Out-of-hospital cardiac arrests that occurred from August 2010 to September 2013 were included in the study. The cardiac events of patients might have occurred prior to AED installation.
 
The distance calculated in our study was the shortest distance. In-building travel time was not incorporated. There are plenty of buildings within in a housing estate, especially in urban areas, in Hong Kong. The distance of vertical lift was also not taken into account. The actual time and distance might be underestimated. Furthermore, the accuracy of geographical mapping was up to the level of the building, and there would be bias between the geographical coordinates and the exact location of AEDs. Furthermore, for those OHCAs that happened in open areas, the geocoding was performed at the best achievable precision according to the available information from the ambulance and hospital records; this might have been associated with information bias.
 
Conclusions
In the New Territories West region of Hong Kong, the number of AEDs per 10 000 population was 1.942 and the accessibility within 100 m of OHCA was 25.2%, both being comparable to those from other developed countries. Although the placement site of community AED was cost-effective, PAD rate at 0.168% was low.
 
Acknowledgement
We would like to thank Mr John Kit-shing Wong, Trauma Nurse Coordinator of Tuen Mun Hospital for his invaluable help on the data search.
 
References
1. Wong TW, Yeung KC. Out-of-hospital cardiac arrest: two and a half years experience of an accident and emergency department in Hong Kong. J Accid Emerg Med 1995;12:34-9. CrossRef
2. Leung LP, Lo CM, Tong HK. Prehospital resuscitation of out-of-hospital cardiac arrest in Queen Mary Hospital. Hong Kong J Emerg Med 2000;7:191-6.
3. Fan KL, Leung LP. Prognosis of patients with ventricular fibrillation in out-of-hospital cardiac arrest in Hong Kong: prospective study. Hong Kong Med J 2002;8:318-21.
4. Chung CH, Wong PC. A six-year prospective study of out-of-hospital cardiac arrest managed by a voluntary ambulance organization. Hong Kong J Emerg Med 2005;12:140-7.
5. Leung KL, Lui CT, Cheung KH, Tsui KL, Tang YH. Outcome and prognostic factors of patients in out-of hospital cardiac arrests presenting with non-shockable rhythm in Hong Kong. Hong Kong J Emerg Med 2012;19:6-12.
6. Cummins RO, Ornato JP, Thies WH, Pepe PE. Improving survival from sudden cardiac arrest: the “chain of survival” concept. A statement for health professionals from the Advanced Cardiac Life Support Subcommittee and the Emergency Cardiac Care Committee, American Heart Association. Circulation 1991;83:1832-47. CrossRef
7. Travers AH, Rea TD, Bobrow BJ, et al. Part 4: CPR overview: 2010 American Heart Association Guidelines for Cardiopulmonary Resuscitation and Emergency Cardiovascular Care. Circulation 2010;122(18 Suppl 3):S676-84. CrossRef
8. Herlitz J, Ekström L, Wennerblom B, Axelsson A, Bång A, Holmberg S. Type of arrhythmia at EMS arrival on scene in out-of-hospital cardiac arrest in relation to interval from collapse and whether a bystander initiated CPR. Am J Emerg Med 1996;14:119-23. CrossRef
9. Valenzuela TD, Roe DJ, Nichol G, Clark LL, Spaite DW, Hardman RG. Outcomes of rapid defibrillation by security officers after cardiac arrest in casinos. N Engl J Med 2000;343:1206-9. CrossRef
10. Hallstrom AP, Ornato JP, Weisfeldt M, et al. Public-access defibrillation and survival after out-of-hospital cardiac arrest. N Engl J Med 2004;351:637-46. CrossRef
11. Weisfeld ML, Sitlani CM, Ornato JP, et al. Survival after application of automatic external defibrillators before arrival of the emergency medical system: evaluation in the resuscitation outcomes consortium population of 21 million. J Am Coll Cardiol 2010;55:1713-20. CrossRef
12. Sanna T, La Torre G, de Waure C, et al. Cardiopulmonary resuscitation alone vs. cardiopulmonary resuscitation plus automated external defibrillator use by non-healthcare professionals: a meta-analysis on 1583 cases of out-of-hospital cardiac arrest. Resuscitation 2008;76:226-32. CrossRef
13. Chan TH, Lui CT, Cheung KH, Tang YH, Tsui KL. Outcome predictors of patients in out-of-hospital cardiac arrests with pre-hospital defibrillation in Hong Kong. Hong Kong J Emerg Med 2013;20:131-7.
14. Aufderheide T, Hazinski MF, Nichol G, et al. Community lay rescuer automated external defibrillation programs: key state legislative components and implementation strategies: a summary of a decade of experience for healthcare providers, policymakers, legislators, employers, and community leaders from the American Heart Association Emergency Cardiovascular Care Committee, Council on Clinical Cardiology, and Office of State Advocacy. Circulation 2006;113;1260-70. CrossRef
15. Census 2011, HKSAR. Available from: www.census2011.gov.hk. Accessed 2 Mar 2014.
16. Area of Tuen Mun. Available from: http://zh.wikipedia.org/wiki/%E5%B1%AF%E9%96%80%E5%8D%80. Accessed 2 Mar 2014.
17. Area of Yuen Long. Available from: http://zh.wikipedia.org/wiki/%E5%85%83%E6%9C%97%E5%8D%80. Accessed 2 Mar 2014.
18. Sinnott RW. Virtues of the Haversine. Sky Telescope 1984;68:159.
19. Kitamura T, Iwami T, Kawamura T, Nagao K, Tanaka H, Hiraide A; Implementation Working Group for the All-Japan Utstein Registry of the Fire and Disaster Management Agency. Nationwide public-access defibrillation in Japan. N Engl J Med 2010;362:994-1004. CrossRef
20. Community AED in Singapore. Available from: http://www.myheart.org.sg/article/heart-safe-singapore/aed-registry/about/188. Accessed 2 Mar 2014.
21. Population Trends 2013. Available from: http://www.singstat.gov.sg. Accessed 2 Mar 2014.
22. Ong ME, Tan EH, Yan X, et al. An observational study describing the geographic-time distribution of cardiac arrests in Singapore: what is the utility of geographic information systems for planning public access defibrillation? (PADS Phase I). Resuscitation 2008;76:388-96. CrossRef
23. Hansen CM, Wissenberg M, Weeke P, et al. Automated external defibrillators inaccessible to more than half of nearby cardiac arrests in public locations during evening, nighttime, and weekends. Circulation 2013;128:2224-31. CrossRef
24. Fleischhackl R, Roessler B, Domanovits H, et al. Results from Austria’s nationwide public access defibrillation (ANPAD) programme collected over 2 years. Resuscitation 2008;77:195-200. CrossRef
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Limitation of radiological T3 subclassification of rectal cancer due to paucity of mesorectal fat in Chinese patients

Hong Kong Med J 2014 Oct;20(5):366–70 | Epub 1 Aug 2014
DOI: 10.12809/hkmj144232
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Limitation of radiological T3 subclassification of rectal cancer due to paucity of mesorectal fat in Chinese patients
Esther MF Wong, FHKCR, FHKAM (Radiology)1; Bill MH Lai, MB, BS, FRCR1; Vincent KP Fung, MB, BS, FRCR1; Hester YS Cheung, FRACS, FHKAM (Surgery)2; WT Ng, FHKCR, FHKAM (Radiology)3; Ada LY Law, FHKCR, FHKAM (Radiology)3; Alta YT Lai, MB, BS1; Jennifer LS Khoo, FHKCR, FHKAM (Radiology)1
 1Department of Radiology, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 2Department of Surgery, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 3Department of Oncology, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 
Corresponding author: Dr Esther MF Wong (esthermfwong@gmail.com)
 Full paper in PDF
Abstract
Objectives: To describe the thickness of mesorectal fat in local Chinese population and its impact on rectal cancer staging.
 
Design: Case series.
 
Setting: Two local regional hospitals in Hong Kong.
 
Patients: Consecutive patients referred for multidisciplinary board meetings from January to October 2012 were selected.
 
Main outcome measures: Reports of cases that had undergone staging magnetic resonance imaging for histologically proven rectal cancer were retrospectively retrieved and reviewed by two radiologists. All magnetic resonance imaging examinations were acquired with 1.5T magnetic resonance imaging. Measurements were made by agreement between the two radiologists. The distance in mm was obtained in the axial plane at levels of 5 cm, 7.5 cm, and 10 cm from the anal verge. Four readings were obtained at each level, namely, anterior, left lateral, posterior, and right lateral positions.
 
Results: A total of 25 patients (16 males, 9 females) with a median age of 69 (range, 38-84) years were included in the study. Mean thickness of the mesorectal fat at 5 cm, 7.5 cm, and 10 cm from the anal verge was 3.1 mm (standard deviation, 3.0 mm), 9.8 mm (5.3 mm), and 11.8 mm (4.2 mm), respectively. The proportions of patients with mean mesorectal fat thickness of <15 mm were 100%, 84%, and 75% at 5 cm, 7.5 cm, and 10 cm from the anal verge, respectively. The thickness of mesorectal fat was the least anteriorly, and <15 mm at all three arbitrary levels (P<0.001).
 
Conclusion: The thickness of mesorectal fat was <15 mm in the majority of patients and in most positions. Tumours invading 10 mm beyond the serosa on magnetic resonance imaging may paradoxically threaten the circumferential resection margin in Chinese patients. Use of T3 subclassification of rectal cancer in Chinese patients may be limited.
 
 
New knowledge added by this study
  • Paucity of mesorectal fat in Chinese populations: tumours invading 10 mm beyond the serosa on magnetic resonance imaging may threaten the circumferential resection margin in the majority of patients.
  • The mesorectal fat is thinnest in the anterior portion. Tumours in the anterior wall have a higher chance of infiltrating the mesorectal fascia versus those located in other positions.
Implications for clinical practice or policy
  • The T3 subclassification of rectal cancer should be used with caution in Chinese patients.
 
Introduction
Rectal cancer is associated with a high risk of distant metastases as well as local recurrence. The reported local recurrence rate after surgical treatment was up to 32% in some older literatures.1 Recently, magnetic resonance imaging (MRI) has emerged as a powerful local staging tool which also helps to guide subsequent management plan.2 3 The status of circumferential resection margin (CRM), presence of lymph node metastasis, and location of the tumour, all of which can be predicted on MRI, are important prognostic factors for pelvic disease recurrence after treatment with curative intent (local failure).4 5 6
 
The depth of extramural penetration of the tumour has been shown to be an independent prognostic factor.7 According to the European Society for Medical Oncology guidelines,8 T3 disease is subclassified into T3a, T3b, T3c, and T3d based on the depth of invasion beyond the muscularis propria (Table 1). Magnetic resonance imaging is also highly accurate in predicting the actual depth of this invasion.9 Currently, patients with disease more advanced than T3b are recommended to receive induction therapy prior to surgery.
 

Table 1. Subclassification of T3 rectal carcinoma
 
Another factor that potentially affects the disease status is the thickness of the mesorectal fat which, for the sake of this discussion, shall be defined as the distance between the serosa and mesorectal fascia. The word ‘perirectal fat’ is used interchangeably with ‘mesorectal fat’. We are of the opinion that the word ‘mesorectal fat’ better conceptualises compartmentalised fat within the mesorectal fascia and is, thus, selected for use in this article.
 
In our experience, the mesorectal fat is rather thin in Chinese patients. It is not uncommon to encounter early T3 (T3a/b) disease with threatened CRM as predicted on MRI. The less the mesorectal fat thickness, the less the depth of extramural invasion it takes to infiltrate the CRM.
 
This study aimed to measure the amount of mesorectal fat in the local population. The use and limitation of T3 subclassification in the Chinese population will be discussed.
 
Methods
A total of 25 consecutive staging MRIs done for patients referred for rectal carcinoma multidisciplinary meetings at a local regional hospital from January to October 2012 were retrospectively reviewed by two radiologists with special interest in abdominal imaging.
 
All MRI examinations were acquired with 1.5T MRIs in two local centres using Siemens Magnetom Avanto (Erlangen, Germany) MRI machines. Measurements were made with mutual agreement between the two reviewing radiologists. The thickness of mesorectal fat was defined as the distance from the serosa to the mesorectal fascia in the axial plane. The distance in mm was obtained in the true axial plane at levels of 5 cm, 7.5 cm, and 10 cm from the anal verge. Measurements were performed primarily on T2 sequence, supplemented by T1 sequence if the acquired T2 images were unsatisfactory. As this study involved two hospitals, the scanning parameter was not identical. However, such difference was not assumed to attribute to error of any source in terms of calibre measurement.
 
Four readings were obtained at each level, namely, anterior, left lateral, posterior, and right lateral positions (Fig 1).
 

Figure 1. Thickness of mesorectal fat is measured at anterior (A), left lateral (B), posterior (C) and right lateral (D) positions
 
Patients with bulky primary or secondary pelvic tumours (>3 cm in diameter) were excluded from the study, as these might potentially cause significant distortion of the anatomy and configuration of the mesorectum.
 
Statistical analysis was performed with the Statistical Package for the Social Sciences (Windows version 15.0; SPSS Inc, Chicago [IL], US). One-sample Student’s t test was performed for analysis of mean thickness.
 
Results
A total of 25 patients (16 males, 9 females) with a median age of 69 (range, 38-84) years were included in the study. The rectosigmoid junctions were reached at the level of 10 cm above the anal verge for four patients and were, thus, excluded from calculation for the respective level.
 
Mean thicknesses of mesorectal fat at 5 cm, 7.5 cm, and 10 cm from the anal verge were 3.1 (standard deviation [SD]=3.0) mm, 9.8 (SD=5.3) mm, and 11.8 (SD=4.2) mm, respectively. Details of the mean mesorectal fat thickness are shown in Table 2. In brief, the proportions of patients with mean mesorectal fat thickness of <15 mm were 100%, 84%, and 75% at 5 cm, 7.5 cm, and 10 cm from the anal verge, respectively.
 

Table 2. Variation of mesorectal fat thickness with position
 
The mesorectal fat was noted to be the least thick in the anterior position for all three arbitrary levels (Table 2; Fig 2). At 5 cm and 7.5 cm from the anal verge, proportions of patients with mesorectal fat thickness of <5 mm were 96% and 88%, respectively. The figure reached up to 100% if 15 mm was taken as the cutoff level. At 10 cm from the anal verge, 95% of patients showed mesorectal fat thickness of <15 mm. t Tests showed that the anterior mesorectal fat thickness was significantly <15 mm at all three levels (P<0.001) and <5 mm at both 5 cm (P<0.001) and 7.5 cm (P=0.01) from the anal verge (Table 3).
 

Figure 2. A patient with marked paucity of mesorectal fat. T2 axial images obtained at (a) 5 cm, (b) 7.5 cm, and (c) 10 cm from the anal verge. The mesorectal fat is thinnest at its anterior aspect at all levels
 

Table 3. Thickness of anterior mesorectal fat with respective P values
 
There was a tendency for the lateral aspects to be more spacious than the anterior and posterior aspects, and for the left side to be larger than the right side. However, these findings were not statistically significant.
 
Discussion
To the best of our knowledge, this is the first Chinese study and the first study in Asian subjects on mesorectal fat thickness. The majority of published literature on MRI staging of carcinoma of rectum are based, predominantly, on data from western/Caucasian populations. It has been well known that variations in body build, lean mass, and fat composition do occur across ethnic groups.10 Chinese or Asian patients have a smaller body build. Whether the amount of fat in the mesorectum is the same in Chinese and Caucasian population remains largely unknown.
 
In recent decades, total mesorectal excision has revolutionised rectal cancer surgery.11 Patients with relatively early tumours (ie T3b or below, lymph node–negative) are usually streamlined to total mesorectal excision without preoperative neoadjuvant therapy. The rationale behind this is that early, mid- and low-rectal tumours with their whole lymphatic drainage are contained within the mesorectal fascia. Total mesorectal excision allows en-bloc removal of the tumour together with its intact mesorectal fascia. A low local recurrence rate of only 4% has been reported.12
 
An involved CRM is an independent disease prognostic indicator.13 It is defined pathologically as identifying tumour cells within 1 mm of the surgically created margin. Beets-Tan et al14 postulated that, on MRI, a distance of 6 mm from the outer edge of the tumour to the mesorectal fascia predicted a tumour distance of 2 mm on histology with 97% confidence, and a distance of 5 mm could predict a crucial distance of 1 mm on histology with high confidence. A study using 1 mm as cutoff showed data with satisfactory accuracy despite a lower sensitivity.15 For practical purposes, we have adopted a cutoff of 5 mm as the predictor of clear CRM.
 
Given a certain depth of tumour invasion, CRM is more likely to be threatened for patients with thinner mesorectal fat (Fig 3). The mean thickness of mesorectal fat is <15 mm for the majority of patients at all arbitrarily measured levels. Taking into account the margin of 5 mm on MRI, a tumour invading 10 mm beyond the serosa on MRI fulfils the criteria for threatened CRM in the majority of patients. Whether Chinese patients present with later-stage disease or have worse disease prognosis is largely unknown. However, caution has to be taken that T3a/b disease in Chinese populations does not equal, or even imply, early-stage disease.
 

Figure 3. Given the same depth of extramural tumour invasion, a patient with thinner mesorectal fat has higher chance of circumferential resection margin involvement (tumour A, distance a) than those with relatively more abundant mesorectal fat (tumour B, distance b)
 
The position of the tumour may also affect the chance of mesorectal fat infiltration. The anterior aspect of the mesorectal fat was found to be thinnest at all three arbitrary levels. This is in agreement with studies in European populations.16 The postulated reason is that the anterior mesorectal fat tends to be compressed by anterior pelvic organs such as the uterus and prostate when one lies in supine position, the position where MRI is conventionally acquired. As a result, anterior tumour tends to threaten the CRM with relatively shallow subserosal penetration.
 
The mesorectal fat is thinner inferiorly as it approaches the anal verge. Low rectal cancer (<5 cm from the anal verge) has overall worse prognosis. Higher local recurrence rate with higher chances of CRM involvement has been reported.17 This may be partly explained by the fact that the amount of mesorectal fat is thinner in low rectum. Low rectal tumours also deserve special surgical attention.18
 
One major weakness of this study was that body mass index (BMI) was not taken into account. However, a study in the UK19 has shown that BMI does not affect the thickness or volume of mesorectal fat. However, the measurement method employed in that study was different from that in our study, rendering direct comparison difficult. Whether the paucity of mesorectal fat in Chinese patients is due to body build or genetic factors is unknown. Further multicentre studies with collection of BMI data and ethnic information and using standardised measurement methods are needed for better comparison.
 
Conclusion
Thickness of mesorectal fat is shown to be <15 mm in the majority of patients in most positions and at most levels. It was <5 mm for low rectal position. T3a/b tumours may paradoxically infiltrate the mesorectal fascia in the study population. In staging of Chinese rectal cancer patients, T3a/b tumours may threaten the CRM in the majority of locations and patients. Thus, the status of T3a/b alone should not be taken as an indicator of early-stage disease.
 
Acknowledgements
We would like to acknowledge Dr John KW Chan and St Paul’s Hospital for courtesy of MRI images.
 
References
1. Sagar PM, Pemberton JH. Surgical management of locally recurrent rectal cancer. Br J Surg 1996;83:293-304. CrossRef
2. Beets-Tan RG, Beets GL. Rectal cancer: review with emphasis on MR imaging. Radiology 2004;232:335-46. CrossRef
3. Bipat S, Glas AS, Slors FJ, Zwinderman AH, Bossuyt PM, Stoker J. Rectal cancer: local staging and assessment of lymph node involvement with endoluminal US, CT, and MR imaging—meta-analysis. Radiology 2004;232:773-83. CrossRef
4. Pedersen BG, Moran B, Brown G, Blomqvist L, Fenger-Grøn M, Laurberg S. Reproducibility of depth of extramural tumor spread and distance to circumferential resection margin at rectal MRI: enhancement of clinical guidelines for neoadjuvant therapy. AJR Am J Roentgenol 2011;197:1360-6. CrossRef
5. van Gijn W, Marijnen CA, Nagtegaal ID, et al. Preoperative radiotherapy combined with total mesorectal excision for resectable rectal cancer: 12-year follow-up of the multicentre, randomised controlled TME trial. Lancet Oncol 2011;12:575-82. CrossRef
6. Lahaye MJ, Engelen SM, Nelemans PJ, et al. Imaging for predicting the risk factors—the circumferential resection margin and nodal disease—of local recurrence in rectal cancer: a meta-analysis. Semin Ultrasound CT MR 2005;26:259-68. CrossRef
7. Shin R, Jeong SY, Yoo HY, et al. Depth of mesorectal extension has prognostic significance in patients with T3 rectal cancer. Dis Colon Rectum 2012;55:1220-8. CrossRef
8. Glimelius B, Tiret E, Cervantes A, Arnold D; ESMO Guidelines Working Group. Rectal cancer: ESMO Clinical Practice Guidelines for diagnosis, treatment and follow-up. Ann Oncol 2013;24 Suppl 6:vi81-8. CrossRef
9. MERCURY Study Group. Extramural depth of tumor invasion at thin-section MR in patients with rectal cancer: results of the MERCURY study. Radiology 2007;243:132-9. CrossRef
10. Lear SA, Kohli S, Bondy GP, Tchernof A, Sniderman AD. Ethnic variation in fat and lean body mass and the association with insulin resistance. J Clin Endocrinol Metab 2009;94:4696-702. CrossRef
11. Heald RJ, Ryall RD. Recurrence and survival after total mesorectal excision for rectal cancer. Lancet 1986;327:1479-82. CrossRef
12. Heald RJ, Moran BJ, Ryall RD, Sexton R, MacFarlane JK. Rectal cancer: the Basingstoke experience of total mesorectal excision, 1978-1997. Arch Surg 1998;133:894-9. CrossRef
13. Bernstein TE, Endreseth BH, Romundstad P, Wibe A; Norwegian Colorectal Cancer Group. Circumferential resection margin as a prognostic factor in rectal cancer. Br J Surg 2009;96:1348-57. CrossRef
14. Beets-Tan RG, Beets GL, Vliegen RF, et al. Accuracy of magnetic resonance imaging in prediction of tumour-free resection margin in rectal cancer surgery. Lancet 2001;357:497-504. CrossRef
15. MERCURY Study Group. Diagnostic accuracy of preoperative magnetic resonance imaging in predicting curative resection of rectal cancer: prospective observational study. BMJ 2006;333:779. CrossRef
16. Torkzad MR, Blomqvist L. The mesorectum: morphometric assessment with magnetic resonance imaging. Eur Radiol 2005;15:1184-91. CrossRef
17. Nagtegaal ID, van de Velde CJ, Marijnen CA, van Krieken JH, Quirke P; Dutch Colorectal Cancer Group; Pathology Review Committee. Low rectal cancer: a call for a change of approach in abdominoperineal resection. J Clin Oncol 2005;23:9257-64. CrossRef
18. Salerno G, Daniels IR, Brown G. Magnetic resonance imaging of the low rectum: defining the radiological anatomy. Colorectal Dis 2006;8 Suppl 3:10-3. CrossRef
19. Allen SD, Gada V, Blunt DM. Variation of mesorectal volume with abdominal fat volume in patients with rectal carcinoma: assessment with MRI. Br J Radiol 2007;80:242-7. CrossRef

Comparison of different intubation techniques performed inside a moving ambulance: a manikin study

Hong Kong Med J 2014 Aug;20(4):304–12 | Epub 6 Jun 2014
DOI: 10.12809/hkmj134168
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Comparison of different intubation techniques performed inside a moving ambulance: a manikin study
KB Wong, MB, BS1; CT Lui, MB, BS, FHKAM (Emergency Medicine)1; William YW Chan, BSc (Hons), MScPEC1,2; TL Lau, MBA, B Bus (HRM)2; Simon YH Tang, FRCSEd, FHKAM (Emergency Medicine)1; KL Tsui, FRCSEd, FHKAM (Emergency Medicine)1,2
1 Department of Accident and Emergency, Tuen Mun Hospital, Tuen Mun, Hong Kong
2 Auxiliary Medical Service, AMS Headquarters, 81 Princess Margaret Road, Hong Kong
 
Corresponding author: Dr KL Tsui (tsuikl@ha.org.hk)
 Full paper in PDF
Abstract
Objective: Airway management and endotracheal intubation may be required urgently when a patient deteriorates in an ambulance or aircraft during interhospital transfer or in a prehospital setting. The objectives of this study were: (1) to compare the effectiveness of conventional intubation by Macintosh laryngoscope in a moving ambulance versus that in a static ambulance; and (2) to compare the effectiveness of inverse intubation and GlideScope laryngoscopy with conventional intubation inside a moving ambulance.
 
Design: Comparative experimental study.
 
Setting: The experiment was conducted in an ambulance provided by the Auxiliary Medical Service in Hong Kong.
 
Participants: A group of 22 doctors performed endotracheal intubation on manikins with Macintosh laryngoscope in a static and moving ambulance. In addition, they performed conventional Macintosh intubation, inverse intubation with Macintosh laryngoscope, and GlideScope intubation in a moving ambulance in both normal and simulated difficult airways.
 
Main outcome measures: The primary outcome was the rate of successful intubation. The secondary outcomes were time taken for intubation, subjective glottis visualisation grading, and eventful intubation (oesophageal intubation, intubation time >60 seconds, and incisor breakage) with different techniques or devices.
 
Results: In normal airways, conventional Macintosh intubation in a static ambulance (95.5%), conventional intubation in a moving ambulance (95.5%), as well as GlideScope intubation in a moving ambulance (95.5%) were associated with high success rates; the success rate of inverse intubation was comparatively low (54.5%; P=0.004). In difficult airways, conventional Macintosh intubation in a static ambulance (86.4%), conventional intubation in a moving ambulance (90.9%), and GlideScope intubation in a moving ambulance (100%) were associated with high success rates; the success rate of inverse intubation was comparatively lower (40.9%; P=0.034).
 
Conclusions: En-route intubation in an ambulance by conventional Macintosh laryngoscopy is superior to inverse intubation unless the cephalad access is impossible. GlideScope laryngoscopy appears to be associated with lower rates of eventful intubation in difficult airways and has better laryngoscopic view versus inverse intubation.
 
 
Click here to watch a video of different intubation techniques
 
New knowledge added by this study
  • The intubation success rates with conventional Macintosh laryngoscopy in static and moving ambulances were high.
  • The high failure rate and prolonged time associated with inverse intubation technique made it less useful for en-route intubation unless the cephalad access of the patient was not feasible.
  • The study demonstrated high intubation success rate of and slightly longer intubation time with GlideScope intubation in a moving ambulance. GlideScope intubation was associated with lower rates of eventful intubation versus inverse intubation in the setting of difficult airways.
Implications for clinical practice or policy
  • En-route intubation in an ambulance using conventional Macintosh laryngoscopy at a speed of 20 km/h can be considered a viable option, especially when stopping the transport vehicle is impossible and dangerous.
  • The use of video-assisted airway management (GlideScope) could be a backup plan for en-route intubation in the setting of difficult airways, if available.
 
Introduction
Airway management may be required urgently when a patient deteriorates in an ambulance during interhospital transfer or in a prehospital setting. En-route intubation in an ambulance is challenging due to patient and environmental factors.1 These may include inadequate or over-exposed lighting, limited access to the patient, a continuously moving environment, confined space, and unanticipated patient deterioration. The success rate of en-route intubation (89.6%) is lower than that of hospital intubation (98.8%) and intubation-on-scene (94.9%) in air medical transport.2 Intubation success is more likely in a hospital setting (odds ratio [OR]=8.70) or at the scene (OR=2.3) compared with en-route intubation.2
 
Some studies3 4 suggest using inverse intubation in an entrapped or confined environment. In inverse intubation, the intubator crouches or kneels near the patient’s right side, while holding the laryngoscope in the right hand. Patient’s mouth is opened with the intubator’s left hand. The laryngoscope blade is gently pulled up and towards the patient’s feet at a 45° angle. The endotracheal tube is passed between the visualised vocal cords. The success rate and time of intubation of using inverse intubation in air transport were not significantly different from those with conventional intubation in air transport.5 Inverse intubation is particularly useful in circumstances where the cephalad access to the patient is limited. In addition, the mechanical advantages of pulling up the larynx with the dominant hand may, theoretically, facilitate visualisation of vocal cords of patients with difficult airways.
 
In recent years, portable video laryngoscope (GlideScope; Verathon Inc, Bothell [WA], US) was introduced to facilitate airway management in the prehospital setting.6 7 GlideScope was the first commercially available video laryngoscope. It uses a high-resolution camera embedded into a plastic laryngoscope blade, and a LED light for illumination. The distal angulation makes it ideally suitable for visualising and intubating over the anterior larynx. The endotracheal tube has to be used with a special stylet to match the gentle curve of 60° of the GlideScope blade. It has been proven to be a useful adjunct for intubation in both normal and difficult airways in selected settings.8 9 10
 
The objectives of our experimental study were: (1) to compare the effectiveness of conventional intubation by Macintosh laryngoscope in a moving ambulance versus that in a static ambulance; (2) to compare the effectiveness of inverse intubation and GlideScope laryngoscopy (model: GVL 4) with conventional intubation inside a moving ambulance.
 
Methods
Participants
This was a comparative experimental study conducted from June to October 2012. Altogether, 22 doctors—including emergency medicine trainees, members, and fellows—were recruited to participate voluntarily in the study. All participants were working in the accident and emergency department (AED) and had been practising emergency medicine for at least 2 months. All of them had experience in performing endotracheal intubation in patients. The approval of ethics committee was considered waived as the study was performed on manikins and did not involve patients.
 
Demographic data of the participating doctors including age, gender, AED working experience, previous attendance of advanced airway training workshop, past experience of using inverse intubation and GlideScope on living or dead patients were collected. Advanced airway training workshop is a full-day course organised by the Hong Kong College of Emergency Medicine. Course attendants learn the basic skills of endotracheal intubation. Various airway adjuncts such as GlideScope are demonstrated and opportunities provided for participants to practise intubation with these during the course.
 
Pre-experiment preparation
The use of conventional Macintosh laryngoscopy, inverse intubation with Macintosh laryngoscope and GlideScope laryngoscopy were demonstrated to participants individually by the experiment conductor using an “AIRSIM” manikin at least 1 week before the study. The participants were allowed hands-on practice of the techniques and devices, freely, in a training room before the experiment.
 
Experiment setting
The experiment was conducted in an ambulance provided by the Auxiliary Medical Service. The ambulance we used was Mercedes-Benz 516CDI measuring approximately 1.6 m in width and 2.2 m in length. The stretcher, together with the manikin, was locked on the right side of the ambulance, as in real life. The intubator would have limited room to kneel down at the vertex of the patient to perform conventional Macintosh and GlideScope intubations (Fig 1). Inverse intubation was performed on the right side of the manikin (Fig 2). The ambulance was moving at a speed of 20 km/hour, following a fixed route chosen before the experiment within the hospital compound. Moving at this relatively slow speed was only possible on the chosen route as there were a number of turnarounds and road bumpers.
 
 

Figure 1. Intubation in a confined space
 

Figure 2. Inverse intubation performed on the right side
 
Intubation setting
The Laerdal “Adult Basic” manikin was used in the study. A neck collar was applied to the manikin to restrict the neck mobility and simulate a difficult airway. Size-3 blade was used for conventional Macintosh and inverse intubations. All intubations were performed with a 7.5-mm cuffed endotracheal tube. All participants performed intubations on the manikin in both normal and difficult airways inside a static ambulance and moving ambulance. Participants performed the conventional Macintosh, inverse Macintosh and GlideScope intubations in both normal and simulated difficult airways inside the moving ambulance in the same sequence. Neither external manipulation of the larynx nor airway management adjunct was allowed in the study.
 
The time required for intubation was recorded with electronic stopwatch and corrected to one decimal place. The start time was defined when the participant was asked to begin while sitting on the couch, approximately 1 metre from the manikin, with the equipment in hands. The end of the procedure was defined when the participant verbally stated that the airway was secured with inflation of the cuffed balloon of the endotracheal tube. The verification of the endotracheal tube placement was performed by direct visualisation and inflation of the artificial lung, with no air leakage from the manikin. Both oesophageal intubation and intubation with time taken longer than 60 seconds were considered to be unsuccessful procedures. Incisor breakage was reported by the participants when a “click” sound was heard during intubation; however, it was not considered an unsuccessful intubation. Participants also reported the Cormack-Lehane laryngoscopic grading system (C&L grade; grade 1-4) and their preferences for intubation techniques and devices. Eventful intubation was defined as incisor break, oesophageal intubation, or intubation taking longer than 60 seconds.
 
Data analysis
We used SPSS version 16.0 for Windows for statistical analysis. Rates of successful intubation and incisor breakage were presented in percentage. The working experience of participants and time spent on intubation were described by median and interquartile range as the data showed skewed distribution. The time required for intubation by different intubation techniques and devices were analysed by Wilcoxon signed rank test for paired data. The rates of successful intubation, complications including oesophageal intubation, incisor breakage and the subjective visualisation grading system among different intubation techniques and devices were compared using Fisher’s exact test with or without Freeman-Halton extension. Spearman’s correlation was employed to show the relationship between time of intubation and AED experience. The results were regarded as statistically significant if P<0.05.
 
Results
A total of 22 AED (17 male and 5 female) doctors participated in the experiment. The median age of the participants was 30.5 years. The mean AED working experience of the participants was 4.9 years. As the technique and devices were demonstrated by the experiment conductor before beginning the experiment, all doctors had experience with using inverse intubation and GlideScope in a manikin. The details are shown in Table 1. All participants performed intubations in the eight scenarios and the success rate of each scenario was summarised in Figure 3.
 

Table 1. Baseline characteristics of the participant doctors (n=22)
 

Figure 3. Flowchart of the experiment and primary outcomes in the experiment
 
Conventional intubation in static versus moving ambulance
The percentage of successful and unsuccessful intubations, time required for intubation, subjective glottis visualisation score, and complication rates using conventional Macintosh intubation in static and moving ambulance are shown in Table 2. In normal airways, the intubation success rates in both static (95.5%) and moving ambulances (95.5%) were high. The median intubation times for intubation in static and moving ambulances were 21.2 seconds and 26.5 seconds, respectively (P=0.268). In difficult airways, the intubation success rates in static and moving ambulances were 86.4% and 90.9%, respectively. The median intubation times in static and moving ambulances were 22.6 seconds and 20.6 seconds, respectively (P=0.488). There was no significant difference in the Cormack-Lehane grades and incidence of eventful intubation between the two groups.
 

Table 2. Comparison of success rate, intubation time, glottis visualisation grading, and eventful intubation rate with conventional Macintosh intubation in static and moving ambulance
 
Conventional intubation versus inverse intubation in a moving ambulance
The intubation performance using the conventional Macintosh laryngoscopy and inverse Macintosh intubation in a moving ambulance is shown in Table 3. In normal airways, the success rate of conventional intubation (95.5%) was significantly higher than that of inverse intubation (54.5%; P=0.004). The median intubation time with the conventional technique (26.5 seconds) was shorter than that with inverse intubation (37.8 seconds; P=0.043). The number of difficult laryngeal visualisation (ie Cormack-Lehane grade ≥3) was significantly higher with inverse intubation technique (n=8; 36.4%) versus the conventional technique (0%; P<0.001). The incidence of eventful intubation with inverse intubation (81.8%) was significantly greater than that with conventional intubation (13.6%; P<0.001). In difficult airways, the intubation success rate of conventional technique (90.9%) was also significantly higher than that of inverse intubation (40.9%; P=0.034). The median intubation time required for conventional intubation technique (20.6 seconds) was significantly shorter than that for inverse intubation (51.3 seconds; P=0.002). The number of difficult airway intubations was significantly higher with inverse technique (n=12; 54.5%) than with conventional technique (13.6%; P=0.003). The incidence of eventful intubation was significantly higher in the inverse intubation group (81.8%) than that in the conventional intubation group (36.4%; P=0.002).
 

Table 3. Comparison of success rate, intubation time, glottis visualisation grading, and eventful intubation rate with conventional Macintosh and inverse Macintosh intubation in a moving ambulance
 
Conventional intubation versus GlideScope intubation in a moving ambulance
The intubation performance using conventional Macintosh and GlideScope laryngoscopes in a moving ambulance is summarised in Table 4. In normal airways, the conventional intubation technique (95.5%) and GlideScope laryngoscopy (95.5%) were associated with high success rates. The median intubation time with conventional technique (26.5 seconds) was shorter than that with GlideScope (31.0 seconds; P=0.012). In difficult airways, both conventional technique (90.9%) and GlideScope (100%) were associated with high success rates. The median intubation time with conventional technique (20.6 seconds) was significantly shorter than that with GlideScope (32.4 seconds; P<0.001). None of the intubations with GlideScope in both normal and difficult airways was given Cormack-Lehane grade of ≥3 but no statistical difference could be demonstrated in the grades when compared with conventional intubation in both normal (P=0.721) and difficult airways (P=0.180). There was an obvious trend for less eventful intubation with GlideScope (9.1%) versus the conventional intubation group (36.4%; P=0.069).
 

Table 4. Comparison of success rate, intubation time, glottis visualization grading, and eventful intubation rate with conventional Macintosh and GlideScope intubations in a moving ambulance
 
The relationship between the time required for intubation and AED experience is presented in Figure 4. An experienced doctor in AED required less time for conventional intubation in both normal (P=0.043) and difficult airways (P=0.019) in a static ambulance. Also, experienced doctors did better with conventional intubation than inverse intubation in normal airways in a moving ambulance (P=0.019).
 

Figure 4. Correlation between intubation time for performing conventional intubation and working experience in the accident and emergency (A&E) department (a) in a static ambulance in normal airways, (b) in a moving ambulance in normal airways, and (c) in a static ambulance in difficult airways
 
Data on the doctors' perception of the new technique and device were also collected. Overall, two (9.1%) and 17 (77.3%) doctors thought that inverse intubation and GlideScope were, respectively, useful as adjuncts in normal airways, while one (4.5%) and 19 (86.4%) thought that inverse intubation and GlideScope were, respectively, useful in difficult airways.
 
Discussion
Previous studies found a 7% to 10% incidence of difficult intubation in prehospital emergency en-route intubations.11 12 A number of patient and environmental factors contribute towards the difficulty in en-route intubation.1 Environmental factors including restricted space, continuous movement of the ambulance, and inadequate lighting are believed to adversely affect the en-route intubation compared with intubation in a controlled hospital setting. In our study, we found that the success rates of conventional Macintosh intubation in normal and difficult airways were high in static and moving ambulances. There was no significant difference in oesophageal intubation rate, intubation time, laryngeal visualisation scores, and incisor breakage rate with conventional Macintosh intubation in static and moving ambulances. The environment of a moving ambulance did not appear to hinder the ability of conventional Macintosh intubation in our experiment. Gough et al13 also recruited 20 emergency medical technicians at the advanced-intermediate level of EMT (Emergency Medical Technician) to perform intubation on a manikin in a moving ambulance and static station. They also found no significant difference in the success rates and time required for intubation between the two groups. Stopping an ambulance or a helicopter for en-route intubation may be impossible or dangerous in real life. Our study suggests that en-route intubation is feasible in an ambulance moving at a speed of 20 km/hour.
 
Inverse intubation has been proposed by Hilker and Genzwuerker3 as “an important alternative for intubation in the street”. The technique was proven to be useful as adjunct in failed conventional intubation and an important backup position if access from behind the patient’s head is impossible.4 5 14 In our study, we found that inverse intubation in an ambulance was associated with higher failure rate, prolonged intubation, and more complication rates versus conventional intubation. The clinical usefulness of this technique in a moving ambulance was not established in our study. Besides, one of the reported complications of inverse intubation is pharyngeal laceration.15 If this complication is not recognised, it could result in significant haemorrhage or potentially lethal infection. Individual experience is a significant determining factor for the success of the technique. During the experiment, we also found that it was quite inconvenient for the intubators who wore spectacles to perform inverse intubation as the spectacles were likely to fall off due to the peculiar posture required when performing the procedure. Inverse intubation would be a reasonable choice for trained rescuer who cannot position himself/herself to the space above the victim’s (eg entrapment).
 
GlideScope has been shown to facilitate tracheal intubation by improving the laryngeal view in manikin studies,7 8 9 emergency settings,16 17 18 and a wide spectrum of selective surgeries.19 20 21 Struck et al6 conducted a retrospective observational study and survey of experiences in prehospital intubation for a 3-year period. Around 15% of the patients presented with multiple traumas or failed intubation with conventional laryngoscopy and required intubation by GlideScope. In our study, we demonstrated high intubation success and low failure rates with GlideScope laryngoscopy, but the median time for intubation was slightly longer versus that with the conventional Macintosh laryngoscopy in normal airways (P=0.012) and difficult airways (P<0.001). The finding of longer intubation time with GlideScope was also demonstrated in previous studies.16 19 20 However, some studies found no difference in the intubation time.7 22 One study8 even found that GlideScope enables faster intubation in patients with cervical spine immobilisation. The wide range of results may be attributed to the differences in experience with using GlideScope, different study settings (manikin vs real patient), and different study scenarios (normal vs difficult airway). Piepho et al23 conducted a study among paramedics who used the Macintosh and GlideScope video laryngoscopes for intubating manikins. They found that the intubation time with GlideScope was longer than that with Macintosh in the first and second attempts of intubation. However, no significant difference in time required for intubation was observed in the subsequent attempts. This confirms a rapid learning curve for intubation with GlideScope. In another manikin study with 60 anaesthetists, GlideScope was found to have a steep learning curve for intubation but, after five attempts, differences in terms of time of endotracheal intubation persisted when compared with the Macintosh laryngoscopy.24 In our study, there was a trend for less eventful intubation with GlideScope (P=0.069) in the setting of difficult airways. Thus, we recommend its use as a backup for en-route intubation, especially in difficult airway settings. In real-life practice of using GlideScope, the passage of endotracheal tube through the deeply curved and rigid stylet may be hindered. An assistant is required to thread the endotracheal tube into the trachea while the intubator holds the GlideScope in position. This is expected to be more difficult in an ambulance because of limited space.
 
This study had several limitations. Firstly, we used a manikin in our study rather than a real patient; thus, the results may not be transferrable to real patients. However, we believe that the use of new techniques and devices in airway management is not ethical in clinically unstable and emergency patients. A well-designed manikin-based study would be an acceptable choice for the aforementioned reasons. Secondly, only one of the difficult airway situations was tested in our study. Other difficult airway situations in daily practice such as limited mouth opening, tongue oedema, and presence of blood/vomitus were not studied. Thirdly, there was the issue of learning curve associated with new techniques and devices. Overall, one (4.5%) and eight (36.4%) of the participants had previous experience of using inverse intubation and GlideScope in clinical settings, respectively. Although we demonstrated the use of inverse intubation and GlideScope and allowed participants to practise freely at least 1 week before the experiment, we cannot demonstrate the non-inferior result associated with the use of inverse intubation in a previous study.5 We also observed that the intubation time for difficult airways in a moving ambulance was shorter than that for normal airways. The most likely explanation is the learning effect and intubation experience. The participants performed different intubation techniques in normal airways followed by the same techniques in difficult airways in a moving ambulance. The participants may have gained experience from working in a continuously moving environment. We suggest further studies with inverse intubation and GlideScope after a longer period of training and practice to examine for the reproducibility of these results. Fourthly, the study was performed inside our hospital which has imposed speed limits on vehicles moving on the road. Moving at a relatively slow speed of 20 km/hour was only possible in the chosen route as there were a number of turnarounds and road bumpers. Moreover, we limited the speed in order to avoid any danger to or fall of participants. Fifthly, GlideScope (model: GVL 4) for the experiment was chosen because it was the only model available in our hospital. Other models that are specifically designed for prehospital use such as Glidescope Ranger may be a better choice, if available. Lastly, the sample size of the study was relatively small and could have inadequate power to detect real differences between some comparison, for example, comparison of the eventful intubation rate between GlideScope and conventional intubation.
 
Conclusions
Our study demonstrates an overall high intubation success rate with conventional Macintosh and GlideScope laryngoscopes in a moving ambulance. The time required for intubation with GlideScope was longer than that with conventional laryngoscope. Application of GlideScope should be suggested as an adjunct for intubation in an ambulance in the presence of adequately trained staff. The high failure rate and prolonged time associated with the inverse intubation technique make it less useful than conventional intubation and GlideScope intubation unless the cranial access of the patient is restricted.
 
Acknowledgements
We would like to thank the Auxiliary Medical Service, the Hong Kong SAR Government for providing the ambulance and all physicians who participated in this experimental study.
 
References
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10. Cooper RM, Pacey JA, Bishop MJ, McCluskey SA. Early clinical experience with a new videolaryngoscope (GlideScope) in 728 patients. Can J Anaesth 2005;52:191-8. CrossRef
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17. Mosier JM, Stolz U, Chiu S, Sakles JC. Difficult airway management in the emergency department: GlideScope videolaryngoscopy compared to direct laryngoscopy. J Emerg Med 2012;42:629-34. CrossRef
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Factors associated with intimate partner violence against women in a mega city of South-Asia: multi-centre cross-sectional study

Hong Kong Med J 2014 Aug;20(4):297–303 | Epub 23 May 2014
DOI: 10.12809/hkmj134074
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Factors associated with intimate partner violence against women in a mega city of South-Asia: multi-centre cross-sectional study
Niloufer S Ali, MB, BS, FCPS1; Farzana N Ali, MB, BS2; Ali K Khuwaja, MB, BS, FCPS3; Kashmira Nanji, MSc, BScN1
1 Department of Family Medicine, The Aga Khan University, Karachi 74800, Pakistan
2 Department of Family Medicine and Community Health, University Hospitals Case Medical Center, Ohio 44106, United States
3 Departments of Family Medicine/Community Health Sciences, The Aga Khan University, Karachi 74800, Pakistan
 
Corresponding author: Dr Kashmira Nanji (kashmira.nanji@aku.edu)
 Full paper in PDF
Abstract
Objectives: To assess the proportion of women subjected to intimate partner violence and the associated factors, and to identify the attitudes of women towards the use of violence by their husbands.
 
Design: Cross-sectional study.
 
Setting: Family practice clinics at a teaching hospital in Karachi, Pakistan.
 
Participants: A total of 520 women aged between 16 and 60 years were consecutively approached to participate in the study and interviewed by trained data collectors. Overall, 401 completed questionnaires were available for analysis. Multivariate logistic regression analysis was used to identify the association of various factors of interest.
 
Results: In all, 35% of the women reported being physically abused by their husbands in the last 12 months. Multivariate analysis showed that experiences of violence were independently associated with women’s illiteracy (adjusted odds ratio=5.9; 95% confidence interval, 1.8-19.6), husband’s illiteracy (3.9; 1.4-10.7), smoking habit of husbands (3.3; 1.9-5.8), and substance use (3.1; 1.7-5.7).
 
Conclusion: It is imperative that intimate partner violence be considered a major public health concern. It can be prevented through comprehensive, multifaceted, and integrated approaches. The role of education is greatly emphasised in changing the perspectives of individuals and societies against intimate partner violence.
 
 
New knowledge added by this study
  • This study shows that women’s literacy can play an important role in changing the perspectives of individuals and societies towards violence against women.
  • Substance abuse including smoking and alcohol consumption may directly be responsible for intimate partner violence against women in Pakistan.
Implications for clinical practice or policy
  • The growing understanding of the impact of violence needs to be translated into primary, secondary, and tertiary level prevention, including both services that respond to the needs of women living with or who have experienced violence, and interventions to prevent violence.
  • There is a need for intervention programmes in all societies and cultures for both men and women to highlight this imperative issue.
 
 
Introduction
Intimate partner violence (IPV) against women is a global human rights and public health problem. Addressing violence against women (VAW) is central to the achievement of Millennium Development Goal (MDG) 3 on women’s empowerment and gender equality, as well as MDGs 4, 5, and 6.1 Intimate partner violence is defined as “the range of sexually, psychologically and physically coercive acts used against adult and adolescent women by current or former male intimate partners”.2
 
The two terms, VAW and IPV, are used interchangeably with gender-based violence. It is reported that violence imposed by husbands is the most common form of VAW.3 Data from the World Bank suggest that women aged 15 to 44 years are at greater risk from rape and domestic violence than from cancer, motor accidents, war, and malaria.3 There is enormous body of evidence to suggest that such acts of violence adversely affect the overall wellbeing of women and are associated with psychiatric morbidities like anxiety, depression, addictive behaviour, etc, and physical injuries, sexually transmitted infections, poor reproductive health outcomes, and even death.4 5 6 7 The impact may also span to affect the mental and physical health of children, who may get “caught in the cross fire” and are directly injured or may get less directly affected as a consequence of abusive relationship between parents.8 9
 
Violence against intimate partners occurs in all countries, all cultures, and at every level of society without exception, although some populations (for example, low-income groups) are at greater risk of violence by intimate partners than others.10 In 48 population-based surveys from around the world, 10% to 69% of women reported being physically assaulted by an intimate male partner at some point in their lives.3 The World Health Organization (WHO) multi-country study on women’s health and domestic violence documented lifetime prevalence of physical and/or sexual partner violence among ever-partnered women in the 15 sites surveyed ranging from as low as 15% in an Ethiopian province to as high as 71% in Japan.11
 
The burden of IPV is particularly alarming in developing countries as women are vulnerable to many forms of violence and IPV represents the most common form.
 
The widespread nature of the issue is further evidenced by the findings of more recent studies from countries with varied economic and developmental strata. About 15% of women visiting the family practitioners in Toronto, Canada, admitted being victims of IPV.12 Another study from a developing country reported the prevalence of male partner–perpetrated violence to be around 7%.13 Although a true comparison is difficult to make due to methodological differences between studies, in general, a higher burden of the problem is observed in developing countries, including those from South Asia. Around one third to one half of the female participants in different studies from India accept IPV victimisation.13 14 According to the recent Bangladesh Demographic Health Survey, almost half of married Bangladeshi mothers (42.4%) with children aged 5 years and younger experienced IPV from their husbands.14 Similarly, in Pakistan, nearly one third to one half of the women stated that they are victims of IPV.15 16
 
Although the prevalence of IPV varies across countries, the factors associated with an increased risk of IPV are similar. These may include substance/alcohol use, young age, and attitudes supportive of wife beating. However, higher education status, high socio-economic status, and formal marriage offer protection against IPV.11 17 18
 
Limited data are available from Pakistan on VAW. The topic remains largely inadequately studied despite its far-reaching adverse consequences. Moreover, most of the published studies have been conducted in the same communities or in communities with similar socio-economic backgrounds, skewing the approximate magnitude of the problem to extremes and hampering the analysis of important demographic factors that may be associated with IPV against women. The aim of this study was therefore to estimate the proportion of women subjected to IPV in Pakistan and to examine whether demographic factors such as education status of both wife and husband and husband’s involvement in substance abuse were associated with IPV. We conducted this study among women from diverse socio-economic backgrounds to assess the proportion of women subjected to IPV and the associated factors. We also aimed to determine the attitudes of participants towards the use of violence by husbands.
 
Methods
This cross-sectional study was conducted in four family practice clinics situated in various localities of Karachi, the largest city and economic hub of Pakistan. Karachi is one of the largest metropolitan cities of the world where over 16 million people reside; it is also called mini-Pakistan as its residents represent all the ethnicities, provinces/states, and socio-economic classes. All these clinics are affiliated with a private tertiary care teaching hospital. A total of eight family practice clinics are associated with the teaching hospital and these clinics were included as they provide health services to people from different socio-economic strata (lower, middle, and upper). All participants were assured of complete confidentiality of the information collected. After obtaining consent to participate in the study, currently married women (aged 16-60 years) were interviewed consecutively by four female medical students (each in a clinic) who had received prior training for this task. The data were collected simultaneously in all the clinics from July 2012 to November 2012. Sample size was calculated with the help of WHO software for sample size determination. As the prevalence of VAW ranges between 30% and 50%,14 15 16 we used a prevalence of 50% for maximum variance with an error bound of 5%; this gave a sample size of 385. The sample size was then inflated by 7% for non-respondents to give a final sample size of approximately 412.
 
After extensive literature search and consensus by study investigators, a structured questionnaire was developed and pre-tested. The questionnaire was initially prepared in English, translated into Urdu and then back-translated into English. The final questionnaire was comprised of sections including socio-demographic characteristics and questions regarding the experience of physical/verbal abuse inflicted ever (lifetime) by husband. In this study, physical abuse was defined by any of the following acts used against women: slapping or throwing something at her that could hurt her; pushing or shoving; hitting with fist or something else that could hurt; kicking, dragging, or beating; choking or burning on purpose; and threatening to use or actually use a gun, knife, or weapon against her. The questionnaire also included a section on the women’s attitude towards use of violence by husbands against wives. Questions were also included about other variables of interest which included education status of the woman and her husband, working status of the woman and her husband, years since marriage and total number of children, family system in which the woman lives, and information about smoking status and other addictive substances used by the husband. The time required to complete the questionnaire was about 25 to 30 minutes. Due to the sensitivity of the issue, the interviews were conducted with each participant in separate rooms ensuring full privacy. The study was approved by the Research Committee of the Department of Family Medicine, Aga Khan University, Karachi, Pakistan, and prior permission was sought by administration of study clinics.
 
Data were analysed using the Statistical Package for the Social Sciences (Windows version 19; SPSS Inc, Chicago [IL], US). The proportion of violence experienced by women and other variables of interest were calculated. Cross-tabulation and Chi squared test were used to assess the association between the women’s perception and their level of education. The independent association of factors studied with violence experienced by women was examined by multivariate stepwise logistic regression analysis to obtain odds ratios (ORs) and 95% confidence intervals (CIs). Covariates such as education status of participants, education status of husband, and smoking and substance abuse by husband were included in the multivariate model.
 
Results
A total of 550 women were approached, of which 520 fulfilled the eligibility criteria. As there were 119 women who refused to participate or provided incomplete information in the questionnaire, the response rate was 77%. Finally, information from 401 participants was included in the final analysis; for missing data, we averaged estimates of the variables to give a single mean estimate. The socio-demographic characteristics of the participants are summarised in Table 1. Overall, 190 (47.4%) of the participants were aged 40 years and above, 165 (41.1%) had received no education at all, and husbands of 111 (27.7%) participants had received no schooling. A majority (n=363; 90.5%) of respondents were housewives while one third of the participants’ husbands were not working (jobless or retired from work). Overall, 170 (42.4%) participants had been married for more than 20 years, 265 (66.1%) had three or more children, and 252 (62.8%) were living in nuclear (single) families. Husbands of 132 (32.9%) participants were current tobacco smokers and over one fifth of them consumed addictive substances other than tobacco smoking.
 

Table 1. Distribution of socio-demographic characteristics in participants and the association of these characteristics with reported violence by their husbands (n=401)
 
Overall, 140 (35%) participants reported being ever physically/verbally violated by their husbands in the last 12 months. The factors associated with IPV against women on univariate analysis are summarised in Table 1. These included illiteracy of women, living in a nuclear family, and being married for more than 20 years; factors related to the husband were illiteracy, unemployment, smoking, and use of other substances besides tobacco.
 
In the multivariate analysis (Table 2), four factors were independently associated with IPV against women. These were women’s illiteracy, husband’s illiteracy, smoking habit of husband, and use of substances other than tobacco by husband. Women who were illiterate were 6 times more likely to have been violated by their husbands versus those who were literate (adjusted OR [AOR]=5.9; 95% CI, 1.8-19.6), while women whose husbands were illiterate were 4 times more likely to have been abused than those whose husbands were literate (AOR=3.9; 95% CI, 1.4-10.7). Study participants whose husbands smoked tobacco reported being victims of violence by their husbands 3 times more often than their counterparts (AOR=3.3; 95% CI, 1.9-5.8). Almost similar odds for IPV were observed in participants whose husbands were addicted to substances other than tobacco (AOR=3.1; 95% CI; 1.7-5.7).
 

Table 2. Multivariate analysis for independent factors associated with intimate partner violence among study participants
 
Overall, 268 (67%) participants accepted that a wife should always follow her husband’s instructions irrespective of her will and 74 (18.5%) women agreed that violence against wife was justified if she did not follow her husband’s instructions.
 
The association of women’s perspective towards husband’s dominance and use of violence against wife with the number of years of school attended by women is shown in the Figure. As the number of years of schooling increased, there was a significant decline in the proportion of women who were in favour of husbands’ dominance over wives, and those who accepted violence against wives (Chi squared, P<0.001). The Figure depicts that the majority of the illiterate women (over 75%) agreed that wife should always follow her husband’s instructions irrespective of her will, and about 30% believed that violence against a wife was justified if she did not follow her husband’s instructions. On the other hand, less than 5% of the women who had more than 12 years of education thought that IPV was justified if the husband’s instructions were not followed.
 

Figure. Association of education status with women’s attitude towards intimate partner violence
 
Discussion
Violence against women is being increasingly identified as a major contributor to the ill health and mortality among women.3 10 Despite the imperative nature of the problem, there is lack of adequate information on IPV against women in Pakistan. In the current study, we have explored the proportion of women abused by their intimate partners and have identified factors significantly associated with such acts of abuse.
 
In this study, approximately one third of the women (35%) reported being ever physically/verbally violated by their husbands. Other studies from Pakistan15 16 have also reported similar findings, with approximately one third to one half of the participants experiencing some form of violence from intimate partners. However, a study conducted in Karachi, Pakistan, among 400 married women showed that the prevalence of IPV (physical violence) was 80%.17 A possible explanation for this high magnitude of IPV prevalence could be the fact that the participants were recruited from low socio-demographic background communities that may be associated with increased perpetuation of violence and vulnerability to the victimisation of violence.
 
The education status of both the partners has been observed to have significant influence on the prevalence of IPV.19 20 21 Provision of education undoubtedly plays a protective role against IPV. Empowering women through social networking along with income earning improves their capacity to access information and resources available in society, and seek help in case of spousal abuse.19 The results of the current study also clearly indicate a positive association between the literacy levels of husband and wife and IPV victimisation among women. Education also imparts a protective role through influencing the perspectives of individuals, and societies in general, against the acceptability of mistreatment towards women.19 A climate of tolerance towards IPV makes it easier for perpetrators to persist with their violent behaviour.22 Education inculcates a sense of self-respect and self-reliance in women, enhancing their capacity to make appropriate decisions regarding various aspects of their lives confidently and autonomously.11 On the other hand, lack of education not only deprives women from acknowledging their rights but, instead, stigmatises their thinking on gender roles and makes them more accepting towards use of force to impose these roles.23 24 This effect was observed in previous studies in which low level of education was associated with women’s acceptance of wife battering, whereas higher education level was negatively associated with tolerance of wife beating. Furthermore, educated women were most protected against violence.23 24 This is also reflected in the findings of this study in that acceptance and tolerance towards husband’s mistreatment and control over the wife markedly declined as the education level of the women improved.
 
The results of the current study also indicate that women whose husbands smoke or consume other substances of abuse experience increased levels of IPV. This is consistent with the findings of previous studies20 25 26 which showed that smoking, alcohol consumption, and using other substances of abuse were strongly associated with IPV. Substance abuse, including smoking and alcohol consumption, may be directly responsible for IPV by affecting cognition, reducing self-control, perpetuating aggression and may also induce stress and unhappiness in relationships, thereby, further increasing the risk of violence and conflict.26
 
This study has some limitations. It was conducted in selective family practice clinics which may have underestimated the results due to under-reporting. Since these clinics are situated in urban areas of a single city, the participants may not represent the population at large. Moreover, the response rate was low in this study (77%) due to the sensitive nature of the issue. There is also a chance of selection bias. As this was a cross-sectional study, temporality or causality could not be established. Owing to the cultural and social restrictions, we did not enquire about sexual abuse. Moreover, due to sensitivity of the issue, there may have been under-reporting of such information. We had asked about the abuse ever in the lifetime; therefore, there is some possibility of recall bias as well. Hence, the actual burden of the problem may be higher than what we have reported. Finally, the questionnaire used in this study is not a validated tool, so there is a chance of information bias in the study.
 
Conclusion
In the light of the above findings, it is imperative that VAW be considered a major public health concern. The prevention of VAW can be achieved through comprehensive, multifaceted, and integrated approaches that require joint efforts by the government, policy-makers, social workers, religious scholars, educationalists, and public health practitioners. In this respect, the role of education is greatly emphasised in changing the perspectives of individuals and societies against IPV. Family physicians, being the first-line doctors and health care providers, should be well trained in screening for IPV and providing instantaneous care to the victims by catering to their psychological needs to prevent poor mental health outcomes.
 
References
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Acanthosis nigricans in obese Chinese children

Hong Kong Med J 2014 Aug;20(4):290–6 | Epub 25 Apr 2014
DOI: 10.12809/hkmj134071
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Acanthosis nigricans in obese Chinese children
HY Ng, MB, ChB, MRCPCH; Jack HM Young, MB, ChB, MRCPCH; KF Huen, FHKCPaed, FHKAM (Paediatrics); Louis TW Chan, FHKCPaed, FHKAM (Paediatrics)
Department of Paediatrics and Adolescent Medicine, Tseung Kwan O Hospital, Tseung Kwan O, Hong Kong
 
Corresponding author: Dr HY Ng (nghypatrick@gmail.com)
 Full paper in PDF
Abstract
Objectives: To investigate the demographic characteristics and insulin resistance in local overweight/obese Chinese children with and without acanthosis nigricans, and the associations of acanthosis nigricans with insulin resistance and other cardiometabolic co-morbidities.
 
Design: Case series with cross-sectional analyses.
 
Setting: A regional hospital in Hong Kong.
 
Patients: Chinese children assessed between January 2006 and December 2010 at Tseung Kwan O Hospital for being overweight or obese.
 
Main outcome measures: The demographics, anthropometric data, acanthosis nigricans status, and biochemical results were analysed.
 
Results: A total of 543 overweight/obese children were studied with 64% being boys and 29% had insulin resistance. Adolescents aged 12 to 18 years, compared with children aged 5 to 11 years, were more likely to have acanthosis nigricans (63% vs 47%; P<0.001) and insulin resistance (37% vs 25%; P=0.005). Compared with overweight children, those who were obese were more likely to have the two conditions: acanthosis nigricans (59% vs 44%; P=0.005) and insulin resistance (35% vs 19%; P=0.001). Compared with those without acanthosis nigricans, those with the condition had significantly higher mean values for systolic blood pressures (P<0.001), 2-hour post-oral glucose tolerance test glucose level (P=0.021), fasting insulin level (P<0.001), homeostasis model of assessment–insulin resistance (P<0.001), fasting triglyceride level (P<0.001), and alanine aminotransferase level (P=0.002), but a lower high-density lipoprotein cholesterol level (P<0.001). Those with acanthosis nigricans were also more likely to have insulin resistance (P<0.001), hypertension (P=0.021), fatty liver (P=0.001), and abnormal glucose homeostasis (P=0.003).
 
Conclusion: Obese Chinese children and adolescents with acanthosis nigricans had a higher chance of having insulin resistance and cardiometabolic co-morbidities. Acanthosis nigricans is an important clinical feature warranting early attention and evaluation to facilitate timely interventions and monitoring.
 
 
New knowledge added by this study
  • Hong Kong Chinese children with acanthosis nigricans were more likely to have insulin resistance, hypertension, fatty livers, and abnormal glucose homeostasis.
Implications for clinical practice or policy
  • In children, acanthosis nigricans is an important clinical sign warranting early attention and evaluation.
 
Introduction
Obesity was formally recognised as a global epidemic by the World Health Organization (WHO) in 1997.1 During the past decades, the prevalence of being overweight and obese has increased substantially. In Hong Kong, 17% of children were overweight/obese in 2005/6, which was a 5% increase since 1993, based on International Obesity Task Force cut-offs.2
 
Overweight/obese children and adolescents are more likely to have hyperinsulinaemia, hypertension, and dyslipidaemia.3 The clustering of cardiometabolic risk factors in these patients tends to track into adult life.3 However, the Diabetes Prevention Program demonstrated that lifestyle interventions could prevent or postpone the onset of type 2 diabetes mellitus (DM) by 58% in adults.4 Thus, identifying at-risk groups may allow early interventions and prevention of potential cardiometabolic complications.
 
Acanthosis nigricans (AN)—a hyperpigmented, thickened, and velvety dermatosis at the nape of the neck or axilla—is an easily identifiable physical sign.5 The American Diabetes Association includes it as an indicator of DM risk in overweight youths entering puberty.6 Yet, some authors have argued that it is not an independent predictor of insulin resistance (IR) if body mass index (BMI) is controlled for.7
 
Ethnic differences occur in obesity indices and their associated risk factors include IR.8 Local studies focusing on associations between AN with IR and other cardiometabolic co-morbidities in Chinese paediatric age-groups are sparse. In this regional centre study, we describe the demographic characteristics and IR in obese Chinese children with and without AN, with a focus on exploring the associations of AN with IR and other cardiometabolic co-morbidities.
 
Methods
A retrospective study was conducted by recruiting overweight/obese children and adolescents between 5 and 18 years of age who underwent obesity assessment between January 2006 and December 2010 in a regional hospital in Hong Kong. Patients were excluded if they had underlying metabolic diseases, chronic diseases, or other medical conditions resulting in obesity. Patients taking on medications that would alter metabolic profiles were also excluded.
 
Anthropometric data and AN status were recorded. Blood samples were collected. Ultrasound liver scans were performed on patients with elevated alanine aminotransferase (ALT) levels. Height was measured to the nearest 0.1 cm using the Harpenden stadiometer (Holtain; Crymych, UK) and body weight to the nearest 0.1 kg with light clothing using an electronic column scale (SECA-780; Seca Ltd, Hamburg, Germany). The BMI (kg/m2) percentiles of 90th and 97th centiles were used to define overweight and obesity, respectively.9 10 Local percentile standards were based on a local population survey conducted in 1993.11 The BMI z-score was calculated using this local age- and gender-specific reference. Blood pressure (BP) was measured using the standard oscillometric method (BP-8800C; Colin Electronics, Komaki, Japan) in the daytime with the children seated and rested. Average BP was obtained from two measurements. The BP z-score was calculated using the local BP reference.12 Participants were considered hypertensive if the mean systolic BP z-score and/or diastolic BP (DBP) z-score was/were greater than or equal to the 95th centiles for age and gender.
 
The diagnosis of AN was made by paediatricians; additional scoring for this entity was not undertaken as not all authors agreed that specific quantitative scales could improve the accuracy of IR prediction.13
 
Blood samples for plasma glucose, insulin, lipid profile, and liver enzymes following an overnight fasting were obtained and a standard oral glucose tolerance test (OGTT) was performed. The homeostasis model of assessment (HOMA)–IR value was used to assess IR using the following equation: fasting glucose (mmol/L) x fasting insulin (µU/mL)/22.5.14 Any HOMA value of ≥4 was considered to indicate IR. Glucose abnormalities were defined according to criteria from the WHO.15 Abnormal glucose homeostasis was referred to any combination of impaired fasting glucose, impaired glucose tolerance, or DM on the basis of fasting or 2-hour plasma glucose levels in the OGTT.16 17 Fatty liver was diagnosed by ultrasound scan affirmed by the operational definition of non-alcoholic fatty liver disease in the Asia-Pacific region.18
 
Statistical analyses
The statistical analyses were conducted using the Statistical Product and Service Solutions (version 17.0 for Windows 7). Taking P<0.05 as statistically significant, Student’s t test and Wilcoxon rank-sum test were used to compare results with a normal and skewed distribution, respectively. The Chi squared test or Fisher’s exact test as appropriate were used to analyse categorical variables. Multiple logistic regression analysis was then performed to identify independent factors associated with IR. To avoid multicollinearity, body weight and height were not used in the model, since both variables correlated highly with BMI. For the same reason, fasting insulin and glucose levels were not selected for the model as the HOMA-IR was derived from them. The model was simplified in a backward stepwise fashion by removing variables with P values of >0.1. Goodness-of-fit of the regression model was tested with the Hosmer-Lemeshow test.
 
Results
A total of 543 overweight/obese Chinese patients were included in this study. They had a mean ± standard deviation age of 12 ± 3 years and 64% (n=346) of them were boys. The majority (77%, n=419) were obese with a BMI of >97%. In all, AN was present in 54% (n=295) of the subjects and 29% (n=156) of them had IR. Relevant data are summarised in Table 1.
 

Table 1. Basic characteristics of 543 children
 
Table 2 illustrates that adolescents (aged 12-18 years), compared with younger children (aged 5-11 years), were more likely to have AN (63% vs 47%; P<0.001) and IR (37% vs 25%; P=0.005). Obese children, compared with overweight children, were also more likely to have AN (59% vs 44%; P=0.005) and IR (35% vs 19%; P=0.001).
 

Table 2. Comparison of acanthosis nigricans and insulin resistance in subgroups
 
Table 3 shows baseline characteristics and biochemical parameters in children with and without AN. Apart from being older, the group with AN had higher mean 2-hour post-OGTT glucose (P=0.021), fasting insulin (P<0.001), triglyceride (P<0.001), and ALT (P=0.002) levels, but lower mean levels of high-density lipoprotein (HDL) cholesterol (P<0.001). Their BMI (P<0.001), BMI z-score (P<0.001), systolic blood pressure (SBP) [P<0.001], and HOMA-IR values (P<0.001) were also higher. Notably, the higher SBP, when converted to SBP z-score (taking into account age and gender), was no longer significant. Both DBP and DBP z-scores showed no differences between the two groups. The presence of IR and other cardiometabolic co-morbidities in subjects with and without AN are also shown in Table 3. The frequencies of IR, hypertension, fatty liver, and abnormal glucose homeostasis were all significantly higher in subjects with AN.
 

Table 3. Comparisons between the groups with or without acanthosis nigricans
 
Further analysis of risk factors for IR using the multiple logistic regression model showed that the presence of AN (odds ratio [OR]=2.36; 95% confidence interval [CI], 1.46-3.80; P<0.001), older age (1.17; 1.07-1.28; P=0.001), higher triglyceride level (1.91; 1.33-2.74; P<0.001), and higher BMI z-score (6.95; 3.40-14.16; P<0.001) were significant independent variables predicting IR (Table 4). However, though HDL and 2-hour post-OGTT glucose level were borderline significant predictors for IR, their effect sizes were small. The Hosmer-Lemeshow test of goodness-of-fit was 0.315, indicating a good logistic regression model fit.
 

Table 4. Associations between clinical and laboratory parameters and insulin resistance according to the multivariate analysis
 
Discussion
Obesity is a public health problem that has become epidemic worldwide. In the primary care setting, identifying children with AN may allow early implementation of interventions to prevent the development of DM and other cardiometabolic co-morbidities in overweight/obese children.16 Searching for AN over the neck is easy, non-intrusive. and acceptable to the children.19 Presence of AN can also be used as a grounds to initiate and reinforce discussions about lifestyle modification.5 19 20
 
An observed AN frequency of 54% in our subjects was consistent with data reported in the literature.21 22 Our adolescents were more likely to have AN than younger children, in line with hyperinsulinaemia being more severe among older individuals.22 In our study, development of AN showed no gender preference, as in a study of 1412 unselected children by Stuart et al.23 In our cohort and that in Nsiah-Kumi et al’s study,13 obese children were more likely to have AN than overweight ones.
 
Whilst IR is a hallmark of obesity, it is also associated with other metabolic derangements and clinical or subclinical cardiovascular diseases.24 We used the HOMA-IR value—a simple, validated, and practical marker of IR in the paediatric population—to give a more physiological estimate of glucose homeostasis,25 that was also shown to correlate well with the hyperinsulinaemic-euglycaemic glucose clamp technique, a gold standard for quantifying insulin sensitivity.24 In a local community-based cross-sectional study, it was shown that the mean HOMA-IR value was lower among Hong Kong Chinese adolescents than subjects in the United States.8 Currently, there is no worldwide consensus on defining IR among children. Some studies have chosen an HOMA-IR value as low as 2.7 while others have shown that a value of 4 can be present in pubertal children (because of the transient physiological IR during puberty).13 Although we do not have data about pubertal stage in our study subjects, an HOMA-IR of ≥4 would be a conservative but reasonable definition of IR, in parallel with the threshold used in a multicentre trial in the United States (Studies to Treat or Prevent Pediatric Type 2 Diabetes—STOPP-T2DM).26
 
In our study, 29% of our cohort had IR using the cut-off HOMA-IR of ≥4, and the mean value was higher among those with AN present (3.6 vs 2.6; P<0.001). Notably, IR was more common among adolescents than young children (37% vs 25%; P=0.005) as well as among obese than overweight subjects (35% vs 19%; P=0.001). Goran et al27 suggested that long-standing obesity and the physiological IR during puberty accounted for adolescents having more AN and IR. They found that pubertal transition from Tanner I to Tanner III was associated with a 32% reduction in insulin sensitivity across different genders and ethnicities, and proved that body fat was the predominant factor influencing IR whereas total and visceral fat both contributed independently to lower insulin sensitivity.27 Notably, 25% of our young (5-11 years old) overweight/obese subjects already had IR, suggesting that the onset of metabolic derangement might have started long before adolescence and indicates that screening should begin early during childhood.
 
In our cohort, IR and other cardiometabolic co-morbidities were more prevalent among those with AN. The relationship of AN with hypertension may not be as strong as that with fatty liver and abnormal glucose homeostasis. This might be consistent with hypertension being more closely related to obesity than to AN.28 Nevertheless, studies assessing the relationship of BP and insulin levels are conflicting.29 Some authors postulate that the underlying pathophysiology is a common genetic predisposition to both IR and hypertension, whilst also involving other mechanisms.30
 
Dyslipidaemia is believed to play a central role in the development of heart diseases. High level of triglyceride and low level of HDL cholesterol are commonly used criteria to define metabolic syndrome both in children and adults.31 High triglyceride levels and the IR index (HOMA-IR) were strong, independent predictors of increased carotid intima-media thickness, which was a non-invasive measure of subclinical atherosclerosis in paediatric research.32 Nevertheless, low HDL cholesterol level carried an even greater relative risk than high triglyceride levels.33 Compared with those without AN, subjects with the condition had a higher mean triglyceride level (P<0.001) but lower HDL level (P<0.001), and hence their future cardiovascular health seems to be of great concern.
 
Fatty liver, or non-alcoholic fatty liver disease (NAFLD), can be classified into isolated fatty liver in which there is only accumulation of fat, and non-alcoholic steatohepatitis (NASH) in which there is fat accumulation and damage to liver cells. Presence of the latter is associated with raised liver enzymes and more abnormal ultrasound scans. Our subjects with AN had higher levels of ALT (P=0.002) and a higher proportion with fatty livers. In contrast, Uwaifo et al34 reported that AN was not common among a small cohort of 28 subjects with biopsy-proven NASH, despite their high prevalence of IR. These authors therefore questioned the use of AN as an index of IR in patients with NASH. However, in our study liver ultrasounds were only performed in children with raised ALT levels. According to Sartorio et al,35 the ALT level alone was insufficient as a marker of NAFLD and the sensitivity of using its level to predict NAFLD was as low as 41% (depending on the cut-off used). Several prediction scores have been developed for non-invasive liver steatosis screening, but they have insufficient diagnostic accuracy among obese children.36
 
For DM, incidence, prevalence, and disease progression are believed to vary in different ethnic groups. The overall frequency of abnormal glucose homeostasis of 10% (8% impaired glucose tolerance and 2% with DM; data not shown) was lower than in a recent study by Brickman et al16 who reported a 29% frequency of abnormal glucose homeostasis among a group of 8-to-14 years old, mainly of Hispanic and African American children with AN. Another study from the United Kingdom found a higher frequency of type 2 DM among African-Caribbean and South Asian groups, while the Chinese and white Caucasians had the lowest frequencies.37 The reasons for such inter-ethnic differences are still unclear but do not seem to be solely genetic, as inter-generational social factors may also modify the evolution and biology of the disease.37 Our results, together with the recently reported sharp rise in the incidence of type 2 DM in Hong Kong children aged under 19 years after 2004,38 should alert our health care professionals as to the importance of early detection of potential predictors of abnormal glucose metabolism such as AN.
 
Recently, the role of IR in cardiometabolic derangements has attracted more attention. Nevertheless, there is no prediction model for IR in our local children and adolescents. Using multivariate analysis, our study demonstrates that age, AN status, triglyceride level, and BMI z-score are significant independent variables associated with IR. Hopefully, a simple and practical prediction model of IR with acceptable sensitivity and specificity can be derived by combining these clinical findings, anthropometric measurements, and biochemical markers.
 
Limitations
Important limitations of this study included its retrospective design, being single-centred, and thus not being suitable for calculating population-based rates. In addition, the stage of puberty (not documented) may also influence IR. Moreover, several relevant risk factors (family history of metabolic derangement, maternal gestational DM, duration of obesity, socio-economic status) were not included in the analysis. As in other retrospective studies, it was not possible to retrieve every single item of data. Notably, AN status was unavailable in 11 (2%) patients while HOMA-IR information was absent in 46 (8%) of the subjects, as fasting insulin levels were not checked and might have contributed to selection bias. Our study was clinic-based and not population-based, and so an overestimate of morbidity was a possibility. Besides, establishing a relationship between cause and effect was not possible due to the cross-sectional nature of the study. Growth data collected in 1993 (HK1993) are still widely used locally and seem appropriate in Hong Kong.9 We adopted the operational BMI cut-offs for daily use locally. However, the ideal cut-offs for being overweight and having obesity remain controversial, and various definitions and operational values exist.39 These problems may also limit direct comparisons between different studies using different growth references and cut-offs.39
 
Conclusion
Local obese Chinese children with AN are at higher risk of IR and cardiometabolic co-morbidities. Primary care physicians should be vigilant for this clinical sign. If present, early attention is necessary to achieve early intervention. Further studies may be necessary to evaluate the longitudinal risk relationship between AN and cardiometabolic outcomes.
 
References
1. Caballero B. The global epidemic of obesity: an overview. Epidemiol Rev 2007;29:1-5. CrossRef
2. So HK, Nelson EA, Li AM, et al. Secular changes in height, weight and body mass index in Hong Kong Children. BMC Public Health 2008;8:320. CrossRef
3. Bao W, Srinivasan SR, Wattigney WA, Berenson GS. Persistence of multiple cardiovascular risk clustering related to syndrome X from childhood to young adulthood: the Bogalusa Heart Study. Arch Intern Med 1994;154:1842-7. CrossRef
4. Knowler WC, Barrett-Connor E, Fowler SE, et al. Reduction in the incidence of type 2 diabetes with lifestyle intervention or metformin. N Engl J Med 2002;346:393-403. CrossRef
5. Kong AS, Williams RL, Smith M, et al. Acanthosis nigricans and diabetes risk factors: prevalence in young persons seen in southwestern US primary care practices. Ann Fam Med 2007;5:202-8. CrossRef
6. American Diabetes Association. Type 2 diabetes in children and adolescents. Diabetes Care 2000;23:381-9. CrossRef
7. Ice CL, Murphy E, Minor VE, Neal WA. Metabolic syndrome in fifth grade children with acanthosis nigricans: results from the CARDIAC project. World J Pediatr 2009;5:23-30. CrossRef
8. Kong AP, Choi KC, Ko GT, et al. Associations of overweight with insulin resistance, beta-cell function and inflammatory markers in Chinese adolescents. Pediatr Diabetes 2008;9:488-95. CrossRef
9. So HK, Nelson EA, Sung RY, Ng PC. Implications of using World Health Organization growth reference (2007) for identifying growth problems in Hong Kong children aged 6 to 18 years. Hong Kong Med J 2011;17:174-9.
10. Ng DK, Lam YY, Kwok KL, Chow PY. Obstructive sleep apnoea syndrome and obesity in children. Hong Kong Med J 2004;10:44-8.
11. Leung SS, Cole TJ, Tse LY, Lau JT. Body mass index reference curves for Chinese children. Ann Hum Biol 1998;25:169-74. CrossRef
12. Sung RY, Choi KC, So HK, et al. Oscillometrically measured blood pressure in Hong Kong Chinese children and associations with anthropometric parameters. J Hypertens 2008;26:678-84. CrossRef
13. Nsiah-Kumi PA, Beals J, Lasley S, et al. Body mass index percentile more sensitive than acanthosis nigricans for screening Native American children for diabetes risk. J Natl Med Assoc 2010;102:944-9.
14. Matthews D, Hosker J, Rudenski A, Naylor B, Treacher D, Turner R. Homeostasis model assessment: insulin resistance and β-cell function from fasting plasma glucose and insulin concentrations in man. Diabetologia 1985;28:412-9. CrossRef
15. Definition, diagnosis and classification of diabetes and its complications: report of a WHO consultation, part 1: diagnosis and classification of diabetes mellitus. Geneva, Switzerland: World Health Organization; 1999.
16. Brickman WJ, Huang J, Silverman BL, Metzger BE. Acanthosis nigricans identifies youth at high risk for metabolic abnormalities. J Pediatr 2010;156:87-92. CrossRef
17. Atabek ME, Pirgon O, Kurtoglu S. Assessment of abnormal glucose homeostasis and insulin resistance in Turkish obese children and adolescents. Diabetes Obes Metab 2007;9:304-10. CrossRef
18. Chitturi S, Farrell GC, Hashimoto E, et al. Non-alcoholic fatty liver disease in the Asia-Pacific region: definitions and overview of proposed guidelines. J Gastroenterol Hepatol 2007;22:778-87. CrossRef
19. Smith WG, Gowanlock W, Babcock K, et al. Prevalence of acanthosis nigricans in First Nations children in Central Ontario, Canada. Can J Diabetes 2004;28:410-4.
20. Kong AS, Williams RL, Rhyne R, et al. Acanthosis nigricans: high prevalence and association with diabetes in a practice-based research network consortium—a PRImary care Multi-Ethnic network (PRIME Net) study. J Am Board Fam Med 2010;23:476-85. CrossRef
21. Shalitin S, Abrahami M, Lilos P, Phillip M. Insulin resistance and impaired glucose tolerance in obese children and adolescents referred to a tertiary-care center in Israel. Int J Obes (Lond) 2005;29:571-8. CrossRef
22. Kluczynik CE, Mariz LS, Souza LC, Solano GB, Albuquerque FC, Medeiros CC. Acanthosis nigricans and insulin resistance in overweight children and adolescents. An Bras Dermatol 2012;87:531-7. CrossRef
23. Stuart CA, Pate CJ, Peters EJ. Prevalence of acanthosis nigricans in an unselected population. Am J Med 1989;87:269-72. CrossRef
24. Singh B, Saxena A. Surrogate markers of insulin resistance: a review. World J Diabetes 2010;1:36-47. CrossRef
25. Keskin M, Kurtoglu S, Kendirci M, Atabek ME, Yazici C. Homeostasis model assessment is more reliable than the fasting glucose/insulin ratio and quantitative insulin sensitivity check index for assessing insulin resistance among obese children and adolescents. Pediatrics 2005;115:e500-3. CrossRef
26. Studies to Treat or Prevent Pediatric Type 2 Diabetes Prevention Study Group. Prevalence of the metabolic syndrome among a racially/ethnically diverse group of U.S. eighth-grade adolescents and associations with fasting insulin and homeostasis model assessment of insulin resistance levels. Diabetes Care 2008;31:2020-5. CrossRef
27. Goran MI, Ball GD, Cruz ML. Obesity and risk of type 2 diabetes and cardiovascular disease in children and adolescents. J Clin Endocrinol Metab 2003;88:1417-27. CrossRef
28. Sorof JM, Lai D, Turner J, Poffenbarger T, Portman RJ. Overweight, ethnicity, and the prevalence of hypertension in school-aged children. Pediatrics 2004;113:475-82. CrossRef
29. Jessup A, Harrell JS. The metabolic syndrome: look for it in children and adolescents, too! Clin Diabetes 2005;23:26-32. CrossRef
30. El-Atat FA, Stas SN, McFarlane SI, Sowers JR. The relationship between hyperinsulinemia, hypertension and progressive renal disease. J Am Soc Nephrol 2004;15:2816-27. CrossRef
31. Reinehr T, de Sousa G, Toschke AM, Andler W. Comparison of metabolic syndrome prevalence using eight different definitions: a critical approach. Arch Dis Child 2007;92:1067-72. CrossRef
32. Fang J, Zhang JP, Luo CX, Yu XM, Lv LQ. Carotid intima-media thickness in childhood and adolescent obesity relations to abdominal obesity, high triglyceride level and insulin resistance. Int J Med Sci 2010;7:278-83. CrossRef
33. Bray GA. Medical consequences of obesity. J Clin Endocrinol Metab 2004;89:2583-9. CrossRef
34. Uwaifo GI, Tjahjana M, Freedman RJ, Lutchman G, Promrat K. Acanthosis nigricans in patients with nonalcoholic steatohepatitis: an uncommon finding. Endocr Pract 2006;12:371-9. CrossRef
35. Sartorio A, Del Col A, Agosti F, et al. Predictors of non-alcoholic fatty liver disease in obese children. Eur J Clin Nutr 2007;61:877-83. CrossRef
36. Koot BG, van der Baan-Slootweg OH, Bohte AE, et al. Accuracy of prediction scores and novel biomarkers for predicting nonalcoholic fatty liver disease in obese children. Obesity (Silver Spring) 2013;21:583-90. CrossRef
37. Oldroyd J, Banerjee M, Heald A, Cruickshank K. Diabetes and ethnic minorities. Postgrad Med J 2005;81:486-90. CrossRef
38. Huen KF, Low LC, Cheung PT, et al. An update on the epidemiology of childhood diabetes in Hong Kong. Hong Kong J Paediatr 2009;14:252-9.
39. Rolland-Cachera MF. Childhood obesity: current definitions and recommendations for their use. Int J Pediatr Obes 2011;6:325-31. CrossRef

Severe acute pyelonephritis: a review of clinical outcome and risk factors for mortality

Hong Kong Med J 2014 Aug;20(4):285–9 | Epub 14 March 2014
DOI: 10.12809/hkmj134061
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE     CME 
Severe acute pyelonephritis: a review of clinical outcome and risk factors for mortality
Vera Y Chung, FHKAM (Surgery), FRCS (Edin); CK Tai, FHKAM (Surgery), FRCS (Edin); CW Fan, FHKAM (Surgery), FRCS (Edin); CN Tang, FHKAM (Surgery), FRCS (Edin)
Division of Urology, Department of Surgery, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 
Corresponding author: Dr VY Chung (chungyeungvera@gmail.com)
 Full paper in PDF
Abstract
Objective: To review demographics of patients with acute pyelonephritis, their outcomes of severe upper urinary tract infection, and to identify risk factors for long hospital stay and mortality.
 
Design: Case series.
 
Setting: A regional hospital in Hong Kong.
 
Patients: Patients admitted between June 2007 and June 2012 for acute pyelonephritis were identified. Those with the most severe outcomes were analysed of their mortality, need for care in the intensive care unit, or necessitation of urological intervention.
 
Results: Overall, 68 patients fulfilled our criteria for severe acute pyelonephritis. The female-to-male ratio was 7:3. Their mean age was 58 years. Overall, 57% of the patients had impaired renal function and 37% were diabetic; 47% developed shock after admission and 56% required further intensive care unit care; 75% of the patients demonstrated radiological evidence of urinary tract obstruction and required subsequent drainage procedures. Five patients died due to severe acute pyelonephritis. The prevalence of bacteraemia and bacteriuria was 57% and 74%, respectively. Escherichia coli accounted for the majority of causative organisms. Four risk factors—bacteraemia, shock, need for intensive care, and suppurative pyelonephritis—were associated with hospital stay of longer than 14 days. Old age (≥65 years), male sex, deranged renal function, and presence of disseminated intravascular coagulation were associated with mortality.
 
Conclusion: There was high prevalence of bacteraemia and septic shock in patients with severe acute pyelonephritis. The factors of old age (≥65 years), male sex, deranged renal function, and presence of disseminated intravascular coagulation were associated with mortality. With the support of intensive care, early recognition of urinary tract obstruction and timely drainage, patients with severe acute pyelonephritis generally carry a good prognosis.
 
 
New knowledge added by this study
  • Contrary to the usual belief, the complexity of renal infections and septic shock were predictors for long hospital stay but not mortality.
  • Escherichia coli still accounts for the majority of causative organisms in hospitalised patients with severe acute pyelonephritis.
Implications for clinical practice or policy
  • Early recognition of urinary tract obstruction and timely drainage are important in the treatment of severe acute pyelonephritis.
  • Physicians could prevent potential mortalities by identifying those with risk factors and providing early intervention and intensive care.
 
Introduction
Acute pyelonephritis (AP) represents the most severe form of urinary tract infection (UTI) and is associated with significant morbidity and even mortality. Approximately 250 000 cases of AP occur each year in the US, with the incidence being higher in women than men.1 The aetiological agent is Escherichia coli in around 80% of the cases.2 Acute pyelonephritis has a quoted mortality of 10% to 20%.3 Several studies have identified a number of risk factors for prediction of poor outcome, including urinary tract abnormality, general debility, and properties (ie virulence and resistance profile) of microorganisms.4 5
 
The aim of this study was to review patient demographics and outcomes of severe AP in a regional hospital, and to identify possible prognostic factors for long hospital stay and fatal events.
 
Methods
Study design and data collection
We conducted a retrospective medical record review. All patients admitted for AP between June 2007 and June 2012 to Pamela Youde Nethersole Eastern Hospital, Hong Kong were identified. Only patients with the most severe outcomes were analysed consecutively: (1) mortality, (2) need for care in the intensive care unit (ICU), or (3) necessitation of urological intervention. Patients suffering from postoperative pyelonephritis were excluded.
 
The following data were collected: patient demographics, presence of urinary tract obstruction, presence of septic shock, need for intensive care, modalities of urological intervention, bacteriologies, length of stay, and mortality.
 
Statistical analysis
Data analysis was performed by the Statistical Package for the Social Sciences (Windows version 20; SPSS Inc, Chicago [IL], US). A P value of less than 0.05 was regarded as statistically significant. Chi squared test and logistic regression analysis were performed. The independent variables were patients’ demographic and clinical data; the dependent variables were mortality and long hospital stay (>14 days).
 
Results
Patient characteristics
A total of 432 patients were admitted for AP from June 2007 to June 2012. Of these, 68 patients fulfilled our inclusion criteria for severe AP. Baseline patient demographics, clinical characteristics, and imaging findings are illustrated in Table 1.6 Overall, 75.0% of the patients (n=51) demonstrated radiological evidence of urinary tract obstruction, secondary to stone (51.0%), ureteral stricture (5.8%), or extrinsic compression (7.2%). Six patients had suppurative renal infections, namely, renal abscess and emphysematous pyelonephritis.
 

Table 1. Patient demographics and clinical data
 
Microbiology
The yields of blood culture were positive in 57.4% of the patients, with E coli being the commonest causative organism (38.2%) followed by Klebsiella pneumoniae, Proteus mirabilis, and Acinetobacter species. Only three patients had bacteraemia caused by extended-spectrum β-lactamase–producing E coli (Table 2).
 

Table 2. Results of blood and urine culture
 
The prevalence of bacteriuria was 73.5%, and E coli accounted for the majority of cases with bacteriuria, followed by K pneumoniae and Pseudomonas aeruginosa (Table 2).
 
Urological procedure
In addition to antibiotic administration, 75% (n=51) of the patients required urological interventions, including percutaneous nephrostomy (n=41), insertion of ureteric stent (n=5), percutaneous drainage (n=1), and nephrectomy (n=5).
 
Mortality due to pyelonephritis
The overall mortality was 7.4% (n=5). Table 3 summarises the characteristics of patients who died due to pyelonephritis within the same admission.
 

Table 3. Details of patients who died due to acute pyelonephritis
 
Prognostic factors for long hospital stay and mortality
Risk factors for long hospital stay (>14 days; 32.4%) and mortality (7.4%) were analysed (Tables 4 and 5).
 

Table 4. Prognostic factors for long hospital stay (>14 days)
 
 

Table 5. Prognostic factors for mortality
 
Presence of bacteraemia (P=0.022), suppurative pyelonephritis (P=0.005), shock (P=0.016), and need for ICU care (P=0.003) were significant risk factors for long hospital stay on univariate analysis. On multivariate analysis, the odds ratios (ORs) were 3.71 for bacteraemia (P=0.026), 13.23 for suppurative pyelonephritis (P=0.022), 3.65 for shock (P=0.018), and 5.85 for ICU care (P=0.005).
 
On univariate analysis, age of ≥65 years, male sex, deranged renal function, and disseminated intravascular coagulation (DIC) were predictors for death. However, only male sex (OR=11.75; P=0.033) and DIC (OR=10.31; P=0.018) were shown to be independent risk factors in multivariate regression analysis.
 
Discussion
Severe AP is an important disease entity that frequently requires hospitalisation. Early recognition of patients who are at risk of prolonged hospital stay or even fatal events is important to improve treatment results. Previous studies4 5 have shown a number of risk factors including immunosuppression, old age, and diabetes as risk factors for treatment failure. We were interested in finding whether these risk factors also applied to the local Hong Kong population.
 
An epidemiological study in the US found that women are approximately 5 times more likely than men to be hospitalised for AP; however, women have a lower mortality rate than men.7 In our study of hospitalised patients, females accounted for the majority (70.6%) of AP cases. However, all but one mortality from pyelonephritis occurred in the male patients.
 
In one study on AP in adults, E coli was the aetiological agent in 80% of the cases, but E coli infections were less common in elderly patients (60%). Furthermore, infections due to P mirabilis, K pneumoniae, Serratia marcescens, and P aeruginosa were very common due to the increased use of catheters.2 Our study showed a similar microbial spectrum. However, in AP, it is not always possible to routinely document clinical UTI. This could be attributed to previous antibiotic treatment, low bacterial growth, or presence of atypical pathogens.8 In the present analysis, it was possible that a certain proportion of patients had received antibiotic treatment before admission to the hospital. Despite this, the prevalence of bacteraemia and bacteriuria was relatively high (57.4% and 73.5%, respectively). Escherichia coli accounted for the majority of causative organisms.
 
An obstructed and infected kidney is a urological emergency that may progress to septic shock. Since acute obstructive uropathy raises the renal pelvic pressure and, theoretically, decreases the uptake of drugs by the kidney, emergency drainage is warranted. A urological intervention significantly increases the chances of good initial outcome.6 9 In this study, all patients who showed radiological evidence of urinary tract obstruction were treated with emergency drainage.
 
It has been suggested that bacteriuria and UTI occur more commonly in subjects with diabetes than in the general population, and the risk of upper tract involvement is also increased in these people.10 Diabetes seems to be associated with an increased risk of severe UTI and unusual manifestations.11 12 The prevalence of diabetes in the present study was also high (36.8%). In contrast with the results of several studies, it was not shown to be a risk factor for prolonged hospitalisation.4 5 The initial choice of empirical antimicrobial therapy was not different for diabetic patients, but we were more vigilant for complications of UTI, such as emphysematous pyelonephritis and abscess formation, in this group of patients.
 
Recent reports4 13 have shown other risk factors such as long-term catheterization and age of >65 years to be predictive of prolonged hospitalisation. Our study revealed that four risk factors—including bacteraemia, shock, need for intensive care, and suppurative pyelonephritis—were associated with long hospital stay. These four risk factors were closely related with and denoted the most severe degree of pyelonephritis, thus resulting in longer hospitalisation.
 
The mortality rate for patients with pyelonephritis has been reported to be 1.2% to 33%.14 15 In our study, which included more severe group of AP patients (ie those who required intensive care or urological interventions), the overall mortality rate was 7.4%. According to a previous study,4 septic shock, bedridden status, age of >65 years, recent use of antibiotics, and immunosuppression were independent predictors of death. Another research found that baseline health status of patients and complexity of suppuration were the most important predictors of clinical outcomes for suppurative renal infections.6 In our analysis, patients who died due to AP were predominantly older than 65 years, presented with septic shock, and required drainage for urinary tract obstruction. Among the risk factors studied, age of ≥65 years, male sex, deranged renal function, and DIC were associated with mortality in univariate analysis. Additional multivariate correlates were male sex and presence of DIC.
 
The limitation of the study was that the study population consisted of a heterogeneous group of patients and might not be representative of the majority of uncomplicated AP cases. Presence of resistant pathogens may contribute to treatment failure, but we did not estimate this factor in our analysis. Nevertheless, the outcomes of severe AP also bear clinical implications for physicians who mainly treat critically ill, hospitalised patients.
 
Conclusion
There was high prevalence of bacteraemia and septic shock in patients with severe AP, with E coli being the predominant causative organism. Male sex and presence of DIC were associated with mortality. Early recognition of risk factors can potentially help prevent death from severe AP.
 
References
1. Ramakrishanan K, Scheid DC. Diagnosis and management of acute pyelonephritis in adults. Am Fam Physician 2005;71:933-42.
2. Stamm WE, Hooton TM. Management of urinary tract infections in adults. N Engl J Med 1993;329:1328-34. CrossRef
3. Roberts FJ, Geere IW, Coldman A. A three-year study of positive blood cultures, with emphasis on prognosis. Rev infect Dis 1991;13:34-6. CrossRef
4. Efstathiou SP, Pefanis AV, Tsioulos DI, et al. Acute pyelonephritis in adults: prediction of mortality and failure of treatment. Arch Int Med 2003;163:1206-12. CrossRef
5. Pertel PE, Haverstock D. Risk factors for a poor outcome after therapy for acute pyelonephritis. BJU Int 2006;98:141-7. CrossRef
6. Stojadinović MM, Mićić SR, Milovanović DR, Janković SM. Risk factors for treatment failure in renal suppurative infections. Int Urol Nephrol 2009;41:319-25. CrossRef
7. Foxman B, Klemstine KL, Brown PD. Acute pyelonephritis in US hospitals in 1997: hospitalization and in-hospital mortality. Ann Epidemiol 2003;13:144-50. CrossRef
8. Rollino C, Beltrame G, Ferro M, Quattrocchio G, Sandrone M, Quarello F. Acute pyelonephritis in adults: a case series of 223 patients. Nephrol Dial Transplant 2012;27:3488-93. CrossRef
9. Yamamoto Y, Fujita K, Nakazawa S, et al. Clinical characteristics and risk factors for septic shock in patients receiving emergency drainage for acute pyelonephritis with upper urinary tract calculi. BMC Urology 2012;12:4. CrossRef
10. Stapleton A. Urinary tract infections in patients with diabetes. Am J Med 2008;113:80-4. CrossRef
11. Patterson JE, Andriole VT. Bacterial urinary tract infections in diabetes. Infect Dis Clin North Am 1995;9:25-51.
12. Lye WC, Chan RK, Lee EJ, Kumarasinghe G. Urinary tract infections in patients with diabetes mellitus. J Infect 1992;24:169-74. CrossRef
13. Roberts JA. Management of pyelonephritis and upper urinary tract infections. Urol Clin North Am 1999;26:753-63.  CrossRef
14. Lee JH, Lee YM, Cho JH. Risk factors of septic shock in bacteremic acute pyelonephritis patients admitted to an ER. J Infect Chemother 2012;18:130-3. CrossRef
15. Yoshimura K, Utsunomiya N, Ichioka K, Ueda N, Matsui Y, Terai A. Emergency drainage from urosepsis associated with upper urinary tract calculi. J Urol 2005;173:458-62. CrossRef

Double free flaps for reconstruction of complex/composite defects in head and neck surgery

Hong Kong Med J 2014 Aug;20(4):279–84 | Epub 28 Mar 2014
DOI: 10.12809/hkmj134113
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Double free flaps for reconstruction of complex/composite defects in head and neck surgery
Kevin WL Mo, MRCS1; Alexander Vlantis, FCS(SA)ORL2; Eddy WY Wong, FRCSEd(ORL), FHKCORL2; TW Chiu, FHKAM (Surgery)1
1 Division of Plastic, Reconstructive and Aesthetic Surgery, Department of Surgery, Prince of Wales Hospital, Shatin, Hong Kong
2 Department of Otorhinolaryngology, Head and Neck Surgery, Prince of Wales Hospital, Shatin, Hong Kong
 
Corresponding author: Dr TW Chiu (torchiu@surgery.cuhk.edu.hk)
 Full paper in PDF
Abstract
Objective: To demonstrate the feasibility of double free flap surgery in head and neck reconstruction.
 
Design: Descriptive case series.
 
Setting: A university-affiliated hospital in Hong Kong.
 
Patients: Twelve patients with head and neck cancer (encountered over a 2.5-year period) who had reconstructive surgery with planned simultaneous double free flaps.
 
Results: The mean total operating time was 660 minutes and there were no flap failures. Postoperative stays ranged from 11 to 82 days; nine patients were discharged within 3 weeks and seven were able to maintain their weight with oral feeding. The survival rate up to 1 year was 64%.
 
Conclusion: The use of double free flaps is an option worth considering for complex head and neck defects in carefully selected patients.
 
 
Click here to watch a video of double free-flap reconstruction
 
New knowledge added by this study
  • Double free flaps can be used with good flap success rates, operating times, and patient outcomes.
Implications for clinical practice or policy
  • Concerns over the use of double free flaps in head and neck reconstruction should not deter experienced microsurgeons from this procedure whenever they are deemed to offer significant advantages, in terms of reconstructions involving large bulks, multiple surfaces, or multiple tissue types.
 
Introduction
The use of microvascular free flaps for the reconstruction of defects following the resection of head and neck cancer is a complex but routine procedure. However, single flaps may not be sufficient for some defects that are either too large or warrant composite tissues. In particular, resection of advanced tumours of the oral cavity results in complex oromandibular defects that often involve bone, oral lining, external skin, and soft tissue. The free fibular osteocutaneous (FO) flap is well established as a workhorse flap for mandible reconstruction,1 which provides 25 to 30 cm of straight bone of good quality that can be contoured, as well as a skin paddle for soft tissue coverage when needed. The pedicle has an acceptable length and its vessels have a good diameter. It is therefore our preferred option for restoring mandibular defects and for lining the oral cavity.
 
However, the size of the skin paddle is limited1 and may not be supplied by the same vessel as the bone.2 Thus, with larger composite defects, a single fibula flap cannot provide sufficient soft tissue coverage and a second skin flap may be necessary. Some surgeons nevertheless elect to avoid a second free flap by choosing either a pedicled flap or alloplastic material. We therefore set out to demonstrate the feasibility of resorting to double free flap surgery in head and neck reconstruction.
 
Our choice for additional soft tissue is the anterolateral thigh (ALT) flap that provides up to 630 cm2 of skin.3 On occasions when the vascularity of the fibula flap skin paddle is deemed borderline, the ALT can be harvested with multiple skin islands so as to cover both the inner lining and the external skin. Harvest of the FO and ALT flaps can proceed at the same time as tumour excision, without the need for patient re-positioning, which is an important logistical advantage. Like most surgeons, whenever possible we prefer using separate anastomoses for double flaps rather than sequential linking or ‘flow through’,4 5 6 as some studies5 6 suggest that the latter has more complications (possibly due to increased thrombogenicity or a ‘steal’ phenomena).
 
Methods
We conducted a retrospective case review of patients in our institution with head and neck cancer who had reconstruction with planned simultaneous double free flaps over a 2.5-year period (from November 2010 to August 2013). For all cases we deployed two surgical teams; reconstructions were performed (one surgeon) at the same time as tumour excision (other surgeons). Preoperatively, handheld Doppler probes were used to locate the skin perforators for both flaps. The peroneal artery was sacrificed in the harvest of fibula flaps and adequacy of the remaining vessels was screened by palpation of the dorsalis pedis and posterior tibial pulses. An angiogram was used in only one patient with a history of peripheral vascular disease.
 
The FO flap was harvested first using a lateral approach; a sterile tourniquet was placed on the upper thigh but not inflated. A skin island was harvested in nine out of 10 fibula flaps. In one patient, the skin island was not perfused by the peroneal artery and thus not harvested. In another, the vascularity of the skin island was deemed suboptimal and therefore not used. The fibula flap was kept in situ after isolation of its vascular pedicle while the ALT was harvested. Intramuscular perforators to the thigh skin island were skeletonised in all cases so as to completely visualise the vessels. Once the surgical margins were deemed clear by frozen sections, the final dimensions of the ALT flaps were determined when the final defect was defined.
 
Whenever possible, intermaxillary fixation was used to hold the mandible and maxilla in an optimal position, and ‘by eye’ the fibula was osteotomised to fit (average 1-2 osteotomies). Two sets of mini-plates were used per osteotomy site so as to maximise rotational stability. The use of 2.5 x or 3.5 x loupes by the reconstructive surgeon allowed micro-anastomoses of the vessels, whilst insetting of the flap was completed.
 
Illustrative case
A 58-year-old man was referred to our centre with a second recurrence of a squamous cell carcinoma of his tongue. Three years earlier, he had had a partial right glossectomy with a selective neck dissection for a pT2N0 lesion. One year later he underwent a complete neck dissection for a right nodal recurrence, and another year later he had had a reconstruction with a pectoralis major myocutaneous flap (PMMF) after total glossectomy for local tumour recurrence. After the tumour was resected, he had a bony defect from one angle of the mandible to the other, and a soft tissue defect that involved the entire inferior oral cavity down to the chin and anterior neck skin, which left a 3-cm rim of lower lip (Fig 1).
 

Figure 1. The large post-extirpative defect; the lower lip remnant has been retracted with a gauze sling
 
We used a fibula flap with its overlying skin island along with a large ALT flap (Fig 2). After anastomosis of the two sets of vessels, bleeding from the edge of the fibula flap skin island appeared rather sluggish. So the ALT was used for both intraoral lining and external skin cover. A strip of the ALT flap was de-epithelialised for suturing to the lower lip remnant (Fig 3). There were no major complications and the patient was discharged on the 14th postoperative day. There was a good contour at follow-up (Fig 4); the patient used a percutaneous endoscopic gastrostomy (PEG) for feeding preoperatively but regrettably could not resume oral feeding after this surgery and therefore remained reliant on the PEG.
 
 

Figure 2. The bone of the fibula has been fashioned into a ‘U’-shaped arch with two sets of osteotomies
 

Figure 3. (a) The anterolateral thigh (ALT) flap is being used for both intraoral lining and skin cover, thus the segment that will be covered by the lower lip remnant is de-epithelialised. (b) The lip is sutured to the ALT flap
 

Figure 4. The postoperative appearance at 2 weeks after discharge
 
Results
All tumours were stage T4a, with nodal status ranging from N0-N3 (Table). During the study period, there were six male and six female patients who had double free flap surgery. Their ages ranged from 31 to 88 (mean, 55) years. In 10 of them, a free fibula flap was combined with an ALT flap harvested from the same limb; in eight of them a skin island was harvested with the bone. One patient had bilateral ALT flaps for reconstruction of an extensive tumour of the tongue and floor of the mouth without bone involvement. Another patient had a free fibula flap combined with an anteromedial thigh flap, due to absence of suitable perforators upon dissecting the ALT flap.
 

Table. Details of patients undergoing reconstruction with double free flaps
 
 
The mean total operating time was 660 minutes, which included the time for frozen section results. Postoperative hospital stays ranged from 11 to 82 days; nine patients were discharged home within 3 weeks. Patient 10 stayed 80 days. She declined further surgery for an intraoral dehiscence, which was therefore treated conservatively. Patient 7 stayed 82 days, as his recovery was complicated by a carotid blowout on the 11th postoperative day for which he had a surgery; subsequently a pseudomonas wound infection was treated with antibiotics. After surgery, seven patients were able to resume oral feeding sufficient to maintain their body weight; the remainder relied on tube feeding. Five patients received adjuvant treatment (4 had chemoradiation and 1 only had radiotherapy).
 
Minor postoperative complications (fluid collections, fistulae) occurred in 67% of these patients and usually resolved with conservative management. More serious complications occurred in 33% of the patients (carotid blowout, wound dehiscence/infection, and fluid collections treated surgically). In one patient, a haematoma was treated by debridement of the soft tissue portion of the free fibula flap that had been de-epithelialised and ‘buried’. There were no instances of total flap loss; two patients were taken back to theatre for exploration and their flaps were salvaged. One of them (patient 10) had venous congestion of the fibula skin flap (used for intraoral lining), which was salvaged but remained swollen and indurated. In view of a concomitant intraoral wound dehiscence, the swollen skin island was debrided and a pedicled ipsilateral pectoralis major flap was harvested to close the intraoral wound. Regrettably, although the pedicled flap survived, the intraoral wound dehisced again, and the patient declined to have further surgery so her wound was managed with daily dressings (see above).
 
Two (17%) out of the 12 patients had tumour recurrence during the follow-up period, and a further two (17%) had distant metastases. Survival from the time of surgery ranged from 60 to 303 days. The patient survival rate at 6 months was 91%, and at 1 year was 64%. At the time of writing this paper, only seven of the 12 patients had been followed up for at least 2 years, three (43%) of whom were still alive.
 
Discussion
Following resection of advanced oral cancers, it is our standard practice to use double free flaps when needed for reconstruction of complex oromandibular defects, particularly those involving large defects of both bone and soft tissue. In most cases, the indication for double free flaps was the requirement for bone and soft tissue/skin not provided by the skin island of a FO flap. This practice is by no means universal; some surgeons are reluctant to contemplate a second free flap due to the perceived increase in technical complexity, operating time, and risk of complications. Alternative strategies include substitution of the fibular flap with a metal reconstruction plate, combined with a soft tissue flap for resurfacing7; combining a fibular free flap with pedicled regional flaps, such as the deltopectoral flap, PMMF,8 or latissimus dorsi myocutaneous flap. Some centres regard such cases as ‘inoperable’ and offer palliative treatment only.
 
However, these simpler alternatives have their drawbacks. The problems associated with an alloplastic plate with a soft tissue flap for composite mandible reconstruction are well documented,9 10 11 there being high rates of delayed plate exposure and recourse to salvage procedures.12 In the long term, use of vascularised bone (particularly in the FO flap) is more successful for mandible reconstruction,2 and was our first choice in all cases, with the possible exception of patients with a short life expectancy (<6 months). Recourse to a regional pedicled soft tissue flap instead of a free flap is based on its perceived advantage in being technically easier to harvest and involving shorter operating times.9 13 There is also a perceived lower risk of complications through avoiding a second set of microanastomoses. The PMMF is the most commonly used regional flap,14 but the vascularity of its skin paddle (like that of other regional flaps used in head and neck reconstruction) tends to be suboptimal; if the muscle is too short, more of the skin paddle results in a ‘random-pattern’. Crucially, the skin islands tend to be positioned at the most distal portions and thus have the poorest vascularity in the most critical parts.15 Chen et al16 recommends avoiding PMMFs to line the oral cavity due to a high rate of bone exposure from dehiscence.
 
On the contrary, surgeons such as Bianchi et al17 have actually demonstrated better outcomes with double free flaps compared to a combination of one free flap with one pedicled flap. The bulk of the muscle pedicle in regional flaps can interfere with the inset and vascularity of a concomitant free flap,13 and the tendency for muscle atrophy and gravitational effects can adversely affect the final results of reconstruction. Chen et al16 demonstrated a lower failure rate with two free flaps (2.8%) compared with the combination of one free and one pedicled flap (9%). They speculated that the bulky PMMF pedicle may actually compress the free flap pedicle, citing the 14% to 33% frequency of internal jugular vein thrombosis after radical neck dissection covered with pedicled flaps.18 19 The skin island of a regional flap also tends to be thicker, less pliable, and thus may interfere with intraoral function. Regional flaps may be limited in other ways (eg lack of necessary tissue components or specific tissue volume), which compromise the final aesthetic and functional outcomes.20
 
Although on average, a single free flap can take 1.5 hours longer than a PMMF to harvest, Tsue et al21 found that the operating time for double flaps can be 3 hours shorter than for a one free and one pedicled combination. They explained this by citing possible bias by surgeons choosing to use a second pedicled flap, when the resection time was longer, and surgeons working faster whenever two free flaps were anticipated. Guillemaud et al22 found no significant difference in the duration of surgery and complication rate when comparing double free and one free and one pedicled surgeries. In the end, the duration of surgery should not be a factor in determining the type of reconstruction.23
 
Proposed indications for the use of double free flaps are listed in the Box.20 The reconstruction of defects resulting from tumour resection in the head and neck region is a challenge, particularly when a composite of tissues is required or the defect is too large to cover by a single flap. Recourse to two free flaps allows more versatility and flexibility when reconstructing such complex defects. The best osseous and soft tissue elements may be independently selected, yielding appropriate tissue characteristics for ideal defect reconstruction. Using two separate thin pliable free flaps rather than bulky pedicled flaps may allow easier insetting and better restoration of the 3-dimensional anatomical boundaries,24 and thus both the functional and aesthetic outcomes can be addressed. With free flaps, there is also the potential for including other components such as nerves for sensate flaps.24
 

Box. Indications for the use of double free flap reconstruction
 
Good-quality soft tissue coverage is needed to reduce the risk of plate exposure12; even when the skin component of the FO flap can provide adequate surface cover, there is usually an overall shortage of soft tissue. Soft tissue reconstruction is as important as bone reconstruction25 in determining a satisfactory outcome, as deficiency of the latter tissues is poorly tolerated in the head and neck,26 and may lead to inadequate obliteration of dead spaces (eg from resection of masticators, buccal fat pad, and parotid). This causes accumulation of fluid which may become secondarily infected,16 and threaten micro-anastomoses and lead to contractures, and poor cosmetic outcomes or functionality that can lead to trismus, as well as contraction of the floor of the mouth with tethering of the tongue with difficulties in swallowing and speech.27 Therefore, even in the absence of bone loss, a double free flap reconstruction can be advantageous especially if soft tissue loss is substantial or beyond the reach of pedicled alternatives.
 
The use of two simultaneous free flaps undoubtedly poses technical difficulties, by increasing potential patient morbidity and is time-consuming. Although it is not our intention to promote double free flap reconstruction as a ‘routine’ reconstruction procedure, we wish to highlight it as an option, at least for tumours that are often deemed ‘inoperable’. Balasubramanian et al28 demonstrated that advanced ‘inoperable’ tumours such as T4b (in 7 of 21 cases) can be safely operated on; having double free flap reconstruction in the armamentarium allows surgeons to be more aggressive with extirpation. With careful patient selection, the duration of surgery, hospital stays, and complications need not be prohibitive compared to single free flap operations.25 Wei et al20 suggest that double free flaps should be restricted to patients with primary cancers, avoiding their use in those with recurrent cancers or second primaries. Nevertheless, in our series three patients presented with recurrent cancer. Individual patients should be assessed on a case-by-case basis—a PMMF could be considered to cover the skin of the neck, whilst reconstruction plates may be used to reconstruct short posterior or lateral mandible defects, particularly in those with a short life expectancy.
 
Our study shows that double free flap reconstruction can be worthwhile in patients with T4 tumours with a flap survival rate of 100% and a patient survival rate of 64% at the time of going to press. Just over half of our patients were able to resume oral feeding, which is somewhat lower than that in some other studies,28 29 and may be related to the locally advanced extent of their tumours, particularly with regard to tongue involvement.
 
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