Early postoperative outcome of bipolar transurethral enucleation and resection of the prostate

Hong Kong Med J 2015 Dec;21(6):528–35 | Epub 16 Oct 2015
DOI: 10.12809/hkmj144457
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Early postoperative outcome of bipolar transurethral enucleation and resection of the prostate
CL Cho, FRCSEd (Urol), FHKAM (Surgery); Clarence LH Leung, MRCSEd; Wayne KW Chan, FRCSEd (Urol); Ringo WH Chu, FRCSEd (Urol), FHKAM (Surgery); IC Law, FRCSEd (Urol), FHKAM (Surgery)
Division of Urology, Department of Surgery, Kwong Wah Hospital, Yaumatei, Hong Kong
Corresponding author: Dr CL Cho (chochaklam@yahoo.com.hk)
 
 Full paper in PDF
 
Click here to watch a video clip showing transurethral enucleation and resection of the prostate technique
 
Abstract
Objectives: To report the early postoperative outcome of bipolar transurethral enucleation and resection of the prostate. Our results were compared with those published from various centres.
 
Design: Case series.
 
Setting: Regional hospital, Hong Kong.
 
Patients: A total of 28 consecutive patients who had undergone bipolar transurethral enucleation and resection of the prostate by a single surgeon between January and June 2014. All patients were evaluated preoperatively by physical examination, digital rectal examination, transrectal ultrasonography, and laboratory studies, including measurement of haemoglobin, sodium, and prostate-specific antigen levels. Patients were assessed perioperatively and at 4 weeks and 3 months postoperatively.
 
Results: The mean resected specimen weight of prostatic adenoma in 28 patients was 48.2 g with a mean enucleation and resection time of 13.6 and 47.7 minutes, respectively. There was a mean decrease in serum prostate-specific antigen by 85.9% (from 6.4 ng/mL to 0.9 ng/mL) postoperatively. Prostate volume was decreased by 68.2% (from 71.9 cm3 to 22.9 cm3) at 4 weeks postoperatively. The mean postoperative haemoglobin drop was 11.5 g/L. The rate of transient urinary incontinence at 3 months was 3.6%. Patients who underwent bipolar transurethral enucleation and resection of the prostate had a short catheterisation time and hospital stay, which is comparable to conventional transurethral resection of the prostate.
 
Conclusions: Bipolar transurethral enucleation and resection of the prostate should become the endourological equivalent to open adenomectomy with fewer complications and short convalescence. The technique of bipolar transurethral enucleation and resection of the prostate can be acquired safely with a relatively short learning curve.
 
New knowledge added by this study
  • Bipolar transurethral enucleation and resection of the prostate (TUERP) achieves satisfactory early functional outcomes and is associated with low morbidity. The technique is applicable to prostates of all size.
  • Outcomes comparable with large case series could be achieved with a short learning curve.
Implications for clinical practice or policy
  • Bipolar TUERP should be the technique of choice for a large-sized prostate.
  • Bipolar TUERP is an alternative to conventional transurethral resection for small and medium-sized prostates.
 
 
Introduction
Despite the availability of numerous minimally invasive techniques, transurethral resection of the prostate (TURP) remains the most common surgical treatment for lower urinary tract symptoms (LUTS) caused by benign prostatic enlargement (BPE) in small to medium-sized prostates.1 Nonetheless, TURP has been associated with significant complication rates.2
 
Bipolar TURP uses saline irrigation, which decreases the risk of TURP syndrome compared with monopolar TURP, and both bipolar and monopolar TURP result in comparable functional outcomes.3 The bipolar system can also be broadened to enucleate the prostate gland along the surgical capsule, using a resectoscope combined with a loop. This transurethral enucleation and resection of the prostate (TUERP) technique can potentially remove more prostatic tissue than TURP and requires no additional devices.
 
In the present study, we describe the technique and early postoperative outcomes of bipolar TUERP and compare our results with major international series.
 
Methods
Patients
Between January 2014 and June 2014, 28 consecutive patients underwent bipolar TUERP at Kwong Wah Hospital, Hong Kong. All patients were evaluated preoperatively by physical examination, digital rectal examination, transrectal ultrasonography (TRUS) of the prostate, and laboratory studies that included measurement of haemoglobin, sodium, and prostate-specific antigen (PSA). Patients were offered the option of ultrasound-guided transrectal prostate biopsy if the PSA level was >4 ng/mL or if the digital rectal examination showed suspicion of prostate cancer. Abnormal digital rectal examination findings included prostate nodule, asymmetry of the lateral lobes, or irregularity of the prostate. The TRUS was performed to measure the maximum length, width, and anteroposterior height of the prostate to calculate the prostate volume using the ellipse formula, where prostate volume (mL) = 0.52 x length x width x height. Patient baseline characteristics, indications for surgery, and operative data and complications were recorded by doctors. Patients with neurogenic bladder, previous genitourinary tract surgery, urethral stricture, or known bladder or prostate carcinoma were excluded from the technique of bipolar TUERP.
 
Equipment and technique
All bipolar TUERP procedures were performed by a single surgeon. This surgeon had performed 37 TUERPs using various techniques and devices previously, before the procedure was standardised as described below and shown in Figure 1. The technique used in this report was first described by and adopted from Prof CX Liu at Zhujiang Hospital of Southern Medical University in Guangzhou.4
 

Figure 1. Operative steps of bipolar transurethral enucleation and resection of the prostate
(a) Incision starts close to verumontanum (V). (b) Distal median lobe (ML) is dissected from surgical capsule (SC). (c and d) Left and right lateral lobes (LL and RL) are detached from surgical capsule by resectoscope sheath and denuded vessels are cauterised. (e) Median lobe is detached from bladder neck (BN) by loop electrode. (f) Subtotally enucleated right lobe is resected rapidly without haemorrhage
 
Antiplatelet medications were stopped 3 days prior to surgery. Patients received general or spinal anaesthesia and were placed in the lithotomy position. Bladder stones where present were fragmented with a holmium laser via a 21-Fr rigid cystoscope and were evacuated with an Ellik evacuator before bipolar TUERP. A 26-Fr Olympus SurgMaster TURis resectoscope (Olympus Europe, Hamburg, Germany) with a standard loop was used. The incision was begun immediately proximal to the verumontanum using a cutting current. The surgical capsule plane was identified, and the whole gland dissected in a retrograde fashion from the cleavage plane using the resectoscope sheath, until the circular fibres of the bladder neck were identified. The loop electrode was used to coagulate all of the denuded vessels immediately during the detachment process. The adenoma was subtotally enucleated with a narrow pedicle attached to the bladder neck at the 6 o’clock position. The devascularised adenoma was rapidly resected in pieces by the loop electrode. The bladder neck at 5 to 7 o’clock was removed if it appeared relatively high. The anterior commissure at 12 o’clock was preserved except when it appeared obstructive endoscopically. The chips were evacuated with an Ellik evacuator. Finally, the prostatic fossa was inspected and haemostasis secured. A 24-Fr three-way urethral catheter was inserted at the end of the procedure for bladder irrigation. One of the patients in the series had open inguinal hernia repair performed after bipolar TUERP. Haemoglobin level and serum sodium concentration were measured on the same day after surgery. The protocol for postoperative care following bipolar TUERP was the same as that for monopolar and bipolar TURP in our unit. Bladder irrigation was stopped the following morning, and the catheter was removed on the second day postoperatively.
 
Follow-up
All patients were evaluated following bipolar TUERP during clinic visits at 4 weeks and 3 months. At each visit, history, physical examination, International Prostate Symptom Score (IPSS), and TRUS of the prostate were evaluated. The presence or absence of transient urinary incontinence was documented with direct questioning of the patient. Uroflowmetry was performed at 8 weeks, and serum PSA levels were measured at 3 months.
 
Results
Table 1 lists the patients’ baseline characteristics, operative data, and early postoperative outcomes. Enucleation time was defined as the time from incision to completion of subtotal enucleation of the adenomatous tissue. Resection time was defined as the time needed for fragmentation of the en-bloc adenoma into chips. The mean enucleation and resection times were 13.6 (median, 15; range, 10-30) minutes and 47.7 (median, 35; range, 15-120) minutes, respectively, with a mean of 48.2 g of adenoma resected.
 

Table 1. Baseline characteristics, operative data, and early postoperative outcomes in patients with transurethral enucleation and resection of the prostate
 
The mean PSA level decreased from 6.4 ng/mL to 0.9 ng/mL at 3 months postoperatively, representing an 85.9% decrease. Pathological examination of enucleated tissue revealed prostatic adenocarcinoma in one patient who had T1a disease with a Gleason score of 6; the serum PSA level decreased from 4.6 ng/mL to 1.7 ng/mL in this patient. There was a significant decrease in mean TRUS volume from 71.9 cm3 to 22.9 cm3 at 4 weeks and to 15.1 cm3 at 3 months postoperatively, corresponding to decreases of 68.2% and 79.0% at 4 weeks and 3 months, respectively.
 
More than half of the patients in our series (16 of 28 patients) presented with refractory acute urinary retention or obstructive uropathy and had required catheterisation prior to surgery. Preoperative uroflowmetry within the last year was available in only 15 patients, thus comparison between preoperative and postoperative urodynamic parameters was less representative. The mean peak urinary flow rate was 20.9 mL/s, and the mean post-void residual was 31.6 mL at 8 weeks postoperatively. The mean IPSS was 9.4, and the mean quality-of-life score was 1.9 at 4 weeks.
 
There was no requirement for blood transfusion nor incidence of clot retention in any patient. The mean decrease in haemoglobin was 11.5 g/L. Urinary tract infection presenting as acute epididymitis was noted in two (7.1%) patients. One (3.6%) patient required re-catheterisation on day 2 postoperatively and was successfully weaned off the catheter on day 5. Transient urinary incontinence was noted in three patients and one patient at 1 and 3 months postoperatively, respectively (10.7% at 1 month and 3.6% at 3 months). An average of two incontinence pads were required daily, and all cases of transient urinary incontinence subsided within 4 months. No urethral stricture, meatal stenosis, or bladder neck contracture was noted at 3 months.
 
Discussion
The TURP has been considered the standard surgical therapy for LUTS caused by BPE. Despite improvements in equipment and techniques over the years, TURP remains associated with significant morbidity and re-treatment rates, particularly in patients with a large prostate.5 Open prostatectomy (OP) is therefore still considered a valid option for patients with a prostate of >80 g.6
 
Surgical enucleation for the treatment of LUTS caused by BPE remains the most complete method to remove adenomas of any size; the history of surgical enucleation dates back more than 100 years.7 In spite of the low re-operation rate and high success rate, OP is an invasive procedure associated with higher transfusion rates, longer catheterisation time, and longer hospital stay. As a result, the popularity of OP has declined.
 
The concept of surgical enucleation was revisited with the advent of endoscopic alternatives to open enucleation. Endoscopic enucleation allows for maximal removal of the adenoma and results in potentially equivalent efficacy compared with its open counterpart, with significantly lower morbidity. Holmium laser enucleation of the prostate (HoLEP) was the first endoscopic enucleative technique described.8 This technique has been compared with OP and TURP in various randomised controlled trials, yielding at least comparable outcomes and a favourable safety profile.9 The use of expensive high-energy holmium laser equipment and a steep learning curve, however, have limited the extensive application of HoLEP worldwide. There has also been a significant risk of bladder injury associated with the use of the mechanical tissue morcellator that is required for HoLEP.
 
The use of normal saline as an irrigant was made possible by the introduction of bipolar devices. As a result, the risk of TURP syndrome has been virtually eliminated, and bipolar TURP has been widely adopted for resection of larger prostates with longer operating times. The use of a bipolar device in endoscopic enucleation was first reported by Neill et al,10 and bipolar TUERP requires no additional devices in comparison with bipolar TURP. Moreover, the sheath of the resectoscope is used for mechanical enucleation of the adenoma along the plane of the surgical capsule, instead of the holmium laser used in HoLEP. The subtotally enucleated adenoma is then resected into chips by the loop electrode, and the use of a mechanical tissue morcellator is eliminated.
 
The nomenclature for this procedure has not been standardised, with terms such as TUERP, plasmakinetic enucleation of the prostate, and bipolar plasma enucleation of the prostate reported in the literature. All of these names generally refer to the same procedure with minor differences. The term ‘bipolar TUERP’ is used in this article.
 
Several modifications in technique and equipment since the introduction of bipolar TUERP have been suggested. For example, a spatula-like enucleation loop, combined with a loop electrode for haemostasis, was introduced by Olympus and is especially designed for this procedure. Alternatively, the use of thick loop electrodes and button electrodes has been described in some series to facilitate the enucleation process. Based on personal experience with these different loops, the alternative loops with different designs are generally stronger than the conventional loop electrode, and they can be used for mechanical enucleation without breakage. The use of the loop in performing enucleation, instead of the resectoscope sheath, also provides better, more direct visualisation during the enucleation process and potentially shortens the learning curve and improves the safety of the procedure, particularly in the early phase of learning. The resectoscope sheath, however, facilitates a shorter enucleation time without compromising safety with the surgeon’s experience. The initial technique adopted for bipolar TUERP was the ‘three-lobe’ technique. This procedure starts with deep incisions down to the surgical capsule at the 5 and 7 o’clock positions from the bladder neck to the verumontanum, with an additional incision at the 12 o’clock position also reported. The median and lateral lobes of the prostate are then subtotally enucleated and resected in sequence. Some authors have reported ‘hybrid’ techniques, with the median lobe resected as in conventional TURP and only the lateral lobes enucleated. It has also been noted that deep incisions might not be necessary, as the surgical capsule plane can generally be identified with a small incision immediately proximal to the verumontanum, and the whole gland can be enucleated without separation of the lobes. This procedure avoids the bleeding associated with deep incisions of the bladder neck and adenoma although a small lobe can sometimes be difficult to enucleate after separation of the lobes. The 12 o’clock incision has been mostly abandoned, as has also been advocated for HoLEP. The anterior commissure, particularly the distal part, has been preserved to decrease the rate of transient urinary incontinence postoperatively. The technique used in our centre is currently the most widely practised among different centres.
 
Several series have reported the perioperative outcomes of bipolar TUERP using similar surgical techniques. Only the largest series from each centre was included for comparison; most of the published series are from China. The results of our series were compared with the TUERP arms of the various published series; this list of series and a comparison of the preoperative parameters are listed in Table 2. After the first published article by Neill et al10 comparing HoLEP and bipolar TUERP in 2006, Liu et al11 published the largest series with 1600 patients in 2010. Zhao et al12 and Liao and Yu13 followed by comparing bipolar TUERP and TURP in medium-sized prostates. Kan et al14 compared bipolar TUERP and TURP in large prostates, and Rao et al,15 Ou et al,16 Geavlete et al,17 and Chen et al18 compared bipolar TUERP with OP. The operative and early postoperative outcomes of bipolar TUERP from various studies are listed in Table 3.
 

Table 2. Comparison of preoperative parameters of patients with transurethral enucleation and resection of the prostate
 

Table 3. (a) Operative parameters and (b) early postoperative parameters
 
The operating time was generally longer when the preoperative TRUS volume and resected prostate weight increased. Although Liu et al11 reported enucleation and resection times without reporting the total operating time, the preoperative TRUS volume and resected prostate weight were comparable between Liu et al’s report11 and our series. In addition, the resection time was prostate-size–dependent, and a resection efficacy of approximately 1 g/min was reported in both Liu et al’s report11 and our series. The enucleation time was less size-dependent, varying from 10 to 30 minutes, despite the large range of prostate sizes in our series.
 
The decrease in haemoglobin of approximately 10 g/L was reported for both medium-sized and large prostates. Early control of denuded vessels during the enucleation process made the removal of large glands possible, with minimal blood loss during the resection process.
 
The catheterisation and hospitalisation times varied greatly among the series evaluated. Longer times for both have typically been reported in series from China.11 12 13 15 16 18 In addition, no standard protocols were stated in most of the series, and the decision for catheter removal and hospital discharge were at the discretion of the surgeons. We report short catheterisation and hospitalisation times with the adoption of the same protocol as TURP in our institution. Specifically, bladder irrigation was stopped on postoperative day 1, the catheter was removed, and the patient was discharged from the hospital on postoperative day 2. A total of 92.9% of the patients (26 of 28 patients) complied with the postoperative protocol.
 
Postoperative TRUS volume was rarely reported by the series despite the consistent reporting of preoperative volume. This lack of reporting reflects the difficulty in accurately estimating residual tissue volume by TRUS, as illustrated by the postoperative TRUS photo shown in Figure 2. In addition, the central cavity remaining after TUERP can lead to overestimation of the prostate volume with the application of the traditional ellipse formula. Instead, preoperative estimation of the peripheral zone volume, obtained by subtracting the volume of the central zone from the total prostate volume, may represent a better method for estimating the residual tissue volume after TUERP. A decrease in TRUS volume of approximately 70% after TUERP was consistently reported, despite the pitfalls of postoperative TRUS measurements.
 

Figure 2. Postoperative transrectal ultrasonography of the prostate
 
It has also been shown from the experience of HoLEP that a reduction in PSA level correlated with the amount of prostate tissue removed.19 Thus, serum PSA may serve as a better surrogate marker in the estimation of postoperative residual tissue volume. A postoperative PSA level of approximately 1 ng/mL and a decrease in PSA by >70% were commonly reported in most of the series.
 
Adverse events were poorly and inconsistently reported, as shown in Table 4. The standard Clavien classification was not adopted. There was no Clavien grade 3 or 4 complication in our series. The transfusion rate was low, with the exception of the series by Ou et al,16 and clot retention was rare. The rate of urinary tract infection ranged from 2% to 7.3%, and the re-catheterisation rate was <5%. Major complications were not common but did occur, as reported by Kan et al14; four admissions to intensive care units and nine conversions to other procedures were reported in this series of 74 patients. The rate of urethral stricture or bladder neck stenosis was low and comparable with conventional TURP as reported by the series by Liu et al.11 Long-term outcome was not reported in our series due to the short duration of follow-up. Temporary urinary incontinence was the major concern with enucleative procedures, and OP resulted in temporary urinary incontinence in approximately 10% of cases. The reporting of transient urinary incontinence after TUERP was poor and did not feature in three of the nine series analysed. Furthermore, the definition, timing, and severity of urinary incontinence were not stated in the other studies. Dramatic changes in the symptomatology of the patients over time following benign prostatic hyperplasia–related surgery, however, likely explain the difficulty in defining transient urinary incontinence. In our experience, transient urinary incontinence is not uncommon after TURP, although it is difficult to differentiate the type of urinary incontinence, stress, urge or mixed, by history or urodynamic studies. The natural history of this phenomenon has rarely been reported in the literature. It was interesting to note that the rate of transient urinary incontinence was much higher for the TURP group (16.1%) compared with the TUERP group (7.5%) in the series by Liao and Yu.13 In our experience, 17.9% of patients reported episode(s) of urinary incontinence at any time point after TUERP; the rate of transient urinary incontinence was 10.7% and 3.6% at 1 and 3 months postoperatively, respectively. Patients who had transient urinary incontinence used two pads daily on average, and all cases of transient urinary incontinence subsided by 4 months. Further investigations with, for example, measurement of pad weight and urodynamic studies will better delineate the cause and natural history of postoperative transient urinary incontinence. There is currently no predictive factor identified for the phenomenon.
 

Table 4. Comparison of preoperative parameters of patients with transurethral enucleation and resection of the prostate
 
Comparison of outcome and complications between patients with and without urinary retention was limited by the small patient number in our study. No significant difference between outcome and complications was identified even though patients with retention were significantly older.
 
A learning curve of 50 cases was reported for HoLEP,20 and this learning curve was expected to be shorter for bipolar TUERP. The instrumentation for TUERP should be familiar to an endourologist experienced in TURP because no additional devices are required. Xiong et al21 analysed the learning curve of bipolar TUERP. The ratio of conversion to conventional TURP decreased after 30 cases, and the efficiency of enucleation and resection increased with accumulative experience after 50 cases. Our series showed that the early postoperative outcomes were comparable to those of large series after approximately 35 cases, without an increase in adverse events. The findings were based on analysis of the learning curve of a single surgeon and may not be applicable to all surgeons. Nevertheless, an estimation of a learning curve in a magnitude of 30 to 50 cases seems reasonable and serves as a valuable reference.
 
Conclusions
Our study suggests that bipolar TUERP is a safe technique for prostates of any size. This procedure should become the endourological equivalent to open adenomectomy, with fewer complications and shorter convalescence. This technique can also be acquired safely with a relatively short learning curve.
 
References
1. AUA Practice Guidelines Committee. AUA guideline on management of benign prostatic hyperplasia (2003). Chapter 1: Diagnosis and treatment recommendations. J Urol 2003;170:530-47. Crossref
2. Madersbacher S, Lackner J, Brössner C, et al. Reoperation, myocardial infarction and mortality after transurethral and open prostatectomy: a nation-wide, long-term analysis of 23,123 cases. Eur Urol 2005;47:499-504. Crossref
3. Mamoulakis C, Ubbink DT, de la Rosette JJ. Bipolar versus monopolar transurethral resection of the prostate: a systematic review and meta-analysis of randomized controlled trials. Eur Urol 2009;56:798-809. Crossref
4. Liu C, Zheng S, Li H, Xu K. Transurethral enucleative resection of prostate for treatment of BPH. Eur Urol 2006;5 Suppl:234. Crossref
5. Rassweiler J, Teber D, Kuntz R, Hofmann R. Complications of transurethral resection of the prostate (TURP)—incidence, management, and prevention. Eur Urol 2006;50:969-79; discussion 980. Crossref
6. Oelke M, Bachmann A, Descazeaud A, et al. EAU guidelines on the treatment and follow-up of non-neurogenic male lower urinary tract symptoms including benign prostatic obstruction. Eur Urol 2013;64:118-40. Crossref
7. Freyer PJ. Total enucleation of the prostate. A further series of 550 cases of the operation. Br Med J 1919;1:121-120.2.
8. Gilling PJ, Kennett KM, Fraundorfer MR. Holmium laser enucleation of the prostate for glands larger than 100 g: an endourologic alternative to open prostatectomy. J Endourol 2000;14:529-31. Crossref
9. Ahyai SA, Gilling P, Kaplan SA, et al. Meta-analysis of functional outcomes and complications following transurethral procedures for lower urinary tract symptoms resulting from benign prostatic enlargement. Eur Urol 2010;58:384-97. Crossref
10. Neill MG, Gilling PJ, Kennett KM, et al. Randomized trial comparing holmium laser enucleation of prostate with plasmakinetic enucleation of prostate for treatment of benign prostatic hyperplasia. Urology 2006;68:1020-4. Crossref
11. Liu C, Zheng S, Li H, Xu K. Transurethral enucleation and resection of prostate in patients with benign prostatic hyperplasia by plasma kinetics. J Urol 2010;184:2440-5. Crossref
12. Zhao Z, Zeng G, Zhong W, Mai Z, Zeng S, Tao X. A prospective, randomised trial comparing plasmakinetic enucleation to standard transurethral resection of the prostate for symptomatic benign prostatic hyperplasia: three-year follow-up results. Eur Urol 2010;58:752-8. Crossref
13. Liao N, Yu J. A study comparing plasmakinetic enucleation with bipolar plasmakinetic resection of the prostate for benign prostatic hyperplasia. J Endourol 2012;26:884-8. Crossref
14. Kan CF, Tsu HL, Chiu Y, To HC, Sze B, Chan SW. A prospective study comparing bipolar endoscopic enucleation of prostate with bipolar transurethral resection in saline for management of symptomatic benign prostate enlargement larger than 70 g in a matched cohort. Int Urol Nephrol 2014;46:511-7. Crossref
15. Rao JM, Yang JR, Ren YX, He J, Ding P, Yang JH. Plasmakinetic enucleation of the prostate versus transvesical open prostatectomy for benign prostatic hyperplasia >80 mL: 12-month follow-up results of a randomized clinical trial. Urology 2013;82:176-81. Crossref
16. Ou R, Deng X, Yang W, Wei X, Chen H, Xie K. Transurethral enucleation and resection of the prostate vs transvesical prostatectomy for prostate volumes >80 mL: a prospective randomized study. BJU Int 2013;112:239-45. Crossref
17. Geavlete B, Stanescu F, Iacoboaie C, Geavlete P. Bipolar plasma enucleation of the prostate vs open prostatectomy in large benign prostatic hyperplasia cases—a medium term, prospective, randomized comparison. BJU Int 2013;111:793-803. Crossref
18. Chen S, Zhu L, Cai J, et al. Plasmakinetic enucleation of the prostate compared with open prostatectomy for prostates larger than 100 grams: a randomized noninferiority controlled trial with long-term results at 6 years. Eur Urol 2014;66:284-91. Crossref
19. Tinmouth WW, Habib E, Kim SC, et al. Change in serum prostate specific antigen concentration after holmium laser enucleation of the prostate: a marker for completeness of adenoma resection? J Endourol 2005;19:550-4. Crossref
20. Shah HN, Mahajan AP, Sodha HS, Hegde S, Mohile PD, Bansal MB. Prospective evaluation of the learning curve for holmium laser enucleation of the prostate. J Urol 2007;177:1468-74. Crossref
21. Xiong W, Sun M, Ran Q, Chen F, Du Y, Dou K. Learning curve for bipolar transurethral enucleation and resection of the prostate in saline for symptomatic benign prostatic hyperplasia: experience in the first 100 consecutive patients. Urol Int 2013;90:68-74. Crossref

The safety and tolerability of adenosine as a pharmacological stressor in stress perfusion cardiac magnetic resonance imaging in the Chinese population

Hong Kong Med J 2015 Dec;21(6):524–7 | Epub 14 Aug 2015
DOI: 10.12809/hkmj144437
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
The safety and tolerability of adenosine as a pharmacological stressor in stress perfusion cardiac magnetic resonance imaging in the Chinese population
KH Tsang, MB, BS, FRCR; Winnie SW Chan, MB, ChB, FHKAM (Radiology); CK Shiu, MB, BS, FRCR; MK Chan, MB, BS, FHKAM (Radiology)
Department of Radiology and Imaging, Queen Elizabeth Hospital, Jordan, Hong Kong
Corresponding author: Dr KH Tsang (tsang_kh@yahoo.com.hk)
 
 Full paper in PDF
 
Abstract
Objective: To investigate the safety profile and effectiveness of adenosine as a pharmacological stressor in patients with known or suspected coronary artery disease who underwent cardiac magnetic resonance imaging perfusion study.
 
Design: Case series.
 
Setting: Regional hospital, Hong Kong.
 
Patients: All patients who underwent adenosine stress cardiac magnetic resonance imaging from May 2013 to August 2013 were prospectively interviewed during the scan.
 
Main outcome measures: Common side-effects of adenosine as well as any other discomfort experienced during the scan were recorded. Haemodynamic changes including systolic and diastolic blood pressure and pulse rate before and during adenosine administration were also recorded.
 
Results: There were 98 consecutive patients with a mean (± standard deviation) age of 64.0 ± 11.4 years (range, 10-83 years) and mean body weight of 67.5 ± 12.0 kg. Male-to-female ratio was 2.5:1. Of the 98 patients interviewed, 62 (63.3%) experienced one or more adenosine-associated adverse effects. Chest discomfort was most frequently experienced (48.0%), followed by dyspnoea (29.6%) and headache (20.4%). No life-threatening event occurred. Following adenosine administration, a significant rise in pulse rate (75.1 ± 14.3 vs 93.2 ± 14.7 beats/min; P<0.01) and a significant drop in diastolic blood pressure (75.1 ± 13.3 vs 68.0 ± 13.9 mm Hg; P<0.01) were noted. There was a general decrease in systolic blood pressure, although no statistically significant difference was observed (144.9 ± 17.6 vs 143.1 ± 21.4 mm Hg; P=0.18).
 
Conclusion: Adenosine stress cardiac magnetic resonance perfusion study is safe and well tolerated in clinical practice.
 
 
New knowledge added by this study
  • This is the first study of the safety and tolerability of adenosine in our locality. It showed that adenosine is an effective stressor for use in stress cardiovascular magnetic resonance imaging.
Implications for clinical practice or policy
  • To familiarise clinicians with the workflow of adenosine stress cardiovascular magnetic resonance imaging and its contra-indications in order to facilitate its clinical use.
  • Adenosine stress cardiovascular magnetic resonance imaging is a safe and effective method to investigate ischaemic heart disease and should be more widely adopted in local clinical practice.
 
 
Introduction
The use of stress perfusion study in cardiac magnetic resonance imaging (CMR) for the evaluation of myocardial ischaemia or infarction has increased significantly over recent years.1 It is increasingly used in patients with known or suspected coronary artery disease. The major advantage of CMR is that it does not involve ionising radiation and allows simultaneous assessment of myocardial perfusion, function, and visualisation of myocardial scar with high spatial and temporal resolution. Global and regional wall motion abnormalities can also be assessed.
 
Perfusion imaging allows detection of myocardial ischaemia (Fig) whereas late gadolinium enhancement scan allows detection of myocardial scar and infarction. Recent studies also show that adenosine stress perfusion CMR provides excellent risk stratification and intermediate-term prognostic value in patients with stable coronary artery disease.2 The presence of a myocardial perfusion deficit is an incremental prognostic risk factor over other risk factors.2
 

Figure. Adenosine stress perfusion scan showing perfusion defects in the inferoseptal, inferior, and inferolateral walls of mid-left ventricle, indicating ischaemia (arrows)
 
Studies involving CMR are usually performed with first-pass perfusion imaging using a vasodilatory pharmacological stressor. Adenosine is the most commonly used agent and has been found to be safe and effective in many studies.3 4 5 6 Its safety profile in the Chinese population, however, is generally unknown.
 
There are three adenosine receptor subtypes, A1, A2, and A3; A2 can be further subdivided into A2a and A2b. Stimulation of the A2a receptors on arterial vascular smooth muscle causes vasodilatation. Stimulation of A1, A2b, and A3 receptors may result in dyspnoea, chest pain, atrioventricular block or bronchospasm, accounting for its adverse side-effects. 4 5 6 7
 
Adenosine can produce near-maximal vasodilatation in the normal coronary artery, resulting in a 4- to 5-times increase in blood flow. Nonetheless, in myocardial segments supplied by a stenotic vessel, the arteriolar resistance has already been reduced at the resting state to maintain adequate regional blood flow. This means that no further or only minor reductions can take place.5 Thus, flow heterogeneity occurs during vasodilator stress and can be readily detected by magnetic resonance perfusion imaging.
 
The aim of this study was to investigate the safety profile and effectiveness of adenosine as a pharmacological stressor in patients with known or suspected coronary artery disease who undergo CMR.
 
Methods
We prospectively interviewed all patients during stress CMR from May 2013 to August 2013. Patients were questioned specifically about common side-effects of adenosine during stress CMR examination, as well as any other discomfort experienced during the scan. Their haemodynamic changes including systolic and diastolic blood pressure and pulse rate before and during adenosine administration were recorded and were monitored continually throughout the scan. Real-time electrocardiographic monitoring was performed to identify any heart block or arrhythmia.
 
The exclusion criteria included contra-indications to contrast magnetic resonance imaging (MRI; non-MRI–compatible metallic objects, pacemaker, claustrophobia, pregnancy, allergy to gadolinium contrast) or contra-indications to adenosine (history of asthma, second- or third-degree heart block, and severe aortic stenosis). Stress CMR was not performed in patients with caffeine intake 24 hours prior to the study.
 
Paired stress and rest perfusion studies were performed. In stress perfusion, adenosine (Adenoscan; Sanofi-Synthelabo, Guildford, UK) was infused at 140 µg/kg/min through a 20-G antecubital venous catheter with a total duration of approximately 3 to 7 minutes. Dynamic scanning was performed by injecting gadolinium-based contrast. Gadoterate meglumine (Dotarem; Guerbet, Roissy CdG Cedex, France) as contrast agent was injected via a power injector at 4 mL/s through a 18-G antecubital venous catheter with a dosage of around 0.1 mmol/kg, followed by a 15-mL saline flush. Adenosine infusion was stopped immediately after completion of the stress perfusion scanning sequence.
 
The patient was allowed to rest. Rest perfusion study was performed at least 15 minutes after the stress perfusion study. All stress CMR studies at our centre were carried out during office hours. The examination was monitored by the on-duty radiologist who was present on site. No cardiologist was on standby or on call in the MRI scanning suite but was readily reachable during office hours within the hospital.
 
Cardiovascular magnetic resonance protocol
Patients were scanned using a 1.5-Tesla MRI machine (MAGNETOM Sonata; Siemens, Erlangen, Germany). Myocardial perfusion studies were performed after the scout imaging and standardised cine sequences for cardiac axis determination.
 
First-pass contrast-enhanced magnetic resonance images were obtained with a saturation-recovery turbo FLASH sequence (repetition time 195 ms, echo time 1.1 ms, inversion time 110 ms, flip angle 12 degrees, 28 x 28 cm field of view, 10-mm section thickness). Acquisition of three short-axis images of the left ventricle targeting at the base, mid-ventricle, and apex was continuously repeated every, or every other, heartbeat depending on heart rate. A total of 70 images were acquired at each slice location for perfusion study. Images were acquired at rest and stress.
 
Scanning for stress perfusion study was commenced when target heart rate was achieved or when the patient had symptoms of chest discomfort. The target heart rate was an increase in resting heart rate. Patients were instructed to begin holding their breath at the start of the image acquisition and to maintain the breath-hold for as long as possible and to breathe slowly if breath could no longer be held.
 
Statistical analysis
Systolic and diastolic blood pressure and heart rate were recorded at rest before the adenosine infusion and immediately after adenosine infusion. Data were presented as mean and standard deviations. Student’s paired t test was used to compare intrapersonal difference in blood pressure and pulse pre- and post-drug administration. Statistical significance was taken at a P value of <0.05. Analysis was performed using the Statistical Package for the Social Sciences (Windows version 22.0; SPSS Inc, Chicago [IL], US).
 
Results
A total of 98 consecutive patients were included from May 2013 to August 2013. Four patients were excluded: three had a history of asthma and one had known second-degree heart block. The mean (± standard deviation) age was 64.0 ± 11.4 years (range, 10-83 years). The mean body weight was 67.5 ± 12.0 kg and the male-to-female ratio was 2.5:1. The clinical indications for adenosine stress CMR were mainly to investigate myocardial ischaemia in patients with suspected coronary disease or to look for disease progress in patients with known ischaemic heart disease with stenting or previous coronary artery bypass.
 
In our study group, 51 (52.0%) patients were investigated with suspected coronary artery disease, 41 (41.8%) were investigated prior to stenting or bypass, five (5.1%) were for investigation of cardiomyopathy, and one (1%) was scanned for known coronary artery fistula. The mean duration of adenosine administration was 3.2 ± 0.9 minutes before the start of scanning of perfusion study.
 
Of the 98 patients, 62 (63.3%) experienced one or more adenosine-associated adverse effects. The remaining patients (36.7%) experienced no discomfort. Chest discomfort was the most frequent adverse effect experienced by 47 (48.0%) patients, followed by dyspnoea (29.6%) and headache (20.4%). Eight (8.2%) patients also experienced other adverse effects (Table).
 

Table. Adverse effects experienced during stress cardiac magnetic resonance imaging (n=98)
 
In our cohort of patients, 51 (52.0%) had a history of significant coronary stenosis. Stenting had been performed previously in 40 (40.8%), of whom two also had previous coronary bypass. Previous coronary bypass without stenting had been performed in one patient and the remainder had no stent or bypass.
 
Chi squared test and Fisher’s exact test were used to compare overall side-effect and individual side-effect occurrence in patients with significant coronary stenosis with those having no known significant stenosis. All P values were >0.05 revealing no significant difference between the two groups of patients regarding occurrence of adverse effects.
 
Regarding the haemodynamic effects, a significant drop in diastolic blood pressure was observed following adenosine administration (75.1 ± 13.3 vs 68.0 ± 13.9 mm Hg; P<0.01). A significant rise in pulse rate was also noted (75.1 ± 14.3 vs 93.2 ± 14.7 beats/min; P<0.01). There was a general decrease in systolic blood pressure although no statistically significant difference was observed (144.9 ± 17.6 vs 143.1 ± 21.4 mm Hg; P=0.18). There was no premature termination of the examination. No arrhythmia was recorded and no prescription of aminophylline as an antidote to adenosine was required.
 
Discussion
This study shows that adenosine is a safe pharmacological stressor for stress perfusion study in CMR. Adverse effects were experienced by the majority of patients (63.3%) but none required treatment and there were no life-threatening events. Patient discomfort subsided quickly after stress perfusion study when adenosine infusion was stopped due to the short half-life of the agent.
 
No death, myocardial infarction, heart block, arrhythmia, or bronchospasm was recorded. These complications have been reported in the literature, albeit rarely. Their complete absence in our study may have been due to the relatively small sample size or patient selection factors. Nonetheless, relevant drugs, aminophylline, atropine, and adrenaline should be available in case of emergency.
 
Chest pain was the most frequent complaint, in agreement with other studies that report a frequency of 10% to 57%.3 4 5 6 In our study, all patients experienced mild chest pain but without the need to abandon the examination. The mechanism of adenosine-induced chest pain is unclear. Direct activation of myocardial nociceptors is one possible explanation.8
 
Dyspnoea was another common complaint in our study, reported by 12% to 45% of patients in other studies.3 4 5 6 This may be due to stimulation of carotid chemoreceptors leading to an increase in respiratory rate and depth. Transient heart block was not seen in our patients but has been reported in 0.8% to 10% of patients in other series.3 4 5 6
 
Some of the reported side-effects in our patients were not the usual recognised side-effects of adenosine and their occurrence may be incidental. Patients were briefed about the common side-effects especially chest discomfort before the CMR examination. This is standard practice of many CMR centres. This may potentially affect the incidence of some of the reported side-effects.
 
There was an insignificant drop in systolic blood pressure despite the vasodilatory effect of the drug due to the compensatory effect of the increased heart rate.
 
The excellent safety profile of adenosine can be attributed to its short half-life (6-10 s) that makes its effects quickly reversible after the drug is discontinued.9 10 Careful screening and exclusion of patients with contra-indications to adenosine will also help to minimise significant adverse effects. Drug safety can be further enhanced as the effects of adenosine can be quickly halted by aminophylline, although the antidote is rarely needed. In our study, adenosine was well tolerated and there was no need to terminate scanning due to drug intolerance.
 
Conclusion
With the increasing clinical use of adenosine stress CMR, the safety of the drug in the magnetic resonance environment needs to be established. We showed that adenosine is a safe and effective pharmacological stressor to be used in stress CMR for the assessment of myocardial ischaemia. The majority of patients experienced adverse effects that were transient and self-limiting. No life-threatening events were reported.
 
References
1. Gerber BL, Raman SV, Nayak K, et al. Myocardial first-pass perfusion cardiovascular magnetic resonance: history, theory, and current state of the art. J Cardiovas Magn Reson 2008;10:18. Crossref
2. Buckert D, Dewes P, Walcher T, Rottbauer W, Bernhardt P. Intermediate-term prognostic value of reversible perfusion deficit diagnosed by adenosine CMR: a prospective follow-up study in a consecutive patient population. JACC Cardiovasc Imaging 2103;6:56-63. Crossref
3. Luu JM, Filipchuk NG, Friedrich MG. Indications, safety and image quality of cardiovascular magnetic resonance: experience in >5000 North American patients. Int J Cardiol 2013;168:3807-11. Crossref
4. Voigtländer T, Schmermund A, Bramlage P, et al. The adverse events and hemodynamic effects of adenosine-based cardiac MRI. Korean J Radiol 2011;12:424-30. Crossref
5. Karamitsos TD, Arnold JR, Pegg TJ, et al. Tolerance and safety of adenosine stress perfusion cardiovascular magnetic resonance imaging in patients with severe coronary artery disease. Int J Cardiovasc Imaging 2009;25:277-83. Crossref
6. Khoo JP, Grundy BJ, Steadman CD, Sonnex EP, Coulden RA, McCann GP. Stress cardiovascular MR in routine clinical practice: referral patterns, accuracy, tolerance, safety and incidental findings. Br J Radiol 2012;85:e851-7. Crossref
7. Hori M, Kitakaze M. Adenosine, the heart, and coronary circulation. Hypertension 1991;18:565-74. Crossref
8. Sylvén C, Beermann B, Jonzon B, Brandt R. Angina pectoris-like pain provoked by intravenous adenosine in healthy volunteers. Br Med J (Clin Res Ed) 1986;293:227-30. Crossref
9. Wilson RF, Wyche K, Christensen BV, Zimmer S, Laxson DD. Effects of adenosine on human coronary arterial circulation. Circulation 1990;82:1595-606. Crossref
10. Belardinelli L, Linden J, Berne RM. The cardiac effects of adenosine. Prog Cardiovasc Dis 1989;32:73-97. Crossref

Childhood intussusception: 17-year experience at a tertiary referral centre in Hong Kong

Hong Kong Med J 2015 Dec;21(6):518–23 | Epub 11 Sep 2015
DOI: 10.12809/hkmj144456
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Childhood intussusception: 17-year experience at a tertiary referral centre in Hong Kong
Carol WY Wong, MB, BS, MRCSEd1; Ivy HY Chan, MB, BS, FHKAM (Surgery)1; Patrick HY Chung, MB, BS, FHKAM (Surgery)1; Lawrence CL Lan, MB, BS, FHKAM (Surgery)1; Wendy WM Lam, MB, BS, FHKAM (Radiology)2; Kenneth KY Wong, PhD, FHKAM (Surgery)1; Paul KH Tam, ChM, FHKAM (Surgery)1
1 Department of Surgery, The University of Hong Kong, Queen Mary Hospital, Pokfulam, Hong Kong
2 Department of Radiology, Queen Mary Hospital, Pokfulam, Hong Kong
Corresponding author: Prof Kenneth KY Wong (kkywong@hku.hk)
 
 Full paper in PDF
Abstract
Objectives: To review all paediatric patients with intussusception over the last 17 years.
 
Design: Retrospective case series.
 
Setting: A tertiary centre in Hong Kong.
 
Patients: Children who presented with intussusception from January 1997 to December 2014 were reviewed.
 
Main outcome measures: The duration of symptoms, successful treatment modalities, complication rate, and length of hospital stay were studied.
 
Results: A total of 173 children (108 male, 65 female) presented to our hospital with intussusception during the study period. Their median age at presentation was 12.5 months (range, 2 months to 16 years) and the mean duration of symptoms was 2.3 (standard deviation, 1.8) days. Vomiting was the most common symptom (76.3%) followed by abdominal pain (46.2%), per rectal bleeding or red currant jelly stool (40.5%), and a palpable abdominal mass (39.3%). Overall, 160 patients proceeded to pneumatic or hydrostatic reduction, among whom 127 (79.4%) were successful. Three (1.9%) patients had bowel perforation during the procedure. Early recurrence of intussusception occurred in four (3.1%) patients with non-operative reduction. No recurrence was reported in the operative group. The presence of a palpable abdominal mass was a risk factor for operative treatment (relative risk=2.0; 95% confidence interval, 1.8-2.2). Analysis of our results suggested that duration of symptoms did not affect the success rate of non-operative reduction.
 
Conclusions: Non-operative reduction has a high success rate and low complication rate, but the presence of a palpable abdominal mass is a risk factor for failure. Operative intervention should not be delayed in those patients who encounter difficult or doubtful non-operative reduction.
 
New knowledge added by this study
  • Non-operative reduction of intussusception has a high success rate and low complication rate, even in delayed presentation of over 72 hours.
  • The presence of a palpable abdominal mass is a risk factor for failure of non-operative reduction.
Implications for clinical practice or policy
  • Non-operative reduction is recommended as the first-line treatment for children with intussusception.
  • Operative intervention should not be delayed in those patients who encounter difficult or doubtful non-operative reduction.
 
 
Introduction
Intussusception is the most common cause of intestinal obstruction in infants and young children between the age of 3 months and 3 years, and the peak age of presentation is 4 to 8 months.1 The invagination of proximal bowel into more distal bowel results in venous congestion and bowel wall oedema. If this condition is not promptly diagnosed and treated, arterial obstruction and bowel necrosis and perforation may occur.2 Approximately 90% of intussusceptions in the paediatric age-group are ileocolic and idiopathic,3 presumably caused by lymphoid hyperplasia that has been suggested as the ‘lead point’ in its pathogenesis.4 Viral infection may also play a role.5 6 7 8
 
The reported incidence of a pathological lead point in paediatric intussusception is approximately 6%,9 the most common of which is Meckel’s diverticulum.10 Systemic conditions such as Henoch-Schönlein purpura, Peutz-Jeghers syndrome, and familial polyposis can also increase the risk of intussusception. Abdominal trauma and postoperative abdomen have also been reported to pose a higher risk for intussusception.11 12 13 14
 
The presenting symptoms of intussusception are often non-specific and may mimic viral gastro-enteritis, presenting as vomiting and diarrhoea. The classic triad of red currant jelly stool, abdominal pain, and abdominal mass is not often encountered, and the diagnosis may easily be delayed or missed.15 Plain abdominal films are neither sensitive nor specific for intussusception and may be completely normal.16 The most consistent finding is a paucity of gas in the right iliac fossa. Other possible features include soft tissue mass, target sign, or meniscus sign.17 The first-line investigation for diagnosis of intussusception in children is abdominal ultrasound, given its high sensitivity (98%-100%) and specificity (88%-100%).18
 
Non-operative reduction methods for intussusception include barium enema, and hydrostatic or pneumatic reduction.19 Pneumatic reduction is currently the preferred standard treatment, given the greater ease of performing the examination, the lesser morbidity with complications, and the slightly higher success rate of 84% to 100%.20 21 22
 
Operative reduction is required when non-operative reduction is either contra-indicated (eg peritonitis, perforation, profound shock) or unsuccessful. Open surgery has been the conventional approach although laparoscopic reduction is also feasible and successful in uncomplicated cases.23 24
 
In this study, we aimed to review our hospital’s experience in the management of paediatric intussusception over the last 17 years, with a focus on assessing the efficacy of non-operative reduction and identifying the risk factors that may lower its success rate.
 
Methods
We conducted a retrospective study of children who presented with intussusception from January 1997 to December 2014 in our hospital. We started with the year 1997 as some of earlier records were incomplete. Patient demographics, clinical presentation, duration of symptoms, treatment modalities, complication rate, and length of hospital stay were studied. The method of non-operative reduction in our institution was ultrasound-guided hydrostatic reduction before 2005 and pneumatic reduction with fluoroscopy after 2005, as the latter was easier and faster to perform. The procedure was performed by paediatric radiologists, with a paediatric surgeon available if necessary. In pneumatic reduction, air is insufflated via a Foley catheter (with size of 18-Fr to 22-Fr, depending on patient’s size, with balloon inflated with 10 mL water) placed inside the patient’s rectum under pressure monitoring at 120 mm Hg. Our radiologists would perform a maximum of three attempts. The patient might be given intravenous midazolam at a dose of 0.1 to 0.2 mg/kg if necessary. Successful reduction was demonstrated by free flow of air into the terminal ileum and disappearance of the caecal soft tissue mass.
 
For laparoscopic reduction, a 5-mm subumbilical port was used for camera access. Another two working ports (one in the upper and one in the lower abdomen) were inserted. Reduction of intussusception was performed with laparoscopic graspers. In open reduction, manual reduction was achieved by milking the intussusceptum out of the intussuscipient. Bowel resection was performed when bowel necrosis was found intra-operatively.
 
Data analysis was carried out using the Statistical Package for the Social Sciences (Windows version 21.0; SPSS Inc, Chicago [IL], US). Mean values were expressed with standard deviation. Continuous variables were compared with Mann-Whitney U test and categorical values with Chi squared test. Results were considered statistically significant when P≤0.05. Comparison of success, recurrence, and complication rates between hydrostatic and pneumatic reduction groups was performed. The length of hospital stay was also compared.
 
Results
A total of 173 children (108 male, 65 female) presented to our hospital with intussusception during the study period. Of them, 83 (48%) were admitted directly to our paediatric surgical ward, 50 (29%) were referred from the paediatric medical ward in our hospital, and the remaining 40 (23%) were referred from other public and private hospitals. The median age at presentation was 12.5 months (range, 2 months to 16 years) and the mean (± standard deviation) duration of presenting symptoms was 2.3 ± 1.8 days. The common presenting symptoms and their percentage of occurrence are shown in Table 1. The most common symptom reported was vomiting and occurred in 132 (76.3%) patients.
 

Table 1. Clinical presentation and indications for operative reduction
 
All patients except one were diagnosed by ultrasonography. One patient underwent computed tomographic scan for diagnosis due to an atypical presentation of intussusception. All patients underwent either non-operative or operative treatment within 24 hours of admission. Pneumatic or hydrostatic reduction (Fig a) was performed in 160 patients, among which 127 (79.4%) were successful and three (1.9%) were complicated by bowel perforation. A total of 46 patients in our study required operative reduction, but two of the intussusceptions were found to be reduced upon laparotomy. These radiological misdiagnoses could be due to mistaken identity of the oedematous ileocaecal valve for intussusceptum. The indications for operative treatment are summarised in Table 1. Early recurrence of intussusception (<72 hours post-reduction) occurred in four (3.1%) of the 127 patients who had initial successful non-operative reduction. No recurrence was reported in patients treated surgically. Laparoscopic reduction was attempted in 13 patients, among whom five (38.5%) were successful. Conversion to open reduction was required in five patients because of the need for bowel resection and in a further three due to difficult reduction. Among the 46 patients who required operative reduction, 23 (50%) required bowel resection. A pathological lead point was noted intra-operatively in seven (15.2%) patients and four had a perforated bowel (three of which were complications of non-operative reduction). The remaining 12 had non-viable gangrenous bowel that was subsequently confirmed by histology. The operations were complicated with one burst abdomen and one anastomotic leak. The age distribution in our cohort of patients and the number of patients with pathological lead point are shown in Table 2.
 

Figure. (a) Flowchart in the management of the 173 children with intussusception. (b) Recommended diagnostic and treatment algorithm in intussusception
 

Table 2. Distribution of patient age and the number of patients with pathological lead point in each category
 
We next analysed the possible risk factors for unsuccessful non-operative reduction in the 160 patients (Table 3). The only statistically significant factor was the presence of an abdominal mass (relative risk=2.0; 95% confidence interval, 1.8-2.2). The distribution of the duration of symptoms is presented in Table 4. Nonetheless, the duration of symptoms and the extent of the intussusception did not appear to affect the chance of a successful non-operative reduction (Table 5). There were 129 patients with intussusception at the hepatic flexure or a more proximal site, 93 (72.1%) of whom had successful non-operative reduction; 44 presented with intussusception at the transverse colon or a more distal site, of whom 34 (77.3%) underwent successful non-operative reduction. There was no significant difference in the success rate of non-operative reduction between the two groups (P=0.56). Approximately 50% of patients were admitted directly to our ward from the beginning. There was no difference in the success rate of non-operative reduction between this group of patients and those who were referred from other wards or hospitals (77.1% vs 77.3%, P=1.00).
 

Table 3. Possible risk factors for unsuccessful non-operative reduction
 

Table 4. Distribution of patients in relation to the duration of symptoms
 

Table 5. Success rates of non-operative reduction in relation to the duration of symptoms
 
The overall success rate of non-operative reduction was 79.4%. We also compared the success rate for the two non-operative treatment modalities. There was no statistically significant difference between the success rate of hydrostatic reduction (81.5%) versus pneumatic reduction (77.2%) in our study (P=0.56).
 
There was a statistically significant difference in the median length of post-reduction hospital stay for patients who were successfully treated non-operatively (3 days; range, 1-12 days) versus operatively (7.5 days; range, 3-73 days; P=0.01).
 
Discussion
Intussusception is a true paediatric surgical emergency and is second only to appendicitis as the most common cause of an acute abdominal emergency in children.25 The complete classic triad of intermittent abdominal pain, red currant jelly stool, and a palpable abdominal mass is not a common presentation.26 Only five (2.9%) of our patients were documented to have all three symptoms present at the time of hospital admission. In accordance with previous studies, vomiting was the most common presenting symptom.4 27 Per rectal bleeding or red currant jelly stool signify bowel ischaemia and mucosal sloughing but is a rather late sign and was present in only 40.5% of our patients. Nonetheless, all except one patient had at least one of the symptoms of abdominal pain, abdominal mass, red currant jelly stool, vomiting, or irritability. These symptoms should be actively sought in any patient in whom intussusception is suspected.
 
The most reliable abdominal sign, if present, is a palpable mass in the right upper quadrant of the abdomen. It was present in 39.3% of our patients, and was a risk factor for the need of operative treatment. We postulate that a palpable mass may signify relatively longer duration of intussusception that causes complete intestinal obstruction, thus rendering non-operative reduction less successful as it becomes more difficult for the reduction medium to pass through. Many children with intussusception present with non-specific signs and symptoms, thus the diagnosis may easily be delayed or missed.15 Therefore, as clinicians we must maintain a high index of suspicion in order to identify this emergency in a timely manner. Early referral of suspected cases to a tertiary treatment centre can significantly reduce morbidity in the child.
 
With positive sonographic findings of intussusception, an enema is reserved for therapeutic purposes, although it may be necessary for diagnosis when ultrasonography findings are questionable. Computed tomography is seldom needed for diagnosis of paediatric intussusception, except in cases where an associated underlying pathological lead point is suspected. Our recommended diagnostic and treatment algorithm is summarised in Figure b. Pneumatic reduction is currently our preferred standard treatment of intussusception, given the greater ease of performing the examination, lesser morbidity with complication, and the high success rate.20 21 22 Major advantages of air enema reduction include a relatively low radiation dose and improved safety with constant pressure monitoring.28 29 The perforation rate is reported to be less than 3%.30 In a randomised trial performed by Hadidi and El Shal,22 pneumatic reduction was concluded to be the modality with fewest complications and highest success rate, when compared with barium enema and hydrostatic reduction. In our study, there was no statistically significant difference in the success rate between hydrostatic reduction and pneumatic reduction (81.5% vs 77.2%, P=0.56). We believe that this is attributable to the fact that both hydrostatic and pneumatic reductions are based on similar principles.
 
Laparoscopic reduction has been demonstrated to be feasible and successful in uncomplicated intussusception.23 24 In our series, five (62.5%) of the eight conversions from laparoscopic to open reduction were due to the need for bowel resection.
 
Non-operative reduction has a high overall success rate and low complication and recurrence rates. A high success rate was observed even in the group of patients with delayed presentation of over 72 hours. It also leads to a shorter hospital stay and is therefore recommended as the first-line treatment of this condition.
 
The presence of a palpable abdominal mass is a risk factor for failure of non-operative reduction. Operative intervention should not be delayed in these patients who encounter difficult or doubtful non-operative reduction. For patients in whom non-operative reduction fails, laparoscopic reduction appears to be a feasible option. From our experience, a significant proportion of this group of patients require bowel resection. If the viability of the bowel is doubtful during laparoscopy, early conversion to open surgery should be performed in order to avoid delay in treatment.
 
Conclusions
Non-operative reduction has a high success rate and low complication rate, but the presence of a palpable abdominal mass is a risk factor for failure. Operative intervention should not be delayed in these patients who encounter difficult or doubtful non-operative reduction.
 
References
1. Bines J, Ivanoff B. Acute intussusception in infants and children: incidence, clinical presentation and management: a global perspective. Report 02.19. Geneva: World Health Organization; 2002.
2. Stringer MD, Pablot SM, Brereton RJ. Paediatric intussusception. Br J Surg 1992;79:867-76. Crossref
3. Bajaj L, Roback MG. Postreduction management of intussusception in a children’s hospital emergency department. Pediatrics 2003;112:1302-7. Crossref
4. DiFiore JW. Intussusception. Semin Pediatr Surg 1999;8:214-20. Crossref
5. Mayell MJ. Intussusception in infancy and childhood in Southern Africa. A review of 223 cases. Arch Dis Child 1972;47:20-5. Crossref
6. Mangete ED, Allison AB. Intussusception in infancy and childhood: an analysis of 69 cases. West Afr J Med 1994;13:87-90.
7. Asano Y, Yoshikawa T, Suga S, Hata T, Yamazaki T, Yazaki T. Simultaneous occurrence of human herpesvirus 6 infection and intussusception in three infants. Pediatr Infect Dis J 1991;10:335-7. Crossref
8. O’Ryan M, Lucero Y, Peña A, Valenzuela MT. Two year review of intestinal intussusception in six large public hospitals of Santiago, Chile. Pediatr Infect Dis J 2003;22:717-21. Crossref
9. Blakelock RT, Beasley SW. The clinical implications of non-idiopathic intussusception. Pediatr Surg Int 1998;14:163-7. Crossref
10. Navarro O, Dugougeat F, Kornecki A, Shuckett B, Alton DJ, Daneman A. The impact of imaging in the management of intussusception owing to pathologic lead points in children. A review of 43 cases. Pediatr Radiol 2000;30:594-603. Crossref
11. Komadina R, Smrkolj V. Intussusception after blunt abdominal trauma. J Trauma 1998;45:615-6. Crossref
12. Stockinger ZT, McSwain N Jr. Intussusception caused by abdominal trauma: case report and review of 91 cases reported in the literature. J Trauma 2005;58:187-8. Crossref
13. Türkyilmaz Z, Sönmez K, Demiroğullari B, et al. Postoperative intussusception in children. Acta Chir Belg 2005;105:187-9.
14. Emil S, Shaw X, Laberge JM. Post-operative colocolic intussusception. Pediatr Surg Int 2003;19:220-2.
15. Reijnen JA, Festen C, Joosten HJ, van Wieringen PM. Atypical characteristics of a group of children with intussusception. Acta Paediatr Scand 1990;79:675-9. Crossref
16. Hernandez JA, Swischuk LE, Angel CA. Validity of plain films in intussusception. Emerg Radiol 2004;10:323-6.
17. Ratcliffe JF, Fong S, Cheong I, O’Connell P. The plain abdominal film in intussusception: the accuracy and incidence of radiographic signs. Pediatr Radiol 1992;22:110-1. Crossref
18. Bhisitkul DM, Listernick R, Shkolnik A, et al. Clinical application of ultrasonography in the diagnosis of intussusception. J Pediatr 1992;121:182-6. Crossref
19. Peh WC, Khong PL, Lam C, et al. Reduction of intussusception in children using sonographic guidance. AJR Am J Roentgenol 1999;173:985-8. Crossref
20. Lui KW, Wong HF, Cheung YC, et al. Air enema for diagnosis and reduction of intussusception in children: clinical experience and fluoroscopy time correlation. J Pediatr Surg 2001;36:479-81. Crossref
21. Rubí I, Vera R, Rubí SC, et al. Air reduction of intussusception. Eur J Pediatr Surg 2002;12:387-90. Crossref
22. Hadidi AT, El Shal N. Childhood intussusception: a comparative study of nonsurgical management. J Pediatr Surg 1999;34:304-7. Crossref
23. Schier F. Experience with laparoscopy in the treatment of intussusception. J Pediatr Surg 1997;32:1713-4. Crossref
24. Poddoubnyi IV, Dronov AF, Blinnikov OI, Smirnov AN, Darenkov IA, Dedov KA. Laparoscopy in the treatment of intussusception in children. J Pediatr Surg 1998;33:1194-7. Crossref
25. Waseem M, Rosenberg HK. Intussusception. Pediatr Emerg Care 2008;24:793-800. Crossref
26. Bruce J, Huh YS, Cooney DR, Karp MP, Allen JE, Jewett TC Jr. Intussusception: evolution of current management. J Pediatr Gastroenterol Nutr 1987;6:663-74. Crossref
27. Losek JD. Intussusception: don’t miss the diagnosis! Pediatr Emerg Care 1993;9:46-51. Crossref
28. Stringer DA, Ein SH. Pneumatic reduction: advantages, risks and indications. Pediatr Radiol 1990;20:475-7. Crossref
29. Meyer JS, Dangman BC, Buonomo C, Berlin JA. Air and liquid contrast agents in the management of intussusception: a controlled, randomized trial. Radiology 1993;188:507-11. Crossref
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Rising incidence of morbidly adherent placenta and its association with previous caesarean section: a 15-year analysis in a tertiary hospital in Hong Kong

Hong Kong Med J 2015 Dec;21(6):511–7 | Epub 6 Nov 2015
DOI: 10.12809/hkmj154599
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Rising incidence of morbidly adherent placenta and its association with previous caesarean section: a 15-year analysis in a tertiary hospital in Hong Kong
Katherine KN Cheng, MB, ChB; Menelik MH Lee, FHKCOG, FHKAM (Obstetrics and Gynaecology)
Department of Obstetrics and Gynaecology, Queen Elizabeth Hospital, Jordan, Hong Kong
 
Corresponding author: Dr Katherine KN Cheng (chengkaning@gmail.com)
 
 Full paper in PDF
Abstract
Objectives: To identify the incidence of morbidly adherent placenta in the context of a rising caesarean delivery rate within a single institution in the past 15 years, and to determine the contribution of morbidly adherent placenta to the incidence of massive postpartum haemorrhage requiring hysterectomy.
 
Design: Case series.
 
Setting: A regional obstetric unit in Hong Kong.
 
Patients: Patients with a morbidly adherent placenta with or without previous caesarean section scar from 1999 to 2013.
 
Results: A total of 39 patients with morbidly adherent placenta were identified during 1999 to 2013. The overall rate of morbidly adherent placenta was 0.48/1000 births, which increased from 0.17/1000 births in 1999-2003 to 0.79/1000 births in 2009-2013. The rate of morbidly adherent placenta with previous caesarean section scar and unscarred uterus also increased significantly. Previous caesarean section (odds ratio=24) and co-existing placenta praevia (odds ratio=585) remained the major risk factors for morbidly adherent placenta. With an increasing rate of morbidly adherent placenta, more patients had haemorrhage with a consequent increased need for peripartum hysterectomy. No significant difference in the hysterectomy rate of morbidly adherent placenta in caesarean scarred uterus (19/25) compared with unscarred uterus (8/14) was noted. This may have been due to increased detection of placenta praevia by ultrasound and awareness of possible adherent placenta in the scarred uterus, as well as more invasive interventions applied to conserve the uterus.
 
Conclusion: Presence of a caesarean section scar remained the main risk factor for morbidly adherent placenta. Application of caesarean section should be minimised, especially in those who wish to pursue another future pregnancy, to prevent the subsequent morbidity consequent to a morbidly adherent placenta, in particular, massive postpartum haemorrhage and hysterectomy.
 
 
New knowledge added by this study
  • The incidence of morbidly adherent placenta (MAP) including its precursor has increased over the last 15 years.
  • MAP can occur in a scarred or an unscarred uterus with similar risks of massive postpartum haemorrhage or hysterectomy.
Implications for clinical practice or policy
  • There is raised awareness of the possibility of MAP in a scarred or an unscarred uterus and the associated risks of massive postpartum haemorrhage and hysterectomy.
 
 
Introduction
Morbidly adherent placenta (MAP)—including placenta accreta, placenta increta, and placenta percreta—is a life-threatening condition often associated with massive postpartum haemorrhage (PPH) and sometimes hysterectomy.1 2 The condition results in significant maternal morbidity, maternal mortality, and socio-economic cost in terms of the need for invasive surgical intervention, prolonged hospitalisation, and admission to an intensive care unit.
 
The incidence of MAP is on the rise.3 4 In a US study, Wu et al5 reported an incidence of 1 in 533 births for the period from 1982 to 2002. This was much greater than a previous reported range of 1 in 4027 to 1 in 2510 births6 or even 1 in 70 000 births7 in the 1970s to 1980s. A similar Irish retrospective study with 36 years of data reported a doubling of the incidence of placenta accreta in patients with previous caesarean section from 1.06 per 1000 deliveries before 2002 to 2.37 per 1000 deliveries from 2003 to 2010.8 A recent Canadian study also showed an incidence of 14.4 per 10 000 deliveries in 2009 to 2010.9 Although the majority of data suggested a rise in such trend, a few suggested otherwise. The American College of Obstetricians and Gynecologists accepted a rate of 1 in 2500 deliveries as the true incidence of the condition in 2002,10 11 while a national case-control study in the UK suggested the incidence to be only 1.7 per 10 000 pregnancies overall at the end of 2012.12
 
Morbidly adherent placenta is most commonly associated with placenta praevia in women previously delivered by caesarean section.12 13 14 Despite some variation in the incidence of MAP, there are very few reported trends of MAP based on data of a single institution or within a similar population.
 
In this study, a retrospective review of data within a single institution in Hong Kong was performed to (a) identify the change in incidence of MAP that included placenta accreta, percreta and increta, in the context of a rising caesarean delivery rate within a single institution over the last 15 years, and (b) to determine the contribution of MAP to obstetric complications, in particular, massive PPH with consequent hysterectomy.
 
Methods
Patients with MAP at Queen Elizabeth Hospital, Hong Kong, over a 15-year period from 1 January 1999 to 31 December 2013 were retrospectively identified from the hospital database, Clinical Data Analysis and Reporting System (CDARS). The research protocol was approved by the hospital’s ethics committee.
 
Diagnosis codes for ‘previous caesarean section’, ‘placenta praeviae, ‘adherent placenta’ ‘placenta accreta’, ‘placenta percreta’, and ‘placenta increta’ were used. Labour ward records with cases of obstetrics-related hysterectomy or massive PPH (>1000 mL) were cross-examined along with the data from CDARS to ensure no cases of MAP were missed.
 
Morbidly adherent placenta was defined primarily by a histopathology report of an adherent placenta, in which there was invasion of placental tissue into the inner or outer myometrium or through the serosa of the uterus, and was termed placenta accreta, placenta increta, and placenta percreta, respectively. It was also defined clinically by operative reports of a difficult manual removal with no cleavage plane identified between the placenta and uterus, resulting in incomplete removal or need to leave the entire placenta in situ. Histopathology results were reviewed for each case where available.
 
The medical records including admission notes, operative record, and pathology reports in all of the cases were individually reviewed. Demographic data, obstetric history, the number and type of previous caesarean sections, and information on placenta site were collected. Details of associated complications, in particular massive PPH, were reviewed. The subsequent management plan of MAP was noted and reviewed, and included (1) conservative management (leaving part of or the whole placenta in situ) with or without additional invasive intervention and follow-up, or (2) immediate invasive intervention (including uterine or iliac artery embolisation, balloon tamponade, uterine artery ligation, or hysterectomy).
 
Cases were then analysed in three different 5-year intervals to identify any changes in the rate of MAP. These intervals were 1999 to 2003, 2004 to 2008, and 2009 to 2013. Cases of MAP were analysed in two different groups—a group with scarred uterus due to previous caesarean section and another group with unscarred uterus. Their incidence, associated risk factors, and morbidity associated with MAP were reviewed and compared.
 
Statistical analyses were performed using the Statistical Package for the Social Sciences (Windows version 19.0; SPSS Inc, Chicago [IL], US). Chi squared test or Fisher’s exact test for categorical variables and independent sample t test or analysis of variance for continuous variables were applied for analysis. All statistical tests were two-tailed, and a P value of <0.05 was considered statistically significant.
 
Results
Over the 15-year study period, there were a total of 81 497 deliveries in our hospital. The mean number of deliveries before 2004 was 4600 per year but this figure increased dramatically to a mean of 5800 per year from 2004 to 2013. This is likely due to the introduction of the ‘Individual Visit Scheme’ in July 2003, where travellers from Mainland China are allowed visits and to give birth in Hong Kong on an individual basis. The overall rate of caesarean section during the 15-year period was 23.7% and was increased significantly throughout the years (P<0.01; Table 1 and Fig 1). As a result, the rate of caesarean section due to previous caesarean section also significantly increased from 5.7% in 1999-2003 to 8.9% in 2009-2013 (P<0.01; Table 1 and Fig 1).
 

Table 1. Number of deliveries, CS, CSP, and MAP separated into 5-year intervals
 

Figure 1. Caesarean section rate from 1999 to 2013
 
A total of 39 cases of MAP were identified. The overall rate of MAP was 0.48 per 1000 births, which has been increased significantly from 1999 to 2013 (P=0.01). Of the 39 cases of MAP, 25 cases were in a scarred uterus and all deliveries were by caesarean section; 14 cases were from an unscarred uterus, of which four were vaginal deliveries and 10 were caesarean section. There were three cases of placenta percreta and 36 cases of placenta accreta. The increasing rate of MAP persisted even after subcategorisation into previous caesarean section scar or unscarred uterus (Table 1 and Fig 2). There was also an increasing trend of MAP with caesarean section scar among cases that had repeated caesarean section, although the increase was not significant (P=0.286; Table 1).
 

Figure 2. The incidence of MAP from 1999 to 2013 (per 1000 birth)
 
The overall incidence of MAP in previous caesarean section was 0.43% compared with only 0.018% in those with an unscarred uterus. The odds ratio (OR) of MAP in previous caesarean section was 24 compared with that of unscarred uterus (P<0.05; 95% confidence interval [CI], 12.2-45.2).
 
Among all the cases of placenta praevia during the study period, the incidence did not differ significantly with time and remained an average of 1.13% (P=0.11; Table 1). Among the 39 cases of MAP, 34 cases had pre-existing placenta praevia. Placenta praevia remained a major risk factor in the development of MAP (OR=585; 95% CI, 228.3-1399.7).
 
Cases with MAP and a previous caesarean section were compared with those with an unscarred uterus. The presence of placenta praevia with a previous scar increased the risk of MAP significantly (P<0.01; Table 2). There were no significant differences between the two groups for the majority of other additional underlying risk factors for MAP. These included mean parity, maternal age, gestational age at delivery, and the number of previous surgical termination of pregnancy or surgical evacuations (Table 2). Overall, there was one case of MAP following in-vitro fertilisation–induced pregnancy but no cases had a history of hysteroscopic surgery or a history of uterine artery embolisation.
 

Table 2. Baseline characteristics and risk factors for morbidly adherent placenta between scarred and unscarred uterus
 
Management of morbidly adherent placenta in scarred versus unscarred uterus
Among the 39 cases of MAP, 14 cases were from an unscarred uterus, thus there had been no antenatal suspicion of a possible MAP. Among the remaining 25 cases where MAP was found in a scarred uterus, 24 cases had placenta praevia diagnosed on antenatal ultrasonography (USG) and one case had no previous antenatal USG documentation of placental site. In three cases, there was antenatal suspicion of placenta accreta with additional measurement made of the lower segment thickness by USG. None of the three cases had signs of MAP, thus no antenatal diagnosis was made or caesarean hysterectomy planned. For all cases with co-existing placenta praevia diagnosed antenatally, counselling including the risk of PPH, need for multiple medical/surgical interventions and hysterectomy as a last resort was given prior to caesarean section.
 
In terms of the diagnosis of MAP, 27 (69%) cases were confirmed histologically following hysterectomy. The remaining 12 were diagnosed clinically. Among those confirmed histologically, 19 cases were from a scarred uterus and eight from an unscarred uterus. Of 19 cases from a scarred uterus, 11 had undergone previous intervention (uterine artery embolisation, uterine artery ligation, or balloon tamponade) before hysterectomy compared with one in eight cases of unscarred uterus (Table 3).
 

Table 3. Comparing massive postpartum haemorrhage and invasive management of morbidly adherent placenta between scarred and unscarred uterus
 
Conservative management with the MAP tissue left in situ was applied in 12 (31%) cases of MAP (6 cases from each group): three of the scarred uterus cases required additional invasive interventions compared with two of the six cases with unscarred uterus (Table 3). Three cases defaulted from subsequent follow-up and the remaining nine cases resolved completely in 8 to 49 weeks’ time.
 
The majority of cases of MAP in patients with scarred and unscarred uterus were complicated by massive PPH of >1500 mL (80% vs 71%). The rate of hysterectomy in both groups was high: 76% in the scarred uterus group and 57% in unscarred uterus group (Table 3), although the difference was not significant.
 
Overall morbidity of morbidly adherent placenta
Throughout the 15-year study period, there was a significant increase in the proportion of MAP associated with massive PPH (P=0.048). Thus there was a consequent increased trend, although not significant, in the need for invasive intervention and hysterectomy (Tables 4 and 5), which is a life-saving last-resort procedure in the management of massive PPH.
 

Table 4. Morbidity of patients with morbidly adherent placenta from 1999 to 2013
 

Table 5. Rate of peripartum hysterectomy for all causes and for morbidly adherent placenta (MAP) from 1999 to 2013, separated into 5-year intervals
 
Discussion
The data derived from this retrospective study demonstrate a significant increase in the total number of deliveries and caesarean sections from 1999 to 2013. With an increasing caesarean section rate, the number of repeated caesarean sections also increased. Possible explanations include the high caesarean section rates in China and concerns about the reported 4.5 per 1000 risk of previous caesarean scar rupture.15 An alternative explanation is the large proportion of patients who declined a vaginal birth after a previous caesarean section or who declined induction of labour after a previous caesarean section. It has been reported that up to 32% to 46% of patients with a history of caesarean section decline induction.16 The rate of MAP hence increased as a result of more previous caesarean sections and concurs with the findings from other countries.3 4 5 6 7 8 Our study further demonstrated an almost tripling of incidence of MAP in the presence of previous caesarean section from 0.23 to 0.60 per 1000 births during 2009 to 2013. This may be due to an increasing awareness of the increasing trend of MAP, especially in those with a caesarean scar.
 
Previous caesarean section scar has been identified as one of the most important risk factors for MAP. Our study demonstrated a 24 times greater likelihood of developing MAP with previous caesarean section scar compared with unscarred uterus. Placenta praevia in the presence of a previous caesarean section scar was 585 times more likely to develop into a MAP. Nonetheless our data failed to determine other reported demographics17 and risk factors such as mean parity, maternal age, gestational age at delivery, and previous surgical termination or surgical evacuation. Previous surgery on the uterus other than caesarean section (eg myomectomy) may also predispose to MAP but among our cases of adherent placenta, no patient had such a history so comparisons could not be made. As a result, every effort should be made to avoid caesarean section delivery and hence reduce subsequent MAP development.
 
Morbidly adherent placenta was more likely in a scarred uterus although it could also occur in an unscarred uterus. Although the majority of patients with MAP in our study had a caesarean scar, 36% had an unscarred uterus. The mean number of surgical termination of pregnancy or surgical evacuation of the uterus in the unscarred uterus group was 1.86 compared with 1.24 in the caesarean section scarred uterus group. In addition, in the unscarred uterus group, 71% of patients had a history of surgical termination of pregnancy compared with 56% in the caesarean section scarred uterus group, although the difference was not significant. A recent case study has reported an abnormally invasive placenta as a result of uterine scarring in a patient with Asherman’s syndrome.18 Therefore, awareness of the possible development of MAP is important in pregnant women with a history of intrauterine procedure without caesarean section scar or placenta praevia.
 
The management of patients with complications associated with MAP can be challenging. Patients are more likely to develop massive PPH with a consequent need for intra-operative invasive intervention (eg balloon tamponade, uterine artery ligation/embolisation, and hysterectomy) and hysterectomy compared with those with a normally adherent placenta.19
 
Our data clearly demonstrated an increase in the incidence of massive PPH as the incidence of MAP increases. The rate of peripartum hysterectomy associated with MAP also showed an increasing trend, albeit insignificant. This could be due to advances in management, including increasing USG detection of placenta praevia in the early antenatal period and awareness of a possibly adherent placenta in cases with a scarred uterus that facilitates a delivery plan, as well as multiple interventions (balloon tamponade, uterine artery embolisation, uterine artery ligation) attempted in cases with MAP to conserve the uterus as far as possible. This was reflected by the increased need for invasive interventions throughout the study period although not to a significant degree, possibly due to the small sample size.
 
Limitations
This was a retrospective overview of our hospital data over the last 15 years. Data obtained during the earlier years when the hospital’s Clinical Record System was first introduced may be inaccurate. Similarly, historical data were available for only this 15-year period. Given the overall low incidence of MAP and the limited data available, the strength of the statistical significance may well be challenged. In addition, caesarean scar pregnancy, which is a precursor of MAP, was not included in this study as the number of cases was too small and no systemic data were available. Previous studies have shown that leaving the placenta in situ can reduce the rate of hysterectomy.20 This issue was not investigated in this study.
 
Conclusion
This study demonstrated that the incidence of MAP has increased over the last 15 years. The results also remind clinicians that MAP is much more likely to occur if a previous caesarean scar is present (OR=24), in particular when it is associated with a placenta praevia (OR=585). The increased caesarean section rate and subsequent previous caesarean section scar were major causes for such increase. Morbidly adherent placenta resulted in an increasing, albeit insignificant, trend for massive PPH, and the need for multiple invasive interventions or hysterectomy over the last 15 years. Early suspicion and diagnosis is essential to prevent major obstetric complications, as well as to aid management of massive PPH resulting from placenta complications. Every effort should be made to avoid unnecessary caesarean section, not only to meet the international caesarean section rate target but also to reduce the overall incidence of MAP that may result in significant maternal morbidity and mortality, as well as socio-economic costs.
 
References
1. Silver RM, Landon MB, Rouse DJ, et al. Maternal morbidity associated with multiple repeat cesarean deliveries. Obstet Gynecol 2006;107:1226-32. Crossref
2. Esakoff TF, Sparks TN, Kaimal AJ, et al. Diagnosis and morbidity of placenta accreta. Ultrasound Obstet Gynecol 2011;37:324-7. Crossref
3. Chattopadhyay SK, Kharif H, Sherbeeni MM. Placenta praevia and accreta after previous caesarean section. Eur J Obstet Gynecol Reprod Biol 1993;52:151-6. Crossref
4. To WW, Leung WC. Placenta previa and previous cesarean section. Int J Gynaecol Obstet 1995;51:25-31. Crossref
5. Wu S, Kocherginsky M, Hibbard JU. Abnormal placentation: twenty-year analysis. Am J Obstet Gynecol 2005;192:1458-61. Crossref
6. Pridjian G, Hibbard JU, Moawad AH. Cesarean: changing the trends. Obstet Gynecol 1991;77:195-200. Crossref
7. Breen JL, Neubecker R, Gregori CA, Franklin JE Jr. Placenta accreta, increta, and percreta. A survey of 40 cases. Obstet Gynecol 1977;49:43-7.
8. Higgins MF, Monteith C, Foley M, O’Herlihy C. Real increasing incidence of hysterectomy for placenta accreta following previous caesarean section. Eur J Obstet Gynecol Reprod Biol 2013;171:54-6. Crossref
9. Mehrabadi A, Hutcheon JA, Liu S, et al. Contribution of placenta accreta to the incidence of postpartum hemorrhage and severe postpartum hemorrhage. Obstet Gynecol 2015;125:814-21. Crossref
10. Timor-Tritsch IE, Monteagudo A. Unforeseen consequences of the increasing rate of cesarean deliveries: early placenta accreta and cesarean scar pregnancy. A review. Am J Obstet Gynecol 2012;207:14-29. Crossref
11. ACOG Committee on Obstetric Practice. ACOG Committee opinion. Number 266, January 2002: placenta accreta. Obstet Gynecol 2002;99:169-70.
12. Fitzpatrick KE, Sellers S, Spark P, Kurinczuk JJ, Brocklehurst P, Knight M. Incidence and risk factors for placenta accreta/increta/percreta in the UK: a national case-control study. PLoS One 2012;7:e52893. Crossref
13. Romero R, Hsu YC, Athanassiadis AP, et al. Preterm delivery: a risk factor for retained placenta. Am J Obstet Gynecol 1990;163:823-5. Crossref
14. Parazzini F, Dindelli M, Luchini L, et al. Risk factors for placenta praevia. Placenta 1994;15:321-6. Crossref
15. Lydon-Rochelle M, Holt VL, Easterling TR, Martin DP. Risk of uterine rupture during labor among women with a prior cesarean delivery. N Engl J Med 2001;345:3-8. Crossref
16. Dodd JM, Crowther CA, Grivell RM, Deussen AR. Elective repeat caesarean section versus induction of labour for women with a previous caesarean birth. Cochrane Database Syst Rev 2014;(12):CD004906. Crossref
17. Miller DA, Chollet JA, Goodwin TM. Clinical risk factors for placenta previa–placenta accreta. Am J Obstet Gynecol 1997;177:210-4. Crossref
18. Engelbrechtsen L, Langhoff-Roos J, Kjer JJ, Istre O. Placenta accreta: adherent placenta due to Asherman syndrome. Clin Case Rep 2015;3:175-8. Crossref
19. Lee MM, Yau BC. Incidence, causes, complications, and trends associated with peripartum hysterectomy and interventional management for postpartum haemorrhage: a 14-year study. Hong Kong J Gynaecol Obstet Midwifery 2013;13:52-60.
20. Fitzpatrick KE, Sellers S, Spark P, Kurinczuk JJ, Brocklehurst P, Knight M. The management and outcomes of placenta accreta, increta, and percreta in the UK: a population-based descriptive study. BJOG 2014;121:62-71. Crossref

Aetiological bases of 46,XY disorders of sex development in the Hong Kong Chinese population

Hong Kong Med J 2015 Dec;21(6):499–510 | Epub 16 Oct 2015
DOI: 10.12809/hkmj144402
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Aetiological bases of 46,XY disorders of sex development in the Hong Kong Chinese population
Angel OK Chan*, MD, FHKAM (Pathology)1; WM But*, MB, BS, FHKAM (Paediatrics)2; CY Lee, MB, BS, FHKAM (Paediatrics)3; YY Lam, MB, BS, FHKAM (Paediatrics)4; KL Ng, MB, BS, FHKAM (Paediatrics)5; PY Loung, MB, ChB, FHKAM (Paediatrics)6; Almen Lam, MB, ChB, FHKAM (Paediatrics)5; CW Cheng, MSc1; CC Shek, MB, BS, FRCPath1; WS Wong, MB, ChB, FHKCPath1; KF Wong, MD, FHKCPath1; MY Wong, MB, ChB, FHKAM (Paediatrics)2; WY Tse, MB, BS, FHKAM (Paediatrics)2
1 Department of Pathology, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Department of Paediatrics, Queen Elizabeth Hospital, Jordan, Hong Kong
3 Department of Paediatrics and Adolescent Medicine, Caritas Medical Centre, Shamshuipo, Hong Kong
4 Department of Paediatrics and Adolescent Medicine, Kwong Wah Hospital, Yaumatei, Hong Kong
5 Department of Paediatrics and Adolescent Medicine, United Christian Hospital, Kwun Tong, Hong Kong
6 Department of Paediatrics and Adolescent Medicine, Princess Margaret Hospital, Laichikok, Hong Kong
 
* AOK Chan and WM But have equal contribution in this study
 
Corresponding author: Dr Angel OK Chan (cok436@ha.org.hk)
 
 Full paper in PDF
Abstract
Objective: Disorders of sex development are due to congenital defects in chromosomal, gonadal, or anatomical sex development. The objective of this study was to determine the aetiology of this group of disorders in the Hong Kong Chinese population.
 
Design: Case series.
 
Setting: Five public hospitals in Hong Kong.
 
Patients: Patients with 46,XY disorders of sex development under the care of paediatric endocrinologists between July 2009 and June 2011.
 
Main outcome measures: Measurement of serum gonadotropins, adrenal and testicular hormones, and urinary steroid profiling. Mutational analysis of genes involved in sexual differentiation by direct DNA sequencing and multiplex ligation-dependent probe amplification.
 
Results: Overall, 64 patients were recruited for the study. Their age at presentation ranged from birth to 17 years. The majority presented with ambiguous external genitalia including micropenis and severe hypospadias. A few presented with delayed puberty and primary amenorrhea. Baseline and post–human chorionic gonadotropin–stimulated testosterone and dihydrotestosterone levels were not discriminatory in patients with or without AR gene mutations. Of the patients, 22 had a confirmed genetic disease, with 11 having 5α-reductase 2 deficiency, seven with androgen insensitivity syndrome, one each with cholesterol side-chain cleavage enzyme deficiency, Frasier syndrome, NR5A1-related sex reversal, and persistent Müllerian duct syndrome.
 
Conclusions: Our findings suggest that 5α-reductase 2 deficiency and androgen insensitivity syndrome are possibly the two most common causes of 46,XY disorders of sex development in the Hong Kong Chinese population. Since hormonal findings can be unreliable, mutational analysis of the SRD5A2 and AR genes should be considered the first-line tests for these patients.
 
New knowledge added by this study
  • The most common likely causes of 46,XY disorders of sex development (DSD) in our local Chinese population are 5α-reductase 2 deficiency and androgen insensitivity syndrome.
  • Blood hormone testing is unreliable in differentiating between androgen insensitivity syndrome and other causes of 46,XY DSD.
  • Mutational analysis of the SRD5A2 and AR genes should be considered the first-line investigation in patients with 46,XY DSD.
Implications for clinical practice or policy
  • When encountering patients with 46,XY DSD, 5α-reductase 2 deficiency and androgen insensitivity syndrome should be considered early as their presence has implications for treatment and prognosis.
 
 
Introduction
Disorders of sex development (DSD) are defined as congenital conditions in which development of chromosomal, gonadal, or anatomical sex is atypical.1 Traditionally, diagnosis in these patients relies on extensive endocrine investigation. With advances in the understanding of the genes involved in sexual determination and differentiation,2 molecular diagnosis is playing an increasingly important role and may even overtake the role of hormonal assessment as the first-line test, with the latter being reserved for assessment of disease severity rather than diagnosis.3
 
One of the most common causes of 46,XY DSD in the western population is androgen insensitivity syndrome (AIS).4 Whether the same is true in our local population remains unknown. We performed a prospective multicentre study to explore the possible aetiological basis of 46,XY DSD in the Hong Kong Chinese population.
 
Methods
Patients
Patients who were referred to a paediatric endocrinologist for the first time or were followed up in their clinic at five public hospitals in Hong Kong between July 2009 and June 2011 were recruited for the study. Inclusion criteria were 46,XY ethnic Chinese patients who presented with incompletely virilised, ambiguous, or completely female external genitalia. Criteria that suggested DSD at birth were overt genital ambiguity, apparent female genitalia with an enlarged clitoris, posterior labial fusion, or an inguinal/labial mass, apparent male genitalia with bilateral undescended testes, micropenis, isolated perineal hypospadias, or mild hypospadias with undescended testes, and discordance between genital appearance and prenatal karyotype.1 Micropenis is defined as stretched penile length of <2.5 cm based on the published norm for Chinese.1 Written informed consent was obtained from the patients and/or parents and the study was approved by the local ethics committee. None of the patients/parents refused to participate in the study although seven refused genetic testing (Table 1).
 

Table 1. The clinical and hormonal findings of 64 patients with 46,XY disorders of sex development recruited in this study. Those baseline hormonal results below the age- and gender-specific reference limits are underlined, those above are in bold
 
Hormone analysis
Blood was taken from patients for electrolyte and baseline endocrine assessment and included measurement of cortisol, 17-hydroxyprogesterone (17-OHP), dehydroepiandrosterone sulfate, testosterone (T), androstenedione (A4), dihydrotestosterone (DHT), anti-Müllerian hormone (AMH), and gonadotropins. Human chorionic gonadotropin (hCG) stimulation test was performed to test for testicular Leydig cell function. The short synacthen test was also performed when indicated.
 
Cortisol, dehydroepiandrosterone sulfate, and gonadotropins were measured by electro-chemiluminescence immunoassay (Modular Analytics E170; Roche, Mannheim, Germany); T was measured by a competitive immunoenzymatic assay (ACCESS 2; Beckman Coulter, Brea [CA], US); 17-OHP was measured by liquid chromatography–tandem mass spectrometry using an in-house method; AMH was measured by an enzyme-linked immunosorbent assay (AMH Gen II ELISA, A73818; Beckman Coulter, Brea [CA], US); DHT was measured by radioimmunoassay (DSL9600i; Beckman Coulter, Prague, Czech Republic); A4 was measured by solid-phase competitive chemiluminescent enzyme-labelled immunoassay (L2KAO2, Immulite 2000; Siemens, Tarrytown [NY], US). Male reference intervals were considered the most appropriate for data interpretation in this study.
 
Urinary steroid profiling
Spot urine from patients under 3 months of age and 24-hour urine from those at or older than 3 months of age were processed for steroid profiling as described previously.5
 
Molecular analysis
DNA was extracted from peripheral whole blood using a QIAamp DNA blood kit (Qiagen, Hilden, Germany). Polymerase chain reaction and direct DNA sequencing were performed on targeted genes when suggested by the clinical and hormonal findings. Otherwise all patients had their AR (androgen receptor) and NR5A1 (steroidogenic factor 1) genes sequenced. Those patients with negative genetic findings were subjected to multiplex ligation-dependent probe amplification (MLPA) analysis (P185 Intersex probemix; P074 Androgen Receptor probemix and P334 Gonadal probemix; MRC-Holland) to test for gross deletion or gene duplication. The results were analysed by Coffalyser.Net. Family genetic studies were performed when mutation(s) were identified in the index patients.
 
In-silico analysis for novel missense mutations
The functional effect of novel missense mutations detected was tested by online in-silico analysis software SIFT, PolyPhen2, and Align GVGD.
 
Results
Overall, 64 patients (53 male, 11 phenotypic female), including 14 new patients, with 46,XY DSD were recruited into the study. The clinical and hormonal findings of individual patients are listed in Table 1. A genetic diagnosis was made in 10 patients prior to the study. Other major structural abnormalities were evident in eight (Table 2). Their age at presentation ranged from birth to 17 years. Five (8%) were born prematurely (24-35 weeks) and nine (14%) with low birth weight (0.59-2.32 kg). All had non-consanguineous parents. A family history of sexual ambiguity was present in six. Overall, 61 (95%) presented with ambiguous external genitalia including 15 with isolated micropenis, eight with isolated severe hypospadias, and one with discordance between the prenatal karyotype and the postnatal phenotype. Three presented after birth, one each with inguinal hernia, delayed puberty, and primary amenorrhoea.
 

Table 2. Other structural abnormalities detected in eight of the patients in this study
 
Regarding the hormonal findings, Figure 1 shows the baseline and post-hCG–stimulated T and DHT levels in patients with mutations detected in the AR gene and those without, where the results overlapped between the two groups. Eight patients (patients 13, 19, 21, 30, 31, 40, 49, and 56) underwent short synacthen test and with the exception of patient 19, all had an adequate cortisol response (>550 nmol/L). Patient 27 had a relatively low T/A4 ratio before and after hCG stimulation but sequencing revealed no mutation in his HSD17B3 (17β-hydroxysteroid dehydrogenase III) gene. All other patients had unremarkable T and A4 levels, as well as T/A4 ratio.
 

Figure 1. Responses in (a) testosterone and (b) dihydrotestosterone levels upon hCG stimulation in patients with AR mutation (left panel) compared with those without (right panel)
 
Eleven patients had characteristically low 5α- to 5β-reduced steroid metabolite ratios in their urine, compatible with the diagnosis of 5α-reductase 2 deficiency (5ARD). This was also confirmed by mutational analysis of the SRD5A2 (steroid 5α-reductase 2) gene. All other patients had unremarkable urinary steroid metabolite pattern.
 
Overall, 22 (39%) patients had a confirmed genetic diagnosis (Table 3). The most common diagnoses in our cohort were 5ARD (n=11) and AIS (n=7). Other genetic diagnoses included cholesterol side-chain cleavage enzyme deficiency (n=1), Frasier syndrome (n=1), NR5A1-related sex reversal (n=1), and persistent Müllerian duct syndrome (PMDS; n=1). The clinical and laboratory findings of patients 19 and 20 have been reported previously.6 7 Patients 12 and 15 had de-novo mutations in the AR gene and were in mosaic pattern. Patient 21 had a novel missense variant p.Ala260Val detected in his NR5A1 gene. His AMH level was not low, contrary to some of the previously reported cases.8 There was also a clinically significant rise in T level after hCG stimulation. Short synacthen test demonstrated an adequate cortisol response (baseline: 720 nmol/L; post–adrenocorticotropin hormone: 822 nmol/L). His father also carried the same heterozygous mutation although he denied any symptoms of DSD. This novel genetic variant was not detected in 100 normal Chinese subjects (control). Patient 22 had bilateral undescended testes. He underwent orchidopexy at the age of 1 year during which the presence of Müllerian duct structures was suspected. Further workup including pelvic ultrasound revealed Müllerian duct structures and extremely low AMH level. The diagnosis of PMDS was confirmed by the presence of three heterozygous novel missense variants in the AMH gene (Tables 3 and 4).
 

Table 3. Genetic findings of patients in this study
 

Table 4. In-silico analysis of the novel variants detected in patients with 46,XY disorders of sex development
 
Six novel genetic variants were identified in the AMH, AR, and NR5A1 genes (Fig 2). At least two of the three in-silico analysis programmes predicted the variants to be pathogenic (Table 4). Multiple sequence alignment showed that the amino acids of concern were highly conserved across different animal species. All these findings support the pathogenic nature of these variants accounting for the patients’ phenotypes.
 

Figure 2. Segments of electropherograms showing the novel mutations
(a) Hemizygous c.1726A>C, p.Thr576Pro in mosaic pattern in the AR gene in patient 12; (b) hemizygous c.796G>A, p.Asp266Asn in the AR gene in patient 13; (c) heterozygous c.779C>T, p.Ala260Val in the NR5A1 gene in patient 21; (d) heterozygous c.1474T>C, p.Cys492Arg; and (e) heterozygous c.1636G>A, p.Ala546Thr and c.1639C>G, p.His547Asp in the AMH gene in patient 22. The heterozygous sites are denoted by the letter N and the mutation site is indicated by arrows. The mutated codon is underlined
 
Eleven patients were reared as girls because of severe under-virilisation at birth, including three with 5ARD, three with AIS, and one with Frasier syndrome. The underlying genetic causes in the remaining four patients were undetermined. The longest follow-up period was 27 years. None of them has requested change of gender to date. Five patients (patients 2, 4, 7, 12, and 15) exhibited ‘tom-boy-like’ behaviour during childhood and required counselling by a clinical psychologist while two males (patients 17 and 47) requested exogenous T to augment penile growth after puberty. Patient 20 developed germinoma in her dysgenetic gonad with no recurrence after surgery.
 
Discussion
46,XY DSD is a heterogeneous condition caused by a wide spectrum of disorders. Making an accurate diagnosis is difficult but important for emergency medical treatment as some DSDs are associated with life-threatening Addisonian crisis. In addition, the diagnosis is essential so that relevant information and counselling can be provided to parents and clinical management can be formulated, bearing in mind the best interests of the child. Initial workup includes a detailed antenatal and postnatal history, physical examination, karyotyping, and hormonal assays. This will guide further workup such as imaging and genetic analysis. Nonetheless, there are often limitations to hormonal studies as illustrated in the present series. The non-distinct pattern of T and DHT at baseline and following hCG stimulation in AR mutation–positive and –negative patients suggest the need to reconsider our laboratory diagnostic algorithm for AIS.
 
Androgen insensitivity syndrome is reported to be the most common cause of 46,XY DSD in a few ethnic groups,9 10 11 while 5ARD, which is believed to be rare, was also a major aetiology in our cohort. It is important to differentiate between 5ARD and AIS as soon as possible so that patients with 5ARD can be raised as boys whenever practical.12 The penile growth of patients with 5ARD can be promoted by topical DHT treatment and spontaneous virilisation may occur during puberty. Most of these patients who are reared as girls during childhood identify themselves as male and change their gender as an adult, although we have not received any such request from our cohort. Exposure to androgen during the antenatal, postnatal, and pubertal period may masculinise the brain and influence gender identity.13 It was found that 5ARD is easy to diagnose by its characteristic urinary steroid excretion pattern and its high mutational detection rate in the SRD5A2 gene.14 Of the 11 patients with 5ARD, eight harboured the missense mutation p.Arg227Gln in their SRD5A2 gene, a useful fact to enable screening for this mutation before proceeding to sequencing of the whole gene. Unfortunately, patients have previously been too easily labelled with AIS when laboratory diagnostic services were less advanced. This is illustrated by patient 7 who was labelled as AIS until her urine steroids were analysed and revealed classic features of 5ARD.15 We recommend that 5ARD is excluded in all 46,XY DSD patients before other differential diagnoses are considered. Moreover, since the baseline and post-hCG–stimulated T and DHT results are unreliable when diagnosing AIS, genetic study of the AR gene should also be performed as a first-line investigation.
 
HSD17B3 deficiency has been reported to be the most common cause of T biosynthetic defect leading to 46,XY DSD in some populations, with an estimated incidence of 1:147 000 in the Netherlands and as high as 1:200 to 1:300 in Arabians due to their high consanguinity rate.16 17 Nonetheless, no patient in our cohort was diagnosed with this condition based on the hormonal pattern. Ethnic differences in disease spectrum may be one of the reasons for this observation. Another possible explanation is the lack of reliable diagnostic cutoff for the pre- and post-stimulated T/A4 ratios. George et al18 have summarised the cutoffs used by various researchers, with the pre-stimulated cutoff range set at 0.006 to 1.64, and the post-stimulated level set at 0.09 to 3.4 for newborn to teenage groups. The difficulties in setting up reliable diagnostic cutoffs for the T/A4 ratio are similar to the T/DHT ratios and have been discussed in our previous study.14 Furthermore, HSD17B3 deficiency gives no characteristic findings on urinary steroid profiling.5 19 Molecular analysis of the HSD17B3 gene may have offered a means to diagnose this condition but unfortunately, due to budget constraints, we were unable to perform mutational analysis of this gene in all our patients, although a normal MLPA result in our patients made gross deletion in this gene unlikely.
 
The two novel mutations p.Asp266Asn and p.Thr576Pro in the AR gene lie within the N-terminal domain of the androgen receptor that is involved in transcription regulation and DNA binding, respectively. Missense mutations around these two codons have been reported in patients with AIS according to the Androgen Receptor Gene Mutations Database, April 2013.20 Multiple sequence alignment shows that both amino acids are highly conserved among different species, suggesting that aspartic acid at codon 266 and threonine at codon 576 are critical for proper receptor function. Similarly, the alanine at codon 260 of the NR5A1 gene is located in helix 3 of the ligand-binding domain of the nuclear receptor,21 and is also a highly conserved region. Mutation in this region has been reported to result in 46,XY DSD.8 Replacing alanine at this position by valine is therefore expected to be deleterious to the protein function. Phenotypic variability in NR5A1 gene mutation within a kindred has been reported and this may explain why patient 21 had ambiguous external genitalia to such an extent that he required the attention of a paediatric specialist, even though his father was fertile, and denied any symptoms of DSD or need for medical attention.22 For the AMH gene, the 3’ end of exon 5 is one of the mutational hotspots in patients with PMDS.23 Exon 5 encodes the bioactive C-terminal domain. The three mutations detected in patient 22 are all located at highly conserved regions. Although in-vitro functional characterisation for the mutant proteins was not performed, the undetectable serum AMH level in this patient was compatible with the mutations being pathogenic, possibly due to abnormal protein folding and increased instability, as reported previously in mutations located in this region.24
 
Gonadal malignancy was rare in our series, probably because gonadectomy was performed early in life when the decision of female sex assignment was made. Although this helps to avoid further virilisation and to establish gender identity, the timing of corrective surgery and gonadectomy remain controversial. Patient advocacy groups have suggested delaying any surgery for cosmetic reasons until the patient is mature enough to give informed consent25 but such practice has not been validated in our Chinese patients. Whether cultural factors have any impact on gender assignment remains uncertain in our community.
 
Prematurity or low birth weight was not uncommon in our series. This made diagnosis of DSD in our patients even more difficult because ethnic-specific and gestational age– or weight-adjusted anthropometric measurement of the external genitalia was not available. Assessment of the genital anatomy relies solely on the experience of the paediatric specialist and is obviously far from ideal. A conjoint effort by local paediatricians is needed to set up these normative data.
 
Less than half of our patients had a confirmed diagnosis in the present study. With the increasing availability of next-generation sequencing technology, and with its established role in molecular diagnostic services, including DSD,3 26 it is hoped that sooner rather than later, most patients will have a confirmed genetic diagnosis. Nonetheless, we speculate that some patients have a non-genetic aetiology since environmental factors may alter the phenotypic expression. Several animal and human studies have shown that antenatal exposure to pesticides and plasticisers may lead to fetal genital malformation.27
 
Altogether there was an average of 11 250 male live births every year in the five public hospitals that participated in this study. Since 11 newborns with 46,XY DSD were born in these five hospitals and were recruited during our study period, this gives an estimated incidence of 46,XY DSD of 1:2045 male births requiring the input of paediatric endocrinologists. This figure may underestimate the true incidence of this group of diseases as some patients present late and others may have subtle defects that go unnoticed by our specialists. If the actual number of patients with chromosomal and 46,XX DSD in our population is considered, the actual incidence of DSD can be expected to be much higher.
 
There are a few limitations in this study. First, the number of patients was relatively small. This may have resulted in bias in our observation and the data do not represent the prevalence of disease in our population. Second, in-vitro study was not performed on the novel genetic variants for functional characterisation, although we believe that all the available evidence indicates the pathogenic nature of these variants. Third, due to budget constraints, we were unable to sequence all genes related to 46,XY DSD.
 
Conclusions
Our findings indicate that 5ARD and AIS are possibly the major causes of 46,XY DSD in the Hong Kong Chinese population. Molecular analyses of the SRD5A2 and AR genes were demonstrated to be more reliable than hormonal testing. Since the missense mutation p.Arg227Gln was a recurrent hotspot mutation in 5ARD in our local patients, all patients should be screened for this mutation.
 
Acknowledgements
We thank Mr YC Ho, Ms YF Wong, and Ms YP Iu for their technical assistance. The study was supported by the Queen Elizabeth Hospital Research Grant 2009 QEH/RC/G/0910-A04/R0901 and Kowloon Central Cluster Research Grant 2012 KCC/RC/G/1213-B01.
 
References
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3. Arboleda VA, Lee H, Sánchez FJ, et al. Targeted massively parallel sequencing provides comprehensive genetic diagnosis for patients with disorders of sex development. Clin Genet 2013;83:35-43. Crossref
4. Jääskeläinen J. Molecular biology of androgen insensitivity. Mol Cell Endocrinol 2012;35:4-12. Crossref
5. Chan AO, Shek CC. Urinary steroid profiling in the diagnosis of congenital adrenal hyperplasia and disorders of sex development: experience of a urinary steroid referral centre in Hong Kong. Clin Biochem 2013;46:327-34. Crossref
6. Parajes S, Chan AO, But WM, et al. Delayed diagnosis of adrenal insufficiency in a patient with severe penoscrotal hypospadias due to two novel P450 side-chain cleavage enzyme (CYP11A1) mutations (p.R360W; p.R405X). Eur J Endocrinol 2012;167:881-5. Crossref
7. Chan WK, To KF, But WM, Lee KW. Frasier syndrome: a rare cause of delayed puberty. Hong Kong Med J 2006;12:225-7.
8. Allali S, Muller JB, Brauner R, et al. Mutation analysis of NR5A1 encoding steroidogenic factor 1 in 77 patients with 46,XY disorders of sex development (DSD) including hypospadias. PLoS One 2011;6:e24117. Crossref
9. Bangsbøll S, Qvist I, Lebech PE, Lewinsky M. Testicular feminization syndrome and associated gonadal tumors in Denmark. Acta Obstet Gynecol Scand 1992;71:63-6. Crossref
10. Boehmer AL, Brinkmann O, Brüggenwirth H, et al. Genotype versus phenotype in families with androgen insensitivity syndrome. J Clin Endocrinol Metab 2001;86:4151-60. Crossref
11. Abdullah MA, Saeed U, Abass A, et al. Disorders of sex development among Sudanese children: 5-year experience of a pediatric endocrinology clinic. J Pediatr Endocrinol Metab 2012;25:1065-72. Crossref
12. Mieszczak J, Houk CP, Lee PA. Assignment of the sex of rearing in the neonate with a disorder of sex development. Curr Opin Pediatr 2009;21:541-7. Crossref
13. Imperato-McGinley J, Peterson RE, Gautier T, Sturla E. Androgens and the evolution of male-gender identity among male pseudohermaphrodites with 5alpha-reductase deficiency. N Engl J Med 1979;300:1233-7. Crossref
14. Chan AO, But BW, Lee CY, et al. Diagnosis of 5α-reductase 2 deficiency: is measurement of dihydrotestosterone essential? Clin Chem 2013;59:798-806. Crossref
15. Chan AO, But BW, Lau GT, et al. Diagnosis of 5α-reductase 2 deficiency: a local experience. Hong Kong Med J 2009;15:130-5.
16. Boehmer AL, Brinkmann AO, Sandkuijl LA, et al. 17β-hydroxysteroid dehydrogenase-3 deficiency: diagnosis, phenotypic variability, population genetics, and worldwide distribution of ancient and de novo mutations. J Clin Endocrinol Metab 1999;84:4713-21. Crossref
17. Rosler A. 17 Beta-hydroxysteroid dehydrogenase 3 deficiency in the Mediterranean population. Pediatr Endocrinol Rev 2006;3 Suppl 3:455-61.
18. George MM, New MI, Ten S, Sultan C, Bhangoo A. The clinical and molecular heterogeneity of 17βHSD-3 enzyme deficiency. Horm Res Paediatr 2010;74:229-40. Crossref
19. Lee YS, Kirk JM, Stanhope RG, et al. Phenotypic variability in 17β-hydroxysteroid dehydrogenase-3 deficiency and diagnostic pitfalls. Clin Endocrinol 2007;67:20-8. Crossref
20. Androgen Receptor Gene Mutations Database. Available from: http://androgendb.mcgill.ca/. Accessed Aug 2013.
21. El-Khairi R, Martinez-Aguayo A, Ferraz-de-Souza B, Lin L, Achermann JC. Role of DAX-1 (NR0B1) and steroidogenic factor-1 (NR5A1) in human adrenal function. Endocr Dev 2011;20:38-46.
22. Ciaccio M, Costanzo M, Guercio G, et al. Preserved fertility in a patient with a 46,XY disorder of sex development due to a new heterozygous mutation in the NR5A1/SF-1 gene: evidence of 46,XY and 46,XX gonadal dysgenesis phenotype variability in multiple members of an affected kindred. Horm Res Paediatr 2012;78:119-26. Crossref
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24. Belville C, Van Vlijmen H, Ehrenfels C, et al. Mutations of the anti-Müllerian hormone gene in patients with persistent Müllerian duct syndrome: biosynthesis, secretion, and processing of the abnormal proteins and analysis using a three-dimensional model. Mol Endocrinol 2004;18:708-21. Crossref
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26. Hersmus R, Stoop H, Turbitt E, et al. SRY mutation analysis by next generation (deep) sequencing in a cohort of chromosomal Disorders of Sex Development (DSD) patients with a mosaic karyotype. BMC Med Genet 2012;13:108. Crossref
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Outcome of elderly patients who receive intensive care at a regional hospital in Hong Kong

Hong Kong Med J 2015 Dec;21(6):490–8 | Epub 29 Sep 2015
DOI: 10.12809/hkmj144445
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE    CME
Outcome of elderly patients who receive intensive care at a regional hospital in Hong Kong
HP Shum, FHKCP, FHKAM (Medicine)1; KC Chan, FHKCA, FHKAM (Anaesthesiology)2; HY Wong, BSN, MSN1; WW Yan, FHKCP, FHKAM (Medicine)1
1 Department of Intensive Care, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
2 Department of Anaesthesia and Intensive Care, Tuen Mun Hospital, Tuen Mun, Hong Kong
 
Corresponding author: Dr HP Shum (shumhp@ha.org.hk)
 
 Full paper in PDF
Abstract
Objective: To evaluate the clinical outcome (180-day mortality) of very elderly critically ill patients (age ≥80 years) and compare with those aged 60 to 79 years.
 
Design: Historical cohort study.
 
Setting: Regional hospital, Hong Kong.
 
Patients: Patients aged ≥60 years admitted between 1 January 2009 and 31 December 2013 to the Intensive Care Unit of the hospital.
 
Results: Over 5 years, 4226 patients aged ≥60 years were admitted (55.5% total intensive care unit admissions), of whom 32.8% were aged ≥80 years. The proportion of patients aged ≥80 years increased over 5 years. As expected, those aged ≥80 years carried more significant co-morbidities and a higher disease severity compared with those aged 60 to 79 years. They required more mechanical ventilatory support, were less likely to receive renal replacement therapy, and had a higher intensive care unit/hospital/180-day mortality compared with those aged 60 to 79 years. Nonetheless, 71.8% were discharged home and 62.2% survived >180 days following intensive care unit admission. Cox regression analysis revealed that Acute Physiology and Chronic Health Evaluation IV-minus-Age score, emergency admission, intensive care unit admission due to cardiovascular problem, neurosurgical cases, presence of significant co-morbidities (diabetes mellitus, metastatic carcinoma, leukaemia, or myeloma), and requirement for mechanical ventilation independently predicted 180-day mortality.
 
Conclusions: The proportion of critically ill patients aged ≥80 years increased over a 5-year period. Despite having more significant co-morbidities, greater disease severity, and higher intensive care unit/hospital/180-day mortality rate compared with those aged 60 to 79 years, 71.8% of those ≥80 years could be discharged home and 62.2% survived >180 days following intensive care unit admission. Disease severity, presence of co-morbidities, requirement for mechanical ventilation, emergency cases, and admission diagnosis independently predicted 180-day mortality.
 
New knowledge added by this study
  • This study provides up-to-date information on the outcome for critically ill elderly patients. It is currently the largest study focused on the local population.
Implications for clinical practice or policy
  • Despite having more significant co-morbidities, greater disease severity, and a higher intensive care unit (ICU)/hospital/180-day mortality rate compared with those aged 60 to 79 years, our study showed that >70% of critically ill patients aged ≥80 years could be discharged home and their 180-day survival rate was >60%. Such information supports ICU admission for those aged ≥80 years. We recommend further studies to explore the long-term functional outcome of those critically ill elderly patients and the potential health economic impact associated with increased ICU admission for those aged ≥80 years.
 
 
Introduction
According to the Hong Kong Population Projections 2012-2041 report, the proportion of Hong Kong population aged ≥80 years is projected to increase markedly from 273 000 (3.9%) to 957 000 (11.3%) by the year 2041.1 Improvements to health-care provision and environmental factors are responsible for this change. The very elderly patients consume a higher proportion of health-care resources due to the presence of significant co-morbidities.2 Similar to most other specialties, intensive care units (ICUs) face an increasing demand for care by elderly patients. A large multicentre cohort study conducted in Australia and New Zealand reported that the ICU admission rate for those aged ≥80 years increased by 5.6% per year.3 An Austrian group noted a similar trend.4 Intensive care unit is an expensive and limited resource. In theory, the decision to admit or decline a patient from ICU care should not depend solely on the patient’s age, although some earlier studies hinted at such practice.5 6 The debate on the role of advanced age, as opposed to severity of illness, on clinical outcome of these critically ill elderly patients remains unresolved. Commonly used ICU prognostic scores, eg Acute Physiology and Chronic Health Evaluation (APACHE) score and simplified acute physiology score (SAPS), include ‘age’ as one of the components of a mortality risk prediction model. Although some studies have highlighted the importance of age in patient outcome,3 7 8 others have concluded that age was not predictive of a poor prognosis in ICU.9 10 They suggest that severity of illness or premorbid functional status are more important determinants of ICU outcome.9 10 Hong Kong, which has the longest life expectancy in the world, has few data focused on the outcome for critically ill elderly patients.11 Our primary objective of this study was to evaluate the clinical outcome (180-day mortality) of very elderly patients (≥80 years old) and compare it with that of patients aged 60 to 79 years. The secondary objective was to determine factors associated with the survival of elderly patients (aged ≥60 years) who require ICU care.
 
Methods
This study was approved by the hospital Ethics Committee and written informed consent was waived. This study was a retrospective, single-centre, cohort study conducted at the ICU of Pamela Youde Nethersole Eastern Hospital (PYNEH), a 2000-bed acute care regional hospital that provides comprehensive services except cardiothoracic surgery, transplant surgery, and burns. The ICU is a 22-bed closed mixed medical-surgical unit with an average admission of 1400 patients per year. All patients who were admitted to the ICU between 1 January 2009 and 31 December 2013 were evaluated. During the study period, there were no changes to ICU operation guidelines or major clinical decision makers. Patients aged ≥60 years were recruited for this study. The cutoff value of 60 years was adopted based on the United Nations definition of an older or elderly person.12 Those for whom there were insufficient data for analysis or who remained in the ICU for <4 hours were excluded. Admissions that involved the same patient for different hospitalisation episodes were treated independently.
 
The following data were collected: demographics, significant co-morbidities (hypertension, congestive heart failure, diabetes mellitus, ischaemic heart disease, ischaemic or haemorrhagic stroke, chronic respiratory failure, end-stage renal failure requiring dialytic support, liver cirrhosis or liver failure, haematological malignancy, or immunosuppressed status), admission diagnosis, emergency or elective cases, ICU and hospital length of stay, and ICU and hospital outcomes. Mortality in ICU was defined as PYNEH ICU death within the index admission. Hospital mortality was defined as PYNEH death within the index admission. The 180-day mortality was defined as death within 180 days, calculated from ICU admission.
 
Patient’s severity of illness was quantified using the APACHE IV system.13 This is a severity-adjusted methodology that predicts outcome for critically ill adult patients and comprises the following major components: (1) acute physiology score focused on cardiopulmonary parameters and laboratory data retrieved as the worst value within the first 24 hours of ICU admission, (2) significant co-morbidities, (3) age, (4) ICU admission disease classification, and (5) patient’s length of stay in the hospital prior to ICU admission. All patient data were collected from the hospital’s information system and an ICU clinical information system (IntelliVue Clinical Information Portfolio, Philips Medical Systems, Amsterdam, The Netherlands). Patients were followed up until death or 180 days from ICU admission, whichever was the earlier. The most updated mortality and survival data were obtained from the Clinical Management System.
 
Statistical analyses
Data were reported as frequencies, percentages, means, and standard deviations. Univariate analyses were performed using Chi squared test, Fisher’s exact test, and Student’s t test where appropriate. Cox regression analysis using a forward stepwise strategy was performed (on factors with P<0.1 in univariate analyses) to determine the independent predictors of 180-day mortality. The interpretation of multivariable Cox regression analyses may carry significant problems in the presence of collinear variables such as age together with APACHE IV score, in which age is one of the prognostic components. In order to examine the effect of age per se and to avoid collinearity, age points were deducted from the total APACHE IV score to generate the APACHE IV-minus-Age score. Trend analysis was performed using Chi squared test for trend in proportions. All analyses were performed using the Statistical Package for the Social Sciences (Windows version 16.0; SPSS Inc, Chicago [IL], US) and R statistical program version 3.2 (R Foundation, http://www.r-project.org/). A P value of <0.05 was considered statistically significant and all statistical tests were two-tailed. The APACHE IV standardised mortality ratio (SMR) was calculated by dividing the observed mortality by the predicted mortality based on the APACHE IV score. An SMR of <1 indicated better performance than expected and >1 indicated suboptimal performance.13
 
Results
All patients aged ≥60 years
Over the 5-year period, 4247 patients aged ≥60 years were admitted to the ICU. After exclusion of 21 patients who had insufficient data for analysis (due to incomplete APACHE form data entry) or who remained in the ICU for <4 hours, 4226 patients were recruited. They represented 55.5% of total ICU admissions. This proportion was similar across 5 years (57.4% in 2009, 55.9% in 2010, 51.9% in 2011, 56.6% in 2012, and 55.9% in 2013; P value not significant). Emergency admission accounted for 83.8% of cases and 39.6% were for postoperative care. The mean APACHE IV predicted risk of death was 32%. The overall observed ICU mortality was 12.5% and the hospital mortality was 20.8% that translated into an APACHE IV SMR of 0.66. The ICU mortality (13.8% in 2009, 12.9% in 2010, 10.8% in 2011, 11.7% in 2012, and 13.2% in 2013) and hospital mortality (21.5% in 2009, 21.0% in 2010, 17.4% in 2011, 22.3% in 2012, and 21.6% in 2013) did not change significantly over 5 years. The overall 180-day mortality was 29.5% and likewise showed no significant change over 5 years. The outcome for all patients was successfully traced from the Clinical Management System.
 
Difference between patients aged 60 to 79 years and those ≥80 years
Among those ≥60 years old (4226 patients), 32.8% were aged ≥80 years, representing 18.2% of total ICU admissions during the study period. The proportion of patients aged ≥80 years increased over 5 years (16.2% in 2009, 18.9% in 2010, 16.0% in 2011, 20.3% in 2012, and 19.4% in 2013; P=0.006). Compared with patients aged 60 to 79 years, those ≥80 years old were more commonly female, admitted as an emergency, had more co-morbidities (had more ischaemic heart disease, but less likely to have renal failure on dialysis, cirrhosis, or malignancy), and had greater disease severity as assessed by APACHE IV-minus-Age score (Table 1). With regard to clinical outcome, those ≥80 years required more mechanical ventilatory support (55.5% for ≥80 years vs 48.2% for 60-79 years; P<0.001) and were less likely to receive renal replacement therapy (12.2% for ≥80 years vs 16.3% for 60-79 years; P=0.001). They also had higher ICU mortality (16.9% for ≥80 years vs 10.3% for 60-79 years; P<0.001), hospital mortality (28.3% for ≥80 years vs 17.2% for 60-79 years; P<0.001), and 180-day mortality (37.8% for ≥80 years vs 25.5% for 60-79 years; P<0.001). Their ICU and hospital length of stay were nonetheless similar. Despite having more significant co-morbidities, greater disease severity, and higher ICU/hospital/180-day mortality rate than those aged 60 to 79 years, 71.8% of those aged ≥80 years could be discharged home and 62.2% survived >180 days from ICU admission. Patients were divided into three age-groups namely 60-69, 70-79, and ≥80 years. Kaplan-Meier survival plot indicated a significant survival difference between the groups (log rank test P<0.001 for both ≥80 vs 60-69 and ≥80 vs 70-79 years; Fig 1). Half of all deaths occurred within the first 15 days from ICU admission. The ratio of hospital death versus ICU death was the same across the three groups of patients (1.67 for all three groups of patients).
 

Table 1. Patients’ baseline characteristics and outcome
 

Figure 1. 180-Day survival plot for three groups of patients
 
Independent predictors of 180-day mortality
For those aged ≥80 years (Table 2), Cox regression analysis revealed that APACHE IV-minus-Age score, emergency admission, ICU admission due to cardiovascular cause, neurosurgical cases, presence of significant co-morbidities (diabetes mellitus, metastatic carcinoma, leukaemia, or myeloma), and requirement for mechanical ventilation independently predicted 180-day mortality. The findings of Cox regression analysis for those aged ≥60 are shown in Table 3. Age, APACHE IV-minus-Age score, emergency admission, ICU admission due to cardiovascular or renal cause, neurosurgical cases, presence of significant co-morbidities (diabetes mellitus, metastatic carcinoma, leukaemia, or myeloma), and requirement for mechanical ventilation or renal replacement therapy were likewise independent predictors of 180-day mortality for elderly patients ≥60 years old who received intensive care.
 

Table 2. Independent risk factors for 180-day mortality in critically ill elderly patients (≥80 years old)
 

Table 3. Independent risk factors for 180-day mortality in critically ill elderly patients (≥60 years old)
 
Relationship between age, disease severity, and 180-day mortality
Patient disease severity was stratified into four groups (quartiles) according to APACHE IV-minus-Age score (1st quartile ≤37, 2nd quartile 38-55, 3rd quartile 56-81, 4th quartile >81 years). In general, the 180-day mortality rate increased with disease severity (Fig 2). The mortality rates were quite similar (with <5% difference) for those ≥80 years and those aged 60 to 79 years with low disease severity (quartiles 1 and 2) but the gap widened (with 10%-15% difference) with higher disease severity (quartiles 3 and 4).
 

Figure 2. Percentage of 180-day mortality stratified by age and APACHE IV-minus-Age score
 
Discussion
Our results show that the proportion of patients aged ≥80 years who required ICU care increased over 5 years (16.2% in 2009, 18.9% in 2010, 16.0% in 2011, 20.3% in 2012 and 19.4% in 2013; P=0.006). This is similar to the population growth in Hong Kong of this age-group (3.4% in 2009, 3.6% in 2010, 3.8% in 2011, 4.0% in 2012 and 4.4% in 2013).14 They usually have more co-morbidity, are admitted to ICU as an emergency, and have higher disease severity. Their 180-day mortality rate was 1.7-fold that of 60-69 years old. The 180-day mortality rate also increased with disease severity (Fig 2). The mortality rates were quite similar (with <5% difference) for those aged ≥80 years and those aged 60 to 79 years with low disease severity but the gap widened (with 10%-15% difference) with higher disease severity. This may be due to a lower physiological reserve in the ≥80s that manifests when illness is severe. This study could not demonstrate how physiological reserve diminishes with age. As this was a retrospective observational study, we cannot tell whether the greater hazard for death in those ≥80 years is really related to a ‘lower’ physiological reserve, or whether ICU doctors/family are more likely to withhold/withdraw life support. The decision to limit therapy involves assessment of a patient’s quality of life; such data were not available in this study. These findings also indicate the importance of early management of clinical deterioration in those aged ≥80 years. When disease severity progresses, mortality risk increases much faster among those ≥80 years than in those aged 60 to 79 years.
 
With regard to the level of treatment in the ICU, previous studies have shown that very elderly patients receive less aggressive treatment than younger patients.15 16 17 18 In our cohort, the elderly patients were less likely to receive renal replacement therapy. Mechanical ventilation, however, was commonly performed even in those aged ≥80 years (55.5%), which is in contrast to previous studies.4 19 20 This may have been due to a difference in case-mix and clinical practice. Lerolle et al21 showed that the intensity of ICU treatment has increased and survival has improved over a decade for those aged ≥80 years. Ihra et al4 also showed that the prognosis of those aged >80 years improved by 3% per year. Thus admission of such patients to ICU for a trial period of therapy is warranted.
 
The impact of age on mortality has been demonstrated in our study and previous studies.3 8 18 Similar to previous studies, however, the presence of significant co-morbidities, disease severity, and use of mechanical ventilation also independently predicted mortality.3 4 22 These findings are not surprising and indicate that the decision to refuse ICU care for those aged ≥80 years should be based not on age alone, but also on multiple factors listed in Tables 2 and 3. Co-morbidities may manifest as impaired pre-admission functional status or increment of complication rate during hospital stay. Functional status usually includes physical, cognitive, and social functioning. Impaired functioning in daily life is more prevalent in the elderly patients and independently predicts mortality.23 24 Previous studies have also shown that elderly patients have a higher surgical complication rate and risk of nosocomial infection.25 26 With regard to mechanical ventilation, animal study has shown that ageing increases susceptibility to injurious mechanical ventilation–induced pulmonary injury.27 Although no human study has confirmed this finding, survival rates in patients with acute respiratory failure correlate with age and decrease with duration of mechanical ventilation.28 29
 
Post-ICU discharge mortality is determined by care in general wards and end-of-life decisions. Calculating the ratio of hospital deaths versus ICU deaths can provide some insight into this issue. A higher ratio implies that more patients die in the general ward than in the ICU. In our study, the ratio was the same across the three groups of elderly patients (1.67), indicating a similar level of care after ICU discharge. Our finding was similar to the study by Andersen and Kvåle,19 but our ratios were lower than those in other overseas studies.3 4 30
 
Compared with other multicentre studies,3 4 19 20 30 we admitted more patients aged ≥80 years (18% vs 9-13%) [Table 4]. The median ICU length of stay was comparable. Similar to them4 19 30 (except Bagshaw study3), most ICU admissions for ≥80 year olds were emergency in nature and carried a higher hospital mortality. A study conducted by Bagshaw et al3 had a relatively higher proportion of elective cases (38%) and explains their apparently lower hospital mortality compared with others. It is difficult to compare disease severity across different studies as severity scoring systems are inconsistent. The performance of ICU for these groups of patients, however, can be assessed by the SMR that represents the ratio of observed versus expected mortality based on the severity score. An SMR of <1 indicates better-than-expected performance and >1 indicates suboptimal performance. Our SMR was slightly lower than other overseas studies and this might indicate a better outcome for those ≥80 years old. Another possible explanation for this phenomenon is that the severity scores adopted by other studies, namely SAPS II and APACHE II score, were developed in the 1990s and may not be appropriate to the modern ICU setting.31 32 33
 

Table 4. Comparison with overseas multicentre studies
 
The triage decision for ICU admission is always a difficult task for the critical care physician. The potential benefit of ICU care should be weighed against the multiple risks, namely iatrogenic complications from invasive monitoring and treatments, higher exposure to nosocomial infection and ICU delirium, in which the elderly patients are more vulnerable.34 35 36 We do not have any data from a randomised controlled trial that can advise whether we should place an upper age limit on ICU admission. Our study showed that more than 70% of critically ill patients aged ≥80 years could be discharged home and their 180-day survival rate was >60%. This is firm evidence to support ICU admission for those ≥80 years old. Post-discharge functional outcome is another valuable parameter and warrants consideration during triage decision. Such information, however, was not available in our study. The decision to discharge patients from ICU and hospital depends not only on clinical factors, but also on operational factors (eg bed occupancy and manpower issue). This may induce bias in assessment of patient outcome when using ICU or hospital mortality alone. Using 180-day mortality, as in our study, will resolve this problem.
 
Is it cost-effective to treat elderly patients in the ICU? It is difficult to conduct randomised study of this issue because of ethical considerations. An observational study by Edbrooke et al37 examined the cost-effectiveness of ICU admission by comparing patients who were accepted into ICU after ICU triage with those who were not, while attempting to adjust such comparison for confounding factors. Their study showed that ICU admission not only improved survival, but the cost per life saved decreased as severity of illness increased. The cost decreased substantially for patients with predicted mortality higher than 40%. The elderly patients have significant co-morbidities and higher disease severity that contributed to elevated predicted hospital mortality. Therefore, they may benefit more from ICU care at a lower cost. Chelluri et al38 investigated the relationship between age and hospital cost for those patients who received prolonged mechanical ventilation. Daily and total costs for hospitalisation were less for older patients than younger patients. One would think that the lower hospital cost was due to higher mortality and consequent shorter length of stay of elderly patients, but it is not the case. The relationship between age and costs was independent of hospital mortality, resuscitation status, and discharge location. More studies are required to clarify the potential health economic impact associated with increased ICU admission for these elderly patients.
 
Our study has several limitations. First, we have no information about the decision to limit or withdraw therapy. This may contribute to some of the differences between the oldest-old and other groups of patients. Second, the pre-ICU admission functional statuses and post-discharge quality-of-life assessment were not available. Functional status before ICU admission correlates with long-term outcome, and the absence of such information may have induced bias in this study.7 39 Many elderly patients deteriorate with critical illness that requires ICU care and improve after hospital discharge, although quality of life fails to return to the pre-admission level even after a prolonged period.40 41 Therefore, quality of life should be assigned the same weighting as mortality when determining a patient’s outcome. Third, other confounders such as smoking or nutritional status were not recorded and might have affected prognosis. Fourth, the follow-up duration was short and long-term outcome could not be assessed. Finally, this was a single-centre study and the findings may not be applicable to other institutions.
 
Conclusions
The proportion of critically ill patients aged ≥80 years increased over 5 years. Age, disease severity, and presence of co-morbidities independently predicted 180-day mortality. Despite having more significant co-morbidities, greater disease severity, and higher ICU/hospital/180-day mortality rate than those aged 60 to 79 years, 71.8% of those aged ≥80 years could be discharged home and 62.2% survived >180 days from ICU admission. This provides evidence to support ICU admission for those aged ≥80 years. We recommend further studies to explore the long-term functional outcome of these critically ill elderly patients and the potential health economic impact associated with increased ICU admission for those aged ≥80 years.
 
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Intensive care unit family satisfaction survey

Hong Kong Med J 2015 Oct;21(5):435–43 | Epub 15 Sep 2015
DOI: 10.12809/hkmj144385
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Intensive care unit family satisfaction survey
SM Lam, MB, BS, FHKAM (Medicine)1; HM So, MN, MSc1; SK Fok, MN1; SC Li, RN, MN1; CP Ng, BSN1; WK Lui, RN1; DK Heyland, MSc, MD2; WW Yan, MB, BS, FHKAM (Medicine)1
1 Department of Intensive Care, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
2 Department of Medicine, Queen’s University, Kingston, Ontario, Canada
Corresponding author: Dr SM Lam (lamsm2@ha.org.hk)
 
 Full paper in PDF
Abstract
Objectives: To examine the level of family satisfaction in a local intensive care unit and its performance in comparison with international standards, and to determine the factors independently associated with higher family satisfaction.
 
Design: Questionnaire survey.
 
Setting: A medical-surgical adult intensive care unit in a regional hospital in Hong Kong.
 
Participants: Adult family members of patients admitted to the intensive care unit for 48 hours or more between 15 June 2012 and 31 January 2014, and who had visited the patient at least once during their stay.
 
Results: Of the 961 eligible families, 736 questionnaires were returned (response rate, 76.6%). The mean (± standard deviation) total satisfaction score, and subscores on satisfaction with overall intensive care unit care and with decision-making were 78.1 ± 14.3, 78.0 ± 16.8, and 78.6 ± 13.6, respectively. When compared with a Canadian multicentre database with respective mean scores of 82.9 ± 14.8, 83.5 ± 15.4, and 82.6 ± 16.0 (P<0.001), there was still room for improvement. Independent factors associated with complete satisfaction with overall care were concern for patients and families, agitation management, frequency of communication by nurses, physician skill and competence, and the intensive care unit environment. A performance-importance plot identified the intensive care unit environment and agitation management as factors that required more urgent attention.
 
Conclusions: This is the first intensive care unit family satisfaction survey published in Hong Kong. Although comparable with published data from other parts of the world, the results indicate room for improvement when compared with a Canadian multicentre database. Future directions should focus on improving the intensive care unit environment, agitation management, and communication with families.
 
New knowledge added by this study
  • This study provides the first dataset on the level of family satisfaction with intensive care unit (ICU) care in Hong Kong.
  • Factors that independently affected family satisfaction include the ICU environment, agitation management, and communication between health care workers and families. These are all potentially amenable to improvement.
Implications for clinical practice or policy
  • Factors identified to be independently associated with higher family satisfaction will provide directions for future improvement.
  • Such baseline data will allow for assessment of the efficacy of future improvement initiatives.
 
 
Introduction
Providing professional care and establishing a good rapport with patients is the mission of all health care workers. This relationship building is part of the patient-centred health care delivery model that is currently being advocated over a clinician- or disease-centred model.1 It is associated with better clinical outcomes and may reduce potential complaints due to miscommunication.2 3 4 In the intensive care setting where patients often cannot make their own decisions, either due to their illness or to the effect of medications,5 building a good relationship with the patients’ family is especially important. Furthermore, it has been recognised that families of patients admitted to the intensive care unit (ICU) are at higher risk of developing anxiety, depression, and post-traumatic stress disorder.6 7 They are suddenly subjected to an uncertain outcome for their loved ones, with associated emotional, social and financial consequences, and in a strange environment packed with complex technological advancements. The long-term psychological impact on the family after an ICU encounter is now termed as post-intensive care syndrome–family (PICS-F).7 This adds to the society’s health care burden and reduces the family ability to provide care. Evidence suggests that the risk of developing PICS-F is affected by the manner in which health care workers interact with the family.8 For these reasons, ICU quality measurement should include the families’ perspective and their satisfaction with the care process.9 10
 
In early 2012, the Department of Intensive Care, Pamela Youde Nethersole Eastern Hospital, Hong Kong (PYNICU) initiated the Family Satisfaction Enhancement (FAME) programme that aimed to improve family satisfaction with ICU care. A regular satisfaction survey was performed that intended to identify problem areas and make subsequent improvements. The current study was part of the FAME programme that evaluated the level of family satisfaction in a local ICU and its performance in comparison with international standards, and determined factors that are independently associated with a higher family satisfaction and could be used to plan future initiatives.
 
Methods
This was a questionnaire survey carried out at PYNICU, which is a mixed medical-surgical 22-bed adult ICU in a regional hospital with 1633 beds in Hong Kong. It is a closed ICU with 24-hour intensivist coverage.
 
The Family Satisfaction in the ICU (FS-ICU) questionnaire is a patient family satisfaction questionnaire originally developed in 2003 by a group of health care professionals in Canada: the Canadian Researchers at the End of Life Network (CARENET).5 The questionnaire has been validated for use in North America and Europe,11 12 13 14 and has been translated into other languages including Chinese. The questionnaire is accessible online (http://www.thecarenet.ca). The questionnaire consists of 37 items in two parts: satisfaction with overall ICU care, and satisfaction with decision-making around the care of critically ill patients; and three open-ended questions. Respondents were asked to provide baseline data (sex, age, relationship with the patient, prior experience with ICU, and whether they lived together before admission) at the start of the questionnaire. Corresponding patient data were retrieved from the Clinical Management System, electronic Patient Record, and Clinical Data Analysis and Reporting System.
 
Patients who were admitted to the ICU for 48 hours or more between 15 June 2012 and 31 January 2014, and were visited by their next-of-kin (NOK; defined as the key contact person nominated by the family and documented on the nursing chart on admission) during their stay in the ICU were eligible. Once an eligible patient was nearing ICU discharge (defined as an expected date of ICU discharge within the next 5 days as judged each morning by a senior clinician or nurse consultant), or had passed away in the ICU, his/her NOK was invited by an independent research assistant not involved in clinical care to participate in the survey. A minimum stay of 48 hours was used as in previous studies to ensure an adequate exposure of families to the ICU.15 16 A copy of the questionnaire and an envelope were given to the NOK to be completed based on his/her opinion. He/she was asked to return the questionnaire in the envelope provided, which was opened only by researchers. Those who failed to return the questionnaire were contacted by phone within 2 months of ICU discharge or death, and the questionnaire was sent to them with a stamped addressed envelope if they agreed to participate. All respondents were ensured of the confidentiality and anonymity of their response. For patients who were admitted to the ICU more than once within the same hospitalisation, only the last was analysed.
 
The study protocol was reviewed by the Hong Kong East Cluster Ethics Committee and the need for consent was waived.
 
Statistical analyses
Items in the FS-ICU questionnaire were scored as previously described12: each item was recoded into a linear scale ranging from 0 to 100, with 0 as very poor or very dissatisfied, and 100 as excellent or completely satisfied. Three items (“received appropriate amount of information”, “had enough time to think in decision-making process”, and “adequate time to address concerns and answer questions”) were recoded into dichotomous variables, while two items (“involved at right time in decision-making process”, and “given right amount of hope patient would recover”) were recoded into a 3-point Likert scale.12 A mean (± standard deviation [SD]) score was computed for each item. Subscores for satisfaction with overall ICU care (FS-ICU/Care) and satisfaction with role in decision-making (FS-ICU/DM), and a total score (FS-ICU/Total) were generated by averaging available items, provided that the respondent answered 70% or more of the items in the respective sections.12
 
Results were compared using Mann-Whitney U test with those of a multicentre Canadian database (written communication, Daren Heyland, Feb 2014) that comprised data captured from 2003 to 2006 at 12 Canadian sites.
 
Univariate analyses of satisfaction with overall ICU care and satisfaction with role in decision-making were conducted. Variables included the baseline respondent’s and patient’s characteristics, as well as items of part 1 or part 2 of FS-ICU, respectively. Continuous variables were categorised using their median, and questionnaire items were categorised into “completely satisfied” and “less than completely satisfied”. Factors with a P value of ≤0.1 were entered into multivariable logistic regression using stepwise backward elimination to identify independent factors associated with complete family satisfaction with overall ICU care and role in decision-making.
 
The independent factors thus identified by multivariable logistic regression were used in the construction of performance-importance plots to identify those factors that deserve more urgent attention because of their higher importance (regression weights above the median) but lower performance (percentage of that item being rated as “excellent” being below the median).
 
By applying the rule of 10 on logistic regression analysis of family satisfaction with overall ICU care, a target sample size was estimated to be 725 with 29 covariates with an estimated 40% of respondents being “completely satisfied” with overall care. All tests were two-sided, and a P value of <0.05 was considered statistically significant. All data were analysed using the Statistical Package for the Social Sciences (Windows version 20; SPSS Inc, Chicago [IL], US).
 
Results
From 15 June 2012 to 31 January 2014, 961 patients were eligible and 822 families agreed to participate; 736 questionnaires were eventually returned, with a response rate of 76.6%. Excluding the three questions only applicable to families of patients who passed away in ICU and the three open-ended questions, 23 766 (95.0%) of the total 25 024 questions were completed. Baseline characteristics of the respondents and patients are shown in Table 1.
 

Table 1. Baseline characteristics of respondents and patients (n=736)
 
Our mean (± SD) FS-ICU/Total, FS-ICU/Care, and FS-ICU/DM scores were 78.1 ± 14.3, 78.0 ± 16.8, and 78.6 ± 13.6, respectively. Table 2 shows the percentage of responses and mean score for each questionnaire item.
 

Table 2. Family satisfaction with overall care and role in decision-making, and benchmarking with Canadian multicentre database
 
When results were compared with the Canadian data (written communication, Daren Heyland, Feb 2014), the latter had a higher mean FS-ICU/Total, FS-ICU/Care, and FS-ICU/DM score of 82.9 ± 14.8, 83.5 ± 15.4, and 82.6 ± 16.0, respectively (P<0.001 for all three scores when compared with PYNICU). Table 2 shows the result for each FS-ICU item; PYNICU achieved a significantly higher mean score for item “control over care”. There was no significant difference in scores between the two databases for items “frequency of communication by physicians”, “atmosphere of ICU waiting room”, “involved at the right time in decision-making”, “received appropriate amount of information”, and “given right amount of hope”. The Canadian sites achieved higher scores for the remaining items.
 
In the univariate analysis of satisfaction with overall ICU care, none of the patient’s or respondent’s characteristics had a P≤0.1. Items “spiritual support for family”, “support from social workers”, and “support from pastors” were excluded since more than 30% of the responses were either missing or deemed not applicable. Thus, a total of 14 covariates were analysed in the multivariable analysis. The independent factors identified were “concern and caring for patients”, “agitation management”, “concern and caring for family”, “frequency of communication by nurses”, “physician skill and competence”, “atmosphere of ICU”, and “atmosphere of ICU waiting room” (Table 3). In the multivariable analysis of satisfaction with role in decision-making, 16 covariates including “age of respondent”, “sex of respondent” (with P values of 0.005 and 0.08, respectively in the univariate analysis), and all items in part two of the questionnaire excluding item “given right amount of hope” (P=0.214 in univariate analysis) were tested. Independent factors identified were “honesty of information”, “completeness of information”, “control over care”, “agreement within family regarding care patient received”, “satisfaction with amount of health care”, and “age of respondent ≥47 years” (Table 3).
 

Table 3. Factors independently associated with complete satisfaction
 
Performance-importance plots identified the following items as being more important but performed less satisfactorily: “atmosphere of ICU waiting room”, “atmosphere of ICU”, “agitation management” (overall care), and “satisfaction with amount of health care” (decision-making) [Fig 1].
 

Figure 1. Performance-importance plots of satisfaction with (a) overall care and (b) role in decision-making
(a) Horizontal and vertical lines indicate the medians of regression weights (1.236) and performances (43.8), respectively
(b) Horizontal and vertical lines indicate the medians of regression weights (1.207) and performances (35.7), respectively
 
Discussion
This is the first ICU family satisfaction survey published in Hong Kong, and was conducted following implementation of the FAME programme in 2012. Following a small-scale survey carried out by PYNICU in 2010 (written communication, HL Wu, 2012), staff awareness about the importance of family satisfaction has increased. Family satisfaction was added to the regular agenda at our weekly business meetings, where comments and feedback from NOKs were discussed. These discussions led to various measures to improve communication (unsolicited nurses’ update during visiting hours), access to information (information booklets in waiting rooms and noticeboard displays for families), and facilities (chairs for families at bedside, televisions for awake patients, and refurbishment of the waiting rooms). This survey showed high satisfaction scores in 2012 to 2014 that were similar to figures reported around the world (Fig 2 16 17 18 as well as the multicentre Canadian database—a German study reported their mean FS-ICU/Total, FS-ICU/Care, and FS-ICU/DM as 78.3 ± 14.3, 78.6 ± 14.3, and 77.8 ± 15.616; a Swiss study reported scores of 78 ± 14, 79 ± 14, and 77 ± 1517; and an American study achieved scores of 76.6 ± 20.6, 77.7 ± 20.6, and 75.2 ± 22.6, respectively.18 Nonetheless the Canadian centres were able to achieve a significantly better result in most items and in the summary scores. This might be explained by cross-cultural (different expectations from families), as well as administrative differences (nurse-patient and doctor-patient ratios), but it may also indicate room for further improvement.
 

Figure 2. Comparison of mean total and subscores across centres 16 17 18
 
Independent factors that affected satisfaction with overall care and identified by this study can be grouped into: care of the patient and family (concern and caring for the patient and family; agitation management), professional care (frequency of communication by nurses; physician skill and competence), and the ICU environment (atmosphere of the ICU and its waiting room). Consistent with prior studies, none of the patient’s or respondent’s characteristics, including the ICU survival status, was found to be independently associated with satisfaction of overall care.16 19 Setting professional skills aside, the perceived physician competence and amount of concern and care shown to patients and their families were largely affected by the communication skill of the health care providers and their manner when interacting with patients and families. The importance of communication has been emphasised by numerous studies.20 21 22 23 24 25 One study found that longer periods of communication between health care providers and families was associated with reduced anxiety among family members of ICU patients.24 They reported a median (range) time of staff contact as 10 (1-60) minutes. In addition to the duration, a proactive, structured, and multidisciplinary communication strategy that incorporated the five objectives in the mnemonic “VALUE” (to Value and appreciate what the family members said, to Acknowledge the family members’ emotions, to Listen, to ask open-ended questions that would allow the caregiver to Understand who the patient was as a person, and to Elicit questions from family members) was shown to lessen symptoms of anxiety, depression, and post-traumatic stress disorder.25 Education and training in communication skills, especially the power of listening and to allow families more opportunity to speak during conferences also improved family satisfaction in the ICU.26 It is also essential to diagnose the root cause of any communication problem.15 Removing barriers in the health care system that discourage communication, for example heavy workload rendering insufficient time spent with families and restrictive visiting policies, would be beneficial.27
 
Factors in the left upper quadrant of the performance-importance plots (Fig 1) had greater regression weights but performed less satisfactorily, and therefore warrant more urgent attention. Among these were the ICU and waiting room environment. The questionnaire items do not specify the particular areas of concern that individual families had in mind, but responses to the three open-ended questions were illuminating. Comments related to the ICU environment focused on the availability of facilities for patients (visual and audio entertainment devices) and their families (chairs and toilet), ICU noise level, room temperature, space, and privacy. In fact, the ICU environment has been repeatedly identified as a factor that affects satisfaction.13 18 19 One study found that migration of an ICU with multiple beds in one ward to another with single-room design significantly improved family and patient satisfaction.13 These findings offer opportunities for improvement, and also provide valuable information for administrators when designing a new ICU.
 
Agitation management also warranted more urgent attention (Fig 1a). Although evidence supports maintenance of a light rather than deep level of sedation in adult critically ill patients to shorten duration of mechanical ventilation and ICU length of stay,28 29 a balance needs to be struck to prevent excessive pain, agitation, or adverse experiences that are associated with a higher incidence of post-traumatic stress disorder in ICU survivors and could negatively impact their families.30 The revised 2013 version of Clinical Practice Guidelines for the Management of Pain, Agitation, and Delirium in Adult ICU Patients has recommended routine monitoring of the depth of sedation and targeted titration of preferably non-benzodiazepine sedatives.31
 
Our subscore for decision-making was higher than that for overall care, in contrast to the overseas counterparts.16 17 18 We do not know if this is unique to the Chinese population since no other Chinese survey is available for comparison. One interesting finding was that younger respondents were less satisfied with their role in decision-making than older respondents. A similar observation has been made before.32 In this information explosion era where electronic data are easily available, it can be understood that the younger generation wants to play a greater role in making decisions for their sick family member. A paternalistic approach will be less appealing to our future generation, and a deliberative model should therefore be adopted, with an emphasis on provision of complete and honest information to increase their sense of control over the care of their family member.
 
There are limitations to our study. First, the reason for refusal to participate in the survey was not documented and therefore we cannot rule out a response bias, where dissatisfied families might have declined participation in the survey, thus overestimating satisfaction. The high return rate compared with other studies (76.6% vs 27.8-75.4%15 16 17) would have lessened any effect of a response bias. Second, social desirability bias cannot be ruled out as most respondents completed the questionnaire while their sick family member was still under our care. We tried to minimise this by reassuring families of the confidentiality of their response and providing an envelope in which to return the completed questionnaire that was only opened by researchers at a later time. Third, questionnaires completed before ICU discharge might not reflect the whole ICU experience. Recruiting NOKs when the patient was nearing ICU discharge reduced premature data capture and prevented the otherwise increased administrative cost, increased recall bias, and anticipated lower response rate that would be involved when tracing eligible NOKs following ICU discharge. Fourth, FS-ICU has not been validated in the Chinese language. The Chinese (Taiwan) version provided by CARENET was modified by the co-authors wherein Taiwanese terms were replaced by ones familiar to the Hong Kong people and questions on the respondent’s demographics were added as in the original English questionnaire. This modified version was circulated to and approved by all co-authors to ensure face validity. The high return rate of the questionnaire and the high response rate to questions (95.0%) indicated feasibility of this modified Chinese version.11 Last, this was a single-centre study and thus generalisability of the results to other settings may not be appropriate.
 
Conclusions
Family satisfaction is an important measure of ICU quality. We found that families were satisfied with the ICU care we provided and with their role in decision-making. Their satisfaction was comparable with most overseas centres. Nonetheless there remains room for improvement when compared with the Canadian database. Future initiatives will focus on improving the ICU environment, agitation management, and enhancing communication with families.
 
Acknowledgements
We wish to thank all members of the FAME team including Dr Arthur CW Lau, Ms Nora LP Kwok, Ms L Lau, Ms CH Lee, and Ms HY Wong for their administrative advice and contribution in data collection and entry, and Ms CH Li, Ms WY So, and Ms PS Chiu for subject recruitment. We also wish to thank the Canadian Researchers at the End of Life Network for sharing their FS-ICU database. Current versions of the FS-ICU questionnaire can be found on their website <www.thecarenet.ca/57-researchers/our-projects/family-satisfaction-survey>.
 
References
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16. Schwarzkopf D, Behrend S, Skupin H, et al. Family satisfaction in the intensive care unit: a quantitative and qualitative analysis. Intensive Care Med 2013;39:1071-9. Crossref
17. Stricker KH, Kimberger O, Schmidlin K, Zwahlen M, Mohr U, Rothen HU. Family satisfaction in the intensive care unit: what makes the difference? Intensive Care Med 2009;35:2051-9. Crossref
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24. Rusinova K, Kukal J, Simek J, Cerny V; DEPRESS study working group. Limited family members/staff communication in intensive care units in the Czech and Slovak Republics considerably increases anxiety in patients’ relatives—the DEPRESS study. BMC Psychiatry 2014;14:21. Crossref
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32. Crow R, Gage H, Hampson S, et al. The measurement of satisfaction with healthcare: implications for practice from a systematic review of the literature. Health Technol Assess 2002;6:1-244. Crossref

Endovascular stenting in the management of malignant superior vena cava obstruction: comparing safety, effectiveness, and outcomes between primary stenting and salvage stenting

Hong Kong Med J 2015 Oct;21(5):426–34 | Epub 3 Jul 2015
DOI: 10.12809/hkmj144363
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Endovascular stenting in the management of malignant superior vena cava obstruction: comparing safety, effectiveness, and outcomes between primary stenting and salvage stenting
ST Leung, MB, BS, FRCR; Tony HT Sung, FRCR, FHKAM (Radiology); Alvin YH Wan, FRCR, FHKAM (Radiology); KW Leung, FRCR, FHKAM (Radiology); WK Kan, FRCR, FHKAM (Radiology)
Department of Radiology, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 
Corresponding author: Dr ST Leung (baryleung@hotmail.com)
 
 Full paper in PDF
Abstract
Objective: To compare the safety, effectiveness, and outcomes of primary stenting and salvage stenting for malignant superior vena cava obstruction.
 
Design: Case series with internal comparison.
 
Setting: Regional hospital, Hong Kong.
 
Patients: A total of 56 patients with malignant superior vena cava obstruction underwent 59 stentings from 1 May 1999 to 31 January 2014. Patients’ characteristics, procedural details, and outcomes were retrospectively reviewed. Of the 56 patients, 33 had primary stenting before conventional therapy and 23 had salvage stenting after failure of conventional therapy. Statistical analyses were made by Fisher’s exact test and Mann-Whitney U test.
 
Results: Primary lung carcinoma was the most common cause of malignant superior vena cava obstruction (primary stenting, 22 patients; salvage stenting, 16 patients; P=0.768), followed by metastatic lymphadenopathy. Most patients had superior vena cava obstruction only (primary stenting, 16 patients; salvage stenting, 15 patients; P=0.633), followed by additional right brachiocephalic vein involvement. Wallstents (Boston Scientific, Natick [MA], US) were used in all patients. Technical success was achieved in all but two patients, one in each group (P=1.000). Only one stent placement was required in most patients (primary stenting, 28 patients; salvage stenting, 20 patients; P=0.726). Procedure time was comparable in both groups (mean time: primary stenting, 89 minutes; salvage stenting, 84 minutes; P=0.526). Symptomatic relief was achieved in most patients (primary stenting, 32 patients; salvage stenting, 23 patients; P=0.639). In-stent restenosis and bleeding were the commonest complications (primary stenting, 6 and 1 patients, respectively; salvage stenting, 2 and 2 patients, respectively). Nine patients required further treatment for symptom recurrence (primary stenting, 6 patients; salvage stenting, 3 patients; P=0.725).
 
Conclusion: Endovascular stenting is safe and effective for relieving malignant superior vena cava obstruction. No statistically significant differences in number of stents, success rates, procedure times, symptom relief rates, complication rates, and re-procedure rates were found between primary stenting and salvage stenting.
 
 
New knowledge added by this study
  • Endovascular stenting is safe and effective for relieving malignant superior vena cava obstruction (SVCO) in both primary stenting and salvage stenting settings.
  • Direct comparison between primary stenting and salvage stenting for safety, effectiveness, and outcomes of superior vena cava (SVC) stenting showed no significant differences in number of stents required, success rates, procedure times, symptom relief rates, complication rates, and re-procedure rates between the two groups.
Implications for clinical practice or policy
  • Primary SVC stenting should be considered for patients at their initial presentation with SVCO before conventional therapy by radiotherapy and/or chemotherapy.
  • Salvage SVC stenting remains a safe and effective treatment for patients with SVCO after failure of radiotherapy and/or chemotherapy.
 
 
Introduction
Superior vena cava (SVC) syndrome encompasses a constellation of symptoms and signs secondary to superior vena cava obstruction (SVCO). The syndrome frequently occurs secondary to extrinsic SVC compression, mostly from malignant causes, due to its low internal venous pressure and location within the rigid structures in the mediastinum. The resulting elevated venous pressure in the upper body causes oedema of the head, neck, and upper extremities. Oedema in the airway may cause life-threatening airway obstruction, and cerebral oedema may result in confusion and coma. There is also decreased venous return causing haemodynamic compromise. These all result in the significant morbidity and mortality associated with SVCO.1 2
 
Since its first description by Charnsangavej et al in 1986,3 SVC stenting has gained increasing popularity in the management of SVCO due to its rapid and effective relief of symptoms compared with conventional therapy by radiotherapy and chemotherapy. A systematic review by Rowell and Gleeson4 concluded that stenting is the most effective and rapid treatment for relieving SVCO symptoms, providing overall symptomatic relief in 95% of patients with an 11% symptom recurrence rate. Radiotherapy and chemotherapy, however, could only achieve symptomatic relief in 60% to 77% of patients, with 17% to 19% of patients having symptom recurrence.4
 
Stenting of SVC is traditionally offered as a salvage therapy after failure of conventional therapy. In recent years, an increasing number of hospitals have begun to consider primary stenting as a first-line treatment prior to conventional therapy due to its promising results.2 5 However, there is currently a lack of studies directly comparing the results of primary stenting before conventional therapy and salvage stenting after failure of conventional therapy. In addition, previous studies evaluating SVC stenting are often limited by a small sample size and lack of long-term follow-up. Only a few case series of more than 50 patients are currently available in the literature.6 7 8 9 10 11
 
With the aim of comparing the safety, effectiveness, and outcomes between patients undergoing primary stenting before conventional therapy and salvage stenting after failure of conventional therapy, we report our 15 years’ experience in the management of malignant SVCO with Wallstent endoprosthesis (Boston Scientific, Natick [MA], US).
 
Methods
A retrospective review of the indications, clinical characteristics, procedures, complications, and outcomes was performed for all patients with clinical symptoms of SVCO who underwent SVC stenting at a single hospital in Hong Kong from 1 May 1999 to 31 January 2014. Patients were identified from the departmental internal records and the radiology information system. All patients had computed tomography performed prior to stent placement, which revealed unresectable malignant SVCO. Patients’ medical and procedural records were retrospectively reviewed by a radiologist who was a Fellow of the Royal College of Radiologists with subspecialty training in interventional radiology, and who was blinded to whether the patient was receiving primary stenting or salvage stenting during the review of patients’ outcomes. The follow-up period was considered as being from the day of the procedure to the day of the latest information or death, with the end of data collection fixed on 1 May 2014. This study was approved by the local Institutional Review Board.
 
Patients were categorised into either the primary stenting group or the salvage stenting group. Patients in the primary stenting group had SVC stenting performed at initial presentation of SVCO before any radiotherapy and/or chemotherapy. Patients in the salvage stenting group had SVC stenting performed after failure of radiotherapy and/or chemotherapy, which was defined as newly developed or worsening SVCO symptoms despite the use of radiotherapy and/or chemotherapy. The primary stenting group comprised 33 patients with 35 SVC stentings done and the salvage stenting group comprised 23 patients with 24 SVC stentings performed.
 
Stent placement was performed under local anaesthesia in an angiography suite with cardiopulmonary monitoring for all patients after obtaining informed consent. Pre-procedure superior vena cavograms were performed for assessment of site, length, degree of stenosis, and planning of stent placement. Wallstent endoprostheses were used in all patients. Intravenous heparin was administered before stent placement.
 
The stenoses were first negotiated with a guidewire. Placements of Wallstents across the stenoses were then performed. Balloon angioplasty was performed before and/or after stent placement if considered necessary by the performing interventional radiologist. Stent position and patency were confirmed by post-procedural superior vena cavogram, which also excluded any venous rupture (Fig 1).
 

Figure 1. Superior vena cavograms showing superior vena cava (SVC) stenting of a 70-year-old woman who developed SVC obstruction complicating a primary lung carcinoma
(a) Superior vena cavogram performed via the right femoral approach shows a malignant stricture with shouldering at the upper SVC involving the left brachiocephalic vein (arrow); (b) measurements are being made for planning of stent placement in the SVC. The narrowest segment of the stricture measured 4.25 mm; (c) a 16 x 60-mm Wallstent endoprosthesis is deployed across the stricture with the cranial end at the left brachiocephalic vein and the caudal end at the lower SVC (arrows); (d) post-stenting superior vena cavogram shows moderate residual stricture with flow limitation (arrow). The narrowest segment of the stricture measured 4.41 mm after stent placement; (e) the stricture is subsequently dilated by balloon angioplasty (arrow); (f) post-angioplasty superior vena cavogram shows decreasing residual stricture and resolution of flow limitation (arrow). The narrowest segment of the stricture is enlarged to 7.50 mm after balloon angioplasty
 
Statistical analyses were performed by the Statistical Package for the Social Sciences (Windows version 19.0; SPSS Inc, Chicago [IL], US). P values were calculated by Fisher’s exact test and Mann-Whitney U test when appropriate, and a significance level of 0.05 was used.
 
Results
A total of 56 (40 male and 16 female) patients underwent 59 SVC stentings for malignant SVCO during the study period. All patients were included in the study and their mean age was 64 years (range, 48-83 years). There were no statistically significant differences in male-to-female ratio (P=0.797), patient age (P=0.548), and underlying causes between the primary and salvage stenting groups. The background demographics of the two groups of patients are summarised in Table 1.
 

Table 1. Patient characteristics by stenting group
 
Underlying cause
Primary lung carcinoma was the most common cause in both groups of patients, accounting for 67% (n=22) in the primary stenting group and 70% (n=16) in the salvage stenting group. No statistically significant difference was seen between the two groups (P=0.768).
 
Among the causes other than primary lung carcinoma, metastatic lymphadenopathy was the most common indication, which was seen in two patients in the primary stenting group and four in the salvage stenting group. Carcinoma of the breast was the most common primary site, accounting for three of the six patients. Other causes included lymphoma (n=1), malignant thymic tumour (n=1), and neuroendocrine tumour (n=1) [Table 1].
 
Site of obstruction
Among the 59 stenting procedures, obstruction at the level of SVC only was most commonly encountered, accounting for 46% (n=16) of cases in the primary stenting group and 63% (n=15) of cases in the salvage stenting group. Additional sites of obstruction were found at the right brachiocephalic vein, bilateral brachiocephalic veins, and left brachiocephalic vein. There were no statistically significant differences between the two groups (P=0.633) [Table 2].
 

Table 2. Procedure characteristics by stenting group
 
Procedures
Results of the procedures are summarised in Table 2. No statistically significant differences were seen between the two groups. The femoral approach was used for most patients: 86% (n=30) in the primary stenting group and 88% (n=21) in the salvage stenting group. The jugular and basilic approaches were used for the remaining patients.
 
Successful stent placement was achieved in all but two patients, with similar success rates in both groups of patients: 97% in the primary stenting group and 96% in the salvage stenting group (P=1.000). One failure occurred in the primary stenting group due to development of fatal haemopericardium during the procedure. Another failure occurred in the salvage stenting group due to failure of stent placement across the obstruction.
 
A single stent was sufficient to restore vessel patency in most patients, with the results comparable for both groups of patients: 82% (n=28) in the primary stenting group and 87% (n=20) in the salvage stenting group. No statistically significant differences were seen between the two groups (P=0.726). The remaining patients required placement of two to three stents to alleviate the obstruction. Anticoagulation following stent placement was recommended for prevention of in-stent thrombosis with the individual anticoagulation regimen decided by the senior physicians and oncologists.
 
The procedure times for the two groups of patients showed no statistically significant difference (P=0.526). The mean procedure time was 89 minutes (range, 45-205 minutes) in the primary stenting group, and 84 minutes (range, 40-240 minutes) in the salvage stenting group (Table 2).
 
Treatment outcome
Table 3 summarises the outcomes after SVC stenting. Resolution or improvement of symptoms within 72 hours post-stenting was demonstrated in most patients: 91% (n=32) in the primary stenting group and 96% (n=23) in the salvage stenting group (P=0.639). One patient in the primary stenting group had worsening symptoms after stenting due to development of in-stent thrombosis shortly after stent placement.
 

Table 3. Outcomes of procedures by stenting group
 
Complications
Procedure-related complications were uncommon and there were no statistically significant differences between the two groups of patients for complication rates: 9% (n=3) in the primary stenting group and 8% (n=2) in the salvage stenting group (P=1.000). The complications included haemopericardium (n=1), acute pulmonary oedema (n=1), and bleeding-related complications (groin haematoma, n=2; arterial injury, n=1). One periprocedural death occurred due to fatal haemopericardium and the overall mortality was 1.7%.
 
For stent-related complications, in-stent thrombosis was seen in 14% of patients: 17% (n=6) in the primary stenting group and 8% (n=2) in the salvage stenting group (P=0.453). No stent migration was identified.
 
Patient outcomes
Following successful stent placement, a minority of patients had recurrence of SVCO symptoms requiring further interventions, including further stenting, thrombolysis, and angioplasty (Fig 2). Comparable results were seen in the two groups of patients: 17% (n=6) in the primary stenting group and 13% (n=3) in the salvage stenting group (P=0.725).
 

Figure 2. Superior vena cavograms showing thrombolysis for in-stent thrombosis after superior vena cava (SVC) stenting of a 67-year-old man who developed superior vena cava obstruction (SVCO) complicating a primary lung carcinoma
(a) Superior vena cavogram performed via the right femoral approach shows marked eccentric stenosis at the SVC and left brachiocephalic vein (arrows); (b) SVC stenting is subsequently performed with stent placement in the SVC and left brachiocephalic vein. Venogram performed after stent placement shows a good angiographic result with a patent stent (arrows); (c) superior vena cavogram is performed 2 days after initial stenting due to worsening SVCO symptoms, and showed an occluded stent in the SVC and left brachiocephalic vein (arrow); (d) thrombolysis was done with recombinant tissue plasminogen activator. Venogram performed after the first infusion of recombinant tissue plasminogen activator shows only a small amount of contrast passage through the previously thrombosed stent (arrows); (e) further thrombolysis with additional recombinant tissue plasminogen activator infusions and balloon angioplasties are subsequently performed; (f) post-procedural venogram confirms a patent stent with absence of in-stent thrombosis
 
Patients in the primary stenting group had a statistically significant longer survival than patients in the salvage stenting group (P<0.05). The median survival was 64 (range, 5-1156) days for patients in the primary stenting group, and 62 (range, 2-710) days for patients in the salvage stenting group.
 
At the end of the data collection, one patient in the primary stenting group was alive 1849 days after stenting and two patients in the salvage stenting group were alive 110 days and 226 days after stenting, respectively. Two patients in the primary stenting group were lost to follow-up.
 
Discussion
Symptoms of SVCO usually develop over a period of 2 weeks in approximately one third of patients, and over a longer period in other patients. Oedema and distended veins are the most common symptoms and signs of SVCO of facial and arm oedema occurred in 82% and 46% of patients, respectively, and neck and chest vein distension occurred in 63% and 53% of patients, respectively.1 Respiratory symptoms and signs are common and include dyspnoea (54%), cough (54%), hoarseness (17%), and stridor (4%). Neurological symptoms and signs include syncope (10%), headaches (9%), dizziness (6%), confusion (4%), and visual symptoms (2%).1
 
Malignant conditions account for about 90% of cases of SVCO in previous studies.12 Non–small-cell lung cancer is the most common cause of malignant SVCO and accounts for 50% of cases, followed by small-cell lung cancer (22%), lymphoma (12%), metastatic cancer (9%, of which two thirds are breast cancer), germ-cell cancer (3%), thymoma (2%), and mesothelioma (1%).1 Non-malignant causes of SVCO have become more common in recent years, reflecting the increasing use of intravascular devices such as catheters and pacemakers.1 Ye et al13 have identified that most SVCOs of benign cause are related to haemodialysis catheter placement (70%). Other causes include hypercoagulability and mediastinal fibrosis.
 
The femoral vein is the classic route for stent insertion, and was used for most cases in the current series. Some authors have also suggested jugular vein, subclavian vein, or basilic vein access as possible options.5 9 14 In cases of bilateral brachiocephalic vein obstruction, some authors have proposed that it is sufficient to relieve the obstruction by stent placement in either the right or left brachiocephalic vein, with collaterals allowing drainage from both sides. It has been shown that this is as clinically effective as bilateral stent placement, while offering lower cost, easier placement, and lower rates of complications and recurrence.5 7 8 9
 
Previous studies have shown 87% to 100% effectiveness of primary stenting in relieving SVCO. Recurrence of SVCO is seen in up to 18% of patients.9 10 15 16 17 18 These figures are in keeping with that shown in this study. After successful stent placement, symptoms of SVCO usually resolve within 48 to 72 hours. This is compared with radiotherapy or chemotherapy which usually take weeks to have an effect.1 12 The rapid improvement of patient’s haemodynamic and performance status after primary stenting enables underlying aetiology-specific therapy to be initiated at a full dose and in a timely manner.2 In addition, primary SVC stenting can also be performed immediately after diagnosis in the absence of a histological diagnosis, which is required for deciding the optimal treatment protocol by conventional therapy with chemotherapy and/or radiotherapy.
 
In patients with tumour recurrence or progression despite conventional therapy, or in patients who are not fit for chemotherapy or radiotherapy due to poor performance status or concomitant illness, salvage SVC stenting provides good palliation of SVCO symptoms.19 Most studies for salvage SVC stenting after conventional therapy failure report effective relief of venous compression after cancer recurrence, ranging from 81% to 100%, which is similar to the findings in this study. Most studies report a recurrence rate of up to 25% but figures up to 33% to 41% have also been reported.2 20 21 22 23 24 25 26 27
 
A recent review article has studied complication rates after SVC stenting.2 In a total of 884 stent placements in 32 studies, the mortality was 2%, which is similar to that in this study. A total of 41% of the deaths were due to severe haemorrhage such as pulmonary or cerebral haemorrhage, and 23% were due to acute cardiac events, including arrhythmia, myocardial infarction, and cardiac tamponade. Other causes included respiratory failure (17%) and pulmonary embolism (6%).2 Cardiac tamponade following rupture of central veins, which was seen in this series, is rare, but can be rapidly fatal.28 For this reason, it has been suggested that facilities for pericardial drainage should be available in the room to allow emergent pericardiocentesis.12
 
Periprocedural and post-procedural complications are low and were found in up to 19% of patients in previous studies.12 Overall, these complications compare very favourably with those of chemotherapy and radiotherapy.4 The most common major complications are stent malposition or migration, accounting for 47% of all complications, followed by bleeding (21%), deep vein thrombosis (10%), pulmonary oedema (8%), arrhythmia (5%), infection (5%), and pulmonary embolism (3%).2
 
For stent-related complications, a series by Lanciego et al7 reviewed 149 patients with Wallstent placement for SVC syndrome, which demonstrated a 10.7% rate of stent occlusion (complete, 8%; partial, 2.7%), 2.7% stent thrombosis, 2.7% stent shortening, and 0.7% stent migration.
 
Although commonly given for patients after SVC stent placement, the effectiveness of anticoagulation has not been clearly proven. In general, anticoagulation is recommended at least for the first month after stent placement due to the high thrombogenic effect of the stent before neoendothelium covers the endovascular surface.7 A range of 1 to 9 months of anticoagulation has been proposed and no consensus is currently available.13
 
Patient survival is generally short and is related to the usual status of locally advanced or metastatic malignancy causing SVCO. As demonstrated in this study, survival was shorter in patients receiving salvage stenting after failure of conventional therapy (mean, 3.7 months) compared with that of patients receiving primary stenting before conventional therapy (mean, 8.7 months). This is likely due to the difference in underlying disease status between the two groups of patients. In a previous report, overall patient survival was approximately 6 months after SVC stenting,7 which is similar to the overall mean survival identified in this series (6.6 months).
 
There are a few limitations to this study. As a retrospective study, there was a lack of standardised selection criteria for the choice between primary SVC stenting and conventional therapy by radiotherapy and/or chemotherapy for patients presenting with SVCO. There was also a lack of standardised grading system of the degree of SVCO symptoms and follow-up protocol. The decisions for angioplasty before and after stent placement were made by the operating radiologists during the procedure, and the post-stenting anticoagulation regimen was also decided individually by the senior physicians and oncologists. The small sample size might have limited the power of the study. There are also possibilities of information bias during the review process. These should serve as future references for performing a prospective study with a standardised protocol to evaluate the results of SVC stenting in different groups of patients.
 
Conclusion
Stenting of SVC is a safe and effective means of alleviating SVCO symptoms both in patients undergoing primary stenting before conventional therapy and in those undergoing salvage stenting after failure of conventional therapy. The number of stents required, success rates, procedure times, symptom relief rates, complication rates, and re-procedure rates showed no statistically significant difference between these two groups of patients.
 
Declaration
All the authors have no potential conflict of interest to declare.
 
References
1. Wilson LD, Detterbeck FC, Yahalom J. Clinical practice. Superior vena cava syndrome with malignant causes. N Engl J Med 2007;356:1862-9. Crossref
2. Nguyen NP, Borok TL, Welsh J, Vinh-Hung V. Safety and effectiveness of vascular endoprosthesis for malignant superior vena cava syndrome. Thorax 2009;64:174-8. Crossref
3. Charnsangavej C, Carrasco CH, Wallace S, et al. Stenosis of the vena cava: preliminary assessment of treatment with expandable metallic stents. Radiology 1986;161:295-8. Crossref
4. Rowell NP, Gleeson FV. Steroids, radiotherapy, chemotherapy and stents for superior vena caval obstruction in carcinoma of the bronchus: a systematic review. Clin Oncol (R Coll Radiol) 2002;14:338-51. Crossref
5. Ganeshan A, Hon LQ, Warakaulle DR, Morgan R, Uberoi R. Superior vena caval stenting for SVC obstruction: current status. Eur J Radiol 2009;71:343-9. Crossref
6. Fagedet D, Thony F, Timsit JF, et al. Endovascular treatment of malignant superior vena cava syndrome: results and predictive factors of clinical efficacy. Cardiovasc Intervent Radiol 2013;36:140-9. Crossref
7. Lanciego C, Pangua C, Chacón JI, et al. Endovascular stenting as the first step in the overall management of malignant superior vena cava syndrome. AJR Am J Roentgenol 2009;193:549-58. Crossref
8. Dinkel HP, Mettke B, Schmid F, Baumgartner I, Triller J, Do DD. Endovascular treatment of malignant superior vena cava syndrome: is bilateral wallstent placement superior to unilateral placement? J Endovasc Ther 2003;10:788-97. Crossref
9. Lanciego C, Chacón JL, Julián A, et al. Stenting as first option for endovascular treatment of malignant superior vena cava syndrome. AJR Am J Roentgenol 2001;177:585-93. Crossref
10. Nagata T, Makutani S, Uchida H, et al. Follow-up results of 71 patients undergoing metallic stent placement for the treatment of a malignant obstruction of the superior vena cava. Cardiovasc Intervent Radiol 2007;30:959-67. Crossref
11. Nicholson AA, Ettles DF, Arnold A, Greenstone M, Dyet JF. Treatment of malignant superior vena cava obstruction: metal stents or radiation therapy. J Vasc Interv Radiol 1997;8:781-8. Crossref
12. Uberoi R. Quality assurance guidelines for superior vena cava stenting in malignant disease. Cardiovasc Intervent Radiol 2006;29:319-22. Crossref
13. Ye M, Shi YX, Huang XZ, Zhao YP, Zhang H, Zhang JW. Endovascular recanalization of superior vena cava, brachiocephalic, and subclavian venous occlusions caused by nonmalignant lesions. Chin Med J 2012;125:1767-71.
14. Miller JH, McBride K, Little F, Price A. Malignant superior vena cava obstruction: stent placement via the subclavian route. Cardiovasc Intervent Radiol 2000;23:155-8. Crossref
15. Chatziioannou A, Alexopoulos T, Mourikis D, et al. Stent therapy for malignant superior vena cava syndrome: should be first line therapy or simple adjunct to radiotherapy. Eur J Radiol 2003;47:247-50. Crossref
16. Bierdrager E, Lampmann LE, Lohle PN, et al. Endovascular stenting in neoplastic superior vena cava syndrome prior to chemotherapy or radiotherapy. Neth J Med 2005;63:20-3.
17. Gross CM, Krämer J, Waigand J, et al. Stent implantation in patients with the superior vena cava syndrome. AJR Am J Roentgenol 1997;169:429-32. Crossref
18. Chacón López-Muñiz JI, García García L, Lanciego Pérez C, et al. Treatment of superior and inferior vena cava syndromes of malignant cause with Wallstent catheter placed percutaneously. Am J Clin Oncol 1997;20:293-7. Crossref
19. Urruticoechea A, Mesia R, Dominguez J, et al. Treatment of malignant superior vena cava syndrome by endovascular stent insertion. Experience on 52 patients with lung cancer. Lung Cancer 2004;43:209-14. Crossref
20. Kee ST, Kinoshita L, Razavi MK, Nyman UR, Semba CP, Dake MD. Superior vena cava syndrome: treatment with catheter-directed thrombolysis and endovascular stent placement. Radiology 1998;206:187-93. Crossref
21. Marcy PY, Magné N, Bentolila F, Drouillard J, Bruneton JN, Descamps B. Superior vena cava obstruction: is stenting necessary? Support Care Cancer 2001;9:103-7. Crossref
22. Greillier L, Barlési F, Doddoli C, et al. Vascular stenting for palliation of superior vena cava obstruction in non-small-cell lung cancer patients: a future ‘standard’ procedure? Respiration 2004;71:178-83. Crossref
23. García Mónaco R, Bertoni H, Pallota G, et al. Use of self-expanding vascular endoprosthesis in superior vena cava syndrome. Eur J Cardiothorac Surg 2003;24:208-11. Crossref
24. Tanigawa N, Sawada S, Mishima K, et al. Clinical outcome of stenting in superior vena cava syndrome associated with malignant tumors. Comparison with conventional treatment. Acta Radiol 1998;39:669-74. Crossref
25. Courtheoux P, Alkofer B, Al Refaï M, Gervais R, Le Rochais JP, Icard P. Stent placement in superior vena cava syndrome. Ann Thorac Surg 2003;75:158-61. Crossref
26. Crowe MT, Davies CH, Gaines PA. Percutaneous management of superior vena cava occlusions. Cardiovasc Intervent Radiol 1995;18:367-72. Crossref
27. Furui S, Sawada S, Kuramoto K, et al. Gianturco stent placement in malignant caval obstruction: analysis of factors for predicting the outcome. Radiology 1995;195:147-52. Crossref
28. Ploegmakers MJ, Rutten MJ. Fatal pericardial tamponade after superior vena cava stenting. Cardiovasc Intervent Radiol 2009;32:585-9. Crossref

Patient acceptability, efficacy, and skin biophysiology of a cream and cleanser containing lipid complex with shea butter extract versus a ceramide product for eczema

Hong Kong Med J 2015 Oct;21(5):417–25 | Epub 28 Aug 2015
DOI: 10.12809/hkmj144472
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Patient acceptability, efficacy, and skin biophysiology of a cream and cleanser containing lipid complex with shea butter extract versus a ceramide product for eczema
KL Hon, MD, FCCM1; YC Tsang, BSc1; NH Pong, MPhil1; Vivian WY Lee, PharmD2; NM Luk, FRCP3; CM Chow, FRCPCH1; TF Leung, FRCPCH, FAAAAI1
1 Department of Paediatrics, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong
2 School of Pharmacy, The Chinese University of Hong Kong, Shatin, Hong Kong
3 Hong Kong Dermatology Foundation, Hong Kong
Corresponding author: Prof KL Hon (ehon@hotmail.com)
 
 Full paper in PDF
Abstract
Objectives: To investigate patient acceptability, efficacy, and skin biophysiological effects of a cream/cleanser combination for childhood atopic dermatitis.
 
Design: Case series.
 
Setting: Paediatric dermatology clinic at a university teaching hospital in Hong Kong.
 
Patients: Consecutive paediatric patients with atopic dermatitis who were interested in trying a new moisturiser were recruited between 1 April 2013 and 31 March 2014. Swabs and cultures from the right antecubital fossa and the worst eczematous area, disease severity (SCORing Atopic Dermatitis index), skin hydration, and transepidermal water loss were obtained prior to and following 4-week usage of a cream/cleanser containing lipid complex with shea butter extract (Ezerra cream; Hoe Pharma, Petaling Jaya, Malaysia). Global or general acceptability of treatment was documented as ‘very good’, ‘good’, ‘fair’, or ‘poor’.
 
Results: A total of 34 patients with atopic dermatitis were recruited; 74% reported ‘very good’ or ‘good’, whereas 26% reported ‘fair’ or ‘poor’ general acceptability of treatment of the Ezerra cream; and 76% reported ‘very good’ or ‘good’, whereas 24% reported ‘fair’ or ‘poor’ general acceptability of treatment of the Ezerra cleanser. There were no intergroup differences in pre-usage clinical parameters of age, objective SCORing Atopic Dermatitis index, pruritus, sleep loss, skin hydration, transepidermal water loss, topical corticosteroid usage, oral antihistamine usage, or general acceptability of treatment of the prior emollient. Following use of the Ezerra cream, mean pruritus score decreased from 6.7 to 6.0 (P=0.036) and mean Children’s Dermatology Life Quality Index improved from 10.0 to 8.0 (P=0.021) in the ‘very good’/‘good’ group. There were no statistically significant differences in the acceptability of wash (P=0.526) and emollients (P=0.537) with pre-trial products. When compared with the data of another ceramide-precursor moisturiser in a previous study, there was no statistical difference in efficacy and acceptability between the two products.
 
Conclusions: The trial cream was acceptable in three quarters of patients with atopic dermatitis. Patients who accepted the cream had less pruritus and improved quality of life than the non-accepting patients following its usage. The cream containing shea butter extract did not differ in acceptability or efficacy from a ceramide-precursor product. Patient acceptability is an important factor for treatment efficacy. There is a general lack of published clinical trials to document the efficacy and skin biophysiological effects of many of the proprietary moisturisers.
 
New knowledge added by this study
  • Patient acceptability is an important factor for treatment efficacy.
Implications for clinical practice or policy
  • There is a general lack of published clinical trials to document the efficacy and skin biophysiological effects of many of the proprietary moisturisers.
 
 
Introduction
Eczema or atopic dermatitis (AD) is a chronically relapsing dermatosis associated with atopy, and characterised by reduced skin hydration (SH), impaired skin integrity (transepidermal water loss [TEWL]), and poor quality of life as a result of deficient ceramides in the epidermis.1 Regular application of a moisturiser is the key step in its management. Moisturiser therapy for AD is significantly complicated by the diversity of disease manifestations and by a variety of complex immune abnormalities.1 Filaggrin (filament-aggregating protein) and related moisturising factors have an important function in epidermal differentiation and barrier function, and null mutations within the filaggrin gene are major risk factors for developing AD.2 3 4 5 6 Ceramides and related lipid products are also important components in skin barrier function.7 Recent advances in the understanding of the pathophysiological process of AD have led to the production of new moisturisers targeted at correcting the reduced amount of ceramides and natural moisturising factors in the stratum corneum with ceramides, pseudoceramides, or natural moisturising factors.7 Many proprietary products claim to have these ingredients, but have no or limited studies to document their clinical efficacy. Our group previously tested a number of these commercial products and found patient preference and acceptability may influence outcomes of topical treatment independent of the ingredients in these products.8 The purposes of this study were to investigate patient acceptability of a cream/cleanser combination containing lipid complex and shea butter extract with claimed antihistaminergic properties, and evaluate its efficacy in improving the clinical and biophysiological properties of the skin in AD patients. A MEDLINE search was also performed to evaluate whether evidence of efficacy of many of the proprietary moisturisers exists.
 
Methods
Consecutive patients with AD who were interested in trying a new moisturiser were recruited from the paediatric dermatology clinic at a university teaching hospital in Hong Kong. Diagnosis of AD was based on the UK working group criteria.9 In this study, SH and TEWL in the right forearm (2 cm below the antecubital flexure), and disease severity (SCORing Atopic Dermatitis [SCORAD] index) were measured. We have previously described our method of standardising measurements of SH and TEWL.10 After acclimatisation in the consultation room with the patient sitting comfortably in a chair for 20 to 30 minutes, SH (in arbitrary units) and TEWL (in g/m2/h) were then measured according to the manufacturer’s instructions with the Mobile Skin Center MSC 100 equipped with a Corneometer CM 825 (Courage + Khazaka electronic GmbH, Cologne, Germany), and a Tewameter TM 210 probe (Courage + Khazaka electronic GmbH). We documented that a site 2 cm distal to the right antecubital flexure was optimal for standardisation. Oozing and infected areas were avoided by moving the probe slightly sideways.10 The clinical severity of AD was assessed with the SCORAD index.11 12 The SCORAD index also scores pruritus and sleep loss/disturbance on a scale of 0 to 10 (0 being not affected and 10 being most severely affected).
 
Patients were given a liberal supply of a trial cream containing lipid complex with shea butter extract for eczema (Ezerra [E]; Hoe Pharma, Petaling Jaya, Malaysia) and body wash (E, Hoe Pharma). The moisturiser contained STIMU-TEX AS (Centerchem Inc, Norwalk [CT], US) and saccharide isomerate. The wash contained STIMU-TEX AS and Amisoft (Amisoft Technologies Ltd, Brentwood, UK). The patients were instructed not to use any other moisturiser or topical treatment. Use of any medications such as topical corticosteroid or oral antihistamine was documented. Patients were encouraged to use the test moisturiser at least twice daily on the flexures and areas with eczema. In case the emollient effect was not satisfactory, they could use their usual emollient and medications, but the frequency of such use was to be reported and they must continue with the E moisturiser. The patients were reviewed at the end of 4 weeks. Measurements of SCORAD index, Children’s Dermatology Life Quality Index (CDLQI), SH, and TEWL were repeated. Patients’ global or general acceptability of treatment (GAT) was recorded as ‘very good’, ‘good’, ‘fair’, or ‘poor’.8 13 Approval was obtained from the Clinical Research Ethics Committee of the Chinese University of Hong Kong and written informed consents were obtained from the guardian and patient.
 
Continuous data were expressed as mean and standard deviation. Mann-Whitney U test was used for intergroup comparison and Wilcoxon signed rank test for within-group comparison as a small number of patients was included. Categorical data were presented in counts. Chi squared test or Fisher’s exact test where appropriate was used to compare intergroup categorical data, while McNemar’s test was used to compare within-group categorical data. Fisher’s exact test was used to determine the GAT of previously used proprietary products and E moisturiser and wash. All comparisons were two-tailed, and P values of <0.05 were considered to be statistically significant. The results were also compared with the data for an emollient (C) containing ceramide-precursor lipids and moisturising factors (n=24).14
 
Results
Between 1 April 2013 and 31 March 2014, 34 patients (56% boys; mean [± standard deviation] age, 12.1 ± 4.4 years) with AD were recruited and treated with applications of a moisturising cream (E). Compliance was good and patients generally managed to use the moisturiser daily. Among the patients, 74% reported ‘very good’ or ‘good’ acceptability, whereas 26% reported ‘fair’ or ‘poor’ acceptability of the moisturiser (Tables 1 and 2).
 

Table 1. Global acceptability of treatment (GAT) of cream/cleanser containing lipid complex (E)
 

Table 2. Acceptability and efficacy of Ezerra cream containing lipid complex
 
There were no intergroup differences in pre-usage clinical parameters of age, objective SCORAD index, pruritus, sleep loss, SH, TEWL, topical corticosteroid usage, oral antihistamine usage, or GAT of prior emollient (Table 2). Following use of the E cream, pruritus score and CDLQI were lower in the ‘very good’/‘good’ group than in the ‘fair’/‘poor’ group. Mean pruritus score decreased from 6.7 to 6.0 (P=0.036) and mean CDLQI improved from 10.0 to 8.0 (P=0.021) in the ‘very good’/‘good’ group (Table 2).
 
When analysed for the association of the rating of acceptability, the acceptability of E cleanser (P=0.526) and E cream (P=0.537) was not significantly associated with their respective pre-trial products (Table 1). Patients who preferred the trial moisturiser or wash might or might not have come from the group of poor/fair acceptability of their prior emollient or wash, and vice versa. Prior products included emulsifying ointment and various other proprietary products.
 
When compared historically with another product containing ceramide-precursor lipids (C) that we tested in a previous report,14 the present shea butter extract–containing cream showed similar efficacy and acceptability (Table 3). It appears that ceramide does not confer superiority in terms of acceptability and clinical efficacy.
 

Table 3. Comparative study of the cream containing lipid complex (E) with a proprietary emollient containing ceramide-precursor lipids (C)
 
A MEDLINE search was performed on selected common proprietary moisturisers/emollients for eczema using the following search terms in combinations: “eczema” OR “atopic dermatitis”, AND “emollient” OR “moisturizer” OR “barrier” OR “barrier repair” OR “natural moisturizing factor” OR “ceramide” OR “pseudoceramide”. We selected literature mainly from the past 10 years, but did not exclude commonly referenced and highly cited older articles. We included and described all randomised trials, case series, and bench studies in barrier repair therapy for eczema, with limits activated (Humans, Clinical Trial, Meta-Analysis, Randomized Controlled Trial, English, published in the past 10 years). Editorials, letters, practice guidelines, reviews, and animal studies were excluded. In addition, the bibliographies of the retrieved articles and our own research database were also hand searched. As of 23 April 2014, 18 articles were obtained (Table 413 27 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48). The common proprietary moisturisers were included. The publications generally provided limited evidence of efficacy and biophysical effects (such as SH and TEWL), but virtually no data on patient acceptability and effects on Staphylococcus aureus colonisation.
 

Table 4. Results of a MEDLINE search of studies of selected proprietary moisturisers13 27 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48
 
Discussion
Atopic dermatitis is a chronically relapsing dermatosis characterised by pruritus, skin dryness, inflammation, secondary bacterial infection by S aureus, and poor quality of life.1 15 16 17 The stratum corneum normally consists of fully differentiated corneocytes surrounded by natural moisturising factor and a lipid-rich matrix containing cholesterol, free fatty acids, and ceramide. In AD, metabolism of lipid and filaggrin protein is abnormal, causing a deficiency of ceramide and natural moisturising factors and impairment of epidermal barrier function that leads to increased TEWL and abnormal skin integrity.1 4 7 18 19 20 21 Moisturisers form the first-line therapy as maintenance and therapeutic management in childhood-onset AD.1 22 23 Hydration of the skin helps to improve dryness, reduce pruritus, and restore disturbed barrier function. Bathing without the use of moisturiser may compromise SH.24 25 26
 
In this study, we explored clinical efficacy and acceptability of a proprietary moisturiser (E) containing shea butter extract. The cream was acceptable as ‘very good’ or ‘good’ in about three quarters of patients with AD who tried the moisturiser, and ameliorated their pruritus and improved their quality of life.
 
Compliance or adherence to usage of the moisturising cream was reflected by the GAT and reported frequency of usage (times per day).27 We did not calculate the amount of moisturising cream used because many parents/patients have discarded the tubes or failed to bring them back for weighing in previous trials. Topical steroid usage is also an important confounding factor in this study. We standardise treatment for all our patients by not changing their existing topical steroid (mometasone furoate) and other medications (ie oral antihistamine, topical immunomodulant, and Chinese medicine). In previous studies, we found that documentation of the exact amount of steroid usage (weight or frequency of usage) was difficult for similar reasons as those for moisturisers.28 Most parents are still concerned about topical steroid usage and tend to use the minimal amount of steroid as far as possible.29
 
Alternative explanations for the modest within-group changes in pruritus and CDLQI (Table 2) include regression to the mean, detection bias, or confounding by co-treatment with topical corticosteroid or usual emollients. Our study did not demonstrate any reduction in clinical severity or S aureus colonisation. When compared historically with another product (C) containing ceramide-precursor lipids that we tested in a previous report,14 although different patients were involved and the E or C products were not received by patients in the same period, the present E cream showed similar efficacy and acceptability with the use of a similar study protocol as the previous study. It appears that specific ceramide-precursor lipids do not confer superiority in terms of acceptability and clinical efficacy.
 
Regarding intra-group comparisons, the C cream reduced objective SCORAD index (P=0.027) and increased SH (P=0.015), whereas the E cream reduced pruritus and improved CDLQI only in the ‘very good’/‘good’ group (Table 3). Regarding intergroup comparisons, overall there were no significant differences between the pretreatment and post-treatment parameters for the two moisturisers. We note that in the subgroup analysis, pruritus and CDLQI could be the possible contributing factors for the acceptability in the ‘very good’/‘good’ group for the E cream.
 
Many proprietary emollients/moisturisers are available in the market.7 22 30 31 Despite claims about their efficacy, little evidence has demonstrated the short- or long-term usefulness of many of these proprietary products. Ceramides, pseudoceramides, or filaggrin protein products have been studied and added to commercial moisturisers to mimic natural skin lipids and moisturising factors.32 Anxious parents often consult their physicians for recommendation as to the choice of an ideal or perfect moisturiser for their child with AD. Physicians need to have some evidence-based understanding about these moisturisers in order to address issues raised by the parents. We performed a MEDLINE search and found that only a few of these products have published clinical data (Table 413 27 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48). The majority either do not have patient acceptability or clinical efficacy data in the scientific literature. The efficacy of ceramides and natural moisturiser factors is generally not scientifically documented. Larger-scale, properly conducted randomised controlled trials with recruitment of more study participants may validate subtle differences in clinical efficacy between different emollients. It is likely that there will be similar outcomes in efficacy if the tested emollient is compared with any other traditional emollient such as aqueous cream or Vaseline (Unilever, London, England). Commercial pharmaceutical companies are often unwilling to supply free samples of their product to compare with an inexpensive product, even if more validated and conclusive results may be obtained by increasing the sample size in clinical trials. That is perhaps why there are so few comparative clinical studies in the medical literature.
 
In a wider context, AD is a complex multifactorial atopic disease. Monotherapy targeting merely at replacement of ceramides, pseudoceramides, or filaggrin degradation products at the epidermis is often suboptimal. In particular, colonisation with S aureus must be adequately treated before emollient treatment can be optimised.17
 
The major hindrance to the efficacy of a moisturiser is the patient’s perception as to what an ideal moisturiser should be.8 Indeed, it is often not the product, but the patient’s acceptability that determines whether it may be used consistently. Therefore, the physician caring for a patient with AD must educate and guide the parents and the patient to choose the most acceptable formulation to ensure optimal compliance.
 
This open-label series confirms our previous experience in emollient research. First, patient acceptance of the strengths, types, and formulations of any novel products need to be studied, preferably in randomised controlled trials. Second, holistic efficacy studies of all clinical parameters (namely severity scores, quality-of-life indices, SH, TEWL, S aureus colonisation, and patient acceptance) must be included. Third, as AD is not a simple epidermal skin disease but rather a complex atopic disease, emollient alone is bound to be suboptimal in efficacy.
 
Conclusions
Well-designed, large-scale, randomised, placebo-controlled trials to document therapeutic effects on disease severity, skin biophysiological parameters, quality of life, and patient acceptability are needed. Patient’s acceptability of a certain product is pivotal for compliance and clinical outcome. Only few of the many proprietary moisturisers for AD have undergone clinical trials to evaluate clinical efficacy and patient acceptability.
 
Declaration
Drs KL Hon and TF Leung have performed research on eczema therapeutics, and written about the subject matter of filaggrin, ceramides, and emollients.
 
Acknowledgements
We thank Hoe Pharma in Hong Kong for freely supplying the studied materials. The company, however, was not involved in the design or analysis of the research data. The products used in the present study could be examples of other similar products containing shea butter.
 
References
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Corticosteroid adulteration in proprietary Chinese medicines: a recurring problem

Hong Kong Med J 2015 Oct;21(5):411–6 | Epub 28 Aug 2015
DOI: 10.12809/hkmj154542
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Corticosteroid adulteration in proprietary Chinese medicines: a recurring problem
YK Chong, MB, BS; CK Ching, FRCPA, FHKAM (Pathology); SW Ng, MPhil; Tony WL Mak, FRCPath, FHKAM (Pathology)
Hospital Authority Toxicology Reference Laboratory, Princess Margaret Hospital, Laichikok, Hong Kong
Corresponding author: Dr Tony WL Mak (makwl@ha.org.hk)
 
 Full paper in PDF
Abstract
Objectives: To investigate adulteration of proprietary Chinese medicines with corticosteroids in Hong Kong.
 
Design: Case series with cross-sectional analysis.
 
Setting: A tertiary clinical toxicology laboratory in Hong Kong.
 
Patients: All patients using proprietary Chinese medicines adulterated with corticosteroids and referred to the authors’ centre from 1 January 2008 to 31 December 2012.
 
Main outcome measures: Patients’ demographic data, clinical presentation, medical history, drug history, laboratory investigations, and analytical findings of the proprietary Chinese medicines were analysed.
 
Results: The records of 61 patients who consumed corticosteroid-adulterated proprietary Chinese medicines were reviewed. The most common corticosteroid implicated was dexamethasone. Co-adulterants such as non-steroidal anti-inflammatory drugs and histamine H1-receptor antagonists were detected in the proprietary Chinese medicine specimens. Among the patients, seven (11.5%) required intensive care, two (3.3%) died within 30 days of presentation, and 38 (62.3%) had one or more complications that were potentially attributable to exogenous corticosteroids. Of 22 (36.1%) patients who had provocative adrenal function testing performed, 17 (77.3% of those tested) had adrenal insufficiency.
 
Conclusion: The present case series is the largest series of patients taking proprietary Chinese medicines adulterated with corticosteroids. Patients taking these illicit products are at risk of severe adverse effects, including potentially fatal complications. Adrenal insufficiency was very common in this series of patients. Assessment of adrenal function in these patients, however, has been inadequate and routine rather than discretionary testing of adrenal function is indicated in this group of patients. The continuing emergence of proprietary Chinese medicines adulterated with western medication indicates a persistent threat to public health.
 
 
New knowledge added by this study
  • Adulteration of proprietary Chinese medicines (pCMs) with corticosteroids is a significant yet underrecognised phenomenon. Co-adulteration with non-steroidal anti-inflammatory drugs and histamine H1-receptor antagonists is often seen.
  • Adrenal insufficiency is a common complication in patients who have consumed pCMs adulterated with corticosteroids.
Implications for clinical practice or policy
  • Adrenal function testing is essential for patients suspected to have taken corticosteroid-adulterated pCMs.
  • Public health education on the danger of taking pCMs of dubious sources and implementation of effective regulatory measures are important to address the problem of corticosteroid-adulterated pCMs.
 
 
Introduction
Proprietary Chinese medicines (pCMs) are products claimed to be made of Chinese medicines and formulated in a finished dosage form. As with traditional Chinese medicine, pCMs are generally regarded by the public as benign and non-toxic, as compared with western medications.
 
Undeclared corticosteroids, among other adulterants, have been reported to be added to pCMs, Ayurvedic medicine, and homeopathic medicine.1 2 3 4 5 There are multiple incentives for adding corticosteroids: they have powerful analgesic and anti-inflammatory actions, making these proprietary products effective against various allergic, autoimmune, dermatological, and musculoskeletal pain disorders.
 
From 2008 to 2012, the Hospital Authority Toxicology Reference Laboratory, the only tertiary referral centre for clinical toxicological analysis in Hong Kong, confirmed 61 cases of corticosteroid-adulterated pCMs. We report these cases to highlight the severity and danger of using such adulterated medications.
 
Methods
From 1 January 2008 to 31 December 2012, all cases referred to the Hospital Authority Toxicology Reference Laboratory that involved the use of pCMs, which were subsequently found to contain corticosteroids, were retrospectively reviewed.
 
Clinical data were obtained by reviewing the laboratory database as well as the patients’ electronic and, where necessary, paper health records. Demographic data, clinical presentation, medical history, drug history, laboratory investigations, radiological investigations, and analytical findings of the pCMs were reviewed. For the evaluation of adrenocortical function, due to the heterogeneity of patient population and the nature of the retrospective case series for the present study, both low-dose short synacthen test (LDSST) and short synacthen test (SST) have been used for the diagnosis of adrenal insufficiency. We adopted a cutoff of 550 nmol/L, which has been traditionally used for SST, and previously validated in the local population for LDSST.6
 
The presumed causal relationship between the clinical features or complications or both of the patients and the adulterants was evaluated based on the temporal sequence, the known adverse effects of the detected drugs, and the presence of underlying diseases.
 
The presence of corticosteroids was analysed qualitatively by liquid chromatography–tandem mass spectrometry (LC-MS/MS) with a linear ion trap instrument. The presence of other co-adulterants was analysed qualitatively by high-performance liquid chromatography with diode-array detection. Confirmations by LC-MS/MS or gas chromatography–mass spectrometry were performed as required.
 
This study was approved by the Hong Kong Hospital Authority Kowloon West Cluster Research Ethics Committee (approval number KW/EX-13-121). The Committee exempted the study group from obtaining patient consent because the presented data were anonymised, and the risk of identification was low.
 
Results
A total of 61 patients involving the use of 61 corticosteroid-adulterated pCMs were referred to the Hospital Authority Toxicology Reference Laboratory in Hong Kong. There were 30 men and 31 women, with an age range of 1 to 91 years (median, 65 years). Seven (11.5%) patients were younger than 18 years. The usage duration ranged from 3 days to 10 years, with a median of 4 months.
 
Most (n=47, 77.0%) patients obtained the corticosteroid-adulterated pCMs over-the-counter and 13 (21.3%) obtained the steroid-adulterated pCMs from Chinese medicine practitioners. The source for one case remained unknown. Among the 47 patients who obtained their pCMs over-the-counter, 38 (80.9%) obtained the pCMs in the Mainland China, seven (14.9%) obtained the pCMs in Hong Kong, and the remaining two patients (each accounting for 2.1%) obtained the pCMs from Taiwan and Malaysia. For patients who obtained their pCMs from Chinese medicine practitioners (n=13), the practitioners were located in Hong Kong in nine (69.2%), Mainland China in two (15.4%), and Macau in two (15.4%) cases.
 
The three most common indications for the use of pCMs were musculoskeletal pain (n=36; 59.0%), skin disorders such as eczema and psoriasis (n=13; 21.3%), and airway problems such as asthma, bronchiectasis, and chronic obstructive airway disease (n=8; 13.1%). The indications for all seven (11.5%) paediatric patients were for skin disorders.
 
Dexamethasone, present in 29 (47.5%) pCMs, and prednisone, present in 21 (34.4%) pCMs, were the most common corticosteroid adulterants among the pCMs submitted for analysis. Details of the corticosteroid adulteration are listed in Table 1.
 

Table 1. Corticosteroids used to adulterate the proprietary Chinese medicines (pCMs) taken by patients in this study (n=61)
 
Other than steroids, co-adulterants were also detected in 53 (86.9%) pCMs. The most common co-adulterants were non-steroidal anti-inflammatory drugs (NSAIDs; present in 33 [54.1%] pCMs) and histamine H1-receptor antagonists (present in 20 [32.8%] pCMs). The co-adulterants are listed in Table 2.
 

Table 2. Co-adulterants in the proprietary Chinese medicines taken by patients in this study (n=61)
 
Overall, 38 (62.3%) patients had one or more complications that were either attributable or potentially attributable to the use of exogenous corticosteroids: 18 (29.5%) were documented to have clinical Cushing’s syndrome; eight (13.1%) had endoscopic-proven gastritis or peptic ulcer disease, of whom six (9.8%) were proven to be Helicobacter pylori–negative; five (8.2%) had sepsis at presentation; three (4.9%) had hepatitis B exacerbation; and two (3.3%) had tuberculosis. Other clinical presentations included hepatitis C reactivation, transient diabetes that resolved after discontinuation of corticosteroids, and cataract occurring in a paediatric patient. Overall, 22 (36.1%) patients had adrenal function testing performed, and among them 17 (77.3%) had biochemically confirmed adrenal insufficiency.
 
For the subgroup in whom Cushing’s syndrome was not identified (n=43; 70.5%), LDSST/SST were performed in 11 (25.6%), and among those, seven (63.6%) had biochemically confirmed adrenal insufficiency.
 
Seven (11.5%) patients in this series required intensive care, and two (3.3%) died within 1 month of initial presentation. Among the patients who had consumed pCMs adulterated with corticosteroids and required intensive care unit admission, the clinical presentations of two patients may have been related to the use of corticosteroids, which are described below.
 
Case 1
The patient was a 67-year-old man who had a history of psoriasis, diabetes, hypertension, and chronic renal impairment. He presented in 2012 with fever, decreased urine output, and gastro-intestinal upset. He reported a 2-month history of using a pCM for psoriasis, and his skin condition dramatically improved. He was in shock on admission, with acute renal failure and respiratory distress. He was admitted to the intensive care unit where he stayed for 7 days. He required inotropic support and mechanical ventilation. Computed tomography revealed a large lung abscess and blood culture showed Pseudomonas species. During his hospitalisation, SST was performed, and the results were adequate (cortisol level of 944 nmol/L at 30 minutes after synacthen injection).
 
In the pCM submitted for analysis, prednisone acetate was detected, among other herbal markers. His condition improved with drainage of the abscess and prolonged intravenous antibiotics, including cefoperazone and sulbactam (1 g and later 2 g every 12 hours intravenously [IV] for 39 days) as well as imipenem and cilastatin (500 mg every 8 hours IV for 51 days). He was discharged after a long rehabilitation programme, 3 months after the initial admission.
 
Case 2
The patient was a 61-year-old man. He presented in 2009 with a history of asthma, and was a chronic smoker. He initially presented with low back pain after slipping and falling. He, however, was noted to have bilateral apical opacities on chest radiograph, and was found to have smear-positive, open pulmonary tuberculosis.
 
He was put on piperacillin (4 g every 6 hours IV), augmentin (1.2 g every 8 hours IV), clarithromycin (500 mg twice a day orally), isoniazid (300 mg daily orally), rifampicin (450 mg daily orally), and ethambutol (700 mg daily orally) initially while he was intubated, ventilated, and admitted to intensive care unit for respiratory failure. During his initial improvement in the intensive care unit, he reported the use of a kind of herbal powder, which he took to alleviate his airway condition. In the herbal powder, opium alkaloids (morphine, codeine), oxytetracycline, diazepam, clenbuterol, and prednisone were detected, among other herbal markers.
 
His condition later deteriorated and he went into respiratory failure and required intubation. Subsequently, he died of ventilator-associated Escherichia coli pneumonia. In this patient, adrenal function testing with LDSST/SST was not performed.
 
Discussion
Corticosteroids are notorious for causing side-effects such as Cushing’s syndrome, adrenal insufficiency, cataracts, peptic ulcer disease, osteoporosis, and decreased immune response, particularly when used for a protracted period of time in high doses. The latest Endocrine Society guidelines on the diagnosis of Cushing’s syndrome has also stressed obtaining a thorough history to exclude excessive exogenous glucocorticoid exposure leading to iatrogenic Cushing’s syndrome.7 The continuing emergence of corticosteroid-adulterated pCMs indicates that iatrogenic Cushing’s syndrome is a persistent problem with public health implications.
 
The incentive behind adulteration of pCMs is easily understandable. Most of the pCMs involved suggest that they are useful for the treatment of pain, skin problems, or respiratory ailments. Steroids, notwithstanding their many adverse effects, are effective therapy for pain, inflammatory disorders, allergic skin problems, and respiratory disorders such as asthma and chronic obstructive airway disease.
 
Although the side-effects of corticosteroids have been extensively described over the past century, many of these effects are multifactorial in their pathophysiology, and the effect of corticosteroids is difficult to quantitate in isolation. For example, Cushing’s syndrome and adrenal insufficiency as adverse drug reactions associated with the use of corticosteroid-adulterated pCMs are less likely to be disputed, for example H pylori–negative peptic ulcer disease can be due to stress, alcoholism, use of NSAIDs, and other concomitant illnesses.
 
Despite the presence of confounding factors, the adverse effects of corticosteroid use are suspected in many of the patients who use corticosteroid-containing pCMs: for example, the deep-seated infection in patient 1 and open tuberculosis in patient 2 could well be a result of immunosuppression due to the use of corticosteroids. For the paediatric patient with cataract on presentation, given that the patient had no other clinical features to suggest a metabolic or exogenous cause for the cataract, it is more likely that the presence of the cataract was due to the use of corticosteroids. The authors considered all cases of Cushing’s syndrome, adrenal insufficiency, and cataract occurring in paediatric patients to be attributable to the use of exogenous steroids. The prevalence of these conditions in this case series and other conditions that are potentially attributable to the use of exogenous corticosteroids are listed in Table 3.
 

Table 3. Complications attributable to exogenous corticosteroids in the proprietary Chinese medicines (pCMs) taken by patients in this study (n=61)
 
The presence of co-adulterants in steroid-adulterated pCMs appears to be the rule rather than the exception. It cannot be overstressed that co-adulterants present in pCMs are equally dangerous, even when compared with corticosteroids, for example, the presence of multiple NSAIDs together with steroids puts patients at high risk for complications (such as acute kidney injury and peptic ulcer disease), and opiates (such as codeine and morphine) present in pCMs indicated for respiratory conditions puts patients, who most likely have asthma or chronic obstructive airway disease, at high risk for respiratory depression and carbon dioxide narcosis. While effective at ameliorating symptoms, these drugs delay the clinical presentation and hence the opportunity to treat the disease at an early stage.
 
Many therapeutically irrelevant medications were also found in the pCMs. Examples include histamine H1-receptor antagonists found in adulterated pCMs that are intended to treat bone pain, and the presence of tadalafil (a drug used to treat erectile dysfunction) found in an adulterated pCM that is supposed to treat diabetes.
 
It is difficult to comprehend the reason behind the addition of such co-adulterants, although contamination due to poor pharmaceutical manufacturing practice is likely a contributing factor, if not the sole reason.
 
For the diagnosis of exogenous corticosteroid intake, maintaining a high index of suspicion is of utmost importance. The classical feature of Cushing’s syndrome was present in less than 30% of patients in this series. This indicates that a large proportion of cases would likely be missed if biochemical testing was only performed following demonstration of classical features of exogenous steroid intake. This experience indicates that it is often worthwhile testing patients who improve dramatically with the use of pCMs from dubious sources, especially when the treatment claims to be effective for treating pain, airway diseases, and childhood eczema. In these cases, a detailed drug history, and laboratory analysis of suspicious pCMs can help to confirm the diagnosis.
 
The management of these patients starts with termination of exposure to the adulterated pCMs, and treatment of the complications that have already occurred. It is prudent to provide corticosteroid replacement therapy pending dynamic function test for adrenal function. For patients with underlying inflammatory or autoimmune disorders such as gouty arthritis, psoriasis, and eczema, abrupt discontinuation of corticosteroid medications may trigger an exacerbation of disease. In these groups of patients, slow, gradual tapering should be considered.
 
A worrying observation in the present series is the occurrence of adrenal insufficiency, as well as the lack of investigations thereof. Patients who were exposed to pCMs adulterated with corticosteroids were clearly at risk of adrenal insufficiency due to suppression of adrenocorticotropic hormone secretion and the resultant adrenocortical atrophy.
 
In this series, LDSST/SST was only performed in 36.1% of the patients, and in those patients in whom the tests were performed, 77.3% were inadequate. It is clear that, among the patients who were not tested, some were likely to have undiagnosed adrenal insufficiency. As undiagnosed adrenal insufficiency carries a high risk of morbidity and mortality, the authors believe that LDSST should be performed on all patients who have significant exposure to pCMs adulterated with corticosteroids, even if they have no signs of Cushing’s syndrome.
 
While spot cortisol obtained in the morning is diagnostic if it is <100 nmol/L or >420 nmol/L as verified locally by Choi et al,6 we recommend LDSST as the test for adrenal function; LDSST (1 µg) is preferred over the standard (250 µg) SST because studies indicate that LDSST may be more sensitive in detecting partial adrenal insufficiency.8 9 The authors further recommend that a sensitive cutoff of 550 nmol/L at 30 minutes be used for the purpose of diagnosing adrenal insufficiency in this group of patients. Our recommendation for use of provocative adrenal testing and a sensitive cutoff level is based on the high probability of adrenal insufficiency in this group of patients.
 
Prevention is always better than cure, and this is especially true for public health issues. While analytical and clinical toxicologists are well aware of the situation, it is important to bring this matter to the other stakeholders in society, namely, policy-makers, frontline clinicians, and the general public, with communication tailored to the recipients.
 
For the general public, a simple rule can be taught: if it sounds too good to be true, it probably is; and this is especially so for pCMs that claim to treat certain conditions in which western-drug adulteration is common, for example, weight reduction and diabetes, as previously reported by our unit,10 11 and pain, respiratory conditions, and skin problems, as reported in the present study. It is prudent to consider brands and retailers that are trustworthy and, in case of doubt, patients should seek opinion from their primary care doctors.
 
For frontline clinicians, we wish to bring to their attention that this adulteration issue is common, recurring, and worthy of consideration, and that patients who have a history of using such corticosteroid-adulterated pCMs should have their adrenal function tested. It is also important that iatrogenic Cushing’s syndrome subsequent to the use of corticosteroids that are from a source of adulteration be reported to the relevant authorities. It is the opinion of the authors that liberal, but careful, reporting would contribute to better understanding of this problem, further the prosecution of those behind steroid-adulteration of pCMs, and help to ameliorate this public health problem.
 
As for legislation and policies, consideration of fraudulent prescription contrary to the expectation of patients, who would expect traditional Chinese medicine rather than the inappropriate use of corticosteroids seen in many of these cases, by the legislators, judiciary, and relevant councils and constituents, rather than focusing on the possession and unlawful sale of the relevant compounds, would be a great deterrent to these illicit practices.
 
Conclusion
The present case series is the largest series of patients using pCMs adulterated with corticosteroids. The continuing emergence of pCMs adulterated with western medications indicates a persistent threat to public health. It is thus important that the risk be communicated not only to the medical profession, but also to the public, and effective regulatory measures to combat these illicit pCMs should be in place.
 
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