Intra-operative periarticular multimodal injection in total knee arthroplasty: a local hospital experience in Hong Kong

Hong Kong Med J 2018;24:Epub 14 Mar 2018
DOI: 10.12809/hkmj176804
ORIGINAL ARTICLE
Intra-operative periarticular multimodal injection in total knee arthroplasty: a local hospital experience in Hong Kong
Jason CH Fan, FHKAM (Orthopaedic Surgery)
Department of Orthopaedics and Traumatology, Alice Ho Miu Ling Nethersole Hospital, Tai Po, Hong Kong
 
Corresponding author: Dr Jason CH Fan (fchjason@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Data from a local report revealed the superior outcome of regional anaesthesia and analgesia compared with general anaesthesia and intravenous patient-controlled analgesia in total knee arthroplasty. This retrospective study aimed to assess the efficacy of intra-operative periarticular multimodal injection in improving postoperative pain and reducing morphine consumption with patient-controlled analgesia after total knee arthroplasty in patients with knee osteoarthritis.
 
Methods: From July 2005 to May 2009, 213 total knee arthroplasties without intra-operative periarticular multimodal injection (control group) were performed at a local hospital. From June 2009 to December 2012, 185 total knee arthroplasties were performed with intra-operative periarticular multimodal injection (cocktail group). The inclusion criteria were osteoarthritis of the knee, single method of anaesthesia (general or neuraxial), simple total knee arthroplasty without any metal augmentation or constraint, and postoperative patient-controlled analgesia. Postoperative patient-controlled morphine doses were compared.
 
Results: A total of 152 total knee arthroplasties were recruited to the cocktail group, and 89 to the control group. Duration of tourniquet application and preoperative knee score did not significantly correlate with morphine consumption by patient-controlled analgesia. Multimodal injection significantly decreased such consumption for 36 h. When injection was separately analysed for general and neuraxial anaesthesia, the effect lasted for 42 h and 24 h, respectively.
 
Conclusion: Intra-operative periarticular multimodal injection decreased morphine consumption for up to 42 h postoperatively.
 
 
New knowledge added by this study
  • Intra-operative periarticular multimodal injection in total knee arthroplasty could decrease parenteral morphine consumption for up to 42 hours.
Implications for clinical practice or policy
  • Intra-operative periarticular multimodal injection should be adopted as a standard local practice for postoperative pain control. This practice may be extended to operations other than total knee arthroplasty.
 
 
Introduction
Postoperative pain following total knee arthroplasty (TKA) is reported to be severe in approximately 60% of patients and moderate in approximately 30%.1 It is associated with arthrofibrosis and diminished range of motion.2 3 Good pain relief is important for rehabilitation following TKA.4 Many modes of perioperative and postoperative analgesia are available, and involve various combinations of systemic and regional analgesia. Intra-operative periarticular multimodal drug injection has been well documented as an excellent method to alleviate postoperative pain following TKA.5 6 7 Nonetheless, a previous retrospective study5 and a randomised trial6 that analysed two different groups of patients with multiple diagnoses and multiple anaesthetic methods revealed that the effect of periarticular injection might have been affected by different causes of end-stage arthritis leading to TKA. Different anaesthetic methods could also have affected patients’ perception of pain and parenteral morphine consumption.
 
In 2006, Chu et al8 reported the superior outcome of regional anaesthesia and regionally delivered analgesia compared with general anaesthesia (GA) and intravenous patient-controlled analgesia (PCA) in TKA at the Alice Ho Miu Ling Nethersole Hospital (AHNH). Since June 2009, intra-operative periarticular multimodal injection (IPMI) consisting of an opioid (morphine), a long-acting local anaesthetic (levobupivacaine) and epinephrine, has been administered by surgeons to control postoperative pain following TKA. This retrospective cohort study analysed the efficacy of IPMI in TKA and also its effect following different types of anaesthesia.
 
Methods
Perioperative pain management
Before June 2009, postoperative pain following primary TKA was managed by a combination of parenteral and oral analgesia. The anaesthetist determined the choice of parenteral analgesia that included regular or as-required subcutaneous morphine injection, PCA with intravenous morphine injection, or epidural analgesia (EpA). Oral paracetamol 1 g every 6 h was prescribed to all patients from day 1 to 3. Since June 2009, IPMI has been routinely added, and comprises 20 mL of 0.5% levobupivacaine, 1 mL of 5 mg/mL morphine, 2 mL of 1:10000 adrenaline, and 17 mL of normal saline. In this study, half of this 40-mL mixture was injected into the posterior capsule, collaterals, and quadriceps incision before implantation of the prosthesis. The other half was injected into the subcutaneous tissue after suturing of the arthrotomy. All patients with PCA were assessed hourly for the first 24 h to monitor vital signs, pain score, and patient-controlled analgesia morphine consumption (PCAMC), and thereafter every 6 h for 2 more days.
 
Patient selection
From July 2005 to May 2009, 213 TKAs without IPMI (control group) were performed at AHNH. They included 196 knees with osteoarthritis (OA) and 17 knees with rheumatoid arthritis. From June 2009 to December 2012, 185 TKAs were performed with IPMI (cocktail group). There were 175 OA knees, nine rheumatoid arthritis knees, and one Charcot knee.
 
All TKAs were performed through an anterior midline incision and medial parapatellar arthrotomy with tourniquet pressure of 300 mm Hg. A cemented posterior stabilised model was used in all cases except for two cases in the control group and nine cases in the cocktail group where a semi-constrained TKA was performed. All operations were performed under GA or neuraxial anaesthesia (NeA) that was either combined spinal epidural or spinal anaesthesia. Four TKAs in the cocktail group and four in the control group were performed with combined GA and NeA. A closed-suction surgical drain was inserted and was routinely removed on postoperative day 2.
 
For postoperative pain control in the control group, PCA was used in 112 TKAs, EpA in 66 TKAs, and subcutaneous morphine injections in 10 TKAs. A 4-point pain scale was completed by a pain nurse to assess pain in 189 PCA patients before October 2008 and a 10-point pain scale used in 23 PCA patients thereafter. In the cocktail group, 152 TKAs were managed with PCA, three with EpA, and three with subcutaneous morphine injections. Pain in all PCA patients was assessed by a 10-point pain scale.
 
The inclusion criteria for this study were OA of the knee, single method of anaesthesia of either GA or NeA, simple TKA without any metal augmentation or constraint, and postoperative PCA. The patients in the control group who were assessed by the 10-point pain scale were excluded to ensure a common pain assessment tool for each group.
 
Method of data retrieval, analysis, and study hypothesis
This was a retrospective cohort observational study carried out in accordance with the principles outlined in the Declaration of Helsinki. Informed patient consent was not required because it was a record-based study that revealed no individual identities or sensitive individual information. The medical records and electronic patient records were traced and the necessary data—including demographic data, TKA model and anaesthetic method, first 72-hour pain score and morphine consumption, and postoperative complications—were entered into an electronic file by a single member of staff blinded to the study hypothesis. The accuracy of the data was selectively double-checked by the author. To enable comparison, pain score was divided by 4 when the 4-point scale was used and by 10 for the 10-point scale. Statistical Package for the Social Sciences (Windows version 13.0; SPSS Inc, Chicago [IL], United States) was used for analysis. The null hypothesis was that IPMI would not alleviate postoperative pain and would not reduce PCAMC. The Chi squared test and two-tailed independent t test were used to analyse categorical and continuous data, respectively. The Pearson correlation test was used to detect any relationship between cumulative PCAMC and tourniquet time, and between PCAMC and preoperative knee score. Statistical significance was set at P<0.05.
 
Results
Perioperative variables
A total of 152 knees (134 patients) in the cocktail group and 89 knees (76 patients) in the control group were recruited (Fig 1). Table 1 shows the demographic data and clinical characteristics of patients, and Table 2 shows the models of primary TKAs and anaesthetic methods. There was no statistically significant difference in age, sex, the side operated on, and mean preoperative knee score or function score between the cocktail and control groups. Tourniquet time was significantly longer in the control group (P<0.05). There was no correlation between tourniquet time and PCAMC for any postoperative period (all correlation coefficients <0.1 and P>0.05). This indicated that tourniquet time was not confounding. Preoperative knee score was not correlated with PCAMC (all correlation coefficients <0.2 and P>0.05). Comparison of the number of Press Fit Condylar Sigma and non–Press Fit Condylar models between the two groups revealed a statistical significance (P<0.001). However, all these models substitute for the posterior cruciate ligament and have a similar design. They were all used in primary simple TKA, and model type would not have caused any difference in early postoperative pain perception.
 

Figure 1. Knee recruitment in the control group and cocktail group
 

Table 1. Patient and clinical characteristics, by study group
 

Table 2. Total knee arthroplasty model and anaesthesia, by study group
 
Cumulative patient-controlled analgesia morphine consumption
The mean cumulative PCAMC in both the cocktail and control groups increased gradually until 72 h postoperatively (Fig 2). The difference between the two groups reached statistical significance in the first 36 h. When effects of GA and NeA were reviewed separately, significantly less PCA morphine was required in the cocktail group than in the control group for the first 42 h (after GA) and 24 h (after NeA).
 

Figure 2. Postoperative morphine consumption by patient-controlled analgesia after total knee arthroplasty
 
Pain scale and complication
Figure 3 shows a decreasing severity of pain for both groups in the initial 72 h after surgery. There was no statistically significant difference between groups when TKA was performed under GA. In patients who underwent TKA under NeA, patients in the control group had a lower pain scale score by 0.1 at 12 h and from 24 to 48 h compared with the cocktail group, although this was gradually reversed up to 72 h. There were no adverse effects or complications as a result of IPMI.
 

Figure 3. Postoperative pain scale score after total knee arthroplasty
 
Discussion
Severe pain following TKA may be related to bone or soft tissue trauma or hyperperfusion following tourniquet release.6 Surgical difficulty in TKA has also been found to be related to postoperative pain9 and related to bone loss, severe deformity, flexion contracture, and poor range, all of which contribute to a low preoperative knee score. Nonetheless, in this study, the duration of tourniquet application was not significantly correlated with morphine consumption; and preoperative knee score was not correlated with PCAMC.
 
Pain management for TKA should start preoperatively and intra-operatively. The preemptive use of analgesia has been shown to prevent central sensitisation and improve postoperative pain control.10 11 12 Busch et al6 conducted a randomised trial of periarticular multimodal drug injection of ropivacaine, ketorolac, epimorphine, and epinephrine in 64 TKA patients. They reported significantly lower pain scores, increased patient satisfaction scores, and decreased requirement for PCA in the first 24 hours after surgery. In another randomised trial of periarticular injection of bupivacaine, fentanyl, and methylprednisolone in either side of bilateral TKAs in 40 patients, pain scores were significantly lower, and active knee flexion ranges were greater until the fourth week after surgery.13 Maheshwari et al7 emphasised the importance of periarticular injection in multimodal pain management following TKA at the Ranawat Orthopaedic Center, United States, and PCA was no longer used because of the high rates of systemic opioid side-effects.
 
The AHNH includes morphine in multimodal injections because opioid receptors are present in peripheral inflamed tissue.14 15 They are expressed within hours of surgical trauma and are thought to be responsible for afferent sensory input to the central nervous system.16 17 The injection also includes levobupivacaine, which is pharmacokinetically similar to bupivacaine. It is a pure left-isomer and has less cardiac and central nervous system toxicity.18 Corticosteroid was not added to the injection, although studies19 20 have shown that methylprednisolone in periarticular injections in total joint surgeries caused no delayed wound healing or wound infection. Mullaji et al13 advocated cautious use of steroid for fear of increasing the risk of surgical site infection in patients who (1) had prior open surgical procedures, (2) were undergoing revision TKA, (3) had poor nutritional status, (4) were immunocompromised, (5) were rheumatoid, or (6) were diabetic. In the current study, periarticular injection of a specific mixture decreased PCAMC for up to 42 hours. In 2013, Andersen et al21 advocated the addition of ketorolac during local infiltration analgesia. They prepared the medication by mixing 150 mL of ropivacaine 2 mg/mL with 1 mL of ketorolac 30 mg/mL; to 100 mL of this mixture was added 0.5 mL of epinephrine 1 mg/mL. The mixture containing epinephrine was injected into the posterior capsule and around the prosthesis, and the 50 mL without epinephrine was injected into the fascia and subcutis. An intra-articular catheter was left in place to enable eight postoperative bolus injections of analgesic without epinephrine. It was found that ketorolac successfully reduced morphine consumption, pain intensity, and length of hospital stay.21 At the AHNH, 1 mL of ketorolac 30 mg/mL has been added to IPMI since July 2014 to provide local anti-inflammatory action and enhance the analgesic effect.
 
Regional anaesthesia is the preferred method.7 8 The previous randomised trials of multimodal drug injection in TKA involved a mixed group of GA and regional anaesthesia,6 or excluded the samples of GA.13 Randomisation of anaesthesia in clinical trials is unethical because of the obvious benefit of regional anaesthesia that avoids central nervous system depression and prevents deep vein thrombosis following TKA.22 A retrospective study stratifying different types of anaesthesia is therefore the preferred method, as in the current study. The present study revealed that IPMI in TKA under NeA could significantly decrease PCAMC for 24 hours.
 
A concordant finding could not be obtained between the effect of IPMI on PCAMC and subjective pain scale. It is possible that the greater use of PCA morphine in the control group in earlier years explained the lower postoperative pain scores. Nonetheless, this could not explain the absence of this phenomenon in the GA subgroup. Rather, it may be explained by the secular change in patient expectations. To many patients early on, TKA was well-known to be associated with a high level of pain. They may have therefore used more PCA morphine. The level of perceived pain was then less than expected with a consequent lower pain score. With increasing popularity of TKA and knowledge of IPMI, patients may have been overly optimistic about the outcome. The 4-point pain scale used in the control group may have exaggerated this discrepancy when one lower grade of pain severity was equal to a 0.25-drop in pain score compared with a 0.1-drop in the 10-point pain scale.
 
Lamplot et al23 reported that the use of periarticular injection and multimodal analgesics could lower pain scores, with fewer adverse effects, lower narcotic usage, higher patient satisfaction, and faster recovery. At the AHNH, TKA protocols for perioperative pain management, blood management, and rehabilitation were altered following the establishment of the Joint Replacement Centre in October 2015. For the pain management protocol, the hospital now uses preemptive oral pregabalin, paracetamol, and etoricoxib if not contra-indicated. The anaesthetist performs a single-injection femoral nerve block or adductor canal block before anaesthesia. Surgeons deliver IPMI. The postoperative cocktail consists of pregabalin, paracetamol, etoricoxib, and tramadol. The new protocols have made a significant contribution to the improvement in postoperative patient recovery.24 25 Further studies will be conducted on the new perioperative analgesic protocol to confirm its efficacy.
 
There were limitations to this retrospective study, which compared two groups of patients with TKA performed during different periods of time. First, possible secular changes to patient expectations and pain assessment tools might have led to discordant outcomes when IPMI was evaluated. Second, the pain scale did not focus separately on rest pain and motion pain. Third, although the data were selectively verified by the author, there might have been errors in data extraction and coding of other data. Last but not least, because TKAs were performed by more than one surgeon, it was difficult to standardise the intra-operative soft-tissue tension and balancing and the injection technique of IPMI. If the knee was made too tight or IPMI missed the quadriceps tendon, the patient would experience greater postoperative pain.
 
In conclusion, IPMI effectively decreases parenteral morphine consumption for up to 42 hours following TKA in patients with OA of the knee.
 
Declaration
The author has disclosed no conflicts of interest. No funding was received for this study.
 
References
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2. Ranawat CS, Ranawat AS, Mehta A. Total knee arthroplasty rehabilitation protocol: what makes the difference? J Arthroplasty 2003;18(3 Suppl 1):27-30. CrossRef
3. Singelyn FJ, Deyaert M, Joris D, Pendeville E, Gouverneur JM. Effects of intravenous patient-controlled analgesia with morphine, continuous epidural analgesia, and continuous three-in-one block on postoperative pain and knee rehabilitation after unilateral total knee arthroplasty. Anesth Analg 1998;87:88-92. CrossRef
4. Shoji H, Solomonow M, Yoshino S, D’Ambrosia R, Dabezies E. Factors affecting postoperative flexion in total knee arthroplasty. Orthopedics 1990;13:643-9.
5. Lavernia C, Cardona D, Rossi MD, Lee D. Multimodal pain management and arthrofibrosis. J Arthroplasty 2008;23(6 Suppl 1):74-9. CrossRef
6. Busch CA, Shore BJ, Bhandari R, et al. Efficacy of periarticular multimodal drug injection in total knee arthroplasty. A randomized trial. J Bone Joint Surg Am 2006;88:959-63. CrossRef
7. Maheshwari AV, Blum YC, Shekhar L, Ranawat AS, Ranawat CS. Multimodal pain management after total hip and knee arthroplasty at the Ranawat Orthopaedic Center. Clin Orthop Relat Res 2009;467:1418-23. CrossRef
8. Chu CP, Yap JC, Chen PP, Hung HH. Postoperative outcome in Chinese patients having primary total knee arthroplasty under general anaesthesia/intravenous patient-controlled analgesia compared to spinal-epidural anaesthesia/analgesia. Hong Kong Med J 2006;12:442-7.
9. Lozano LM, Núñez M, Sastre S, Popescu D. Total knee arthroplasty in the context of severe and morbid obesity in adults. Open Obes J 2012;4:1-10. CrossRef
10. Ringrose NH, Cross MJ. Femoral nerve block in knee joint surgery. Am J Sports Med 1984;12:398-402. CrossRef
11. Heard SO, Edwards WT, Ferrari D, et al. Analgesic effect of intraarticular bupivacaine or morphine after arthroscopic knee surgery: a randomized, prospective, double-blind study. Anesth Analg 1992;74:822-6. CrossRef
12. Woolf CJ, Chong MS. Preemptive analgesia—treating postoperative pain by preventing the establishment of central sensitization. Anesth Analg 1993;77:362-79. CrossRef
13. Mullaji A, Kanna R, Shetty GM, Chavda V, Singh DP. Efficacy of periarticular injection of bupivacaine, fentanyl, and methylprednisolone in total knee arthroplasty: a prospective, randomized trial. J Arthroplasty 2010;25:851-7. CrossRef
14. Mauerhan DR, Campbell M, Miller JS, Mokris JG, Gregory A, Kiebzak GM. Intra-articular morphine and/or bupivacaine in the management of pain after total knee arthroplasty. J Arthroplasty 1997;12:546-52. CrossRef
15. Stein C. The control of pain in peripheral tissue by opioids. N Engl J Med 1995;332:1685-90. CrossRef
16. Stein C. Peripheral analgesic actions of opioids. J Pain Symptom Manage 1991;6:119-24. CrossRef
17. Stein C. Peripheral mechanisms of opioid analgesia. Anesth Analg 1993;76:182-91. CrossRef
18. Leone S, Di Cianni S, Casati A, Fanelli G. Pharmacology, toxicology, and clinical use of new long acting local anesthetics, ropivacaine and levobupivacaine. Acta Biomed 2008;79:92-105.
19. Parvataneni HK, Ranawat AS, Ranawat CS. The use of local periarticular injections in the management of postoperative pain after total hip and knee replacement: a multimodal approach. Instr Course Lect 2007;56:125-31.
20. Parvataneni HK, Shah VP, Howard H, Cole N, Ranawat AS, Ranawat CS. Controlling pain after total hip and knee arthroplasty using a multimodal protocol with local periarticular injections: a prospective randomized study. J Arthoplasty 2007;22(6 Suppl 2):33-8. CrossRef
21. Andersen KV, Nikolajsen L, Haraldsted V, Odgaard A, Soballe K. Local infiltration analgesia for total knee arthroplasty: should ketorolac be added? Br J Anaesth 2013;111:242-8. CrossRef
22. Sharrock NE, Haas SB, Hargett MJ, Urquhart B, Insall JN, Scuderi G. Effects of epidural anesthesia on the incidence of deep-vein thrombosis after total knee arthroplasty. J Bone Joint Surg Am 1991;73:502-6. CrossRef
23. Lamplot JD, Wagner ER, Manning DW. Multimodal pain management in total knee arthroplasty: a prospective randomized controlled trial. J Arthroplasty 2014;29:329-34. CrossRef
24. Ng FY, Ng JK, Chiu KY, Yan CH, Chan CW. Multimodal periarticular injection vs continuous femoral nerve block after total knee arthroplasty: a prospective, crossover, randomized clinical trial. J Arthroplasty 2012;27:1234-8. CrossRef
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Outcomes of a pharmacist-led medication review programme for hospitalised elderly patients

Hong Kong Med J 2018;24:Epub 9 Feb 2018
DOI: 10.12809/hkmj176871
ORIGINAL ARTICLE
Outcomes of a pharmacist-led medication review programme for hospitalised elderly patients
Patrick KC Chiu, FRCP (Glasg), FHKAM (Medicine)1; Angela WK Lee, MPharm, RPharmS (Great Britain)2; Tammy YW See, MClinPharm, RPharmS (Great Britain)2; Felix HW Chan, FRCP (Edin, Glasg, Irel), FHKAM (Medicine)1
1 Geriatric Medical Unit, Grantham Hospital, Wong Chuk Hang, Hong Kong
2 Pharmacy, Grantham Hospital, Wong Chuk Hang, Hong Kong
 
Corresponding author: Dr Patrick KC Chiu (chiukc@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Elderly patients are at risk of drug-related problems. This study aimed to determine whether a pharmacist-led medication review programme could reduce inappropriate medications and hospital readmissions among geriatric in-patients in Hong Kong.
 
Methods: This prospective controlled study was conducted in a geriatric unit of a regional hospital in Hong Kong. The study period was from December 2013 to September 2014. Two hundred and twelve patients were allocated to receive either routine care (104) or pharmacist intervention (108) that included medication reconciliation, medication review, and medication counselling. Medication appropriateness was assessed by a pharmacist using the Medication Appropriateness Index. Recommendations made by the pharmacist were communicated to physicians.
 
Results: At hospital admission, 51.9% of intervention and 58.7% of control patients had at least one inappropriate medication (P=0.319). Unintended discrepancy applied in 19.4% of intervention patients of which 90.7% were due to omissions. Following pharmacist recommendations, 60 of 93 medication reviews and 32 of 41 medication reconciliations (68.7%) were accepted by physicians and implemented. After the program and at discharge, the proportion of subjects with inappropriate medications in the intervention group was significantly lower than that in the control group (28.0% vs 56.4%; P<0.001). The unplanned hospital readmission rate 1 month after discharge was significantly lower in the intervention group than that in the control group (13.2% vs 29.1%; P=0.005). Overall, 98.0% of intervention subjects were satisfied with the programme. There were no differences in the length of hospital stay, number of emergency department visits, or mortality rate between the intervention and control groups.
 
Conclusions: A pharmacist-led medication review programme that was supported by geriatricians significantly reduced the number of inappropriate medications and unplanned hospital readmissions among geriatric in-patients.
 
 
New knowledge added by this study
  • This is the first prospective controlled study of the effect of a pharmacist-led medication review programme on medication use and health services utilisation among hospitalised Chinese elderly patients in Hong Kong.
  • The medication review programme led by a clinical pharmacist resulted in a substantial reduction in the use of inappropriate medications among hospitalised elderly patients and all-cause unscheduled readmissions at 1 month after hospital discharge.
Implications for clinical practice or policy
  • A pharmacist-led medication review programme is an important strategy that can enhance the safety and quality of prescription among elderly patients in hospital.
  • It is strongly recommended that these programmes be standardised and implemented in all medical and geriatric wards in Hong Kong.
 
 
Introduction
Elderly patients have multiple co-morbidities and they are consequently prone to multiple medication use. Inappropriate medication use is common among hospitalised older adults. The number of drugs taken is one of the important determinants of risk for receiving an inappropriate medication.1 There is a high prevalence of unnecessary drug use in frail older people. In one hospital study, 44% of patients were prescribed at least one unnecessary drug, with the most common reason being lack of indication.2 The most commonly prescribed unnecessary drug classes were gastrointestinal, central nervous system, and therapeutic nutrients/minerals.2 Appropriate use of drugs is particularly important in the frail older people who are especially at risk of adverse drug reactions.3 It has been shown that implementation of a clinical pharmacist service has a positive effect on medication use and health care service utilisation among hospitalised patients.4 5 A local study in a geriatric hospital demonstrated the effectiveness of a drug rationalisation programme with involvement of a clinical pharmacist in reducing the incidence of polypharmacy and inappropriate medications.6 Interacting with the health care team on patient rounds, interviewing patients, reconciling medications, and providing patient discharge counselling and follow-up all resulted in improved outcomes.7 It is for this reason that patient safety strategies encourage the use of medication reconciliation and clinical pharmacists in health care systems to reduce adverse drug events.8 9 10
 
There is not much information about the effectiveness of a medical review programme among hospitalised elderly patients in Hong Kong. Two recent local reports that examined the effects of a clinical pharmacist–led medication review on hospital readmissions showed conflicting results and did not specifically address elderly patients.11 12 We therefore conducted a prospective controlled study to investigate the effectiveness of a comprehensive pharmacist intervention on medication use and hospital readmission among a group of geriatric in-patients in Hong Kong.
 
Methods
This prospective controlled study was conducted in the geriatric unit of a regional hospital in Hong Kong. The unit has 38 in-patient beds and admits older people aged 65 years or above who are transferred from an acute hospital after initial stabilisation of medical and/or geriatric problems. The unit admits more than 1000 patients per year and provides medical treatment, rehabilitation, and discharge planning services by a multidisciplinary team composed of a geriatrician, residents, nurses, physiotherapists, occupational therapists, and medical social workers. All patients admitted to the unit during December 2013 to September 2014 were included. Patients were excluded if they refused to participate, were terminally ill with a life expectancy of less than 3 months, or if they had already received pharmacist intervention in another hospital prior to this admission. Eligible subjects were assigned to an intervention or control group according to the admission day of the week. Those who were admitted on Monday through Thursday were assigned to the intervention group, and those admitted on Friday through Sunday to the control group. This arrangement was to ensure that pharmacist intervention could be initiated promptly within 48 hours of patient admission. Demographic data, functional status, co-morbidities, and number of drugs on admission were collected at admission.
 
The intervention was conducted by a pharmacist who was present in the unit from Monday to Saturday. The pharmacist provided pharmaceutical care from admission to discharge. Interventions performed by the pharmacist consisted of the following:
 
(1) Medication reconciliation on admission to identify unintended discrepancies between medications prescribed on admission and the usual medications prior to admission—sources to assist medication reconciliation included: electronic patient record; patient’s ward case notes; interview with patient and/or patient carer. The number and type of unidentified discrepancies were recorded.
 
(2) Medication review to check for medication appropriateness on admission and also at discharge—medication appropriateness was assessed by the Medication Appropriateness Index (MAI).13 There are 10 criteria to assess for appropriateness, namely indication, effectiveness, dosage, correct direction, practical direction, drug-drug interaction, drug-disease interaction, duplication, duration, and expense. For a drug item coded as ‘inappropriate’, relative weights for each criterion would apply. A sum of MAI scores could then be calculated to give a score ranging from 0 to 18. The higher the score, the more inappropriate the drug. Recommendations from the pharmacist after the reconciliation and medication review in the intervention group were then communicated to the in-charge doctor via a written note in the medical records. Recommendations were reinforced verbally if deemed appropriate by the pharmacist.
 
(3) Pharmacist counselling on admission and also at discharge was provided to improve patients’ drug knowledge to ensure proper use of drugs and compliance after discharge. A discharge counselling service was provided for all patients who returned home. The counselling included any changes to drug regimen; an explanation of each drug’s indication; any untoward effects that might occur and when to seek medical advice; and drug storage and administration instructions. To ensure patient understanding, written information such as patient information leaflets were given to patients and their carers to remind them of the correct drug regimen. If the patient was illiterate, a simple diagram was drawn on drug labels to demonstrate the time of day and number of tablets to be taken. If necessary, individualised pictorial schedules with drug images and administration instructions could be produced for patients and their carers. The assistance of a family member or external care services such as a community nurse was enlisted if the patient was found to have compliance issues.
 
The control group received routine clinical services. Records of the control group were retrospectively reviewed by the pharmacist after patient discharge to check for medication appropriateness on admission and also at discharge. The primary outcome measure was the appropriateness of prescription as measured by the MAI. Secondary outcomes included the acceptance rate by physicians, number of subjects with unintended discrepancies, patient satisfaction with the programme (for those home-living only), and unplanned hospitalisations 1 and 3 months after discharge.
 
A sample size of 98 patients per group was required to have 85% power to detect an effect size of 0.9 on the MAI. Our sample size was finally set at 210 patients to account for loss of participants due to dropout or death. This sample size was comparable with a study by Spinewine et al14 in which MAI was used as one of the tools to assess appropriateness of prescribing in an acute geriatric care unit and 203 patients were recruited. Our study included 212 patients and was expected to have adequate statistical power to detect differences between groups. Descriptive analyses were performed and included the number and types of unintended discrepancies, MAI score upon admission and at discharge, types of drug-related problems, number of interventions made by pharmacists, and number of recommendations accepted by doctors and implemented. Outcomes for the two groups before and after the programme were compared using the t test and Chi squared test. The Statistical Package for the Social Sciences (Windows version 17.0; SPSS Inc, Chicago [IL], United States) was used and a P value of <0.05 was regarded as statistically significant. The study was approved by the Cluster Research Ethics Committee of the Hospital Authority Hong Kong West Cluster. Written consent was obtained from the patient or their caregiver. The absence of pharmacist intervention in the control group was considered acceptable because a pharmacy service was not a part of routine care at the institution.
 
Results
Figure 1 summarises the patient flow from recruitment to hospital discharge, the components of the medication review programme, and the planned outcome measures. A total of 212 patients were recruited. There were 108 subjects in the intervention group and 104 in the control group (Fig 2). There were no statistical differences in the baseline characteristics of patients (Table 1).
 

Figure 1. Patient flow of the medication review programme from patient recruitment to patient discharge
 

Figure 2. Patient flow diagram
 

Table 1. Baseline demographics and characteristics of the intervention and control groups
 
Appropriateness of prescription
On admission, 51.9% (56/108) of the intervention group and 58.7% (61/104) of the control group had at least one drug classified as inappropriate (P=0.319). Overall, 1996 drug items were reviewed by a pharmacist on admission of which 1020 were from the intervention group and 976 from the control group. Among them, 9.3% and 11.1% of the drugs, respectively, were classified as inappropriate (P=0.282). In the intervention group, 93 recommendations were made by the pharmacist of which 60 (64.5%) were accepted by the physicians and implemented. The mean (± standard deviation) MAI score per patient was 2.19 ± 3.03 in the intervention group and 2.28 ± 3.09 in the control group (P=0.841). The mean MAI score per drug was 0.23 ± 0.30 in the intervention group and 0.25 ± 0.31 in the control group (P=0.628) [Table 2].
 
After the program and at discharge, the proportion of subjects with inappropriate medications in the intervention group was significantly lower than that in the control group (28.0% vs 56.4%; P<0.001). Among the 1999 drug items reviewed by the pharmacist on patient discharge, 3.5% (37 of 1048) of the intervention group and 9.7% (92 of 951) of the control group were classified as inappropriate (P<0.001). The intervention group also had a significantly lower MAI score per patient (0.95 ± 2.02 vs 2.02 ± 2.53; P<0.001) and MAI score per drug (0.09 ± 0.17 vs 0.24 ± 0.30; P<0.001) implying a significant reduction in medication inappropriateness after the pharmacist medication review (Table 2).
 

Table 2. A comparison of the number of subjects with inappropriate medications and the MAI scores between the intervention and control groups on admission and at discharge
 
Types of inappropriateness according to the MAI in the two groups are illustrated in Figure 3. In both the intervention and control groups, the common causes were indication, effectiveness, dosage, practical direction, duration, and expense. After the programme, there was a significant reduction in the number of these drug-related problems in the intervention group.
 

Figure 3. Comparison of the types of inappropriate medication use between the intervention and control groups on admission and at discharge (paired t test)
 
Unintended discrepancy of medications
Among the 108 subjects in the intervention group, 19.4% had at least one unintended discrepancy in medications, involving a total of 43 drug factors. The majority (90.7%) of these factors were omission of drugs, and 4.6% were due to inappropriate dosages. Of all the drug factors involved, 69.8% involved prescribed drugs from hospitals, 25.6% were from a private clinic, and 4.6% were over-the-counter drugs. Overall, 41 recommendations were made, of which 32 (78.0%) were accepted by physicians and implemented.
 
Patient satisfaction
Contact was made with 50 of the 90 non-institutionalised subjects 1 month after discharge to assess satisfaction with the programme. Of those contacted, 98.0% were satisfied with the programme and only one (2.0%) patient expressed a neutral opinion.
 
Impact on health care services utilisation and mortality
There were no statistical differences in the length of hospital stay, in-patient mortality, or mortality at 1 month or 3 months after discharge. There was also no statistical difference in the number of attendances at the accident and emergency department 1 month or 3 months after discharge or in the unplanned hospital readmission rate at 3 months after discharge. The unplanned hospital readmission rate 1 month after discharge, however, was significantly lower in the intervention group than that in the control group (13.2% vs 29.1%; P=0.005) [Table 3].
 

Table 3. Comparison of the impact on health services utilisation and mortality between the intervention and control groups
 
Discussion
To the best of our knowledge, this is the first local prospective controlled study to investigate the effectiveness of a pharmacist-led medication review programme on medication appropriateness and clinical outcomes among geriatric in-patients in Hong Kong. This study has demonstrated superior outcomes that favour a pharmacist-led intervention. There was a substantial reduction in the use of inappropriate medications and all-cause unscheduled readmissions 1 month after hospital discharge. Nonetheless, analysis of length of hospital stay, number of all-cause emergency department visits, and mortality rate favoured neither the intervention nor the usual pharmacist care.
 
This study showed that one in five geriatric in-patients had an unintended medication discrepancy on admission. This figure was slightly higher than that found in a group of 3317 hospitalised medical patients (13%) over 1 year in an acute hospital in Hong Kong by Kwok et al.15 Subjects in our study were all elderly patients, whereas those in Kwok et al’s study were adults of all ages. Elderly subjects tend to have polypharmacy and thus are more vulnerable to unintended medication discrepancy when they move in and out of hospital or are transferred to another health care unit for further care. Unjustifiable medication discrepancies account for more than half of the medication errors that occur during transition of care and up to one third have the potential to cause harm.16 17 This does not bode well for our elderly patients with multiple co-morbidities.
 
Up to 30% of the discrepancies in our study involved medications that had been prescribed by private practitioners or purchased over-the-counter. Unlike medications prescribed from the Hospital Authority, these medications might be overlooked unless the admitting doctor specifically asks for a detailed drug history from the patient. Knowing the medication history and hence resuming these medications are important if new health problems are to be prevented. Pharmacist-led medication reconciliation is therefore a critical process that can enhance patient medication safety by compiling a complete and accurate medication list for patients in hospital.
 
This study revealed that more than half of the subjects (55.2%) received inappropriate medications. The majority of reasons for inappropriateness related to effectiveness, dosage, practical directions, and expense as reflected by the MAI. The inappropriate dosage and the questionable effectiveness might lead to not only failed pharmacological effects, but also potentially an untoward adverse drug reaction, especially in elderly individuals with pre-existing organ dysfunction.18 When a medication is not used according to the practical directions, it may lead to patient non-compliance. Optimising outcomes while reducing costs are the keys for medication management in today’s health care environment.19 Often there are several choices of drugs available to treat a disease or health condition and some are more expensive than others. The involvement of a ward-based pharmacist to review medication can enhance the use of appropriate medications in hospitalised patients and potentially reduce medication costs.
 
Following the medication review (60/93) and medication reconciliation (32/41), there were 92 recommendations that were accepted by the physician. The overall acceptance rate by physicians and the implementation of pharmacist recommendations in our study was 68.7% (92/134). This figure ranged from 39% to 100% in a previous systematic review of 32 studies.4 Our study did not specifically record recommendations accepted by physicians but not implemented. Hence the acceptance rate in our study may be underestimated. Nevertheless, the clinical pharmacist is encouraged to discuss the medication-related problems in person with the physician as well as contacting the patient in order to enhance the implementation rate.4
 
Pharmacy departments within the public hospital system in Hong Kong have strived to implement the aforementioned patient safety strategies in different specialties. Nonetheless, this is not a standard practice simply because of insufficient pharmacist staffing resources. In some hospitals, a pharmacist service is provided in wards, but this does not apply in all cases and is not standardised. Experience of a pharmacist-led medication reconciliation service from an acute teaching hospital in Hong Kong showed promising results over a 1-year trial run with high acceptance and recognition by other health care professionals.16 It is hoped that the clinical role of clinical pharmacists in patient medication management in hospitals can be encouraged. Another local study has demonstrated a positive impact on medication safety in patients with diabetes by pharmacists’ intervention in collaboration with a multidisciplinary team.20 The feasibility of incorporating a pharmacist as part of a multidisciplinary team of health care professionals must be explored in geriatric wards in Hong Kong. With increasing life expectancy, the expanding elderly population will equate to an increase in morbidity and mortality owing to drug-related problems where the need for trained health care professionals to perform medication reviews will be in even greater demand. To enhance safe drug use with limited resources, a systematic approach must be adopted to cover all aspects that affect drug therapy.
 
In terms of the impact on health care services utilisation, a recent systematic review and meta-analysis of the effectiveness of a pharmacist-led medication reconciliation programme revealed a substantial reduction in the rate of all-cause readmissions (19%), all-cause emergency department visits (28%), and adverse drug event–related hospital visits (67%).21 Our study revealed a significant reduction in unplanned hospital admissions (all-cause admission) at 1 month but not at 3 months. This implication might be due to an inadequate sample size to show the difference at 3 months. Alternatively, it might also imply that pharmacist intervention needs to be continued after patient discharge in order to have a sustained effect. This is supported by a study by Schnipper et al22 in which pharmacist intervention after patient discharge was associated with a lower rate of preventable adverse drug events 30 days after hospital discharge.
 
During the pharmacist review, cost-effectiveness of drug use was assessed through MAI. Alternative options such as less-expensive formulations or drugs but of the same quality would be recommended to the doctor in-charge. This was a means of encouraging cost-effective use of drugs in a hospital. Furthermore, the reduction in unscheduled hospital readmissions in the intervention group implies a potential saving in hospital costs. Although a detailed analysis was not performed in this study, a rough estimation is that nearly HK$2 million may be saved annually as a result of lower drug costs and reduced hospital admissions, even after considering the cost of employing a pharmacist. The estimation was based on the following calculations. The estimated drug saving as a result of a switch to a more cost-effective alternative was HK$7500 among the 108 patients in the intervention group. This can be projected to a saving of about HK$69 500 in a unit that admits 1000 patients annually. In the current study, there were 16 fewer readmissions in the intervention group compared with the control group. Assuming a daily cost of an acute hospital bed is HK$4680 and the mean length of hospital stay is 3 days, this equates to a potential saving of about HK$2 080 000 per year in a unit that admits 1000 patients annually. If it is assumed that a pharmacist spends 30 minutes for each patient at an hourly salary of HK$433, the projected cost of an additional pharmacist to run the intervention would be HK$216 500 per year. The net annual saving of this programme to serve 1000 patients in this unit would thus still be close to HK$2 million.
 
This study had several limitations. First, a substantial proportion (35%) of all the admitted patients were not screened by a pharmacist on admission. This was due to a temporary pause in subject recruitment when patients were admitted on public holidays, when the pharmacist was on holiday or when she had to relieve another pharmacist in the hospital. Moreover, a substantial proportion (44%) of eligible subjects were not included owing to no consent or refusal. These factors might have resulted in selection or self-selection bias. Second, subject recruitment was not randomised, but done according to the day of admission. This might be a source of bias. Nevertheless, this would have minimal influence on the outcomes, as the baseline characteristics of the intervention and control groups were comparable. Third, the pharmacist who carried out the review and data extraction was not blinded to the study hypothesis and the group status of the subjects. This could potentially lead to information bias, although this might be partially offset by the fact that the majority of the information or data on the outcome measures were taken with reference to a well-established and validated tool. Fourth, this study was performed in a single unit, so generalisation to other settings is not possible. Fifth, MAI is an implicit tool that is subjective. A single pharmacist as the rater might limit the reliability of the assessment results. Nevertheless, the more explicit tools of STOPP/START criteria23 had also been referred to in addition to the MAI during the review process. Sixth, this study only addressed appropriateness of drug use, whereas underuse of drugs was not investigated. Finally, this study could not conclude a causal relationship between the reduction in inappropriate medications and the reduction in unscheduled hospital readmissions because there were several components in the intervention that included a medication review, medication reconciliation, and discharge counselling. It is difficult to be certain which of these components alone or in combination gave rise to the positive outcome of this study.
 
On the other hand, there were several strengths in this study. This was the first prospective controlled study of the effect of a pharmacist-led medication review programme on medication use and health services utilisation involving over 200 Chinese elderly patients in Hong Kong. Second, a well-validated tool was used to assess medication appropriateness. The use of the MAI tool focused on the patient and the entire medication regimen. Third, there was a comprehensive review of outcomes including quality of prescribing, health services utilisation, mortality, length of hospital stay, and patient satisfaction.
 
Conclusions
This study supported the role of a hospital-based clinical pharmacist to enhance appropriate medication use among elderly Chinese in-patients. A systematic medication review programme in a geriatric unit resulted in a reduced number of drug omissions and fewer inappropriate medications. The service provided by the clinical pharmacist and supported by geriatricians was welcomed by patients and their carers. Together with the potential to reduce hospital readmissions and their associated cost, it is hoped that an in-hospital pharmacist-led medication review programme can be recognised as one of the important strategies to enhance the safety and quality of prescription among elderly patients in hospitals. It is strongly recommended that these programmes be standardised and implemented in all medical and geriatric wards in Hong Kong. Future studies should recruit a larger sample size in a randomised controlled design in other geriatric hospital settings to reiterate our findings. Furthermore, these studies might consider including adverse drug event–related hospital visits as one of the outcome measures.
 
Declaration
All authors have disclosed no conflicts of interest.
 
References
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9. Medication reconciliation. Patient Safety Network. Agency for Healthcare Research and Quality. US Department of Health & Human Services. Available from: http://psnet.ahrq.gov/primer.aspx?primerID=1. Accessed 11 Jun 2017.
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Efficacy and tolerability of trastuzumab emtansine in advanced human epidermal growth factor receptor 2–positive breast cancer

Hong Kong Med J 2018 Feb;24(1):56–62 | Epub 12 Jan 2018
DOI: 10.12809/hkmj176808
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Efficacy and tolerability of trastuzumab emtansine in advanced human epidermal growth factor receptor 2–positive breast cancer
Winnie Yeo, FRCP, FHKAM (Medicine)1; MY Luk, FHKCR, FHKAM (Radiology)2; Inda S Soong, FHKCR, FHKAM (Radiology)3; Tony YS Yuen, FHKCR, FHKAM (Radiology)4; TY Ng, FHKCR, FHKAM (Radiology)5; Frankie KF Mo, BSc, PhD6; K Chan, FHKCR, FHKAM (Radiology)3; SY Wong, FHKCR, FHKAM (Radiology)5; Janice Tsang, FHKCP, FHKAM (Medicine)7; Carmen Leung, FHKCR, FHKAM (Radiology)4; Joyce JS Suen, FHKCR, FHKAM (Radiology)8; Roger KC Ngan, FHKCR, FHKAM (Radiology)4
1 Department of Clinical Oncology, The Chinese University of Hong Kong, Shatin, Hong Kong
2 Department of Clinical Oncology, Queen Mary Hospital, Pokfulam, Hong Kong
3 Department of Clinical Oncology, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
4 Department of Clinical Oncology, Queen Elizabeth Hospital, Jordan, Hong Kong
5 Department of Clinical Oncology, Tuen Mun Hospital, Tuen Mun, Hong Kong
6 Comprehensive Clinical Trials Unit, Department of Clinical Oncology, The Chinese University of Hong Kong, Shatin, Hong Kong
7 Department of Medicine, The University of Hong Kong, Pokfulam, Hong Kong
8 Department of Clinical Oncology, Prince of Wales Hospital, Shatin, Hong Kong
 
Corresponding author: Prof Winnie Yeo (wyeo@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The management of human epidermal growth factor receptor 2 (HER2)–positive breast cancer has changed dramatically with the introduction and widespread use of HER2-targeted therapies. There is, however, relatively limited real-world information about the effectiveness and safety of trastuzumab emtansine (T-DM1) in Hong Kong Chinese patients. We assessed the efficacy and toxicity profiles among local patients with HER2-positive advanced breast cancer who had received T-DM1 therapy in the second-line setting and beyond.
 
Methods: This retrospective study involved five local centres that provide service for over 80% of the breast cancer population in Hong Kong. The study period was from December 2013 to December 2015. Patients were included if they had recurrent or metastatic histologically confirmed HER2+ breast cancer who had progressed after at least one line of anti-HER2 therapy including trastuzumab. Patients were excluded if they received T-DM1 as first-line treatment for recurrent or metastatic HER2+ breast cancer. Patient charts including biochemical and haematological profiles were reviewed for background information, T-DM1 response, and toxicity data. Adverse events were documented during chemotherapy and 28 days after the last dose of medication.
 
Results: Among 37 patients being included in this study, 28 (75.7%) had two or more lines of anti-HER2 agents and 26 (70.3%) had received two or more lines of palliative chemotherapy. Response assessment revealed that three (8.1%) patients had a complete response, eight (21.6%) a partial response, 11 (29.7%) a stable disease, and 12 (32.4%) a progressive disease; three patients could not be assessed. The median duration of response was 17.3 (95% confidence interval, 8.4-24.8) months. The clinical benefit rate (complete response + partial response + stable disease, ≥12 weeks) was 37.8% (95% confidence interval, 22.2%-53.5%). The median progression-free survival was 6.0 (95% confidence interval, 3.3-9.8) months and the median overall survival had not been reached by the data cut-off date. Grade 3 or 4 toxicities included thrombocytopaenia (13.5%), raised alanine transaminase (8.1%), anaemia (5.4%), and hypokalaemia (2.7%). No patient died as a result of toxicities.
 
Conclusions: In patients with HER2-positive advanced breast cancer who have been heavily pretreated with anti-HER2 agents and cytotoxic chemotherapy, T-DM1 is well tolerated and provided a meaningful progression-free survival of 6 months and an overall survival that has not been reached. Further studies to identify appropriate patient subgroups are warranted.
 
 
New knowledge added by this study
  • This study confirms that the efficacy and toxicity profiles of trastuzumab emtansine (T-DM1) among Chinese patients are similar to the published data that have been based mainly on western populations.
Implications for clinical practice or policy
  • T-DM1 is effective in HER2-positive advanced breast cancer in the second-line setting and beyond. It has tolerable toxicity. Further research is warranted to enable identification of the appropriate patient population to enhance cost-effectiveness.
 
 
Introduction
Breast cancer is the most common female cancer in Hong Kong. The human epidermal growth factor receptor HER2/neu gene is amplified and overexpressed in 15% to 25% of breast cancers.1 The management of human epidermal growth factor receptor 2 (HER2)–positive (HER2+) breast cancer has changed dramatically with the introduction and widespread use of HER2-targeted therapies. The landmark study reported by Slamon et al2 over a decade ago established the combination of trastuzumab with chemotherapy as the standard of care for patients with HER2+ metastatic breast cancer. The later CLEOPATRA trial showed that the combination of pertuzumab with trastuzumab and chemotherapy (specifically, docetaxel) could further improve survival when compared with the standard arm of trastuzumab plus chemotherapy in the first-line setting.3
 
Trastuzumab emtansine (T-DM1) is an antibody-drug conjugate that incorporates the HER2-targeted antitumour properties of trastuzumab with the cytotoxic activity of the microtubule inhibitor DM1 (which is a derivative of maytansine). The high potency of the cytotoxic DM1 moiety has been suggested as a key factor in the enhanced activity of this compound.4 5 In the second-line setting, the pivotal EMILIA study compared T-DM1 with lapatinib plus capecitabine among patients with HER2+ breast cancer who had previously been treated with trastuzumab and a taxane; T-DM1 showed remarkable activity with an acceptable toxicity profile.6 There is, however, relatively limited real-world information about the effectiveness and safety of T-DM1 in Hong Kong Chinese patients.
 
In this multicentre retrospective study, we assessed the efficacy and toxicity profiles among local patients with HER2+ advanced breast cancer who had received T-DM1 therapy in the second-line setting and beyond.
 
Methods
This was a retrospective study that involved five local centres that care for over 80% of the local breast cancer population, and included the Pamela Youde Nethersole Eastern Hospital, Prince of Wales Hospital, Queen Mary Hospital, Queen Elizabeth Hospital, and Tuen Mun Hospital between December 2013 and December 2015, the period when the relevant treatment was first started. The institutional ethics committee of each participating centre approved the study.
 
Inclusion criteria included patients who had recurrent or metastatic histologically confirmed HER2+ breast cancer who either had progressed during trastuzumab with chemotherapy in the first-line treatment setting, or had developed progressive disease after at least one line of anti-HER2 agent including trastuzumab. Patients who had received endocrine therapy for recurrent or metastatic disease were included. Exclusion criteria included patients who received T-DM1 as first-line treatment for recurrent or metastatic HER2+ breast cancer.
 
Patient charts were reviewed for background information, T-DM1 response, and toxicity data by medical staff who were not blinded to the study objectives. Biochemical and haematological profiles were extracted from patient charts. Tumour response assessments were recorded according to the Response Evaluation Criteria in Solid Tumors Committee.7 Adverse events were graded according to the National Cancer Institute’s Common Terminology Criteria for Adverse Events (version 3.0). Adverse events were also documented during chemotherapy and 28 days after the last dose of study medication.
 
Statistical analysis
Outcomes in terms of tumour response, progression-free survival (PFS), and overall survival (OS) were determined. The PFS was assessed from day 1 of treatment cycle 1 to the date when objective disease progression was observed, and OS was calculated from day 1 of treatment cycle 1 to the date of death. Death was regarded as a progression event in those subjects who died before disease progression. Subjects without documented objective progression at the time of the final analysis were censored at the date of their last tumour assessment; data cut-off was on 31 August 2016. Survival curves were constructed using the Kaplan-Meier method.
 
Results
Patient characteristics
Patient characteristics are shown in Table 1. Of a total of 37 patients, 33 (89.2%) had an Eastern Cooperative Oncology Group performance status of 0 or 1.
 

Table 1. Patient characteristics and prior treatments (n=37)
 
Of the 37 patients, tumour biology studies at initial disease presentation showed that 15 (40.5%) patients were oestrogen receptor (ER)–positive, 10 (27.0%) were progesterone receptor (PR)–positive, and 31 (83.8%) had HER2+ breast cancer. Overall, 21 patients had tumour re-biopsy at the time of developing metastatic disease, 10 (47.6%) patients were ER-positive, nine (42.9%) PR-positive, and 21 (100%) had HER2+ (which included six patients who were found to have HER2+ tumours only when anti-HER2 therapy was considered for metastatic disease).
 
At the time of initiating T-DM1 therapy, 21 patients had three or more disease sites involved; the most common sites included lymph nodes (n=27, 73.0%), lungs (n=20, 54.1%), and bones (n=19, 51.4%).
 
Prior treatments
Prior treatments that patients received are listed in Table 1. With regard to adjuvant treatments, 13 (35.1%) patients had prior adjuvant trastuzumab, 21 (56.8%) had adjuvant chemotherapy, eight (21.6%) had adjuvant endocrine therapy, and 19 (51.4%) had adjuvant radiotherapy.
 
With regard to treatment for recurrent/ metastatic disease, nine (24.3%) patients had one line of prior trastuzumab with chemotherapy including three who had trastuzumab in combination with pertuzumab and chemotherapy; 11 (29.7%) had two lines while 17 (45.9%) had three or more lines of anti-HER2 therapy. Overall, 22 (59.5%) patients had received prior lapatinib, and five (13.5%) had received pertuzumab beyond the first-line setting.
 
A total of 26 (70.3%) patients had received two or more lines of palliative chemotherapy, with the majority having received taxanes (n=33, 89.2%), capecitabine (n=23, 62.2%) and vinorelbine (n=17, 45.9%). Nineteen patients had received one or more lines of palliative endocrine therapy, these included eight (21.6%) with tamoxifen, 15 (40.5%) with aromatase inhibitors, and seven (18.9%) with ovarian ablation.
 
Trastuzumab emtansine dose and dose interruptions
The median number of days from last anti-HER2 therapy to the first dose of T-DM1 was 32 days (range, 14-274 days).
 
The median number of cycles was six (range, 1-43). The follow-up data were frozen on 31 August 2016. The median follow-up period was 15.6 months (95% confidence interval [CI], 8.1-20.4 months). Overall, 33 patients were started on the standard dose of 3.6 mg/kg, given once every 3 weeks; 13 patients had dose delay, 10 patients had dose reduction for subsequent cycles, and six patients had both dose delay and dose reductions for subsequent cycles. A total of 326 cycles were administered; 44 (13.5%) cycles were delayed, 11 (3.4%) cycles had further dose reductions in the subsequent cycles, and 51 (15.6%) cycles had both dose delay and dose reductions.
 
At the time of data cut-off, 28 had discontinued T-DM1 treatment: 20 (71.4%) due to progressive disease, four (14.3%) were lost to follow-up, one (3.6%) due to patient withdrawal, and three (10.7%) due to unspecified causes. No patient discontinued treatment due to intolerable toxicities.
 
Response and survival
Among the 37 patients, there were three (8.1%) complete response (CR), eight (21.6%) partial response (PR), 11 (29.7%) stable disease (SD), and 12 (32.4%) progressive disease; three patients could not be assessed (ie they did not have response assessment documented during their treatment). The median duration of response was 17.3 months (interquartile range, 9.4-24.5; 95% confidence interval, 8.4-24.8 months). The clinical benefit rate, defined as CR, PR, or SD of 12 weeks or longer, was 37.8% (95% CI, 22.2%-53.5%).
 
Overall, based on the Kaplan-Meier method, the median PFS was 6.0 (95% CI, 3.3-9.8) months; the 6-month and 12-month PFSs were 51.6% and 23.1%, respectively (Fig a). The median duration of follow-up for PFS was 5.0 (interquartile range, 2.2-10.3) months. The median OS was not reached; the 6-month and 12-month OSs were 82.1% and 74.4%; respectively (Fig b).
 

Figure. Kaplan-Meier estimates of (a) progression-free survival and (b) overall survival
 
Toxicity
Haematological and non-haematological toxicities are listed in Table 2. Grade 3 or 4 toxicities that occurred in one or more patients included thrombocytopenia (n=5, 13.5%), raised alanine transaminase (n=3, 8.1%), anaemia (n=2, 5.4%), and hypokalaemia (n=1, 2.7%). Apart from these, other toxicities that occurred in more than 10% of patients included raised alkaline phosphatase, hyponatraemia, neutropenia, leukopenia, fatigue, raised serum creatinine, and diarrhoea. There was no cardiac toxicity and no patients died as a result of toxicities.
 

Table 2. Haematological and non-haematological toxicities according to the National Cancer Institute Common Toxicity Criteria version 3.0 (n=37)
 
Discussion
During the past decade, the treatment of HER2+ breast cancer has rapidly evolved, and patients with HER2+ metastatic breast cancer have experienced a remarkable improvement in clinical outcomes in terms of OS.8
 
The efficacy of T-DM1 was well demonstrated in the pivotal EMILIA study that compared T-DM1 with lapatinib plus capecitabine among HER2+ breast cancer patients in the second-line setting. The studied patients had previously been treated with trastuzumab and a taxane. For the T-DM1–treated patients, the objective response rate was 44%, the median PFS was 9.6 months, and the median OS was 30.9 months.6
 
In the current multicentre retrospective study among the Chinese patients with breast cancer, over 70% were heavily pretreated with anti-HER2 agents as well as cytotoxic chemotherapy. The efficacy results are consistent with previous findings from the TH3RESA study.9 The latter involved over 600 HER2+ patients with advanced breast cancer who had received two or more anti-HER2–containing regimens, including trastuzumab and lapatinib, and previous taxane therapy. At a median follow-up of 6.5 months, the TH3RESA study reported that among the T-DM1–treated patients, the objective response rate was 31%, the median duration of response was 9.7 months, the median PFS was 6.2 months, and the median OS was not reached.9 Similarly, the safety profile in the current study was consistent with the reported clinical trials, where grade 3 or worse thrombocytopenia was the most commonly reported adverse event (13.5%), followed by raised alanine transaminase (8.1%), anaemia (5.4%), and hypokalaemia (2.7%). Notably there was no grade 3 or worse neutropenia, no febrile neutropenia, and no cardiac toxicity noted in the current study.
 
In heavily pretreated patient populations, two studies, namely the TH3RESA study9 and the EGF104900 study10 (which assessed combination of trastuzumab and lapatinib in the absence of chemotherapy), have shown that even after a median of four prior regimens, the use of anti-HER2 therapy can lead to meaningful clinical benefits. In the TH3RESA study, the PFS benefit with T-DM1 was observed in subgroups including hormone receptor–positive tumours and non-visceral disease, as well as asymptomatic or treated brain metastases. An exploratory analysis conducted in the present study revealed that the median PFSs for patients with hormone receptor–positive disease and hormone receptor–negative disease were 7.5 and 6.0 months, respectively. Owing to small patient numbers, the finding was not significant (P=0.78) but nonetheless lends support to the published data.
 
Among the 37 patients in the current study, five had prior pertuzumab therapy in addition to trastuzumab (including one who also had lapatinib). One of these patients achieved PR and had a total of eight cycles of T-DM1 treatment. The efficacy of T-DM1 among patients previously treated with trastuzumab and pertuzumab has recently been reported in a retrospective study.11 Although the response rate was relatively low at 18%, 30% of the patients had received prolonged T-DM1 therapy, defined as treatment duration of 6 months or longer.
 
It has to be noted that despite the efficacy shown in the second-line and beyond setting among HER2+ patients with advanced breast cancer, the MARIANNE study, which tested three different anti-HER2 regimens in the first-line setting, did not show T-DM1 to be superior to standard treatment.12 In that study, previously untreated patients with HER2+ metastatic breast cancer were randomised to one of the three arms: control (trastuzumab plus taxane), T-DM1 alone, or T-DM1 plus pertuzumab. Although the results revealed that grade 3 or higher adverse events were lower in the T-DM1 arm, efficacy data on PFS were similar in all three arms, at 13.7 months, 14.1 months, and 15.2 months, respectively. In another exploratory analysis in the present study, the PFS of those patients who had undergone only one line of prior anti-HER2 therapy was compared with those who had two or more lines of anti-HER2 therapy revealed corresponding figures of 8.2 and 5.1 months, respectively (P=0.34).
 
In addition, cost-effective analysis has been conducted in a number of countries with regard to the use of T-DM1. For patients with HER2+ metastatic breast cancer, the Canadian analysis demonstrated that utilising T-DM1 could lead to substantial savings for the public health care system when the costs of treatment-related adverse events incurred by other anti-cancer agents were taken into account.13 Nonetheless, analyses based in the United Kingdom and the United States have not supported such findings.14 15 16
 
The identification of an appropriate patient population for the utilisation of T-DM1 may enable better resource allocation. Yet to date, no biomarkers have been identified that can predict better outcome among patients with HER2+ advanced breast cancer treated with T-DM1. Based on the biomarker analyses from EMILIA and TH3RESA studies, T-DM1 was similarly effective in the presence of PI3K wild-type or mutated tumours, and the benefit with T-DM1 was seen irrespective of HER2 mRNA, HER3 mRNA, or PTEN protein level.17 18
 
The current study is limited by its retrospective design, possible information bias during data retrieval/extraction/coding, as well as the small number of patients (especially for subgroup analysis) and inadequate follow-up period for OS. Although the results could not be compared directly with reported prospective trials, patients were representative, and treatment and outcomes reflect routine clinical practice. The T-DM1 therapy provided a meaningful PFS with a favourable toxicity profile among heavily pretreated patients with HER2+ advanced breast cancer. Research is needed to identify biomarkers that will predict sensitivity and resistance to individual anti-HER2 agents, and thereby enable identification of those patients most likely to respond to T-DM1 and appropriate treatment to optimise patient benefit, reduce excessive toxicities, and minimise costs.
 
Conclusions
The T-DM1 therapy has a tolerable toxicity profile among local patients with recurrent or metastatic HER2+ breast cancer. For patients who responded to T-DM1 therapy, there was a durable response. In our study, T-DM1 is associated with a PFS of 6 months and an OS that has not been reached. Further biomarker study is needed to enable appropriate patient selection for this treatment.
 
Acknowledgements
We thank Dr Vicky TC Chan of the Department of Clinical Oncology, Prince of Wales Hospital, and Drs Carol Kwok and Raymond KY Wong of the Department of Oncology, Princess Margaret Hospital, for their support in this study.
 
Declaration
This study has been supported by the Hong Kong Breast Oncology Group. W Yeo has received honoraria for expert opinion from Novartis and Pfizer and has received a research grant from Mundipharma in relation to breast cancer research over the past 12 months. The funder had no role in study selection, quality assessment, data analysis, or writing the manuscript. All other authors have disclosed no conflicts of interest.
 
References
1. Slamon DJ, Clark GM, Wong SG, Levin WJ, Ullrich A, McGuire WL. Human breast cancer: correlation of relapse and survival with amplification of the HER-2/neu oncogene. Science 1987;235:177-82. Crossref
2. Slamon DJ, Leyland-Jones B, Shak S, et al. Use of chemotherapy plus a monoclonal antibody against HER2 for metastatic breast cancer that overexpresses HER2. N Engl J Med 2001;344:783-92. Crossref
3. Baselga J, Cortés J, Kim SB, et al. Pertuzumab plus trastuzumab plus docetaxel for metastatic breast cancer. N Engl J Med 2012;366:109-19. Crossref
4. Lewis Phillips GD, Li G, Dugger DL, et al. Targeting HER2-positive breast cancer with trastuzumab-DM1, an antibody-cytotoxic drug conjugate. Cancer Res 2008;68:9280-90. Crossref
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6. Verma S, Miles D, Gianni L, et al. Trastuzumab emtansine for HER2-positive advanced breast cancer. N Engl J Med 2012;367:1783-91. Crossref
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8. Lobbezoo DJ, van Kampen RJ, Voogd AC, et al. Prognosis of metastatic breast cancer subtypes: The hormone receptor/HER2-positive subtype is associated with the most favorable outcome. Breast Cancer Res Treat 2013;141:507-14. Crossref
9. Krop IE, Kim SB, González-Martín A, et al. Trastuzumab emtansine versus treatment of physician’s choice for pretreated HER2-positive advanced breast cancer (TH3RESA): a randomised, open-label, phase 3 trial. Lancet Oncol 2014;15:689-99. Crossref
10. Blackwell KL, Burstein HJ, Storniolo AM, et al. Randomized study of lapatinib alone or in combination with trastuzumab in women with ErbB2-positive, trastuzumab-refractory metastatic breast cancer. J Clin Oncol 2010;28:1124-30. Crossref
11. Dzimitrowicz H, Berger M, Vargo C, et al. T-DM1 activity in metastatic human epidermal growth factor receptor 2–positive breast cancers that received prior therapy with trastuzumab and pertuzumab. J Clin Oncol 2016;34:3511-7. Crossref
12. Perez EA, Barrios C, Eiermann W, et al. Trastuzumab emtansine with or without pertuzumab versus trastuzumab plus taxane for human epidermal growth factor receptor 2-positive, advanced breast cancer: primary results from the phase III MARIANNE study. J Clin Oncol 2017;35:141-8. Crossref
13. Piwko C, Prady C, Yunger S, Pollex E, Moser A. Safety profile and costs of related adverse events of trastuzumab emtansine for the treatment of HER2-positive locally advanced or metastatic breast cancer compared to capecitabine plus lapatinib from the perspective of the Canadian health-care system. Clin Drug Investig 2015;35:487-93. Crossref
14. Diaby V, Adunlin G, Ali AA, et al. Cost-effectiveness analysis of 1st through 3rd line sequential targeted therapy in HER2-positive metastatic breast cancer in the United States. Breast Cancer Res Treat 2016;160:187-96. Crossref
15. Le QA, Bae YH, Kang JH. Cost-effectiveness analysis of trastuzumab emtansine (T-DM1) in human epidermal growth factor receptor 2 (HER2): positive advanced breast cancer. Breast Cancer Res Treat 2016;159:565-73. Crossref
16. Squires H, Stevenson M, Simpson E, Harvey R, Stevens J. Trastuzumab emtansine for treating HER2-positive, unresectable, locally advanced or metastatic breast cancer after treatment with trastuzumab and a taxane: an evidence review group perspective of a NICE single technology appraisal. Pharmacoeconomics 2016;34:673-80. Crossref
17. Baselga J, Lewis Phillips GD, Verma S, et al. Relationship between tumor biomarkers and efficacy in EMILIA, a phase III study of trastuzumab emtansine in HER2-positive metastatic breast cancer. Clin Cancer Res 2016;22:3755-63. Crossref
18. Kim SB, Wildiers H, Krop IE, et al. Relationship between tumor biomarkers and efficacy in TH3RESA, a phase III study of trastuzumab emtansine (T-DM1) vs. treatment of physician’s choice in previously treated HER2-positive advanced breast cancer. Int J Cancer 2016;139:2336-42. Crossref

Injuries and envenomation by exotic pets in Hong Kong

Hong Kong Med J 2018 Feb;24(1):48–55 | Epub 5 Jan 2018
DOI: 10.12809/hkmj176984
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Injuries and envenomation by exotic pets in Hong Kong
Vember CH Ng, FHKCEM, FHKAM (Emergency Medicine)1; Albert CH Lit, FRCSEd, FHKAM (Emergency Medicine)2; OF Wong, FHKAM (Anaesthesiology), FHKAM (Emergency Medicine)2; ML Tse, FHKCEM, FHKAM (Emergency Medicine)1; HT Fung, FRCSEd, FHKAM (Emergency Medicine)3
1 Hong Kong Poison Information Centre, United Christian Hospital, Kwun Tong, Hong Kong
2 Accident and Emergency Department, North Lantau Hospital, Tung Chung, Lantau, Hong Kong
3 Accident and Emergency Department, Tuen Mun Hospital, Tuen Mun, Hong Kong
 
Corresponding author: Dr OF Wong (oifungwong@yahoo.com.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Exotic pets are increasingly popular in Hong Kong and include fish, amphibians, reptiles, and arthropods. Some of these exotic animals are venomous and may cause injuries to and envenomation of their owners. The clinical experience of emergency physicians in the management of injuries and envenomation by these exotic animals is limited. We reviewed the clinical features and outcomes of injuries and envenomation by exotic pets recorded by the Hong Kong Poison Information Centre.
 
Methods: We retrospectively retrieved and reviewed cases of injuries and envenomation by exotic pets recorded by the Hong Kong Poison Information Centre from 1 July 2008 to 31 March 2017.
 
Results: There were 15 reported cases of injuries and envenomation by exotic pets during the study period, including snakebite (n=6), fish sting (n=4), scorpion sting (n=2), lizard bite (n=2), and turtle bite (n=1). There were two cases of major effects from the envenomation, seven cases with moderate effects, and six cases with mild effects. All major effects were related to venomous snakebites. There were no mortalities.
 
Conclusion: All human injuries from exotic pets arose from reptiles, scorpions, and fish. All cases of major envenomation were inflicted by snakes.
 
 
New knowledge added by this study
  • This is the first case series of injuries and envenomation by exotic pets in Hong Kong.
  • Reptiles, scorpions, and fish that are kept as exotic pets can potentially cause injuries to and envenomation of their owners.
  • All cases of major envenomation were inflicted by snakes. Envenomation by a highly venomous exotic snake was also encountered.
Implications for clinical practice or policy
  • A variety of exotic animals, including venomous species, are kept as pets in Hong Kong. Emergency physicians in Hong Kong, however, have limited knowledge about the management of injuries caused by these exotic animals.
  • The Hong Kong Poison Information Centre provides an expert consultation service for the management of injuries and envenomation by such exotic animals.
 
 
Introduction
A variety of exotic animals are kept as ‘pets’ including fish, amphibians, reptiles, and arthropods. The keeping of exotic, and sometimes venomous pets, is becoming increasingly common worldwide. Some of these exotic pets are capable of causing injury to or even life-threatening envenomation of their owners.1
 
Reptiles are the most popular exotic pets worldwide. It has been estimated that 1.5 to 2.0 million households in the United States (US) own one or more pet reptiles. Snakes account for approximately 11% of the imported reptiles in the US, and up to 9% of these are venomous.2 Envenomation by exotic pets, particularly snakes, is an increasing cause for concern in both the US and Europe.3 In a study of exotic snake envenomation in the US, data from the National Poison Data System database revealed 258 cases of exotic snakebites involving at least 61 unique exotic venomous species between 2005 and 2011. Among these, 40% of bites occurred in a private residence.4 Another study of bites and stings by exotic pets in Europe reported 404 cases in four poison centres in Germany and France from 1996 to 2006. Exotic snakebites from rattlesnakes, cobras, mambas, and other venomous snakes were the cause of approximately 40% of envenomations.5 Another survey conducted in the United Kingdom reviewed the data from the National Health Service Health Episode Statistics from 2004 to 2010. A total of 709 hospital admissions associated with injuries from exotic pets were reported and approximately 300 hospital admissions were related to contact with scorpions, venomous snakes, and lizards.6 Nonetheless, no such epidemiological study has been conducted in Hong Kong. According to the thematic household survey report in 2006, 286 300 households in Hong Kong kept pets at home, of which 5% were pets other than dogs, cats, turtles, tortoises, birds, hamsters, and rabbits.7 The number of imported pet reptiles into Hong Kong has increased rapidly in recent years. In 2016, the Agriculture, Fisheries and Conservation Department (AFCD) recorded that almost 1 000 000 pet reptiles were imported into Hong Kong (Table 1).
 

Table 1. Number of imported pet reptiles in Hong Kong from 2012 to 2016 (data from the Agriculture, Fisheries and Conservation Department)
 
The knowledge of local emergency physicians about the management of injuries by these exotic animals is limited. Since 2005, the Hong Kong Poison Information Centre (HKPIC) has provided a 24-hour telephone consultation service (tel: 2635 1111) for health care professionals in Hong Kong, offering poison information and clinical management advice. The objectives of this study were to use HKPIC records to describe the variety of reported exotic species and the clinical features and outcomes of injuries and envenomation caused by exotic pets.
 
Methods
This was a case series based on the database of the HKPIC. It included cases encountered by clinical frontline staff and surveillance data from routine reporting of poisoning cases by all accident and emergency departments (AEDs) under the Hospital Authority (HA). Cases of injuries and envenomation by exotic pets recorded by the HKPIC from 1 July 2008 to 31 March 2017 were retrospectively retrieved. Demographic data of the patients—including the involved species, clinical presentations, and outcomes—were reviewed from the patient electronic Health Record. This study was done in accordance with the principles outlined in the Declaration of Helsinki.
 
The severity of injuries and the effects of envenomation were defined as major (life-threatening or resulting in significant residual disability or disfigurement), moderate (pronounced, prolonged, or systemic signs and symptoms), or mild (minimal and rapidly resolving signs and symptoms).
 
Results
During the study period, 15 cases of injuries and envenomation by exotic pets were reported to the HKPIC. Among the 15 patients, nine consulted the HKPIC for management advice and one was managed by the toxicology team of the AED. Local zoologists were consulted in five cases for species identification and opinion about the venomous nature of the species. All bites and stings were unintentional and occurred in a private household. The mean age of the exotic pet owners was 28.2 (range, 14-59) years and the majority (73%) were male. There were six cases of snakebite, four cases of fish sting, two cases of scorpion sting, two cases of lizard bite, and one case of turtle bite. The severity of injury and envenomation effect are summarised in Table 2.
 

Table 2. Severity of injury and envenomation effect caused by exotic pets
 
All major effects occurred in patients with snakebite. A 16-year-old boy was bitten by a short-tailed mamushi (Gloydius blomhoffii brevicaudus; Fig 1a) on his left middle finger. The short-tailed mamushi is not native to Hong Kong but was being kept as a pet. The patient had a history of snakebite by a bamboo snake (Trimeresurus albolabris) that required antivenom treatment, sustained while attempting to catch the snake in the suburbs. Following the bite by the short-tailed mamushi, the patient developed severe local envenomation over his left hand and required admission to the intensive care unit for close observation of the rapidly progressing local envenomation. No systemic envenomation was observed. A local zoologist was consulted for snake identification. A total of three vials of antivenom for Agkistrodon halys were administered as treatment but ischaemia due to compartment syndrome developed in the left hand. Debridement and fasciotomy were eventually performed. The patient had a residual flexion contraction deformity of his left middle finger 2 months later. He recovered with full movement of the left middle finger 6 months after the injury. Another boy, aged 15 years, was bitten by a bamboo snake on his left thumb. The snake had been caught by the patient in the suburbs and kept as a pet. He developed severe local envenomation and was given three vials of antivenom for Agkistrodon halys and three vials of antivenom for green pit viper. The patient developed tenosynovitis of his left thumb and required emergency surgery for debridement. Another four patients were bitten by ‘nonvenomous’ snakes including a rainbow boa (Epicrates cenchria; Fig 1b), corn snake (Pantherophis guttatus), and eastern hognose snake (Heterodon platirhinos; Fig 1c). All snakes were kept as pets. An 18-year-old girl was accidentally bitten by a rainbow boa on her left hand but had no signs of local or systemic envenomation after the injury. Another patient developed a wound infection after being bitten by a corn snake 2 weeks previously (Fig 1d). She recovered after a course of antibiotic therapy. Two young men were bitten by hognose snakes. One developed local envenomation with progressive swelling over the injured hand (Fig 1e). The local envenomation resolved with conservative management. The HKPIC was consulted in all cases, of which three required consultation with a zoologist.
 

Figure 1. (a) Short-tailed mamushi (Gloydius blomhoffii brevicaudus), (b) rainbow boa (Epicrates cenchria), and (c) eastern hognose snake (Heterodon platirhinos). (d) Local wound infection after being bitten by a corn snake (Pantherophis guttatus), and (e) local envenomation after a bite by an eastern hognose snake
 
Injuries from reptiles other than snakes were also recorded. There were two cases of lizard bite. In one case, a 22-year-old man was bitten by a common iguana (Iguana iguana) on his left wrist. In the other case, a 41-year-old man presented to the AED approximately 2 hours after being bitten on his right hand by a Gila monster (Fig 2a). He developed intense pain and local swelling over the site of injury. The pain lasted for about 12 hours and then gradually improved. His haemodynamic state remained stable and no airway oedema or neurological symptoms were observed during his stay in the emergency medicine ward. He was eventually discharged. A young woman attended the AED because of a turtle bite over her left face with consequent minor physical injury.
 

Figure 2. (a) Gila monster (Heloderma suspectum) and (b) freshwater stingray (Potamotrygon species). (c) Thick-tailed scorpion (Parabuthus transvaalicus) and (d) cave-claw scorpion (Pandinus cavimanus). (e) Wound infection after cave-claw scorpion sting
 
Stings by aquarium fish were the second most common injuries by exotic pets. Four cases were recorded, including one sting by a blue tang fish and three by freshwater stingrays (Fig 2b). All patients developed severe pain over the site of injury that responded to immersion in hot water. One of the patients with a freshwater stingray sting developed a wound infection that required emergency surgery for wound exploration and irrigation.
 
Two male patients were stung by their pet scorpions: a thick-tailed scorpion (Parabuthus transvaalicus; Fig 2c) and a cave-claw scorpion (Pandinus cavimanus; Fig 2d). No systemic envenomation was observed. The patient with the cave-claw scorpion sting developed a local wound infection (Fig 2e) that recovered after a course of antibiotics.
 
The characteristics and management of the 15 cases are summarised in Table 3.
 

Table 3. Detailed description of 15 reported cases of injuries and envenomation by exotic pets
 
Discussion
Injuries by a variety of exotic pets were encountered in this study. More than half of the injuries (9/15) were inflicted by reptiles. Reptiles are becoming increasingly popular to keep as pets in Hong Kong. According to the records of the AFCD over the past 5 years, the top 10 most common reptile species imported to Hong Kong are the European pond turtle (Emys orbicularis), razor-backed musk turtle (Sternotherus carinatus), common snapping turtle (Chelydra serpentina), red-bellied cooter (Pseudemys nelsoni), yellow-spotted Amazon River turtle (Podocnemis unifilis), Hermann’s tortoise (Testudo hermanni), African spurred tortoise (Geochelone sulcata), leopard tortoise (Stigmochelys pardalis), common iguana (Iguana iguana), and ball python (Python regius). Commonly imported pet snakes include the ball python (Python regius), king snake (Lampropeltis getula), corn snake (Pantherophis guttatus), rat snake (Elaphe obsoleta), milk snake (Lampropeltis triangulum), and western hognose snake (Heterodon nasicus). With the exception of the hognose snake, which is a mildly venomous species, they are all nonvenomous. Nonetheless, a much wider variety of species, including venomous reptiles, may be sold on the black market. Bites may occur during the care and handling of these exotic animals.3 Envenomation by exotic venomous species is an uncommon but often serious medical emergency.
 
The keeping of venomous snakes is common in the US.4 Amateur collectors are at risk of bites and envenomation and fatalities have been reported.8 Although envenomation from exotic snakes is rarely encountered in Hong Kong, it poses a great challenge to emergency physicians owing to their lack of experience and limited supplies of antivenom, as illustrated by our case of bite by a short-tailed mamushi. Currently, the HA stocks principally snake antivenom for local venomous species (Table 4). Bites by nonvenomous pet snakes may also result in local envenomation and complications; for instance, although the hognose snake is known as a nonvenomous species, one patient developed local envenomation after being bitten. Another patient developed a wound infection after being bitten by a corn snake.
 

Table 4. Antivenoms currently available in the Hong Kong Poison Information Centre and public hospitals under the Hospital Authority
 
As well as snakes, lizards are popular as pets. Bites by large species such as the common green iguana (Iguana iguana) can result in serious injury.9 Envenomation from lizard bites is rare in Hong Kong. Two lizards are well known to be venomous: the Gila monster (Heloderma suspectum)10 and the Mexican beaded lizard (Heloderma horridum).11 12 Both have venom-secreting glands and bites. The Gila monster is native to the southwestern US extending into Mexico, whereas the beaded lizard is native only to Mexico. The Gila monster is listed in the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) as a protected species.13 Captive-bred Gila monsters are traded in international pet markets. Venom of the Gila monster consists of a variety of proteins including gilatoxin, a kallikrein-like protease that can hydrolyse kininogen and produce bradykinin.11 14 The common envenomation effects are intense pain at the injured site, oedema, paraesthesia, weakness, dizziness, and nausea. Hypotension occurs in severe envenomation.15 The intense pain, oedema, and hypotension are likely due to the bradykinin-mediated effects. Airway oedema has been reported regardless of the site of bite and may occur up to 12 hours after the bite.14 Nevertheless, severe envenomation from the Gila monster occurs in only a minority of patients. In a retrospective study of all cases of Gila monster bite reported to the two Arizona poison control centres from 2000 to 2011, 105 cases of human exposure to Gila monsters were recorded and 70 cases were referred to health care facilities for medical treatment. Eleven cases required admission to hospital and five required care in an intensive care unit. Six patients developed airway oedema and three required emergent airway management including one cricothyrotomy.14 Treatment of Gila monster bites is mainly supportive. Intravenous crystalloid infusion and vasopressors may be required for treatment of hypotension in severe envenomation. Radiographic assessment is needed to look for retained teeth and subcutaneous air due to the chewing-like action during the bites.16 No antivenom to Gila monster is commercially available.17 Observation for at least 12 hours after the bite for delayed-onset airway oedema is recommended.14
 
Among all the reptiles, tortoises and turtles are the most popular in pet markets. All species of tortoises and turtles are nonvenomous although some, such as the alligator snapping turtle (Macrochelys temminckii) and the common snapping turtle (Chelydra serpentina), are aggressive and can grow to a very large size. Bites by these large species can result in severe limb injuries.18
 
Stings by aquarium fish contributed to the second largest group of injuries in our case series. The most commonly encountered aquarium fish was freshwater stingray. Freshwater stingrays (Potamotrygon species) are native to South America. They are regarded as dangerous by the native people of the Amazon and frequent sting during fishing season.19 Freshwater stingrays are not aggressive by nature; stings frequently occur when people step on them or handle them improperly. Different species of freshwater stingrays have different colour patterns on their body. They are popular aquarium fish as they are easy to keep although stings may result in severe envenomation.20 The most common feature of envenomation from freshwater stingrays is intense local pain. Systemic manifestations are rare. Skin necrosis is frequently observed in victims wounded by large freshwater stingrays in the wild.21 In addition, skin necrosis is more commonly observed in victims injured by freshwater stingrays than marine stingrays. A study of tissue extracts from the stingers of freshwater and marine stingrays showed that both tissue extracts had gelatinolytic, caseinolytic, and fibrinogenolytic activity but hyaluronidase activity was detected only in the extracts from freshwater stingrays.22 In our case series, no patient injured by a freshwater stingray developed skin necrosis. The risk of developing skin necrosis is likely related to the venom load. Larger stingrays possess a much larger venom load in their stingers. Small freshwater stingrays are commonly kept in an aquarium and skin necrosis as a result of their sting is uncommon. Hot water immersion is effective in controlling acute pain but does not prevent skin necrosis.21 Wounds caused by freshwater stingray stings such as the Aeromonas species can be complicated by severe secondary infection with virulent bacteria.23 Prophylactic antibiotic is often required.
 
Apart from freshwater stingrays, the stinging catfish (Heteropneustes fossilis) is another commonly reported freshwater aquarium fish that can cause injuries and envenomation. It possesses venom in the sting that is located in front of the soft-rayed portion of the pectoral and dorsal fins. Apart from intense local pain, systemic envenomation including weakness and hypotension can result from a sting.24 25 There was no case reported to the HKPIC of injury by this venomous catfish during the study period. Coral reef fish are also popular pets in Hong Kong. Some coral reef fish, such as the lionfish (Pterois volitans), are venomous.26 Nonetheless, injuries by aquarium coral reef fish were rarely encountered in the AED of Hong Kong.
 
Exotic pet owners also enjoy keeping arthropods such as scorpions and spiders. There are approximately 2000 species of scorpion in the world but only a few (30 to 40) are highly venomous and able to cause severe envenomation in humans.27 Scorpion envenomation is reported throughout the world, mainly in subtropical and tropical regions.28 The majority of scorpion stings cause mild or no envenomation. Species that cause serious medical problems mainly belong to the Buthidae family. The genera of the Buthidae family include Centruroides, Tityus, Leiurus, Androctonus, Buthus and Parabuthus.29 Scorpions have a special venom apparatus, the telson, that produces venom. Scorpion venom comprises numerous toxins including several neurotoxins. Unlike snake venom, scorpion venom generally lacks enzyme activity. The main molecular targets of scorpion neurotoxins are the voltage-gated sodium channels and the voltage-gated potassium channels. Scorpion α-toxin, one of the most medically important neurotoxins in the scorpion venom, acts on the voltage-gated sodium channels. Once the toxin binds to voltage-gated sodium channels, it inhibits inactivation of the channel with consequent prolonged depolarisation and, hence, neuronal excitation. The autonomic centres, both sympathetic and parasympathetic, are stimulated. In most situations of scorpion envenomation, the sympathetic nerves are predominantly affected. Scorpion envenomation is characterised by relatively similar neurotoxic excitation syndromes, irrespective of the species. Parasympathetic effects tend to occur early and then sympathetic effects persist due to the release of catecholamines that are responsible for the severe envenomation. Parasympathetic (cholinergic) effects include hypersalivation, diaphoresis, lacrimation, miosis, diarrhoea, vomiting, bradycardia, hypotension, increased respiratory secretion, and priapism. Sympathetic (adrenergic) effects are manifested as tachycardia, hypertension, mydriasis, hyperthermia, hyperglycaemia, and agitation. Fatal effects of scorpion envenomation are largely due to cardiovascular effects. Various cardiac conduction abnormalities have been reported in patients with scorpion envenomation as well as catecholamine-induced cardiomyopathy, pulmonary oedema, and cardiogenic shock. Other manifestations of systemic envenomation include vomiting, abdominal pain, abnormal oculomotor movements, muscle fasciculation, and spasms of the face and limbs.29 Pancreatitis is also a well-reported complication of envenomation by certain species, such as Leiurus quinquestriatus.30 Nonetheless, severe local envenomation is generally uncommon. Differences in the clinical manifestations of systemic envenomation exist in some species. Delayed localised necrosis has been reported in patients stung by an Iranian scorpion (Hemiscorpius lepturus).31 Patients with envenomation from the thick-tailed scorpion (Parabuthus transvaalicus) in Zimbabwe have been reported to develop predominant symptoms from parasympathetic nerve system stimulation, including profuse sialorrhoea, sweating, and urinary retention, in the absence of sympathetic stimulation.32
 
Scorpion stings and envenomation are uncommon in Hong Kong. Most of the locally reported cases of scorpion sting occurred while patients were handling langsat, a type of tropical fruit from South-East Asia. The Chinese stropped bark scorpion (Lychas mucronatus) hides in the fruit and is subsequently imported into Hong Kong.33 Scorpions are also sold as fish food in aquarium shops in Hong Kong. People use scorpions to feed arowana, which are popular aquarium fish. Importation of endangered scorpion species (CITES-listed species) for commercial purposes is regulated by the Protection of Endangered Species of Animals and Plants Ordinance Cap. 586 in Hong Kong.34 According to the data from the AFCD for importation of CITES-listed scorpions, more than 1000 heads of emperor scorpion (Pandinus imperator) have been imported as pets to Hong Kong each year for the last 4 years. The emperor scorpion is a nonvenomous species and is native to the rainforests and savannas of West Africa. Most scorpions in the pet trade, such as the forest scorpion (Heterometrus species), have no potential for dangerous envenomation. Nonetheless venomous species may also be kept by hobbyists and severe envenomation may occur after stings.
 
Management of scorpion stings includes local wound care and supportive care for systemic envenomation. Expert opinion should be sought from a zoologist for species identification and to determine the venomous nature of the species. Patients with severe systemic envenomation may require antivenom therapy. Specific antivenom (Scorpifav; Sanofi Pasteur, France) for Androctonus australis, Buthus occitanus, and Leiurus quinquestriatus is currently available in the HKPIC.
 
Spiders, such as tarantulas, are popular exotic pets and are common in the pet trade in Hong Kong. Nonetheless, inexperienced owners may be unaware of the potential risk of ocular injury from the barbed urticating hairs on the abdomen of the tarantulas. Eye injuries occur when the barbed hairs come into contact with the eyes, either directly from the tarantula’s ejection or when the owners rub their eyes after handling the spider.35 Embedment of the hairs in the cornea can result in severe complications, including ophthalmia nodosa, iritis, and even permanent visual impairment.36 37
 
Conclusion
The diversity of pets is changing and keeping exotic animals is increasingly popular. Injuries from these exotic pets are expected to increase and envenomation may result from stings or bites from some species. In our case series, reptiles, scorpions, and fish were responsible for human injuries, and all cases of major envenomation were inflicted by snakes. Emergency physicians need to be aware of the appropriate management of injuries and envenomation by these exotic animals. The HKPIC plays an important role in the provision of expert advice about management of these special toxicological cases.
 
Acknowledgement
The authors would like to thank AFCD for providing the data of imported reptiles, scorpions, and spiders.
 
Declaration
All authors have disclosed no conflicts of interest.
 
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Optimising the utility of pleural fluid adenosine deaminase for the diagnosis of adult tuberculous pleural effusion in Hong Kong

Hong Kong Med J 2018 Feb;24(1):38–47 | Epub 22 Dec 2017
DOI: 10.12809/hkmj176238
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Optimising the utility of pleural fluid adenosine deaminase for the diagnosis of adult tuberculous pleural effusion in Hong Kong
KC Chang, MSc, FHKAM (Medicine)1; MC Chan, MB, BS, MRCP (UK)2; WM Leung, MB, ChB, FHKAM (Medicine)1; FY Kong, MB, BS, FHKAM (Medicine)3; Chloe M Mak, MD, FHKAM (Pathology)4; Sammy PL Chen, MRes(Med), FHKAM (Pathology)4; WC Yu, FRCP, FHKAM (Medicine)2
1 Tuberculosis and Chest Service, Department of Health, Hong Kong
2 Department of Medicine and Geriatrics, Princess Margaret Hospital, Laichikok, Hong Kong
3 Department of Medicine and Geriatrics, Yan Chai Hospital, Tsuen Wan, Hong Kong
4 Chemical Pathology Laboratory, Department of Pathology, Princess Margaret Hospital, Laichikok, Hong Kong
 
Corresponding author: Dr KC Chang (kc_chang@dh.gov.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Pleural fluid adenosine deaminase level can be applied to rapidly detect tuberculous pleural effusion. We aimed to establish a local diagnostic cut-off value for pleural fluid adenosine deaminase to identify patients with tuberculous pleural effusion, and optimise its utility.
 
Methods: We retrospectively reviewed the medical records of consecutive adults with pleural fluid adenosine deaminase level measured by the Diazyme commercial kit (Diazyme Laboratories, San Diego [CA], United States) during 1 January to 31 December 2011 in a cluster of public hospitals in Hong Kong. We considered its level alongside early (within 2 weeks) findings in pleural fluid and pleural biopsy, with and without applying Light’s criteria in multiple scenarios. For each scenario, we used the receiver operating characteristic curve to identify a diagnostic cut-off value for pleural fluid adenosine deaminase, and estimated its positive and negative predictive values.
 
Results: A total of 860 medical records were reviewed. Pleural effusion was caused by congestive heart failure, chronic renal failure, or hypoalbuminaemia caused by liver or kidney diseases in 246 (28.6%) patients, malignancy in 198 (23.0%), non-tuberculous infection in 168 (19.5%), tuberculous pleural effusion in 157 (18.3%), and miscellaneous causes in 91 (10.6%). All those with tuberculous pleural effusion had a pleural fluid adenosine deaminase level of ≤100 U/L. When analysis was restricted to 689 patients with pleural fluid adenosine deaminase level of ≤100 U/L and early negative findings for malignancy and non-tuberculous infection in pleural fluid, the positive predictive value was significantly increased and the negative predictive value non-significantly reduced. Using this approach, neither additionally restricting analysis to exudates by Light’s criteria nor adding closed pleural biopsy would further enhance predictive values. As such, the diagnostic cut-off value for pleural fluid adenosine deaminase is 26.5 U/L, with a sensitivity of 87.3%, specificity of 93.2%, positive predictive value of 79.2%, negative predictive value of 96.1%, and accuracy of 91.9%. Sex, age, and co-morbidity did not significantly affect prediction of tuberculous pleural effusion using the cut-off value.
 
Conclusion: We have established a diagnostic cut-off level for pleural fluid adenosine deaminase in the diagnosis of tuberculous pleural effusion by restricting analysis to a level of ≤100 U/L, and considering early pleural fluid findings for malignancy and non-tuberculous infection, but not Light’s criteria.
 
 
New knowledge added by this study
  • There are limitations to the use of pleural fluid adenosine deaminase (pfADA) level as a surrogate marker for tuberculous pleural effusion (TBPE); thus, it must be interpreted alongside other findings that help exclude non-tuberculous diseases, thereby increasing the pre-test probability of TBPE and the positive predictive value (PPV).
  • We demonstrated that TBPE was unlikely when pfADA level was >100 U/L.
  • Restricting analysis to patients with pfADA level of ≤100 U/L and early (within 2 weeks) negative findings for malignancy and non-tuberculous infection in pleural fluid significantly increased PPV and non-significantly reduced the negative predictive value (NPV). Using this approach, neither additionally restricting analysis to exudates by Light’s criteria nor adding closed pleural biopsy would further enhance predictive values of pfADA for TBPE. As such, the local pfADA diagnostic cut-off value is set at 26.5 U/L, with a sensitivity of 87.3%, specificity of 93.2%, PPV of 79.2%, NPV of 96.1%, and accuracy of 91.9%.
Implications for clinical practice or policy
  • Among patients with pfADA level of ≤100 U/L, when pfADA level is ≥26.5 U/L with early negative findings in pleural fluid for malignancy and non-tuberculous infection, it is probably appropriate to manage the patient as a case of TBPE, without additionally performing pleural biopsy (also a surrogate marker for TBPE), but remain vigilant for a 20.8% (1 minus PPV) chance of mistaking non-tuberculous diseases as TBPE.
  • When pfADA level is <26.5 U/L with early negative findings in pleural fluid for malignancy and non-tuberculous infection, tuberculosis is highly unlikely, but caution should be exercised because of a 3.9% (1 minus NPV) chance of mistaking TBPE for another disease.
  • Other investigations are always indicated when the clinical progress is incompatible with the working diagnosis.
 
 
Introduction
Adenosine deaminase (ADA) is an enzyme involved in purine metabolism, with its primary function in the development and maintenance of the immune system. There are at least two ADA isoforms: ADA1 and ADA2. Whereas ADA1 is found in most body cells (especially lymphocytes and macrophages), ADA2 is predominantly found in the human plasma and serum, and co-exists with ADA1 in macrophages. Absence of ADA1 causes severe combined immunodeficiency. Serum ADA2 level is increased in collagen vascular disease,1 2 and most cancers.
 
Many studies have suggested that pleural fluid adenosine deaminase (pfADA) is useful in the diagnosis of tuberculous pleural effusion (TBPE).3 4 5 6 7 8 9 10 11 12 13 The merits of using pfADA include its low cost, short turnaround time, and high sensitivity and specificity.3 12 Notwithstanding possibly better sensitivity and specificity for detecting TBPE by combining ADA1 or ADA2 in pleural fluid (PF) with other PF biomarkers such as tumour necrosis factor–alpha, interleukin 27, interferon-gamma and dipeptidyl peptidase IV,14 15 16 17 it may not be cost-effective to combine pfADA with other PF biomarkers.18 Although ADA2 is predominantly increased in TBPE, and ADA1 is more commonly associated with pleural effusion due to pyogenic bacteria,19 determination of ADA1 and ADA2 may not provide a diagnostic advantage over the use of total pfADA.20
 
A standardised and automated method (Diazyme commercial kit; Diazyme laboratories, San Diego [CA], United States) has been developed to determine pfADA activity. The test performance of pfADA has largely been evaluated by including all cases with pleural effusion, and estimating its sensitivity and specificity with reference to an optimal cut-off value. Some studies fine-tuned the test performance by restricting the analysis to subjects with lymphocytic exudates9 13 or to young adults.21 In Hong Kong, pfADA has been measured centrally by the Chemical Pathology Laboratory at the Princess Margaret Hospital using the Diazyme commercial kit. In the absence of a diagnostic cut-off value established from local data, pfADA level of ≥30 U/L has been used territory-wide in Hong Kong for detecting TBPE. This is with reference to a retrospective Thai study of 59 (33.1%) patients with TBPE among 178 patients with predominantly exudative lymphocytic pleural effusion.22 It suggested a sensitivity of 82% and specificity of 91% for pfADA level of ≥30 U/L, as measured by the Diazyme commercial kit.22 Corresponding estimates of positive predictive value (PPV) and negative predictive value (NPV) were 81.4% and 90.8%, respectively.22
 
Although pfADA rapidly detects TBPE, it is often assessed alongside other tests that include sputum bacteriology for acid-fast bacilli (AFB) and other pathogens, sputum cytology, PF bacteriology for AFB and other pathogens, PF biochemistry, PF cytology, and pleural biopsy. Restricting analysis to patients with exudative pleural effusion may help optimise the utility of pfADA for detecting TBPE. Excluding patients with an early diagnosis of non-tuberculous disease, notably malignancy and non-tuberculous infection, may also help improve the utility of pfADA for TBPE.5 9 23 24 25 26
 
Diagnostic test accuracy depends on sensitivity and specificity, which are relatively stable, and pre-test probability that can be enhanced by selecting appropriate patients. In this study, we aimed to optimise its utility by increasing the pre-test probability, and establish a local diagnostic pfADA cut-off value for adult TBPE. Additionally, we evaluated whether the prediction of TBPE using the pfADA cut-off value was affected by sex, age, or co-morbidity.
 
Methods
We retrospectively searched a centralised computerised database for consecutive PF specimens tested for ADA from 1 January 2011 to 31 December 2011 and assembled a cohort of patients with exudative pleural effusion. These patients were all managed at a cluster of public hospitals that served a large population in western Kowloon of Hong Kong. At least 90% of patients with pleural effusion had PF tested for ADA. We considered pfADA alongside early (within 2 weeks) findings in PF and pleural biopsy, with and without applying Light’s criteria27 in multiple scenarios. For each scenario, we used the receiver operating characteristic (ROC) curve and the Youden Index (the point of maximal summation of sensitivity and specificity estimates) to identify an optimal pfADA diagnostic cut-off value for TBPE, and estimated the corresponding PPV and NPV. The Youden Index maximises the difference between the true-positive rate (sensitivity) and the false-positive rate (1 minus specificity), thereby maximising the correct classification rate. When the Youden Index comprised more than 1 point, we also considered the point at minimal distance between the ROC curve and the coordinate with 100% specificity and 100% sensitivity.
 
The following data were collected by review of medical records that had been created and maintained by clinicians who were unaware of the study hypothesis: sex, age (at the time of initial diagnosis), smoking history, drinking history, co-morbidity (chronic obstructive pulmonary disease, diabetes mellitus, chronic renal failure), use of immunosuppressive treatment for at least 1 month in the past year, nature of PF (exudate vs transudate by Light’s criteria), sputum AFB smear and culture, PF AFB smear and culture, PF bacterial and fungal stain, PF culture of other bacteria or fungus, pleural biopsy findings, other significant findings related to initial or definitive diagnosis, the early diagnosis (within 2 weeks after checking pfADA), and the definitive diagnosis (by 1 year after checking pfADA).
 
This study was conducted in accordance with the amended Declaration of Helsinki, and approved by the Kowloon West Cluster Research Ethics Committee (IRB approval number: KW/EX-13-139(69-17)) and the Department of Health Ethics Committee (IRB approval number: L/M 400/2013).
 
Definitions
The exudative versus transudative nature of PF was established by reference to Light’s criteria that classify PF as exudative in the presence of any one of the following: ratio of protein in PF to serum >0.5, ratio of lactate dehydrogenase (LDH) in PF to serum >0.6, and PF LDH level of >200 IU/L.27
 
A definitive diagnosis of TBPE was made when Mycobacterium tuberculosis complex was isolated in culture of PF or parietal pleura, or any one of the following in the absence of an alternative diagnosis by 1 year after pfADA checking: (i) granulomatous inflammation of parietal pleura, (ii) culture-proven pulmonary tuberculosis (TB) with pleural effusion and compatible response to TB treatment, (iii) a clinical diagnosis of TBPE with compatible response to TB treatment, or (iv) AFB and/or positive findings from nucleic acid amplification tests in PF or parietal pleura. An early diagnosis of TBPE was made when pleural biopsy showed granulomatous inflammation in the absence of an alternative cause, or rarely, the presence of AFB or positive findings from nucleic acid amplification tests in PF or parietal pleura.
 
Parapneumonic effusion refers to any pleural effusion secondary to pneumonia or lung abscess.28 The PF is often exudative with a predominance of neutrophils.28 It can be ‘simple’ (with sterile exudate) or ‘complicated’ (with progression to a fibrinopurulent state), characterised by pH <7.2, glucose level of <2.2 mmol/L, and LDH level of >1000 IU/L.29 Empyema thoracis is a complicated parapneumonic effusion with frank pus.28 A definitive diagnosis of simple non-tuberculous parapneumonic effusion was made if the PF was exudative and sterile with LDH level of ≤1000 IU/L and if there was a compatible clinical response to empirical antibiotic treatment, in the absence of an alternative diagnosis by 1 year after the first attempt of diagnostic thoracentesis. Without an identifiable non-tuberculous pathogen, we considered it impossible to confidently make an early diagnosis of simple non-tuberculous parapneumonic effusion. A definitive diagnosis of complicated non-tuberculous parapneumonic effusion, or empyema thoracis in the presence of frank pus or compatible radiological signs on chest computed tomographic scan was made if the PF was exudative with a non-tuberculous pathogen (demonstrated by positive stain/culture) in PF or parietal pleura, or LDH level of >1000 IU/L, and compatible clinical response to empirical antibiotic treatment and/or drainage, in the absence of an alternative diagnosis by 1 year after the first attempt of diagnostic thoracentesis. An early diagnosis of complicated non-tuberculous parapneumonic effusion, or empyema thoracis in the presence of frank pus or compatible radiological signs, was made when a non-tuberculous pathogen could be identified in PF or parietal pleura.
 
Malignant pleural effusion refers to the presence of malignant cells in PF and/or parietal pleura.30 A definitive diagnosis of malignant pleural effusion was made if malignant cells were found in PF and/or parietal pleura, or clinical/radiological findings were compatible with malignant pleural effusion in the absence of an alternative diagnosis by 1 year after the first attempt of diagnostic thoracentesis. An early diagnosis of malignant pleural effusion was made when malignant cells could be demonstrated in PF or parietal pleura.
 
Statistical analysis
Chi squared test (for categorical data), Fisher’s exact test (for categorical data), McNemar’s test (for paired data), Student’s t test (for continuous variables normally distributed), and Mann-Whitney U test (for continuous variables not normally distributed) were used as appropriate to evaluate the association between TBPE and the pfADA cut-off as well as demographic factors and co-morbidity. Factors with a P value of <0.25 by univariate analysis were forced into a logistic regression model after considering multicollinearity.
 
Laboratory methods
Throughout the study period, ADA activity was measured by the same automated method, the Diazyme commercial kit in the Beckman Coulter UniCel DxC 800 Synchron Clinical System. The automated Diazyme method has been validated.31
 
Results
Search from the computerised database of ADA assay from 1 January to 31 December 2011 identified a total of 903 independent PF specimens from 903 patients. We evaluated 860 patients with pleural effusion and pfADA after excluding 42 cases that were peritoneal rather than PF and one case with no medical record. Table 1 shows their definitive diagnoses and the corresponding pfADA value. Pleural effusion was caused by congestive heart failure, chronic renal failure, hypoalbuminaemia, or nephrotic syndrome/nephropathy with membranous glomerulonephritis in 246 (28.6%) cases, malignancy in 198 (23.0%), non-tuberculous infection (simple non-tuberculous parapneumonic effusion, complicated non-tuberculous parapneumonic effusion other than empyema, and non-tuberculous empyema thoracis) in 168 (19.5%), TBPE in 157 (18.3%), and miscellaneous or unknown causes in 91 (10.6%). By Light’s criteria, 626 (72.8%) cases were classified as exudative, 222 (25.8%) as transudative, and 12 (1.4%) as indeterminate (lack of data).
 

Table 1. Definitive diagnosis of pleural effusion among a cohort of 860 patients with pfADA level measured
 
Among the 198 patients with malignant pleural effusion, an early diagnosis could be established by detecting malignant cells in PF in 136 (68.7%), including 21 also detected by pleural biopsy (20 closed and 1 open), and seven (3.5%) by pleural biopsy alone (5 closed and 2 open). Malignant pleural effusion was caused by lung cancer in 152 (76.8%) patients, lymphoid or haematological malignancy in 12 (6.1%), unknown primary in nine (4.5%), gastric cancer in five (2.5%), ovarian cancer in four (2.0%), breast cancer in four (2.0%), liver cancer in two (1.0%), pancreatic cancer in two (1.0%), and one (0.5%) each by cancer in the nasopharynx, tongue, oesophagus, unspecified gastrointestinal tract, kidney, urinary bladder, prostate, and nerve.
 
Among the 168 patients with non-tuberculous infection, infection was bacteriologically confirmed by PF culture in 21 (12.5%) cases with non-tuberculous empyema thoracis (including 19 with early diagnosis), and 10 (6.0%) with complicated non-tuberculous parapneumonic effusion (including 9 with early diagnosis).
 
Among the 157 patients with TBPE, the diagnosis was (1) bacteriologically confirmed by PF culture in 62 (39.5%) including four also confirmed by pleural tissue culture and 26 also suggested by pleural biopsy; (2) bacteriologically confirmed by pleural tissue culture in 12 (7.6%) including four also confirmed by PF culture and nine also suggested by pleural biopsy; (3) histologically suggested by pleural biopsy in 74 (69 closed and 5 open; 47.1%) including 26 also confirmed by PF culture and nine also confirmed by pleural tissue culture; (4) clinically suggested by pulmonary TB in 44 (28.0%) including 26 solely by clinical correlation with radiological progress; and (5) clinically suggested by culture-proven TB ascites in one (0.6%). Sputum AFB smear was positive in nine (5.7%) patients, with M tuberculosis complex isolated in the sputum culture of 51 (32.5%). An early diagnosis could be established in 65 (41.4%), using pleural biopsy in 64 and polymerase chain reaction in PF in one. The majority (n=152) of patients with TBPE were Chinese.
 
Among 90 patients with TBPE and closed pleural biopsy performed, TBPE was detected by pleural biopsy in 69 (76.7%) and pfADA cut-off level in 85 (94.4%). The difference was statistically significant (P<0.005 by McNemar’s test).
 
Table 2 shows the distribution of pfADA levels stratified by the nature of PF and tuberculous versus non-tuberculous pleural effusion. The prevalence (pre-test probability) of TBPE was significantly higher among exudative (24.3%) than transudative (2.3%) cases. All cases with TBPE had pfADA level of ≤86 U/L. With pfADA level of >86 U/L, all cases (n=18) with exudative non-tuberculous pleural effusion had pfADA level of >100 U/L of whom 13 patients had non-tuberculous empyema thoracis, two had lymphoma, one had plasmacytoma, one had liver abscess, and one had an uncertain diagnosis.
 

Table 2. Distribution of pfADA levels stratified by the nature of pleural fluid and tuberculous versus non-tuberculous pleural effusion
 
Figure 1 shows how we proceeded to increase the pre-test probability of TBPE by first excluding transudates, and then stepwise excluding non-tuberculous patients to further increase the pre-test probability. For each scenario, the pfADA cut-off value was tabulated alongside estimates of sensitivity, specificity, PPV, and NPV. Restricting analysis to 461 patients with exudative pleural effusion, pfADA level of ≤100 U/L, and early negative findings for non-tuberculous infection and malignancy in PF significantly increased PPV from 66.3% to 79.5% and non-significantly reduced NPV from 97.1% to 94.5%. Further excluding seven patients with an early diagnosis of malignancy by pleural biopsy resulted in no change to PPV and a non-significant decrease in NPV. Figure 2 shows an alternative approach that disregards Light’s criteria. Restricting analysis to 689 patients with pfADA level of ≤100 U/L and early negative findings for non-tuberculous infection and malignancy in PF also significantly increased PPV from 66.3% to 79.2% and non-significantly reduced NPV from 97.1% to 96.1%. Further excluding seven patients with an early diagnosis of malignancy by pleural biopsy resulted in no change to PPV and a non-significant decrease in NPV from 96.12% to 96.07%. With no significant difference in PPV (P=0.938) or NPV (P=0.279) between the two approaches, the utility of pfADA may be optimised by applying a diagnostic cut-off among patients with pfADA level of ≤100 U/L and early negative findings for malignancy and non-tuberculous infection in PF, without considering Light’s criteria or pleural biopsy. As such, pfADA level of ≥26.5 U/L, ascertained from the ROC curve using the Youden Index, detected TBPE with a sensitivity of 87.3%, specificity of 93.2%, PPV of 79.2%, NPV of 96.1%, and accuracy of 91.9% (Fig 3).
 

Figure 1. Optimising predictive values of pfADA by first considering Light’s criteria
 

Figure 2. Optimising predictive values of pfADA without considering Light’s criteria
 

Figure 3. Receiver operating characteristic curve based on data of 689 patients with pleural fluid adenosine deaminase level of ≤100 U/L and early (within 2 weeks) negative findings for malignancy and non-tuberculous infection in pleural fluid
 
Table 3 shows different causes of pleural effusion above and below the diagnostic pfADA cut-off value of 26.5 U/L among the 689 patients with pfADA level of ≤100 U/L, and early negative findings for malignancy and non-tuberculous infection in PF. It is noteworthy that in the seven (4.0%) patients with pfADA level of ≥26.5 U/L and 64 (12.4%) patients with pfADA level of <26.5 U/L, the diagnosis was uncertain. Among 157 patients with TBPE, 137 (87.3%, sensitivity) tested positive (pfADA ≥26.5 U/L), with false-negative results in 20 (12.7%, the false-negative rate or 1 minus sensitivity). Among 532 patients with non-tuberculous pleural effusion, 496 (93.2%, specificity) tested negative (pfADA <26.5 U/L), with false-positive results in 36 (6.8%, false-positive rate or 1 minus specificity). Among 173 patients who tested positive, 137 (79.2%, PPV) were true-positive, and 36 (20.8%, 1 minus PPV) were false-positive with non-tuberculous diseases mistaken for TBPE: 10 with complicated non-tuberculous parapneumonic effusion, 10 with non-tuberculous empyema thoracis, seven with uncertain diagnosis, four with malignant pleural effusion, four with simple non-TB parapneumonic effusion, and one with chronic renal failure. Among 516 patients tested negative, 496 (96.1%, NPV) were true-negative, and 20 (3.9%, 1 minus NPV) were false-negative with TBPE mistaken for non-tuberculous pleural effusion. Among 689 test results, 633 (91.9%) were accurate and comprised 137 true-positive and 496 true-negative results.
 

Table 3. Different causes of pleural effusion above and below the diagnostic pfADA cut-off value among 689 patients with pfADA level of ≤100 U/L, and early (within 2 weeks) negative findings for malignancy and non-tuberculous infection in pleural fluid
 
A logistic regression model that considered sex, age, and co-morbidity alongside the pfADA diagnostic cut-off value identified pfADA level of ≥26.5 U/L as the only significant predictive variable of TBPE (Table 4).
 

Table 4. Univariate and multiple logistic regression analyses of tuberculous versus non-tuberculous exudative pleural effusion among 461 patients with exudative pleural effusion, pfADA level of ≤100 U/L, and early (within 2 weeks) negative findings for malignancy and non-tuberculous infection in pleural fluid
 
Discussion
As a limited surrogate marker for TBPE, pfADA level must be interpreted alongside other clinical, radiological, and laboratory findings that help exclude non-tuberculous diseases, thereby increasing the pre-test probability of TBPE and the PPV. Using local data as measured by the Diazyme commercial kit, we demonstrated that TBPE was unlikely when pfADA level was >100 U/L. Restricting analysis to patients with pfADA level of ≤100 U/L and early (within 2 weeks) negative findings for malignancy and non-tuberculous infection in PF significantly increased the PPV and non-significantly reduced the NPV. Using this approach, neither additionally restricting analysis to exudates by Light’s criteria, nor adding closed pleural biopsy, would further enhance the predictive value of pfADA for TBPE. This might be explained by the fact that pfADA level of >13 U/L excluded all non-tuberculous transudative cases (Table 2), and that pfADA was significantly more sensitive than closed pleural biopsy for TBPE. A recent study, which demonstrated a need to suspect empyema or lymphoma when the pfADA level was extremely high,32 corroborated our findings regarding the low likelihood of TBPE when pfADA level was >100 U/L. Furthermore, we demonstrated that the prediction of TBPE using the pfADA diagnostic cut-off value was not affected by sex, age, or co-morbidity. Another study that developed a predictive model for TBPE also failed to show any significant association between TBPE and either age or sex.33
 
Among patients with pfADA level of ≤100 U/L, when pfADA level is ≥26.5 U/L with early negative findings in PF for malignancy and non-tuberculous infection, it is probably appropriate to manage the patient as a case of TBPE, without additionally performing pleural biopsy (also a surrogate marker for TBPE). Nonetheless, it is important to remain vigilant due to a 20.8% (1 minus PPV) chance of mistaking non-tuberculous diseases for TBPE and prescribing unnecessary TB treatment. When pfADA level is <26.5 U/L with early negative findings in PF for malignancy and non-tuberculous infection, TB is highly unlikely. Again caution should be exercised in the presence of a 3.9% (1 minus NPV) chance of mistaking TBPE for other diseases. Tuberculosis is potentially fatal although effective treatment can reduce morbidity and mortality. Yet standard TB treatment is not without harmful side-effects that include hepatotoxicity. This occurs in 1% to 3% of patients on average and becomes more prevalent among the elderly people and those with underlying liver disease.34 35 Additionally, treating non-tuberculous disease as TB may also delay the diagnosis of other diseases including malignancy. It is important to balance the benefits of TB treatment against the risks when using a pfADA cut-off value to diagnose TBPE. In general, if the test suggests TBPE, and the risk of morbidity or mortality from untreated TB is substantial, it is prudent to promptly start TB treatment, and closely monitor treatment progress, with further investigations for other diseases conducted concurrently or as soon as treatment response is considered suboptimal. Other investigations are always indicated when the clinical progress is incompatible with the working diagnosis.
 
A major drawback of this study was its retrospective nature and related selection and misclassification bias. Selection bias may be modest as public hospitals provide approximately 90% of hospital care in Hong Kong, and we included every consecutive and non-duplicated PF sample from all patients managed during the study period in a large public hospital cluster in which at least 90% patients with pleural effusion had PF tested for ADA. Misclassification bias may occur. Efforts made by clinicians to confirm TB disease may be selectively affected by knowledge about the association between pfADA and TB. Non-tuberculous infection could have been misclassified as TB, thereby overestimating PPV or underestimating NPV. On the other hand, TBPE could also have been misclassified as non-TB, thereby underestimating PPV or overestimating NPV. Another possible source of misclassification bias was uncertain diagnosis (Table 3), which was considered as non-tuberculous during analysis. Of note, TBPE labelled as uncertain diagnosis could have caused an underestimation of PPV or overestimation of NPV. Nonetheless, the lack of a definitive diagnosis by 1 year might suggest a low likelihood of TBPE, thereby reducing the impact of this misclassification bias.
 
We have established a pfADA diagnostic cut-off value for TBPE by restricting analysis to patients with pfADA level of ≤100 U/L, and considering early PF findings for malignancy and non-tuberculous infection, but not Light’s criteria.
 
Declaration
All authors have disclosed no conflicts of interest.
 
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Surgical outcome of daytime and out-of-hours surgery for elderly patients with hip fracture

Hong Kong Med J 2018 Feb;24(1):32–7 | Epub 4 Aug 2017
DOI: 10.12809/hkmj165044
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Surgical outcome of daytime and out-of-hours surgery for elderly patients with hip fracture
YM Chan, BSc, MSc1; N Tang, MB, ChB, FRCSEd2; Simon KH Chow, PhD2
1 Physiotherapy Department, Pok Oi Hospital, Yuen Long, Hong Kong
2 Department of Orthopaedics and Traumatology, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding authors: Dr N Tang (ntang@ort.cuhk.edu.hk), Dr Simon KH Chow (skhchow@ort.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Surgery for hip fracture may be performed out-of-hours to avoid surgical delay. There is, however, a perception that this may constitute less-than-ideal conditions and result in a poorer outcome. The aim of this study was to evaluate the surgical outcome of elderly patients with hip fracture who underwent daytime versus out-of-hours surgery in Hong Kong. This will help make decisions about whether to operate out-of-hours or to delay surgery until the following day.
 
Methods: This retrospective study included all elderly patients with hip fracture who were operated on and discharged from the Prince of Wales Hospital in 2014. Patients were divided into groups according to the time of surgical incision. Records were examined for 30-day mortality and postoperative surgical complications, and their potential associations with surgeon characteristics.
 
Results: Overall, 367 patients were selected in this study with 242 patients in the daytime group and 125 in the out-of-hours group. Demographic characteristics were comparable between the two groups. The overall 30-day mortality rate was 2.0% and the surgical complication rate was 24.2%. Compared with the daytime group, there was no increase in 30-day mortality or surgical complications for out-of-hours group. Fewer surgeons were involved in out-of-hours surgery but the number of surgeons and their qualifications did not affect the outcomes.
 
Conclusions: The two groups were homogeneous in terms of demographic characteristics. Outcomes for 30-day mortality and postoperative surgical complications were comparable between the two groups. Surgeons’ qualifications and number of surgeons involved were also not associated with the outcomes. Out-of-hours surgery remains a viable option in order to facilitate early surgery.
 
 
New knowledge added by this study
  • Time of surgery for hip fracture did not affect the outcome.
  • Surgeon’s qualification was not associated with postoperative outcomes.
Implications for clinical practice or policy
  • Out-of-hours repair of hip fracture is safe.
  • Hip operations by junior surgeons are practical.
 
 
Introduction
With the ageing population in Hong Kong, the number of elderly people aged 65 years or above is projected to rise most rapidly in the next 20 years, with a projected increase from 15% in 2014 to 30% in 2034.1 With this surge in the elderly population, and as one of the most common injuries in the elderly, hip fracture is also projected to double its numbers in 20 years.2 This places a huge financial burden on health care resources. The sum of HK$310 million allocated to elderly patients with hip fracture in 2011 will rise in the next few years.2
 
Early surgical repair is a key element both for pain management and restoration of bone integrity after hip fracture.3 4 5 Systematic reviews show that surgery beyond 48 hours significantly increases 30-day and 1-year mortality and complication rates.6 7 8 9 Early surgical stabilisation and mobilisation has become the standard of care. As a result, and due to congested operating theatre schedules, non–life-threatening orthopaedic surgery may be performed at night. However, there is a perception that out-of-hours surgery may result in poorer outcomes due to insufficient technical support and surgeon fatigue or inexperience.
 
Studies that investigated the effect of out-of-hours surgery in different specialties have shown increased morbidity and mortality risk.10 11 12 Scant literature on the effect of time of the day of operation on hip surgery outcome shows controversial results. A German study in 200313 and a study by Chacko et al14 in 2011 showed no significant differences in mortality or complication rate 6 months after surgery when it was performed at night. Other studies, however, have shown that night-time surgeries for hip fracture may be associated with increased operating time and surgical complication rate.15 16
 
Owing to the controversial outcomes of these limited studies, this retrospective study aimed to evaluate the surgical outcome of elderly patients with hip fracture who underwent surgery in Hong Kong during the day or out-of-hours. It was hypothesised that surgical outcomes of out-of-hours surgery would not differ significantly to those of daytime surgery. It was hoped that findings of this study would help surgeons in making a decision about whether to operate out-of-hours or to delay surgery until the following day.
 
Methods
The Hospital Authority (HA) in Hong Kong manages all public hospitals serving more than 90% of the population. The Clinical Data Analysis and Reporting System (CDARS) includes in-patient data from all hospitals and forms a huge database. The Clinical Management System (CMS) is another computerised system that records all aspects of clinical management in the HA.
 
Using these two systems, a retrospective case series study was conducted to review individual records of patients in the Prince of Wales Hospital (PWH) in Hong Kong. This study was approved by the New Territories East Cluster Ethics Committee (reference number: 2015.665). Preliminary screening was performed using CDARS. All patients discharged in 2014 with a diagnosis of hip fracture (ICD-9 code: 820.00-820.03, 820.09, 820.20-820.23 820.8, 821.00 and 905.3) and who underwent surgical intervention (ICD-9 code: 79.15(0)-79.15(5), 79.15(7)-79.15(10)) were selected from CDARS. Records were also reviewed through the CMS for verification. Patients aged 65 years or older with an isolated hip fracture who underwent surgical intervention were included in the study. Those with high-energy trauma, periprosthetic fracture, bilateral hip fracture, or multiple lower limb fractures were excluded as well as those with a fracture as a result of primary or metastatic bone tumours.
 
Records of patients who fulfilled the criteria were divided into two groups based on the time of surgical incision. The daytime group included those with an operation between 08:00 and 16:59 (group 1). The out-of-hours group comprised patients of whom the procedure was commenced between 17:00 and 07:59. This group was further split into those having surgery before (group 2) or after midnight (group 3) to enable more detailed analysis.
 
Operation procedure was defined as either fixation or arthroplasty. Preoperative surgical risk was estimated by the American Society of Anesthesiologists (ASA) classification. Surgeon’s qualification was defined according to the list of specialist registration in Orthopaedics and Traumatology in the Medical Council of Hong Kong. Surgeons who qualified as a specialist in or before 2014 were considered a specialist in this study. Surgery performed by a non-specialist but in the presence of a specialist was classified as ‘non-specialist with supervision’.
 
Outcome measures were 30-day mortality and complications during hospital stay; 30-day mortality was chosen because a shorter period could include deaths directly related to the hip surgery. Surgical outcome was defined as complications related to surgical procedures only. General complications such as cardiovascular, respiratory, or cognitive complications were excluded.
 
Statistical analyses
Records were divided into groups based on the time of incision. The daytime group included patients operated on between 08:00 and 16:59 (group 1). The remaining patients were assigned to the out-of-hours group. More detailed comparison was performed with the out-of-hours group further split into those having surgery before (group 2: 17:00 to 23:59) or after midnight (group 3: 00:00 to 07:59).
 
For group comparisons, continuous variables were presented as means and standard deviations. Comparison between groups was performed by one-way analysis of variance with post-hoc Bonferroni test. Categorical data such as demographic data as well as mortality and complication rates were expressed as proportion and were compared by Pearson’s Chi squared test. Statistical analysis was performed using the SPSS (Windows version 20.0; IBM Corp, Armonk [NY], United States). The level of significance was set at P<0.05.
 
Results
Using International Classification of Disease, 9th revision and identified from CDARS, there were 379 hip fracture patients operated on and discharged from PWH in 2014. Review of the related medical records in CMS led to elimination of 12 patients according to the inclusion and exclusion criteria. Of the remaining 367 patients, 242 patients were operated on between 08:00 and 16:59 (daytime group; group 1), and 125 patients were operated on during out-of-hours after 16:59 and before 08:00. Among these 125 patients, 104 were operated on before midnight (group 2: 17:00 to 23:59), and 21 were operated on after midnight (group 3: 00:00 to 07:59). Patient selection and grouping are shown in the Figure.
 

Figure. Patient selection and grouping
 
Demographic characteristics
Demographic equivalency was assessed by comparing the daytime and out-of-hours group and revealed no difference in terms of age, sex, or type of fracture. Detailed comparison was performed with the out-of-hours group further divided into before and after midnight as shown in the Table. There remained no differences in terms of age, sex, or fracture type among the groups. The mean age of the three groups ranged from 83.2 to 84.3 years and there were more females than males in all groups, more intertrochanteric fractures in group 1 and group 2, and more femoral neck fractures in group 3.
 

Table. Comparison of demographic characteristics and intra-operative variables between groups
 
Intra-operative variables
Intra-operative variables were compared between the daytime and out-of-hours groups and revealed no significant differences in ASA class, type of surgery performed, or surgeon’s qualification. Again, a more complete comparison was made with the three groups.
 
The ASA class was comparable among the groups, with almost two thirds of the patients categorised as ASA class 3. Fixation was more common in all the groups but the number of fixation and arthroplasty cases was not statistically significant. There was no difference in surgeon’s qualification among the groups, with most surgeries (>95%) performed in the presence of a specialist. Chi squared test revealed that significantly fewer surgeons were involved in the out-of-hours group, especially after midnight (P=0.02).
 
Regarding surgical outcome, the 30-day mortality rate and postoperative complication rate during hospital stay were obtained. There were eight deaths among 367 patients, accounting for 2.2% of the study population. The cause of death included chest infection and cardiac arrest. The mortality rates were 2.1% and 2.4% in the daytime and out-of-hours groups, respectively (P=0.84).
 
Surgical outcome was defined as complications related to surgical procedure only. The overall complication rate was 24.3% in the study population with a similar rate between daytime and out-of-hours groups. Comparable results were obtained when the out-of-hours group was further divided into two subgroups (P=0.53). A total of 89 patients among all groups had postoperative complications. Fall in haemoglobin level in 89 patients required blood transfusion in 96.7% of cases. Wound infection or implant infection occurred in only four patients. Because all patients with implant infection had revision surgery, rate of revision surgery was the same as implant infection. No patient had fixation failure, prosthetic dislocation, or peri-prosthetic fracture.
 
Comparison of surgical time revealed no significant difference in surgical outcome, or in surgeon’s qualification (P=0.21). For type of surgery performed, the fixation group showed a significantly higher surgical complication rate than the arthroplasty group (P=0.03), although mortality rate was similar.
 
Discussion
Bone density insufficiency is the leading cause of major musculoskeletal trauma following a fall in the aged population.17 In 2000, the number of hip fractures worldwide was about 1.6 million. By 2050, the projected number will reach 4.5 million, and more than 50% of osteoporotic hip fractures will occur in Asia.18
 
Encouragement of early surgery after hip fracture will result in unavoidable out-of-hours surgery because of busy daytime operating room schedules. Safety of surgery performed outside routine daytime working hours, however, has long been a controversial issue. Surgery performed after-hours may be under less-ideal conditions with consequent poorer outcomes. This study was designed to assess if surgical outcomes for out-ofhours surgery significantly differ to those of daytime surgery.
 
In this study, patients were grouped according to the time of surgical incision. The normal shift in the operating theatre is 08:00 to 17:00. Surgeries performed after 17:00 and before 08:00 were considered out-of-hours. The time period correlates with the typical working hours and allows analysis based on a surgeon’s routine practice. Demographic characteristics were comparable among the groups.
 
Outcomes of daytime and out-of-hours surgery
Mortality and complication rates were comparable between the daytime and night-time groups. Even after midnight, when a surgeon is thought to be most affected by fatigue, there was no significant increase in complication rate or mortality. This was supported by a study in 2013 that showed no significant difference in postoperative complication rate or mortality rate after reviewing 220 dynamic hip screw surgeries in terms of their operating time.19 It concluded that out-of-hours surgery offers the benefit of early fixation and mobilisation, and hence may shorten the length of stay and reduce cost of treatment.19 Chacko et al14 also reported similar findings in 171 hip fracture patients with surgical intervention where mortality rate within 1 month and complication rate were comparable between the daytime and night-time groups. Switzer et al20 studied the relationship between surgical time of day and outcome after hip fracture fixation. They identified more than 1400 hip fracture patients with surgical intervention. Time of surgery was treated as a continuous variable and showed no association with complication rate at any time period. The authors concluded that there was no difference in 30-day mortality or complications based on the time of surgery and suggested that early operation after normal operating room hours was safe and reasonable.20
 
In addition, complex cases are generally scheduled for surgery during the daytime when more support can be obtained when needed. This may help explain the similar surgical outcomes among the groups. The comparable results for daytime and out-of-hours surgery shown in this study are supported by the literature suggesting that out-of-hours surgery is safe.
 
Mortality rate
The overall 30-day mortality rate was 2.2% in this study, lower than the 3.5% to 10% reported in the UK,17 as well as the 4.96% in a 1997 local study.21 The lower mortality rate in this study may be attributed to advancements in surgical technique and design of prostheses. The introduction of an ortho-geriatrician in managing hip fracture patients has also been proven to decrease mortality and complication rates.22
 
Postoperative complication rate
Postoperative complications included chest infection and acute coronary syndrome. The effect of surgeon aspects on outcomes, however, was the main factor under investigation in this study. Thus, surgical outcome was defined as complications related to surgical procedure only. General complications were excluded. For surgical outcome, fall in haemoglobin level with the need for blood transfusion, wound infection, and implant infection were analysed.
 
The overall surgical complication rate was 24.2% in this study compared with previous reports of 5% to 32% in hip fracture fixation.15 19 20 23 24 Nonetheless, different analyses and definitions of complication rate were used in these studies. Some studies defined complications as medical complications or unplanned return to the operating room,15 24 whereas others reported only wound infection, urinary tract infection, and deep vein thrombosis.19 Thus direct comparison with these studies was not possible. Further comparison of blood transfusion rate with previous studies was performed, as it represented the most common complication. The blood transfusion rate was 23.4% in this study, similar to the results in previous studies where transfusion after hip fixation ranged from 19% to 69%.25 This may be due to incomplete reporting in the CMS as blood transfusion was not always noted in the discharge summary. Despite the difficulties in direct comparison of the complication rate with previous study, we suggest that the rate in this study was reasonable.
 
Number and qualification of surgeons
Significantly fewer surgeons were involved in out-of-hours surgery. This may be because training of junior staff commonly occurs during the daytime. Although fewer surgeons were involved in out-of-hours surgeries, this may be compensated by the experience of the surgeon since a larger proportion of out-of-hours surgeries was performed by a specialist. Nonetheless, the difference was not significant.
 
Furthermore, the qualification of the surgeon had no association with surgical outcomes in this study. This may be because cases were screened prior to allocation. Difficult and more complex cases would likely be operated on by a more experienced surgeon. Holt et al26 showed comparable results in their study of the Scottish Hip Fracture Audit Database published in 2008. They studied more than 18 000 patients and concluded that grade of surgeon did not significantly affect surgical outcome.26
 
Strengths and limitations
This is the first local study based in a major hospital in Hong Kong to analyse the effect of operating time on surgical outcome. The out-of-hours group was split into before and after midnight so as to focus on surgeon fatigue. Analysis of surgeon expertise revealed that surgical outcome was not compromised by surgeon’s qualification.
 
There are several limitations in this study. First, this was a retrospective study with no functional outcomes. Information on complications was retrieved from the CMS only which might not have recorded all complications. A fracture registry or prospective study with more representative complications including prosthetic dislocation, peri-prosthetic fracture, implant loosening, fixation failure, malreduction, malfixation, and implant malposition is suggested in future. Data collection was performed by the authors who were not blinded so this might have introduced bias. Blood transfusion, the most common complication reported, was believed to be related to the operative procedure. Fall in haemoglobin level due to other causes, however, could not be excluded simply from details in the CMS. Second, the overall population size and the relatively smaller number of cases in the after-midnight group might not have the statistical power to show any difference. Further study with a larger sample size is suggested. Finally, several potential confounders were not investigated, for example, fractures were not classified according to stability and time to surgery. These factors may be associated with poorer outcome.
 
Conclusion
This study demonstrates similar outcomes of elderly patients with hip fracture in terms of mortality and postoperative complications for daytime and out-of-hours surgery. Qualification and number of surgeons involved were not associated with outcome. To facilitate better outcome with early operation, out-of-hours surgery remains a safe option and the only means to overcome limited resources.
 
Declaration
All authors have disclosed no conflicts of interest.
 
References
1. Hong Kong population projections 2015-2064. Census and Statistics Department, the Government of the Hong Kong Administrative Region. Available from: http://www.statistics.gov.hk/pub/B1120015062015XXXXB0100.pdf. Accessed Dec 2015.
2. Ngai WK. Fragility Fracture Registry in Hong Kong. Proceedings of the Hospital Authority Convention 2014; 2014 May 7-8; Hong Kong.
3. Mak JC, Cameron ID, March LM; National Health and Medical Research Council. Evidence-based guidelines for the management of hip fractures in older persons: an update. Med J Aust 2010;192:37-41.
4. Australian & New Zealand Hip Fracture Registry. Australian and New Zealand guideline for hip fracture care. September 2014.
5. Evidence update—Hip fracture. London: National Institute for Health and Clinical Excellence. March 2013.
6. Shiga T, Wajima Z, Ohe Y. Is operative delay associated with increased mortality of hip fracture patients? Systematic review, meta-analysis, and meta-regression. Can J Anaesth 2008;55:146-54. Crossref
7. Sircar P, Godkar D, Mahgerefteh S, Chambers K, Niranjan S, Cucco R. Morbidity and mortality among patients with hip fractures surgically repaired within and after 48 hours. Am J Ther 2007;14:508-13. Crossref
8. Siegmeth AW, Gurusamy K, Parker MJ. Delay to surgery prolongs hospital stay in patients with fractures of the proximal femur. J Bone Joint Surg Br 2005;87:1123-6.Crossref
9. Simunovic N, Devereaux PJ, Sprague S, et al. Effect of early surgery after hip fracture on mortality and complications: systematic review and meta-analysis. CMAJ 2010;182:1609-16.Crossref
10. Desai V, Gonda D, Ryan SL, et al. The effect of weekend and after-hours surgery on morbidity and mortality rates in pediatric neurosurgery patients. J Neurosurg Pediatr 2015;16:726-31. Crossref
11. Kelz RR, Freeman KM, Hosokawa PW, et al. Time of day is associated with postoperative morbidity: an analysis of the national surgical quality improvement program data. Ann Surg 2008;247:544-52. Crossref
12. Scott SW, Bowrey S, Clarke D, Choke E, Bown MJ, Thompson JP. Factors influencing short- and long-term mortality after lower limb amputation. Anaesthesia 2014;69:249-58. Crossref
13. Dorotka R, Schoechtner H, Buchinger W. Influence of nocturnal surgery on mortality and complications in patients with hip fractures [in German]. Unfallchirurg 2003;106:287-93. Crossref
14. Chacko AT, Ramirez MA, Ramappa AJ, Richardson LC, Appleton PT, Rodriguez EK. Does late night hip surgery affect outcome? J Trauma 2011;71:447-53; discussion 453. Crossref
15. Bhattacharyya T, Vrahas MS, Morrison SM, et al. The value of the dedicated orthopaedic trauma operating room. J Trauma 2006;60:1336-40. Crossref
16. Wixted JJ, Reed M, Eskander MS, et al. The effect of an orthopedic trauma room on after-hours surgery at a level one trauma center. J Orthop Trauma 2008;22:234-6. Crossref
17. Giannoulis D, Calori GM, Giannoudis PV. Thirty-day mortality after hip fractures: has anything changed? Eur J Orthop Surg Traumatol 2016;26:365-70. Crossref
18. Poh KS, Lingaraj K. Complications and their risk factors following hip fracture surgery. J Orthop Surg (Hong Kong) 2013;21:154-7. Crossref
19. Rashid RH, Zubairi AJ, Slote MU, Noordin S. Hip fracture surgery: does time of the day matter? A case-controlled study. Int J Surg 2013;11:923-5. Crossref
20. Switzer JA, Bennett RE, Wright DM, et al. Surgical time of day does not affect outcome following hip fracture fixation. Geriatr Orthop Surg Rehabil 2013;4:109-16. Crossref
21. Ho ST, Chau YS, Wong WC. Short-term outcome of operated geriatric hip fracture. Hong Kong J Orthop Surg 1997;1:7-12.
22. Vidán M, Serra JA, Moreno C, Riquelme G, Ortiz J. Efficacy of a comprehensive geriatric intervention in older patients hospitalized for hip fracture: a randomized, controlled trial. J Am Geriatr Soc 2005;53:1476-82. Crossref
23. Zuckerman JD, Skovron ML, Koval KJ, Aharonoff G, Frankel VH. Postoperative complications and mortality associated with operative delay in older patients who have a fracture of the hip. J Bone Joint Surg Am 1995;77:1551-6. Crossref
24. Lawrence VA, Hilsenbeck SG, Noveck H, Poses RM, Carson JL. Medical complications and outcomes after hip fracture repair. Arch Intern Med 2002;162:2053-7. Crossref
25. Liodakis E, Antoniou J, Zukor DJ, Huk OL, Epure LM, Bergeron SG. Major complications and transfusion rates after hemiarthroplasty and total hip arthroplasty for femoral neck fractures. J Arthroplasty 2016;31:2008-12. Crossref
26. Holt G, Smith R, Duncan K, Finlayson DF, Gregori A. Early mortality after surgical fixation of hip fractures in the elderly: an analysis of data from the scottish hip fracture audit. J Bone Joint Surg Br 2008;90:1357-63. Crossref

Treatment of cutaneous angiosarcoma of the scalp and face in Chinese patients: local experience at a regional hospital in Hong Kong

Hong Kong Med J 2018 Feb;24(1):25–31 | Epub 12 Jan 2018
DOI: 10.12809/hkmj176813
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Treatment of cutaneous angiosarcoma of the scalp and face in Chinese patients: local experience at a regional hospital in Hong Kong
TL Chow, FRCS (Edin), FHKAM (Surgery)1; Wilson WY Kwan, FRCS (Edin), FHKAM (Surgery)1; CK Kwan, FRCR, FHKAM (Radiology)2
1 Head and Neck Division, Department of Surgery, United Christian Hospital, Kwun Tong, Hong Kong
2 Department of Oncology, United Christian Hospital, Kwun Tong, Hong Kong
 
Corresponding author: Dr TL Chow (chowtl@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Angiosarcoma is a rare aggressive sarcoma that occurs mostly in the skin of the head and neck in the elderly population. The optimal management is dubious and most studies are from Caucasian populations. We aimed to examine the treatment and outcome of this disease in Chinese patients.
 
Methods: Data of patients with histopathologically verified cutaneous angiosarcoma of the head and neck during December 1997 to September 2016 were retrieved from our hospital cancer registry. The demographic data, clinicopathological information, modality of treatment, and outcomes were reviewed.
 
Results: During the study period, 17 Chinese patients were treated. Their median age was 81 years. The tumours were present in the scalp only (n=11), face only (n=4), or both scalp and face (n=2). Only two patients had distant metastases. The modalities of treatment were surgery (n=6), surgery and adjuvant radiotherapy (n=1), palliative radiotherapy (n=5), or palliative chemotherapy (n=3). The remaining two patients refused any treatment initially. Of the seven patients treated surgically, there were four local and two regional recurrences. The median time to relapse was 7.5 months. Overall, 16 patients had died; causes of death were disease-related in 12 whereas four other patients died of inter-current illnesses. One patient was still living with the disease. The median overall survival was 11.1 months and the longest overall survival was 42 months.
 
Conclusion: The outcome of angiosarcoma in our series is poor. A high index of suspicion is mandatory for prompt diagnosis. Adjuvant radiotherapy is recommended following surgery. The benefit and role of systemic treatment in various combinations with surgery or radiotherapy require further study.
 
 
New knowledge added by this study
  • Reports of angiosarcoma of the scalp and face in the Chinese population are limited. Patient survival in this local study was worse than that of other studies.
  • Literature review in this study supports the use of adjuvant radiotherapy to improve angiosarcoma control.
Implications for clinical practice or policy
  • An aggressive but not too radical surgery for head and neck cutaneous lesions is advocated.
  • Combination therapy (surgery, radiotherapy, and systemic treatment) in various combinations should be considered.
 
 
Introduction
Angiosarcoma is a rare form of sarcoma of vascular origin. It is notorious for its aggressive and relentless progression with frequent local recurrence and distant metastasis.1 Owing to its scarcity and innocuous appearance at an early stage mimicking an ordinary bruise or benign haemangioma, correct diagnosis is often delayed for several months. This problem is compounded further because most patients with angiosarcoma are elderly with frailty and co-morbidity, and prognosis after surgery as the definitive therapy is gloomy. The 5-year overall survival (OS) has been variously reported as 24% to 35%.1 2 When radiotherapy (RT) is given as the main treatment, median survival is only 8 months.3
 
Almost half (43%) of angiosarcomas originate from the skin of the head and neck.1 2 Compared with truncal and extremity angiosarcoma, the prognosis of cutaneous angiosarcoma (CAS) of the head and neck is even worse. Perez et al2 indicated a greater need for flap or graft reconstruction after tumour extirpation for head and neck CAS (HNCAS), a positive resection margin in 50%, and 5-year OS of 21.5%. Surgery was conventionally regarded as the mainstay of therapy for HNCAS. Because of the poor results and frequent margin involvement (78%),4 a multidisciplinary approach with adjuvant RT has been advocated.
 
To the best of our knowledge, most articles about HNCAS derived from a Caucasian population. We are not aware of any reported series from ethnic Chinese populations. We therefore conducted this retrospective study of HNCAS in the Chinese patients managed in our hospital over the past two decades. Demographic data, clinicopathological information, modality of treatment, and outcomes were reviewed. The latest approaches to the treatment of this devastating disease are also discussed.
 
Methods
Records of patients with histopathologically verified HNCAS from December 1997 to September 2016 were captured from the head and neck cancer registry of our department. Only Chinese patients were recruited. Patient data were prospectively collected and regularly updated in the registry.
 
Tumours were classified as a unifocal/localised versus multifocal/diffuse form. Unifocal/localised tumour was characterised by a discrete lesion without macroscopic satellitosis; it was considered operable and potentially curable. If gross satellite lesions were present or the main tumour was too extensive to be removed surgically, it was regarded as a multifocal/diffuse tumour that was probably incurable. Superficial tumours were those confined to the skin and subcutaneous tissue. Conversely, deep tumours were defined as transgression beyond the subcutaneous layer, for example encroaching on the underlying muscle or bone.
 
If the tumour was resectable, a wide excision with at least a 3-cm margin was performed. The defects were reconstructed by local scalp flap/ skin graft (scalp primary) or submental flap (face primary).5 Neck dissection was performed only in the presence of clinical or radiological evidence of nodal spread. Adjuvant RT was not routinely administered. When disease was deemed inoperable or the patient was unfit for surgery, palliative RT or chemotherapy would be considered.
 
The OS was calculated from the date of diagnosis to patient death or last follow-up, and is expressed in Kaplan-Meier curve. The data were computed using the SPSS (Windows version 20.0; IBM Corp, Armonk [NY], United States). The principles outlined in the 2013 version of the Declaration of Helsinki have been followed.
 
Results
A total of 17 patients with HNCAS were identified and managed in our institution from December 1997 to September 2016. Their demographic and clinicopathological information are shown in Table 1. In brief, males predominated and there were only two female patients. Their median age was 81 years (range, 67-92 years). Only one patient had a history of whole-scalp RT for a lateral scalp angiosarcoma more than 10 years ago in another institution. He had a new angiosarcoma on the opposite side of his scalp that was treated in our centre as a second primary angiosarcoma induced by past RT. The median duration from onset of presentation to diagnosis was 4 months (range, 2-33 months).
 

Table 1. Demographics, clinicopathological characteristics, and outcome
 
Patients presented with protean symptoms: bleeding (n=7), pain (n=4), nodule (n=3), ulceration (n=2), pigmentation (n=2), pruritus (n=1), and localised oedema (n=1). One patient presented with an asymptomatic purplish macule but no other symptoms.
 
The tumours were present in the scalp only (n=11), face only (n=4), or both scalp and face (n=2). No patient had neck CAS. Ten patients had a localised/unifocal tumour. Seven patients were inflicted by multiple/diffuse lesions that were considered inoperable and treated with palliative intent in four. Of the three remaining patients with multiple/diffuse lesions, the tumours were still amenable to potentially curative surgery although two (cases 7 and 15) declined any treatment initially. Deep invasion occurred in two patients. Of the 11 patients whose tumour dimension had been documented, the median diameter was 4 cm (range, 3-13 cm). In the other six patients in whom dimensions were not recorded, there was extensive involvement by the HNCAS.
 
At the time of diagnosis, the numbers of T1 (≤5 cm) and T2 (>5 cm) diseases were seven and 10, respectively. Regional nodal spread was present in six patients. Only two patients (cases 2 and 3) were found to have distant metastases: lung in one patient, and lung and spine in the other (Table 1). The modalities of therapy were surgery (n=6), surgery + adjuvant RT (n=1), palliative RT (n=5), and palliative chemotherapy (n=3; two of them also received palliative RT following chemotherapy). The remaining two patients (cases 7 and 15) refused any form of treatment initially (Table 2). Incorporating subsequent therapy, surgery, RT and chemotherapy were eventually offered to seven, 10, and five patients, respectively.
 

Table 2. Treatment and outcome
 
Of the seven patients treated surgically, the resection margin was positive in two. Tumour recurred in six of them: four local and two regional recurrences. The median time to relapse was 7.5 months (range, 2-32 months). Overall, 16 patients had died; the causes of death were HNCAS in 12 and inter-current diseases in four (Table 2). One patient (case 15) was still living with the disease 21 months after diagnosis. The median OS was 11.1 months and the longest OS in our series was 42 months (case 6) [Fig 1].
 

Figure 1. Kaplan-Meier curve for overall survival of patients with angiosarcoma
 
Discussion
The oncological outcome of this study is obviously far from satisfactory when compared with a reported median survival of 13.4 to 64 months as shown in Table 3,4 6 7 8 9 10 11 12 which summarises the postulated prognosticators. Only those studies performed over the past two decades and that focused on HNCAS with more than 10 cases were included. Patient age, tumour size, tumour differentiation, deep invasion, and margin status showed conflicting results. Of note, RT was the most promising and consistent prognosticator; only one study showed an adverse effect on survival.10 The disparity might well be due to selection bias for RT in a retrospective study—more advanced disease tends to receive adjuvant RT. The evidence lends credence to adjuvant RT for HNCAS. The suboptimal outcome in our study is multifactorial: detainment of diagnosis, inclusion of palliative cases for survival evaluation, advanced age precluding curative treatment, and unpopular adoption of RT or chemotherapy as multimodal therapy. In this series, adjuvant RT was administered to only one patient after surgery, either because others declined RT or wound complications precluded its application.
 

Table 3. Survival prognosticators from the literature
 
The diagnosis of HNCAS is often late as early lesions can simulate innocent violaceous macules masquerading as benign dermatological entities (Fig 2). From our experience, the median duration was 4 months prior to diagnostic confirmation with histopathological examination. Three of our patients (cases 7, 15, and 17) had their diagnosis made more than 12 months after onset of disease. The longest delay was 33 months (case 17) and is absolutely not acceptable. Interestingly, HNCAS manifested as pigmented lesions in two patients and thereby misled clinicians in decision making. Increased awareness of this rare disease by primary care clinicians is essential to expedite patient referral. For specialists, a low threshold to biopsy of newly developed purplish skin lesions in the elderly patients is pivotal to an early diagnosis.
 

Figure 2. Angiosarcoma of the scalp can mimic benign vascular lesions
 
In our series, patients who underwent palliative therapy were included in the OS calculation and this might have partially contributed to our poor results. This was echoed by Buschmann et al13 who also included patients with palliative resection in outcome evaluation; their longest survival reported was 36 months. This is similar to our experience where longest survival was 42 months. Conversely, Dettenborn et al10 reported 80 patients with HNCAS treated surgically (44 patients also received postoperative RT) with curative intent and 5-year OS of 54% and median OS of 64 months. Similarly, Suzuki et al12 described their experience of definitive RT as the principal curative treatment for HNCAS; a median OS survival of 31 months was attained. Nonetheless, the results of RT were compromised when palliative cases were incorporated: only 12% of patients survived more than 5 years in one study.14
 
Our patients were older (median age, 81 years) than those reported in the literature (median age, 63-77 years) [Table 3]. The prognostic significance of age on the outcome of HNCAS is controversial. Patel et al11 reported that patients younger than 70 years fared better with improved locoregional control and relapse-free survival than older patients. Although age is not a confirmed prognostic factor, advanced age often precludes patients from curative therapy due to concomitant chronic diseases or general debility. The elderly patients are also prone to dying of other disease as encountered in this series; four patients died of inter-current illnesses (Table 2). Nonetheless, effective systemic treatments can be well tolerated by some elderly patients with HNCAS. With taxane-based regimens, a response rate of 83% (10 out of 12 patients) was achieved and the progression-free survival was approximately 7 months.15
 
Surgery is historically the main treatment for HNCAS. The latest approach to optimal management of HNCAS is combined treatment encompassing surgery, RT, or chemotherapy. Adjuvant RT should be liberally offered to maximise the oncological outcomes following surgery. As shown in Table 3, five of six studies support the beneficial role of RT.4 6 7 8 10 11 Guadagnolo et al7 advocated simple resection of the gross tumour to facilitate non-complicated reconstruction and thus expedite RT. Two-staged surgery was discouraged. The resection margin status was not critical to survival if timely adjuvant RT was administered. From their experience, the 5-year OS was 43% and 5-year disease-specific survival was 46%. In a review article, Hwang et al16 also concluded that positive margin was common (64%) but did not impair the ultimate outcome. They recommended that surgeons should not be too obsessive about removing each and every cancer cell if RT was to be pursued.
 
Definitive treatment with RT and/or chemotherapy has also been reported to be effective for HNCAS.9 Of 17 patients treated in that study, complete and partial responses were accomplished in none and five patients, respectively. The median OS was 26 months. Multimodality treatment in various combinations with surgery, RT, and chemotherapy has been asserted by Patel et al11 to be effective in improving locoregional control, relapse-free survival, and OS. In another study, survival (37 months) following combined therapy (RT and chemotherapy) was better than either modality alone: 23 months for RT and 15 months for chemotherapy.16 Docetaxel is the preferred agent due to its antiangiogenic and radio-sensitising effects.9 Other agents have also been successfully used and include doxorubicin, ifosfamide, bevacizumab, and interleukin-2. Systemic treatment may be used in a neoadjuvant setting, adjuvant setting, and as concurrent treatment with RT.8 17 18 Conversely, RT plus chemotherapy was not shown to have any prognostic value in a meta-analysis by Shin et al.19 Further studies should be carried out to elucidate the benefit of combined modality treatment.
 
Ip and Lee20 reported a smaller local series of CAS that was not confined to the head and neck. A total of seven patients were enrolled from three clinics of the Social Hygiene Service in Hong Kong. Only six patients had HNCAS. Similarly, poor prognosis was demonstrated in these patients. Our bigger series focusing on HNCAS provides a more updated and detailed strategy for the management of this rare disease in ethnic Chinese.
 
Our study has some limitations. First, the sample size was small as only 17 patients were included for evaluation. Nevertheless it is the largest series reported in our locality. The study spanned over 19 years (December 1997 to September 2016) and treatment has evolved over this period. Moreover, like many retrospective series, recall bias or selection bias are inherent limitations. Patient symptoms, signs, presentation duration, and criteria for treatment might not be completely accurate.
 
Conclusion
We present the first report of HNCAS in ethnic Chinese. The oncological outcome is far from satisfactory. A high index of suspicion is mandatory for prompt diagnosis of early disease. Adjuvant RT, as supported by evidence from the literature, is recommended following surgery that should aim at gross tumour extirpation to ensure uneventful reconstruction as well as timely implementation of RT. The benefit and role of systemic treatment in various combinations with surgery or RT require further study.
 
Declaration
All authors have disclosed no conflicts of interest.
 
References
1. Mark RJ, Poen JC, Tran LM, Fu YS, Juillard GF. Angiosarcoma. A report of 67 patients and a review of the literature. Cancer 1996;77:2400-6. Crossref
2. Perez MC, Padhya TA, Messina JL, et al. Cutaneous angiosarcoma: a single-institution experience. Ann Surg Oncol 2013;20:3391-7. Crossref
3. Sasaki R, Soejima T, Kishi K, et al. Angiosarcoma treated with radiotherapy: impact of tumor type and size on outcome. Int J Radiat Oncol Biol Phys 2002;52:1032-40. Crossref
4. Pawlik TM, Paulino AF, Mcgini CJ, et al. Cutaneous angiosarcoma of the scalp: a multidisciplinary approach. Cancer 2003;98:1716-26. Crossref
5. Chow TL, Chan TT, Chow TK, Fung SC, Lam SH. Reconstruction with submental flap for aggressive orofacial cancer. Plast Reconstr Surg 2007;120:431-6. Crossref
6. Aust MR, Olsen KD, Lewis JE, et al. Angiosarcoma of the head and neck: clinical and pathologic characteristics. Ann Otol Rhinol Laryngol 1997;106:943-51. Crossref
7. Guadagnolo BA, Zagars GK, Araujo D, Ravi V, Shellenberger TD, Sturgis EM. Outcomes after definitive treatment for cutaneous angiosarcoma of the face and scalp. Head Neck 2011;33:661-7. Crossref
8. Ogawa K, Takahashi K, Asato Y, et al. Treatment and prognosis of angiosarcoma of the scalp and face: a retrospective analysis of 48 patients. Br J Radiol 2012;85:e1127-33. Crossref
9. Miki Y, Tada T, Kamo R, et al. Single institutional experience of the treatment of angiosarcoma of the face and scalp. Br J Radiol 2013;86:20130439. Crossref
10. Dettenborn T, Wermker K, Schulze HJ, Klein M, Schwipper V, Hallermann C. Prognostic features in angiosarcoma of the head and neck: a retrospective monocenter study. J Craniomaxillofac Surg 2014;42:1623-8. Crossref
11. Patel SH, Hayden RE, Hinni ML, et al. Angiosarcoma of the scalp and face: the Mayo Clinic experience. JAMA Otolaryngol Head Neck Surg 2015;141:335-40. Crossref
12. Suzuki G, Yamazaki H, Takenaka H, et al. Definitive radiation therapy for angiosarcoma of the face and scalp. In Vivo 2016;30:921-6.Crossref
13. Buschmann A, Lehnhardt M, Toman N, Preiler P, Salakdeh MS, Muehlberger T. Surgical treatment of angiosarcoma of the scalp: less is more. Ann Plast Surg 2008;61:399-403. Crossref
14. Holden CA, Spittle MF, Jones EW. Angiosarcoma of the face and scalp, prognosis and treatment. Cancer 1987;59:1046-57. Crossref
15. Letsa I, Benson C, Al-Muderis O, Judson I. Angiosarcoma of the face and scalp: effective systemic treatment in the older population. J Geriatr Oncol 2014;5:276-80. Crossref
16. Hwang K, Kim MY, Lee SH. Recommendations for therapeutic decisions of angiosarcoma of the scalp and face. J Craniofac Surg 2015;26:e253-6. Crossref
17. Wollina U, Fuller J, Graefe T, Kaatz M, Lopatta E. Angiosarcoma of the scalp: treatment with liposomal doxorubicin and radiotherapy. J Cancer Res Clin Oncol 2001;127:396-9. Crossref
18. Yang P, Zhu Q, Jiang F. Combination therapy for scalp angiosarcoma using bevacizumab and chemotherapy: a case report and review literature. Chin J Cancer Res 2013;25:358-61.
19. Shin JY, Roh SG, Lee NH, Yang KM. Predisposing factors for poor prognosis of angiosarcoma of the scalp and face: systemic review and meta-analysis. Head neck 2017;39:380-6. Crossref
20. Ip FC, Lee CK. Cutaneous angiosarcoma: a case series in Hong Kong. Hong Kong J Dermatol Venereol 2010;18:6-14.

Implications of nipple discharge in Hong Kong Chinese women

Hong Kong Med J 2018 Feb;24(1):18–24 | Epub 5 Jan 2018
DOI: 10.12809/hkmj154764
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Implications of nipple discharge in Hong Kong Chinese women
WM Kan, FCSHK, FHKAM (Surgery)1; Clement Chen, FRCS, FHKAM (Surgery)2; Ava Kwong, FRCS, FHKAM (Surgery)2
1 Department of Surgery, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Department of Surgery, Queen Mary Hospital, Pokfulam, Hong Kong
 
Corresponding author: Dr Ava Kwong (avakwong@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: There are no recent data on nipple discharge and its association with malignancy in Hong Kong Chinese women. This study reported our 5-year experience in the management of patients with nipple discharge, and our experience of mammography, ultrasonography, ductography, and nipple discharge cytology in an attempt to determine their role in the management of nipple discharge.
 
Methods: Women who attended our Breast Clinic in a university-affiliated hospital in Hong Kong were identified by retrospective review of clinical data from January 2007 to December 2011. They were divided into benign and malignant subgroups. Background clinical variables and investigative results were compared between the two subgroups. We also reported the sensitivity, specificity, and positive and negative predictive values of the investigations that included mammography, ultrasonography, ductography, and cytology.
 
Results: We identified 71 and 31 patients in the benign and malignant subgroups, respectively. The median age at presentation for the benign subgroup was younger than that of the malignant subgroup (48 vs 59 years; P=0.003). A higher proportion of patients in the malignant subgroup than the benign subgroup presented with blood-stained nipple discharge (87.1% vs 47.9%; P=0.002). Mammography had a specificity of 98.4% and positive predictive value of 66.7%; ultrasonography had a specificity of 87.0% and negative predictive value of 75.0%. Cytology and ductography were sensitive but lacked specificity. Ductography had a negative predictive value of 100% but a low positive predictive value (14.0%). Clinical variables including age at presentation, duration of discharge, colour of discharge, presence of an associated breast mass, and abnormal sonographic findings were important in suggesting the underlying pathology of nipple discharge. Multiple logistic regression showed that blood-stained discharge and an associated breast mass were statistically significantly more common in the malignant subgroup.
 
Conclusions: In patients with non–blood-stained nipple discharge, a negative clinical breast examination combined with negative imaging could reasonably infer a benign underlying pathology.
 
 
New knowledge added by this study
  • Blood-stained nipple discharge and an associated breast mass at presentation could suggest a higher chance of malignancy.
Implications for clinical practice or policy
  • A period of watchful waiting is a reasonable alternative to surgical intervention in patients with inferred benign pathology.
 
 
Introduction
Nipple discharge is a relatively uncommon complaint in Hong Kong Chinese women. According to a study in 1997, nipple discharge constituted 1.5% of all presenting complaints for women who attended a breast clinic in Hong Kong.1 On the contrary, nipple discharge accounted for up to 4% to 7% of all presenting symptoms in other studies.2 3 This may be better explained by the unique Chinese culture and help-seeking pattern rather than a true disease pattern. With this understanding, any clinical survey will probably underestimate the prevalence of nipple discharge in Chinese women. When patients approach health care professionals because of nipple discharge, not only is it important to differentiate malignant from benign causes of nipple discharge, it is also a valuable opportunity to promote breast health awareness.
 
Numerous studies have demonstrated the relationship between breast cancer and nipple discharge, with malignancy reported in up to 9.3% to 21% of all patients who present with nipple discharge.4 5 The most challenging role of breast surgeons is to accurately identify these patients. Notwithstanding, controversy persists about the value and accuracy of individual investigative tools for nipple discharge.6
 
There are no recent data on nipple discharge and its association with malignancy in Chinese women in Hong Kong. The primary aim of this study was to report our recent experience in the management of patients with nipple discharge in a single surgical centre. The secondary aim was to report our experience of individual investigative tools in an attempt to determine their role in the management of nipple discharge.
 
Methods
We retrospectively reviewed the clinical data of patients who attended our Breast Clinic at the Queen Mary Hospital, a university-affiliated hospital in Hong Kong, for nipple discharge from January 2007 to December 2011. Potential subjects were identified when diagnosis coding 611.79 (other signs and symptoms in breast) was entered into our Clinical Management System, which is a territory-wide computer-based medical record system designed for use in public hospitals, and also from the prospective database of the Division of Breast Surgery, The University of Hong Kong.
 
Data extraction and coding were performed by the first author (WM Kan) and included duration of follow-up until December 2011, age at presentation, history of breast condition, and laterality and duration of nipple discharge before first consultation. Clinical variables included colour of nipple discharge, single- or multiple-duct discharge, associated symptoms, mammographic and ultrasonographic imaging results, as well as ductogram and cytology results. Pathology results were recorded for patients who underwent surgery or biopsy.
 
In order to make a meaningful comparison, we divided patients into malignant and benign subgroups. The malignant subgroup was defined by malignant pathology on a surgically resected specimen. The benign subgroup was defined by benign pathology of a surgically resected or biopsy specimen, or clinical non-progression after more than 2 years of follow-up. Patients who did not undergo surgery or biopsy and who were followed up for less than 2 years were excluded (Fig).
 

Figure. Algorithm for patient selection
 
In the first part of our study, we compared the background clinical variables and investigative results between the two subgroups. In the second part of our analysis, we reported the sensitivity, specificity, positive predictive value, and negative predictive value of individual investigative tools.
 
For the purpose of this analysis, we also classified the results of clinical examination, mammography, ultrasonography, and cytology as ‘test positive’ or ‘test negative’ for underlying malignancy. Presence of a palpable breast mass (regardless of mobility) was considered a positive result and no palpable breast mass a negative result. For mammographic findings, microcalcifications were considered a positive result. For ultrasonography, a detectable mass was ‘test positive’ for underlying malignancy; non-solitary dilated ducts, cysts, and normal ultrasonogram were regarded as ‘test negative’. For ductogram results, dilated ducts, irregularity, and the presence of ductal filling defects were considered positive. For cytology, atypical, suspicious, and malignant were considered ‘test positive’, and benign as ‘test negative’. This study was done in accordance with the principles outlined in the Declaration of Helsinki.
 
Statistical analysis
R version 3.0.2 (the R Foundation) and the SPSS (Windows version 14.0; SPSS Inc, Chicago [IL], United States) were used for data analysis. To determine the differences between subgroups, Wilcoxon rank sum test and Fisher’s exact test were used for numerical data and categorical data, respectively. Multiple logistic regression was performed to examine the odds ratios of the factors. Backward selection through likelihood ratio test with removal of P value of 0.1 was conducted for model selection. Variables in univariate analysis with a P value of <0.1 were included in the full model. A P value of <0.05 was considered statistically significant.
 
Results
Table 1 summarises the first part of our analysis. We identified 102 patients who presented to our Breast Clinic during the study period. They had either a tissue diagnosis or had been followed up for longer than 2 years without tissue diagnosis. There were 31 and 71 patients in the malignant and benign subgroups, respectively.
 

Table 1. Bivariate analysis of tumour type (benign or malignant) and other clinical variables
 
The median age at presentation of the benign subgroup was significantly younger than that of the malignant subgroup (48 vs 59 years; P=0.003). The median interval between onset of nipple discharge and first presentation was significantly longer in the benign subgroup than in the malignant subgroup (13 vs 4 weeks; P=0.002).
 
Comparing the two subgroups, a larger proportion of patients in the malignant subgroup presented with blood-stained discharge (87.1% vs 47.9%; P=0.002) and had a breast mass at presentation (46.7% vs 7.0%; P<0.001). For the individual investigative modalities, with the exception of ultrasonography, neither mammography, ductography nor cytology showed any statistically significant difference between the malignant and benign subgroups.
 
Table 2 summarises the second part of the study. We calculated the sensitivity, specificity, and positive and negative predictive values of mammographic, ultrasonographic, cytological, and ductographic findings. There were 83, 95, 27, and 46 patients who underwent mammography, ultrasonography, cytology, and ductography, respectively. The positive and negative predictive values of cytology were 41.2% and 80.0%, respectively. Ductography had a sensitivity of 100%, specificity of 7.5%, positive predictive value of 14.0%, and negative predictive value of 100%.
 

Table 2. Sensitivity, specificity, and positive/negative predictive values of different modalities
 
Multiple logistic regression analysis with backward selection was performed. Covariates with a P value of <0.1 were included in the full model (Table 1). By likelihood ratio test and removal of variables with a P value of >0.1, duration of nipple discharge, colour of nipple discharge, mastalgia, and associated mass remained in the final model (Table 3).
 

Table 3. Multiple logistic regression of factors associated with malignancy
 
Compared with serous, milky and brownish discharge, patients with blood-stained discharge had a significantly higher risk for malignancy (odds ratio=13.368; 95% confidence interval, 1.926-92.809). In addition, compared with patients having no symptoms, those with a breast mass had a significantly higher risk for malignancy (odds ratio=14.648; 95% confidence interval, 3.155-68.000) [Table 3].
 
Discussion
A methodologically ideal study of nipple discharge would require every patient to undergo the same investigations and also surgery for final pathology. This, however, would be unethical. For patients who opted for non-operative management of nipple discharge, our retrospective study considered 2-year clinical non-progression a reasonable surrogate for benign breast pathology.
 
Clinical variables
Women in the malignant subgroup were significantly older at presentation than their benign counterparts. This was in agreement with the fact that physiological nipple discharge is more common in younger premenopausal women. Caution should be exercised in postmenopausal women who present with nipple discharge and the possibility of malignancy investigated before concluding a benign pathology.
 
With respect to the colour of nipple discharge, underlying benign and malignant causes had a different pattern. Benign pathology was more likely to be associated with non–blood-stained discharge (n=37, 52.1%), whereas malignant pathology was more likely to be associated with blood-stained discharge (n=27, 87.1%). This is not pathognomonic but did reach statistical significance.
 
The differentiation between multiple-duct and single-duct discharge showed no association with underlying pathology.
 
Mammography and ultrasonography
As shown in Table 2, mammography had a higher specificity of 98.4% and positive predictive value of 66.7% but a disappointingly low sensitivity of 9.5%. Therefore, a normal mammogram did not confidently exclude malignancy. On the other hand, breast ultrasonography had a specificity and negative predictive value of 87.0% and 75.0%, respectively. Mammography was routinely offered to patients who presented with nipple discharge. Complementary breast ultrasonography was also arranged, especially for younger Asian women with denser breasts on mammography.7 In our experience, complementary ultrasonography increases the overall sensitivity and negative predictive value compared with mammography alone.
 
Nipple discharge cytology
Opinion is divided on the value of cytological examination. While some studies report a complementary diagnostic value and recommend its routine use,8 9 others report it has little such value and advise against its routine use.10
 
Of the 102 patients, 36 had demonstrable nipple discharge at consultation with a sample collected for examination. Of these 36 specimens, only 27 showed a sufficient number of cells to make a cytological diagnosis. Nonetheless, we attempted to analyse its accuracy. The sensitivity and specificity of cytological examination were 77.8% and 44.4%, respectively. Its positive predictive value was disappointingly low at 41.2% and its negative predictive value was 80.0%. The diagnostic value of this investigation was limited as not every patient had demonstrable nipple discharge and not every specimen contained adequate cells for testing. Nonetheless, this investigation is minimally invasive so was always performed if there was demonstrable nipple discharge, although it rarely affected the clinical decision or plan of management.
 
Ductography
The value of ductography is debatable. While some studies have validated the diagnostic value of preoperative ductography in differentiating benign and malignant pathology,11 12 others doubt its value.13 Rather than differentiating benign and malignant pathology, we used preoperative ductogram to aid in the localisation of non-palpable lesions.14 15 The sensitivity was 100% whereas the specificity was low at 7.5%, with a positive predictive value of 14.0% and a negative predictive value of 100%.
 
Magnetic resonance imaging
Magnetic resonance imaging was not included in our routine evaluation of patients with nipple discharge although we acknowledge its value in the detection of carcinoma in these patients. It has an exceptionally high sensitivity for both invasive and in-situ carcinoma.16 Its routine use in patients with a breast lesion is nonetheless limited by its relatively low specificity of 72% (95% confidence interval, 67%-77%).17 The role of magnetic resonance imaging in patients with nipple discharge has been extensively validated,18 19 20 21 suggesting that it may detect or exclude the presence of carcinoma with a high degree of certainty. Magnetic resonance imaging may be considered when all other available strategies are inconclusive.
 
Microdochectomy
Emerging evidence suggests that neither clinical variables nor preoperative investigations reliably distinguish benign and malignant pathology so duct excision should be offered to every patient with nipple discharge.22 23 24 25 26 We offered microdochectomy to patients with no palpable breast lesion based on two indications: clinical or radiological suspicion, or a patient’s wish to stop nipple discharge by surgery. It is likely that offering microdochectomy to all patients with nipple discharge would result in overtreatment as the final pathology was benign in most cases. In patients with negative clinical examination and negative imaging findings, a period of watchful waiting with regular follow-up is a reasonable alternative to surgical intervention.
 
The association of blood-stained discharge with malignancy is controversial. Morrogh et al24 reported that haemorrhagic discharge did not indicate malignancy or high risk, and non-haemorrhagic discharge did not exclude malignancy. In our study, we showed that blood-stained discharge was associated with malignancy but was not pathognomonic.
 
On the other hand, presence of an associated breast mass was a significant finding. This may be because it is the most common presenting symptom of breast cancer, and its incidence rises with age.
 
Limitations
Our study had several limitations. First, as data collection was retrospective, there might have been inconsistent or incomplete recording of clinical findings. Study subjects might not be representative and some data for importable variables might have been missing. No blinding during information extraction or coding could be achieved as it was performed by the first author. Second, the small sample size limited the power of our study although this could in part be due to the relatively conservative culture and help-seeking pattern of Hong Kong Chinese women. The unequal arm size also limited the interpretation of statistical significance of comparisons. Third, our assumption of 2-year clinical non-progression as benign pathology might have underestimated the true incidence of malignancy in our group of patients. Lastly, the small number of adequate cytology specimens limited meaningful analysis of this investigation. As the sample taken for cytology is usually small, it will affect the sensitivity.
 
Conclusions
Clinical variables including age at presentation, duration and colour of discharge, presence of an associated breast mass, and abnormal sonographic findings were important in suggesting the underlying pathology of nipple discharge. Only blood-stained nipple discharge and an associated breast mass remained in the multiple logistic regression model and were statistically significant. In patients with non–blood-stained nipple discharge, as well as a negative clinical breast examination and imaging, we may infer an underlying benign pathology. Further prospective studies with a larger sample size are advocated.
 
Declaration
All authors have disclosed no conflicts of interest.
 
Acknowledgements
The authors would like to thank Mr Wing-pan Luk and Mr Ling-hiu Fung, Medical Physics & Research Department, Hong Kong Sanatorium & Hospital, Hong Kong for their statistical contribution to this paper.
 
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Characteristics and clinical outcomes of living renal donors in Hong Kong

Hong Kong Med J 2018 Feb;24(1):11–7 | Epub 29 Dec 2017
DOI: 10.12809/hkmj176820
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Characteristics and clinical outcomes of living renal donors in Hong Kong
YL Hong, MSc1; CH Yee, FHKAM (Surgery)1; CB Leung, FHKAM (Surgery)2; Jeremy YC Teoh, FHKAM (Surgery)1; Bonnie CH Kwan, FHKAM (Medicine)2; Philip KT Li, FHKAM (Medicine)2; Simon SM Hou, FHKAM (Surgery)1; CF Ng, FHKAM (Surgery)1
1 SH Ho Urology Centre, Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong
2 Division of Nephrology, Department of Medicine and Therapeutics, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: In Asia, few reports are available on the outcomes for living renal donors. We report the short- and long-term clinical outcomes of individuals following living donor nephrectomy in Hong Kong.
 
Methods: We retrospectively reviewed the characteristics and clinical outcomes of all living renal donors who underwent surgery from January 1990 to December 2015 at a teaching hospital in Hong Kong. Information was obtained from hospital records and territory-wide electronic patient records.
 
Results: During the study period, 83 individuals underwent donor nephrectomy. The mean (± standard deviation) follow-up time was 12.0 ± 8.3 years, and the mean age at nephrectomy was 37.3 ± 10.0 years. A total of 44 (53.0%), four (4.8%), and 35 (42.2%) donors underwent living donor nephrectomy via an open, hand-port assisted laparoscopic, and laparoscopic approach, respectively. The overall incidence of complications was 36.6%, with most being grade 1 or 2. There were three (9.4%) grade 3a complications; all were related to open donor nephrectomy. The mean glomerular filtration rate was 96.0 ± 17.5 mL/min/1.73 m2 at baseline and significantly lower at 66.8 ± 13.5 mL/min/1.73 m2 at first annual follow-up (P<0.01). The latest mean glomerular filtration rate was 75.6% ± 15.1% of baseline. No donor died or developed renal failure. Of the donors, 14 (18.2%) developed hypertension, two (2.6%) had diabetes mellitus, and three (4.0%) had experienced proteinuria.
 
Conclusion: The overall perioperative outcomes are good, with very few serious complications. The introduction of a laparoscopic approach has decreased perioperative blood loss and also shortened hospital stay. Long-term kidney function is satisfactory and no patients developed end-stage renal disease. The incidences of new-onset medical diseases and pregnancy-related complications were also low.
 
 
New knowledge added by this study
  • The overall perioperative outcomes are good, with very few serious complications, among living renal donors. The introduction of a laparoscopic approach has decreased perioperative blood loss and also shortened hospital stay.
  • Long-term kidney function was satisfactory and no patients developed end-stage renal disease (ESRD).
  • The incidences of new-onset medical disease and pregnancy-related complications were also low.
Implications for clinical practice or policy
  • Medical practitioners should encourage relatives of patients with ESRD to consider the possibility of kidney donation.
 
 
Introduction
Chronic kidney disease (CKD) is the progressive loss of kidney function over a period of time. End-stage renal disease (ESRD) is the final stage of CKD. Patients with ESRD require renal replacement therapy that includes haemodialysis, peritoneal dialysis, and renal transplantation.
 
Currently, there are approximately 7000 patients on various forms of renal replacement therapy being cared for in the public sector in Hong Kong. As of 31 December 2016, 2047 patients were on the renal transplant waiting list. Nonetheless, between 2007 and 2016, only 58 to 87 cadaveric renal transplants were performed in Hong Kong each year.1 With the long waiting list and low number of cadaveric kidneys available, living donor renal transplant is the only possible alternative. It offers advantages over other renal replacement therapies, as it provides better long-term results, shortens the waiting time for an organ, lowers the risk of complications or rejection, and provides better quality of life after recovery. Despite these advantages, only seven to 15 living donor transplants were performed each year between 2007 and 2015 at the hospitals of the Hong Kong Hospital Authority.1
 
One of the major fears of an individual who is considering living organ donation concerns possible clinical outcomes. Although studies show that living donors have a similar to or better life expectancy than the general population, they are nevertheless at increased risk of developing ESRD, hypertension, gestational hypertension, and pre-eclampsia.2 3 4
 
In Hong Kong, few reports on the perioperative, short-term, and long-term clinical outcomes are available, especially those related to the minimally invasive surgical approach now employed for donor nephrectomy. This study reports our observation of characteristics of donors, and the short- and long-term clinical outcomes following living donor nephrectomy in Hong Kong.
 
Methods
Study design
We retrospectively reviewed the characteristics and short- and long-term clinical outcomes of all patients who underwent living donor nephrectomy at the Prince of Wales Hospital in Hong Kong between January 1990 and December 2015. Information was obtained from the Clinical Management System that includes the majority of electronic patient records—including consultation histories, operation records, radiology results, laboratory results, and medication records—collected and filed under the Hospital Authority since 2000. Medical records before 2000 and pregnancy-related information were reviewed manually by formally trained medical students and cross-checked by a urologist, and retrieved from the medical records of the involved patients.
 
The study was conducted in accordance with the principles outlined in the Declaration of Helsinki, and approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee, with the requirement of patient informed consent waived because of its retrospective nature.
 
Study measures
Baseline demographics including sex, age at donation, ethnicity, relationship with recipient, diabetes mellitus status, hypertension status, body mass index, and serum creatinine level were obtained. Glomerular filtration rate (GFR) was derived from the serum creatinine level using a modified equation from the Modification of Diet in Renal Disease (MDRD) study.5 Operation details, including surgical approach, laterality of donated kidney, operating time, warm ischaemia time, blood loss, and need for transfusion were retrieved.
 
Short-term complications within 30 days of surgery were classified according to the Clavien-Dindo classification of surgical complications.6 Long-term outcomes were also assessed, with particular reference to development of hypertension, diabetes mellitus, renal stones, proteinuria, and renal failure. Serial changes in GFR were also assessed.
 
For female donors, pregnancy-related variables were recorded and included any pregnancy after surgery, records of pregnancy-related hydronephrosis, pregnancy-related urinary tract infection, pre-eclampsia, gestational diabetes mellitus, gestational hypertension, and any fetal loss.
 
Statistical analyses
All statistical analyses were performed using the SPSS (Windows version 23.0; IBM Corp, Armonk [NY], United States). Categorical variables were presented in counts and percentages while continuous variables were presented as mean ± standard deviation. Outcomes following open and laparoscopic techniques were compared by Chi squared test or Fisher’s exact test for categorical variables, and independent t test or Mann-Whitney U test for continuous variables. Paired t test or Wilcoxon rank sum test, whichever was appropriate, was used to evaluate the pre- and post-difference in GFR. A P value of <0.05 was considered statistically significant. Missing data were excluded from analysis.
 
Results
Donor characteristics
Between 1 January 1990 and 31 December 2015, a total of 83 donors underwent unilateral nephrectomy at the Prince of Wales Hospital. In one donor, records could not be traced, with only information about the sex, age at nephrectomy, and type of surgical technique.
 
Of the 83 donors, 56 (67.5%) were female. The mean age at nephrectomy was 37.3 ± 10.0 years. The majority were Chinese (97.6%) and a first-degree relative of the recipient (79.3%). None had hypertension or diabetes mellitus. The mean preoperative GFR was 96.0 ± 17.5 mL/min/1.73 m2. Nine (11.0%) donors had thalassaemia trait, four (4.9%) had hepatitis B, and two (2.4%) had asthma (Table 1).
 

Table 1. Baseline characteristics of kidney donors
 
Operation details and short-term outcomes
Around half (n=44, 53.0%) of the donors underwent open living donor nephrectomy, as this was the only technique used at our centre until 2002. After 2002, a hand-port assisted laparoscopic approach (n=4, 4.8%) and later a laparoscopic approach (n=35, 42.2%) were adopted. In most instances, the left kidney was donated (n=77, 93.9%) [Table 2].
 

Table 2. Comparison of operation details and short-term outcomes by operation techniques
 
Comparing laparoscopic or hand-port assisted laparoscopic living donor nephrectomy (LDN) with open donor nephrectomy (ODN), LDN was associated significantly with longer warm ischaemia time (309.0 ± 113.0 s vs 62.0 ± 17.9 s; P<0.01), less blood loss (55.3 ± 33.7 mL vs 532.2 ± 270.0 mL; P<0.01), and shorter hospital stay (5.7 ± 2.0 days vs 8.1 ± 1.9 days; P<0.01). In addition, LDN was associated significantly with more short-term complications (53.8% vs 20.9%; P<0.01). The most commonly experienced complication was epigastric pain/nausea and vomiting (n=18, 56.3%), followed by fever requiring medication (n=4, 12.5%). Most complications were grade 1 on the Clavien-Dindo classification scale (n=16, 50.0%), only three (9.4%) were grade 3a and all were related to ODN. The grade 3a complications were wound dehiscence that required a second operation for re-suturing, persistent pancreatic fluid discharge that required insertion of a pancreatic stent, and pneumothorax with chest drain inserted.
 
Long-term outcomes
The mean follow-up time was 12.0 ± 8.3 years. The mean GFR was 96.0 ± 17.5 mL/min/1.73 m2 at baseline and it dropped significantly to 66.8 ± 13.5 mL/min/1.73 m2 at 1-year follow-up (P<0.01). The GFR then gradually improved until 8 years after surgery and became stable (Fig). Of 73 living donors with at least one follow-up (mean follow-up time, 12.0 ± 8.2 years) and baseline serum creatinine level available, the latest GFR was 75.6% ± 15.1% of baseline GFR with the mean latest GFR being 71.3 ± 14.2 mL/min/1.73 m2. The mean GFR was 70.4% ± 12.3% of baseline level 1 year after surgery. Comparison of latest GFR with that 1 year after surgery revealed that it was stable (± 10% change) in 23 (39.0%) of 59 patients and higher (>10% increment) in 29 (49.2%) patients. None of the donors had died or developed ESRD. Fourteen (18.2%) donors developed hypertension, two (2.6%) had diabetes mellitus, and three (4.0%) had experienced proteinuria (Table 3).
 

Figure. The annual mean glomerular filtration rate (GFR) after surgery
 

Table 3. Long-term outcomes for kidney donors
 
Pregnancy-related complications
Of 56 female donors, 11 (19.6%) became pregnant after kidney donation: 17 pregnancies were reported. None of the pregnant donors experienced gestational hydronephrosis or gestational hypertension. Three donors each had gestational diabetes mellitus, pre-eclampsia, and post-delivery urinary tract infection. Two donors had experienced fetal loss, one in the first trimester and another one at an unknown gestational age (Table 4).
 

Table 4. Pregnancy-related complications
 
Discussion
Postoperative morbidity and mortality are the prime concerns when making a decision about kidney donation. Our results confirm that living donor nephrectomy is a relatively safe procedure, with a low incidence of major complications and mortality. In addition, the incidence of developing any other major disease was not particularly high in our series. This form of renal replacement therapy should be further promoted in Hong Kong to benefit more people with ESRD.
 
Results from previous studies have shown that living renal donors have a similar to or better life expectancy than the general population.7 8 9 10 Mjøen et al,11 however, reported that compared with healthy matched individuals, living renal donors had an increased risk of death. In Hong Kong, Chu et al12 reported one death related to multiple myeloma among 95 living renal donors with active follow-up and a mean follow-up period of 13.4 years. There were no deaths recorded in our study with a mean follow-up of 12 years.
 
Long-term renal function is another major concern of renal donors. Our results revealed that 1 year after living donor nephrectomy, the mean GFR of the kidney donors dropped significantly from 96.0 ± 17.5 mL/min/1.73 m2 at baseline to 66.8 ± 13.5 mL/min/1.73 m2. Nonetheless, it then gradually improved. This is probably partly related to the adaptation of the remaining kidney with hyper-filtration. From our series, the mean GFR was 70.4% ± 12.3% of baseline level 1 year after surgery but improved to 75.6% ± 15.1% of baseline level at the last follow-up. In the majority (88.2%) of donors, the last available GFR was static or higher than that 1 year after donation. This is comparable with the report of Rook et al13 in which GFR usually reached 64% ± 7% of the pre-donation level 1 year after donation.
 
Despite these changes in GFR, ESRD in renal donors is very rare, with an incidence of less than 0.5% in 15 years after donation.11 14 15 Ibrahim et al8 reported that survival and risk of ESRD in kidney donors appeared to be similar to those in the general population. Our study and that of Chu et al12 observed no ESRD in local kidney donors.
 
The effect of kidney donation on the development of hypertension is controversial. Although reports suggest that the incidence of hypertension among kidney donors increases,16 17 18 19 others have not confirmed this observation.20 21 22 23 24 In Hong Kong, the prevalence of hypertension in the general population was 12.6% in 2014,25 which is lower than our reported figure of 18.2%. With the progression of time after surgery, however, the prevalence of hypertension among living donors is expected to increase as age is a known influence in hypertension. Without a comparable control group, we cannot conclude if there is any actual discrepancy in the prevalence of hypertension among living donors compared with the general population.
 
Young female potential donors may have concerns about the impact of kidney donation on any future pregnancy. Garg et al4 reported that gestational hypertension or pre-eclampsia was more common among living donors than non-donors. Although our study showed an alarmingly high percentage (11%) of pre-eclampsia and absence of gestational hypertension, the small sample size (11 donors reported one or more pregnancies) undermines the ability to infer the actual percentage.
 
Perioperative complications may also deter potential living donors. Based on the US data, Lentine et al26 reported that 16.8% of donors experience a perioperative complication; most commonly gastrointestinal (4.4%). Our study showed a higher complication rate of 36.6%, with epigastric pain or nausea and vomiting being the major complication (56.3%). We further examined the techniques used and established that the complication rates of 20.9% or 53.8% respectively in donors who underwent ODN or LDN were significantly different (P<0.01). Despite the above mean complication rates, all complications of LDN were mild and of grade 1 or 2 according to the Clavien-Dindo classification, while three patients who underwent ODN had grade 3a complications. This is contrary to the majority of previous findings that suggest a lower perioperative complication rate for LDN and increased risk of more serious complications than during an ODN,27 although other indicators such as longer warm ischaemia time, less blood loss, and shorter hospital stays were still in line with previous findings. Further analysis of the differences between our local data and those of previous studies is warranted.
 
This study has several limitations. First, this was a retrospective study and the total number of living donors was restricted. Second, data quality could not be controlled and some data were incomplete, in particular for the obstetric records at other hospitals. Some data were also lost either because records were too old and pre-dated the electronic system or donors were no longer followed up at our centre. The oldest record included in the study was from 1990. At that time, record keeping was not always accurate, resulting in some baseline records from the early 1990s being missing. For example, the baseline GFR level of seven (8.4%) patients was not found, and might have affected the overall data quality as well as the analysis and conclusion. Third, although the urologist endeavoured to ensure accurate data entry, initial interpretation of the raw records was by medical students so certain inaccuracies might have occurred. Lastly, it is known that GFR might be underestimated when derived from the MDRD equation.
 
Conclusion
Living donor kidney transplantation is an important approach to improve the quality of life of patients with ESRD. Good short- and long-term outcome for kidney donors is important for promoting kidney donation. Our results suggest that the overall perioperative outcomes are good, with only very few serious (grade III) complications after surgery, occurring following an open approach. Long-term kidney function of donors was satisfactory and no patients developed ESRD. Although we had no control arm in our study, the overall incidences of new-onset medical diseases and pregnancy-related complications were low. The introduction of a laparoscopic approach for kidney harvesting has helped to decrease blood loss during surgery and also shorten hospital stay. Based on this encouraging result, relatives of patients with ESRD should be encouraged to consider the possibility of kidney donation.
 
Acknowledgements
Sincere thanks are given to Ms Karen Man-ting Chuk, Ms Tracy Lok-sze Chiu, Mr Wing-tung Leung, and Mr On-wa Ng for assisting with the data collection.
 
Declaration
All authors have disclosed no conflicts of interest.
 
References
1. Statistics (Milestones of Hong Kong organ transplantation): organ donation. Available from: http://www.organdonation. gov.hk/eng/statistics.html. Accessed 27 Dec 2017.
2. Reese PP, Boudville N, Garg AX. Living kidney donation: outcomes, ethics, and uncertainty. Lancet 2015;385:2003-13. Crossref
3. Delanaye P, Weekers L, Dubois BE, et al. Outcome of the living kidney donor. Nephrol Dial Transplant 2012;27:41- 50. Crossref
4. Garg AX, Nevis IF, Mcarthur E, et al. Gestational hypertension and preeclampsia in living kidney donors. N Engl J Med 2015;372:124-33. Crossref
5. Levey AS, Greene T, Kusek JW, Beck GJ. A simplified equation to predict glomerular filtration rate from serum creatinine. J Am Soc Nephrol 2000;11:155A0828.
6. Dindo D, Demartines N, Clavien PA. Classification of surgical complications: a new proposal with evaluation in a cohort of 6336 patients and results of a survey. Ann Surg 2004;240:205-13. Crossref
7. Segev DL, Muzaale AD, Caffo BS, et al. Perioperative mortality and long-term survival following live kidney donation. JAMA 2010;303:959-66. Crossref
8. Ibrahim HN, Foley R, Tan L, et al. Long-term consequences of kidney donation. N Engl J Med 2009;360:459-69. Crossref
9. Okamoto M, Akioka K, Nobori S, et al. Short- and long-term donor outcomes after kidney donation: analysis of 601 cases over a 35-year period at Japanese single center. Transplantation 2009;87:419-23. Crossref
10. Garg AX, Meirambayeva A, Huang A, et al. Cardiovascular disease in kidney donors: matched cohort study. BMJ 2012;344:e1203. Crossref
11. Mjøen G, Hallan S, Hartmann A, et al. Long-term risks for kidney donors. Kidney Int 2014;86:162-7. Crossref
12. Chu KH, Poon CK, Lam CM, et al. Long-term outcomes of living kidney donors: a single centre experience of 29 years. Nephrology (Carlton) 2012;17:85-8. Crossref
13. Rook M, Hofker HS, van Son WJ, Homan van der Heide JJ, Ploeg RJ, Navis GJ. Predictive capacity of pre-donation GFR and renal reserve capacity for donor renal function after living kidney donation. Am J Transplant 2006;6:1653-9. Crossref
14. Muzaale AD, Massie AB, Wainwright J, McBride MA, Wang M, Segev DL. Long-term risk of ESRD attributable to live kidney donation: matching with healthy non-donors. Am J Transplant 2013;13:204-5.
15. Fehrman-Ekholm I, Nordén G, Lennerling A, et al. Incidence of end-stage renal disease among live kidney donors. Transplantation 2006;82:1646-8. Crossref
16. Kasiske BL, Ma JZ, Louis TA, Swan SK. Long-term effects of reduced renal mass in humans. Kidney Int 1995;48:814-9. Crossref
17. Gossmann J, Wilhelm A, Kachel HG, et al. Long-term consequences of live kidney donation follow-up in 93% of living kidney donors in a single transplant center. Am J Transplant 2005;5:2417-24. Crossref
18. Garg AX, Prasad GV, Thiessen-Philbrook HR, et al. Cardiovascular disease and hypertension risk in living kidney donors: an analysis of health administrative data in Ontario, Canada. Transplantation 2008;86:399-406. Crossref
19. Doshi MD, Goggins MO, Li L, Garg AX. Medical outcomes in African American live kidney donors: a matched cohort study. Am J Transplant 2012;13:111-8. Crossref
20. Fehrman-Ekholm I, Dunér F, Brink B, Tydén G, Elinder CG. No evidence of accelerated loss of kidney function in living kidney donors: results from a cross-sectional follow-up. Transplantation 2001;72:444-9. Crossref
21. Macdonald D, Kukla AK, Ake S, et al. Medical outcomes of adolescent live kidney donors. Pediatric Transplant 2014;18:336-41. Crossref
22. Janki S, Klop KW, Dooper IM, Weimar W, Ijzermans JN, Kok NF. More than a decade after live donor nephrectomy: a prospective cohort study. Transpl Int 2015;28:1268-75. Crossref
23. Tavakol MM, Vincenti FG, Assadi H, et al. Long-term renal function and cardiovascular disease risk in obese kidney donors. Clin J Am Soc Nephrol 2009;4:1230-8. Crossref
24. El-Agroudy AE, Wafa EW, Sabry AA, et al. The health of elderly living kidney donors after donation. Ann Transplant 2009;14:13-9.
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Pathological outcome for Chinese patients with low-risk prostate cancer eligible for active surveillance and undergoing radical prostatectomy: comparison of six different active surveillance protocols

Hong Kong Med J 2017 Dec;23(6):609–15 | Epub 13 Oct 2017
DOI: 10.12809/hkmj166194
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Pathological outcome for Chinese patients with low-risk prostate cancer eligible for active surveillance and undergoing radical prostatectomy: comparison of six different active surveillance protocols
CF Tsang, MB, BS, FRCS (Edin); James HL Tsu, MB, BS, FRCS (Edin); Terence CT Lai, MB, BS, FRCS (Edin); KW Wong, MB, ChB, FRCS (Edin); Brian SH Ho, MB, BS, FRCS (Edin); Ada TL Ng, MB, BS, FRCS (Edin); WK Ma, MB, ChB, FRCS (Edin); MK Yiu, MB, BS, FRCS (Edin)
Division of Urology, Department of Surgery, Queen Mary Hospital, The University of Hong Kong, Pokfulam, Hong Kong
 
Corresponding author: Dr MK Yiu (pmkyiu@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Active surveillance is one of the therapeutic options for the management of patients with low-risk prostate cancer. This study compared the performance of six different active surveillance protocols for prostate cancer in the Chinese population.
 
Methods: Patients who underwent radical prostatectomy for prostate cancer from January 1998 to December 2012 at a university teaching hospital in Hong Kong were reviewed. Six active surveillance protocols were applied to the cohort. Statistical analyses were performed to compare the probabilities of missing unfavourable pathological outcome. The sensitivity and specificity of each protocol in identifying low-risk disease were compared.
 
Results: During the study period, 287 patients were included in the cohort. Depending on different active surveillance protocols used, extracapsular extension, seminal vesicle invasion, pathological T3 disease, and upgrading of Gleason score were present on final pathology in 3.3%-17.1%, 0%-3.3%, 3.3%-19.1%, and 20.6%-34.5% of the patients, respectively. The University of Toronto protocol had a higher rate of extracapsular extension at 17.1% and pathological T3 disease at 19.1% on final pathology than the more stringent protocols from John Hopkins (3.3% extracapsular extension, P=0.05 and 3.3% pathological T3 disease, P=0.03) and Prostate Cancer Research International: Active Surveillance (PRIAS; 8.0% pathological T3 disease, P=0.04). The Royal Marsden protocol had a higher rate of upgrading of Gleason score at 34.5% compared with the more stringent protocol of PRIAS at 20.6% (P=0.04). The specificities in identifying localised disease and low-risk histology among different active surveillance protocols were 59%-98% and 58%-94%, respectively. The John Hopkins active surveillance protocol had the highest specificity in both selecting localised disease (98%) and low-risk histology (94%).
 
Conclusions: Active surveillance protocols based on prostate-specific antigen and Gleason score alone or including Gleason score of 3+4 may miss high-risk disease and should be used cautiously. The John Hopkins and PRIAS protocols are highly specific in identifying localised disease and low-risk histology.
 
 
New knowledge added by this study
  • Active surveillance protocols based on prostate-specific antigen (PSA) and Gleason score only may miss high-risk prostate cancer.
  • Active surveillance protocols using PSA density as an inclusion criteria were highly specific in identifying localised disease and low-risk pathology.
Implications for clinical practice or policy
  • When adopting active surveillance in patients with prostate cancer, protocols with PSA density as an inclusion criteria are preferred.
 
 
Introduction
Prostate-specific antigen (PSA) plays a significant role in the early detection of prostate cancer in current practice.1 2 It is, however, a double-edged sword that leads to overdiagnosis, especially for clinically insignificant prostate cancer.3 4 Curative treatments for low-risk prostate cancer include radical prostatectomy and radiotherapy, both of which are associated with significant morbidities.5 6 7 In recent years, the concept of active surveillance (AS) has been adopted with the aim of monitoring clinically insignificant prostate cancer until disease progression, at which point radical prostatectomy or radiotherapy is considered. The ultimate objective is to delay or avoid the morbidities associated with radical treatments without compromising survival.8 9 10
 
Although AS is an established management option for low-risk prostate cancer, different AS protocols have been adopted.11 12 13 14 15 16 17 The most commonly used include those from the University of Toronto,11 Royal Marsden,12 John Hopkins,13 14 University of California San Francisco (UCSF),15 Memorial Sloan Kettering Cancer Center (MSKCC),16 and Prostate Cancer Research International: Active Surveillance (PRIAS).17 Most AS protocols select prostate cancer with a Gleason score of ≤6, PSA level of ≤10 ng/mL, and clinical stage of ≤T2. Other parameters that are considered by some protocols include PSA density, number of positive biopsy cores, and percentage of core involvement (Table 111 12 13 14 15 16 17).
 

Table 1. Inclusion criteria of six active surveillance protocols 11 12 13 14 15 16 17
 
Currently, there is no consensus regarding which AS protocol we should adopt for our patients. In addition, direct comparisons between different AS protocols are few. Before deciding to follow any particular AS protocol, urologists and oncologists should be aware of their individual strengths and limitations. Our study aimed to provide some insight into this issue by performing a head-to-head comparison of six AS protocols.
 
Methods
Patients who underwent radical prostatectomy for prostate cancer from January 1998 to December 2012 at a university teaching hospital in Hong Kong were reviewed. Indication for radical prostatectomy was localised prostate cancer in patients with a life expectancy exceeding 10 years. All patients underwent clinical assessment including clinical T staging by digital rectal examination, serum PSA level, and transrectal ultrasound-guided prostate biopsy. Sextant biopsies were performed from 1998 to 2002, but changed to 10-core biopsies from 2002 to 2011 and subsequently 12-core biopsies thereafter. Preoperative magnetic resonance imaging of the prostate was routinely performed from 2007. From 1998 to 2007, open or laparoscopic radical prostatectomies were performed. After November 2007, all prostatectomies at our institution were performed with the da Vinci robotic surgery system. Pathological assessment of transrectal ultrasound-guided biopsy and radical prostatectomy specimens was performed by a specialist pathologist in our institution. All patients attended a follow-up visit with physical examination 2 weeks after operation, and physical examination with serum PSA level checked every 3 months for the first year, every 6 months for the second year, and then annually thereafter. Data on patient demographics, clinical T stage, serum PSA level, transrectal ultrasound-guided biopsy results, and final pathology of radical prostatectomy specimen were retrospectively retrieved by an independent third party. Pathological assessment of the radical prostatectomy specimen was performed by independent specialist pathologists.
 
In our current study, we compared six different AS protocols, specifically from the University of Toronto,11 Royal Marsden,12 John Hopkins,13 14 UCSF,15 MSKCC,16 and PRIAS17 (Table 1). The six protocols were retrospectively applied to our cohort and patients were stratified accordingly based on clinical T stage, serum PSA level, PSA density, Gleason score on biopsy, number of positive biopsy cores, and percentage of positive core involvement. Data from the pathological assessment of radical prostatectomy specimens including extracapsular extension, seminal vesicle invasion, upgrading to pathological T3 disease, and upgrading of Gleason score were analysed. The clinical data used in the AS protocols were those available on diagnosis of prostate cancer and operations were performed within 12 weeks of diagnosis.
 
Statistical analyses to compare the rate of not diagnosing clinically significant prostate cancer—defined as extracapsular extension, seminal vesicle invasion, upgrading to T3 disease, and upgrading of Gleason score in the final prostatectomy specimens—were performed. The sensitivity and specificity of each protocol in selecting localised prostate cancer (defined as pathological stage <T3) and histological low-risk disease (defined as no upgrading of Gleason score on final pathology) were compared.
 
Statistical analysis was performed using the SPSS (Windows version 20.0; IBM Corp, Armonk [NY], US). Independent sample t test and Pearson Chi-squared test were used for continuous and categorical variables, respectively. A P value of <0.05 was considered statistically significant. This study was done in accordance with the principles outlined in the Declaration of Helsinki.
 
Results
A total of 287 patients were included in the cohort. The mean age was 66 years, mean serum PSA level was 10 ng/mL, mean number of positive cores during biopsy was 3, and mean Gleason sum at biopsy was 6. In the current cohort, 266 (93%) patients had clinical T1c or T2a prostate cancer—198 (69%) had clinical T1c disease and 68 (24%) had clinical T2a disease. Table 2 summarises the basic demographics of all patients.
 

Table 2. Basic demographics of patients (n=287)
 
When the six AS protocols were applied to the cohort, 30 to 152 patients were identified as low-risk; their mean serum PSA level ranged from 5.3 ng/mL to 7.7 ng/mL, and mean PSA density ranged from 0.12 ng/mL/mL to 0.25 ng/mL/mL. All six protocols had a mean biopsy Gleason sum of 6. Table 3 summarises the clinical characteristics of patients stratified according to different AS protocols.
 

Table 3. Clinical characteristics of patients stratified according to six active surveillance protocols
 
In the analyses of final pathological outcomes in patients stratified into different AS protocols, extracapsular extension rate varied from 3.3% to 17.1%. The incidence of seminal vesicle invasion was low in all six protocols, ranging from 0% to 3.3%. The rate of pathological T3 disease was lowest according to the John Hopkins criteria (3.3%), while the University of Toronto criteria had the highest incidence (19.1%). Regarding the upgrading of Gleason score in the radical prostatectomy specimens, all six protocols had a relatively high rate ranging from 20.6% to 34.5%. Table 4 summarises the pathological outcomes among the six AS protocols.
 

Table 4. Pathological outcomes of six active surveillance protocols
 
Comparative analyses of individual AS protocols against each other were also performed (Table 5). The University of Toronto protocol had a significantly higher rate of extracapsular extension at 17.1% and pathological T3 disease at 19.1% when compared with the more stringent protocol from John Hopkins (3.3% extracapsular extension, P=0.05 and 3.3% pathological T3 disease, P=0.03) and PRIAS (8.0% pathological T3 disease, P=0.04). In addition, the Royal Marsden protocol had a significantly higher rate of upgrading of Gleason score at 34.5% when compared with the more stringent protocol of PRIAS at 20.6% (P=0.04). There was no significant difference in the incidence of seminal vesicle invasion between the six protocols.
 

Table 5. Comparative analyses of pathological outcomes of six active surveillance protocols
 
In terms of the ability of each protocol to identify pathological localised disease (defined as pathological stage <T3) and histologically low-risk cancer (defined as no upgrading of Gleason score), sensitivity varied from 13%-61% and 14-71%, respectively. The John Hopkins criteria demonstrated highest specificity in identifying pathological localised disease (98%) and histological low-risk cancer (94%). Table 6 illustrates the sensitivity and specificity of identifying localised and histological low-risk disease for the six AS protocols.
 

Table 6. Sensitivity and specificity of six active surveillance protocols in predicting low-risk prostate cancer
 
Discussion
Prostate cancer screening has always been a controversial issue and evidence of improved survival is awaited.1 2 Nonetheless, PSA screening has undoubtedly led to overdiagnosis of insignificant prostate cancer.3 4 Active surveillance, with the purpose to delay or even avoid radical treatments and their associated morbidities, plays an important role in managing these patients. Unfortunately there are different AS protocols with various inclusion criteria, and urologists and oncologists may have difficulty deciding which protocol to adopt. The gold standard to answer this question will be a prospective randomised trial to compare overall survival following the application of different AS protocols. This, however, will require decades to observe low-risk prostate cancer patients before survival endpoints are reached. Our study provides data on pathological outcomes when different AS protocols were compared.
 
In our cohort, the proportion of patients eligible for active surveillance varied widely from approximately 11% to 58% according to different selection criteria (Table 3). Two recent series showed similar findings of a large discrepancy in the proportion of patients eligible for different AS protocols, varying from 16% to 63% and 28% to 69%.18 19 We demonstrated that although all AS protocols aim to select low-risk prostate cancer, the heterogeneity between them can be quite large. Clinicians need to be vigilant before adopting any of the AS protocols for their patients when further data from comparative analyses among different protocols are unavailable. The proportion of patients who were eligible for AS protocols in our study was lower than that in previous series.18 19 This may be because some patients with localised prostate cancer were treated with radiotherapy. The proportion of patients who can be selected in different AS protocols will be affected by the proportion of patients who undergo radiotherapy instead of surgery. In our centre, it is also possible that low-risk patients were selected to undergo a non-operative approach.
 
When the six protocols were compared after stratifying patients according to different AS criteria, the University of Toronto protocol had a significantly higher rate of extracapsular extension at 17.1% and pathological T3 disease at 19.1% than the John Hopkins protocol (3.3% extracapsular extension, P=0.05 and 3.3% pathological T3 disease, P=0.03) and PRIAS criteria (8.0% pathological T3 disease, P=0.04) [Table 5]. This observation can be explained by the difference in stringency of the two protocols. The University of Toronto criteria selected patients by two factors only: PSA of <10 ng/mL and Gleason score of ≤6; PSA density, number of positive biopsy cores, and percentage of core involvement were not considered. On the contrary, the John Hopkins criteria applied very strict criteria: a PSA density of 0.15 ng/mL/mL. In addition, only patients with T1 disease with at most two positive cores during biopsy and no more than 50% involvement of each core were selected (Table 1). Contrary to our findings, El Hajj et al19 found no significant difference in the rate of extracapsular extension, upgrading of Gleason score, or unfavourable disease when they compared the University of Toronto protocol with the John Hopkins protocol. The difference can be explained by the high rate of extracapsular extension (15%) and unfavourable disease (46%) within the John Hopkins criteria in their series, compared with 3% extracapsular extension and 3% pathological T3 disease in our cohort. This also implies that disease heterogeneity among different populations may influence the choice and results of different AS protocols.
 
In our study, analyses of final pathology revealed that the Royal Marsden protocol had a significantly higher rate of upgrading of Gleason score at 34.5% compared with the PRIAS criteria at 20.6% (P=0.04; Table 5). This result can be explained by the less-stringent selection criteria of the Royal Marsden protocol. First, it is the only protocol that allowed a Gleason score of 3+4 to be selected. Second, PSA level up to 15 ng/mL was permitted. These factors will invariably result in the inclusion of a proportion of patients with higher-risk disease. In the study by El Hajj et al,19 the Royal Marsden protocol were compared with the John Hopkins protocol and significantly more unfavourable disease was observed in the Royal Marsden group. Klotz et al11 also demonstrated that inclusion of Gleason score of 4 on biopsy into AS was a risk factor in predicting definitive treatment during active surveillance. These findings illustrate that active surveillance in patients with Gleason score of 3+4 is likely to miss higher-risk disease. It should be used cautiously and preferably not in young patients who are otherwise fit for radical treatments.
 
We have shown that less pathological T3 disease and Gleason score upgrading were present in the more-stringent John Hopkins and PRIAS protocols compared with the less stringent University of Toronto and Royal Marsden criteria. Nonetheless their sensitivity in identifying low-risk disease may be compromised by the more stringent selection criteria. More low-risk disease may therefore be excluded from surveillance by these stringent criteria. We addressed this issue in the last part of our analyses. The sensitivity and specificity in identifying localised disease (pathological stage <T3) and low-risk histology (no upgrading of Gleason score) among different AS protocols were compared (Table 6). The most stringent protocols of the John Hopkins and PRIAS had the highest specificity when selecting localised disease (94%-98%) and low-risk histology (91%-94%). However, inclusion of less pathological T3 disease and Gleason score upgrading by the more stringent protocols of John Hopkins and PRIAS should be cautious because it will, inevitably, be at the expense of low-risk patients who is excluded from AS and may receive unnecessary aggressive treatments. A recent study by Iremashvili et al18 showed that the PRIAS criteria had a better balance of sensitivity and specificity compared with the UCSF and MSKCC criteria. From our point of view, we tend to place more emphasis on high specificity since low specificity will include patients with high-risk tumours into active surveillance and thus patient survival may be jeopardised.
 
The present study had several limitations. First, the number of biopsy cores was not consistent throughout the study period. A proportion of patients had six-core biopsies in the early period of the cohort versus the current more recent standard of 10-12–core biopsies. Second, the sample size was relatively small due to the low incidence of prostate cancer in our population. Third, the tumour volume in prostatectomy specimens that might predict low-risk prostate cancer was not assessed. Lastly, the final prostatectomy pathology in this study was from patients who were operated on soon after diagnosis and not after a period of post-diagnosis surveillance. As a note of caution, it would be expected that the final pathology would show even worse pathological features if the patients were put on AS and operated on later. This should be noted when interpreting the results of the current study and counselling patients.
 
In conclusion, there is a wide range of variation in the selection criteria of different AS protocols. Active surveillance protocols based on PSA and Gleason score alone or including Gleason score of 3+4 may miss higher-risk disease and should be applied cautiously. The more stringent criteria of John Hopkins protocol and the PRIAS protocol were highly specific in identifying localised disease and low-risk histology.
 
Declaration
All authors have disclosed no conflicts of interest
 
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8. Bastian PJ, Carter BH, Bjartell A, et al. Insignificant prostate cancer and active surveillance: from definition to clinical implications. Eur Urol 2009;55:1321-30. Crossref
9. Cooperberg MR, Carroll PR, Klotz L. Active surveillance for prostate cancer: progress and promise. J Clin Oncol 2011;29:3669-76. Crossref
10. Dall’Era MA, Albertsen PC, Bangma C, et al. Active surveillance for prostate cancer: a systematic review of the literature. Eur Urol 2012;62:976-83. Crossref
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12. van As NJ, Norman AR, Thomas K, et al. Predicting the probability of deferred radical treatment for localised prostate cancer managed by active surveillance. Eur Urol 2008;54:1297-305. Crossref
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