Hong Kong Med J 2020 Feb;26(1):10–8 | Epub 22 Jan 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
ORIGINAL ARTICLE CME
Second tier non-invasive prenatal testing in a regional prenatal diagnosis service unit: a retrospective analysis and literature review
Vivian KS Ng, MB, ChB, FHKAM (Obstetrics and Gynaecology)1; Avis L Chan, MB, BS, FHKAM (Obstetrics and Gynaecology)1,2; WL Lau, MB, BS, FHKAM (Obstetrics and Gynaecology)1; WC Leung, MD, FHKAM (Obstetrics and Gynaecology)1
1 Department of Obstetrics and Gynaecology, Kwong Wah Hospital, Yaumatei, Hong Kong
2 Department of Pediatrics, Stanford University School of Medicine, Palo Alto, California, United States
Corresponding author: Dr Vivian KS Ng (firstname.lastname@example.org)
Introduction: The Hong Kong Hospital Authority has newly introduced a new Down's syndrome screening algorithm that offers free-of-charge non-invasive prenatal testing (NIPT) to women who screen as high risk. In preparation for this public-funded second tier NIPT service, the present study was conducted to retrospectively analyse women eligible for NIPT and to review the local literature.
Methods: Our retrospective study included women screened as high risk for Down's syndrome (adjusted term risk ≥1:250) during the period of 1 January 2015 to 31 December 2016. We performed descriptive statistics and multivariable logistic regression to examine the factors associated with women’s choice between NIPT and invasive testing. We also reviewed existing local literature about second tier NIPT.
Results: The study included 525 women who screened positive: 67% chose NIPT; 31% chose invasive diagnostic tests; and 2% declined further testing. Our literature review showed that in non-research (self-financed NIPT) settings, NIPT uptake rates have been increasing since 2011. Nulliparity, first trimester status, higher education, maternal employment, and conception by assisted reproductive technology are common factors associated with self-financed NIPT after positive screening. Among women choosing NIPT, the rates of abnormal results have typically been around 8% in studies performed in Hong Kong.
Conclusion: Implementation of second tier NIPT in the public setting is believed to be able to improve quality of care. We expect that the public in Hong Kong will welcome the new policy.
New knowledge added by this study
- A comprehensive review of all local studies in Hong Kong (including ours) that summarise the increasing trend of women choosing second tier non-invasive prenatal testing (NIPT) after high-risk Down's syndrome screening results; factors associated with choice of NIPT; and the percentages of abnormal NIPT results.
- The new Hospital Authority policy of offering publicly funded second tier NIPT for high-risk Down’s syndrome screening results will be feasible, beneficial, and welcomed by pregnant women and their partners.
Prenatal diagnostic tests for Down’s syndrome have been changing dramatically in recent decades. In the 1990s, women aged ≥35 years at confinement of pregnancy were regarded as the ‘high-risk’ group in terms of carrying babies with Down’s syndrome. They were offered direct invasive procedures that involved using a needle to puncture the amniotic sac (amniocentesis) or placenta (chorionic villus sampling) to rule out chromosomal abnormalities. Although these tests are diagnostic and accurate, they have procedure-related miscarriage risks of 1/100 to 1/200.1 Indeed, the majority of these cases undergoing such invasive procedures are normal pregnancies, and this age-based approach imposed avoidable risks on otherwise normal babies. Later, Down’s syndrome screening for nuchal translucency (NT) and maternal serum markers was introduced to women of advanced maternal age (≥35 years). Since 1 July 2010, universal Down’s syndrome screening has been offered in all public obstetrics units in Hong Kong.2 All pregnant women at appropriate gestation are offered informed prenatal screening choices irrespective of their age. Those women who are screened as high risk (adjusted term risk ≥1:250) were counselled for either invasive diagnostic prenatal tests (chorionic villus sampling versus amniocentesis) or expectant management without further tests. Ultrasound examination for fetal abnormalities was performed regardless of women’s choices. This measure has significantly reduced unnecessary invasive procedures for women of advanced maternal age without introducing any other risk factors.3 However, the sensitivity and specificity of first or second trimester Down’s syndrome screening tests are only about 90%,4 and false positive cases and accidental findings of chromosomal and structural abnormalities may put women at risk of further unnecessary procedures.
The discovery of the presence of cell-free fetal DNA in maternal plasma by Professor Dennis Lo in 1997 was a remarkable breakthrough in prenatal screening.5 6 7 In 2011, non-invasive prenatal testing (NIPT) became commercially available in Hong Kong as a self-financed examination. Following positive Down’s syndrome screening, women are now given an additional choice, NIPT, in addition to the traditional approach with either invasive diagnostic procedures or expectant management. The introduction of this technology has made a significant impact on choices and decisions by obstetricians, healthcare policy makers, and pregnant women.8
Compared with conventional screening, which has a 90% detection rate of Down’s syndrome and a 5% false positive rate,1 NIPT achieves a higher detection rate (99%) and a lower false positive rate (as low as 0.1%).9 Even though NIPT costs >HK$5000, it is generally accepted by clinicians and pregnant women because of its accuracy and safety. In December 2019, the Hong Kong Hospital Authority introduced a publicly funded (free-of-charge) second tier of NIPT to pregnant women who are screened positive/high risk by the Down’s syndrome screening tests. While transitioning to the new healthcare policy (Fig 1), we performed this study to analyse data from a large sample in our centre (which has approximately 5000 annual deliveries) and summarise local NIPT study findings from Hong Kong. We hypothesised that the general population and healthcare providers in Hong Kong are ready for and supportive of the new policy and that the prospective NIPT uptake rate will be very high.
This retrospective cohort study was conducted in a government-funded regional obstetrics unit in Hong Kong that manages approximately 5000 annual deliveries. All women who presented to our obstetrics unit were eligible for Down’s syndrome screening, should their gestation meet the screening criteria. The Down’s syndrome screening programme is funded by the government and therefore free of charge to all registered pregnant women. Pregnant women are offered either first trimester combined Down’s syndrome screening at 11 to 13 weeks of gestation or second trimester screening at 16 to 19 weeks of gestation. In all Hospital Authority units, first trimester combined Down’s syndrome screening measures and analyses the woman’s age, NT thickness, pregnancy-associated plasma protein A, and free beta human chorionic gonadotropin, while second trimester biochemical screening includes the woman’s age, total human chorionic gonadotropin, alpha-fetoprotein, and unconjugated estriol (uE3) [uE3 has been included in biochemical screening since late 2016 to improve screening detection rates of trisomy 13, 18, and 21]. The result is regarded as high risk if the adjusted term risk ratio for trisomy 21, 18, and/or 13 is ≥1:250. Women who are screened as high risk are notified and counselled for further management options by trained nurses or midwives who are certified for ultrasound scanning by the Hospital Authority and Fetal Medicine Foundation. These women are offered the following informed choices: (1) publicly funded invasive tests; (2) self-financed NIPT; or (3) decline further tests. The procedure-related risks of miscarriage are quoted as 1% in chorionic villus sampling and 0.5% in amniocentesis.1 In the presence of thickened NT, especially those ≥3.5 mm, women were offered the option of direct invasive testing, as that finding indicates an increased risk of microdeletions or microduplications. Regardless of their choices, detailed ultrasound examination is arranged at 19 to 22 weeks of gestation in women screened as high risk to screen for any fetal structural abnormalities. If ultrasound abnormalities are detected, women who have chosen NIPT or declined further tests are counselled again for invasive diagnostic tests to rule out chromosomal or genetic abnormalities.
Pregnant women screened with high-risk results for trisomy 21, 18, and/or 13 by the universal Down’s syndrome screening programme during the period of 1 January 2015 to 31 December 2016 (2 years) were included in this study. We retrieved their demographic (maternal age, education level, race) and clinical (obstetric history, history of abnormal pregnancy, family history, ultrasound findings, Down's syndrome screening test results, woman’s choice of further tests after positive screening) details from the Clinical Management System, Electronic Patient Record, Antenatal Record System, and our written records. Descriptive data (counts and percentages) were presented in tables and flowcharts. Bivariate analysis of Chi squared or Fisher’s exact tests was performed to identify factors associated with women’s choice between NIPT and invasive tests. Two-tailed P values <0.05 were considered statistically significant. We included all statistically significant factors in a multivariable logistic regression model with woman’s choice as the outcome. Variables that remained statistically significant were regarded as factors that were independently associated with the woman’s choice. The hypothesis was tested by comparing our study’s results with the findings of other studies in Hong Kong about NIPT uptake over time. Data were analysed using SPSS (Windows version 23.0; IBM Corp, Armonk [NY], United States).
From 1 January 2015 to 31 December 2016, 9276 women underwent Down’s syndrome screening in our unit. A total of 525 (6%) women were screened positive or at high risk of trisomy 21, 18, and/or 13. Table 1 shows the demographic and clinical characteristics of the screened positive women in our study. Among them, 318 (61%) women were aged ≥35 years at their estimated date of confinement. Almost all women were Chinese (512/525, 98%), and the remaining women were from a variety of races. Regarding education level, almost half of these women (49%) had achieved secondary school level, and one third had achieved tertiary school level. The education level of 12% of them was unknown. The vast majority of women (>95%) in this study had no significant family history or personal history of abnormal pregnancy or genetic diseases. Those with significant family history or personal history of abnormal pregnancy were family history of mental retardation (n=2), trisomy 21 (n=1), Emmanuel syndrome (n=1), and not specified (n=1). Around one third of women in this study had gravidity ≥3 (37%), and nearly half of them were nulliparous (46%). Most of them were conceived naturally (94%).
Table 1. Demographic characteristics, clinical characteristics, and Down’s syndrome screening results of 525 women with positive screening
For the index pregnancy, 459 (87%) women and 66 (13%) women had the Down’s syndrome screening performed during the first and second trimester, respectively. Over 80% of screened positive women was positive for any one of trisomy 21, 18, or 13. For those with NT measured in the screening, 80% of women had NT <3 mm, and 10% had NT of ≥3.5 mm. The distribution of the trisomy 21 risk ratio was uniform and even.
After high-risk results from Down’s syndrome screening, 67% of women chose NIPT; 31% chose invasive diagnostic tests; and 2% declined further testing. Figure 2 shows a detailed flowchart of women’s decisions for further testing upon positive Down’s syndrome screening. Out of 351 women who opted for NIPT after high-risk screening results, 328 (93%) had normal NIPT results, while 23 (7%) had abnormal results. The abnormal results included trisomy 21, trisomy 18, trisomy 13, sex chromosome-related, others (69XXX; dup (3q26.1-q29,31M) and del (5q15.33-p14.1,22M); increased uptake chromosome 9), and non-reportable (n=2). Of the 23 women with abnormal NIPT results, 21 proceeded to invasive procedures; one miscarried prior to invasive procedures; and one underwent termination of pregnancy directly. The diagnosis was confirmed by diagnostic tests in 16 cases: 14 cases ended up with termination of pregnancy; one continued pregnancy (47XYY); and one miscarried afterwards (69XXX). The remaining five women who had invasive diagnostic tests following high-risk NIPT (n=3) and non-reportable NIPT (n=2) were found normal by karyotyping.
Figure 2. Flowchart of women’s decisions about further testing upon positive Down’s syndrome screening
There were 328 women with normal NIPT results. However, 15 of them still required invasive procedures for reasons of maternal anxiety (n=3), fetal gender confirmation (n=1), and sonographic abnormalities detected during anomaly scans (n=11). The 11 women with ultrasound abnormalities all proceeded to invasive procedures. The ultrasound findings, karyotypes, and pregnancy outcomes of these women are shown in Table 2.
Between women choosing NIPT and invasive diagnostic procedures, the factors of maternal education, conception by assisted reproductive technology, gravidity, parity, first trimester, trisomy risks, and NT reached statistically significant difference (Table 3). After adjusting for all these variables in the logistic regression model, only higher maternal education (P=0.04), gravidity <3 (P<0.001), nulliparity (P=0.03), and examination during the first trimester (P<0.001) were associated with higher NIPT uptake.
Table 3. Demographic and clinical characteristics of women choosing non-invasive prenatal testing versus invasive diagnostic procedures after positive Down’s syndrome screening
Although NIPT was self-financed, increasing NIPT uptake rates since 2011 reported by studies from Hong Kong support our hypothesis that pregnant women are supportive of contingent NIPT after positive Down’s syndrome screening tests. The uptake rate of self-financed NIPT has increased from 20% (95% confidence interval [CI]=18%-24%; in Poon et al’s study, 2011-201210) to 29% (95% CI=26%-32%; in Chan et al’s study, 2012-201311) to 67% (95% CI=63%-71%) in our study, 2015-2016. We observed a steep increase in the NIPT uptake rate in our unit (from 23% in 2012 to 71% in 2016),12 and a corresponding rise has been observed in other local public obstetrics units,13 despite the fact that women had to pay for the cost of NIPT. A multi-centred survey-based study performed in Hong Kong showed that >90% of women favouring NIPT after positive Down’s syndrome screening were willing to pay for the test.14 This study also found that higher income was an independent predictor of women’s choice for NIPT. Our study did not include household income because the missing rate is very high (>50%). Low or non-response on sensitive issues such as income and wealth has been well documented in the literature.15 If cost is eliminated as a factor, we would expect the majority of women to choose NIPT as a contingent test, as projected by Lo et al13 in 2015-2016 and Cheng et al16 in 2015-2016. In those studies, NIPT was offered as a research expense, and the uptake rates were 62% and 90%, respectively.13 16
Non-invasive prenatal testing is popular and widely accepted in other parts of the world. The United Kingdom has the same algorithm to manage women screened positive for Down’s syndrome, but outside the research arena, NIPT is only available in the private sector at the patient’s own expense. A study in the United Kingdom showed that the main motivation for women choosing NIPT as a further test after positive Down's syndrome screening was reassurance, as NIPT is safe, accurate, and able to pick up those that may otherwise have been missed by combined Down's syndrome screening.17 The reassurance and reduction of anxiety made all women in the study believe that NIPT should be adopted as part of the National Health System’s obstetric practice. Another study in Australia also reported positive experiences in women undergoing NIPT, with 93% of respondents indicating support of public funding for NIPT as part of Down’s syndrome screening.18
In concordance with high acceptance of NIPT in Hong Kong and worldwide, the number of invasive procedures has significantly decreased recently. In our study, 328 (62%) women were able to avoid unnecessary invasive diagnostic procedures that might have been performed in historical clinical practice in public hospitals before NIPT and current clinical practice if these pregnant women are not able to pay the cost. Uptake may be much greater if NIPT is offered at no cost. Second tier screening after positive combined first trimester screening significantly reduced the number of invasive procedures performed and increased specificity while maintaining close to 100% sensitivity.19 In addition, NIPT may provide a broader range of information about microdeletions, microduplications, single-gene disorders, etc. This provides additional options for women who prefer the extended reports provided by NIPT if clinically indicated.20
Although NIPT is highly sensitive and specific in detecting trisomies 21, 18, and 13, ultrasound still plays an important complementary role in the contemplated algorithm for prenatal Down's syndrome screening. Given normal NIPT results following positive Down's syndrome screening, a number of women may also require invasive procedures in the presence of sonographic abnormalities resulting from false negative cases or non-aneuploidy diseases like thalassaemia (Table 2).
We reviewed the local data from studies in Hong Kong regarding second tier NIPT after high-risk Down’s syndrome screening results (Table 4 10 11 13 16 21). Our study has the largest sample size in the last 5 years. The vast majority of pregnant women presented to the obstetrics unit during the first trimester and had first trimester combined Down’s syndrome screening tests performed. In non-research (self-financed NIPT) settings, NIPT uptake rates have been increasing since 2011. Nulliparity, first trimester status, higher education, maternal employment, and conception by assisted reproductive technology are common factors that have been independently associated with self-financed NIPT after positive Down’s syndrome screening tests. In our study, a multivariable logistic regression model indicated that NT thickness and adjusted term risk ratio of trisomy 21 were no longer statistically associated with NIPT uptake. We found that positive Down’s syndrome screening results, adjusted term risk of trisomy 21, and NT were correlated. By controlling for any one of these factors, the effects of the other two factors could be held relatively constant. Moreover, NT thickness is only reported in the first trimester, and therefore, the effects of NT may be accounted for by the first trimester factor. Among women choosing NIPT, the rate of abnormal results has typically been around 8% in studies performed in Hong Kong.
Table 4. Local studies about second tier non-invasive prenatal testing after high-risk Down’s syndrome screening results
Our study is limited by the retrospective nature of the study and missing data on self-reported items like education level and household income. Furthermore, obstetric professionals’ perceptions about NIPT may vary among different healthcare providers, leading to potential implicit bias.22 Studies have found that obstetricians had more certain views about the usefulness of NIPT than midwives had.23 To consider this potential bias, a questionnaire to the healthcare providers would be useful for understanding their perceptions, attitudes, and the extent of any bias towards NIPT or invasive diagnostic procedures. Standardised counselling materials (interview scripts, booklets, videos, question and answer information sheets) distributed to women may also minimise dynamic human factors during the counselling session.
Implementation of second tier NIPT in the public setting is believed to improve quality of care, women’s choice, and overall financial/budget performance.24 A significant number of unnecessary invasive procedures can be avoided. We expect that the public in Hong Kong will welcome this new policy.
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
Concept or design: VKS Ng.
Acquisition of data: VKS Ng.
Analysis or interpretation of data: VKS Ng.
Drafting of the article: VKS Ng.
Critical revision for important intellectual content: AL Chan, WL Lau, WC Leung.
Concept or design: VKS Ng.
Acquisition of data: VKS Ng.
Analysis or interpretation of data: VKS Ng.
Drafting of the article: VKS Ng.
Critical revision for important intellectual content: AL Chan, WL Lau, WC Leung.
Conflicts of interest
The authors have no conflicts of interest or declarations to report regarding the present work.
The authors acknowledge the excellent work by staff at the prenatal diagnostic clinic, Kwong Wah Hospital for their outstanding service provision and patient care.
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
This study protocol was reviewed and approved by the Research Ethics Committee (Kowloon Central/Kowloon East) of the Hong Kong Hospital Authority (Ref no. KC/KE-18-0123/ER-3). The requirement for patient consent was waived by the Ethics Committee.
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