Hong Kong Med J 2014;20:16–23 | Number 1, February 2014 | Epub 11 Sep 2013
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
Physiotherapist-designed aquatic exercise programme for community-dwelling elders with osteoarthritis of the knee: a Hong Kong pilot study
Mary CK Lau, MHM, Prof Dip Phty; Joseph KS Lam, Prof Dip Phty; Eva Siu, MPH, Prof Dip Phty; Carmen SW Fung, MScHC(PT), Prof Dip Phty; Kevin TY Li, MHE&HP, Prof Dip Phty; Margaret WF Lam, Prof Dip Phty
Shatin VHT Office, Elderly Health Service, Department of Health, Room 326, Shatin Government Offices, 1 Sheung Wo Che Road, Shatin, Hong Kong
Corresponding author: Dr MCK Lau (email@example.com)
Objectives: To examine the effectiveness and feasibility of a community-based aquatic exercise programme for elders with osteoarthritis of the knee.
Design: Prospective intervention study, with a before-and-after design.
Setting: Community elders.
Participants: Twenty elders aged 65 years or above (mean, 72 years) attending four Elderly Health Centres of the Department of Health who had suffered from osteoarthritis of the knee for at least 3 years and with mild-to-severe knee pain.
Intervention: A 10-week aquatic exercise programme designed and led by physiotherapists.
Main outcome measures: Range of motion and power of extension of the knees, functional reach test, repeated sit-to-stand test, and the Chinese Arthritis Impact Measurement Scales 2.
Results: There was an improvement in the median range of knee flexion from 115° to 125° (P<0.01) and the median strength of the quadriceps from 9 kg to 21 kg (P<0.001). The median score of the functional reach test increased from 20 cm to 28 cm (P<0.001) and the repeated sit-to-stand test from 10 to 14 repetitions (P<0.001). Also, there was an improvement in the mobility level (P<0.01), walking and bending ability of the trunk (P<0.05), levels of pain (P<0.01) and mood (P<0.01), and the total score (P<0.01) in the Chinese Arthritis Impact Measurement Scales 2.
Conclusions: Physiotherapist-designed aquatic exercise has definite benefits in terms of physical and psychosocial functioning, and should be promoted as one of the strategies to enhance long-term self-management of community elders with knee osteoarthritis.
New knowledge added by this study
- This physiotherapist-designed aquatic exercise (PDAE) programme significantly improves knee functions, symptoms, and psycho-social functioning of the Hong Kong Chinese knee osteoarthritis (OA) sufferers.
- The PDAE programme was effective and feasible in community settings.
- This study showed that OA knee sufferers can improve in terms of knee symptoms and functioning by means of the PDAE programme used in a community setting.
- The findings support the application of PDAE programme as a form of long-term self-management for OA knee.
Osteoarthritis of the knee (OA knee) is a chronic painful and disabling condition affecting elderly persons worldwide. Among all lower limb joints affected by OA, affliction of the knee is particularly common among the Hong Kong Chinese. A local survey on persons aged 50 years and above revealed that among men, 17% and 7% had persistent knee pain and a confirmed diagnosis of OA knee, respectively; the prevalence rates in women were higher, being 24% and 13%, respectively.1
Elderly Health Centres (EHCs) of the Department of Health provide comprehensive primary health care for persons aged 65 years and above. Among attendees of EHCs, OA knee contributes to approximately one third of all physiotherapy referrals.2
Physiotherapy in the form of an exercise prescription (eg hydrotherapy), other treatment modalities (eg heat therapy, transcutaneous electrical nerve stimulation), as well as the prescription of mobility aids for improving ambulation are examples of recommended non-pharmacological therapies for the OA. These are in addition to patient education and self-management programmes.3 There are many studies documenting the efficacy and effectiveness of aquatic exercises (or hydrotherapy programmes) for reducing pain and improving function in patients with OA or rheumatoid arthritis.4 5 6 7 8 When one exercises in water, the buoyancy of water decreases loading on lower limb joints. On the other hand, the hydrodynamic resistance and turbulence helps to strengthen muscles and increase proprioception and balance. Hydrostatic pressure also helps to control oedema in the immersed body parts.
This study aimed to examine the effectiveness and feasibility of a community-based aquatic exercise programme for elders with OA knee. The programme, a physiotherapist-designed aquatic exercise (PDAE), was developed by the physiotherapists of the Elderly Health Service (EHS) of the Department of Health.
Subjects were recruited by convenience sampling of the elders aged 65 years and above attending any one of the four EHCs in Kowloon, Hong Kong.
Inclusion and exclusion criteria
Elders who were recruited had to have a clinical diagnosis of OA knee made by EHC doctors, knee pain for at least 3 years, and a self-perceived pain level of at least ‘mild’ in the affected knee joint(s) during the preceding 1 month.
Unstable heart disease, hypertension, or any other medical contra-indication to mild-to-moderate physical activity were grounds for exclusion. Other exclusion criteria were physical barriers to exercising in water, such as marked postural deformity, blindness, or deafness; severe cognitive impairment; depression not responding to treatment; neurological diseases like Parkinson’s disease and stroke; and inability to walk independently. Subjects who had already received active interventions for OA knee during the preceding 2 months or who had scheduled knee operations in the following 6 months were also excluded.
The PDAE consisted of individual and group exercises (Table 1), and was delivered twice a week for 10 weeks in a public indoor swimming pool by registered physiotherapists of the EHS.
All subjects attended a health educational seminar on OA knee and the PDAE before the programme. This addressed the aetiology of OA knee, advice on joint care, skills about coping with daily living and self-help tips on symptomatic relief, a rundown of the programme, and the preparation required before undertaking the aquatic exercises.
Characteristics of subjects
Measurements were carried out in the week preceding and then following the intervention. Demographic and co-morbidity data, including the body mass index (BMI), were collected at baseline. The history of knee pain and its management, self-reported levels of involvement in household work and exercise habits, and details about each subject’s living environment were also documented.
The outcome measures were:
(1) Self-reported changes in the use of analgesics (type and frequency of use).
(2) Changes in functional status, intensity and pattern of pain, social activity, and level of tension and mood, as measured by the Chinese Arthritis Impact Measurement Scales 2 (CAIMS 2). The CAIMS 2 has been validated on Chinese-speaking patients with arthritis9 (Table 2). Thirty relevant items were extracted using CAIMS 2 in the current study, and dealt with mobility, lower limb functions, arthritis pain, and psychosocial status.
(3) Functional exercise capacity was measured by the 6-minute walk test, which measures the maximum distance walked along a 50-metre indoor course in 6 minutes.10 Learning effects were minimised by testing each subject once in the pre- and post-test, respectively and by a 3-month period between the tests.
(4) Lower limb strength and function were measured using the dynamometer test of the Nicholas Manual Muscle Tester (NMMT) and the 30-second repeated sit-to-stand test. The NMMT measures isometric quadriceps muscle strength at 30° of knee flexion. The 30-second repeated sit-to-stand test entails counting the number of completed repetitions by the subject in 30 seconds, and reflects composite functional strength contributed by extension of the back and legs.
(5) Standing balance was measured by the functional reach test (FRT), which measures the maximum displacement in horizontal distance that the subjects can reach when they stand still. Scores of less than 6 inches (15.2 cm) indicate limited functional balance, 6 to 10 inches indicate a moderate fall risk, and that of more than 10 inches (25.4 cm) indicate less fall risk.11
(6) The range of motion (ROM) of the knee joints was measured by a goniometer with the subject in a lying position. The range is one of the mediators for the improvement in overall knee function.
Table 2. The selected items for physiotherapist-designed aquatic exercise assessment out of the original Chinese Arthritis Impact Measurement Scales 2 (CAIMS 2) questionnaire9
The feasibility of running the PDAE programme in the community was assessed as follows:
(a) Difficulties encountered and subjects’ concerns during the recruitment;
(b) Attendance during programme implementation and reasons of absence;
(c) Observation of subjects’ performance during the PDAE programme; and
(d) Post-study programme evaluation including subjects’ satisfaction and their opinion on future service planning.
Analyses were performed using the Statistical Package for the Social Sciences (Windows version 10.0; SPSS Inc, Chicago [IL], US). Differences in range of knee movement, quadriceps strength, FRT, repeated sit-to-stand test, 6-minute walk test, and CAIMS 2 scores before and after the PDAE were tested by the Wilcoxon signed rank test, while the difference in the use of analgesic medications for knee pain was tested by McNemar’s test.
To detect a change of 20% in the pain and physical functioning scales of CAIMS 2 with an α level of 0.05 and 80% power, a sample size of 18 was necessary according to the computer equation for the Wilcoxon signed rank test. To allow for a dropout rate of 20%, 22 subjects were recruited.
There were 22 subjects, of whom 20 (15 female and 5 male) completed the PDAE programme. Two withdrew from the study—one due to personal and adjustment problems to water temperature, while the other did not attend the post-programme assessment. The mean (± standard deviation) age of the subjects was 72 ± 2 years. In all, 35% of them were illiterate and 50% had had a primary school education (Table 3). Apart from OA of the knee, 65% of them had other musculoskeletal problems. Moreover, 65% of the subjects lived in public housing and the rest in private housing. All of them were involved in managing household chores at moderate (60%) and light (40%) intensity levels, and 90% of them had direct lift access to their homes.
Before participating in PDAE programme, 16 of the subjects had pain in both knees and four in one knee only. Specific causes of the knee pain were not identified in 15 of them. Two subjects had pain in one knee without specific cause but the other knee by trauma. Two subjects had knee pain due to overuse. Another subject had knee pain due to overuse and trauma. The main aggravating factors were climbing stairs, squatting, weather changes, and getting up from a sitting to standing position (Table 3).
Nearly all the subjects (90%) undertook exercises of different forms and intensity; 94% claimed to exercise daily, 78% claimed to exercise 30 to 60 minutes per day, and some (17%) claimed to exercise for more than 1 hour a day. Reported land-based exercises included walking (60%), general mobilisation exercise (55%), and Tai Chi (40%). Half of the subjects encountered difficulties performing daily activities (brisk walking, single-leg standing, squatting, getting up or standing from squatting, or sitting on a low stool) due to knee problems. Subject demographics and clinical features are described in Table 3.
Body mass index
There was no significant difference in the subjects’ mean BMI before and after the PDAE programme (26.6 vs 26.6 kg/m2; P=0.658).
Before PDAE, more than half of the subjects used analgesic ointments/patches for self-management of knee pain. Apart from medication, only one subject exercised specifically to relieve pain and stiffness in his knee. Three quarters of the subjects found their self-management slightly effective and 20% found it moderately effective.
After PDAE, the number of subjects taking pain-relieving medications decreased (19 vs 4; P=0.004), and the numbers relying on oral analgesics decreased from four to one (Table 4).
Table 4. Frequency and type of analgesic medication used before and after physiotherapist-designed aquatic exercise (PDAE) programme
According to observations by physiotherapists, subjects with knee swelling all experienced a decrease (10 vs 0 knees; P=0.002). There was also a decrease in the girth of the thigh (measured at 5 cm above the base of patella in both knees) from a mean of 40 cm to 39 cm (P(Tables 5 and 6).
Table 5. Functional parameters of the knee before and after physiotherapist-designed aquatic exercise (PDAE) programme
Table 6. The Chinese Arthritis Impact Measurement Scales 2 (CAIMS 2) scoring before and after physiotherapist-designed aquatic exercise (PDAE) programme
Owing to the small sample size and skewed data distribution, medians and the non-parametric Wilcoxon signed rank test were used to compare functional outcomes and CAIMS 2 scores.
The medians of the knee range of motion increased from 115° to 125° (P(Table 5).
There was a significant improvement in mobility level, walking and bending ability of trunk, levels of pain and mood, as well as the total score as measured by CAIMS 2 (Table 6).
Effectiveness of physiotherapist-designed aquatic exercise programme
Osteoarthritis is associated with muscle atrophy, reduced muscle strength, and decreased ROM. Studies have shown that strength and ROM of women with arthritis are often 70 to 85% that of women of similar age without arthritis.12 Quadriceps weakness is common among patients with OA knee, which is believed to be due to disuse atrophy, as patients tend to unload the painful extremity.3 Osteoarthritis is a common disorder in persons older than 65 years and can significantly affect quality of life.13
The goal of the PDAE programme was to improve knee function for the OA-affected knee. In this study, the intervention was associated with a reduction in knee pain, improved strength of knee extensors, improved knee ROM, and overall body balance; all of which were confirmed by improvements in the sit-to-stand test.
The advantage of exercising in an aquatic environment is that in comparison to usual weight-bearing exercises, water buoyancy decreases stress on the lower limb joints and surrounding muscles, which provides the ideal medium for pain and stiffness relief from arthritis. Turbulence and its dynamic resistance is another property that can strengthen all muscle groups surrounding the knee, and improve proprioception and body balance.5
The results of this study were concordant with the mentioned benefits of the multi-direction resistance provided by the water environment, such that PDAE strengthens the quadriceps effectively. The increased muscle strength around affected joints is a clinically important outcome, as muscles provide shock-absorbing capacity and joint stability to help preserve the diseased joint.4 The decrease in knee joint girth might be explained by reduced swelling and the proximal lift from muscle bulk of the quadriceps and hamstrings due to improved muscle tone.
Moreover, the turbulence of water not only provides resistance but also a multi-directional balance challenge. The aquatic environment enables subjects with intrinsic fall risk factors to exercise safely in functional positions. In this study, improvements in trunk movement ability were also noted in the CAIMS 2 questionnaire. The above factors may be the main reasons for improvement in functional balance. In this study, the medians of the subjects’ FRT test results after PDAE improved from a moderate level of fall risk to a less risky level. This change concurs with Simmons and Hansen’s findings,13 whereby greater improvement in functional reach occurred in subjects who had exercised in an aquatic environment. Challenges to balance in an aquatic environment appear to improve dynamic standing balance on land. This is further supported by motor learning literature, where learners demonstrated the ability to apply what they had learnt from different practice conditions and/or movement skills.14 Standing balance training, if sufficiently dynamic in nature, may also improve the performance of functional activities that combine elements of dynamic balance and overall mobility.14 Overall, the functional movement of the knee reflected by the sit-to-stand test also improved.
The improvements in the mentioned domains of knee function were contributed to by decreased knee pain after the programme. In reference to the self-management of the knee symptoms, subjects mainly used analgesic ointment and patches. Before the PDAE programme, they might not have realised that exercise was an effective means of improving their knee pain and function. The PDAE programme benefits subjects via performance of suitable exercise so that they are less dependent on drugs and hence drug-induced adverse effects can be reduced.
Moreover, the present study showed that PDAE had added benefits on both the physical and psychological aspects of patients with OA knee. Group interaction and socialisation resulting from the interventions may also have influenced psychological domains positively.13 Our results were consistent with findings of other investigators, who noted improvements in clinically active joint function after hydrotherapy but not after a land-based exercise programme.5 Although there was a deterioration in the medians of the sub-score of social activities in CAIMS 2 (P=0.243), this might have been because the latter questionnaire focused on the frequency of getting in touch with friends or relatives, rather than about social activities resulting from the intervention.
Although nearly all subjects undertook exercise and on a daily basis before the programme, there was ample scope for improvement in the physical domains for their knees. This might suggest that different types of exercise, including aquatic exercise, should be performed as part of any exercise programme. Besides, measures should be introduced to reduce risk factors for OA knee, such as weight control by means of diet, exercise, and education.
Feasibility of physiotherapist-designed aquatic exercise programme
The observed positive effects and the high (96%) overall attendance rate showed that the PDAE programme was highly acceptable even for a community-dwelling elderly population. This compares very favourably to an attendance rate of 40 to 55% usually achieved in exercise programmes for persons with arthritis.15 Satisfactory compliance could be because those who joined the programme could be non-swimmers, and the programme was relatively short in duration (10 weeks). Moreover, it was conducted during relatively warm months in a training pool provided with temperature control by radiators (room temperature ranged between 19°C and 29°C), resulting in an environment warm enough for elders to exercise. Finally, there was good rapport between the subjects and the physiotherapists. Timely advice, support, and encouragement by the physiotherapists might also encourage the subjects to adhere to the programme schedule. Although these components were not evaluated in the programme, one might speculate that emphasis on these aspects helped attain the high degree of compliance.
During the recruitment period and implementation of the PDAE, no difficulties or adverse effects were encountered. The subjects found the exercise intensity of the PDAE suitable (mean rate of perceived exertion = 3.3 ± 1.3). Also, all the participants were satisfied with the programme and accepted its benefits, particularly as the PDAE was feasible for implementation in public swimming pool within a community setting.
A major limitation of this study was the lack of a control group. Therefore, there was no yardstick for comparing the effects of the PDAE with no intervention. Secondly, comparison of outcome measures before and after PDAE could have been influenced by co-interventions (eg use of massage, improvements in posture during daily activities, performance of other types of muscle-strengthening exercises). Moreover, the subjects recruited from EHCs might well be more motivated and health conscious than others. Thirdly, the outcomes were measured without blinding, such that there was always some measurement bias. Finally, the relatively small sample size and recourse to convenience sampling may have conferred imprecision and bias.
The benefits of aquatic exercise were already well established in other studies. Our study confirmed its effectiveness for OA knee, specifically in a public swimming pool within a community setting. Furthermore, the experience we gained was valuable for the conduct of any future aquatic exercise programme in the community.
The PDAE showed appreciable benefits in terms of reducing knee pain, and improving knee function, body balance, and the psychosocial health of elders with OA knee, including non-swimmers. Populations with OA knee problems and with or without those related to weight-bearing exercise benefited from aquatic exercise. The results justify continuing investment in aquatic exercise programmes as one of the strategies to enhance long-term self-management for elders with chronic OA knee.
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