Hong Kong Med J 2015 Apr;21(2):165–71 | Epub 27 Feb 2015
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
MEDICAL PRACTICE CME
Falls prevention in the elderly: translating evidence into practice
James KH Luk, FHKCP, FHKAM (Medicine)1; TY Chan, FHKCP, FHKAM (Medicine)2; Daniel KY Chan, MD, FRACP3
1Department of Medicine and Geriatrics, Fung Yiu King Hospital, Hong Kong
2Department of Medicine and Geriatrics, Kwong Wah Hospital, Yaumatei, Hong Kong
3Faculty of Medicine, University of New South Wales, Ingham Institute; Aged Care & Rehab, Bankstown Hospital, Australia
Corresponding author: Dr James KH Luk (email@example.com)Full paper in PDF
Falls are a common problem in the elderly. A common error in their management is that injury from the fall is treated, without finding its cause. Thus a proactive approach is important to screen for the likelihood of fall in the elderly. Fall assessment usually includes a focused history and a targeted examination. Timed up-and-go test can be performed quickly and is able to predict the likelihood of fall. Evidence-based fall prevention interventions include multi-component group or home-based exercises, participation in Tai Chi, environmental modifications, medication review, management of foot and footwear problems, vitamin D supplementation, and management of cardiovascular problems. If possible, these are best implemented in the form of multifactorial intervention. Bone health enhancement for residential care home residents and appropriate community patients, and prescription of hip protectors for residential care home residents are also recommended. Multifactorial intervention may also be useful in a hospital and residential care home setting. Use of physical restraints is not recommended for fall prevention.
Falls and imbalance occur commonly in the elderly and fall/instability is indeed one of the ‘giants’ in geriatric medicine.1 A fall is often defined as an event that results in the patient or a body part of the patient coming to rest inadvertently on the ground or other surface lower than the body.2 In Hong Kong, the prevalence in the elderly of having at least one fall in the preceding 12 months is between 18% and 19.3%, with 75.2% sustaining injuries and 7.2% having a serious injury.3 4 Those who fall have significantly more hospitalisations and clinic visits as well as accident and emergency department visits than those who do not. Fear of falling, loss of confidence in walking, social isolation, and depression can also occur. Fall is a predictor for decreased functional state and risk factor for institutionalisation,5 and the elderly who are prone to falling consume more health care resources than non-fallers each year.6
Pitfalls in fall management
Despite the potentially severe consequences of falls, under-reporting by the elderly is common.7 Individuals may attribute falling to the ageing process or they may not report falls because of the fear of being restricted in their activities or being institutionalised following a fall. Some older people, especially those with cognitive impairment, may forget the event and consequently fail to inform the health care team. Alternatively, in the absence of an obvious injury, physicians may be unaware of falls. A drawback to the management of falls is that the consequences, such as fractures or head injuries, are treated without finding the cause of the fall. Unless all the underlying risk factors are addressed, falls are very likely to recur.
Knowing the risk/precipitating factors for falls
The first step in fall prevention is to identify the risk or precipitating factors for falls. Age by itself is an important risk factor, but not the only one. Falls in the elderly are often due to the interaction of multiple risk factors. One practical way to help clinicians identify risk or precipitating factors is to use a mnemonic. One such mnemonic is shown in the Table.8
Table. Mnemonic (A E I O U, A B B C C C) of risk or precipitating factors for falls (A is shared between vowels and ABC)8
As falls are usually under-reported, a proactive approach is to ask “Have you had a fall in the past 6 months?” at every encounter with an elderly patient. Initial medical assessment involves a focused history-taking, detailing the circumstances of fall, precipitating factors, and consequences. A witness can be helpful to identify unrecognised syncope. Other relevant history includes living environment, social support, past medical illnesses, medication, history of falls or near falls, and mobility and functional status. Comprehensive geriatric assessment should follow documentation of history.9 Testing of gait, balance, and lower limb and joint function, alongside cardiovascular and neurological examination should be performed where relevant. Postural blood pressure, vision, feet, and footwear should also be checked. Measurement of postural blood pressure requires a wait of at least 3 minutes between sitting and standing (or lying and sitting), and is often omitted or not done properly. Simple bedside investigations such as electrocardiography should be performed as arrhythmia may be the cause of falls due to syncope. Further investigations should be guided by the history and examination.
One simple screening test for mobility is the timed up-and-go test.10 The patient is timed while rising from a 46-cm high armchair, walking 3 metres, turning around, and returning to sit in the chair (total 6 metres). The assessment should be repeated with a walking aid if the patient is found to be unsteady. Patients who require more than 20 seconds to complete the task are at risk of fall. It is prudent to refer ‘fallers’ with multiple risk factors to geriatricians for professional assessment and management. Risk factors, once identified, should then be managed with inter-disciplinary intervention to reduce the risks as soon as possible. For example, if impaired vision due to cataract is identified, an expedited eye consultation and cataract treatment is desirable to reduce the chance of recurrent falls.
Practical evidence-based strategies in fall prevention
Multi-component exercises, including strength, endurance and balance training, either in a group or home-based, have been shown to reduce both rate and risk of falling.11 The exercises need to be of sufficient intensity to improve muscle strength. Balance retraining appears to be the more important component of any exercise programme designed to decrease falls.12 The balance training can either be specific dynamic balance retraining exercises or a component of a movement programme such as Tai Chi.13 Exercises should be regular and sustainable, and be a part of multifactorial intervention (MFI; see below). One should be aware that prescribing inappropriate exercise may increase falls in the elderly.
The anecdote of Tai Chi in fall prevention is generally well known to the public. Similar to multi-component exercises, Tai Chi reduces both the rate of fall and falling risk according to a Cochrane Review.11 Wolf et al14 also reported the benefit of 10-form Tai Chi in a randomised controlled trial (RCT). Tai Chi is a combination of strength and balance training, with a certain aerobic element.15 In Hong Kong, most people practise the full form that should theoretically be at least effective, if not better. This can be promoted as a territory-wide health recommendation. Nonetheless, not all Tai Chi programmes improve balance. One local RCT revealed no difference in the number of falls between a Tai Chi group and controls after 12 months.16
Home modifications can effectively reduce risk of falls in the community,11 and include removal of floor mats, painting the edge of steps, reducing glare, installing handles, and improving lighting. Occupational therapists can provide expert advice in this area. For older people with fall risk who live at home, especially those who are usually alone, installation of a safety alarm is recommended so help can be summoned should an accident occur.
Polypharmacy is common among older people who often have multiple co-morbidities, and is an independent variable that has been linked to falls in older people.17 Many drugs, psychotropic medications and antihypertensive agents in particular, are related to falls. The use of psychotropic medication should be confined to patients who do not respond to non-pharmacological intervention and the lowest dosage should be prescribed. Periodic review of indications and side-effects should be undertaken: gradual withdrawal of psychotropic medication can reduce rate of falls in community-dwelling elderly people.11 Nonetheless drug withdrawal is a complicated intervention that should be implemented by an experienced clinician after carefully weighing the risks and benefits. A standardised and explicit medicine review tool such as the Beers Criteria for Potentially Inappropriate Medication Use in Older Adults and STOPP (Screening Tool of Older Person’s potentially inappropriate Prescriptions) may be useful in reducing falls in older people but the effectiveness of these approaches has not been proven by RCTs.18 19 Although drug withdrawal is beneficial, studies that include RCTs show that many withdrawals (eg sleeping pills) are reversed and patients resume previous therapy. Ongoing monitoring is therefore essential.20
Foot and footwear
Foot and footwear problems are common but are often ignored. Footwear influences balance and risk of falls. High-heeled shoes have been shown to increase falls in older people. Anti-slip shoe devices effectively reduce outdoor falls in slippery conditions.21 A systematic review recommends that elderly individuals wear shoes with a low heel and firm slip-resistant soles, both inside and outside the home.22 Podiatrists, and prosthetics and orthotics professionals can give valuable advice in this respect. A recent RCT has shown that multifaceted podiatry intervention with foot orthoses, footwear advice, education, and foot and ankle exercises can reduce the rate of falls in community-dwelling older people.23
Vitamin D supplement
The benefit of vitamin D in falls/fractures extends beyond improved bone health. Vitamin D can strengthen muscle and hence reduce falls. Meta-analysis has shown that supplemental vitamin D at a dose of 700 IU to 1000 IU a day reduces the risk of falling among older individuals by 19%.24 The current opinion is that in community-dwelling elderly, vitamin D supplementation reduces the rate of falls or risk of falling in a subgroup of people with low vitamin D levels but its benefit is absent in people without deficiency.11 In the institutionalised elderly, vitamin D supplementation appears to be more effective in reducing falls and the recommendation is to prescribe vitamin D with or without calcium supplements to older people with low vitamin D levels or those who are institutionalised.11 Despite these recommendations, most studies have been conducted in western countries that experience a quite different duration and intensity of sunshine to Hong Kong. Whether the benefit of vitamin D in fall prevention applies equally to Hong Kong Chinese population is not known. Most public hospital laboratories in Hong Kong do not have the means to investigate vitamin D levels and clinicians are required to send blood samples to private laboratories for vitamin D level assay at a cost. Thus in the public health sector, mass screening of the elderly for vitamin D deficiency prior to supplementation is impractical. The pragmatic approach is to encourage a healthy balanced diet that is rich in vitamin D. For older people who are at risk of fall, especially those in residential care home for the elderly (RCHE), a dose of 800 IU of vitamin D3 per day with or without calcium supplementation is recommended, provided there is no contra-indication.11 The clinician should also ask whether the older person is taking any over-the-counter vitamin D–containing drugs before commencing supplementation, as excess vitamin D may result in hypercalcaemia.
Correction of vision
Poor visual acuity caused by presbyopia, cataract, macular degeneration or glaucoma, reduction in depth perception and contrast sensitivity are risk factors for falls.25 Maximising vision with cataract surgery is effective in fall prevention. In a UK RCT that compared fast-track (4 weeks) with routine-queue (12 months) first eye cataract surgery, a significant reduction in fall and fracture rate in 1 year was observed in the fast-track group.26 Another RCT by the same team showed that fast-track surgery (4 weeks) for the second eye in older people also produced a tendency to fewer falls compared with the routine queue (12 months) group.27 One should beware, though, that correction of vision may sometimes result in increased falls. One RCT showed that vision assessment and intervention may increase the risk of falls and fractures, possibly due to poor adjustment to new spectacles.28 Multifocal lenses may increase fall risk by reducing contrast sensitivity and depth perception in the lower visual field when mobilising.29 As such, older individuals should wear single lens glasses, especially when performing outdoor activities.
Management of cardiovascular risk factors
Cardiovascular investigations and interventions are indicated for those with fall related to syncope and orthostatic hypotension. Neurally mediated syndromes (carotid sinus hypersensitivity, vasovagal syndrome, orthostatic hypotension, postprandial hypotension), arrhythmias (sick sinus syndrome, severe heart block, tachyarrhythmia), and structural cardiac disease (valvular stenosis, hypertrophic obstructive cardiomyopathy, atrial myxoma, aortic dissection) are all risk factors for falls because they cause either attacks of syncope or transient hypotension (pre-syncope).30 Randomised controlled trials in older patients have shown that those with dual-chamber pacemaker implantation for cardio-inhibitory carotid sinus hypersensitivity had significantly fewer falls and fall-related injuries.31 32 It is beyond the scope of this article to describe in detail the investigation and management of individual cardiovascular conditions. Referrals to cardiology colleagues are recommended for certain conditions such as arrhythmias when appropriate. Other conditions such as postural hypotension can usually be managed by a geriatrician.
A MFI programme is a set of interventions designed to address multiple elements of fall risk.33 The elements of MFI usually include multi-component exercises, medical assessment and management of falls, medication adjustment, vitamin D supplementation if appropriate, environmental modifications, and patient education. Since falls are often multifactorial in nature, MFI (rather than a singular approach) is more likely to be effective and is therefore recommended. The intervention can take the form of a general MFI or be an individualised MFI with tailor-made interventions based on specific individual needs.11 Most evidence to support MFI efficacy is in community-dwelling older people. In a community setting, general MFI can achieve a 24% to 31% reduction in fall risk, while individualised MFI may improve this figure to 27% to 41%.10 Multi-factorial intervention may not be effective in fall prevention in other settings, such as in the accident and emergency department.34 A recent Malaysian RCT has just been completed to determine whether MFI is appropriate in an Asian country; the results are pending.35
Fall-related fractures can be reduced by improving bone strength. Thus assessment of bone health should be performed in older people as part of the comprehensive assessment. If indicated clinically, bone mineral density assessment can be undertaken in patients at risk of fragility fracture.36 In addition to vitamin D and calcium supplementation, specific pharmacological treatment should be considered. The World Health Organization FRAX (Fracture Risk Assessment Tool) score can be used to guide treatment by calculating the 10-year osteoporotic fracture rate.37 It is beyond the scope of this article to describe in detail the management of bone fragility.
Another means of fracture protection is the use of hip protectors.38 Most hip protector designs consist of two mechanically proven hard plastic cups or soft pads placed or sewn to each side of a panty. Compliance with their use has been a problem in most studies though, and rates varying from 31% to 68% have been reported, reducing in particular over time.39 One local study reported overall compliance rates of 55% to 70% with an 82% relative risk reduction of hip fracture.40 In Hong Kong, the hot and humid weather makes wearing of hip protectors uncomfortable for a prolonged period of time. Nonetheless a small reduction in hip fracture risk was reported in a systematic review when hip protectors were used in a RCHE with risk ratio of 0.82 (confidence interval, 0.67-1.00).41 No evidence of such benefit was observed in a community setting, hence their use should probably be confined to the RCHE setting.
Fall prevention in hospital and residential care home setting
Multifactorial intervention in hospital and the RCHE has been shown in a systematic review to reduce rate of falls.42 The effective components were comprehensive assessment, staff education, assistive devices, and reduction of medications. Older patients or residents should be assessed individually to develop individualised MFI treatment plans. However, the use of screening tools for risk of fall is more controversial in the institutional setting. In Hong Kong, screening tools such as Morse Fall Scale and STRATIFY are mandated in many hospital wards, long-stay wards in particular, with the former more commonly used.43 44 To date though, there is no evidence to support their use in fall prevention in an institutional setting. An experienced nurse’s clinical judgement is just as effective.45 In addition, a disadvantage of screening tools is that they predict fall due to physiological factors, not incidental falls (eg patient slipping or tripping) or unpredictable physiological falls (eg seizures, syncope). Other risk factors for falls such as “impaired judgement in patients with cognitive impairment” may also not be included in traditional screening tools.46
Health care providers in hospitals or RCHEs may employ physical restraints to older patients when they are at risk of falling or delirious although evidence suggests these are ineffective, not to mention undignified.47 Further, patients may fall more frequently and sustain more serious injuries. Restraints increase the risk of delirium in the hospital setting and the consequent immobilisation precipitates other problems such as pressure sores, respiratory complications, and death via strangulation and aspiration. Although some long-stay hospitals and institutions in Hong Kong have implemented a restraint reduction programme, they remain commonly used in some institutional settings.48
Vitamin D can be considered for all older people who live in RCHEs where the prevalence of deficiency is high. Other strategies for fall prevention that have been used in institutional settings are a chair/bed alarm system, ultra-low beds, and changing of the floor surface from vinyl to carpet. Nevertheless the effectiveness of these methods has not been proven through RCTs.49
Fall prevention in the cognitively impaired older people
Although falls are common among the elderly, there is insufficient evidence to recommend MFI or single intervention for cognitively impaired older people in community, hospital, and RCHE settings. The elderly with dementia have often been excluded from large-scale studies of falls. During training for fall prevention, older patients may be required to learn exercise skills and remember instructions; impaired memory can affect the success of fall prevention. Another report concludes that intervention for fall prevention among cognitively impaired older people in RCHEs is ineffective.50 Nonetheless some studies have reported positive effects. A local retrospective study showed that older people with dementia can still benefit from rehabilitation.51 One meta-analysis showed that strategies to prevent falls and fractures in hospitals and RCHEs were not affected by cognitive impairment.52 Another study demonstrated that the number of falls in psychogeriatric RCHE residents could be reduced by a targeted MFI.53 More studies are required to determine the optimum fall prevention strategies for older people with dementia.
Evidence-based interventions include multi-component group or home-based exercises, Tai Chi, environmental modifications, medication review, management of foot and footwear problems, vitamin D supplementation, and addressing cardiovascular problems. If possible, these are best implemented in the form of MFI. Bone health enhancement for RCHE and appropriate community patients and prescription of hip protectors for RCHE patients are also recommended. A MFI programme may also be useful in the hospital and RCHE setting. Use of physical restraints is not recommended for fall prevention. More high-quality studies are required to examine fall prevention for older people with cognitive impairment. Modern technology for fall prevention, such as movement alarms and sensor technology, should also be further explored.
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